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CN108490357A - Lithium battery residual capacity prediction technique based on mechanism-data-driven model - Google Patents

Lithium battery residual capacity prediction technique based on mechanism-data-driven model Download PDF

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CN108490357A
CN108490357A CN201810208691.2A CN201810208691A CN108490357A CN 108490357 A CN108490357 A CN 108490357A CN 201810208691 A CN201810208691 A CN 201810208691A CN 108490357 A CN108490357 A CN 108490357A
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lithium battery
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姜媛媛
曾文文
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Anhui University of Science and Technology
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Abstract

本发明公开一种基于机理‑数据驱动模型的锂电池剩余容量预测方法,首先构造锂电池剩余容量与其充放电循环周期的退化机理模型;对锂电池原始剩余容量数据进行凸优化降噪处理,基于预处理得到的可靠性较高的数据,采用最小二乘法对机理模型中未知参数进行辨识,从而得到精确的预测模型表达式,实现基于机理模型的锂电池剩余容量的预测。再建立基于LSSVM的建模误差数据驱动模型,将LSSVM估计的建模误差反馈到机理模型的预测结果上,从而实现锂电池剩余容量的高精度预测。本发明方法适用于不同工况条件下的锂电池剩余容量的预测,在预测过程中综合考虑了电池工作时所处的外界环境信息与电路工作条件对其寿命退化的影响,与实际更相符。

The invention discloses a method for predicting the remaining capacity of a lithium battery based on a mechanism-data-driven model. First, a degradation mechanism model of the remaining capacity of the lithium battery and its charge-discharge cycle is constructed; the original remaining capacity data of the lithium battery is subjected to convex optimization and noise reduction processing, based on The data with high reliability obtained by preprocessing is used to identify the unknown parameters in the mechanism model by using the least square method, so as to obtain an accurate prediction model expression, and realize the prediction of the remaining capacity of the lithium battery based on the mechanism model. Then establish a modeling error data-driven model based on LSSVM, and feed back the modeling error estimated by LSSVM to the prediction result of the mechanism model, so as to realize the high-precision prediction of the remaining capacity of the lithium battery. The method of the invention is applicable to the prediction of the remaining capacity of the lithium battery under different working conditions. In the prediction process, the external environment information of the battery and the influence of the working condition of the circuit on its life degradation are comprehensively considered, which is more consistent with the actual situation.

Description

基于机理-数据驱动模型的锂电池剩余容量预测方法Lithium battery remaining capacity prediction method based on mechanism-data-driven model

技术领域technical field

本发明涉及一种电池容量预测方法,尤其涉及一种基于机理—数据驱动模型的锂电池剩余容量预测方法。The invention relates to a battery capacity prediction method, in particular to a mechanism-data-driven model-based lithium battery remaining capacity prediction method.

背景技术Background technique

锂电池因其具有循环寿命长、自放电率低、安全性能好等优点被广泛应用于消费电子类、电动汽车、航空航天等多个领域。然而锂电池在退化过程中发生故障会直接影响机器设备的正常运转,甚至会导致严重的安全事故及财产损失。电池剩余容量是指不同循环周期下,电池在充满电的情况下所储存的电能。随着循环充放电次数的增加,电池剩余容量呈现衰减趋势,可以根据容量的变化趋势预测其寿命退化程度,为实现储能系统安全可靠运行提供重要保证。现有的锂电池容量预测方法通常只适用于工作在某一特定工况下的锂电池容量的预测,对工作在不同工况下的锂电池容量的预测有一定的局限性。另一方面,锂电池在健康状态的实际退化过程中,往往受外界条件的影响,主要包括环境因素以及电路工作条件因素,这些因素的影响是不可忽略的,必须综合考虑这些因素才能实现对锂电池容量的高精度预测。Lithium batteries are widely used in consumer electronics, electric vehicles, aerospace and other fields because of their advantages such as long cycle life, low self-discharge rate, and good safety performance. However, the failure of lithium batteries during the degradation process will directly affect the normal operation of machinery and equipment, and even cause serious safety accidents and property losses. The remaining capacity of the battery refers to the electrical energy stored in the battery when it is fully charged under different cycle periods. As the number of charge and discharge cycles increases, the remaining capacity of the battery presents a declining trend, and the degree of life degradation can be predicted according to the change trend of capacity, which provides an important guarantee for the safe and reliable operation of the energy storage system. The existing lithium battery capacity prediction methods are usually only applicable to the prediction of the lithium battery capacity working under a certain working condition, and there are certain limitations to the prediction of the lithium battery capacity working under different working conditions. On the other hand, during the actual degradation process of lithium batteries in the healthy state, they are often affected by external conditions, mainly including environmental factors and circuit working conditions. High-precision prediction of battery capacity.

为此,本发明给出一种基于机理-数据驱动模型的锂电池剩余容量预测方法,该方法适用于工作在不同工况下的锂电池容量的预测,所建模型综合考虑了电池工作时所处的外界环境信息与电路工作条件对其寿命退化的影响,与实际更相符,为锂电池健康状态预测提供了一种新思路。For this reason, the present invention provides a method for predicting the remaining capacity of a lithium battery based on a mechanism-data-driven model. This method is applicable to the prediction of the capacity of a lithium battery working under different working conditions. The impact of external environmental information and circuit working conditions on its life degradation is more consistent with the actual situation, providing a new idea for the prediction of the health status of lithium batteries.

发明内容Contents of the invention

本发明的目的在于提供一种基于机理-数据驱动模型的锂电池剩余容量预测方法,用于预测锂电池的剩余容量,为实现高效准确的预测及健康管理提供保障。The purpose of the present invention is to provide a method for predicting the remaining capacity of lithium batteries based on a mechanism-data-driven model, which is used to predict the remaining capacity of lithium batteries, and provides guarantee for realizing efficient and accurate prediction and health management.

