CN108599831A - A kind of robust beam forming design method of cloud wireless access network - Google Patents
A kind of robust beam forming design method of cloud wireless access network Download PDFInfo
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Abstract
Description
技术领域technical field
本发明涉及无线通信和信号处理方法,特别涉及一种适用于信道信息不确定环境下的无线通信方法。The invention relates to a wireless communication and signal processing method, in particular to a wireless communication method suitable for an environment of uncertain channel information.
背景技术Background technique
云无线接入网是一种新兴的网络架构,具有同时提高频谱利用率与能量利用率的双重效益。在云无线接入网中,基站都是通过数字回程链路连接到中央处理器,从而实现跨站的联合数据处理和预编码。为了提高能量利用率,云无线接入网构架采用了以下三种方式来节省能耗:首先,在云无线接入网架构下,传统基站中的大部分基带信号处理功能可以迁移到云计算中心,使得传统网络构架中的高成本大功率基站可以被低成本低功率的无线电远程头(RRH)替代。第二,中央处理器的存在还能够提供用户消息联合预编码的功能以减少干扰。由于产生的干扰较少,因此可以减少基站处的发射功率。第三,在通常情况下(尤其是在非高峰时间),大部分网络资源可能是空闲的,中央处理器可以在基站之间执行联合资源分配,实现按需分配资源,并将空闲的基站进入睡眠模式节能。Cloud radio access network is an emerging network architecture, which has the dual benefits of improving spectrum utilization and energy utilization at the same time. In the cloud radio access network, the base stations are connected to the central processor through digital backhaul links, so as to realize cross-site joint data processing and precoding. In order to improve energy utilization, the cloud radio access network architecture adopts the following three methods to save energy consumption: First, under the cloud radio access network architecture, most of the baseband signal processing functions in traditional base stations can be migrated to cloud computing centers , so that the high-cost and high-power base station in the traditional network architecture can be replaced by a low-cost and low-power radio remote head (RRH). Second, the existence of the central processing unit can also provide the function of joint precoding of user messages to reduce interference. Since less interference is generated, the transmit power at the base station can be reduced. Third, under normal circumstances (especially during off-peak hours), most of the network resources may be idle, and the central processor can perform joint resource allocation among base stations to realize on-demand allocation of resources, and put idle base stations into Sleep mode saves energy.
尽管云无线接入网有巨大的节能优势,但由于引入中央处理器,使得有大量能量在基站与中央处理器之间的回程链路上损耗。目前大部分对云无线接入网的波束成型设计都是基于理想信道进行的,但是由于无线通信时变的通信环境,使得在根据导频信号获取的信道信息所做的波束成型设计,在时变后的信道环境下无法保证用户的通信质量,如何在信道环境有误差的情况下,保证用户的通信质量,同时还能显著减少系统能耗成为云无线接入网发展的一大难题。Although the cloud radio access network has a huge energy-saving advantage, due to the introduction of the central processing unit, a large amount of energy is lost on the backhaul link between the base station and the central processing unit. At present, most of the beamforming designs for cloud wireless access networks are based on ideal channels. The communication quality of users cannot be guaranteed in the changed channel environment. How to ensure the communication quality of users in the case of errors in the channel environment and at the same time significantly reduce system energy consumption has become a major problem in the development of cloud wireless access networks.
发明内容Contents of the invention
本发明的目的是为了解决上述问题,提供一种适合于信道环境不确定的情况下实现能耗最小、传输稳定的云无线接入网波束成型设计方法,包括:通过建立概率信道模型来消除信道误差给通信质量带来的影响,提高系统的鲁棒性;引入基站的激活与休眠状态,以减少能耗;考虑下行链路中云无线传输网的能耗主要来源于以下三个方面:基站所处的状态(激活,睡眠),基站的发射能耗以及中央处理器和基站之间的回程链路能量损耗,建立合适的能耗模型保证网络能耗最小。The purpose of the present invention is to solve the above problems and provide a cloud wireless access network beamforming design method suitable for realizing minimum energy consumption and stable transmission when the channel environment is uncertain, including: eliminating the channel by establishing a probabilistic channel model The impact of errors on communication quality improves the robustness of the system; the activation and sleep states of the base station are introduced to reduce energy consumption; the energy consumption of the cloud wireless transmission network in the downlink is mainly derived from the following three aspects: base station The state (activation, sleep), the transmission energy consumption of the base station and the energy loss of the backhaul link between the central processing unit and the base station, establish a suitable energy consumption model to ensure the minimum energy consumption of the network.
具体地,本发明采用以下的技术方案实现,Specifically, the present invention adopts the following technical solutions to realize,
一种云无线接入网的鲁棒波束成型设计方法,其特征在于,采用如下步骤:A robust beamforming design method for a cloud wireless access network, characterized in that the following steps are adopted:
步骤1,确定模型:Step 1, determine the model:
将云无线接入网总的消耗功率P表征为The total power consumption P of the cloud radio access network is represented as
附加用户的服务质量与基站能耗约束,增加两个限制条件,优化后所述模型为Adding the user's quality of service and base station energy consumption constraints, adding two constraints, the model after optimization is
min Pmin P
s.t.SINRk≥γk stSINR k ≥ γ k
步骤2:使用SDP方法将原问题中的二范数问题转化为线性问题;Step 2: Use the SDP method to convert the two-norm problem in the original problem into a linear problem;
步骤3:通过l0范数近似的方法消除难以处理的l0范数问题;Step 3: Eliminate the intractable l 0 norm problem by approximating the l 0 norm;
步骤4:采用马尔可夫不等式消除信号不确定性的影响;Step 4: Use Markov inequality to eliminate the influence of signal uncertainty;
步骤5:使用MM算法将复杂的波束成型设计子问题化简为一系列便于求解的凸优化问题;Step 5: Use the MM algorithm to simplify the complex beamforming design sub-problems into a series of easy-to-solve convex optimization problems;
步骤6:利用ADMM算法对每个子问题进行求解。Step 6: Use the ADMM algorithm to solve each sub-problem.
