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CN104020124A - Spectral wavelength screening method based on preferential absorptivity - Google Patents

Spectral wavelength screening method based on preferential absorptivity Download PDF

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CN104020124A
CN104020124A CN201410233964.0A CN201410233964A CN104020124A CN 104020124 A CN104020124 A CN 104020124A CN 201410233964 A CN201410233964 A CN 201410233964A CN 104020124 A CN104020124 A CN 104020124A
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absorptivity
wavelength
interval
value
screening
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CN104020124B (en
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潘涛
刘桂松
肖青青
陈洁梅
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Jinan University
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Abstract

The invention discloses a spectral wavelength screening method based on preferential absorptivity, and the methos is as follows: S1, testing a sample to get spectral data and index determination values; S2, selecting wavelength screening delta, determining maximum absorptivity value Amax and minimum absorptivity value Amin; S3, setting absorptivity step length epsilon, equally dividing (Amin, Amax) into n parts; S4, arbitrarily taking two points from Amin corresponding starting point, Amax corresponding end point, and n-1 equal diversion points for combination to obtain an absorptivity interval (A *, A *); S5, determining a wavelength combination corresponding to the (A *, A *); S6, in accordance with the above steps S4 and S5, exhausting all the absorptivity interval (A *, A *), establishing a scaling prediction model for the wavelength combination corresponding to each absorptivity interval, calculating mean square root errors or correlation coefficients; and S7, finding the absorptivity interval corresponding to mean square root error minimum value or correlation coefficient maximum value to obtain spectral wavelength screening results, namely the wavelength combination corresponding to the absorptivity interval. The spectral wavelength screening method has the advantages of less calculation amount and good predicting effect.

Description

基于吸收率择优的分光波长筛选方法Spectral wavelength screening method based on absorption rate preference

技术领域technical field

本发明涉及分光系统设计中的波长筛选技术领域,具体涉及一种基于吸收率择优的分光波长筛选方法。The invention relates to the technical field of wavelength screening in spectroscopic system design, in particular to a spectroscopic wavelength screening method based on absorption rate preference.

背景技术Background technique

红外光谱分析是鉴别物质及确定其化学组成和含量的方法,它可以不需要生化试剂,具有简便快速、非破坏性和易于实时分析等特点,在很多领域具有应用的优势。目前研制全波段通用型红外光谱仪器的技术在国外已经比较成熟,但是其具有仪器庞大、价格昂贵的缺点,不适于推广应用。因此,研发低价格小型专用红外分析仪器具有应用前景。Infrared spectroscopic analysis is a method to identify substances and determine their chemical composition and content. It does not require biochemical reagents. It is simple, fast, non-destructive, and easy to analyze in real time. It has application advantages in many fields. At present, the technology of developing a full-band general-purpose infrared spectrometer has been relatively mature abroad, but it has the disadvantages of bulky instruments and expensive prices, which are not suitable for popularization and application. Therefore, the research and development of low-priced small-scale special-purpose infrared analysis instruments has application prospects.

在红外光谱分析时,高信噪比分光波长筛选方法是一关键技术,它对于建立高精度分析模型、降低模型复杂性和设计小型专用光谱仪器的分光系统等方面具有重要意义。但是,红外波段的波长数很多,如果用任意随机组合分别建模的方式筛选波长,现有的计算机运算速度远远不能够满足。因此,在红外光谱分析波长的选择、小型专用光谱仪器的分光系统设计等方面还存在困难,缺乏有效的分光波长筛选方法。In the infrared spectrum analysis, the spectral wavelength screening method with high signal-to-noise ratio is a key technology, which is of great significance for establishing high-precision analysis models, reducing model complexity, and designing spectroscopic systems for small special-purpose spectroscopic instruments. However, there are a lot of wavelengths in the infrared band. If the wavelengths are selected by random combination and modeled separately, the existing computer computing speed is far from enough. Therefore, there are still difficulties in the selection of wavelengths for infrared spectroscopic analysis and the design of spectroscopic systems for small special spectroscopic instruments, and there is a lack of effective screening methods for spectroscopic wavelengths.

发明内容Contents of the invention

本发明的主要目的在于克服现有技术的缺点与不足,提供一种基于吸收率择优的分光波长筛选方法,该方法可以有效地筛选出分析对象所对应的高信噪比波长组合,具有应用范围广、模型简单、计算量少、预测效果好等优点,为小型专用分析仪器中分光系统的设计提出有效的解决方案。The main purpose of the present invention is to overcome the shortcomings and deficiencies of the prior art, and provide a method for screening spectral wavelengths based on absorptivity preference. This method can effectively screen out the wavelength combinations with high signal-to-noise ratios corresponding to the analysis objects, and has a wide range of applications. Wide range, simple model, less calculation, good prediction effect, etc., it proposes an effective solution for the design of the spectroscopic system in small special analytical instruments.

