CN109544340A - A kind of intermediary's management system and management method for region equity market - Google Patents
A kind of intermediary's management system and management method for region equity market Download PDFInfo
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Abstract
A kind of intermediary's management system and management method for region equity market, belongs to region equity market administrative skill field.It is characterized by comprising main control unit, membership to declare unit, annual test audit unit and rights management unit, main control unit is declared unit, annual test audit unit and rights management unit with membership and is bi-directionally connected, intermediary, which by main control unit is respectively connected to membership, declares unit or annual test and audits unit and carry out that membership is declared and member examines annually, rights management unit declares unit with membership simultaneously and annual leave audit unit is bi-directionally connected, and to carrying out, membership is declared and the intermediary of member's annual examination carries out rights management.Intermediary's management system of region equity market is directed to by this, intermediary carries out the recommendation business of enterprise after approving by this management system, the insufficient defect of intermediary's scale of construction under traditional approach is avoided, while having saved human cost, and further meets the demand in market.
Description
Technical field
A kind of intermediary's management system and management method for region equity market, belongs to region equity market management
Technical field.
Background technique
Regional share exchange market (hereinafter referred to as " region equity market ") region equity market be for a certain region it is non-
List non-public company provide trusteeship of the stock right, transaction, financing services securities market, it is corresponding with market in exchange, belong to
In over-the-counter market.It is the important component of China's multi-layer capital market system.For promote enterprise be especially in
Little Wei enterprise share exchange and financing encourage scientific and technical innovation and activation non-governmental capital, reinforce the branch to real economy weak link
It holds, there is positive effect.
Enterprise in the mode that region equity market is listed is recommended by meeting the intermediary of qualification (such as bank, rule institute etc.)
Listed, in conventional manner, the composition of intermediary is mutually recommended in the industry generally by line downlink, therefore intermediary
The scale of construction and scale it is smaller, while human cost is high, since the scale of construction of intermediary is insufficient, directly results in area
The listed company of domain equity market is less, is unfavorable for the development of region equity market.
In recent years, with the continuous expansion of the market demand, more and more enterprises wish to become region by intermediary
The listed company of equity market, therefore intermediary's scale of construction deficiency bring defect is increasingly prominent, however due to region equity city
Mainly for the particularity of medium-sized and small enterprises, Shanghai and Shenzhen port and new third board market can not be direct about the way to manage of intermediary for field
Be applied in the equity market of region, thus formed it is a kind of how intermediary in the equity market of region is managed, and rationally
Become region equity market urgent problem to be solved using the resource mode of intermediary.
Summary of the invention
The technical problem to be solved by the present invention is overcoming the deficiencies of the prior art and provide a kind of for region equity market
Intermediary's management system and management method, any intermediary for meeting national qualification and meeting this system administration request exists
It after approving, can carry out that enterprise is listed to be recommended in regional market, avoid under traditional approach intermediary's scale of construction not
The defect of foot, while human cost has been saved, and further meet the demand in market.
The technical solution adopted by the present invention to solve the technical problems is: should manage for the intermediary of region equity market
Reason system, it is characterised in that: declare unit, annual test audit unit and rights management unit, master control including main control unit, membership
Unit is declared unit, annual test audit unit and rights management unit with membership and is bi-directionally connected, and intermediary passes through main control unit
Be respectively connected to membership declare unit or annual test audit unit carry out membership declare and member annual examination, rights management unit simultaneously with
Unit is declared in membership and annual leave audit unit is bi-directionally connected, and to carrying out, membership is declared and the intermediary of member's annual examination carries out
Rights management.
Preferably, the membership declares unit and includes data recording module, auditing module and examined module, data record
Enter module, auditing module and examined module to be sequentially connected, data recording module, auditing module and examined module simultaneously with institute
The main control unit stated is bi-directionally connected, and the rights management unit is connect with module has been examined.
Preferably, annual test audit unit includes annual test data recording module, module to be measured and has examined module, year
Inspection data recording module, module to be measured and having examined while being bi-directionally connected module with main control unit, annual test data recording module, to
Inspection module is sequentially connected with module has been examined, rights management unit and meanwhile with module to be checked and examined module and be connected.