所述步骤2):令可得:Tr(·)表示矩阵的秩。其中用来区分不同的基站,其中表示对角元素为的对角阵。此时,优化问题可以被写成:The step 2): make Available: Tr(·) represents the rank of the matrix. in Used to distinguish different base stations, where Indicates that the diagonal elements are the diagonal matrix. At this point, the optimization problem can be written as:
步骤3),通过l0范数近似的方法消除难以处理的l0范数问题:Step 3), eliminate the intractable l 0 norm problem by approximating the l 0 norm:
对于含有l0范数的问题,采用log函数近似的方法求解,当θ→0时,定义这样的近似:For problems with l 0 norm, the log function approximation method is used to solve the problem. When θ→0, define Such an approximation:
经过此次近似,目标函数由一个间断的l0范数函数近似为一个连续的ln函数。After this approximation, the objective function is approximated by a discontinuous l 0 norm function to a continuous ln function.
所述步骤4):采用马尔可夫不等式消除信号不确定性的影响:Described step 4): adopt Markov's inequality to eliminate the influence of signal uncertainty:
将信干噪比约束写成:Pr{SINRk≥γk}≥pk Write the SINR constraint as: P r {SINR k ≥γ k }≥p k
其中,Pr{A}表示事件A发生的概率,pk表示目标满足约束比例;Among them, P r {A} represents the probability of event A occurring, and p k represents the proportion of the target satisfying the constraint;
通过马尔科夫不等式,将上述概率约束重写为: Through the Markov inequality, the above probability constraints can be rewritten as:
其中E[SINRk]为SINRk的期望;where E[SINR k ] is the expectation of SINR k ;
由于because
其中,将概率约束转化为:in, Transform the probability constraints into:
至此,概率信干噪比可以转化为上述凸约束。So far, the probabilistic SINR can be transformed into the above-mentioned convex constraints.
所述步骤5):使用MM算法将复杂的波束成型设计子问题化简为一系列便于求解的凸优化问题,具体包括如下步骤:Said step 5): use the MM algorithm to simplify the complex beamforming design sub-problems into a series of convex optimization problems that are easy to solve, specifically comprising the following steps:
(a)解初始问题,作为迭代的起点。将目标函数中的凹函数部分去掉,直接转化成凸优化问题作为初始问题。则优化问题的初始问题被写成:(a) Solve the initial problem as the starting point of the iteration. The concave function part in the objective function is removed, and it is directly transformed into a convex optimization problem as the initial problem. The initial problem of the optimization problem is then written as:
(b)选择目标函数的一次泰勒展开作为MM算法中的上限函数。在某个以J(x)为目标函数的优化问题中,对于MM算法中的每次迭代,需构建其上限函数且该上限函数需易于优化。对于n次迭代构建的新的上限目标函数Gn(x),在上一次迭代产生的优化点处需满足Gn(xn-1)=J(xn)。所以一次泰勒展开可以满足上述构建要求,将目标函数的凹部分用其一次泰勒展开构建新的目标函数,其泰勒展开如下:(b) Select a Taylor expansion of the objective function as the upper limit function in the MM algorithm. In an optimization problem with J(x) as the objective function, for each iteration in the MM algorithm, its upper bound function needs to be constructed and the upper bound function should be easy to optimize. For the new upper limit objective function G n (x) constructed in n iterations, G n (x n-1 )=J(x n ) must be satisfied at the optimization point generated in the last iteration. Therefore, a Taylor expansion can meet the above construction requirements. The concave part of the objective function is constructed with a Taylor expansion to construct a new objective function. The Taylor expansion is as follows:
其中,和为两个常数,为ln函数在处泰勒展开的常数项。所以原非凸优化问题可以通过MM算法转化为一系列的凸问题构成的迭代问题,其中,第n次迭代问题可以表达为:in, and For two constants, for the ln function in The constant term of the Taylor expansion at . Therefore, the original non-convex optimization problem can be transformed into an iterative problem composed of a series of convex problems through the MM algorithm. Among them, the nth iteration problem can be expressed as:
所述步骤6),利用ADMM算法对每个子问题进行求解,包括如下步骤:Described step 6), utilize ADMM algorithm to solve each subproblem, comprise the steps:
步骤6.1)为了使用ADMM算法,首先引入两个中间变量:Step 6.1) In order to use the ADMM algorithm, first introduce two intermediate variables:
Γk,j=Tr(HkWj),Πl,k=Tr(BlWk)Γ k,j =Tr(H k W j ),Π l,k =Tr(B l W k )
此时上述优化问题可以重新写成:At this point, the above optimization problem can be rewritten as:
s.t.Γk,j-Tr(HkWj)=0stΓ k,j -Tr(H k W j )=0
Πl,k-Tr(BlWk)=0Π l,k -Tr(B l W k )=0
其中,由此定义三个指示函数IC,ID,IG,若Γ属于可行域则IC=0,否则IC=+∞;若Π属于可行域则ID=0,否则ID=+∞;若Wk属于可行域则IG=0,否则IG=+∞。则其增广拉格朗日函数可写为:in, Thus three indicator functions I C , I D , I G are defined, if Γ belongs to the feasible region Then IC = 0, otherwise IC = +∞; if Π belongs to the feasible region Then I D =0, otherwise I D =+∞; if W k belongs to the feasible domain Then I G =0, otherwise I G =+∞. Then its augmented Lagrange function can be written as:
其中,μl,k和λk,j为拉格朗日系数,ρ>0表示增广拉格朗日函数的惩罚系数。in, μ l, k and λ k, j are Lagrangian coefficients, and ρ>0 represents the penalty coefficient of the augmented Lagrangian function.
步骤6.2)由于上述引入信道变量后,其问题形式已满足ADMM求解的流程,通过ADMM算法,可以将原问题转化为三个较为简单的子问题。Step 6.2) Since the above-mentioned channel variable is introduced, the problem form meets the ADMM solution process, and the original problem can be transformed into three relatively simple sub-problems through the ADMM algorithm.