本发明的目的通过以下的技术方案实现:基于吸收率择优的分光波长筛选方法,包括以下步骤:The object of the present invention is achieved through the following technical solutions: the optimal spectral wavelength screening method based on absorbance comprises the following steps:

S1、测试样品,得到光谱数据和样品的指标测定值;S1. Test the sample to obtain the spectral data and the measured index value of the sample;

S2、在所测得的光谱波段中,根据测定对象的物理学、化学特性以及光谱仪器的性能,选择低噪音并覆盖指标信息的用于波长筛选的范围Δ,同时确定该波长范围内样品平均光谱对应的吸收率最大值Amax和最小值AminS2. In the measured spectral band, according to the physical and chemical characteristics of the measured object and the performance of the spectroscopic instrument, select the range Δ for wavelength screening that has low noise and covers index information, and at the same time determine the average value of the sample in this wavelength range. The maximum value A max and the minimum value A min of the absorption rate corresponding to the spectrum;

S3、设置适当的吸收率步长ε,将全吸收率范围(Amin,Amax)n等分,得到n-1个等分点;S3. Set an appropriate absorption rate step size ε, divide the full absorption rate range (A min , A max ) into n equal parts, and obtain n-1 equal parts;

S4、从吸收率最小值对应的起点、吸收率最大值对应的终点、以及n-1个等分点中任意取两点进行组合,得到一吸收率区间(A*,A*),其中(A*,A*)(Amin,Amax);S4. Combining any two points from the starting point corresponding to the minimum value of the absorption rate, the end point corresponding to the maximum value of the absorption rate, and n-1 equal points, to obtain an absorption rate interval (A * , A * ), where ( A * ,A * ) (A min ,A max );

S5、根据光谱数据的波长与吸收率的对应关系,在波长筛选范围Δ内,确定该吸收率区间(A*,A*)所对应的波长组合;S5. According to the corresponding relationship between the wavelength and the absorptivity of the spectral data, within the wavelength screening range Δ, determine the wavelength combination corresponding to the absorptivity interval (A * , A * );

S6、按照上述步骤S4、S5,穷举所有的吸收率区间(A*,A*),对每一个吸收率区间对应的波长组合建立定标预测模型,计算光谱预测值与实测值的均方根误差(RMSEP)或相关系数;S6. According to the above steps S4 and S5, exhaustively enumerate all the absorptivity intervals (A * , A * ), establish a calibration prediction model for the wavelength combination corresponding to each absorptivity interval, and calculate the mean square of the spectral prediction value and the measured value root error (RMSEP) or correlation coefficient;

S7、找到均方根误差最小值或相关系数最大值所对应的吸收率区间,将其确定为最优吸收率区间,并进而找到该最优吸收率区间对应的波长组合,完成分光波长的筛选。S7. Find the absorption rate interval corresponding to the root mean square error minimum value or the correlation coefficient maximum value, determine it as the optimal absorption rate interval, and then find the wavelength combination corresponding to the optimal absorption rate interval, and complete the screening of the spectral wavelength .

优选的,所述步骤S2中,波长筛选范围Δ是依据测定对象的物理学、化学特性对于红外光的吸收范围设定,并且排除仪器运行导致的噪音波段范围。Preferably, in the step S2, the wavelength screening range Δ is set according to the infrared light absorption range of the physical and chemical properties of the measurement object, and the noise band range caused by the operation of the instrument is excluded.

优选的,所述步骤S3中,吸收率步长ε是依据光谱实验获得的光谱整体吸收率值(包括吸收率最小与最大值)、模型精度和建模运行效率进行设定。Preferably, in the step S3, the absorbance step size ε is set according to the spectral overall absorbance value (including the minimum and maximum absorbance values) obtained from the spectral experiment, model accuracy and modeling operation efficiency.

优选的,所述步骤S6中,定标预测模型采用基于偏最小二乘(PLS)、多元线性回归(MLR)、主成分分析(PCA)等。Preferably, in the step S6, the calibration prediction model is based on partial least squares (PLS), multiple linear regression (MLR), principal component analysis (PCA) and the like.