为了达成上述目的,本发明的解决方案是:In order to achieve the above object, the solution of the present invention is:

基于机理-数据驱动模型的锂电池剩余容量预测方法,包括以下步骤(1)~(5):A method for predicting the remaining capacity of a lithium battery based on a mechanism-data-driven model, including the following steps (1) to (5):

(1)锂电池运行时所处的工况信息主要包括外界环境信息与电路工作信息,其中,环境信息包括环境温度T和相对湿度W,电路工作信息包括充电电流Iin,充电电压Vin,放电电流Iout,放电截止电压Vout;在环境温度T设定为T′,相对湿度W设定为W′,充电电流Iin设定为Iin,充电电压Vin设定为V′in,放电电流Iout设定为I′out,放电截止电压Vout设定为V′out的标准工况下,取m块相同的锂电池同时进行循环充放电实验,监测并记录每块锂电池充放电循环周期C以及在第C充放电循环周期下对应的锂电池剩余容量qa.c,从而计算出m块锂电池在第C充放电循环周期下对应的剩余容量均值其中,a为进行试验的锂电池编号,且a=1,2,3…m,C=1,2,3…t;(1) The working condition information of the lithium battery mainly includes the external environment information and the circuit working information, wherein the environmental information includes the ambient temperature T and the relative humidity W, and the circuit working information includes the charging current I in , the charging voltage V in , Discharge current I out , discharge cut-off voltage V out ; set the ambient temperature T as T′, the relative humidity W as W′, the charging current I in as I in , and the charging voltage V in as V ′ in , the discharge current I out is set to I′ out , and the discharge cut-off voltage V out is set to V’ out under the standard working conditions, take m pieces of the same lithium battery and carry out cycle charge and discharge experiments at the same time, monitor and record each Lithium battery charge-discharge cycle C and the corresponding remaining capacity q ac of the lithium battery under the C-th charge-discharge cycle, so as to calculate the average value of the remaining capacity of m lithium batteries corresponding to the C-th charge-discharge cycle Among them, a is the number of the lithium battery under test, and a=1, 2, 3...m, C=1, 2, 3...t;

(2)建立锂电池剩余容量退化机理模型:qc=k1C-k2eαC+k3Q1,其中(α,k1,k2,k3)为模型未知参数,Q1为锂电池初始容量,qc为第C充放电循环周期下对应的锂电池剩余容量;由步骤(1)中获得的不同充放电循环周期下的剩余容量均值可以获得m块锂电池的初始容量均值进而得到标准工况下该种锂电池剩余容量退化机理模型表达式: (2) Establish a lithium battery residual capacity degradation mechanism model: q c = k 1 Ck 2 e αC + k 3 Q 1 , where (α, k 1 , k 2 , k 3 ) are unknown parameters of the model, and Q 1 is the lithium battery Initial capacity, q c is the corresponding remaining capacity of the lithium battery under the Cth charge-discharge cycle; the mean value of the remaining capacity under different charge-discharge cycles obtained in step (1) The average initial capacity of m lithium batteries can be obtained Then the model expression of the remaining capacity degradation mechanism of the lithium battery under standard working conditions is obtained:

(3)对步骤(1)获取的锂电池剩余容量数据进行凸优化降噪处理,处理后的数据作为模型参数辨识的依据;采用最小二乘法对步骤(1)中模型未知参数(Δ,k1,k2,k3)进行辨识,从而获得具体的退化模型表达式为:其中(α*,k1 *,k2 *,k3 *)为参数辨识结果;由此得到标准工况下该型号锂电池剩余容量退化机理通用模型具体表达式为:qC=k1 *C-k2 *eα*C+k3 *Q1(3) For the remaining capacity data of the lithium battery obtained in step (1) Carry out convex optimization noise reduction processing, the processed data As the basis for the identification of model parameters; use the least squares method to identify the unknown parameters (Δ, k 1 , k 2 , k 3 ) of the model in step (1), so as to obtain the specific expression of the degradation model: Where (α * , k 1 * , k 2 * , k 3 * ) is the parameter identification result; thus, the specific expression of the general model for the remaining capacity degradation mechanism of this type of lithium battery under standard working conditions is: q C = k 1 * Ck 2 * e α*C +k 3 * Q 1 ;

(4)另取n=500块与步骤(1)中同种型号的锂电池分别置于n个不同的非标准工况下同时进行循环充放电试验,即每块锂电池在不同充放电循环周期下所处的环境温度、相对湿度、充电电流、充电电压、放电电流、放电截止电压分别为Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c时,监测并记录每块锂电池的初始容量值qj.1、充放电循环周期C以及在第C充放电循环周期下的剩余容量值qj.c;将初始容量值qj.1带入步骤(3)锂电池剩余容量退化机理通用模型中,得到基于退化机理模型的锂电池剩余容量预测值从而获得模型预测误差根据试验获取的Δqj.c及相应的运行工况多元信息(C,Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c),建立基于LSSVM的建模误差预测模型,记为Δqj.C=f(C,Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c),即可根据锂电池当前所处的运行工况多元信息来求得Δqj.C;其中,j为本步骤试验的锂电池编号,j=1,2,3…n;(4) Another n=500 lithium batteries of the same type as those in step (1) were placed in n different non-standard working conditions and carried out the cycle charge and discharge test simultaneously, that is, each lithium battery was tested in different charge and discharge cycles. The ambient temperature, relative humidity, charging current, charging voltage, discharging current, and discharge cut-off voltage in the cycle are T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc , monitor and record the initial capacity value q j.1 of each lithium battery, the charge-discharge cycle C, and the remaining capacity value q jc under the C-th charge-discharge cycle; bring the initial capacity value q j.1 into the step (3) In the general model of the degradation mechanism of the remaining capacity of the lithium battery, the predicted value of the remaining capacity of the lithium battery based on the degradation mechanism model is obtained to get the model prediction error Based on the Δq jc obtained from the test and the multivariate information of the corresponding operating conditions (C, T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ), the modeling based on LSSVM is established The error prediction model, denoted as Δq jC =f(C, T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ), can be based on the current operation of the lithium battery Δq jC is obtained by multivariate information of working conditions; among them, j is the serial number of the lithium battery tested in this step, j=1,2,3...n;

