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CN102253448A - Method for realizing uniform polarization compensation of array waveguide grating - Google Patents

Method for realizing uniform polarization compensation of array waveguide grating Download PDF

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CN102253448A
CN102253448A CN 201110219194 CN201110219194A CN102253448A CN 102253448 A CN102253448 A CN 102253448A CN 201110219194 CN201110219194 CN 201110219194 CN 201110219194 A CN201110219194 A CN 201110219194A CN 102253448 A CN102253448 A CN 102253448A
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CN102253448B (en
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何建军
邹俊
郎婷婷
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Hangzhou Rand Puguang Electronic Technology Co Ltd
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Zhejiang University ZJU
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Abstract

本发明公开了一种阵列波导光栅实现均匀偏振补偿的方法。该光程差由阵列波导区和平板波导区的光程差共同决定,采用对阵列波导区中的两种偏振态使用不同的衍射级次并结合平板波导区的几何双折射性质来补偿阵列波导区的几何双折射性质。平板波导区与阵列波导区的几何形状由所选波导材料、波导结构和对各通道波长的偏振色散要求共同决定。本发明实现了对阵列波导光栅各输出通道波长的均匀偏振色散补偿,解决偏振色散补偿方法不能实现的均匀偏振色散补偿和造成的器件性能变差,结构复杂等问题,该方法适用于具有双折射的各种波导材料和各种波导结构的阵列波导光栅,特别适用于具有较大几何双折射的硅纳米线阵列波导光栅,具有制作简单、成本低等优点。

The invention discloses a method for realizing uniform polarization compensation by an arrayed waveguide grating. The optical path difference is jointly determined by the optical path difference of the arrayed waveguide area and the slab waveguide area. The arrayed waveguide is compensated by using different diffraction orders for the two polarization states in the arrayed waveguide area and combining the geometric birefringence properties of the slab waveguide area. Geometric birefringence properties of the region. The geometry of the slab waveguide region and the arrayed waveguide region is jointly determined by the selected waveguide material, waveguide structure and polarization dispersion requirements for each channel wavelength. The invention realizes uniform polarization dispersion compensation for each output channel wavelength of the arrayed waveguide grating, and solves the problems of uniform polarization dispersion compensation that cannot be realized by the polarization dispersion compensation method and the deterioration of device performance and complex structure. Arrayed waveguide gratings of various waveguide materials and various waveguide structures are especially suitable for silicon nanowire arrayed waveguide gratings with large geometric birefringence, and have the advantages of simple fabrication and low cost.

Description

一种阵列波导光栅实现均匀偏振补偿的方法A Method of Realizing Uniform Polarization Compensation with Arrayed Waveguide Grating

技术领域 technical field

本发明涉及一种阵列波导光栅,具体涉及一种阵列波导光栅实现均匀偏振补偿的方法。 The invention relates to an arrayed waveguide grating, in particular to a method for realizing uniform polarization compensation by the arrayed waveguide grating.

背景技术 Background technique

在光通信技术领域,实现波分复用功能的器件很多,主要有多层介质薄膜波分复用器件(MDTFF)、光纤布拉格光栅型(FBG)波分复用器件,蚀刻衍射光栅型(EDG)波分复用器件和阵列波导光栅型(AWG)波分器件。但考虑到较多波长信道和与硅基CMOS工艺的兼容性,阵列波导光栅仍是最佳选择之一。AWG具有结构紧凑、易于集成、性能优良和可靠性高等众多优点。 In the field of optical communication technology, there are many devices that realize the function of wavelength division multiplexing, mainly including multilayer dielectric thin film wavelength division multiplexing device (MDTFF), fiber Bragg grating type (FBG) wavelength division multiplexing device, etched diffraction grating type (EDG) ) wavelength division multiplexing devices and arrayed waveguide grating (AWG) wavelength division devices. But considering more wavelength channels and compatibility with silicon-based CMOS technology, arrayed waveguide grating is still one of the best choices. AWG has many advantages such as compact structure, easy integration, excellent performance and high reliability.

偏振敏感性问题一直是AWG应用中十分关键的问题。由于信号光经过普通单模光纤传输后,其偏振态将发生随机变化。因此,对于光纤线路上的光器件来说,偏振不敏感问题就变得非常重要。然而,在实际应用中,光路上的光波导对不同的入射偏振态常常会表现出不同的传播特性,这主要在于波导中的横电模(TE)和横磁模(TM)的传播常数不同,引起TE模和TM模的光在成像面上的像点发生偏移,即产生偏振相关波长漂移,从而使通道的频谱响应发生偏移,这就是所谓的偏振敏感性。该特性带来的偏振相关波长漂移将会对传输系统产生显著影响,劣化传输信号,增大光通信系统的误码率。因此,为了加大AWG在光通信系统中的进一步应用,它的偏振敏感性必须要被消除。 Polarization sensitivity has always been a critical issue in AWG applications. After the signal light is transmitted through an ordinary single-mode fiber, its polarization state will change randomly. Therefore, for optical devices on optical fiber lines, the problem of polarization insensitivity becomes very important. However, in practical applications, the optical waveguide on the optical path often exhibits different propagation characteristics for different incident polarization states, mainly because the propagation constants of the transverse electric mode (TE) and transverse magnetic mode (TM) in the waveguide are different. , which causes the image points of the TE mode and TM mode light to shift on the imaging plane, that is, a polarization-dependent wavelength shift occurs, thereby shifting the spectral response of the channel, which is the so-called polarization sensitivity. The polarization-dependent wavelength drift caused by this characteristic will have a significant impact on the transmission system, degrade the transmission signal, and increase the bit error rate of the optical communication system. Therefore, in order to increase the further application of AWG in optical communication systems, its polarization sensitivity must be eliminated.