优选的,所述步骤S7中,最优吸收率区间,以及所对应的波长组合是依据光谱定标预测的效果获得的最适合进行定量分析的波长模型。Preferably, in the step S7, the optimal absorptivity interval and the corresponding wavelength combination are the most suitable wavelength models for quantitative analysis obtained according to the effect of spectral calibration prediction.

本发明与现有技术相比,具有如下优点和有益效果:Compared with the prior art, the present invention has the following advantages and beneficial effects:

1、本发明通过将吸收率进行分段,然后利用偏最小二乘(PLS)、多元线性回归(MLR)、主成分分析(PCA)等方式的定标预测模型选择出最优吸收率区间,进而有效地筛选出分析对象所对应的高信噪比波长组合,具有应用范围广、模型简单、计算量少、预测效果好等优点,为小型专用分析仪器中分光系统的设计提出有效的解决方案。1. The present invention selects the optimal absorption rate interval by segmenting the absorption rate, and then using partial least squares (PLS), multiple linear regression (MLR), principal component analysis (PCA) and other calibration prediction models, Then effectively screen out the high signal-to-noise ratio wavelength combination corresponding to the analysis object, which has the advantages of wide application range, simple model, less calculation amount, good prediction effect, etc., and proposes an effective solution for the design of the spectroscopic system in small special analysis instruments .

2、经过多次实验结果证实:本发明筛选出的波长组合比它们所在的波长筛选范围Δ,预测效果有明显的提升,由于本发明中采用的波长个数大大减少,对于建立高精度分析模型、降低模型复杂性和设计小型专用光谱仪器的分光系统等方面具有重要意义。2. After several experiments, it has been confirmed that the wavelength combination selected by the present invention is significantly better than the wavelength screening range Δ where they are located, and the prediction effect is significantly improved. Since the number of wavelengths used in the present invention is greatly reduced, it is very important for the establishment of a high-precision analysis model It is of great significance to reduce the complexity of the model and design the spectroscopic system of small special spectroscopic instruments.

3、本发明依据吸收率的大小筛选波长模型,避免了高吸收率波长的噪音大、低吸收率波长的信息弱的缺点,具有明显的物理学、化学意义。它克服了常规的依据波长大小排序筛选单一连续波段的不足,可根据吸收率选取多个高信噪比波段,具有更宽的适用范围。3. The present invention screens the wavelength model according to the magnitude of the absorption rate, avoids the shortcomings of high noise at high absorption rate wavelengths and weak information at low absorption rate wavelengths, and has obvious physical and chemical significance. It overcomes the deficiency of conventional single continuous waveband sorting and screening based on wavelength size, and can select multiple high signal-to-noise ratio wavebands according to the absorption rate, and has a wider application range.

附图说明Description of drawings

图1是实施例1的方法流程图。Fig. 1 is the method flowchart of embodiment 1.

图2是实施例1中以人血清胆固醇近红外分析为例的最优吸收率区间(0.42,1.00)内波长组合的示意图。Fig. 2 is a schematic diagram of the wavelength combinations in the optimal absorption rate range (0.42, 1.00) in Example 1, taking the near-infrared analysis of human serum cholesterol as an example.

图3是图2选取的波长组合中的波段一。FIG. 3 shows band 1 in the wavelength combination selected in FIG. 2 .

图4是图2选取的波长组合中的波段二。FIG. 4 shows the second band in the wavelength combination selected in FIG. 2 .

具体实施方式Detailed ways

下面结合实施例及附图对本发明作进一步详细的描述,但本发明的实施方式不限于此。The present invention will be further described in detail below in conjunction with the embodiments and the accompanying drawings, but the embodiments of the present invention are not limited thereto.

实施例1Example 1

本实施例以人血清胆固醇的近红外透射光谱分析为例,结合图1,说明本发明所提出的基于吸收率择优的分光波长筛选方法的具体步骤。In this embodiment, the near-infrared transmission spectrum analysis of human serum cholesterol is taken as an example, with reference to FIG. 1 , the specific steps of the spectroscopic wavelength screening method based on the absorption rate preference proposed by the present invention are described.

S1、对样品进行测试,得到光谱数据和样品胆固醇指标的临床测定值。S1. The sample is tested to obtain the spectral data and the clinical measurement value of the cholesterol index of the sample.