Preferably, the service inquiry unit inquired for agency mechanism, service inquiry unit and institute are additionally provided with
The main control unit stated is bi-directionally connected.
A kind of intermediary's management method that intermediary's management system using for region equity market is realized, it is special
Sign is: including the following steps:
Step a has qualified intermediary and logs in, and proposes membership application by main control module；
Step b, intermediary enter membership and declare unit, declare unit by membership and execute membership auditing flow, and according to entering
Meeting auditing flow is filled in and perfect enterprise data；
Step c judges whether intermediary meets the requirements by main control unit, if after meeting the requirements and auditing and pass through, executed
Step d, if not passing through audit, return step b；
Step d, the intermediary audited by membership audit or annual test authorize corresponding authority and corresponding by rights management unit
Business deadline, intermediary commences business in business deadline；
Step e, main control unit judge whether intermediary needs annual test, if necessary to annual test, step f are executed, if be still not required to
Carry out annual test, return step d；
Step f, main control unit audit unit by annual test and execute annual test auditing flow, and agency mechanism carries out annual test audit；
Step g, main control unit judge whether intermediary is audited by annual test, if audited by annual test, return step d, such as
Fruit is not audited by annual test, and step h is executed；
Step h, main control unit cancel the membership of the not intermediary by annual examination.
Preferably, membership auditing flow described in step b, includes the following steps:
Step b-1, the intermediary newly applied are logged in as new user by main control unit；
Step b-2, the essential information of intermediary is filled according to prompt first by intermediary, and essential information is reported and submitted；
Step b-3, main control unit distribute temporary account and password after the basic document of agency mechanism is audited automatically；
Step b-4, intermediary enter membership by main control unit and declare unit according to temporary account and code entry；
Step b-5, intermediary enter membership and declare in unit, according to the prompt of data recording module, improve intermediary
It declares information and is reported and submitted；
Step b-6, intermediary supplement improve intermediary declare information after, first by auditing module to its data carry out
Preliminary hearing, and preliminary hearing result is fed back into main control unit；
Step b-7 judges whether preliminary hearing passes through for intermediary by main control unit, if executing step b-8 by preliminary hearing, if
Do not pass through preliminary hearing, return step b-5；
Step b-8, after preliminary hearing passes through, main control unit notice intermediary pays correlative charges and it is required to send the Shen of papery
It notifies breath；
Step b-9 receives declaring information material and then secondary being carried out by auditing module to data for correlative charges and papery
Formal audit；
Step b-10, after formal audit, main control unit informs that intermediary obtains regular membership, and distributes to intermediary machine
Structure formal member account and password, and its associated rights is assigned by rights management unit, intermediary can formally carry out
The regular traffics such as the listed recommendation of enterprise.
Preferably, annual test auditing flow described in step f, includes the following steps:
Step f-1, intermediary are logged in and are entered by main control unit after receiving the annual test notice of main control unit transmission
Unit is audited in annual test；
Step f-2, whether it is more than the defined annual test time limit that main control unit judges intermediary currently, if it exceeds defined annual test
Time limit, sequence execute step f-3 ~ step f-4, if the annual test time limit as defined in being less than, directly execution step f-4；
Step f-3, main control unit recommend permission by the enterprise that rights management unit closes the intermediary, at this time intermediary
It can only carry out the relevant operation of annual test；
Step f-4, intermediary audit the prompt of unit according to annual test, create annual test information；
Step f-5, intermediary audit the prompt of annual test data recording module in unit according to annual test, various required by declaring
Annual test information, and carry out reporting and submitting for annual test information；
Step f-6 judges whether preliminary hearing passes through for intermediary by main control unit, if executing step f-7 by preliminary hearing, if
Do not pass through preliminary hearing, return step f-5；
Correlative charges is paid by step f-7, main control unit notice intermediary；
Step f-8 regains membership and new service period, main control unit control by the intermediary of annual examination
Limit administrative unit gives the permission of intermediary active member, and intermediary carries on enterprise's extension in new service period
The business such as board recommendation.
Compared with prior art, the present invention has the beneficial effects that
1, it is directed to intermediary's management system of region equity market by this, for intermediary, has decontroled to all
The membership application of intermediary, any intermediary for meeting national qualification and meeting this system administration request is by approval
Afterwards, the listed recommendation of enterprise can be carried out in regional market, avoids the insufficient defect of intermediary's scale of construction under traditional approach, together
Shi Jieyue human cost, and further meet the demand in market.