(a){Γ}更新(a) {Γ} update
{Γ}更新可以通过解一个优化问题,而该优化问题可以被分解为K个独立的小问题:{Γ} update can be solved by solving an optimization problem, which can be decomposed into K independent small problems:
此问题虽然是一个凸优化问题,但是由于K个变量相互关联且受限于同一个约束之中,不能求出其闭式解,可以采用次梯度算法求解,其第m次更新步骤如下:Although this problem is a convex optimization problem, since the K variables are interrelated and subject to the same constraint, the closed-form solution cannot be obtained. The subgradient algorithm can be used to solve it. The mth update steps are as follows:
次算法的初始值可设置为,Γk,k(m)=Γk,j(m)=0。其中Δm>0为次梯度步长,为拉格朗日系数。The initial value of this algorithm can be set as, Γ k,k (m)=Γ k,j (m)=0. Where Δ m >0 is the subgradient step size, is the Lagrange coefficient.
(b){Π}更新(b){Π}Update
{Π}更新也可以通过解一个优化问题,而该优化问题可以被分解为K个独立的小问题:{Π}Update can also be solved by solving an optimization problem, which can be decomposed into K independent small problems:
利用KKT条件求出上式的闭式解为以下之一:Using the KKT condition to find the closed-form solution of the above formula is one of the following:
(c){Wk}更新(c) {W k } update
同{Γ}更新和{Π}更新,{Wk}的更新也需要解一个优化问题,而该优化问题可以被分解为K个独立的小问题:Similar to {Γ} update and {Π} update, the update of {W k } also needs to solve an optimization problem, and the optimization problem can be decomposed into K independent small problems:
s.t.Wk≥0stW k ≥ 0
采用投影梯度下降法求解此问题,将每一次梯度下降法的结果投影到可行域之中进行更新迭代,迭代公式如下:The projected gradient descent method is used to solve this problem, and the results of each gradient descent method are projected into the feasible region for update iterations. The iteration formula is as follows:
其中Proj{·}表示投影到可行域Wk≥0,s为步长,是一个正实数。为目标函数第t次迭代后在处的梯度。Among them, Proj{·} means projection to the feasible region W k ≥ 0, s is the step size, which is a positive real number. After the tth iteration of the objective function in gradient at .
以上云无线接入网的鲁棒波束成型设计方法,其特征在于,以最小化能耗为目标,利用云无线接入网的传输特性建立总的能耗模型,包括发射能耗,回程链路传输能耗与基站能耗三个部分。所述的发射能耗与基站的波束成型设计有关,回程链路能耗与用户目标传输速率有关,基站能耗与基站的休眠属性有关。The robust beamforming design method of the above cloud wireless access network is characterized in that, with the goal of minimizing energy consumption, a total energy consumption model is established by using the transmission characteristics of the cloud wireless access network, including transmission energy consumption, backhaul link There are three parts of transmission energy consumption and base station energy consumption. The transmit energy consumption is related to the beamforming design of the base station, the energy consumption of the backhaul link is related to the target transmission rate of the user, and the energy consumption of the base station is related to the dormancy attribute of the base station.
云无线接入网的鲁棒波束成型设计方法,其特征在于,所述的目标,结合实际的无线通信系统特性,建立总的波束成型设计问题。为减少能耗,引入可休眠基站模型,在基站处于空闲状态时,通过云无线接入网的中央处理器控制其进入休眠状态;根据实际的通信系统,考虑基站的能耗是有限的,进而引入基站能耗约束;同时用户接收的信号需满足一定的信干噪比要求才能保证通信的可靠性,由此引入用户信干噪比约束。The robust beamforming design method of the cloud wireless access network is characterized in that, the stated objective is combined with the characteristics of the actual wireless communication system to establish a total beamforming design problem. In order to reduce energy consumption, a dormant base station model is introduced. When the base station is in the idle state, it is controlled by the central processor of the cloud wireless access network to enter the dormant state; according to the actual communication system, considering that the energy consumption of the base station is limited, and then The energy consumption constraint of the base station is introduced; at the same time, the signal received by the user must meet a certain SINR requirement to ensure the reliability of the communication, thus introducing the SINR constraint of the user.
所述的云无线接入网的鲁棒波束成型设计方法,其特征在于,所述问题,信道状态信息不是确定的。无线通信中,信道状态信息通常通过导频信号获取,由于随机噪声的存在和无线信道的时变特性致使无线信道估计误差难以避免,所以所述信道状态信息不能完全获得,只能获得检测信道状态信息来代替真实信道状态信息。所述波束成型设计方案利用检测信道状态信息,考虑真实信道状态信息与检测信道状态信息,通过马尔科夫不等式的方法保证用户在信道不确定的无线接入网中,也满足信干噪比要求的用户比例高于设定的比例,保证系统的健壮性。The robust beamforming design method of the cloud radio access network is characterized in that, the problem is that the channel state information is not deterministic. In wireless communication, channel state information is usually obtained through pilot signals. Due to the existence of random noise and the time-varying characteristics of wireless channels, wireless channel estimation errors are unavoidable, so the channel state information cannot be obtained completely, and only the detection channel state can be obtained. information instead of real channel state information. The beamforming design scheme uses the detected channel state information, considers the real channel state information and the detected channel state information, and uses the Markov inequality method to ensure that the user can also meet the signal-to-interference-noise ratio requirement in the wireless access network with uncertain channels The proportion of users is higher than the set proportion to ensure the robustness of the system.
所述的云无线接入网的鲁棒波束成型设计方法,其特征在于,所述的问题,利用SDP、l0范数近似以及MM算法等方式将问题转化为一系列较为简单的问题。利用SDP方法将所述问题中波束成型设计的二次项转化为一次项;利用l0范数近似将所述问题中由l0范数所引起的不连续目标函数转化为连续的目标函数;利用MM算法将转化后的单个优化问题转化为一系列便于求解的凸优化问题。The robust beamforming design method of the cloud wireless access network is characterized in that the problem is transformed into a series of relatively simple problems by using methods such as SDP, 10 norm approximation, and MM algorithm. Utilize the SDP method to transform the quadratic term of the beamforming design in the problem into a first-order term; use the l0 norm approximation to convert the discontinuous objective function caused by the l0 norm into a continuous objective function in the described problem; The converted single optimization problem is transformed into a series of convex optimization problems which are easy to solve by using MM algorithm.