目前,国内外已报道的关于AWG的偏振色散补偿技术主要有:半波片法、 无双折射波导法、输入输出平板区或阵列波导区加入偏振补偿区域法,衍射级匹配法和偏振分束技术等。W. Bogaerts 等人(W. Bogaerts, et al, A polarization-diversity wavelength duplexer circuit in silicon-on-insulator photonic wires,” Opt. Express, vol. 15, no. 4, pp. 1567-1578, 2007.)利用二维光子晶体光栅将光纤的两种偏振态分离并耦合到两个方向的硅纳米线波导中传输的TE模,这两个方向传输的TE模分别沿相反方向经过同一个AWG,最后在利用一个相同的二维光子晶体光栅将两个方向传输的TE模耦合回光纤中传输的TE和TM模,从而实现偏振不敏感。J.-J He等人(J.-J. He, et al, “Polarization dispersion compensated AWG demultiplexer fabricated in single shallow etching step,” Electron. Lett., vol. 35, no. 9, pp. 737-738, 1999)通过在平板区增加一个浅刻蚀步骤来引入偏振补偿区域,从而达到偏振补偿的目的。Y. Inoue等人(Y. Inoue, et al, “A novel birefringence compensating AWG design,” OFC 2001, WB4-1, 2001)通过在AWG的阵列波导区对每一根阵列波导采用两种不同的纤芯宽度来改变TE和TM模在阵列波导区域传输的光程差,从而实现偏振不敏感。国家发明专利(ZL200610050488.4)“一种偏振非敏感的阵列波导光栅”是通过采用倾斜罗兰圆(Rowland)入射和相同衍射级次法来实现偏振色散补偿。国家发明专利(ZL03118878.8) “偏振无关的折叠式阵列波导光栅”是通过在折叠式阵列波导光栅的反射镜前安置法拉第旋转器,使原有的TE(横电模)变为TM(横磁模),原有TE变为TM,从而实现偏振无关。国家发明专利(ZL200810059046.5)“一种偏振不敏感阵列波导光栅”是通过输入平板波导中的偏振分束器将两个偏振模式分开,分别经过两组参数独立的阵列波导,最后通过输出平板波导中的偏振合束器将两个偏振模式合并。 At present, the polarization dispersion compensation technologies of AWG that have been reported at home and abroad mainly include: half-wave plate method, non-birefringent waveguide method, input and output plate area or array waveguide area adding polarization compensation area method, diffraction order matching method and polarization beam splitting technology wait. W. Bogaerts et al (W. Bogaerts, et al , A polarization-diversity wavelength duplexer circuit in silicon-on-insulator photonic wires," Opt. Express , vol. 15, no. 4, pp. 1567-1578, 2007. ) using a two-dimensional photonic crystal grating to separate the two polarization states of the fiber and couple them to the TE modes propagating in the silicon nanowire waveguide in two directions. The TE modes propagating in the two directions respectively pass through the same AWG in opposite directions, and finally Polarization insensitivity is achieved by using the same two-dimensional photonic crystal grating to couple the TE modes propagating in both directions back to the TE and TM modes propagating in the fiber. J.-J He et al. (J.-J. He, et al , “Polarization dispersion compensated AWG demultiplexer fabricated in single shallow etching step,” Electron. Lett., vol. 35, no. 9, pp. 737-738, 1999) introduce Polarization compensation area, so as to achieve the purpose of polarization compensation. Y. Inoue et al. (Y. Inoue, et al , "A novel birefringence compensating AWG design," OFC 2001, WB4-1, 2001) through the AWG array waveguide area pair Each arrayed waveguide uses two different core widths to change the optical path difference between TE and TM modes transmitted in the arrayed waveguide area, thereby achieving polarization insensitivity. National invention patent (ZL200610050488.4) "a polarization insensitive "Arrayed waveguide grating" realizes polarization dispersion compensation by using oblique Rowland circle (Rowland) incidence and the same diffraction order method. National invention patent (ZL03118878.8) "Polarization-independent folded arrayed waveguide grating" is achieved through folded array A Faraday rotator is placed in front of the reflector of the waveguide grating, so that the original TE (transverse electric mode) becomes TM (transverse magnetic mode), and the original TE becomes TM, so as to realize polarization independence. National invention patent (ZL200810059046.5) "A polarization-insensitive arrayed waveguide grating" separates the two polarization modes through the polarization beam splitter in the input slab waveguide, passes through two sets of arrayed waveguides with independent parameters, and finally passes through the polarization beam combiner in the output slab waveguide. The two polarization modes merge.

然而,以上AWG的偏振色散补偿技术的实现大都需要增加额外器件或额外工艺步骤,使器件的制作变的复杂,性能变低、成本变高。特别是对于具有较大几何双折射的AWG,例如,超小尺寸的硅纳米线AWG,要实现偏振色散补偿,上述方法将变得十分困难,这就限制了该类AWG在光通信中的应用。 However, the implementation of the above-mentioned AWG polarization dispersion compensation technology mostly requires the addition of additional devices or additional process steps, which makes the manufacture of the device more complicated, the performance becomes lower, and the cost becomes higher. Especially for AWGs with large geometric birefringence, such as ultra-small silicon nanowire AWGs, the above method will become very difficult to achieve polarization dispersion compensation, which limits the application of this type of AWGs in optical communications .