2, for the equity market of region, the resource of intermediary is taken full advantage of, by intermediary to its listed money
Material is audited, and the pressure of region equity market is alleviated, and for enterprise, assist it to be listed by intermediary,
Being more convenient for, it enters region equity market.
3, unit is audited by setting annual test, in each service period, for the matter for the enterprise that intermediary is recommended
Amount (such as listed situation) exercises supervision, and the annual test foundation as agency mechanism, realizes the Backward Supervision of agency mechanism.
Detailed description of the invention
Fig. 1 is intermediary's schematic diagram of management system structure for region equity market.
Fig. 2 declares cellular construction schematic diagram for intermediary's management system membership for region equity market.
Fig. 3 is intermediary's management system membership annual test cellular construction schematic diagram for region equity market.
Fig. 4 is intermediary's management method flow chart for region equity market.
Fig. 5 declares flow chart for intermediary's management method membership for region equity market.
Fig. 6 is intermediary's management system annual examination flow chart for region equity market.
Specific embodiment
Fig. 1 ~ 6 are highly preferred embodiment of the present invention, and 1 ~ 6 the present invention will be further described with reference to the accompanying drawing.
As shown in Figure 1, a kind of intermediary's management system (hereinafter referred to as management system) for region equity market, packet
Include main control unit, unit is declared in membership, annual test audit unit, rights management unit and service inquiry unit, main control unit with
Membership is declared unit, annual test audit unit, rights management unit and service inquiry unit and is bi-directionally connected respectively, rights management list
Member declares unit with membership simultaneously and annual test audit unit is connected.
Membership declares essential information of the unit for agency mechanism and carries out typing and audit, and there is country to assert qualification
Intermediary declares unit by membership and proposes membership application, is audited the intermediary passed through and become a member in full standing, formal meeting
The membership information of member, which enters membership and declares in unit, the operation such as is saved, and can be edited, be deleted.
It is audited the intermediary to become a member in full standing and gives it accordingly by main control unit control authority administrative unit simultaneously
Permission, active member can carry out that enterprise is listed to be recommended within the term of validity that this management system is set in regional market,
Auxiliary enterprises are completed listed in the equity market of region.
After the service period of member reaches the period of this management system setting, annual test audits unit in main control unit
Under control, agency mechanism tests, and during annual test, the intermediary by annual test audit is still used as active member
Normal business is carried out in the service period that this management system is given again, by the information of the member mechanism of annual test again by
Annual test audit unit is saved, and can be checked to the membership information for completing annual test, remove the operation such as careful.For not passing through year
The intermediary of inspection, annual test audits unit and undesirable membership information is sent to main control unit, and notifies corresponding member
Mechanism carries out reporting and submitting for information again.
Main control module is managed by concrete power limit of the rights management unit to member, is required by different management,
Membership can be declared to audit in unit in unit by audit or annual test and corresponding authority adjustment is carried out by the member of annual test.Master control
Module can be inquired simultaneously by service conditions of the service inquiry unit to each intermediary, the enterprise including intermediary
Recommended case and the listed situation etc. for recommending enterprise, and realize statistical data download function.
Include data recording module, auditing module and examined module as shown in Fig. 2, unit is declared in above-mentioned membership, data
Recording module, auditing module and having examined while being bi-directionally connected module with main control unit, data recording module, auditing module and has been examined
Module is sequentially connected, and rights management unit is connected with module has been examined.
The intermediary to be become a member in full standing logs in this membership management system by main control unit, is making a report on intermediary
Basic document after, main control unit distributes temporary account and temporary password to the intermediary newly logged in automatically, then intermediary
Mechanism logs in this membership management system again by main control unit using temporary account and password, and passes through main control unit membership Shen
Declaration form member, after declaring unit into membership, intermediary passes through required by the typing of data recording module according to system prompt
The information made a report on, after data typing is completed, the data that data recording module inputs intermediary is sent into auditing module and is carried out
Audit.