所述的云无线接入网的鲁棒波束成型设计方法,其特征在于,所述的问题,求解一系列包含半正定约束的复杂凸优化问题。提出基于ADMM算法的优化方法,将原问题化简为三个易于求解的问题,分别利用次梯度下降法、KKT条件和投影梯度下降法求解优化问题。The robust beamforming design method of the cloud wireless access network is characterized in that the problem is to solve a series of complex convex optimization problems containing positive semi-definite constraints. An optimization method based on the ADMM algorithm is proposed, which simplifies the original problem into three easy-to-solve problems, and uses the subgradient descent method, KKT condition and projected gradient descent method to solve the optimization problem respectively.
实际的云无线接入网需满足基站能耗约束,用户通信质量的情况下,考虑检测信道不完美的状态下,对其进行波束成型设计,实现整个网络的能耗最小。The actual cloud wireless access network needs to meet the energy consumption constraints of the base station. In the case of user communication quality and considering the imperfect state of the detection channel, beamforming design is performed on it to achieve the minimum energy consumption of the entire network.
所述的云无线接入网中,为提高传输效益,所述基站均为多天线基站。考虑当基站有数据需要发送时,基站处于激活状态,此时基站需要消耗较大的能量;当基站上没有数据需要发送,则基站进入睡眠状态,此时基站需要消耗少量的能量来监听用户需求,一旦辖区内有数据需要发送时,其立刻转入激活状态。In the cloud wireless access network, in order to improve transmission efficiency, the base stations are multi-antenna base stations. Consider that when the base station has data to send, the base station is in the active state, and the base station needs to consume a lot of energy at this time; when there is no data to send on the base station, the base station enters a sleep state, and the base station needs to consume a small amount of energy to monitor user needs. , once there is data to be sent within the jurisdiction, it will immediately turn into the active state.
所述的基站能耗约束是指基站的发射功率是有限的,在一个云无线接入网络,各个基站的发射功率都不能超过其规定的发射功率上限。The energy consumption constraint of the base station means that the transmit power of the base station is limited. In a cloud wireless access network, the transmit power of each base station cannot exceed its specified upper limit of transmit power.
所述各用户的通信质量要求指的是各用户为了能够实现正常的通信,所接受的信号必须要满足各自的信干噪比要求。在云无线接入网,为了提供更好的通信服务,一个小区中可能包含多个基站,用户通过可以同时接收多个基站的通信服务以实现通信质量的最优化。在一个小区中的多基站与多用户造成了用户信息之间的信号干扰无可避免,每个用户的干扰不再仅限于传统的信道噪声,还包括其他用户的信号干扰。所以本系统中所述用户通信质量需求指的是考虑信号干扰之后的信干噪比。The communication quality requirement of each user refers to that in order for each user to realize normal communication, the received signal must meet the respective SINR requirement. In the cloud radio access network, in order to provide better communication services, a cell may contain multiple base stations, and users can simultaneously receive communication services from multiple base stations to optimize communication quality. Multiple base stations and multiple users in a cell cause unavoidable signal interference between user information. The interference of each user is no longer limited to traditional channel noise, but also includes signal interference from other users. Therefore, the user communication quality requirement in this system refers to the signal-to-interference-noise ratio after considering signal interference.
所述信道状态信息不确定指的是信号传输所经过的信道,其状态信息不是确定的。在无线通信中,由于随机噪声的存在和无线信道的时变特性致使无线信道估计误差难以避免,所以所述信道状态信息不能完全获得,只能通过导频信号检测信道误差,而该检测信道状态信息是不确定的。The indeterminate channel state information refers to the channel through which the signal is transmitted, and the state information of which is not definite. In wireless communication, due to the existence of random noise and the time-varying characteristics of the wireless channel, wireless channel estimation errors are unavoidable, so the channel state information cannot be completely obtained, and the channel error can only be detected through the pilot signal, and the detection channel state Information is uncertain.
本发明的有益效果:Beneficial effects of the present invention:
(1)本发明利用Cloud RAN系统(云无线接入网系统)的特性,采用多天线多基站协作通信的方式,建立了合理的云无线接入网能耗模型,对于实际的云无线接入网的能耗有较好的理论指导。(1) The present invention utilizes the characteristics of the Cloud RAN system (cloud radio access network system) and adopts a multi-antenna and multi-base station cooperative communication mode to establish a reasonable cloud radio access network energy consumption model. For actual cloud radio access The energy consumption of the network has good theoretical guidance.
(2)本发明利用概率论的相关知识建立了信道误差的通信模型。本发明的概率信道模型及其消除随机信道误差方法不仅适用于Cloud RAN系统的信道误差的消除,对于其他无线系统在实际应用中面临的信道状态不确定问题都有实际的意义。(2) The present invention utilizes relevant knowledge of probability theory to establish a communication model of channel error. The probabilistic channel model of the present invention and its method for eliminating random channel errors are not only applicable to the elimination of channel errors in the Cloud RAN system, but also have practical significance for the uncertain channel state problems faced by other wireless systems in practical applications.
(3)本发明采用SDP(Semi-Definite Programming),l0范数近似以及MM算法(Majorization-Minimization)等方式巧妙地将原始的非凸问题转化为一系列较为简单的问题。这些转化方式对于其他类似问题的转化与求解有很好的借鉴作用。(3) The present invention cleverly transforms the original non-convex problem into a series of relatively simple problems by adopting methods such as SDP (Semi-Definite Programming), l0 norm approximation and MM algorithm (Majorization-Minimization). These conversion methods have a good reference for the conversion and solution of other similar problems.
(4)引入基站的激活与休眠状态,当基站有数据需要发送时,基站处于激活状态,此时基站需要消耗较大的能量;当基站上没有数据需要发送,则基站进入睡眠状态,此时基站需要消耗少量的能量来监听用户需求,一旦辖区内的有数据需要发送时,其立刻转入激活状态。可以显著提高系统的能量损耗。(4) Introduce the activation and dormancy states of the base station. When the base station has data to send, the base station is in the active state. At this time, the base station needs to consume a large amount of energy; when there is no data to be sent on the base station, the base station enters the sleep state. At this time The base station needs to consume a small amount of energy to monitor user needs. Once there is data to be sent within the jurisdiction, it will immediately switch to the active state. The energy loss of the system can be significantly improved.