(5)监测待测锂电池的初始容量值qx.1以及当前所处的运行工况条件(C,Tx.c,Wx.c,Iin.x.c,Vin.x.c,Iout.x.c,Vout.x.c),获取折算到标准工况下的待测锂电池剩余容量预测值以及模型预测误差Δqx.C,进而求得待测锂电池在第C充放电循环周期下的剩余容量预测值其中x为待测锂电池编号。(5) Monitor the initial capacity value q x.1 of the lithium battery to be tested and the current operating conditions (C, T xc , W xc , I in.xc , V in.xc , I out.xc , V out.xc ), to obtain the predicted value of the remaining capacity of the lithium battery under test converted to the standard working condition And the model prediction error Δq xC , and then obtain the predicted value of the remaining capacity of the lithium battery under test under the C charge-discharge cycle Where x is the serial number of the lithium battery to be tested.

本发明的基于机理-数据驱动模型的锂电池剩余容量预测方法,所述步骤(1)中标准工况下对锂电池进行循环充放电实验,是指在环境温度为T′,相对湿度为W′的条件下,先以I′in的恒定电流充电至电压达到V′in,再以I′out的恒定电流放电至截止电压为V′out,如此循环进行;剩余容量是指不同充放电循环周期下,锂电池在充满电的情况下所储存的电能。m块锂电池在第C充放电循环周期下对应的剩余容量均值 In the method for predicting the remaining capacity of lithium batteries based on the mechanism-data-driven model of the present invention, the lithium battery is subjected to a cycle charge and discharge experiment under standard working conditions in the step (1), which means that the ambient temperature is T′ and the relative humidity is W 'Under the condition of I'in , first charge with a constant current of I'in until the voltage reaches V'in , and then discharge with a constant current of I'out until the cut-off voltage is V'out , and this cycle is carried out; the remaining capacity refers to different charge and discharge cycles Under the cycle, the electric energy stored by the lithium battery when it is fully charged. The mean value of the remaining capacity of m lithium batteries corresponding to the C-th charge-discharge cycle

本发明的基于机理-数据驱动模型的锂电池剩余容量预测方法,所述步骤步骤(2)中建立锂电池剩余容量退化机理模型:qC=k1C-k2eαC+k3Q1,具体步骤如下:In the method for predicting the remaining capacity of a lithium battery based on a mechanism-data-driven model of the present invention, in the step (2), the remaining capacity degradation mechanism model of the lithium battery is established: q C =k 1 Ck 2 e αC +k 3 Q 1 , specifically Proceed as follows:

电池容量的变化率是其充放电循环周期C及电池剩余容量qC的函数,因此其退化速度可以表示为:The rate of change of battery capacity is a function of its charge-discharge cycle C and the remaining capacity q C of the battery, so its degradation rate can be expressed as:

对于含有两个自变量qC,C的非线性函数f(qC,C),将其利用多元函数的泰勒级数展开,根据非线性微分方程的线性化近似处理,略去其高次幂项,可得:For the nonlinear function f(q C , C) containing two independent variables q C , C, use the Taylor series expansion of the multivariate function, according to the linearization approximation of the nonlinear differential equation, omit its high power item, you can get:

其中a1为退化因子,a2为疲劳损伤累积因子。随着循环使用次数的增加,其容量呈现减小趋势,所以有where a 1 is the degradation factor and a 2 is the fatigue damage accumulation factor. As the number of cycles increases, its capacity shows a decreasing trend, so there is

a1qC+a2C<0 (3)a 1 q C +a 2 C<0 (3)

且qC>0,C>0And q C >0, C>0

此时令this season

u=a1qC+a2C (4)u=a 1 q C +a 2 C (4)

由(3)式可知:It can be known from formula (3):

u<0 (5)u<0 (5)

对(4)式两边求微分得:Differentiate both sides of (4) to get:

du=a1dqC+a2dC (6)du=a 1 dq C +a 2 dC (6)

将(6)式带入(2)式可得:Bring (6) into (2) to get:

此时微分方程的解有如下两种情况:At this time, the solution of the differential equation has the following two situations:

1)当a1u+a2>0时,方程(7)的解:1) When a 1 u+a 2 >0, the solution of equation (7):

2)当a1u+a2<0时,方程(7)的解:2) When a 1 u+a 2 <0, the solution of equation (7):

式(10)与式(13)可以统一写为如下形式:Formula (10) and formula (13) can be written in the following form:

qC=k1C-k2eαC+k3Q1 (14)q C =k 1 Ck 2 e αC +k 3 Q 1 (14)

式(14)为电池剩余容量qC随充放电循环周期C的退化机理模型表达式,其中(α,k1,k2,k3)为模型未知参数,Q1为锂电池初始容量,即锂电池在第一充放电循环周期下对应的剩余容量值。Equation (14) is the model expression of the degradation mechanism of the battery remaining capacity q C with the charge-discharge cycle C, where (α, k 1 , k 2 , k 3 ) are unknown parameters of the model, and Q 1 is the initial capacity of the lithium battery, namely The corresponding remaining capacity value of the lithium battery under the first charge and discharge cycle.