发明内容 Contents of the invention

针对背景技术的不足,本发明的目的在于提供一种阵列波导光栅实现均匀偏振补偿的方法,解决传统偏振色散补偿技术对双折射较大的阵列波导光栅存在的偏振色散补偿困难、结构复杂等问题。 In view of the deficiencies in the background technology, the purpose of the present invention is to provide a method for realizing uniform polarization compensation of arrayed waveguide gratings, so as to solve the problems of difficult polarization dispersion compensation and complicated structure of arrayed waveguide gratings with large birefringence in traditional polarization dispersion compensation technology .

本发明的目的是通过以下技术方案来实现的: The purpose of the present invention is achieved through the following technical solutions:

一种阵列波导光栅实现均匀偏振补偿的方法,光从输入波导依次通过输入平板波导区、阵列波导区和输出平板波导区传播至输出波导时经过阵列波导区中相邻两波导所对应的总光程差由输入平板波导区、阵列波导区和输出平板区中的光程差共同决定;输入平板波导区、阵列波导区和输出平板波导区的各自的两偏振态模式之间均存在双折射差异;阵列波导区中的两种偏振态使用不同衍射级次后,余下的偏振波长漂移由输入平板波导区和输出平板波导区共同补偿;输入平板波导区和输出平板波导区的波导上包层材料的选取由阵列波导区中的波导材料、波导结构和设计中对偏振色散补偿的要求共同决定;输入平板波导区、输出平板波导区和阵列波导区的几何形状由阵列波导区中的波导材料、波导结构和设计中对偏振色散补偿的要求共同决定,从而达到对阵列波导光栅各输出通道波长的均匀偏振色散补偿要求。 A method for achieving uniform polarization compensation with an arrayed waveguide grating. When light propagates from an input waveguide through an input slab waveguide area, an arrayed waveguide area, and an output slab waveguide area to an output waveguide, it passes through the total light corresponding to two adjacent waveguides in the arrayed waveguide area. The path difference is jointly determined by the optical path difference in the input slab waveguide area, the array waveguide area and the output slab waveguide area; there are birefringence differences between the respective two polarization states of the input slab waveguide area, array waveguide area, and output slab waveguide area ; After using different diffraction orders for the two polarization states in the arrayed waveguide area, the remaining polarization wavelength shift is jointly compensated by the input slab waveguide area and the output slab waveguide area; the waveguide upper cladding material of the input slab waveguide area and the output slab waveguide area The selection of the waveguide is determined by the waveguide material in the arrayed waveguide area, the waveguide structure and the requirements for polarization dispersion compensation in the design; The requirements for polarization dispersion compensation in the waveguide structure and design are jointly determined, so as to achieve the uniform polarization dispersion compensation requirements for each output channel wavelength of the arrayed waveguide grating.

所述的阵列波导区中的两种偏振态即横电模TE模和横磁模TM模,采用不同衍射级次后余下的偏振波长漂移由输入平板波导区和输出平板波导区共同补偿;即:输入平板波导区的长度差为∆L 0,输出平板波导区中的长度差为∆L,阵列波导区中的长度差为∆La ∆L 0∆L∆La 三者之间的关系为和

Figure 2011102191940100002DEST_PATH_IMAGE001
,其中表示横电模TE在输入平板波导区输出平板波导区的有效折射率且随波长而变化, 表示横电模TE在阵列波导区中的有效折射率且随波长而变化,表示横磁模TM在输入平板波导区输出平板波导区的有效折射率且随波长而变化,
Figure 2011102191940100002DEST_PATH_IMAGE003
表示横磁模TM在阵列波导区中的有效折射率且随波长而变化;m为衍射级次且是大于零的正整数,i表示横电模TE和横磁模TM之间衍射级次的差异且是非零的整数。 The two polarization states in the arrayed waveguide region, that is, the transverse electric mode TE mode and the transverse magnetic mode TM mode, after adopting different diffraction orders, the remaining polarization wavelength drift is jointly compensated by the input slab waveguide region and the output slab waveguide region; that is : The length difference in the input slab waveguide area is ∆L 0 , the length difference in the output slab waveguide area is ∆L , the length difference in the array waveguide area is ∆L a , and the length difference between ∆L 0 , ∆L and ∆L a The relationship between and
Figure 2011102191940100002DEST_PATH_IMAGE001
,in Represents the effective refractive index of the transverse electric mode TE in the input slab waveguide region and the output slab waveguide region and varies with wavelength, represents the effective refractive index of the transverse electric mode TE in the arrayed waveguide region and varies with wavelength, represents the transverse magnetic mode TM The effective refractive index in the input slab waveguide region and the output slab waveguide region varies with wavelength,
Figure 2011102191940100002DEST_PATH_IMAGE003
Indicates the effective refractive index of the transverse magnetic mode TM in the arrayed waveguide region and changes with the wavelength; m is the diffraction order and is a positive integer greater than zero, and i indicates the diffraction order between the transverse electric mode TE and the transverse magnetic mode TM difference and is a non-zero integer.

所述的输入平板波导区和输出平板波导区的波导上包层材料与阵列波导区的波导上包层材料相同或者是不相同,它的选取完全由阵列波导区中的波导材料、波导结构和设计中对偏振色散补偿的要求共同决定。 The waveguide upper cladding material of the input slab waveguide area and the output slab waveguide area is the same or different from the waveguide upper cladding material of the arrayed waveguide area, and its selection is completely determined by the waveguide material in the arrayed waveguide area, the waveguide structure and The requirements for polarization dispersion compensation in the design are jointly determined.

