CN109347528B - 3D-MIMO downlink multi-user scheduling and adaptive transmission method - Google Patents
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Abstract
本发明提供了一种3D‑MIMO下行多用户调度及自适应传输方法,基站采用均匀平面天线阵,方法包括如下步骤:初始状态时,利用统计信道信息计算各用户水平及垂直方向波束成形指数;采用最小相似度方法进行多用户调度,选出相似度最小的服务用户计算预编码向量并进行预编码传输。本方法能有效减小用户间干扰,并能以较低的计算复杂度获取较高的系统吞吐量,能获得较高的和速率,鲁棒性高,易于实现;由于仅需要信道的统计信息,所需信道信息量小,适用于各种典型的无线通信系统;因同时考虑信道直达径和相关阵的影响,信道更具一般性。The present invention provides a 3D-MIMO downlink multi-user scheduling and adaptive transmission method. The base station adopts a uniform plane antenna array, and the method includes the following steps: in an initial state, using statistical channel information to calculate the horizontal and vertical beamforming indices of each user; The minimum similarity method is used for multi-user scheduling, and the service user with the smallest similarity is selected to calculate the precoding vector and perform precoding transmission. The method can effectively reduce the interference between users, and can obtain high system throughput with low computational complexity, high sum rate, high robustness, and easy implementation; because only the statistical information of the channel is required , the required amount of channel information is small, and it is suitable for various typical wireless communication systems; the channel is more general because the influence of the direct path of the channel and the correlation array is considered at the same time.
Description
技术领域technical field
本发明属于无线通信技术领域,涉及基站配置均匀平面天线阵的多用户下行系统用户调度及自适应传输技术,更为具体的说是涉及一种基于相似度的3D-MIMO下行多用户调度及自适应传输方法。The invention belongs to the technical field of wireless communication, and relates to a multi-user downlink system user scheduling and adaptive transmission technology in which a base station is configured with a uniform plane antenna array, and more specifically relates to a similarity-based 3D-MIMO downlink multi-user scheduling and self-adaptive transmission technology. Adapt to the transmission method.
背景技术Background technique
大规模多输入多输出(MIMO)作为一种可以提高网络传输速率和覆盖的有效方法,将成为新一代无线通信网络的关键技术之一。与传统的单用户多天线系统相比,大规模多输入多输出能充分利用空间资源,通过多个天线实现多发多收,在不增加频谱资源和天线发射功率的情况下,可以成倍的提高系统信道容量,并利用低成本、低功耗的器件真正实现绿色通信。As an effective method to improve network transmission rate and coverage, Massive Multiple Input Multiple Output (MIMO) will become one of the key technologies of the new generation of wireless communication networks. Compared with the traditional single-user multi-antenna system, large-scale multiple-input multiple-output can make full use of space resources, and achieve multiple transmission and multiple reception through multiple antennas, which can be doubled without increasing spectrum resources and antenna transmit power. system channel capacity, and utilize low-cost, low-power devices to truly achieve green communications.
然而,在实际应用中,大规模多输入多输出无线通信面临着诸多挑战。首先,基站所能配置的天线数量受到基站空间以及载波频率的影响。通过挖掘垂直维度的资源,三维多输入多输出技术引起了国际学者们的广泛关注,即在基站配置二维网格排列的天线阵列,它克服了有限的空间对大规模多输入多输出无线通信系统的限制。此外,在实际通信中,基站的信道信息可由用户通过上行的有限反馈信道提供,但反馈信息的传输不可避免地存在反馈延时,因此,假设基于发送端已知理想信道信息来实现用户调度及自适应传输往往是不现实的。例如,对于FDD系统,信道信息的反馈给上行容量造成很大的负担,特别是在用户数和发射天线数较大以及信道状态变化较快的情况下。因此,利用信道统计信息,如发送相关阵,均值信息等进行下行用户调度及自适应传输是较为合适的选择。However, in practical applications, large-scale MIMO wireless communication faces many challenges. First, the number of antennas that can be configured by a base station is affected by the base station space and carrier frequency. By exploiting the resources in the vertical dimension, the 3D MIMO technology has attracted extensive attention of international scholars, that is, the antenna array arranged in a 2D grid is arranged in the base station, which overcomes the limited space for large-scale MIMO wireless communication. System limitations. In addition, in actual communication, the channel information of the base station can be provided by the user through the limited uplink feedback channel, but the transmission of the feedback information inevitably has feedback delay. Therefore, it is assumed that the ideal channel information is known at the transmitter to realize user scheduling and control. Adaptive transmission is often impractical. For example, for an FDD system, the feedback of channel information imposes a great burden on the uplink capacity, especially when the number of users and transmit antennas is large and the channel state changes rapidly. Therefore, it is a more appropriate choice to perform downlink user scheduling and adaptive transmission by using channel statistical information, such as transmission correlation matrix and mean value information.
