CN106026972B - Passband response error weights the response constraint airspace matrix filter design method of stopband zero - Google Patents
Passband response error weights the response constraint airspace matrix filter design method of stopband zero Download PDFInfo
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Abstract
Description
技术领域technical field
本发明属于阵列信号处理技术领域,涉及到传感器阵列的数据处理,特别涉及到空域矩阵滤波器设计方法。The invention belongs to the technical field of array signal processing, relates to data processing of sensor arrays, and in particular relates to a design method of a space domain matrix filter.
背景技术Background technique
本专利受国家自然科学基金项目“空域矩阵滤波技术及其在水声信号处理中的应用研究”资助,项目编号No.11374001。This patent is supported by the National Natural Science Foundation of China project "Spatial Domain Matrix Filtering Technology and Its Application Research in Underwater Acoustic Signal Processing", project number No.11374001.
空域矩阵滤波器在阵列数据用于目标方位估计之前做阵元域数据处理。设针对频率ω设计的空域矩阵滤波器为H(ω),利用目标方位估计和匹配场定位信源入射到阵列的数学模型,做数据滤波处理。阵列接收远场平面波,接收阵列数据为方向向量与信源乘积,并叠加环境噪声n(t,ω):The spatial domain matrix filter performs array element domain data processing before the array data is used for target orientation estimation. Let the spatial domain matrix filter designed for frequency ω be H(ω), and use the target orientation estimation and matching field to locate the mathematical model of the source incident to the array for data filtering. The array receives the far-field plane wave, and the receiving array data is the product of the direction vector and the source, and the environmental noise n(t,ω) is superimposed:
x(t,ω)=A(τ,ω)s(t,ω)+n(t,ω)x(t,ω)=A(τ,ω)s(t,ω)+n(t,ω)
其中,A(τ,ω)为延时向量,s(t,ω)为源信号,n(t,ω)为环境噪声,x(t,ω)为阵列接收数据。Among them, A(τ,ω) is the delay vector, s(t,ω) is the source signal, n(t,ω) is the environmental noise, x(t,ω) is the received data of the array.
利用频率为ω的空域矩阵滤波器H(ω)对接收阵列数据滤波,滤波后的输出 y(t,ω)为:Use the spatial domain matrix filter H(ω) with frequency ω to filter the receiving array data, and the filtered output y(t,ω) is:
y(t,ω)=H(ω)x(t,ω)=H(ω)A(τ,ω)s(t,ω)+H(ω)n(t,ω)y(t,ω)=H(ω)x(t,ω)=H(ω)A(τ,ω)s(t,ω)+H(ω)n(t,ω)
已知阵列流形矩阵为A(ω)={a(φ,θ,ω)|φ∈Φ,θ∈Θ},这里Φ和Θ分别对应于水平和垂直方位角范围。空域矩阵滤波器对平面波信号产生增强或抑制的效果是通过对方向向量的作用实现的,当接近于0时,说明滤波器对 (φi,θi)方向频率为ω的平面波信号有较强的抑制作用。反之,当等于0,说明滤波器对(φi,θi)方向频率为ω的平面波信号滤波后无失真。为矩阵范数平方。空域矩阵滤波器的设计是通过设计对不同方向(φi,θi)的响应值,实现对(φi,θi)方向数据的无失真响应或抑制。对于线列阵传感器,则方向向量a(φi,θi,ω)仅与方向θ有关。此时,方向向量为a(θi,ω),在给定了探测频带ω的情况下,a(θi,ω)可简记为a(θi)。H(ω)简记为H。The known array manifold matrix is A(ω)={a(φ,θ,ω)|φ∈Φ,θ∈Θ}, where Φ and Θ correspond to the horizontal and vertical azimuth angle ranges, respectively. The enhancement or suppression effect of the spatial matrix filter on the plane wave signal is realized by the effect on the direction vector, when When it is close to 0, it means that the filter has a strong suppression effect on the plane wave signal with frequency ω in the (φ i , θ i ) direction. Conversely, when It is equal to 0, indicating that the filter has no distortion after filtering the plane wave signal with frequency ω in the (φ i , θ i ) direction. is the square of the matrix norm. The design of the spatial domain matrix filter is to realize the undistorted response or suppression of the data in the (φ i , θ i ) direction by designing the response values to different directions (φ i , θ i ). For a linear array sensor, the direction vector a(φ i ,θ i ,ω) is only related to the direction θ. At this time, the direction vector is a(θ i ,ω), and when the detection frequency band ω is given, a(θ i ,ω) can be abbreviated as a(θ i ). H(ω) is abbreviated as H.