所述的阵列波导区中的波导材料、波导结构和设计中对偏振色散补偿的要求确定后,输入平板波导区、输出平板波导区和阵列波导区的几何形状由所设计波长范围内的中心波长λ0mi决定,即由关系式 After the waveguide material in the arrayed waveguide area, the waveguide structure, and the requirements for polarization dispersion compensation in the design are determined, the geometric shapes of the input slab waveguide area, output slab waveguide area, and arrayed waveguide area are determined by the central wavelength within the designed wavelength range λ 0 , m and i are determined by the relation

Figure 12367DEST_PATH_IMAGE004
决定。
Figure 12367DEST_PATH_IMAGE004
Decide.

输入平板波导区和阵列波导区的交界曲线中心的切线与输入平板波导区的光轴的夹角α为30°<α<90°和90°<α<150°中的某一角度;输出平板波导区和阵列波导区的交界曲线中心的切线与输出平板波导区的光轴的夹角α为30°<α<90°和90°<α<150°中的某一角度,并且所述夹角α由输入平板波导区的长度差∆L 0和阵列波导区中的中间阵列波导的中心和相邻阵列波导中心连线的距离决定。 The angle α between the tangent line of the center of the boundary curve between the input slab waveguide area and the array waveguide area and the optical axis of the input slab waveguide area is an angle between 30°<α<90° and 90°<α<150°; the output plate The angle α between the tangent line of the center of the boundary curve of the waveguide area and the arrayed waveguide area and the optical axis of the output slab waveguide area is an angle between 30°<α<90° and 90°<α<150°, and the included angle The angle α is determined by the length difference ∆L 0 of the input slab waveguide area and the distance between the center of the middle array waveguide in the array waveguide area and the line connecting the center of the adjacent array waveguide.

本发明具有的有益效果是: The beneficial effects that the present invention has are:

1.本发明所公开的一种阵列波导光栅实现均匀偏振补偿的方法可以完全补偿由信号光偏振态引起的阵列波导光栅的各输出信道波长偏移,在不增加额外器件和不改变AWG基本部分的前提下实现各信道波长的均匀偏振补偿。 1. A method for implementing uniform polarization compensation of an arrayed waveguide grating disclosed in the present invention can fully compensate the wavelength shift of each output channel of the arrayed waveguide grating caused by the polarization state of the signal light, without adding additional devices and without changing the basic part of the AWG Under the premise of achieving uniform polarization compensation of each channel wavelength.

2. 本发明所公开的一种阵列波导光栅实现均匀偏振补偿的方法,它适用于存在双折射的各种波导材料和波导结构,特别适用于具有较大几何双折射的波导材料和波导结构,例如,用于光互连的基于SOI材料的硅纳米阵列波导光栅。 2. A method for realizing uniform polarization compensation of an arrayed waveguide grating disclosed in the present invention is applicable to various waveguide materials and waveguide structures with birefringence, especially for waveguide materials and waveguide structures with large geometric birefringence, For example, silicon nanoarray waveguide gratings based on SOI materials for optical interconnection.

附图说明 Description of drawings

图1是本发明的原理结构示意图。 Fig. 1 is a schematic diagram of the principle structure of the present invention.

图2是阵列波导区中的中间阵列波导的中心和相邻阵列波导中心的连线的放大图。 Fig. 2 is an enlarged view of the center of the middle arrayed waveguide in the arrayed waveguide region and the connecting line between the centers of adjacent arrayed waveguides.

图3是图1中输出平板波导区的放大图。 FIG. 3 is an enlarged view of the output slab waveguide region in FIG. 1 .

图4是输入平板波导区和输出平板波导区采用的波导结构示意图。 Fig. 4 is a schematic diagram of a waveguide structure used in the input slab waveguide area and the output slab waveguide area.

图5是阵列波导区采用的条形波导结构示意图。 Fig. 5 is a schematic diagram of a strip waveguide structure used in the arrayed waveguide region.

图6是阵列波导区采用的脊形波导结构示意图。 Fig. 6 is a schematic diagram of a ridge waveguide structure used in the arrayed waveguide region.

图7是公式5中的

Figure 2011102191940100002DEST_PATH_IMAGE005
在上包层分别为空气、二氧化硅和SU-8聚合物的情况下随波长的变化情况。 Figure 7 is in Equation 5
Figure 2011102191940100002DEST_PATH_IMAGE005
The variation with wavelength when the upper cladding is air, silica and SU-8 polymer respectively.

图8是采用本发明所述的方法设计的一个8×8均匀偏振补偿AWG的输出频谱图。 FIG. 8 is an output spectrum diagram of an 8×8 uniform polarization compensation AWG designed by the method of the present invention.

图9是在3种不同的偏振补偿方法下得到的各通道的偏振相关波长漂移情况比较图。 FIG. 9 is a comparison diagram of polarization-related wavelength drift of each channel obtained under three different polarization compensation methods.

图中:1、输入波导,2、输入平板波导区,3、阵列波导区,4、输出平板波导区,5、输出波导,6、输入平板波导区和阵列波导区的交界曲线中心的切线,7、输入平板波导区的光轴,8、罗兰圆的直径,9、输入波导末端所在的罗兰圆,10、阵列波导末端所在的光栅圆,半径为R,11、输出平板波导区和阵列波导区的交界曲线中心的切线,12、某一输出波导与阵列波导中心的连线,13、输出平板波导区的光轴,14、阵列波导区的中间阵列波导的中心与相邻的阵列波导中心的连线。 In the figure: 1, input waveguide, 2, input slab waveguide area, 3, array waveguide area, 4, output slab waveguide area, 5, output waveguide, 6, tangent line of the junction curve center of input slab waveguide area and array waveguide area, 7. The optical axis of the input slab waveguide area, 8. The diameter of the Rowland circle, 9. The Rowland circle where the end of the input waveguide is located, 10. The grating circle where the end of the array waveguide is located, with a radius of R, 11. The output slab waveguide area and the array waveguide 12. The connection line between a certain output waveguide and the center of the arrayed waveguide, 13. The optical axis of the output slab waveguide area, 14. The center of the middle arrayed waveguide in the arrayed waveguide area and the center of the adjacent arrayed waveguide connection.