本发明的基于机理-数据驱动模型的锂电池剩余容量预测方法,所述步骤步骤(4)中建立基于LSSVM的建模误差预测模型,具体步骤如下:According to the lithium battery remaining capacity prediction method based on the mechanism-data-driven model of the present invention, in the step (4), a modeling error prediction model based on LSSVM is established, and the specific steps are as follows:

(4.1)另取n=500块与步骤(1)中同种型号的锂电池分别置于n个不同的非标准工况下同时进行循环充放电试验是指在锂电池能够正常运行的条件范围内,将n块锂电池分别置于n个随机的非标准运行工况(Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c)下同时进行循环充放电试验;具体步骤为:在外界环境温度为Tj.c,相对湿度为Wj.c的条件下,先以Iin.j.c电流充电至电池达满电状态即电压达到Vin.j.c,再以Iout.j.c的电流放电至截止电压Vout.j.c,如此循环进行;(4.1) Take another n=500 lithium batteries of the same type as those in step (1) and place them under n different non-standard working conditions to carry out cycle charge and discharge tests at the same time. Inside, put n pieces of lithium batteries under n random non-standard operating conditions (T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ) and cycle them simultaneously Charge and discharge test; the specific steps are: under the conditions of the external environment temperature of T jc and relative humidity of W jc , first charge the battery with I in.jc current until the battery is fully charged, that is, the voltage reaches V in.jc , and then charge with I The current of out.jc is discharged to the cut-off voltage V out.jc , and so on;

(4.2)选择高斯核作为LSSVM的核函数,并选择最优核参数为γ=20,σ2=110;将步骤(4)中获得的多元运行工况信息(C,Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c)及退化机理模型预测误差Δqj.C作为LSSVM回归拟合的训练样本,进行回归建模,得到基于LSSVM的建模误差预测模型,记为Δqj.C=f(C,Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c);LSSVM算法为现有成熟方法,此处不再赘述。(4.2) Select the Gaussian kernel as the kernel function of LSSVM, and select the optimal kernel parameters as γ=20, σ 2 =110; the multivariate operating condition information (C, T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ) and the prediction error Δq jC of the degradation mechanism model are used as training samples for LSSVM regression fitting, and regression modeling is performed to obtain a modeling error prediction based on LSSVM model, denoted as Δq jC = f(C, T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ); the LSSVM algorithm is an existing mature method, which is no longer repeat.

本发明的基于机理-数据驱动模型的锂电池剩余容量预测方法,所述步骤步骤(5)中求得当前待测锂电池剩余容量预测值具体步骤如下:In the method for predicting the remaining capacity of a lithium battery based on a mechanism-data-driven model of the present invention, in the step (5), the current predicted value of the remaining capacity of the lithium battery to be tested is obtained Specific steps are as follows:

(5.1)监测待测锂电池的初始容量值qx.1并将其带入步骤(3)该型号锂电池的剩余容量退化机理通用模型中,获取折算到标准工况下待测锂电池的剩余容量预测值 (5.1) Monitor the initial capacity value q x.1 of the lithium battery to be tested and bring it into the general model of the remaining capacity degradation mechanism of this type of lithium battery in step (3) to obtain the value of the lithium battery to be tested converted to the standard working condition Predicted remaining capacity

(5.2)监测待测锂电池当前所处的外界工作环境多元信息序列(C,Tx.c,Wx.c,Iin.x.c,Vin.x.c,Iout.x.c,Vout.x.c)并将其带入步骤(4)中建立的建模误差预测模型中,获得退化机理模型预测误差Δqx.C=f(C,Tx.c,Wx.c,Iin.x.c,Vin.x.c,Iout.x.c,Vout.x.c);(5.2) Monitor the multivariate information sequence (C, T xc , W xc , I in.xc , V in.xc , I out.xc , V out.xc ) of the current external working environment of the lithium battery to be tested and Bring it into the modeling error prediction model established in step (4), and obtain the prediction error of the degradation mechanism model Δq xC = f(C, T xc , W xc , I in.xc , V in.xc , I out.xc , V out.xc );

(5.3)求得当前待测锂电池剩余容量预测值 (5.3) Obtain the predicted value of the remaining capacity of the current lithium battery to be tested

附图说明Description of drawings

图1是基于机理-数据驱动模型的锂电池剩余容量预测方法流程图。Figure 1 is a flow chart of a method for predicting the remaining capacity of a lithium battery based on a mechanism-data-driven model.

具体实施方式Detailed ways

下面结合附图对本发明的技术方案进行详细说明。The technical solution of the present invention will be described in detail below in conjunction with the accompanying drawings.

本发明提供一种基于机理-数据驱动模型的锂电池剩余容量预测方法,其总体思路为:首先构造锂电池剩余容量与其充放电循环周期的退化机理模型;对锂电池原始剩余容量数据进行凸优化降噪处理,基于预处理得到的可靠性较高的数据,采用最小二乘法对机理模型中未知参数进行辨识,从而得到精确的预测模型表达式,实现基于机理模型的锂电池剩余容量的预测。再建立基于LSSVM的建模误差数据驱动模型,将LSSVM估计的建模误差反馈到机理模型的预测结果上,从而实现锂电池剩余容量的高精度预测。本发明方法适用于不同工况条件下的锂电池剩余容量的预测,在预测过程中综合考虑了电池工作时所处的外界环境信息与电路工作条件对其寿命退化的影响,与实际更相符。The present invention provides a method for predicting the remaining capacity of a lithium battery based on a mechanism-data-driven model. The general idea is as follows: firstly, a degradation mechanism model of the remaining capacity of the lithium battery and its charge-discharge cycle is constructed; convex optimization is performed on the original remaining capacity data of the lithium battery Noise reduction processing, based on the highly reliable data obtained by preprocessing, uses the least square method to identify the unknown parameters in the mechanism model, thereby obtaining an accurate prediction model expression, and realizing the prediction of the remaining capacity of the lithium battery based on the mechanism model. Then establish a modeling error data-driven model based on LSSVM, and feed back the modeling error estimated by LSSVM to the prediction result of the mechanism model, so as to realize the high-precision prediction of the remaining capacity of the lithium battery. The method of the invention is applicable to the prediction of the remaining capacity of the lithium battery under different working conditions. In the prediction process, the external environment information of the battery and the influence of the working condition of the circuit on its life degradation are comprehensively considered, which is more consistent with the actual situation.

