CN107966287B - Weak fault feature extraction method for self-adaptive electromechanical equipment - Google Patents
Weak fault feature extraction method for self-adaptive electromechanical equipment Download PDFInfo
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Abstract
本发明公开一种自适应机电装备微弱故障特征提取方法,首先采集机电装备的振动信号;然后对选择的初始多小波进行两尺度相似变换,提高多小波尺度函数的逼近阶;接着设计满足对称和平移约束条件的多小波提升矩阵,进而实现多小波集成构造方法;最后基于振动信号采用遗传算法对自由参数进行优化,获得与故障特征相匹配的自适应多小波基函数,为微弱故障特征提取提供有利手段。本发明解决了机电设备实际监测诊断应用中微弱故障特征提取过程中的动态匹配瓶颈。
The invention discloses a method for extracting weak fault features of self-adaptive electromechanical equipment, which firstly collects vibration signals of electromechanical equipment; then performs two-scale similarity transformation on the selected initial multi-wavelet to improve the approximation order of the multi-wavelet scale function; The multi-wavelet lifting matrix of translation constraints is used to realize the multi-wavelet ensemble construction method. Finally, based on the vibration signal, the genetic algorithm is used to optimize the free parameters, and the adaptive multi-wavelet basis function matching the fault features is obtained, which provides a basis for the extraction of weak fault features. beneficial means. The invention solves the dynamic matching bottleneck in the weak fault feature extraction process in the actual monitoring and diagnosis application of electromechanical equipment.
Description
技术领域technical field
本发明涉及机电装备故障检测技术领域,具体涉及一种自适应机电装备微弱故障特征提取方法。The invention relates to the technical field of fault detection of electromechanical equipment, in particular to a method for extracting weak fault features of adaptive electromechanical equipment.
背景技术Background technique
轴承、齿轮和转子是机电装备最常见的重要组成部分,其任何一个零部件出现故障都极可能导致重大的经济损失和严重的安全事故。为了避免事故的发生,基于振动信号的信号处理方法被广泛应用于机电装备的健康监测和故障诊断中,例如频谱分析、包络谱分析等。然而,故障初期,信号特征非常微弱,且呈非平稳性,被机电系统多干扰源和强噪声所淹没,信噪比低,给特征提取和故障诊断带来了很大的困难。Bearings, gears and rotors are the most common and important components of electromechanical equipment. The failure of any one of its components is likely to lead to major economic losses and serious safety accidents. In order to avoid accidents, signal processing methods based on vibration signals are widely used in health monitoring and fault diagnosis of electromechanical equipment, such as spectrum analysis, envelope spectrum analysis, etc. However, in the early stage of the fault, the signal features are very weak and non-stationary, and are overwhelmed by multiple interference sources and strong noises in the electromechanical system. The signal-to-noise ratio is low, which brings great difficulties to feature extraction and fault diagnosis.
针对非平稳信号的特点,出现了诸多信号处理技术,如小波变换、稀疏分解、经验模式分解、谱峭度等。而小波变换凭借其优良的时频局部化特性和丰富的基函数选择,被广泛应用于非平稳信号特征提取中,为动态信号的非平稳性描述和机械零部件故障信息的提取提供了有力的工具。根据对小波理论的研究可知,小波基函数的对称性、正交性、紧支性、高阶消失矩是信号处理中十分重要的性质。然而从数学方面已经证明单小波(除Haar小波外)不能同时具有这些性质,影响了小波的工程应用效果和限制了它的实际应用范围。多小波作为小波理论的进一步发展,兼备了信号处理中非常重要的正交性、对称性、紧支性和高阶消失矩等优良特性,克服了单小波存在的缺陷和不足,同时具有多个时频结构有所差异的尺度函数和小波函数,为机械故障特征提取的准确性、可靠性和全面性提供前提,使得多小波在早期故障和多故障诊断中颇具优势。According to the characteristics of non-stationary signals, many signal processing techniques have emerged, such as wavelet transform, sparse decomposition, empirical mode decomposition, spectral kurtosis and so on. The wavelet transform is widely used in the feature extraction of non-stationary signals due to its excellent time-frequency localization characteristics and rich selection of basis functions. tool. According to the study of wavelet theory, the symmetry, orthogonality, compactness and high-order vanishing moment of wavelet basis functions are very important properties in signal processing. However, it has been proved from the mathematical aspect that a single wavelet (except Haar wavelet) cannot have these properties at the same time, which affects the engineering application effect of wavelet and limits its practical application range. As a further development of wavelet theory, multi-wavelet has excellent characteristics such as orthogonality, symmetry, compact support and high-order vanishing moment, which are very important in signal processing, and overcomes the defects and shortcomings of single wavelet. The scale function and wavelet function with different time-frequency structures provide the premise for the accuracy, reliability and comprehensiveness of mechanical fault feature extraction, which makes multi-wavelet quite advantageous in early fault and multi-fault diagnosis.
多小波进行故障特征提取的本质和小波一样都是探求信号中包含与“基函数”最相似或最相关的分量,而不同类型的故障在设备运行过程中引发的动态响应信号具有的特征波形不同。因此,采用某一固定的小波基函数进行匹配时将很难实现对故障特征信号的最佳提取。然而,如果采用了不恰当、不合适的的基函数进行分解会冲淡故障特征信息,反而给故障特征提取与诊断造成困难,为了更好的进行故障特征提取,必须要实现基函数的按需构造,使多小波基函数拥有与动态信号相适应的能力。The essence of multi-wavelet fault feature extraction is the same as wavelet, which is to search for the most similar or most relevant components to the "basis function" in the signal, and the dynamic response signals caused by different types of faults in the process of equipment operation have different characteristic waveforms. . Therefore, it is difficult to achieve the optimal extraction of fault characteristic signals when a fixed wavelet basis function is used for matching. However, if an inappropriate and inappropriate basis function is used for decomposition, it will dilute the fault feature information, but it will cause difficulties in fault feature extraction and diagnosis. , so that the multi-wavelet basis function has the ability to adapt to the dynamic signal.