具体实施方式 Detailed ways

下面结合附图和实施例对本发明作进一步说明。 The present invention will be further described below in conjunction with drawings and embodiments.

如附图1和附图3所示,本发明所述的方法为:光从输入波导1依次通过输入平板波导区2、阵列波导区3和输出平板波导区4传播至输出波导5时经过阵列波导区3中相邻两波导所对应的总光程差由输入平板波导区2中的光程差、阵列波导区3中的光程差

Figure 477590DEST_PATH_IMAGE006
和输出平板区4中的光程差
Figure 810482DEST_PATH_IMAGE008
共同决定,其中是输入平板波导区2和输出平板波导区4中的有效折射率,
Figure 634268DEST_PATH_IMAGE012
是阵列波导区3中的有效折射率,
Figure 838984DEST_PATH_IMAGE014
Figure 726300DEST_PATH_IMAGE016
Figure 395178DEST_PATH_IMAGE018
分别是对应相邻阵列波导的光路在输入平板波导区2、阵列波导区3和输出平板波导区4中的长度差。输入平板波导区2、阵列波导区3和输出平板波导区4的各自的两偏振态模式之间均存在双折射差异;阵列波导区3中两种偏振态使用不同衍射级次后余下的偏振波长漂移由输入平板波导区2和输出平板波导区4共同补偿;输入平板波导区2和输出平板波导区4的波导上包层材料的选取由阵列波导区3中的波导材料、波导结构和设计中对偏振色散补偿的要求共同决定;输入平板波导区2、输出平板波导区4和阵列波导区3的几何形状由阵列波导区3中的波导材料、波导结构和设计中对偏振色散补偿的要求共同决定,从而达到对阵列波导光栅各输出通道波长的均匀偏振色散补偿要求。 As shown in accompanying drawing 1 and accompanying drawing 3, the method described in the present invention is: light from input waveguide 1 sequentially passes through input slab waveguide area 2, array waveguide area 3 and output slab waveguide area 4 and passes through array when propagating to output waveguide 5 The total optical path difference corresponding to two adjacent waveguides in the waveguide area 3 is composed of the optical path difference in the input slab waveguide area 2 and the optical path difference in the arrayed waveguide area 3
Figure 477590DEST_PATH_IMAGE006
and the optical path difference in the output plate region 4
Figure 810482DEST_PATH_IMAGE008
jointly decide, where is the effective refractive index in the input slab waveguide region 2 and the output slab waveguide region 4,
Figure 634268DEST_PATH_IMAGE012
is the effective refractive index in the arrayed waveguide region 3,
Figure 838984DEST_PATH_IMAGE014
,
Figure 726300DEST_PATH_IMAGE016
and
Figure 395178DEST_PATH_IMAGE018
are respectively the length differences of the optical paths corresponding to adjacent arrayed waveguides in the input slab waveguide region 2 , the arrayed waveguide region 3 and the output slab waveguide region 4 . There are birefringence differences between the respective two polarization modes of the input slab waveguide region 2, the array waveguide region 3 and the output slab waveguide region 4; the remaining polarization wavelengths after using different diffraction orders for the two polarization states in the array waveguide region 3 Drift is jointly compensated by the input slab waveguide region 2 and the output slab waveguide region 4; the selection of cladding materials on the waveguides of the input slab waveguide region 2 and the output slab waveguide region 4 is determined by the waveguide material in the arrayed waveguide region 3, the waveguide structure and the design process. The requirements for polarization dispersion compensation are jointly determined; the geometric shapes of the input slab waveguide region 2, output slab waveguide region 4 and array waveguide region 3 are jointly determined by the waveguide material in the array waveguide region 3, the waveguide structure and the requirements for polarization dispersion compensation in the design. Determined, so as to meet the requirement of uniform polarization dispersion compensation for each output channel wavelength of the arrayed waveguide grating.

根据本发明所述,输入平板波导区2和输出平板波导区4的波导上包层材料与阵列波导区3的波导上包层材料相同或者是不相同,它的选取完全由阵列波导区3中的波导材料、波导结构和设计中对偏振色散补偿的要求共同决定。输入平板波导区2和输出平板波导区4采用的波导结构如附图4所示,阵列波导区3的波导结构为附图5或附图6中的一种结构。附图4中的波导芯层材料和下包层材料与附图5和附图6中的波导芯层材料和下包层材料相同,附图4中的波导上包层材料与附图5和附图6中的波导上包层材料相同或者是不同。阵列波导区3中的波导材料是指设计中选用的波导芯层材料、上包层材料和下包层材料,波导结构是指选用波导的芯层结构,即条形(附图5)或脊形(附图6),设计中对偏振色散补偿的要求是指设计中采用的指标条件。 According to the present invention, the waveguide upper cladding material of the input slab waveguide region 2 and the output slab waveguide region 4 is the same or different from the waveguide upper cladding material of the arrayed waveguide region 3, and its selection is completely determined by the arrayed waveguide region 3. The waveguide material, waveguide structure, and design requirements for polarization dispersion compensation are jointly determined. The waveguide structure adopted by the input slab waveguide area 2 and the output slab waveguide area 4 is shown in FIG. 4 , and the waveguide structure of the arrayed waveguide area 3 is a structure in FIG. 5 or FIG. 6 . The waveguide core material and lower cladding material in accompanying drawing 4 are the same as the waveguide core material and lower cladding material in accompanying drawing 5 and accompanying drawing 6, and the waveguide upper cladding material in accompanying drawing 4 is the same as accompanying drawing 5 and accompanying drawing 6 The cladding materials on the waveguides in Fig. 6 are the same or different. The waveguide material in the arrayed waveguide area 3 refers to the waveguide core material, upper cladding material and lower cladding material selected in the design, and the waveguide structure refers to the core structure of the waveguide selected, that is, strip (Fig. 5) or ridge (Figure 6), the requirements for polarization dispersion compensation in the design refer to the index conditions used in the design.