S2、本实施例中选取全近红外波段(780~2498nm)作为波长筛选范围Δ,在该波长筛选范围内,所有样品的平均光谱的吸收率最大值、最小值分别接近5和0,故将Amax,Amin分别设为5和0。S2. In this embodiment, the full near-infrared band (780-2498nm) is selected as the wavelength screening range Δ. Within this wavelength screening range, the maximum and minimum absorbance values of the average spectra of all samples are close to 5 and 0 respectively, so the A max and A min are set to 5 and 0, respectively.

S3、设置吸收率步长ε为0.01,将全吸收率范围(0,5)做500等分,得到499个等分点,每个等分点上对应的吸收率分别为0.01,0.02,…,4.99。S3. Set the absorption rate step size ε to 0.01, divide the full absorption rate range (0,5) into 500 equal divisions, and obtain 499 equal division points, and the corresponding absorption rate of each equal division point is 0.01, 0.02, ... , 4.99.

S4、从0,0.01,0.02,…,4.99,5中任意选择两点进行组合,得到一吸收率区间,例如图2所示,选择0.42和1.00这两个吸收率组成一个吸收率区间(0.42,1.00)。S4, from 0, 0.01, 0.02, ..., 4.99, 5 arbitrarily select two points to combine to obtain an absorption rate interval, such as shown in Figure 2, select these two absorption rates of 0.42 and 1.00 to form an absorption rate interval (0.42 , 1.00).

S5、从图2中可以看到,该吸收率区间对应两个波段A和B,分别如图3和图4所示,在吸收率区间(0.42,1.00)内,有波长为1374~1392nm的波段A,以及波长为1544~1852nm的波段B。这两个波段即为吸收率区间(0.42,1.00)所对应的波长组合。S5. It can be seen from Fig. 2 that the absorptivity interval corresponds to two bands A and B, as shown in Fig. 3 and Fig. 4 respectively. In the absorptivity interval (0.42, 1.00), there are wavelengths of 1374-1392nm Band A, and band B with a wavelength of 1544-1852nm. These two bands are the wavelength combinations corresponding to the absorptivity interval (0.42, 1.00).

S6、按照上述步骤S4、S5,穷举所有的吸收率区间(A*,A*),例如可以先固定一个起点,然后穷举其他所有等分点、起点和终点,然后再依次换一个起点,即先从0开始,取(0,0.01),(0,0.02),(0,0.03),…,(0,5),然后再从0.01这一等分点开始,取(0.01,0.02),(0.01,0.03),…,(0.01,5),依次选取,直到所有点均两两进行组合后结束。S6. According to the above steps S4 and S5, enumerate all the absorption rate intervals (A * , A * ), for example, you can first fix a starting point, then exhaustively enumerate all other equally divided points, starting points and end points, and then change the starting point in turn , that is, start from 0, take (0,0.01), (0,0.02), (0,0.03), ..., (0,5), and then start from the equal point of 0.01, take (0.01,0.02 ), (0.01,0.03), ..., (0.01,5), select in turn until all points are combined in pairs and end.

对上面每一个吸收率区间对应的波长组合建立偏最小二乘(PLS)定标预测模型,目前偏最小二乘(PLS)方法是一种应用广泛且有效的红外光谱分析的建模方法,通过这一方法计算该吸收率区间光谱预测值与实测值的均方根误差(RMSEP)和相关系数。Establish a partial least squares (PLS) calibration prediction model for the wavelength combination corresponding to each of the above absorptivity intervals. At present, the partial least squares (PLS) method is a widely used and effective modeling method for infrared spectral analysis. Through This method calculates the root mean square error (RMSEP) and correlation coefficient between the predicted and measured values of the spectrum in the absorbance interval.

S7、通过步骤S6可以得到共500×499×…×2×1个RMSEP值和相关系数,从这所有RMSEP值中选择最小值,或者从所有相关系数中选择最大值,然后找到其所对应的吸收率区间,将其确定为最优吸收率区间,并进而找到该最优吸收率区间对应的波长组合,完成分光波长的筛选。S7. A total of 500 × 499 × . The absorption rate interval is determined as the optimal absorption rate interval, and then the wavelength combination corresponding to the optimal absorption rate interval is found to complete the screening of the spectral wavelength.

本实施例对本发明的波长筛选结合PLS方法和全近红外谱区PLS方法进行比较,比较结果如下:The present embodiment compares the wavelength screening of the present invention in conjunction with the PLS method and the full near-infrared spectral region PLS method, and the comparison results are as follows:

全近红外谱区PLS方法:全谱波段为780~2498nm,采用未知检验样品得到的预测均方根误差、相关系数分别为0.835(mmol L-1)、0.677。PLS method in the full near-infrared spectrum region: the full spectrum band is 780-2498nm, and the predicted root mean square error and correlation coefficient obtained by using unknown test samples are 0.835 (mmol L -1 ) and 0.677, respectively.