发明内容SUMMARY OF THE INVENTION
本发明所要解决的是机电装备微弱故障特征提取的问题,提供一种自适应机电装备微弱故障特征提取方法。The invention solves the problem of weak fault feature extraction of electromechanical equipment, and provides an adaptive weak fault feature extraction method for electromechanical equipment.
为解决上述问题,本发明是通过以下技术方案实现的:In order to solve the above-mentioned problems, the present invention is achieved through the following technical solutions:
一种自适应机电装备微弱故障特征提取方法,包括步骤如下:A method for extracting weak fault features of adaptive electromechanical equipment, comprising the following steps:
步骤1、采集机电装备所需监测的振动信号;
步骤2、基于两尺度相似变换理论构造满足条件的两尺度相似变换矩阵,并利用所构造的两尺度相似变换矩阵对选定的初始多小波进行两尺度相似变换,得到中间多小波;Step 2: Constructing a two-scale similarity transformation matrix that satisfies the condition based on the two-scale similarity transformation theory, and using the constructed two-scale similarity transformation matrix to perform two-scale similarity transformation on the selected initial multi-wavelets to obtain an intermediate multi-wavelet;
步骤3、以中间多小波为基础,根据给定的对称性和平移量约束条件构造对称提升过程中的线性方程组,并通过求解线性方程组得到提升系数;将提升系数带入提升系数方程,并通过变换即可得到提升矩阵;基于提升矩阵,根据提升算法得到集成多小波;
步骤4、以信号的峭度指标为目标函数,采用遗传算法求解使目标函数最大的多小波自由参数,该自由参数在两尺度相似变换矩阵构造和求解对称提升系数方程中引入,以优选出与振动信号相匹配的自适应多小波基函数;
步骤5、对自适应多小波基函数进行冗余分解,实现分解结果的平移不变性,从时域上获取更为直观的周期性的脉冲故障信息,实现微弱故障特征的提取,还原故障的物理特性。
上述步骤1中,振动信号通过振动加速度传感器采集。In the
与现有技术相比,本发明采用多小波集成构造方法获得具有对称性、参数调控的大差异化多小波基函数,通过自适应优化实现小波基函数与故障特征波形的最佳匹配,有利于故障特征的最佳提取,本发明具备下列显著优势:Compared with the prior art, the present invention adopts the multi-wavelet integrated construction method to obtain a large-differentiated multi-wavelet basis function with symmetry and parameter control, and realizes the best matching between the wavelet basis function and the fault characteristic waveform through self-adaptive optimization, which is beneficial to The best extraction of fault features, the present invention has the following significant advantages:
1)本发明构造了具有对称性或者反对称波形的集成多小波基函数,保证了滤波器的线性相位,避免分解和重构时的相位失真,在分析过程中可以获得零相移的分析结果。同时有利于运算过程中的边界处理,减少边界畸变。因此,在从时域方面进行故障特征提取过程中具有显著优势;1) The present invention constructs an integrated multi-wavelet base function with symmetric or anti-symmetric waveform, which ensures the linear phase of the filter, avoids phase distortion during decomposition and reconstruction, and can obtain an analysis result with zero phase shift in the analysis process . At the same time, it is beneficial to the boundary processing in the operation process and reduces the boundary distortion. Therefore, it has significant advantages in the process of fault feature extraction from the time domain;
2)本发明在自适应匹配过程中采用峭度指标作为优选准则,而峭度指标对早期故障冲击特征具有显著优势,利用遗传算法作为优化手段,避免了目标函数与自由变量之间的数学表达,充分利用了遗传算的鲁棒性、全局性的并行搜索优点,获得与故障早期特征相适应多小波基函数,在早期故障特征提取中具有相应的优势;2) The present invention adopts the kurtosis index as the optimization criterion in the adaptive matching process, and the kurtosis index has significant advantages for the early fault impact characteristics, and uses the genetic algorithm as the optimization method to avoid the mathematical expression between the objective function and the free variable. , making full use of the robustness and global parallel search advantages of the genetic algorithm, obtaining multi-wavelet basis functions suitable for the early fault features, and having corresponding advantages in the early fault feature extraction;
3)本发明通过两尺度相似变换和对称提升框架,能够根据工程实际需求将逼近阶和消失矩提升到任意阶次,极大改善集成多小波基函数性质,获得对称或反对称的基函数,为微弱故障特征提取提供可能;3) The present invention can improve the approximation order and vanishing moment to any order according to the actual needs of the project through the two-scale similarity transformation and the symmetric lifting framework, greatly improving the properties of the integrated multi-wavelet basis functions, and obtaining symmetric or anti-symmetric basis functions, Provide possibility for weak fault feature extraction;
4)本发明可用于基于振动监测的大型机电装备的故障特征提取和故障诊断,避免突发性事故发生,减小经济损失。4) The present invention can be used for fault feature extraction and fault diagnosis of large-scale electromechanical equipment based on vibration monitoring, so as to avoid sudden accidents and reduce economic losses.
附图说明Description of drawings
图1为一种自适应机电装备微弱故障特征提取方法的流程图。FIG. 1 is a flowchart of a method for extracting weak fault features of adaptive electromechanical equipment.
图2为故障轴承原始信号波形图。Figure 2 shows the original signal waveform of the faulty bearing.
图3为故障轴承频谱图。Figure 3 shows the frequency spectrum of the faulty bearing.
图4为故障轴承包络谱图。Figure 4 shows the envelope spectrum of the faulty bearing.
图5为自适应后的两个基函数图:(a)多小波小波函数ψ1,(b)多小波小波函数ψ2。Figure 5 is a graph of two basis functions after adaptation: (a) multi-wavelet wavelet function ψ 1 , (b) multi-wavelet wavelet function ψ 2 .