根据本发明所述的具体实施方式并结合图1、图2和图3,输入平板波导区2引入的长度差为

Figure 2011102191940100002DEST_PATH_IMAGE019
,且
Figure 2011102191940100002DEST_PATH_IMAGE021
,输出平板波导区4引入的长度差为
Figure 2011102191940100002DEST_PATH_IMAGE025
,其中,d为阵列波导区3中的中间阵列波导的中心与相邻的阵列波导中心的连线14的距离,即附图2所示(注意,若阵列波导数目为奇数则是最中间一根阵列波导为中间阵列波导,若阵列波导数目为偶数则是最中间两跟阵列波导之一为中间阵列波导,图示所选的相邻阵列波导为右边相邻阵列波导),
Figure 2011102191940100002DEST_PATH_IMAGE027
为输入平板波导区的光轴7和罗兰圆的直径8之间的夹角,
Figure 2011102191940100002DEST_PATH_IMAGE029
是某一输出波导与阵列波导中心的连线12和输出平板波导区的光轴13之间的夹角,即附图3所示(图3中,为了示意明白,标注14代表的连线有一个移位),则该阵列波导光栅的衍射方程为: According to the specific embodiment of the present invention and in conjunction with Fig. 1, Fig. 2 and Fig. 3, the length difference introduced by the input slab waveguide region 2 is
Figure 2011102191940100002DEST_PATH_IMAGE019
,and
Figure 2011102191940100002DEST_PATH_IMAGE021
, the length difference introduced by the output slab waveguide region 4 is and
Figure 2011102191940100002DEST_PATH_IMAGE025
, where d is the distance between the center of the middle arrayed waveguide in the arrayed waveguide region 3 and the connecting line 14 between the centers of the adjacent arrayed waveguides, as shown in Figure 2 (note that if the number of arrayed waveguides is an odd number, then the middle one The root array waveguide is the middle array waveguide. If the number of array waveguides is even, one of the two most middle array waveguides is the middle array waveguide. The adjacent array waveguide selected in the figure is the right adjacent array waveguide),
Figure 2011102191940100002DEST_PATH_IMAGE027
is the angle between the optical axis 7 of the input slab waveguide region and the diameter 8 of the Rowland circle,
Figure 2011102191940100002DEST_PATH_IMAGE029
is the angle between the line 12 between a certain output waveguide and the center of the arrayed waveguide and the optical axis 13 of the output slab waveguide area, as shown in Figure 3 (in Figure 3, for the sake of clarity, the line represented by label 14 has A shift), then the diffraction equation of the arrayed waveguide grating is:

Figure 2011102191940100002DEST_PATH_IMAGE031
(1)
Figure 2011102191940100002DEST_PATH_IMAGE031
(1)

其中,

Figure 2011102191940100002DEST_PATH_IMAGE033
是输入平板波导区2和输出平板波导区4中的有效折射率,是阵列波导区3中的有效折射率,
Figure 198662DEST_PATH_IMAGE016
是对应相邻阵列波导的光路在阵列波导区3中的长度差,m是某一整数衍射级次,
Figure 2011102191940100002DEST_PATH_IMAGE037
是对应的某一波长。根据本发明所述,对波导中的TE和TM模采用不同的衍射级次,即 in,
Figure 2011102191940100002DEST_PATH_IMAGE033
is the effective refractive index in the input slab waveguide region 2 and the output slab waveguide region 4, is the effective refractive index in the arrayed waveguide region 3,
Figure 198662DEST_PATH_IMAGE016
is the length difference of the optical paths corresponding to adjacent arrayed waveguides in the arrayed waveguide region 3, m is a certain integer diffraction order,
Figure 2011102191940100002DEST_PATH_IMAGE037
is the corresponding wavelength. According to the present invention, different diffraction orders are adopted for the TE and TM modes in the waveguide, namely

Figure 2011102191940100002DEST_PATH_IMAGE039
(2)
Figure 2011102191940100002DEST_PATH_IMAGE039
(2)

Figure 2011102191940100002DEST_PATH_IMAGE041
(3)
Figure 2011102191940100002DEST_PATH_IMAGE041
(3)

其中,i是一非零整数且表示TE和TM模之间衍射级次的差异,下标em分别代表TE和TM模。对于所设计波长范围内的中心波长

Figure 2011102191940100002DEST_PATH_IMAGE043
,有
Figure 2011102191940100002DEST_PATH_IMAGE045
,中心波长偏振不敏感的条件为
Figure 2011102191940100002DEST_PATH_IMAGE047
,则平板波导区和阵列波导区中的长度差
Figure 703724DEST_PATH_IMAGE014
可表示为 Wherein, i is a non-zero integer and represents the difference in diffraction order between TE and TM modes, and subscripts e and m represent TE and TM modes, respectively. For the center wavelength within the designed wavelength range
Figure 2011102191940100002DEST_PATH_IMAGE043
,have
Figure 2011102191940100002DEST_PATH_IMAGE045
, the central wavelength polarization insensitive condition is
Figure 2011102191940100002DEST_PATH_IMAGE047
, then the length difference between the slab waveguide region and the arrayed waveguide region
Figure 703724DEST_PATH_IMAGE014
and can be expressed as