After auditing module receives the data of data recording module feeding, data is audited.It is examined through auditing module
If data verification does not pass through after core, auditing result and the unacceptable reason of audit are sent to master control list by auditing module
Auditing result and the unacceptable reason of audit are fed back to external brokers mechanism by main control unit, and remind intermediary by member
Carry out data is reported and submitted again.If data verification passes through, auditing module send auditing result to main control module, while will examine
The successful data feeding of core has been examined in module.
For main control unit after receiving the information that audit passes through, auditing result is equally fed back to intermediary machine by main control unit
Structure, after external agency pays member's expense and papery plate material will be reported and submitted to file, main control unit is given by membership management system
To send active member's account, and control authority administrative unit activates the service permission.
After auditing successful data feeding and having examined module, module has been examined in addition to the outside for successfully applying to become member
Except the information of mechanism is stored, Member Information can also be handled, as there is " editor " and " deletion " to data
Function, if the case where deleting must be modified or be needed to membership information appearance in the future, is utilized for having become the mechanism of member
Corresponding function is achieved.
After becoming a member in full standing, this management system can give corresponding intermediary certain service period, in business
In period, intermediary can carry out normal enterprise and recommend business, and the enterprise that it is recommended by intermediary carries out the complete of data
It is kind, assist the enterprise to be listed in region equity market.For intermediary, by this management system, decontrol pair
The membership application of all intermediaries, any intermediary for meeting national qualification and meeting this system administration request is by recognizing
Can after, the recommendation business of enterprise can be carried out.For the equity market of region, the resource of intermediary is taken full advantage of,
Its data of being listed is audited by intermediary, alleviates the pressure of region equity market, and for enterprise, by intermediary
Mechanism assists it to be listed, and being more convenient for, it enters region equity market.
After service period terminates, this management system needs to carry out annual test, the year of intermediary to each intermediary
Inspection as shown in Figure 3 annual test audit unit complete, as shown in figure 3, annual test audit unit include annual test data recording module, it is to be measured
Module and module is examined, annual test data recording module, module to be measured and has examined module while being bi-directionally connected with main control unit,
Annual test data recording module, module to be checked are sequentially connected with module has been examined.Rights management unit is simultaneously with module to be checked and
Module is examined to be connected.
When intermediary needs to carry out annual test, annual test notice is sent to intermediary, intermediary by main control unit
After receiving annual test notice, by user name and code entry this membership management system, and year is entered by main control unit
Nuclear unit is examined, and is entered in the annual test data recording module of annual test audit unit, member is according to annual test data recording module
Correlation prompt, will require to make a report on information, uploaded material is reported and submitted, and annual test data is sent into mould to be checked after completing the reporting and submitting of data
In block.After entering annual test audit unit, main control unit can be judged annual test time of agency mechanism first, if super
Spent the defined annual test time, then main control unit withdraws the part permission of the intermediary by rights management unit, at this time in
Jie mechanism can only carry out annual test operation without can be carried out other entire business.If intermediary within the defined annual test time into
Row annual test, then rights management unit does not limit its permission, and intermediary can be normal while progress annual test is declared
Carry out enterprise recommend business.
Annual test money is submitted after logging in annual test audit unit, according to the requirement of annual test data recording module by intermediary
Material audits annual test data after module to be checked receives member's annual test data of annual test data recording module feeding, examines
After core is completed, for the annual test data that the audit fails, module to be checked sends out auditing result and the unacceptable reason of audit
It send to main control unit, auditing result and the unacceptable reason of audit is fed back into external brokers mechanism by main control unit, and mention
Intermediary's progress annual test data of waking up is reported and submitted again.If annual test data verification passes through, module to be checked send auditing result
To main control module, while successful annual test data feeding will be audited and examined in module, after member pays and finishes membership dues, given
Pass through annual test.
It completes annual test and qualified Member Information is stored in and has examined in module, examined module while having had to annual test data and looked into
See and remove the functions such as careful, using the information and material for consulting related member in look facility, find in the future material it is wrong or other
Member's material is retracted and is notified by removing careful function by necessary situation.
Unit is audited by setting annual test, in each service period, for the quality for the enterprise that intermediary is recommended
(such as listed situation) exercises supervision, and the annual test foundation as agency mechanism, realizes the Backward Supervision of agency mechanism.It is right
The limitation of permission is carried out in the intermediary for not passing through annual test, or even cancels the qualification of its enterprise recommendation.