图6为自适应多小波冗余分解结果:(a)ψ1对应的细节信号,(b)ψ2对应的细节信号。Figure 6 shows the adaptive multi-wavelet redundancy decomposition results: (a) the detail signal corresponding to ψ 1 , (b) the detail signal corresponding to ψ 2 .
具体实施方式Detailed ways
本发明基于多小波的两尺度相似变换和对称提升框架所提出,其首先通过振动加速度传感器采集机械设备运行过程中的振动信号;然后对选择的初始多小波进行两尺度相似变换,提高多小波尺度函数的逼近阶;接着设计满足对称条件的多小波提升矩阵,保证多小波基函数的滤波器的线性相位特性,避免信号分解和重构时的相位失真和提高边界处理能力;通过研究两尺度相似变换和对称提升框架多小波集成构造算法,设计满足约束条件的多参化两尺度相似变换调控矩阵和多小波对称提升矩阵,实现多小波集成构造方法;最后基于振动信号采用遗传算法对自由参数进行优化,获得与故障特征相匹配的自适应多小波基函数,为微弱故障特征提取提供有利手段。本发明解决了机电设备实际监测诊断应用中微弱故障特征提取过程中的动态匹配瓶颈,提出了一种新型的多自由度自适应信号处理方法。The invention is proposed based on the two-scale similarity transformation of multi-wavelets and the symmetric lifting framework. It first collects the vibration signal during the operation of the mechanical equipment through the vibration acceleration sensor; The approximation order of the function; then a multi-wavelet lifting matrix that satisfies the symmetry condition is designed to ensure the linear phase characteristics of the filter of the multi-wavelet basis function, to avoid the phase distortion during signal decomposition and reconstruction, and to improve the boundary processing capability; by studying the similarity of the two scales Transform and symmetric lifting framework multi-wavelet ensemble construction algorithm, design multi-parameter two-scale similarity transformation control matrix and multi-wavelet symmetric lifting matrix that meet the constraints, and realize multi-wavelet ensemble construction method; finally, based on vibration signal, genetic algorithm is used to carry out the calculation of free parameters. By optimization, an adaptive multi-wavelet basis function matching the fault features can be obtained, which provides a favorable means for the extraction of weak fault features. The invention solves the dynamic matching bottleneck in the weak fault feature extraction process in the actual monitoring and diagnosis application of electromechanical equipment, and proposes a novel multi-degree-of-freedom adaptive signal processing method.
具体来说,一种自适应机电装备微弱故障特征提取方法,具体包括步骤如下:Specifically, a method for extracting weak fault features of adaptive electromechanical equipment includes the following steps:
第一步:采集机电装备系统的监测振动信号,为后续通过优化方法进行调控参数的选择提供原始信息源。针对机电系统中轴承、齿轮和转子等关键旋转部件,采用振动传感器获取相应的振动信号。The first step is to collect the monitoring vibration signal of the electromechanical equipment system to provide the original information source for the subsequent selection of control parameters through the optimization method. For key rotating components such as bearings, gears and rotors in the electromechanical system, vibration sensors are used to obtain corresponding vibration signals.
第二步:对初始多小波进行两尺度相似变换。基于两尺度相似变换理论设计满足特定条件(如对称、大差异、可逆等)的参数化矩阵,获得更大自由度多小波基函数库,提升逼近阶改善多小波性质。Step 2: Perform two-scale similarity transformation on the initial multi-wavelet. Based on the two-scale similarity transformation theory, a parameterized matrix that satisfies certain conditions (such as symmetry, large difference, reversibility, etc.) is designed, a multi-wavelet basis function library with greater degrees of freedom is obtained, and the approximation order is improved to improve the multi-wavelet properties.
令H(ω)和G(ω)为多小波多尺度函数的低通和高通滤波器符号,H(n)(ω)逼近阶为n,G(m)(ω)消失阶为m,且谱半径ρ(H(n)(0))<N,N为大于1的正整数。进一步,设H(n)(0)具有特征值1,对应右特征向量rn,使得H(n)(0)rn=rn。Let H(ω) and G(ω) be the low-pass and high-pass filter symbols of the multiwavelet multiscale function, H (n) (ω) approximation order n, G (m) (ω) vanishing order m, and The spectral radius ρ(H (n) (0))<N, where N is a positive integer greater than 1. Further, let H (n) (0) have an eigenvalue of 1, corresponding to the right eigenvector rn, such that H (n) ( 0 )rn= rn .
(1)选择满足条件的两尺度矩阵M(ω),同时加入对称性约束,使得两尺度相似矩阵M(ω)满足:其中E(ω)、都为对角矩阵, 为多尺度函数的对称点,Tj多小波函数的对称点,而diag(·)代表对角阵。(1) Select a two-scale matrix M(ω) that satisfies the conditions, and add symmetry constraints at the same time, so that the two-scale similarity matrix M(ω) satisfies: where E(ω), are all diagonal matrices, is the symmetry point of the multi-scale function, T j is the symmetry point of the multi-wavelet function, and diag(·) represents the diagonal matrix.
(2)构造 (2) Structure
(3)找到一个合适的rn+1对应于H(n+1)(0)的特征值为1;(3) Find a suitable r n+1 corresponding to the eigenvalue of H (n+1) (0) of 1;
(4)重复前三步,直到得到所需逼近阶的H(ω)。(4) Repeat the first three steps until the desired approximation order H(ω) is obtained.
在上述算法中,只需要选取起始的H(n)(ω)和每次循环的M(ω)。在每次循环后,H(n)(ω)所对应的多尺度函数逼近阶和正则性均提高一阶,但遗憾的是G(m)(ω)所对应的多小波基函数的消失矩降低一阶。若M(ω)为一个三角多项式,同时|M(ω)|在z=e-iω处为线性,则该算法构造的H(n+1)(ω)为三角多项式,且保持多尺度函数的紧支性和对称性。In the above algorithm, only the initial H (n) (ω) and M(ω) for each cycle need to be selected. After each cycle, the approximation order and regularity of the multi-scale function corresponding to H (n) (ω) are improved by one order, but unfortunately the vanishing moment of the multi-wavelet basis function corresponding to G (m) (ω) Lower one level. If M(ω) is a triangular polynomial, and |M(ω)| is linear at z=e - iω , then H (n+1) (ω) constructed by this algorithm is a triangular polynomial and maintains a multi-scale function compactness and symmetry.