本发明的吸收率择优波长筛选结合PLS方法:确定的最优吸收率区间为(0.42,1.00),对应的波段组合为1374~1392∪1544~1852,采用未知检验样品得到的预测均方根误差、相关系数分别为0.181(mmol L-1)、0.988。Absorbance preferred wavelength screening combined with PLS method of the present invention: the determined optimal absorptivity interval is (0.42, 1.00), the corresponding band combination is 1374~1392∪1544~1852, and the predicted root mean square error obtained by using unknown test samples , and the correlation coefficients were 0.181 (mmol L -1 ) and 0.988, respectively.

实验结果证实:基于本发明的吸收率择优波长筛选方法筛选出的波长组合大幅度优于全近红外谱区的预测效果,波长数明显减少,而且该方法可根据吸收率选取多个高信噪比波段,具有更宽的适用范围,对于建立高精度分析模型、降低模型复杂性和设计小型专用光谱仪器的分光系统等方面具有重要意义。Experimental results confirm: the wavelength combination screened out based on the absorption rate preferred wavelength screening method of the present invention is significantly better than the prediction effect of the full near-infrared spectrum region, the number of wavelengths is significantly reduced, and the method can select multiple high signal-to-noise wavelengths according to the absorption rate. It has a wider application range than the wavelength band, and is of great significance for establishing high-precision analysis models, reducing model complexity, and designing spectroscopic systems for small special-purpose spectroscopic instruments.

上述实施例为本发明较佳的实施方式,但本发明的实施方式并不受上述实施例的限制,其他的任何未背离本发明的精神实质与原理下所作的改变、修饰、替代、组合、简化,均应为等效的置换方式,都包含在本发明的保护范围之内。The above-mentioned embodiment is a preferred embodiment of the present invention, but the embodiment of the present invention is not limited by the above-mentioned embodiment, and any other changes, modifications, substitutions, combinations, Simplifications should be equivalent replacement methods, and all are included in the protection scope of the present invention.

Claims (4)

1. based on absorptivity point optical wavelength screening technique preferentially, it is characterized in that, comprise the following steps:
S1, test sample, obtain the index determining value of spectroscopic data and sample;
S2, in measured spectral band, according to the performance of the physics of determination object, chemical characteristic and spectral instrument, select low noise and cover the range delta for wavelength screening of indication information, determine absorption maximum A corresponding to sample average spectrum in this wavelength coverage simultaneously maxwith minimum value A min;
S3, suitable absorptivity step-length ε is set, by hypersorption rate scope (A min, A max) n decile, obtain n-1 Along ent;
S4, from terminal corresponding to starting point corresponding to absorptivity minimum value, absorption maximum and n-1 Along ent, get arbitrarily at 2 and combine, obtain an absorptivity interval (A *, A *), wherein (A *, A *) (A min, A max);
S5, according to the corresponding relation of the wavelength of spectroscopic data and absorptivity, in wavelength screening range delta, determine this absorptivity interval (A *, A *) corresponding wavelength combinations;
S6, according to above-mentioned steps S4, S5, exhaustive all absorptivity interval (A *, A *), the interval corresponding wavelength combinations of each absorptivity is set up to calibration forecast model, calculate root-mean-square error or the related coefficient of Forecast of Spectra value and measured value;
S7, find root-mean-square error minimum value or the corresponding absorptivity of related coefficient maximal value interval, be defined as optimal absorption rate interval, and and then find the interval corresponding wavelength combinations of this optimal absorption rate, complete the screening of point optical wavelength.
2. according to claim 1 based on absorptivity point optical wavelength screening technique preferentially, it is characterized in that, in described step S2, wavelength screening range delta is to set for the absorption region of infrared light according to the physics of determination object, chemical characteristic, and gets rid of instrument and move the noise wavelength band causing.
3. according to claim 1 based on absorptivity point optical wavelength screening technique preferentially, it is characterized in that, in described step S3, absorptivity step-length ε is that the spectrum overall absorption rate value, model accuracy and the modeling operational efficiency that obtain according to spectrum experiment are set.
4. according to claim 1ly it is characterized in that based on absorptivity point optical wavelength screening technique preferentially, in described step S6, calibration forecast model adopts based on offset minimum binary, multiple linear regression, principal component analytical method.
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