Above-mentioned rights management unit is allocated and manages for the permission to member, and rights management unit is corresponding originally
Management intermediary function in membership management system, the management for member are specifically included to each member's rank, mechanism name
Title, membership type, the preservation of validity period, the functions such as remarks illustrate, member integrates, and can be under the control of main control unit to entering
It can declare to audit in unit in unit by audit or annual test and corresponding authority adjustment is carried out by the member of annual test.
Above-mentioned service inquiry unit is used to provide the membership information inquiry of member and management, service inquiry unit correspond to this
Member's routine work situation is checked in intermediary's query function in membership management system, realization.When needing to inquire, industry
Query unit of being engaged in provides the member inquiry of all business from after membership, and can realize inquiry by the member account being sent into
The download function of data.
As shown in figure 4, a kind of manager realized using above-mentioned intermediary's management system for region equity market
Method includes the following steps:
Step 1001, membership is declared；
Have qualified intermediary and log in this management system, membership application is proposed by main control module.
Step 1002, membership is audited；
Intermediary enters membership and declares unit, declares unit by membership and executes membership auditing flow.
Step 1003, it fills in and perfect enterprise data；
Intermediary is according to requiring to fill in and perfect enterprise data.
Step 1004, if pass through audit；
Judge whether intermediary meets the requirements by this management system, if after meeting the requirements and auditing and pass through, executing step
1005, if not passing through audit, return step 1003.
Step 1005, it normally commences business in business deadline；
Corresponding authority and corresponding business are authorized by rights management unit by the intermediary that membership audit or annual test are audited
Time limit, intermediary carry out the regular traffics such as enterprise's recommendation in business deadline.
Step 1006, if need annual test；
Main control unit judges whether intermediary needs annual test, if necessary to annual test, executes step 1007, if do not need still into
Row annual test, return step 1005.
Step 1007, annual test is audited；
Main control unit audits unit by annual test and executes annual test auditing flow, and agency mechanism carries out annual test audit.
Step 1008, whether annual test passes through；
Main control unit judges whether intermediary is audited by annual test, if audited by annual test, return step 1005, if not
It is audited by annual test, executes step 1009.
Step 1009, cancel the membership of intermediary
Main control unit cancels the membership of the not intermediary by annual examination.
As shown in figure 5, above-mentioned membership auditing flow, includes the following steps:
Step 2001, new user logs in；
The intermediary newly applied logs in this management system by main control unit as new user.
Step 2002, it fills in and reports and submits essential information；
The essential information of intermediary is filled in, and essential information is reported according to the prompt of management system first by intermediary
It send.
Step 2003, temporary account and password are distributed；
Main control unit distributes temporary account and password after the basic document of agency mechanism is audited automatically.
Step 2004, registration logs in；
Intermediary enters membership by main control unit and declares unit according to temporary account and code entry this management system.
Step 2005, declaring information and reporting and submitting for intermediary is improved；
Intermediary enters membership and declares in unit, and according to the prompt of data recording module, that improves intermediary declares information
And it is reported and submitted.
Data recording module prompts all data required supplementation with, and intermediary is supplemented, institute, intermediary
Needing data to be offered includes the following information of electronic edition: business license original part, corporate organization's article, responsible investigation system, work
Make draft system, persistently supervise and guide system and related procedure, department's responsibility and personnel depaly, brief description, legal representative's identity
Demonstrate,prove copy, legal representative's resume, character relation proof and written explanation.
System of wherein persistently supervising and guiding and related procedure should include personnel's division of labor, post setting, decision-making mechanism, information communication machine
The contents such as system, system of supervision and management and operating process；
Department's responsibility and personnel depaly include declaring mechanism to recommend business department's responsibility and personnel depaly situation.
Brief description is related including declaring the responsible investigations such as the Public Listing of institutions conduct enterprise, investment consultation or self-confident investigation
The brief description of working experience.
Character relation proof includes that proof, palpus are paid in the social insurance for being engaged in related service personnel provided by social security department
Specify insurant and paying entity.
The content of written explanation is related intermediary's the first three years without the illegal written explanation for reaching unlawful practice in.