将经上述两尺度相似变换后的多小波称为中间多小波{Φp,Ψp},其所对应的低通和高通滤波器符号分别为Hp(ω)和Gp(ω),相对原始多小波该中间多小波的逼近阶得到提高,它的正则性也得到了增强,多尺度函数的性质也得到了改善。然而,它却以降低多小波基函数Ψp的消失矩为代价,消弱了多小波函数的光滑性和局部定位能力,对信号处理过程产生了不利影响。The multiwavelets after the above two-scale similarity transformation are called intermediate multiwavelets {Φ p , Ψ p }, and the corresponding low-pass and high-pass filter symbols are H p (ω) and G p (ω), respectively. The approximation order of the original multi-wavelet and the intermediate multi-wavelet is improved, its regularity is also enhanced, and the properties of multi-scale functions are also improved. However, at the cost of reducing the vanishing moment of the multi-wavelet basis function Ψ p , it weakens the smoothness and local positioning ability of the multi-wavelet function, and has an adverse effect on the signal processing process.
第三步:对中间多小波进行提升框架变换。基于对称提升框架,加入对称性约束和平移量约束,根据提升系数方程,设计满足条件的多小波参数化提升矩阵,保证多小波基函数滤波器的线性相位特性。The third step is to perform lifting frame transformation on the intermediate multiwavelets. Based on the symmetric lifting framework, adding symmetry constraints and translation constraints, according to the lifting coefficient equation, a multi-wavelet parameterized lifting matrix that satisfies the conditions is designed to ensure the linear phase characteristics of the multi-wavelet basis function filter.
中间多小波尺度函数和小波函数{Φp,Ψp}的n阶连续矩为M(Φp,,n)=∫Φp(x)xndx和M(Ψp,n)=∫Ψp(x)xndx。则有The n-th order continuous moment of the intermediate multi-wavelet scaling function and the wavelet function {Φ p ,Ψ p } is M(Φ p ,,n)=∫Φ p (x)x n dx and M(Ψ p ,n)=∫Ψ p (x)x n dx. then there are
借助矩的计算公式实现多小波的构造进行计算。采用提升方法构造多小波的过程可以表述为:先选定初始多小波ω0(x),其中ω0(x)=ψ1或ψ2,进而选择用于修正多小波的其它基函数ω1(x),...,ωk(x)的平移量k,最后可以通过“提升系数方程”,构造新的多小波提升系数方程为:By means of the calculation formula of moment, the construction of multi-wavelet is realized for calculation. The process of constructing multi-wavelets by lifting method can be expressed as: first select the initial multi-wavelet ω 0 (x), where ω 0 (x)=ψ 1 or ψ 2 , and then select other basis functions ω 1 for the modified multi-wavelet (x),...,ω k (x) translation k, and finally can construct a new multi-wavelet through the "lifting coefficient equation" The lift coefficient equation is:
多小波与单小波相比在提升构造上具有更多的优势,如单小波提升中,用于修正原始小波函数的只能是尺度函数,而多小波提升中,用于修正某一多小波函数的不仅包括两个多尺度函数,还可以是相应的另一个多小波函数,即对于ψ1,对于显然,用于构造新的多小波函数的基本函数要多于单小波,为多小波的构造带来更大的自由度与灵活性,以满足更多、更具体的要求。Compared with single wavelet, multi-wavelet has more advantages in lifting structure. For example, in single-wavelet lifting, only the scale function can be used to modify the original wavelet function, while in multi-wavelet lifting, it is used to modify a certain multi-wavelet function. includes not only two multi-scale functions, but also another corresponding multi-wavelet function, that is, for ψ 1 , for Obviously, there are more basic functions used to construct new multi-wavelet functions than single wavelet, which brings more freedom and flexibility to the construction of multi-wavelet to meet more and more specific requirements.
假设多小波的消失矩由p提升至p′,对“提升系数方程”两边进行积分,可以获得下面的提升线性方程组:Assuming that the vanishing moment of the multi-wavelet is lifted from p to p′, by integrating both sides of the “lifting coefficient equation”, the following system of lifting linear equations can be obtained:
利用矩的计算公式计算上式中的积分值,方程组的解{ci}即多小波提升函数的系数。对提升系数方程进行Z变换可以获得多小波提升框架。The integral value in the above formula is calculated by the calculation formula of moment, and the solution {c i } of the equation system is the coefficient of the multi-wavelet lifting function. The multi-wavelet lifting framework can be obtained by performing Z-transform on the lifting coefficient equation.
上述的多小波提升过程并不能保证提升后多小波函数的对称性,为确保提升过程的对称性,利用“对称选择”方法来选择用于修正多小波的其它函数的平移量。假设初始多尺度函数与多小波函数ψ1、ψ2为对称或反对称的,对称中心分别为则对称提升方法如下表示,以ψ1的对称提升为例,提升函数的平移量须满足The above-mentioned multi-wavelet lifting process cannot guarantee the symmetry of the multi-wavelet function after lifting. In order to ensure the symmetry of the lifting process, the "symmetric selection" method is used to select the translation amount of other functions used to modify the multi-wavelet. Assuming an initial multiscale function It is symmetric or anti-symmetric with the multiwavelet functions ψ 1 , ψ 2 , and the center of symmetry is Then the symmetrical lifting method is expressed as follows. Taking the symmetrical lifting of ψ 1 as an example, the translation of the lifting function must meet
式中:i=1,2;j=1,2,…;m=1,2。In the formula: i=1,2; j=1,2,...; m=1,2.