如图1所示,本发明的基于容量退化机理模型的锂电池剩余寿命预测方法,具体实施包括以下步骤(1)~(5):As shown in Figure 1, the method for predicting the remaining life of a lithium battery based on the capacity degradation mechanism model of the present invention, the specific implementation includes the following steps (1) to (5):

(1)锂电池运行时所处的工况信息主要包括外界环境信息与电路工作信息,其中,环境信息包括环境温度T和相对湿度W,电路工作信息包括充电电流Iin,充电电压Vin,放电电流Iout,放电截止电压Vout;在环境温度T设定为T′,相对湿度W设定为W′,充电电流Iin设定为I′in,充电电压Vin设定为V′in,放电电流Iout设定为I′out,放电截止电压Vout设定为V′out的标准工况下,取m块相同的锂电池同时进行循环充放电实验,监测并记录每块锂电池充放电循环周期C以及在第C充放电循环周期下对应的锂电池剩余容量qa.c,从而计算出m块锂电池在第C充放电循环周期下对应的剩余容量均值其中,a为进行试验的锂电池编号,且a=1,2,3…m,C=1,2,3…t;具体实现为:(1) The working condition information of the lithium battery mainly includes the external environment information and the circuit working information, wherein the environmental information includes the ambient temperature T and the relative humidity W, and the circuit working information includes the charging current I in , the charging voltage V in , Discharge current I out , discharge cut-off voltage V out ; set the ambient temperature T as T′, the relative humidity W as W′, the charging current I in as I′ in , and the charging voltage V in as V′ in , the discharge current I out is set as I′ out , and the discharge cut-off voltage V out is set as V′ out under the standard working conditions, take m pieces of the same lithium battery and carry out cycle charge and discharge experiments at the same time, monitor and record each lithium battery The battery charge-discharge cycle C and the corresponding remaining capacity q ac of the lithium battery under the C-th charge-discharge cycle, so as to calculate the average value of the remaining capacity of m lithium batteries corresponding to the C-th charge-discharge cycle Among them, a is the number of the lithium battery under test, and a=1,2,3...m, C=1,2,3...t; the specific implementation is:

所述步骤(1)中标准工况下对锂电池进行循环充放电实验,是指在环境温度为T′,相对湿度为W′的条件下,先以I′in的恒定电流充电至电压达到V′in,再以I′out的恒定电流放电至截止电压为V′out,如此循环进行;剩余容量是指不同充放电循环周期下,锂电池在充满电的情况下所储存的电能。m块锂电池在第C充放电循环周期下对应的剩余容量均值 Carry out cyclic charging and discharging experiment to lithium battery under the standard working condition in described step (1), refer to be T ' at ambient temperature, under the condition that relative humidity is W ', first charge with the constant current of I ' in to voltage reaches V' in , and then discharged with a constant current of I' out to the cut-off voltage of V' out , and so on. The remaining capacity refers to the electric energy stored in the lithium battery when it is fully charged under different charge and discharge cycles. The mean value of the remaining capacity of m lithium batteries corresponding to the C-th charge-discharge cycle

(2)建立锂电池剩余容量退化机理模型:qC=k1C-k2eαC+k3Q1,其中(α,k1,k2,k3)为模型未知参数,Q1为锂电池初始容量,qC为第C充放电循环周期下对应的锂电池剩余容量;由步骤(1)中获得的不同充放电循环周期下的剩余容量均值可以获得m块锂电池的初始容量均值进而得到标准工况下该种锂电池剩余容量退化机理模型表达式:具体实现为:(2) Establish a lithium battery remaining capacity degradation mechanism model: q C = k 1 Ck 2 e αC + k 3 Q 1 , where (α, k 1 , k 2 , k 3 ) are unknown parameters of the model, and Q 1 is the lithium battery Initial capacity, q C is the remaining capacity of the lithium battery corresponding to the Cth charge-discharge cycle; the mean value of the remaining capacity under different charge-discharge cycles obtained in step (1) The average initial capacity of m lithium batteries can be obtained Then the model expression of the remaining capacity degradation mechanism of the lithium battery under standard working conditions is obtained: The specific implementation is:

所述步骤(2)中建立锂电池剩余容量退化机理模型:qC=k1C-k2eαC+k3Q1,具体步骤如下:In the step (2), a lithium battery residual capacity degradation mechanism model is established: q C =k 1 Ck 2 e αC +k 3 Q 1 , the specific steps are as follows:

电池容量的变化率是其充放电循环周期C及电池实际容量qC的函数,因此其退化速度可以表示为:The rate of change of battery capacity is a function of its charge-discharge cycle C and the actual capacity q C of the battery, so its degradation rate can be expressed as:

对于含有两个自变量qC,C的非线性函数f(qC,C),将其利用多元函数的泰勒级数展开,根据非线性微分方程的线性化近似处理,略去其高次幂项,可得:For the nonlinear function f(q C , C) containing two independent variables q C , C, use the Taylor series expansion of the multivariate function, according to the linearization approximation of the nonlinear differential equation, omit its high power item, you can get:

其中a1为退化因子,a2为疲劳损伤累积因子。随着循环使用次数的增加,其容量呈现减小趋势,所以有where a 1 is the degradation factor and a 2 is the fatigue damage accumulation factor. As the number of cycles increases, its capacity shows a decreasing trend, so there is

a1qC+a2C<0 (3)a 1 q C +a 2 C<0 (3)

且qC>0,C>0And q C >0, C>0

此时令this season

u=a1qC+a2C (4)u=a 1 q C +a 2 C (4)

由(3)式可知:It can be known from formula (3):

u<0 (5)u<0 (5)

对(4)式两边求微分得:Differentiate both sides of (4) to get:

du=a1dqC+a2dC (6)du=a 1 dq C +a 2 dC (6)