现有针对大规模多输入多输出系统的研究大都是在瑞利衰落信道条件下进行的。虽然采用瑞利衰落信道模型可以有效简化性能分析,但实际信道中包含的直达径分量被忽略。例如,在毫米波通信系统中,由于毫米波传输具有高定向性和准光学性质,直达径会占主导地位,这使得简单建模为瑞利衰落信道变得不准确。此外,在实际通信中,受到用户空间限制,天线配置以及多普勒效应的影响,需要考虑信道相关阵的存在,但现有研究对此有所忽略。Most of the existing research on large-scale multiple-input multiple-output systems is carried out under the condition of Rayleigh fading channel. Although the Rayleigh fading channel model can effectively simplify the performance analysis, the direct path component contained in the actual channel is ignored. For example, in mmWave communication systems, due to the highly directional and quasi-optical nature of mmWave transmissions, the direct path dominates, making simple modeling as a Rayleigh fading channel inaccurate. In addition, in actual communication, due to the limitation of user space, antenna configuration and Doppler effect, the existence of channel correlation array needs to be considered, but this is ignored in existing research.
发明内容SUMMARY OF THE INVENTION
为解决上述问题,本发明提供了一种三维多输入多输出下行多用户调度及自适应传输方法,为基站配置均匀平面天线阵,并充分考虑考虑信道相关阵,基于信道直达径以及相关阵的相关性质,从候选用户集合中挑选出与已选用户最大相似度最小的用户再进行预编码传输。In order to solve the above problems, the present invention provides a three-dimensional multiple-input multiple-output downlink multi-user scheduling and adaptive transmission method, which configures a uniform plane antenna array for the base station, and fully considers the channel correlation matrix. Correlation properties, select the user with the smallest similarity with the selected user from the candidate user set, and then perform precoding transmission.
为了达到上述目的,本发明提供如下技术方案:In order to achieve the above object, the present invention provides the following technical solutions:
3D-MIMO下行多用户调度及自适应传输方法,基站采用均匀平面天线阵,天线阵在垂直方向上有M行,水平方向每行N个阵元,相邻天线阵元间距在水平和垂直方向上均为载波波长的一半,共有L个配置单根接收天线的用户,基站最多能够同时服务U个用户;方法包括如下步骤:3D-MIMO downlink multi-user scheduling and adaptive transmission method, the base station adopts a uniform planar antenna array, the antenna array has M rows in the vertical direction, each row has N array elements in the horizontal direction, and the spacing between adjacent antenna elements is in the horizontal and vertical directions. The above are half of the carrier wavelength, there are L users configured with a single receiving antenna, and the base station can serve U users at most at the same time; the method includes the following steps:
步骤一,初始状态时,利用统计信道信息计算各用户水平及垂直方向波束成形指数;Step 1, in the initial state, use the statistical channel information to calculate the horizontal and vertical beamforming indices of each user;
所述统计信道信息包括:用户k的信道莱斯因子信道水平视距分量垂直视距分量信道水平相关阵和信道垂直相关阵其中,k=1,…,L,矩阵Hk为基站与用户k之间的信道矩阵,Hk的第m行第n列的元素[Hk]m,n为基站第m行第n列的天线阵元与用户k之间的信道系数,及分别表示矩阵和的第一列,上标(·)H代表共轭转置,上标(·)T代表转置,E{·}代表求均值;The statistical channel information includes: the channel Rice factor of user k channel horizontal line-of-sight component vertical line-of-sight component Channel Horizontal Correlation Matrix and channel vertical correlation matrix Among them, k=1,...,L, the matrix H k is the channel matrix between the base station and the user k, and the element [H k ] m,n of the mth row and nth column of H k is the mth row and nth column of the base station. The channel coefficient between the antenna element and user k of , and respectively represent the matrix and the first column of , Superscript (·) H stands for conjugate transpose, superscript (·) T stands for transposition, and E{·} stands for mean value;
计算各用户水平及垂直方向波束成形指数的过程包括以下子步骤:The process of calculating the horizontal and vertical beamforming indices of each user includes the following sub-steps:
a1)对用户k,k=1,…,L,计算 其中FM和FM分别为M×M和N×N的DFT矩阵,FM和FM第m行第n列的元素分别为和e为自然底数,j′为虚数单位,上标(·)*代表共轭转置;a1) For user k, k=1,...,L, calculate where FM and FM are M × M and N×N DFT matrices, respectively, and the elements of the mth row and nth column of FM and FM are respectively and e is the natural base, j' is the imaginary unit, and the superscript (·) * represents the conjugate transpose;
a2)基于及信道莱斯因子Kk,分别找出用户k在垂直和水平方向上的指标1:和 a2) based on and channel Rice factor K k , find out the index 1 of user k in the vertical and horizontal directions respectively: and
a3)基于及信道莱斯因子Kk,分别找出用户k在水平和垂直方向上的指标2:和 a3) Based on and channel Rice factor K k , find out the index 2 of user k in the horizontal and vertical directions respectively: and
a4)利用指标1及指标2,找出垂直方向波束成形指数水平方向波束成形指数准则为:其中,和分别为和的第和第个对角元,和分别为和的第和第个对角元;a4) Using index 1 and index 2, find out the vertical beamforming index Horizontal beamforming index The guidelines are: in, and respectively and First and a diagonal element, and respectively and First and a diagonal element;
步骤二、采用最小相似度方法进行多用户调度,具体包括以下子步骤:Step 2, using the minimum similarity method to perform multi-user scheduling, which specifically includes the following sub-steps:
b1)初始状态时,将调度出的服务用户集合初始化为空集其中表示空集,未调度用户集合初始化为全部用户令l=0;b1) In the initial state, the set of service users that will be scheduled initialized to empty set in Represents an empty set, a set of unscheduled users Initialize to all users let l=0;
b2)计算集合中任意用户k的有用信号平均能量Dk,找出集合中有用信号平均能量最大的用户,将其加入集合且从集合中删去,并令l=l+1;b2) Computational set The average energy D k of the useful signal of any user k in , find the set The user with the largest average energy of useful signals in the set is added to the set and from the set delete from , and let l=l+1;
b3)若l<U且则进入步骤b4);否则,结束用户调度;b3) If l<U and Then enter step b4); otherwise, end user scheduling;
b4)对集合中任意用户k判断是否满足且并将不满足条件的用户从集合中删去;b4) pairs of sets Determine whether any user k in the and and remove users who do not meet the conditions from the collection delete from;
b5)若集合计算集合中任意用户k对集合中用户的最大相似度Gk,找出其中最大相似度最小的用户,将其加入集合且从集合中删去,并令l=l+1,进入步骤b3);b5) If the set Computational Collection A set of k pairs of any user in The maximum similarity G k of the users in , find the user with the smallest maximum similarity and add it to the set and from the set Delete in, and make l=l+1, enter step b3);
步骤三、对服务用户集合中的用户计算预编码矢量:用户k的预编码矢量为其中,为矩阵FM的第列,为矩阵FN的第列;利用计算出的预编码矢量对服务用户集合中的用户进行预编码传输。Step 3. Collect service users The users in calculate the precoding vector: the precoding vector of user k is in, is the first of the matrix F M List, is the first order of matrix F N Column; use the calculated precoding vector to serve the set of users users in precoded transmission.
进一步的,所述步骤a2)中用户k在垂直和水平方向上的指标1:和的计算方法为:Further, in the step a2), the index 1 of the user k in the vertical and horizontal directions: and The calculation method is:
其中,和分别为和的第i和第j个对角元,和分别为和的第i和第j个对角元。in, and respectively and The i-th and j-th diagonal elements of , and respectively and The i-th and j-th diagonal elements of .
进一步的,所述步骤a3)中用户k在水平和垂直方向上的指标2:和的计算方法为:Further, in the step a3), the indicator 2 of the user k in the horizontal and vertical directions: and The calculation method is:
其中,和分别为和的第i和第j个对角元,和分别为和的第i和第j个对角元。in, and respectively and The i-th and j-th diagonal elements of , and respectively and The i-th and j-th diagonal elements of .
进一步的,所述步骤b2)中用户k的有用信号平均能量Dk的计算方法为:Further, in the step b2), the calculation method of the useful signal average energy D k of user k is:
其中,和分别为的第个对角元和的第个对角元,和分别为的第个对角元和的第个对角元。in, and respectively First diagonal elements and First a diagonal element, and respectively First diagonal elements and First a diagonal element.