令分别表示初始多尺度函数与初始多小波函数的对称性质,其中1表示对称性,-1表示反对称性。将与M(ψi,k,n)=∫ψi(x+k)xndx代入提升线性方程组,并将等号左边第一个矩阵表示MB,其中MB=MB,M与B分别为make respectively represent the symmetry properties of the initial multiscale function and the initial multiwavelet function, where 1 represents symmetry and -1 represents antisymmetry. Will and M(ψ i ,k,n)=∫ψ i (x+k)x n dx into the system of lifting linear equations, and the first matrix on the left of the equal sign represents M B , where M B =MB, M and B respectively
令B为对称性矩阵Let B be a symmetric matrix
提升线性方程组中的系数向量表示为且等式右边表示为Mψ=[M(ψi,0,p),M(ψi,0,p+1),…M(ψi,0,p'-1)]T,则式变为下式The coefficient vector in the system of boosted linear equations is expressed as And the right side of the equation is expressed as M ψ =[M(ψ i ,0,p),M(ψ i ,0,p+1),…M(ψ i ,0,p'-1)] T , then the formula becomes the following formula
MBC=Mψ M B C = M ψ
方程的解C即为用于提升ψ1的系数,ψ2的情形与之类似,唯一的区别在于提升ψ2的函数为与将提升系数代入式提升系数方程组,并进行Z变换获得提升矩阵T和S。因此,自适应集成多小波可以借助于提升矩阵T和S实现,具体如下:The solution C of the equation is the coefficient used to improve ψ 1 , and the situation for ψ 2 is similar, the only difference is that the function to improve ψ 2 is and The lifting coefficients are substituted into the formula lifting coefficient equations, and Z-transformation is performed to obtain the lifting matrices T and S. Therefore, adaptive integrated multiwavelets can be realized with the help of lifting matrices T and S, as follows:
Hs(ω)=Hp(ω)H s (ω)=H p (ω)
Gs(ω)=T(ω2)(Gp(ω)+S(ω2)Hp(ω))G s (ω)=T(ω 2 )(G p (ω)+S(ω 2 )H p (ω))
式中:Hs、Gs分别为集成多小波的低通滤波器符号和高通滤波器符号。In the formula: H s and G s are the symbols of the low-pass filter and the symbol of the high-pass filter of the integrated multi-wavelet, respectively.
集成构造后的多小波{Φs,Ψs}与初始多小波相比,其尺度函数和小波函数的逼近阶和消失矩得到提高,正则性、光滑性和局部定位能力得到增强,性能得到改善,最重要的是它们保证了多小波的对称性,这有利于它们在信号特征提取中的应用,特别是在时域分析中。Compared with the initial multi-wavelet, the multi-wavelet {Φ s ,Ψ s } after the ensemble construction has improved the approximation order and vanishing moment of the scale function and the wavelet function, the regularity, smoothness and local localization ability are enhanced, and the performance is improved. , and most importantly they guarantee the symmetry of multiwavelets, which is beneficial for their application in signal feature extraction, especially in time domain analysis.
第四步:通过两尺度相似变换和对称提升框架集成构造算法实现参数化多小波构造,获得具有线性相位等优良性质的参数化调控多小波基函数。The fourth step: realize the parametric multi-wavelet construction through the two-scale similarity transformation and the symmetric lifting framework integrated construction algorithm, and obtain the parametric control multi-wavelet basis function with excellent properties such as linear phase.
在两尺度相似变换矩阵构造和求解对称提升系数方程中将引入自由参数。这些非零自由参数是实现自适应构造的关键。鉴于峭度指标对早期冲击信号的敏感性,本发明以细节信号的峭度指标为目标函数,求解使目标函数KP最大的多小波自由参数,以优选与早期故障特征相匹配的自适应多小波基函数。Free parameters will be introduced in the construction of the two-scale similarity transformation matrix and in solving the symmetric lift coefficient equation. These non-zero free parameters are the key to realize the adaptive construction. In view of the sensitivity of the kurtosis index to the early shock signal, the present invention takes the kurtosis index of the detail signal as the objective function, and solves the multi-wavelet free parameter that maximizes the objective function K P , so as to optimize the adaptive multi-wavelet that matches the early fault characteristics. Wavelet basis function.
目标函数KP定义:The objective function K P is defined as:
式中:x——细节信号;p(x)——信号幅值的概率密度。In the formula: x——detail signal; p(x)——probability density of signal amplitude.
鉴于遗传算法的鲁棒性及全局、并行搜索优点,且不需要目标函数与变量之间的数学表达。本发明采用遗传算法,并以目标函数KP为适应度函数,构造自适应匹配信号特征的多小波基函数,完成自适应多小波的最优构造。In view of the robustness of the genetic algorithm and the advantages of global and parallel search, it does not require the mathematical expression between the objective function and the variables. The present invention adopts genetic algorithm and takes the objective function K P as the fitness function to construct the multi-wavelet base function adaptively matching the signal characteristics, so as to complete the optimal construction of the self-adaptive multi-wavelet.
基于遗传优化算法和峭度最大化优选准则完成自适应多小波集成构造的自适应匹配。The adaptive matching of adaptive multi-wavelet ensemble construction is completed based on genetic optimization algorithm and kurtosis maximization optimization criterion.
第五步:利用自适应后的最优多小波基函数进行冗余分解,实现分解结果的平移不变性,从时域上获取更为直观的周期性的脉冲故障信息,实现微弱故障特征的提取,还原故障的物理特性。Step 5: Use the adaptive optimal multi-wavelet basis function to perform redundant decomposition to achieve translation invariance of the decomposition result, obtain more intuitive periodic pulse fault information from the time domain, and realize the extraction of weak fault features , to restore the physical characteristics of the fault.