(5)本发明求解方法中公开了七个解决问题的子方法:(5) seven sub-methods for solving problems are disclosed in the solution method of the present invention:
1)将向量的二次优化问题转化为矩阵的一次优化问题的半正定松弛方法;1) Transform the quadratic optimization problem of the vector into a positive semi-definite relaxation method of the primary optimization problem of the matrix;
2)解决信道不确定,通过马尔科夫不等式,保证满足通信要求的信道高于一定的比列。2) To solve the channel uncertainty, through the Markov inequality, ensure that the channel that meets the communication requirements is higher than a certain ratio.
3)解决基站因工作状态不同所导致的待机能量不同而引入的l0近似问题。3) Solve the 10 approximation problem introduced by the base station due to the different standby energy caused by different working states.
4)一种逐步系统减少能量损耗的波束成型设计迭代优化算法。4) An iterative optimization algorithm for beamforming design that systematically reduces energy loss step by step.
5)一种基于ADMM算法的波束成型设计方案,将复杂问题转化为较为简单的子问题。5) A beamforming design scheme based on the ADMM algorithm, which converts complex problems into simpler sub-problems.
6)一种用于求解混合优化参量的次梯度下降算法。6) A subgradient descent algorithm for solving mixed optimization parameters.
7)基于梯度算法的投影梯度算法,可以利用投影法,将梯度下降法应用于求解有约束的优化问题。7) The projection gradient algorithm based on the gradient algorithm can use the projection method to apply the gradient descent method to solve constrained optimization problems.
本发明可以实现信道状态信息不确定情况下,保证用户的通信质量与基站的能耗限制,并且能够得到综合能耗最小的波束成型设计方案。非常适用于能耗效益和用户通信质量要求较高的场景。未来,进一步研究也可将本系统应用于未来的5G的无线接入网中。The present invention can ensure the communication quality of the user and the energy consumption limit of the base station under the condition of uncertain channel state information, and can obtain the beamforming design scheme with the minimum comprehensive energy consumption. It is very suitable for scenarios that require high energy efficiency and user communication quality. In the future, further research can also apply this system to the future 5G wireless access network.
附图说明Description of drawings
图1为本发明方法中云无线接入网系统的基本构架示意图Fig. 1 is a schematic diagram of the basic framework of the cloud wireless access network system in the method of the present invention
图2为本发明方法中求解的流程示意图Fig. 2 is the schematic flow sheet of solution in the method of the present invention
图3为基于ADMM算法的波束成型设计流程图Figure 3 is a flow chart of beamforming design based on ADMM algorithm
具体实施方式Detailed ways
本发明在研究信道非理想的信道基础上,对其进行理论建模,从节省能耗的角度,对不同的云无线接入网进行联合的波束成型设计,同时对优化问题进行分析,设计合适的优化算法,求解最佳波束成型设计方案,使得提出的优化方案不仅有较高的能耗效益,还具有较强的抗干扰特性,提升系统的鲁棒性。The present invention conducts theoretical modeling on the basis of researching non-ideal channels, and performs joint beamforming design on different cloud wireless access networks from the perspective of energy saving, and analyzes the optimization problem at the same time, and the design is suitable The optimization algorithm is used to solve the optimal beamforming design scheme, so that the proposed optimization scheme not only has high energy consumption efficiency, but also has strong anti-interference characteristics and improves the robustness of the system.
下面将结合说明书附图,对本发明做进一步的说明。The present invention will be further described below in conjunction with the accompanying drawings.
如图1所示为云无线接入网系统的基本构架Figure 1 shows the basic architecture of the cloud radio access network system
假设在一个云无线接入网系统中,有L个基站为K个用户提供数据服务。每个基站有Nt根天线,而用户只有一根天线。所有的基站都通过回程链路链接到同一个CP(中央处理器)上,并且每个用户从基站上接收到独立的数据流。假设的用户所需要的信息都是来自于CP,通过CP联合处理之后下发到每个基站。我们假设CP可以通过导频信号来获取信道信息,获取的信道信息与实际的信道信息很接近,但是却不是真实的信道信息,此时我们可以将信道信息建模为:Assume that in a cloud radio access network system, there are L base stations providing data services for K users. Each base station has N t antennas, while the user has only one antenna. All base stations are linked to the same CP (central processing unit) through backhaul links, and each user receives an independent data stream from the base station. It is assumed that the information required by the user comes from the CP, and is delivered to each base station after joint processing by the CP. We assume that the CP can obtain channel information through the pilot signal. The obtained channel information is very close to the actual channel information, but it is not the real channel information. At this time, we can model the channel information as:
其中,hk为实际的信道状态信息,为基站端检测到的信道状态信息,Δhk为信道状态信息误差向量,用来表示信道信息的不确定性,在实际通信系统中,Δhk是满足高斯分布的一个随机信道误差,其分布满足于其中表示均值为0,方差为的正态分布,I为单位矩阵。Among them, h k is the actual channel state information, is the channel state information detected by the base station, Δh k is the channel state information error vector, which is used to represent the uncertainty of the channel information, in the actual communication system, Δh k is a random channel error satisfying the Gaussian distribution, and its distribution satisfies At in means that the mean is 0 and the variance is The normal distribution of , I is the identity matrix.
在云无线传输网中,系统总的能耗取决于基站自身的能耗与回程链路能耗,基站自身包括基站发射功率与基站的基础能耗(激活/休眠),回程链路能耗取决于基站将多少数据经过中央处理器传送给基站。接下来,我们将从以下两方面考虑系统总的能耗。In the cloud wireless transmission network, the total energy consumption of the system depends on the energy consumption of the base station itself and the energy consumption of the backhaul link. It depends on how much data the base station transmits to the base station through the central processing unit. Next, we will consider the total energy consumption of the system from the following two aspects.