空域矩阵滤波器设计方法主要是针对通带响应误差和阻带响应构建最优化问题实现。当探测方位存在强干扰时,通过对探测方位设置阻带,并将阻带响应设置为零,可以实现强干扰的抑制。对于这种设计思路,有零点约束空域矩阵滤波器的设计方法,但该方法也存在一定的问题,其中的通带方位的响应误差并不完全为零,且各个通带方位的误差大小不等,也即空域矩阵滤波器输出的数据中,对于通带是有一定的失真的。The spatial domain matrix filter design method is mainly realized by constructing the optimization problem for the passband response error and the stopband response. When there is strong interference in the detection azimuth, the suppression of strong interference can be achieved by setting the stop band for the detection azimuth and setting the stop band response to zero. For this design idea, there is a design method of zero-point constrained spatial domain matrix filter, but this method also has certain problems. The response error of the passband orientation is not completely zero, and the error of each passband orientation is not equal. , that is, in the data output by the spatial domain matrix filter, there is a certain distortion for the passband.
本发明即是针对这个问题,提出了通带响应误差加权的方式,实现通带响应误差在各个通带方位都小于等于某个恒定的值,且可以通过对通带方位的不同加权,可以实现通带响应误差在各个分块上具有不同值的效果。其中,通带响应误差的加权系数是通过迭代方式获得,其中利用了通带响应误差的包络加权。The present invention is aimed at this problem, and proposes a way of weighting the passband response error, so that the passband response error is less than or equal to a certain constant value in each passband orientation, and can be achieved by different weighting of the passband orientation The effect of the passband response error having different values on each tile. Wherein, the weighting coefficient of the passband response error is obtained through an iterative manner, wherein the envelope weighting of the passband response error is used.
发明内容Contents of the invention
本发明要解决的技术问题是通过对最优空域矩阵滤波器的通带响应误差加权矩阵迭代方法,产生通带响应误差恒定的条件下,阻带响应为零的空域矩阵滤波器。其中,通带响应误差加权矩阵是通过每次迭代过程中通带响应误差包络加权获得。The technical problem to be solved by the present invention is to generate a spatial matrix filter with zero stopband response under the condition that the passband response error is constant through the iterative method of the passband response error weighted matrix of the optimal spatial matrix filter. Wherein, the passband response error weighting matrix is obtained by weighting the passband response error envelope in each iteration process.
本发明的技术方案是:Technical scheme of the present invention is:
假设通带、阻带离散化之后获得的通带和阻带方向向量所构成的矩阵分别为:Assume that the matrices formed by the passband and stopband direction vectors obtained after discretization of the passband and stopband are:
VP=[a(θ1),…,a(θp),…,a(θP)],1≤p≤P,θp∈ΘP V P =[a(θ 1 ),…,a(θ p ),…,a(θ P )],1≤p≤P,θ p ∈Θ P
VS=[a(θ1),…,a(θs),…,a(θS)],1≤s≤S,θs∈ΘS V S =[a(θ 1 ),…,a(θ s ),…,a(θ S )],1≤s≤S,θ s ∈Θ S
其中a(θp)、a(θs)分别是通带及阻带离散化后的第p、第s个方向向量,P和 S分别对应于通带和阻带区间离散化方向向量数目。VP和VS分别为通带方向向量和阻带方向向量所构成的矩阵。ΘP和ΘS分别为通带方向向量和阻带方向向量的取值区域。where a(θ p ) and a(θ s ) are the p-th and s-th direction vectors after discretization of the passband and stopband, respectively, and P and S correspond to the number of discretized direction vectors in the passband and stopband intervals, respectively. V P and V S are the matrix formed by the passband direction vector and the stopband direction vector respectively. Θ P and Θ S are the value ranges of the passband direction vector and the stopband direction vector, respectively.