本发明结合了多小波两尺度相似变换和对称提升框架的优势,构造出高逼近阶和强正则性的多小波多尺度函数,使得信号在频域上的能量更为集中;通过对称提升过程提升了多小波函数的消失矩,改善了基函数的局部化能力,也保证了滤波器的线性相位或广义线性相位,避免分解和重构产生的误差,提高了边界处理能力,从而能更精确的描述和表达更高阶的复杂信号。通过设计构造过程中的自由参数和选择特定的基函数评价与优选准则,结合遗传算法等优化方法最优选择构造过程中的自由参数,进而实现针对待分析信号的自适应多小波基函数构造,以实现微弱故障特征的提取。The invention combines the advantages of multi-wavelet two-scale similarity transformation and symmetrical lifting framework, and constructs a multi-wavelet multi-scale function with high approximation order and strong regularity, so that the energy of the signal in the frequency domain is more concentrated; The vanishing moment of the multi-wavelet function is improved, the localization ability of the basis function is improved, and the linear phase or generalized linear phase of the filter is also guaranteed. Describe and express higher-order complex signals. By designing the free parameters in the construction process and selecting specific basis function evaluation and optimization criteria, combined with optimization methods such as genetic algorithm, the free parameters in the construction process are optimally selected, and then the adaptive multi-wavelet basis function construction for the signal to be analyzed is realized. In order to realize the extraction of weak fault features.
为使本发明的目的、技术方案和优点更加清楚明白,以下结合具体实例来对本发明进一步详细说明。In order to make the objectives, technical solutions and advantages of the present invention clearer, the present invention will be further described in detail below with reference to specific examples.
滚动轴承是机电装备中的最常见最重要的关键零部件之一,然而在复杂运行环境和运行工况下长时间工作将导致滚动轴承不可避免的损坏,导致机电设备的瘫痪,造成重大经济损失或人员伤亡。为了杜绝和避免重大事故发生,必须尽可能早地发现设备运行过程中的故障及隐患,将故障消灭于萌芽状态中。本实施例以GHM为初始多小波,进行自适应集成多小波构造对机械装备中的轴承监测振动信号进行分析,从时域上提取滚动轴承中滚子的故障特征。Rolling bearings are one of the most common and important key components in electromechanical equipment. However, working for a long time in complex operating environments and operating conditions will lead to inevitable damage to rolling bearings, resulting in paralysis of electromechanical equipment, resulting in major economic losses or personnel. casualties. In order to prevent and avoid major accidents, it is necessary to find faults and hidden dangers in the process of equipment operation as early as possible, and eliminate the faults in the bud. In this embodiment, the GHM is used as the initial multi-wavelet, and the adaptive integrated multi-wavelet structure is performed to analyze the bearing monitoring vibration signal in the mechanical equipment, and the fault characteristics of the rollers in the rolling bearing are extracted from the time domain.
本轴承基于振动信号特征提取的集成多小波构造方法与冗余分解实施例,所设计的一种自适应机电装备微弱故障特征提取方法,如图1所示,主要包括如下步骤:Based on the integrated multi-wavelet construction method and redundant decomposition embodiment of vibration signal feature extraction, this bearing designs a method for extracting weak fault features of adaptive electromechanical equipment, as shown in Figure 1, which mainly includes the following steps:
第一步:采用振动加速度传感器采集轴承振动信号。The first step: use the vibration acceleration sensor to collect the bearing vibration signal.
采集系统包括江苏联能电子技术有限公司YE6267动态数据采集器和CA-YD-117型压电式加速度传感器。该加速度传感器的性能指标如表1所示。该采集器基于USB2.0接口实现16位A/D并行数据采集,信号采集监测由下位机(监测前端机)完成。The acquisition system includes YE6267 dynamic data collector and CA-YD-117 piezoelectric acceleration sensor from Jiangsu Lianneng Electronic Technology Co., Ltd. The performance indicators of the acceleration sensor are shown in Table 1. The collector realizes 16-bit A/D parallel data acquisition based on the USB2.0 interface, and the signal acquisition and monitoring is completed by the lower computer (monitoring front-end computer).
表1 CA-YD-117型压电式加速度传感器特性参数表Table 1 CA-YD-117 piezoelectric acceleration sensor characteristic parameter table
所用轴承型号为552732QT圆柱滚子轴承,安装在齿轮箱输入轴上,轴承结构参数表2。本实例采用滚动轴承外圈轻微故障验证该方法的有效性,测试中损伤尺寸为1*1mm外圈轻微擦伤故障。The bearing model used is 552732QT cylindrical roller bearing, which is installed on the input shaft of the gearbox. The bearing structure parameters are listed in Table 2. In this example, a slight fault on the outer ring of the rolling bearing is used to verify the effectiveness of the method. The damage size in the test is a slight scratch fault on the outer ring of 1*1mm.
表2 552732QT轴承结构参数表Table 2 552732QT bearing structure parameter table
滚动轴承外圈故障特征频率可用下式计算:The fault characteristic frequency of the outer ring of the rolling bearing can be calculated by the following formula:
式中:z——滚动体个数;fr——转频/Hz;d——滚动体直径/mm;D——轴承的外径/mm;α——接触角/°。In the formula: z——the number of rolling elements; f r ——rotation frequency/Hz; d——rolling element diameter/mm; D——the outer diameter of the bearing/mm; α——contact angle/°.
测试时,振动加速度传感器安装于故障轴承座处,输入轴转速为673r/min,采样频率为12.8kHz,采样长度为4096点,根和滚动轴承外圈故障公式(1)得到轴承外圈故障特征频率82.8Hz,即时间间隔为12.7ms。During the test, the vibration acceleration sensor is installed at the fault bearing seat, the input shaft speed is 673r/min, the sampling frequency is 12.8kHz, and the sampling length is 4096 points. The characteristic frequency of the bearing outer ring fault can be obtained from the fault formula (1) of the outer ring of the rolling bearing. 82.8Hz, that is, the time interval is 12.7ms.