1)基站能耗模型:在本发明中,将处于不工作状态的基站设置为睡眠状态,此时基站只消耗少量能量用于监听;而对于处于工作状态的基站,基站消耗的总能量应包含基站自身消耗的能量与基站用于发射信号的发射功率,所以基站的总能耗可以写成:1) Base station energy consumption model: in the present invention, the base station that is in non-working state is set to sleep state, and now the base station only consumes a small amount of energy for monitoring; and for the base station that is in working state, the total energy consumed by the base station should include The energy consumed by the base station itself and the transmission power used by the base station to transmit signals, so the total energy consumption of the base station can be written as:
其中,Pl,tx为基站发射能耗,而η1>0是一个常量表示发射功率的比重,Pl,active为激活状态下基站消耗的能量,Pl,sleep表示基站睡眠状态下所消耗的功率。一般而言,Pl,active>Pl,sleep,因而对于中央处理器而言,将尽量多的基站处于睡眠状态有利于节约能量。Among them, P l,tx is the energy consumption of base station transmission, and η 1 >0 is a constant indicating the proportion of transmission power, P l,active is the energy consumed by the base station in the active state, P l,sleep is the energy consumed by the base station in the sleep state power. Generally speaking, P l,active >P l,sleep , so for the central processing unit, putting as many base stations as possible in the sleep state is beneficial to save energy.
2)回程链路的能量损耗:回程链路损耗与中央处理器给基站传输的传输速率有关,而传输速率又与波束成型设计以及云无线传输网的工作模式有关,所以,可以将回程链路损耗表示为:2) Energy loss of the backhaul link: The loss of the backhaul link is related to the transmission rate of the central processor to the base station, and the transmission rate is related to the beamforming design and the working mode of the cloud wireless transmission network. Therefore, the backhaul link can be loss Expressed as:
其中,ρl是一个常数,与回程链路的信道容量有关,为回程链路的传输速率。Among them, ρ l is a constant, which is related to the channel capacity of the backhaul link, is the transmission rate of the backhaul link.
3)信号的总的能耗:基于以上分析,系统的总的能耗可以表示为各个基站的能耗加上回程链路能耗,可以写成如下的表达式:3) Total energy consumption of the signal: Based on the above analysis, the total energy consumption of the system can be expressed as the energy consumption of each base station plus the energy consumption of the backhaul link, which can be written as the following expression:
其中,||Pl,tx||0表示Pl,tx的l0范数,表示处于激活状态的基站的个数;Pl,Δ=Pl,active-Pl,sleep表示激活状态与休眠状态的能耗差。Among them, ||P l,tx || 0 represents the l 0 norm of P l,tx , which represents the number of base stations in the active state; P l , Δ =P l,active -P l,sleep represents the activation state and Power consumption in sleep state is poor.
在云无线传输网中,接收端接收到的信号除了自身需要的信号与高斯白噪声外,还可能存在不同用户信号之间的干扰,比如用户k可能接收到用户j所需的信号,对于用户k而言,用户j的信号是一种干扰,所以,在云无线传输网中,用户k的接收信号yk可以表示为:In the cloud wireless transmission network, in addition to the signal required by itself and Gaussian white noise, the signal received by the receiving end may also have interference between different user signals. For example, user k may receive the signal required by user j. For user As far as k is concerned, the signal of user j is a kind of interference, so in the cloud wireless transmission network, the received signal y k of user k can be expressed as:
其中,hk为一个Nt×Nt的矩阵,表示为真实的传输信道矩阵,ωk是一个Nt*L×1的向量,表示基站发送的波束成型矢量;ηk~CN(0,σ2)表示信号在传输过程中叠加进来的高斯白噪声,σ2是噪声方差。sk表示发送的符号向量。本文中,我们假设符号能量为1。所以第l个基站的发射功率Pl,tx可以写成:Among them, h k is a matrix of N t ×N t , expressed as a real transmission channel matrix, ω k is a vector of N t *L ×1, indicating the beamforming vector sent by the base station; η k ~CN(0, σ 2 ) represents the Gaussian white noise superimposed in the signal transmission process, and σ 2 is the noise variance. sk represents the symbol vector sent. In this paper, we assume that the symbol energy is 1. So the transmit power P l,tx of the lth base station can be written as:
此时,可以看出用户k的信干噪比SINRk为:At this point, it can be seen that the SINR k of user k is:
同时,可以得到,用户k的目标接收速率rk为:At the same time, it can be obtained that the target receiving rate r k of user k is:
其中,Γm为常数,一般根据实际的应用场景设定参数。Wherein, Γ m is a constant, and the parameters are generally set according to actual application scenarios.
因为云无线传输网中一共有K个用户,中央处理器到基站的回程链路上总的传输速率就等于总的接收速率。因此,回程链路传输速率可以写成:Because there are a total of K users in the cloud wireless transmission network, the total transmission rate on the backhaul link from the central processing unit to the base station is equal to the total reception rate. Therefore, the backhaul link transmission rate can be written as:
其中,表示用户是否在接收数据,若全部发射波束都为0,则用户未接收数据,若其不全为0,则表示其在接收数据。in, Indicates whether the user is receiving data. If all transmit beams are 0, the user is not receiving data. If not all 0, it indicates that the user is receiving data.
根据上面的分析,可以将云无线接入网总的消耗功率P写为:According to the above analysis, the total power consumption P of the cloud wireless access network can be written as:
在实际的无线接入网中,不仅要求消耗的能量最小,还需要考虑用户的服务质量,与基站能耗约束。所以可以将上述问题描述为一个优化问题,其目标函数为能耗函数,同时还有两个限制条件可以写为:In the actual wireless access network, not only the minimum energy consumption is required, but also the quality of service of the user and the energy consumption constraints of the base station need to be considered. Therefore, the above problem can be described as an optimization problem, its objective function is the energy consumption function, and there are two constraints that can be written as:
min Pmin P
s.t.SINRk≥γk stSINR k ≥ γ k
其中γk为用户k的信干噪比要求;Pl为第l个基站的最大发射功率。由此,整个波束成型设计问题已经表征出来。Among them, γ k is the SINR requirement of user k; P l is the maximum transmission power of the lth base station. From this, the entire beamforming design problem has been characterized.
如图2所示的流程图,在上面的讨论中,已经将波束成型设计问题归纳为优化问题的形式,可以看出上述优化问题是非凸问题,无法直接求解,所以我们利用图2所示5个步骤子方法将其转化为可解问题。The flow chart shown in Figure 2, in the above discussion, the beamforming design problem has been summarized into the form of an optimization problem, it can be seen that the above optimization problem is a non-convex problem, which cannot be solved directly, so we use the 5 A step submethod transforms it into a solvable problem.