将(6)式带入(2)式可得:Bring (6) into (2) to get:

此时微分方程的解有如下两种情况:At this time, the solution of the differential equation has the following two situations:

1)当a1u+a2>0时,方程(7)的解:1) When a 1 u+a 2 >0, the solution of equation (7):

2)当a1u+a2<0时,方程(7)的解:2) When a 1 u+a 2 <0, the solution of equation (7):

式(10)与式(13)可以统一写为如下形式:Formula (10) and formula (13) can be written in the following form:

qC=k1C-k2eαC+k3Q1 (14)q C =k 1 Ck 2 e αC +k 3 Q 1 (14)

式(14)为电池实际容量qC随充放电循环周期C的退化机理模型表达式,其中(α,k1,k2,k3)为模型未知参数,Q1为锂电池初始容量,即锂电池在第一充放电循环周期下对应的剩余容量值。Equation (14) is the model expression of the degradation mechanism of the actual capacity q C of the battery with the charge-discharge cycle C, where (α, k 1 , k 2 , k 3 ) are unknown parameters of the model, and Q 1 is the initial capacity of the lithium battery, namely The corresponding remaining capacity value of the lithium battery under the first charge and discharge cycle.

(3)对步骤(1)获取的锂电池剩余容量数据进行凸优化降噪处理,处理后的数据作为模型参数辨识的依据;采用最小二乘法对步骤(2)中模型未知参数(α,k1,k2,k3)进行辨识,从而获得具体的退化模型表达式为: 其中(α*,k1 *,k2 *,k3 *)为参数辨识结果;由此得到标准工况下该型号锂电池剩余容量退化机理通用模型具体表达式为: (3) For the remaining capacity data of the lithium battery obtained in step (1) Carry out convex optimization noise reduction processing, the processed data As the basis for the identification of model parameters; use the least squares method to identify the unknown parameters (α, k 1 , k 2 , k 3 ) of the model in step (2), so as to obtain the specific expression of the degradation model: Where (α * , k 1 * , k 2 * , k 3 * ) is the parameter identification result; thus, the specific expression of the general model for the remaining capacity degradation mechanism of this type of lithium battery under standard working conditions is obtained as:

(4)另取n=500块与步骤(1)中同种型号的锂电池分别置于n个不同的非标准工况下同时进行循环充放电试验,即每块锂电池在不同充放电循环周期下所处的环境温度、相对湿度、充电电流、充电电压、放电电流、放电截止电压分别为Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c时,监测并记录每块锂电池的初始容量值qj.1、充放电循环周期C以及在第C充放电循环周期下的剩余容量值qj.C;将初始容量值qj.1带入步骤(3)锂电池剩余容量退化机理通用模型中,得到基于退化机理模型的锂电池剩余容量预测值从而获得模型预测误差根据试验获取的Δqj.C及相应的运行工况多元信息(C,Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c),建立基于LSSVM的建模误差预测模型,记为Δqj.C=f(C,Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c),即可根据锂电池当前所处的运行工况多元信息来求得Δqj.C;其中,j为本步骤试验的锂电池编号,j=1,2,3…n;具体实现为:(4) Another n=500 lithium batteries of the same type as those in step (1) were placed in n different non-standard working conditions and carried out the cycle charge and discharge test simultaneously, that is, each lithium battery was tested in different charge and discharge cycles. The ambient temperature, relative humidity, charging current, charging voltage, discharging current, and discharge cut-off voltage in the cycle are T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc , monitor and record the initial capacity value q j.1 of each lithium battery, the charge-discharge cycle C, and the remaining capacity value q jC under the C-th charge-discharge cycle; bring the initial capacity value q j.1 into the step (3) In the general model of the degradation mechanism of the remaining capacity of the lithium battery, the predicted value of the remaining capacity of the lithium battery based on the degradation mechanism model is obtained to get the model prediction error Based on the Δq jC obtained from the test and the multivariate information of the corresponding operating conditions (C, T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ), the modeling based on LSSVM is established The error prediction model, denoted as Δq jC =f(C, T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ), can be based on the current operation of the lithium battery Δq jC is obtained by multivariate information of working conditions; among them, j is the serial number of the lithium battery tested in this step, j=1,2,3...n; the specific realization is as follows:

(4.1)另取n=500块与步骤(1)中同种型号的锂电池分别置于n个不同的非标准工况下同时进行循环充放电试验是指在锂电池能够正常运行的条件范围内,将n块锂电池分别置于n个随机的非标准运行工况(Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c)下同时进行循环充放电试验;具体步骤为:在外界环境温度为Tj.c,相对湿度为Wj.c的条件下,先以Iin.j.c电流充电至电池达满电状态即电压达到Vin.j.c,再以Iout.j.c的电流放电至截止电压Vout.j.c,如此循环进行;(4.1) Take another n=500 lithium batteries of the same type as those in step (1) and place them under n different non-standard working conditions to carry out cycle charge and discharge tests at the same time. Inside, put n pieces of lithium batteries under n random non-standard operating conditions (T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ) and cycle them simultaneously Charge and discharge test; the specific steps are: under the conditions of the external environment temperature of T jc and relative humidity of W jc , first charge the battery with I in.jc current until the battery is fully charged, that is, the voltage reaches V in.jc , and then charge with I The current of out.jc is discharged to the cut-off voltage V out.jc , and so on;

(4.2)选择高斯核作为LSSVM的核函数,并选择最优核参数为γ=20,σ2=110;将步骤(4)中获得的多元运行工况信息(C,Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c)及退化机理模型预测误差Δqj.C作为LSSVM回归拟合的训练样本,进行回归建模,得到基于LSSVM的建模误差预测模型,记为Δqj.C=f(C,Tj.c,Wj.c,Iin.j.c,Vin.j.c,Iout.j.c,Vout.j.c);LSSVM算法为现有成熟方法,此处不再赘述。(4.2) Select the Gaussian kernel as the kernel function of LSSVM, and select the optimal kernel parameters as γ=20, σ 2 =110; the multivariate operating condition information (C, T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ) and the prediction error Δq jC of the degradation mechanism model are used as training samples for LSSVM regression fitting, and regression modeling is performed to obtain a modeling error prediction based on LSSVM model, denoted as Δq jC = f(C, T jc , W jc , I in.jc , V in.jc , I out.jc , V out.jc ); the LSSVM algorithm is an existing mature method, which is no longer repeat.