图2所示为轴承外圈故障时装备的振动时域信号,图3为故障轴承信号频谱,图4为故障轴承信号希尔伯特包络谱图,从图中可见故障产生的微弱冲击信号被淹没在强大的背景噪声中,很难发现周期性脉冲的故障特征,而频域中与故障特征频率相对应的谱线也被掩盖在噪声谱线中,难以判断轴承是否存在故障。Figure 2 shows the vibration time domain signal of the equipment when the outer ring of the bearing is faulty, Figure 3 is the signal spectrum of the faulty bearing, Figure 4 is the Hilbert envelope spectrum of the faulty bearing signal, and the weak shock signal generated by the fault can be seen from the figure. Submerged in the strong background noise, it is difficult to find the fault characteristics of periodic pulses, and the spectral lines corresponding to the fault characteristic frequencies in the frequency domain are also hidden in the noise spectral lines, making it difficult to judge whether the bearing is faulty.
第二步:GHM是最常见的也是工程上最广泛应用的二重多小波基函数之一,它具有紧支性、正交性、对称性及二阶逼近阶和消失矩。这里采用GHM多小波作为初始多小波。GHM多小波多尺度函数与多小波基函数的对称点或反对称点为1/2或1,同时,H(0)拥有特征向量相应于特征值1。因此,根据构造两尺度相似变换矩阵必须满足的条件,结合GHM多小波的特点,构造出基于GHM多小波的两尺度相似变换矩阵M(ω)如下所示:The second step: GHM is one of the most common and widely used double multi-wavelet basis functions in engineering. It has compact support, orthogonality, symmetry, second-order approximation order and vanishing moment. Here, the GHM multiwavelet is used as the initial multiwavelet. The symmetric point or anti-symmetric point of GHM multi-wavelet multi-scale function and multi-wavelet basis function is 1/2 or 1, at the same time, H(0) has an eigenvector Corresponds to
式中:a,b——非零参数。Where: a, b—non-zero parameters.
令HG(ω)和GG(ω)为GHM多小波尺度函数和多小波函数的低通和高通滤波器符号,根据两尺度相似变换则有:Let H G (ω) and G G (ω) be the low-pass and high-pass filter symbols of the GHM multi-wavelet scaling function and multi-wavelet function, according to the two-scale similarity transformation:
经上述变换,得到一个新的中间函数{Φp,Ψp},多尺度函数Φp具有3阶逼近阶,而多小波基函数Ψp的消失矩则降为1阶,消弱了多小波函数的光滑性和局部定位能力。After the above transformation, a new intermediate function {Φ p ,Ψ p } is obtained. The multi-scale function Φ p has a third-order approximation order, while the vanishing moment of the multi-wavelet basis function Ψ p is reduced to the first order, weakening the multi-wavelet Smoothness and local localization capabilities of functions.
第三步:以中间多小波{Φp,Ψp}为基础,假设消失矩从1阶提升到5阶,令Bωi=±1(ωi=ψi或1代表对称,-1代表反对称)代表初始多小波的对称性或反对称性,则对称提升过程中的线性方程:Step 3: Based on the intermediate multiwavelets {Φ p ,Ψ p }, assuming that the vanishing moment is raised from the first order to the fifth order, let B ωi =±1(ω i =ψ i or 1 represents symmetry, -1 represents anti-symmetry) represents the symmetry or anti-symmetry of the initial multi-wavelet, then the linear equation in the process of symmetry lifting:
方程(4)的解即为Ψ1的提升系数,Ψ2的提升也类似于Ψ1。得到提升系数之后,带入提升系数方程,并通过Z变换即可得到提升矩阵T和S。基于提升矩阵T和S后,根据下面的提升算法得到集成构造后新的多小波:The solution of equation (4) is the boost coefficient of Ψ 1 , and the boost of Ψ 2 is also similar to Ψ 1 . After the lifting coefficient is obtained, the lifting coefficient equation is brought into the equation, and the lifting matrix T and S can be obtained by Z transformation. Based on the lifting matrices T and S, a new multi-wavelet after ensemble construction is obtained according to the following lifting algorithm:
经过提升框架得到集成构造后的多小波{Φs,Ψs}具有3阶逼近阶和5阶消失矩。The multi-wavelet {Φ s ,Ψ s } obtained by the ensemble structure after the lifting framework has the third-order approximation order and the fifth-order vanishing moment.
第四步:在前面的构造过程中,两尺度相似变换引入了两个自由参数,而对称提升过程的线性方程MBC=Mψ组为欠定线性方程组时,则存在Nf=4-Rank(MB)个自由参数。这些自由参数将对多小波基函数的波形产生影响。而峭度指标对早期局部故障所引起的冲击响应特征非常敏感,因此,上述集成多小波的自适应构造过程以细节信号的峭度指标为目标函数,求解使目标函数KP最大的多小波自由参数,以优选与给定信号相匹配的自适应多小波基函数。Step 4: In the previous construction process, the two-scale similarity transformation introduced two free parameters, and when the linear equation M B C = M ψ group of the symmetric lifting process is an underdetermined linear equation system, there is N f =4 -Rank (MB) free parameters. These free parameters will affect the waveform of the multiwavelet basis function. The kurtosis index is very sensitive to the impulse response characteristics caused by early local faults. Therefore, the adaptive construction process of the integrated multi-wavelet takes the kurtosis index of the detail signal as the objective function to solve the multi-wavelet freedom that maximizes the objective function K P parameters to optimize an adaptive multiwavelet basis function that matches the given signal.
目标函数:Objective function:
式中:x——细节信号;p(x)——信号幅值的概率密度。In the formula: x——detail signal; p(x)——probability density of signal amplitude.