空域矩阵滤波器对通带方向向量的响应误差E(θp)为:The response error E(θ p ) of the spatial domain matrix filter to the passband direction vector is:
令w(θp)为通带方向向量响应误差加权系数,则空域矩阵滤波器的通带加权总体响应误差为:Let w(θ p ) be the weighting coefficient of the passband direction vector response error, then the passband weighted overall response error of the spatial matrix filter is:
其中,N为阵元数,R1/2为通带方向向量加权值的平方根构成的对角矩阵。Among them, N is the number of array elements, and R 1/2 is a diagonal matrix formed by the square root of the weighted value of the passband direction vector.
空域矩阵滤波器对阻带向量的响应为:The response of the spatial matrix filter to the stopband vector is:
Ha(θs),s=1,…,S,θs∈ΘS Ha(θ s ),s=1,…,S,θ s ∈Θ S
构造最优化问题,使滤波器对阻带方向向量的响应为0的条件下,求滤波器的加权通带总体响应误差加权最小。通过这样的设计,即可实现对强干扰方位的完全抑制,同时使通带各个方位的响应误差趋于相同。Construct the optimization problem, under the condition that the filter's response to the stopband direction vector is 0, find the weighted passband overall response error weight of the filter to be the smallest. Through such a design, complete suppression of strong interference azimuths can be achieved, and at the same time, the response errors of all azimuths in the passband tend to be the same.
最优化问题:Optimization problem:
利用Lagrange乘子方法可得最优解的表达式:The optimal solution can be obtained by using Lagrange multiplier method expression for:
这里,R=diag[w(θ1),w(θ2),…,w(θS)]S×S为通带响应误差加权系数构成的对角矩阵。IN×N为单位矩阵,维数为N×N。通过对R的迭代,即可实现通带响应误差的恒定效果。Here, R=diag[w(θ 1 ),w(θ 2 ),...,w(θ S )] S×S is a diagonal matrix composed of passband response error weighting coefficients. I N×N is an identity matrix, and its dimension is N×N. By iterating on R, the constant effect of the passband response error can be achieved.
加权迭代算法weighted iterative algorithm
可通过迭代方式实现通带方向向量的恒定响应效果,迭代过程中,调节加权矩阵R,所采用的方法是对通带响应误差求包络,并利用包络值加权获得。现针对最优化问题,设计具有恒定通带响应误差的空域矩阵滤波器。The constant response effect of the passband direction vector can be achieved through iteration. During the iteration process, the weighting matrix R is adjusted by enveloping the passband response error and obtaining it by weighting the envelope value. Now, aiming at the optimization problem, a spatial matrix filter with constant passband response error is designed.
通过通带和阻带的离散化,可以获得VP和VS,并通过式(1)获得初始迭代空域矩阵滤波器其中,使用了R0=diag[1,1,…,1]P×P的初始迭代加权系数矩阵。Through the discretization of passband and stopband, V P and V S can be obtained, and the initial iterative spatial matrix filter can be obtained by formula (1) Wherein, an initial iterative weighting coefficient matrix of R 0 =diag[1,1,...,1] P×P is used.
经过k次迭代获得滤波器矩阵Hk,则可通过Hk获得通带响应误差绝对值对误差绝对值求所有的局部极大值,并将局部极大值用直线段连接求其包络,利用直线段上相应的取值作为本次迭代响应方位θp的权系数wk(θp)。此处,假设共有Q个局部极大值,横坐标为相应的极值即纵坐标为 After k iterations to obtain the filter matrix H k , the absolute value of the passband response error can be obtained through H k Find all the local maxima for the absolute value of the error, connect the local maxima with a straight line segment to find its envelope, and use the corresponding value on the straight line segment as the weight coefficient w k ( θ p ). Here, it is assumed that there are Q local maxima, and the abscissa is The corresponding extremum, that is, the ordinate is
由于局部极大值通常不在两端出现,因此,探测方位的左端点与第1个局部极大值之间,以及探测方位的右端点与最后一个极大值之间,采用的加权值需要特别设定。利用第1个局部极大值点和第2个局部极大值位置连线的反向延长线,获得左端点位置此直线的取值(θ1,z1),令 (θ1,max(|Ek(θ1)|z1))为左端点的加权起始点,并与相连,获得区间的权系数。同理,利用倒数第1个局部极大值点和倒数第2个局部极大值点之间的连线延长线,获得右端点在此直线上的取值 (θP,zP),令(θP,max(zP,|Ek(θP)|))为右端点加权起始点,并与相连,对应连线上的取值作为上的加权值。Since the local maxima usually do not appear at both ends, the weighting values used between the left end point of the detection azimuth and the first local maximum value, and between the right end point of the detection azimuth and the last maximum value need to be special. set up. Use the first local maximum point and the second local maximum position The reverse extension line of the connecting line, obtain the value (θ 1 , z 1 ) of the line at the position of the left end point, let (θ 1 , max(|E k (θ 1 )|z 1 )) be the weighted starting point of the left end point starting point, and with connect, get The weight coefficient of the interval. Similarly, use the penultimate local maximum point and the second last local maximum point The extension line between the connecting lines, get the value (θ P ,z P ) of the right end point on this line, let (θ P ,max(z P ,|E k (θ P )|)) be the weight of the right end point starting point, and with connected, and the value on the corresponding connection is taken as weighted value on .