(5)监测待测锂电池的初始容量值qx.1以及当前所处的运行工况条件(C,Tx.c,Wx.c,Iin.x.c,Vin.x.c,Iout.x.c,Vout.x.c),获取折算到标准工况下的待测锂电池剩余容量预测值以及模型预测误差Δqx.C,进而求得当前待测锂电池剩余容量预测值其中x为待测锂电池编号。具体实现为:(5.1)监测待测锂电池的初始容量值qx.1并将其带入步骤(3)该型号锂电池的剩余容量退化机理通用模型中,获取折算到标准工况下待测锂电池的剩余容量预测值 (5) Monitor the initial capacity value q x.1 of the lithium battery to be tested and the current operating conditions (C, T xc , W xc , I in.xc , V in.xc , I out.xc , V out.xc ), to obtain the predicted value of the remaining capacity of the lithium battery under test converted to the standard working condition And the model prediction error Δq xC , and then obtain the predicted value of the remaining capacity of the current lithium battery to be tested Where x is the serial number of the lithium battery to be tested. The specific implementation is: (5.1) monitor the initial capacity value q x.1 of the lithium battery to be tested and bring it into step (3) the general model of the remaining capacity degradation mechanism of the lithium battery of this type, and obtain Measuring the predicted value of remaining capacity of lithium battery

(5.2)监测待测锂电池当前所处的外界工作环境多元信息序列(C,Tx.c,Wx.c,Iin.x.c,Vin.x.c,Iout.x.c,Vout.x.c)并将其带入步骤(4)中建立的建模误差预测模型中,获得退化机理模型预测误差Δqx.c=f(C,Tx.c,Wx.c,Iin.x.c,Vin.x.c,Iout.x.c,Vout.x.c);(5.2) Monitor the multivariate information sequence (C, T xc , W xc , I in.xc , V in.xc , I out.xc , V out.xc ) of the current external working environment of the lithium battery to be tested and into the modeling error prediction model established in step (4), to obtain the prediction error of the degradation mechanism model Δq xc = f(C, T xc , W xc , I in.xc , V in.xc , I out.xc , V out.xc );

(5.3)求得当前待测锂电池剩余容量预测值 (5.3) Obtain the predicted value of the remaining capacity of the current lithium battery to be tested

以上实施例仅为说明本发明的技术思想,不能以此限定本发明的保护范围,凡是按照本发明提出的技术思想,在技术方案基础上所做的任何改动,均落入本发明保护范围之内。The above embodiments are only to illustrate the technical ideas of the present invention, and can not limit the protection scope of the present invention with this. All technical ideas proposed in accordance with the present invention, any changes made on the basis of technical solutions, all fall within the protection scope of the present invention. Inside.

Claims (5)