Step 2006, intermediary's prequalification；
Intermediary supplement improve intermediary declare information after, first by auditing module to its data carry out preliminary hearing, and
Preliminary hearing result is fed back into main control unit.
Step 2007, main control unit judges whether preliminary hearing passes through for intermediary；
Judge whether preliminary hearing passes through for intermediary by main control unit, if executing step 2008 by preliminary hearing, if not by pre-
It examines, return step 2005.
Step 2008, notice pays expense and sends paper material；
After preliminary hearing passes through, main control unit notice intermediary pays correlative charges and requires what it sent papery to declare information.
Step 2009, the formal audit of intermediary's qualification；
Management system receives declaring information material and then secondary being carried out by auditing module to data for correlative charges and papery
Formal audit.
Step 2010, it obtains regular membership and obtains corresponding authority；
After formal audit, main control unit informs that intermediary obtains regular membership, and it is formal to distribute to intermediary
Member account and password, and its associated rights is assigned by rights management unit, it is listed that intermediary can formally carry out enterprise
The regular traffics such as recommendation.
As shown in fig. 6, above-mentioned annual test auditing flow, includes the following steps:
Step 3001, annual test logs in；
Intermediary logs in this management system after receiving the annual test notice of main control unit transmission, and enters annual test and audit
Unit.
Step 3002, if be more than the annual test time limit；
Whether it is more than the defined annual test time limit that main control unit judges intermediary currently, if it exceeds the defined annual test time limit, suitable
Sequence executes step 3003 ~ step 3004, if the annual test time limit as defined in being less than, directly executes step 3004.
Step 3003, it closes and recommends permission；
Main control unit recommends permission by the enterprise that rights management unit closes the intermediary, and intermediary can only carry out at this time
The relevant operation of annual test.
Step 3004, annual test information is created；
Intermediary audits the prompt of unit according to annual test, creates annual test information.
Step 3005, it improves the annual test information of intermediary and reports and submits；
Intermediary audits the prompt of annual test data recording module in unit according to annual test, declares required various annual tests letter
Breath, and carry out reporting and submitting for annual test information.
Step 3006, main control unit judges whether preliminary hearing passes through for intermediary；
Judge whether preliminary hearing passes through for intermediary by main control unit, if executing step 3007 by preliminary hearing, if not by pre-
It examines, return step 3005.
Step 3007, notice pays expense；
Correlative charges is paid by main control unit notice intermediary.
Step 3008, regular membership and corresponding authority are regained；
Membership and new service period are regained by the intermediary of annual examination, the management of main control unit control authority is single
Member gives the permission of intermediary active member, and intermediary carries on listed recommendation of enterprise etc. in new service period
Business.
The above described is only a preferred embodiment of the present invention, being not that the invention has other forms of limitations, appoint
What those skilled in the art changed or be modified as possibly also with the technology contents of the disclosure above equivalent variations etc.
Imitate embodiment.But without departing from the technical solutions of the present invention, according to the technical essence of the invention to above embodiments institute
Any simple modification, equivalent variations and the remodeling made, still fall within the protection scope of technical solution of the present invention.
Claims (7)
1. a kind of intermediary's management system for region equity market, it is characterised in that: declared including main control unit, membership
Unit, annual test audit unit and permission are declared in unit, annual test audit unit and rights management unit, main control unit and membership
Administrative unit is bi-directionally connected, and intermediary is respectively connected to membership by main control unit and declares unit or annual test and audit unit
It can declare and member examines annually, rights management unit declares unit with membership simultaneously and annual leave audit unit is bi-directionally connected, right
It carries out the intermediary that membership is declared and member examines annually and carries out rights management.
2. intermediary's management system according to claim 1 for region equity market, it is characterised in that: described
Membership declares unit and includes data recording module, auditing module and examined module, data recording module, auditing module and
Careful module is sequentially connected, and data recording module, auditing module and having examined while being bi-directionally connected module with the main control unit,
The rights management unit is connect with module has been examined.
3. intermediary's management system according to claim 1 for region equity market, it is characterised in that: described
Annual test audit unit includes annual test data recording module, module to be measured and has examined module, annual test data recording module, mould to be measured
Block and having examined while being bi-directionally connected module with main control unit, annual test data recording module, module to be checked and has examined module successively
Connection, rights management unit simultaneously with module to be checked and examined module and be connected.