加权系数矩阵R的迭代,涉及到其中的通带响应误差加权向量w(θp)。The iteration of the weighting coefficient matrix R involves the passband response error weighting vector w(θ p ) in it.
设置βk(θp)为第k次迭代过程中的加权乘积系数,并且令这里,αk(θp)为θp在相应的响应误差包络线段上的取值。Set β k (θ p ) as the weighted product coefficient in the kth iteration process, and let Here, α k (θ p ) is the value of θ p on the corresponding response error envelope segment.
设置γ(θp)为各个通带的响应比例系数,通过如下方式设定:Set γ(θ p ) as the response scaling factor for each passband, set as follows:
γ(θp)=γi,θp∈ΘPi (2)γ(θ p )=γ i , θ p ∈ Θ Pi (2)
其中,ΘPi是第i个通带方位空间入射方位角集合,在第i个通带上,设置的响应比例系数为γi。Among them, Θ Pi is the set of incident azimuth angles in the azimuth space of the i-th passband, and the set response proportional coefficient is γ i in the i-th passband.
通带响应误差加权系数矩阵的迭代方法是通过下式确定:The iterative method of the passband response error weighting coefficient matrix is determined by the following formula:
wk+1(θp)=βk(θp)γ(θp)wk(θp)w k+1 (θ p )=β k (θ p )γ(θ p )w k (θ p )
通过上式,即可确定新的加权系数矩阵Rk+1=diag[wk+1(θ1),wk+1(θ2),…,wk+1(θP)]。Through the above formula, a new weighting coefficient matrix R k+1 =diag[w k+1 (θ 1 ), w k+1 (θ 2 ), . . . , w k+1 (θ P )] can be determined.
通过将响应比例系数γ(θp)带入到加权系数w(θp)的迭代中,算法终止之后,则各个通带方位的响应差值为:By bringing the response proportional coefficient γ(θ p ) into the iteration of the weighting coefficient w(θ p ), after the algorithm is terminated, the response difference of each passband orientation is:
其中,γi和γj分别对应于第i和第j个通带的响应比例系数值。where γi and γj correspond to the response scale coefficient values of the i-th and j-th passbands, respectively.
上式是以dB形式给出的响应差值。若选择γ(θp)为常数值,则空域矩阵滤波器的通带响应误差相同。The above formula is the response difference given in dB. If γ(θ p ) is chosen as a constant value, the passband response error of the spatial matrix filter is the same.
附图说明Description of drawings
图1a表示通带响应加权阻带零响应约束空域矩阵滤波器效果 (γ(θp)=1,θp∈ΘP1∪ΘP2∪ΘP3)。Figure 1a shows the effect of the passband response weighted stopband zero response constrained spatial domain matrix filter (γ(θ p )=1,θ p ∈Θ P1 ∪Θ P2 ∪Θ P3 ).
图1b通带响应误差加权阻带零响应约束空域矩阵滤波器效果 (γ(θp)=1,θp∈ΘP1∪ΘP2∪ΘP3)。Figure 1b passband response error weighted stopband zero response constrained spatial domain matrix filter effect (γ(θ p )=1,θ p ∈Θ P1 ∪Θ P2 ∪Θ P3 ).