1. a kind of lithium battery residual capacity prediction technique based on mechanism-data-driven model, which is characterized in that including following step Suddenly:
(1) residing work information includes mainly external environment information and circuit job information when lithium battery is run, wherein extraneous Environmental information includes environment temperature T and relative humidity W, and circuit job information includes charging current Iin, charging voltage Vin, electric discharge Electric current Iout, discharge cut-off voltage Vout;It is set as T ' in environment temperature T, relative humidity W is set as W ', charging current IinSetting For I 'in, charging voltage VinIt is set as V 'in, discharge current IoutIt is set as I 'out, discharge cut-off voltage VoutIt is set as V 'out's Under standard condition, takes the identical lithium battery of m blocks to be carried out at the same time cycle charge-discharge experiment, monitor and record the charge and discharge of every piece of lithium battery The electric cycle period C and corresponding lithium battery residual capacity q under the C charge and discharge cycles periodsa.c, to calculate m blocks lithium electricity Pond corresponding residual capacity mean value under the C charge and discharge cycles periodsWherein, a is the lithium battery number tested, and a =1,2,3...m, C=1,2,3...t;
(2) lithium battery residual capacity degradation mechanism model is established:qC=k1C-k2eaC+k3Q1, wherein (α, k1, k2, k3) be model not Know parameter, Q1For lithium battery initial capacity, qCFor corresponding lithium battery residual capacity under the C charge and discharge cycles periods;By step (1) the residual capacity mean value under the different charge and discharge cycles periods obtained inThe initial capacity that can obtain m block lithium batteries is equal ValueAnd then obtain this kind of lithium battery residual capacity degradation mechanism model expression under standard condition:
(3) the lithium battery residual capacity data that step (1) is obtainedCarry out convex optimization noise reduction process, data that treatedMake For the foundation of identification of Model Parameters;Using least square method to unknown-model parameter (α, k in step (2)1, k2, k3) distinguished Know, is to obtain specific degradation model expression formula:Wherein (α*, k1 *, k2 *, k3 *) be Parameter identification result;Thus the model lithium battery residual capacity degradation mechanism universal model expression under standard condition is obtained For:
(4) another that n=500 blocks is taken to be respectively placed in n different nonstandard designs similarly hereinafter from the lithium battery of model of the same race in step (1) It is Shi Jinhang cycle charge discharge electric tests, i.e. every piece of lithium battery environment temperature residing under the different charge and discharge cycles periods, relatively wet Degree, charging current, charging voltage, discharge current, discharge cut-off voltage are respectively Tj.c, Wj.c, Iin.j.c, Vin.j.c, Iout.j.c, Vout.j.cWhen, monitor and record the initial capacity value q of every piece of lithium batteryj.1, charge and discharge cycles period C and followed in C charge and discharge Remaining capacity value q under the ring periodj.C;By initial capacity value qj.1It is general to bring step (3) lithium battery residual capacity degradation mechanism into In model, the lithium battery residual capacity predicted value based on degradation mechanism model is obtainedTo Obtain model predictive errorThe Δ q obtained according to experimentj.CAnd corresponding operating condition multiple information (C, Tj.c, Wj.c, Iin.j.c, Vin.j.c, Iout.j.c, Vout.j.c), the modeling error prediction model based on LSSVM is established, Δ q is denoted asj.C= F (C, Tj.c, Wj.c, Iin.j.c, Vin.j.c, Iout.j.c, Vout.j.c), you can the polynary letter of operating condition being presently according to lithium battery It ceases to acquire Δ qj.C;Wherein, j is that the lithium battery of this step experiment is numbered, j=1,2,3...n;
(5) the initial capacity value q of lithium battery to be measured is monitoredx.1And operating condition information (C, the T being presently inx.c, Wx.c, Iin.x.c, Vin.x.c, Iout.x.c, Vout.x.c), conversion is obtained to the lithium battery residual capacity predicted value to be measured under standard conditionWith And model predictive error Δ qx.C, and then acquire current lithium battery residual capacity predicted value to be measuredWherein x It is numbered for lithium battery to be measured.
2. the lithium battery residual capacity prediction technique based on mechanism-data-driven model, feature exist as described in claim 1 In, under step (1) the Plays operating mode to lithium battery carry out cycle charge-discharge experiment, refer to environment temperature be T ', relatively Under conditions of humidity is W ', first with I 'inConstant current charge reach V ' to battery up to full power state, that is, voltagein, then with I 'out Constant current be discharged to blanking voltage V 'out, so cycle progress;Residual capacity refers to lithium under the different charge and discharge cycles periods Battery electric energy stored in the case of fully charged;M blocks lithium battery corresponding residual capacity under the C charge and discharge cycles periods Mean value
3. the lithium battery residual capacity prediction technique based on mechanism-data-driven model, feature exist as described in claim 1 In establishing lithium battery residual capacity degradation mechanism model in the step (2):qC=k1C-k2eαC+k3Q1, it is as follows:
The change rate of battery capacity is its charge and discharge cycles period C and battery remaining power qCFunction, therefore its catagen speed can To be expressed as:
For containing, there are two independent variable qC, the nonlinear function f (q of CC, C), it is utilized to the Taylor series expansion of the function of many variables, It is handled according to the linearization approximate of nonlinear differential equation, omits its high math power item, can obtain:
Wherein a1For degradation factor, a2For the fatigue damage accumulation factor.This differential equation is solved, following two solutions can be obtained:
Formula (3) can uniformly be written as following form with formula (4):
qC=k1C-k2eαC+k3Q1 (5)
Formula (5) is battery remaining power qCWith the degradation mechanism model expression of charge and discharge cycles period C, wherein (α, k1, k2, k3) For unknown-model parameter, Q1For lithium battery initial capacity, i.e. lithium battery corresponding remaining appearance under the first charge and discharge cycles period Magnitude.
4. the lithium battery residual capacity prediction technique based on mechanism-data-driven model, feature exist as described in claim 1 In modeling error prediction model of the foundation based on LSSVM, is as follows in the step (4):
(4.1) another that n=500 blocks is taken to be respectively placed under n different nonstandard designs from the lithium battery of model of the same race in step (1) It refers to setting n blocks lithium battery respectively in the condition and range that lithium battery is capable of normal operation to be carried out at the same time cycle charge discharge electric test In n random non-standard operating condition (Tj.c, Wj.c, Iin.j.c, Vin.j.c, Iout.j.c, Vout.j.c) under be carried out at the same time cycle charge discharge Electric test;The specific steps are:It is T in ambient temperaturej.c, relative humidity Wj.cUnder conditions of, first with Iin.j.cElectric current charges Reach V to battery up to full power state, that is, voltagein.j.c, then with Iout.j.cCurrent discharge to blanking voltage Vout.j.c, so recycle It carries out;
(4.2) kernel function of the Gaussian kernel as LSSVM is selected, and selects optimal nuclear parameter for γ=20, σ2=110;By step (4) operating condition multiple information (C, the T obtained inj.c, Wj.c, Iin.j.c, Vin.j.c, Iout.j.c, Vout.j.c) and degradation mechanism model Predict error delta qj.CAs the training sample of LSSVM regression fits, regression modeling is carried out, the modeling error based on LSSVM is obtained Prediction model is denoted as Δ qj.C=f (C, Tj.c, Wj.c, Iin.j.c, Vin.j.c, Iout.j.c, Vout.j.c)。
5. the lithium battery residual capacity prediction technique based on mechanism-data-driven model, feature exist as described in claim 1 In acquiring current lithium battery residual capacity predicted value to be measured in the step (5) It is as follows:
(5.1) the initial capacity value q of lithium battery to be measured is monitoredx.1And carry it into the residual capacity of step (3) the model lithium battery In degradation mechanism universal model, the residual capacity predicted value converted to lithium battery to be measured under standard condition is obtained
(5.2) extraneous operating condition multiple information sequence (C, T that lithium battery to be measured is presently in are monitoredx.c, Wx.c, Iin.x.c, Vin.x.c, Iout.x.c, Vout.x.c) and carry it into the modeling error prediction model established in step (4), obtain degradation mechanism mould Type predicts error delta qx.C=f (C, Tx.c, Wx.c, Iin.x.c, Vin.x.c, Iout.x.c, Vout.x.c);
(5.3) current lithium battery residual capacity predicted value to be measured is acquired
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