Figure 2011102191940100002DEST_PATH_IMAGE049
(4)
Figure 2011102191940100002DEST_PATH_IMAGE049
(4)

从公式4可以看出,一旦确定了衍射级次mi,输入平板波导区2、输出平板波导区4和阵列波导区3的几何形状也将被确定。 It can be seen from formula 4 that once the diffraction orders m and i are determined, the geometry of the input slab waveguide region 2, output slab waveguide region 4 and array waveguide region 3 will also be determined.

根据本发明所述,要实现的是均匀偏振补偿,因此中心波长被补偿后还需考虑其他通道波长的补偿情况。根据公式2、公式3和公式4可以看出,对于某一个输出通道,两偏振态对应的波长漂移为: According to the present invention, what is to be realized is uniform polarization compensation, so after the center wavelength is compensated, the compensation of other channel wavelengths needs to be considered. According to Formula 2, Formula 3 and Formula 4, it can be seen that for a certain output channel , the wavelength shift corresponding to the two polarization states is:

Figure 2011102191940100002DEST_PATH_IMAGE051
(5)
Figure 2011102191940100002DEST_PATH_IMAGE051
(5)

其中,

Figure 2011102191940100002DEST_PATH_IMAGE053
表示TE模和TM模之间总的折射率差异,而是输入平板波导区2和输出平板波导区4中的群折射率,
Figure 2011102191940100002DEST_PATH_IMAGE057
是阵列波导区3中的群折射率。从公式5可以看出,波长偏移 in,
Figure 2011102191940100002DEST_PATH_IMAGE053
represents the total refractive index difference between the TE mode and the TM mode, while is the group refractive index in the input slab waveguide region 2 and the output slab waveguide region 4,
Figure 2011102191940100002DEST_PATH_IMAGE057
is the group refractive index in the arrayed waveguide region 3 . From Equation 5 it can be seen that the wavelength shift

主要和

Figure 141768DEST_PATH_IMAGE059
有关,而
Figure 2011102191940100002DEST_PATH_IMAGE060
又取决于输入平板波导区2和输出平板波导区4中TE和TM模的有效折射率与群折射率、阵列波导区3中TE和TM模的群折射率和补偿系数γ,因此对各个波长最小化
Figure 71809DEST_PATH_IMAGE061
也就最小化了偏振波长漂移。根据
Figure 346932DEST_PATH_IMAGE059
的特征,在设计中选定了阵列波导区3的波导材料后,实现
Figure 928086DEST_PATH_IMAGE061
的最小化有如下可选择方式:调整输入平板波导区2和输出平板波导区4中TE和TM模的有效折射率,即选择合适的输入平板波导区2和输出平板波导区4的上包层材料;偏振补偿系数γ,而γ主要由公式4确定,即由衍射级次m和TE与TM之间的衍射级次差i决定,那就是说,实现均匀偏振补偿需要优化mi;调整阵列波导区3中传输的TE和TM模的群折射率,即波导的结构。 main and
Figure 141768DEST_PATH_IMAGE059
related to
Figure 2011102191940100002DEST_PATH_IMAGE060
It depends on the effective refractive index and group refractive index of TE and TM modes in the input slab waveguide region 2 and the output slab waveguide region 4, the group refractive index and compensation coefficient γ of the TE and TM modes in the arrayed waveguide region 3, so for each wavelength minimize
Figure 71809DEST_PATH_IMAGE061
Polarization wavelength drift is also minimized. according to
Figure 346932DEST_PATH_IMAGE059
The characteristics of , after selecting the waveguide material of the arrayed waveguide region 3 in the design, realize
Figure 928086DEST_PATH_IMAGE061
There are the following optional ways to minimize the slab waveguide region 2 and the output slab waveguide region: adjust the effective refractive index of the TE and TM modes in the slab waveguide region 2 and the output slab waveguide region 4, that is, to select the appropriate upper cladding layer of the input slab waveguide region 2 and the output slab waveguide region 4 Material; polarization compensation coefficient γ, and γ is mainly determined by formula 4, that is, determined by the diffraction order m and the diffraction order difference i between TE and TM, that is to say, to achieve uniform polarization compensation, m and i need to be optimized; adjust The group refractive index of the TE and TM modes transmitted in the arrayed waveguide region 3, that is, the structure of the waveguide.

根据本发明所述,输入平板波导区和阵列波导区的交界曲线中心的切线6与输入平板波导区2的光轴的夹角α为30°<α<90°和90°<α<150°中的某一角度;输出平板波导区和阵列波导区的交界曲线中心的切线11与输出平板波导区4的光轴的夹角α为30°<α<90°和90°<α<150°中的某一角度。其中,输入平板波导区和阵列波导区的交界曲线中心的切线6是根据输入波导末端所在的罗兰圆9和阵列波导末端所在的光栅圆10的切点处作切线而得,并且所述夹角α由输入平板波导区2的长度差和阵列波导区中的中间阵列波导的中心和相邻 According to the present invention, the angle α between the tangent line 6 of the center of the boundary curve between the input slab waveguide region and the arrayed waveguide region and the optical axis of the input slab waveguide region 2 is 30°<α<90° and 90°<α<150° A certain angle in; the angle α between the tangent line 11 of the center of the boundary curve between the output slab waveguide area and the arrayed waveguide area and the optical axis of the output slab waveguide area 4 is 30°<α<90° and 90°<α<150° an angle in . Wherein, the tangent 6 of the center of the boundary curve between the input slab waveguide area and the arrayed waveguide area is obtained by making a tangent line at the tangent point of the Rowland circle 9 where the end of the input waveguide is located and the grating circle 10 where the end of the array waveguide is located, and the included angle α is determined by the length difference of the input slab waveguide region 2 and the center of the middle arrayed waveguide in the arrayed waveguide region and adjacent