过程详述如下:The process is detailed as follows:
步骤1):使用SDP方法将原问题中的二范数问题转化为线性问题.Step 1): Use the SDP method to transform the two-norm problem in the original problem into a linear problem.
1)SDP:令Wk=ωkωk H,只要能求出秩为1的Wk,就一定能分解为Wk=ωkωk H,从而求得ωk。若令Wk=ωkωk H,可得:Tr(·)表示矩阵的秩。其中用来区分不同的基站,其中表示对角元素为的对角阵。此时,优化问题可以被写成:1) SDP: let W k =ω k ω k H , as long as W k with rank 1 can be obtained, it must be decomposed into W k =ω k ω k H , so as to obtain ω k . If W k =ω k ω k H , we can get: Tr(·) represents the rank of the matrix. in Used to distinguish different base stations, where Indicates that the diagonal elements are The diagonal matrix. At this point, the optimization problem can be written as:
分析上面两式,优化问题并非一个凸优化的问题,其主要原因来源于两个方面:1)目标函数中含有l0范数函数;2)Δhk是个不确定的值。所以接下来,我们将从这两方面考虑,来求解该问题。Analyzing the above two equations, the optimization problem is not a convex optimization problem, the main reason comes from two aspects: 1) The objective function contains l 0 norm function; 2) Δh k is an uncertain value. So next, we will consider these two aspects to solve this problem.
步骤2):通过l0范数近似的方法消除难以处理的l0范数问题.Step 2): Eliminate the intractable l 0 norm problem by approximating the l 0 norm.
2)l0范数近似。对于含有l0范数的问题,一般采用log函数近似的方法求解,当θ→0时,定义可以做这样的近似:2) l 0 norm approximation. For problems with l 0 norm, the log function approximation method is generally used to solve the problem. When θ→0, define An approximation can be made like this:
经过此次近似,目标函数由一个间断的l0范数函数近似为一个连续的ln函数,对于之后的求解更为有意义。After this approximation, the objective function is approximated by a discontinuous l 0 norm function to a continuous ln function, which is more meaningful for the subsequent solution.
步骤3):采用马尔可夫不等式消除信号不确定性的影响.Step 3): Use Markov inequality to eliminate the influence of signal uncertainty.
3)马尔科夫不等式3) Markov Inequality
在优化问题中,由于有不确定的Δhk,使得求解变得十分困难,通过分析本发明的实际需求,可以知道,本发明要求大部分基站都满足用户的最小信干噪比需求,所以信干噪比约束可以写成:In the optimization problem, due to the uncertain Δh k , the solution becomes very difficult. By analyzing the actual requirements of the present invention, it can be known that the present invention requires most of the base stations to meet the user’s minimum SINR requirements, so the signal The interference-to-noise ratio constraint can be written as:
Pr{SINRk≥γk}≥pk P r {SINR k ≥γ k }≥p k
其中,Pr{A}表示事件A发生的概率,pk表示目标满足约束比例。可以看出通过以上约束,我们可以保证有pk比例以上的用户能够满足最小信干噪比需求。Among them, P r {A} represents the probability of event A occurring, and p k represents the proportion of the target satisfying the constraint. It can be seen that through the above constraints, we can ensure that users with a proportion above p k can meet the minimum SINR requirement.
通过马尔科夫不等式,可以将上述概率约束重写为:Via the Markov inequality, the above probability constraints can be rewritten as:
其中,E[SINRk]为SINRk的期望,注意上述问题与概率信干噪比约束并非完全等价,上述约束更加严格。由于,Among them, E[SINR k ] is the expectation of SINR k . Note that the above problem is not completely equivalent to the probabilistic SINR constraint, and the above constraint is more stringent. because,
其中,由此,概率约束可以转化为:in, Thus, the probability constraint can be transformed into:
至此,概率信干噪比可以转化为上述凸约束。So far, the probabilistic SINR can be transformed into the above-mentioned convex constraints.
步骤4):使用MM算法将复杂的波束成型设计子问题化简为一系列便于求解的凸优化问题.Step 4): Use the MM algorithm to simplify the complex beamforming design sub-problems into a series of easy-to-solve convex optimization problems.
4)至此,除了目标函数中含有log函数之外,其余优化问题都满足凸优化问题,解决目标函数为凹函数,限制条件为凸函数的问题,我们常用用MM算法来进行迭代优化。4) So far, except that the objective function contains the log function, other optimization problems satisfy the convex optimization problem. To solve the problem that the objective function is a concave function and the constraint condition is a convex function, we often use the MM algorithm for iterative optimization.
(a)解初始问题,作为迭代的起点。在本发明中,将目标函数中的凹函数部分去掉,直接转化成凸优化问题作为初始问题。则优化问题的初始问题可以被写成:(a) Solve the initial problem as the starting point of the iteration. In the present invention, the concave function part in the objective function is removed, and it is directly transformed into a convex optimization problem as the initial problem. Then the initial problem of the optimization problem can be written as:
(b)选择目标函数的一次泰勒展开作为MM算法中的上限函数。在某个以J(x)为目标函数的优化问题中,对于MM算法中的每次迭代,需构建其上限函数且该上限函数需易于优化。对于n次迭代构建的新的上限目标函数Gn(x),在上一次迭代产生的优化点处需满足Gn(xn-1)=J(xn)。所以一次泰勒展开可以满足上述构建要求,将目标函数的凹部分用其一次泰勒展开构建新的目标函数,其泰勒展开如下:(b) Select a Taylor expansion of the objective function as the upper limit function in the MM algorithm. In an optimization problem with J(x) as the objective function, for each iteration in the MM algorithm, an upper bound function needs to be constructed and the upper bound function should be easy to optimize. For the new upper limit objective function G n (x) constructed in n iterations, G n (x n-1 )=J(x n ) must be satisfied at the optimization point generated in the last iteration. Therefore, a Taylor expansion can meet the above construction requirements. The concave part of the objective function is constructed with a Taylor expansion to construct a new objective function. The Taylor expansion is as follows:
其中,和为两个常数,为ln函数在Wk (n)处泰勒展开的常数项。所以原非凸优化问题可以通过MM算法转化为一系列的凸问题构成的迭代问题,其中,第n次迭代问题可以表达为:in, and are two constants, and are the constant terms of the Taylor expansion of the ln function at W k (n) . Therefore, the original non-convex optimization problem can be transformed into an iterative problem composed of a series of convex problems through the MM algorithm. Among them, the nth iteration problem can be expressed as:
步骤5):利用ADMM算法对每个子问题进行求解.Step 5): Use the ADMM algorithm to solve each sub-problem.