图2第1次迭代对应的通带响应误差及其包络(γ(θp)=1,θp∈ΘP1∪ΘP2∪ΘP3)。Figure 2 The passband response error and its envelope corresponding to the first iteration (γ(θ p )=1,θ p ∈Θ P1 ∪Θ P2 ∪Θ P3 ).
图3a通带响应加权阻带零响应约束空域矩阵滤波器效果 (γ(θp)=1,θp∈ΘP1∪ΘP2,γ(θp)=1/4,θp∈ΘP3)。Figure 3a passband response weighted stopband zero response constrained spatial matrix filter effect (γ(θ p )=1,θ p ∈Θ P1 ∪Θ P2 ,γ(θ p )=1/4,θ p ∈Θ P3 ) .
图3b通带响应误差加权阻带零响应约束空域矩阵滤波器效果 (γ(θp)=1,θp∈ΘP1∪ΘP2,γ(θp)=1/4,θp∈ΘP3)。Figure 3b passband response error weighted stopband zero response constrained spatial matrix filter effect (γ(θ p )=1,θ p ∈Θ P1 ∪Θ P2 ,γ(θ p )=1/4,θ p ∈Θ P3 ).
图中,所设计的滤波器对应的阵元数目N=30,阵元等间距。In the figure, the number of array elements corresponding to the designed filter is N=30, and the array elements are equally spaced.
各通带为ΘP1=[-90°,-35°),ΘP2=(-25°,-5°),ΘP3=(5°,90°],阻带为ΘS=-30°∪0°,通带离散化采样间隔0.1°,针对阵半波长频率设计空域矩阵滤波器。Each passband is Θ P1 = [-90°, -35°), Θ P2 = (-25°, -5°), Θ P3 = (5°, 90°], and the stop band is Θ S = -30° ∪0°, the passband discretization sampling interval is 0.1°, and the spatial domain matrix filter is designed for the half-wavelength frequency of the array.
图1a和图1b,给出了γ(θp)=1,θp∈ΘP1∪ΘP2∪ΘP3情况下,采用通带响应误差包络加权,所获得的阻带零响应约束空域矩阵滤波器的设计效果,这里加权系数矩阵R共迭代10次。图1a表示滤波器响应图1b表示滤波器响应误差图中同时给出了未迭代情况下的矩阵滤波器的设计效果,由曲线表示。Figure 1a and Figure 1b show the case of γ(θ p )=1, θ p ∈ Θ P1 ∪Θ P2 ∪Θ P3 , using the passband response error envelope weighting, the obtained stopband zero response constrained spatial matrix The design effect of the filter, here the weighting coefficient matrix R is iterated 10 times in total. Figure 1a shows the filter response Figure 1b shows the filter response error The figure also shows the design effect of the matrix filter without iteration, represented by the curve.
图2给出了图1a和图1b中第1次迭代所对应的滤波器通带响应误差,由曲线给出,并通过通带响应误差,获得了滤波器响应包络,由曲线给出。并以包络获得加权迭代矩阵R。Figure 2 shows the filter passband response error corresponding to the first iteration in Figure 1a and Figure 1b, which is given by the curve, and through the passband response error, the filter response envelope is obtained, which is given by the curve. And obtain the weighted iterative matrix R with the envelope.
图3a和图3b给出了γ(θp)=1,θp∈ΘP1∪ΘP2,γ(θp)=1/4,θp∈ΘP3情况下,采用通带响应误差包络加权,所获得的阻带零响应约束空域矩阵滤波器的设计效果,这里加权系数矩阵R共迭代10次。与图1a和图1b的区别在于,第1通带、第 2通带、第3通带的响应误差比例系数为1:1:1/4,因此,滤波器在第1通带和第 2通带的响应误差较第3通带低6dB。Figure 3a and Figure 3b show γ(θ p ) = 1, θ p ∈ Θ P1 ∪Θ P2 , γ(θ p ) = 1/4, θ p ∈ Θ P3 , using the passband response error envelope Weighting, the design effect of the obtained stopband zero-response constrained spatial domain matrix filter, where the weighting coefficient matrix R is iterated 10 times in total. The difference from Figure 1a and Figure 1b is that the response error ratio coefficients of the 1st passband, 2nd passband, and 3rd passband are 1:1:1/4, therefore, the filter in the 1st passband and the 2nd passband The response error of the passband is 6dB lower than that of the third passband.