4. intermediary's management system according to claim 1 for region equity market, it is characterised in that: also set up
There is the service inquiry unit inquired for agency mechanism, service inquiry unit is bi-directionally connected with the main control unit.
5. a kind of utilize the described in any item intermediary's management systems for region equity market of claim 1 ~ 4 to realize
Intermediary's management method, characterized by the following steps:
Step a has qualified intermediary and logs in, and proposes membership application by main control module；
Step b, intermediary enter membership and declare unit, declare unit by membership and execute membership auditing flow, and according to entering
Meeting auditing flow is filled in and perfect enterprise data；
Step c judges whether intermediary meets the requirements by main control unit, if after meeting the requirements and auditing and pass through, executed
Step d, if not passing through audit, return step b；
Step d, the intermediary audited by membership audit or annual test authorize corresponding authority and corresponding by rights management unit
Business deadline, intermediary commences business in business deadline；
Step e, main control unit judge whether intermediary needs annual test, if necessary to annual test, step f are executed, if be still not required to
Carry out annual test, return step d；
Step f, main control unit audit unit by annual test and execute annual test auditing flow, and agency mechanism carries out annual test audit；
Step g, main control unit judge whether intermediary is audited by annual test, if audited by annual test, return step d, such as
Fruit is not audited by annual test, and step h is executed；
Step h, main control unit cancel the membership of the not intermediary by annual examination.
6. intermediary's management method according to claim 5, it is characterised in that: the audit stream of membership described in step b
Journey includes the following steps:
Step b-1, the intermediary newly applied are logged in as new user by main control unit；
Step b-2, the essential information of intermediary is filled according to prompt first by intermediary, and essential information is reported and submitted；
Step b-3, main control unit distribute temporary account and password after the basic document of agency mechanism is audited automatically；
Step b-4, intermediary enter membership by main control unit and declare unit according to temporary account and code entry；
Step b-5, intermediary enter membership and declare in unit, according to the prompt of data recording module, improve intermediary
It declares information and is reported and submitted；
Step b-6, intermediary supplement improve intermediary declare information after, first by auditing module to its data carry out
Preliminary hearing, and preliminary hearing result is fed back into main control unit；
Step b-7 judges whether preliminary hearing passes through for intermediary by main control unit, if executing step b-8 by preliminary hearing, if
Do not pass through preliminary hearing, return step b-5；
Step b-8, after preliminary hearing passes through, main control unit notice intermediary pays correlative charges and it is required to send the Shen of papery
It notifies breath；
Step b-9 receives declaring information material and then secondary being carried out by auditing module to data for correlative charges and papery
Formal audit；
Step b-10, after formal audit, main control unit informs that intermediary obtains regular membership, and distributes to intermediary machine
Structure formal member account and password, and its associated rights is assigned by rights management unit, intermediary can formally carry out
The regular traffics such as the listed recommendation of enterprise.
7. intermediary's management method according to claim 5, it is characterised in that: the audit stream of annual test described in step f
Journey includes the following steps:
Step f-1, intermediary are logged in and are entered by main control unit after receiving the annual test notice of main control unit transmission
Unit is audited in annual test；
Step f-2, whether it is more than the defined annual test time limit that main control unit judges intermediary currently, if it exceeds defined annual test
Time limit, sequence execute step f-3 ~ step f-4, if the annual test time limit as defined in being less than, directly execution step f-4；
Step f-3, main control unit recommend permission by the enterprise that rights management unit closes the intermediary, at this time intermediary
It can only carry out the relevant operation of annual test；
Step f-4, intermediary audit the prompt of unit according to annual test, create annual test information；
Step f-5, intermediary audit the prompt of annual test data recording module in unit according to annual test, various required by declaring
Annual test information, and carry out reporting and submitting for annual test information；
Step f-6 judges whether preliminary hearing passes through for intermediary by main control unit, if executing step f-7 by preliminary hearing, if
Do not pass through preliminary hearing, return step f-5；
Correlative charges is paid by step f-7, main control unit notice intermediary；
Step f-8 regains membership and new service period, main control unit control by the intermediary of annual examination
Limit administrative unit gives the permission of intermediary active member, and intermediary carries on enterprise's extension in new service period
The business such as board recommendation.
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