5)在本算法中,提出了一种基于ADMM算法的波束成型设计方法将上述转化后的复杂凸优化问题转化为三个较为简单的优化问题。5) In this algorithm, a beamforming design method based on the ADMM algorithm is proposed to transform the above-mentioned converted complex convex optimization problems into three simpler optimization problems.
为了使用ADMM算法,首先引入两个中间变量:In order to use the ADMM algorithm, first introduce two intermediate variables:
Γk,j=Tr(HkWj),Πl,k=Tr(BlWk)Γ k,j =Tr(H k W j ),Π l,k =T r (B l W k )
此时上述优化问题可以重新写成:At this point, the above optimization problem can be rewritten as:
s.t.Γk,j-Tr(HkWj)=0stΓ k,j -Tr(H k W j )=0
Πl,k-Tr(BlWk)=0Π l,k -Tr(B l W k )=0
其中,由此定义三个指示函数IC,ID,IG,若Γ属于可行域则IC=0,否则IC=+∞;若Π属于可行域则ID=0,否则ID=+∞;若Wk属于可行域则IG=0,否则IG=+∞。则其增广拉格朗日函数可写为:in, Thus three indicator functions I C , I D , I G are defined, if Γ belongs to the feasible region Then IC = 0, otherwise IC = +∞; if Π belongs to the feasible region Then I D =0, otherwise I D =+∞; if W k belongs to the feasible domain Then I G =0, otherwise I G =+∞. Then its augmented Lagrange function can be written as:
其中,μl,k和λk,j为拉格朗日系数,ρ>0表示增广拉格朗日函数的惩罚系数。in, μ l, k and λ k, j are Lagrangian coefficients, and ρ>0 represents the penalty coefficient of the augmented Lagrangian function.
如图3所示为基于ADMM算法的波束成型算法图,由于上述引入信道变量后,其问题形式已满足ADMM求解的流程,通过ADMM算法,可以将原问题转化为三个较为简单的子问题。Figure 3 shows the beamforming algorithm diagram based on the ADMM algorithm. Since the channel variable is introduced above, the problem form has met the ADMM solution process. The original problem can be transformed into three relatively simple sub-problems through the ADMM algorithm.
(a){Γ}更新(a) {Γ} update
从图3中可以看出,{Γ}更新可以通过解一个优化问题,而该优化问题可以被分解为K个独立的小问题:It can be seen from Figure 3 that {Γ} update can be solved by solving an optimization problem, which can be decomposed into K independent small problems:
此问题虽然是一个凸优化问题,但是由于K个变量相互关联且受限于同一个约束之中,不能求出其闭式解,可以采用次梯度算法求解,其第m次更新步骤如下:Although this problem is a convex optimization problem, since the K variables are interrelated and subject to the same constraint, the closed-form solution cannot be obtained. The subgradient algorithm can be used to solve it. The mth update steps are as follows:
次算法的初始值可设置为,Γk,k(m)=Γk,j(m)=0。其中Δm>0为次梯度步长,为拉格朗日系数。The initial value of this algorithm can be set as, Γ k,k (m)=Γ k,j (m)=0. Where Δ m >0 is the subgradient step size, is the Lagrange coefficient.
(b){Π}更新(b){Π}Update
从图3中可以看出,{Π}更新也可以通过解一个优化问题,而该优化问题可以被分解为K个独立的小问题:It can be seen from Figure 3 that {Π} update can also be solved by solving an optimization problem, which can be decomposed into K independent small problems:
利用KKT条件求出上式的闭式解为以下之一:Using the KKT condition to find the closed-form solution of the above formula is one of the following:
(c){Wk}更新(c) {W k } update
同{Γ}更新和{Π}更新,{Wk}的更新也需要解一个优化问题,而该优化问题可以被分解为K个独立的小问题:Similar to {Γ} update and {Π} update, the update of {W k } also needs to solve an optimization problem, and the optimization problem can be decomposed into K independent small problems:
本发明中采用投影梯度下降法求解此问题,将每一次梯度下降法的结果投影到可行域之中进行更新迭代,迭代公式如下:In the present invention, the projected gradient descent method is used to solve this problem, and the results of each gradient descent method are projected into the feasible domain for update iteration. The iteration formula is as follows:
其中Proj{·}表示投影到可行域Wk≥0,s为步长,是一个正实数。为目标函数第t次迭代后在处的梯度。Among them, Proj{·} means projection to the feasible region W k ≥ 0, s is the step size, which is a positive real number. After the tth iteration of the objective function in gradient at .
至此整个基于ADMM算法的云无线接入网的鲁棒波束成型设计推导及技术细节公布完毕。So far, the robust beamforming design derivation and technical details of the cloud wireless access network based on the ADMM algorithm have been published.
以上显示和描述了本发明的基本原理、主要特征及优点。本行业的技术人员应该了解,本发明不受上述实施例的限制,上述实施例和说明书中描述的只是说明本发明的原理,在不脱离本发明精神和范围的前提下,本发明还会有各种变化和改进,这些变化和改进都落入要求保护的本发明范围内。本发明要求保护范围由所附的权利要求书及其等效物界。The basic principles, main features and advantages of the present invention have been shown and described above. Those skilled in the industry should understand that the present invention is not limited by the above-mentioned embodiments. What are described in the above-mentioned embodiments and the description only illustrate the principle of the present invention. Without departing from the spirit and scope of the present invention, the present invention will also have Variations and improvements all fall within the scope of the claimed invention. The protection scope of the present invention is defined by the appended claims and their equivalents.
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