具体实施方式Detailed ways
以下结合方案详细叙述本发明的具体实施例子。The specific implementation examples of the present invention are described in detail below in conjunction with the scheme.
基于矩阵滤波器阻带响应包络加权准则的迭代算法如下:The iterative algorithm based on the matrix filter stopband response envelope weighting criterion is as follows:
步骤1:令k=0,w0(θp)=1。将探测空域离散化,获得VP,VS,ΘPi,ΘP。利用式(1),计算初始最优空域矩阵滤波器设置各个通带响应比例γ(θp);Step 1: Let k=0, w 0 (θ p )=1. Discretize the detection space to obtain V P , V S , Θ Pi , Θ P . Using formula (1), calculate the initial optimal spatial domain matrix filter Set each passband response ratio γ(θ p );
步骤2:计算求|Ek(θp)|的局部极 大值点,获取局部极大值的横坐标相应的纵坐标为 Step 2: Calculate Find the local maximum value point of |E k (θ p )|, and obtain the corresponding vertical coordinate of the abscissa of the local maximum value as
步骤3:利用和两点间连线的延长线,计算在横坐标θ1处的取值z1,设置(θ1,max(|Ek(θ1)|,z1))为包络加权起始点。Step 3: Take advantage of and The extension line of the connecting line between two points, calculate the value z 1 at the abscissa θ 1 , and set (θ 1 ,max(|E k (θ 1 )|,z 1 )) as the starting point of envelope weighting.
步骤4:利用和两点间连线的延长线,计算在横坐标θP处的取值zP,设置(θP,max(zP,|Ek(θP)|))为包络加权终点。Step 4: Leverage and The extension line of the connecting line between two points, calculate the value z P at the abscissa θ P , and set (θ P ,max(z P ,|E k (θ P )|)) as the end point of the envelope weighting.
步骤5:计算(θ1,max(|Ek(θ1)|,z1))、 (θP,max(zP,|Ek(θP)|))共Q+2个点之间的线段,并取αk(θp)为θp在相应线段上的取值。Step 5: Calculate (θ 1 , max(|E k (θ 1 )|, z 1 )), (θ P , max(z P , |E k (θ P )|)) is a line segment between Q+2 points, and take α k (θ p ) as the value of θ p on the corresponding line segment.
步骤6:计算下列各式Step 6: Calculate the following formulas
wk+1(θp)=βk(θp)γ(θp)wk(θp)w k+1 (θ p )=β k (θ p )γ(θ p )w k (θ p )
Rk+1=diag[wk+1(θ1),wk+1(θ2),…,wk+1(θP)]R k+1 =diag[w k+1 (θ 1 ),w k+1 (θ 2 ),…,w k+1 (θ P )]
其中,βk(θp)为第k次迭代中所用的加权乘积因子。Rk+1为第k+1次迭代的阻带响应加权系数矩阵。Hk+1为第k+1次迭代所得的空域矩阵滤波器。where β k (θ p ) is the weighted multiplication factor used in the kth iteration. R k+1 is the stopband response weighting coefficient matrix of the k+1th iteration. H k+1 is the spatial domain matrix filter obtained by the k+1th iteration.
判断Hk+1是否满足如下终止条件之一:Determine whether H k+1 satisfies one of the following termination conditions:
(a)k+1=K。此时,此时迭代K次,算法终止;(a) k+1=K. At this time, iterate K times at this time, and the algorithm terminates;
(b)迭代后,空域矩阵滤波器对通带上所有方位的实际响应误差值小于常数算法终止;(b) After iterations, the actual response error value of the spatial matrix filter to all azimuths in the passband is less than the constant Algorithm terminates;
(c)迭代后,空域矩阵滤波器对通带上所有方位的响应误差变化率都小于常数值算法终止。(c) After iterations, the response error rate of the spatial matrix filter for all orientations in the passband is less than a constant value Algorithm terminated.
步骤7:若迭代终止条件满足,则Hk+1即为最终的空域矩阵滤波器。否则,令k=k+1,重复步骤2~6。Step 7: If the iteration termination condition is satisfied, then H k+1 is the final spatial matrix filter. Otherwise, set k=k+1 and repeat steps 2-6.
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