进一步的,所述步骤b5)中任意用户k对集合中用户的最大相似度Gk的计算方法为:Further, in the step b5), any user k pair set The calculation method of the maximum similarity G k of users in is:
其中,in,
其中,和分别为的第个对角元和的第个对角元,和分别为的第个对角元和的第个对角元。in, and respectively First diagonal elements and First a diagonal element, and respectively First diagonal elements and First a diagonal element.
与现有技术相比,本发明具有如下优点和有益效果:Compared with the prior art, the present invention has the following advantages and beneficial effects:
1.本方法能有效减小用户间干扰,并能以较低的计算复杂度获取较高的系统吞吐量,鲁棒性高,易于实现。1. The method can effectively reduce the interference between users, and can obtain high system throughput with low computational complexity, high robustness, and easy implementation.
2.本方法仅需要信道的统计信息,所需信道信息量小,适用于各种典型的无线通信系统。2. This method only needs the statistical information of the channel, and the required amount of channel information is small, and is suitable for various typical wireless communication systems.
3.本方法同时考虑信道直达径和相关阵的影响,信道更具一般性。3. This method considers the influence of the direct path of the channel and the correlation array at the same time, and the channel is more general.
4.本方法能获得较高的和速率。4. This method can obtain higher sum rate.
具体实施方式Detailed ways
以下将结合具体实施例对本发明提供的技术方案进行详细说明,应理解下述具体实施方式仅用于说明本发明而不用于限制本发明的范围。The technical solutions provided by the present invention will be described in detail below with reference to specific embodiments. It should be understood that the following specific embodiments are only used to illustrate the present invention and not to limit the scope of the present invention.
考虑一个多用户下行链路,基站采用均匀平面天线阵,天线阵在垂直方向上有M行,水平方向每行N个阵元,相邻天线阵元间距在水平和垂直方向上均为载波波长的一半,共有L个配置单根接收天线的用户,基站最多能够同时服务U个用户。基站已知用户k的统计信道信息,其中k=1,…,L,统计信道信息包括:用户k的信道莱斯因子信道水平视距分量垂直视距分量信道水平相关阵和信道垂直相关阵其中,矩阵Hk为基站与用户k之间的信道矩阵,Hk的第m行第n列的元素[Hk]m,n为基站第m行第n列的天线阵元与用户k之间的信道系数,及分别表示矩阵和的第一列,上标(·)H代表共轭转置,上标(·)T代表转置,E{·}代表求均值;Consider a multi-user downlink, the base station adopts a uniform planar antenna array, the antenna array has M rows in the vertical direction, and each row has N array elements in the horizontal direction, and the spacing between adjacent antenna array elements is the carrier wavelength in both the horizontal and vertical directions. There are L users configured with a single receiving antenna in total, and the base station can serve up to U users at the same time. The base station knows the statistical channel information of user k, where k=1,...,L, and the statistical channel information includes: the channel Rice factor of user k channel horizontal line-of-sight component vertical line-of-sight component Channel Horizontal Correlation Matrix and channel vertical correlation matrix Among them, the matrix H k is the channel matrix between the base station and the user k, and the element [H k ] m,n of the mth row and the nth column of H k is the antenna array element of the mth row and nth column of the base station and the user k. The channel coefficient between and respectively represent the matrix and the first column of , Superscript (·) H stands for conjugate transpose, superscript (·) T stands for transposition, and E{·} stands for mean value;
基站按如下步骤进行用户调度及自适应传输:The base station performs user scheduling and adaptive transmission according to the following steps:
步骤一、利用统计信道信息计算各用户水平及垂直方向波束成形指数。Step 1: Calculate the horizontal and vertical beamforming indices of each user by using the statistical channel information.