从目标函数KP的表达式可见,峭度最大化原则与这些自由参数之间没有直接联系,且它们之间关系非常复杂,常见的优化算法往往需要完整的关系表达式,在这里很难实现。鉴于遗传算法具有很强的鲁棒性以及全局、并行搜索特点,并且不需要目标函数与变量之间的数学表达。本节采用遗传算法,以目标函数KP为适应度函数,构造自适应匹配信号特征的多小波,自由参数的范围均选为[-50,0)U(0,50],选用算术交叉算子和非均匀变异算子,种群规模为100,始种群个数分别设置为50,交叉概率设定为0.6,变异概率设定为0.05。From the expression of the objective function K P , it can be seen that there is no direct connection between the kurtosis maximization principle and these free parameters, and the relationship between them is very complex. Common optimization algorithms often require a complete relationship expression, which is difficult to achieve here. . In view of the strong robustness of genetic algorithm and the characteristics of global and parallel search, it does not require mathematical expression between objective functions and variables. In this section, the genetic algorithm is used, and the objective function K P is used as the fitness function to construct a multi-wavelet adaptively matching the signal characteristics. The population size is 100, the number of initial populations is set to 50, the crossover probability is set to 0.6, and the mutation probability is set to 0.05.
经过上述过程的优化,自适应多小波集成构造后的多小波基函数如图5所示。After the optimization of the above process, the multi-wavelet basis function constructed by the adaptive multi-wavelet ensemble is shown in Figure 5.
第五步:完成集成多小波自适应构造后,对信号进行多小波冗余分解,实现分解结果的平移不变性,具体实现过程如下:Step 5: After completing the integrated multi-wavelet adaptive construction, perform multi-wavelet redundancy decomposition on the signal to realize the translation invariance of the decomposition result. The specific implementation process is as follows:
冗余多小波变换的分解过程是后面分解层的低通和高通滤波器对它前一分解层进行矩阵插值补零的结果,而矩阵插值补零是指插入的是大小为r×r的零矩阵。令T表示插值补零算子,则对于任意的整数i有,The decomposition process of redundant multi-wavelet transform is the result of matrix interpolation and zero-filling performed by the low-pass and high-pass filters of the subsequent decomposition layer on its previous decomposition layer, and the matrix interpolation zero-filling refers to the insertion of zeros of size r×r. matrix. Let T denote the interpolation zero-filling operator, then for any integer i,
(Tx)2i=xi,(Tx)2i+1=0(Tx) 2i =x i , (Tx) 2i+1 =0
则冗余多小波变换过程中分解层为l时低通和高通滤波器系数{H,G}通过下面等式计算得到:Then the low-pass and high-pass filter coefficients {H, G} are calculated by the following equations when the decomposition layer is l in the redundant multi-wavelet transform process:
(1)当k不为2l的整数倍时, (1) When k is not an integer multiple of 2 l ,
(2)其它情况时, (2) In other cases,
采用冗余多小波变换有益于改善特征提取的准确性以及分解结果的谱精度,进而实现更准确的机械设备故障特征提取与故断。The use of redundant multi-wavelet transform is beneficial to improve the accuracy of feature extraction and the spectral accuracy of decomposition results, thereby achieving more accurate feature extraction and fault detection of mechanical equipment faults.
进行3层冗余分解后,选择峭度最大的分支,其结果如图6所示。从图6中可以看出,该方法能够成功的提取出周期为12.7ms的外圈故障的周期脉冲信号,从而可以看到该方法在增强微弱故障特征上具有很明显的效果,能从强背景噪声中提取出滚动轴承外圈故障特征。After 3-level redundancy decomposition, the branch with the largest kurtosis is selected, and the result is shown in Figure 6. It can be seen from Figure 6 that the method can successfully extract the periodic pulse signal of the outer ring fault with a period of 12.7ms, so it can be seen that this method has a significant effect on enhancing the weak fault characteristics, and it can effectively improve the weak fault characteristics from the strong background. The fault features of the outer ring of the rolling bearing are extracted from the noise.
本发明在深入研究两尺度相似变换和对称提升框架的基础上,提出自适应多小波基函数的集成构造方法,并采用对早期故障出现的冲击脉冲最为敏感的峭度指标作为自适应过程中的优选准则,通过遗传算法进行优化,分析传感器采集到的振动信号,获得与故障特征相匹配的性质优良的自适应集成多小波基函数,从而实现微弱故障特征提取。本发明提高了多尺度函数的逼近阶和多小波基函数的消失矩,同时约束了基函数的对称性,保证了滤波器的线性相位和广义线性相位,改善了原始多小波的性能,避免分解过程中出现的相位失真和提高了边界处理能力,构造出与动态信号相适应的自适应多小波基函数,并保持了初始多小波的紧支性和对称性等优良特性,其为机电设备的微弱故障特征提取提供了一种新方法。On the basis of in-depth research on two-scale similarity transformation and symmetric lifting framework, the invention proposes an integrated construction method of adaptive multi-wavelet basis functions, and adopts the kurtosis index that is most sensitive to the shock pulse of early faults as a parameter in the adaptive process. The optimal criterion is optimized by genetic algorithm, and the vibration signal collected by the sensor is analyzed to obtain an adaptive integrated multi-wavelet basis function with excellent properties that matches the fault characteristics, so as to realize the weak fault feature extraction. The invention improves the approximation order of the multi-scale function and the vanishing moment of the multi-wavelet base function, constrains the symmetry of the base function, ensures the linear phase and the generalized linear phase of the filter, improves the performance of the original multi-wavelet, and avoids decomposition The phase distortion occurred in the process and the boundary processing ability were improved, an adaptive multi-wavelet basis function adapted to the dynamic signal was constructed, and the compact support and symmetry of the initial multi-wavelet were maintained. Weak fault feature extraction provides a new method.
需要说明的是,尽管以上本发明所述的实施例是说明性的,但这并非是对本发明的限制,因此本发明并不局限于上述具体实施方式中。在不脱离本发明原理的情况下,凡是本领域技术人员在本发明的启示下获得的其它实施方式,均视为在本发明的保护之内。It should be noted that, although the embodiments of the present invention described above are illustrative, they are not intended to limit the present invention, so the present invention is not limited to the above-mentioned specific embodiments. Without departing from the principles of the present invention, all other embodiments obtained by those skilled in the art under the inspiration of the present invention are deemed to be within the protection of the present invention.
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