其中用户水平及垂直方向波束成形指数按如下步骤进行:Among them, the beamforming index in the horizontal and vertical directions of the user is carried out according to the following steps:
a1)对用户k,k=1,…,L,计算 以及其中FM和FM分别为M×M和N×N的DFT矩阵,FM和FM第m行第n列的元素分别为和e为自然底数,j′为虚数单位,上标(·)*代表共轭转置;a1) For user k, k=1,...,L, calculate as well as where FM and FM are M × M and N×N DFT matrices, respectively, and the elements of the mth row and nth column of FM and FM are respectively and e is the natural base, j' is the imaginary unit, and the superscript (·) * represents the conjugate transpose;
a2)基于及信道莱斯因子Kk,分别找出用户k在垂直和水平方向上的指标1:和其计算方法是:a2) based on and channel Rice factor K k , find out the index 1 of user k in the vertical and horizontal directions respectively: and Its calculation method is:
其中,和分别为和的第i和第j个对角元,和分别为和的第i和第j个对角元。in, and respectively and The i-th and j-th diagonal elements of , and respectively and The i-th and j-th diagonal elements of .
a3)基于及信道莱斯因子Kk,分别找出用户k在水平和垂直方向上的指标2:和其计算方法为:a3) Based on and channel Rice factor K k , find out the index 2 of user k in the horizontal and vertical directions respectively: and Its calculation method is:
其中,和分别为和的第i和第j个对角元,和分别为和的第i和第j个对角元。in, and respectively and The i-th and j-th diagonal elements of , and respectively and The i-th and j-th diagonal elements of .
a4)利用指标1及指标2,找出垂直方向波束成形指数水平方向波束成形指数准则为:其中,和分别为和的第和第个对角元,和分别为和的第和第个对角元;a4) Using index 1 and index 2, find out the vertical beamforming index Horizontal beamforming index The guidelines are: in, and respectively and First and a diagonal element, and respectively and First and a diagonal element;
步骤二、采用最小相似度方法进行多用户调度。Step 2, using the minimum similarity method to perform multi-user scheduling.
所述最小相似度方法按如下步骤进行:The minimum similarity method is performed as follows:
b1)初始状态时,将调度出的服务用户集合初始化为空集其中表示空集,未调度用户集合初始化为全部用户令l=0;b1) In the initial state, the set of service users that will be scheduled initialized to empty set in Represents an empty set, a set of unscheduled users Initialize to all users let l=0;
b2)计算集合中每个用户的有用信号平均能量,其中用户k的有用信号平均能量Dk的计算方法是:b2) Computational set The average energy of useful signals of each user in , where the average energy of useful signals of user k D k is calculated as:
其中,和分别为的第个对角元和的第个对角元,和分别为的第个对角元和的第个对角元;找出集合中有用信号平均能量最大的用户,将其加入集合且从集合中删去,并令l=l+1;in, and respectively First diagonal elements and First a diagonal element, and respectively First diagonal elements and First diagonal elements; find the set The user with the largest average energy of useful signals in the set is added to the set and from the set delete from , and let l=l+1;
b3)若l<U且则进入步骤b4);否则,结束用户调度;b3) If l<U and Then enter step b4); otherwise, end user scheduling;
b4)对集合中任意用户k判断是否满足且并将不满足条件的用户从集合中删去;b4) pairs of sets Determine whether any user k in the and and remove users who do not meet the conditions from the collection delete from;
b5)若集合计算集合中任意用户k对集合中用户的最大相似度其中,b5) If the set Computational Collection A set of k pairs of any user in maximum similarity of users in in,
和分别为的第个对角元和的第个对角元,和分别为的第个对角元和的第个对角元,找出其中最大相似度最小的用户,将其加入集合且从集合中删去,并令l=l+1,进入步骤b3); and respectively First diagonal elements and First a diagonal element, and respectively First diagonal elements and First diagonal elements, find the user with the largest similarity and the smallest, and add it to the set and from the set Delete in, and make l=l+1, enter step b3);
步骤三、对服务用户集合中的用户计算预编码矢量:用户k的预编码矢量为其中,为矩阵FM的第列,为矩阵FN的第列;利用计算出的预编码矢量对服务用户集合中的用户进行预编码传输。Step 3. Collect service users The users in calculate the precoding vector: the precoding vector of user k is in, is the first of the matrix F M List, is the first order of matrix F N Column; use the calculated precoding vector to serve the set of users users in precoded transmission.
本发明方案所公开的技术手段不仅限于上述实施方式所公开的技术手段,还包括由以上技术特征任意组合所组成的技术方案。应当指出,对于本技术领域的普通技术人员来说,在不脱离本发明原理的前提下,还可以做出若干改进和润饰,这些改进和润饰也视为本发明的保护范围。The technical means disclosed in the solution of the present invention are not limited to the technical means disclosed in the above embodiments, but also include technical solutions composed of any combination of the above technical features. It should be pointed out that for those skilled in the art, without departing from the principle of the present invention, several improvements and modifications can be made, and these improvements and modifications are also regarded as the protection scope of the present invention.
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