阵列波导中心连线14的距离d决定,且满足关系式

Figure 179125DEST_PATH_IMAGE065
。 The distance d between the center line 14 of the arrayed waveguide is determined and satisfies the relation
Figure 179125DEST_PATH_IMAGE065
.

根据本发明所述,实现良好的均匀偏振补偿效果是选择合适的输入平板波导区2与输出平板波导区4的波导上包层材料、偏振补偿系数γ和波导结构的结果。 According to the present invention, achieving a good uniform polarization compensation effect is the result of selecting appropriate waveguide upper cladding material, polarization compensation coefficient γ and waveguide structure of the input slab waveguide region 2 and output slab waveguide region 4 .

接着,我们将以一个具体案例对本发明作进一步说明: Next, we will further illustrate the present invention with a specific case:

选择材料SOI,其中,Si芯层厚度为220nm,掩埋下包层SiO2的厚度为1μm,设计一个信道间距为1.6nm的8×8AWG,均匀偏振补偿的指标要求为各信道波长的漂移小于信道间距的二十分之一。在芯层Si波导的宽度为380nm(该宽度具有一个相对较好的制作容差)下,附图7给出了公式5中的

Figure 195623DEST_PATH_IMAGE061
在上包层分别为空气、二氧化硅和SU-8聚合物的情况下随波长的变化情况,从图中可以看出,选择SU-8作为Si波导的上包层可以得到较小的
Figure 379086DEST_PATH_IMAGE060
值,进而得到较好的偏振补偿效果。另外,在SU-8作为上包层的情况下,TM衍射级次为m=16,TE和TM模的衍射级次差i=4.附图8给出了所设计AWG的频谱图,其中最大信道波长漂移为0.025nm(小于信道间距1.6nm的二十分之一0.08nm)。为了能更好体现本发明的优越性,附图9给出了在3种(方法一、只采用带角度的耦合器设计;方法二、仅使用不同衍射级次设计;方法三、即为本发明所述的采用不同衍射级次和带角度耦合器设计)不同的偏振补偿方法下得到的各通道的偏振波长漂移情况,很显然,本发明所述的偏振补偿方法实现了AWG各信道波长的均匀偏振补偿。 Select the material SOI, in which the thickness of the Si core layer is 220nm, the thickness of the buried lower cladding layer SiO2 is 1μm, and an 8×8AWG with a channel spacing of 1.6nm is designed. The index of uniform polarization compensation requires that the wavelength drift of each channel is less than that of the channel one-twentieth of the distance. Under the condition that the width of the core Si waveguide is 380nm (this width has a relatively good manufacturing tolerance), the accompanying drawing 7 shows the
Figure 195623DEST_PATH_IMAGE061
In the case that the upper cladding is air, silicon dioxide and SU-8 polymer, the change with wavelength can be seen from the figure, choosing SU-8 as the upper cladding of the Si waveguide can get a smaller
Figure 379086DEST_PATH_IMAGE060
value, so as to obtain a better polarization compensation effect. In addition, in the case of SU-8 as the upper cladding layer, the TM diffraction order is m = 16, and the diffraction order difference between the TE and TM modes is i = 4. Accompanying drawing 8 shows the spectrum diagram of the designed AWG, where The maximum channel wavelength shift is 0.025nm (0.08nm less than one-twentieth of the channel spacing of 1.6nm). In order to better reflect the superiority of the present invention, accompanying drawing 9 has provided in 3 kinds (method one, only adopt the coupler design with angle; Method two, only use different diffraction orders to design; Method three, be based on The polarization wavelength drift situation of each channel obtained under the different polarization compensation methods described in the invention using different diffraction orders and band angle coupler design, obviously, the polarization compensation method described in the present invention has realized the AWG each channel wavelength Uniform polarization compensation.

注意,上述实施例是用来解释说明本发明,而不是对本发明进行限制,在本发明的精神和权力要求的保护范围内,对本发明做出的任何修改和改变,都将落入本发明的保护范围。 Note that the above-mentioned embodiments are used to illustrate the present invention, rather than to limit the present invention. Within the spirit of the present invention and the scope of protection of the claims, any amendments and changes made to the present invention will fall within the scope of the present invention. protected range.

Claims (5)

1. A method for realizing uniform polarization compensation of arrayed waveguide grating is characterized in that when light is transmitted to an output waveguide (5) from an input waveguide (1) sequentially through an input slab waveguide region (2), an arrayed waveguide region (3) and an output slab waveguide region (4), the total optical path difference corresponding to two adjacent waveguides in the arrayed waveguide region (3) is determined by the optical path difference in the input slab waveguide region (2), the arrayed waveguide region (3) and the output slab region (4); the method is characterized in that: birefringence differences exist between the two polarization state modes of the input slab waveguide area (2), the array waveguide area (3) and the output slab waveguide area (4); after two polarization states in the array waveguide region (3) use different diffraction orders, the remaining polarization wavelength drift is compensated by the input slab waveguide region (2) and the output slab waveguide region (4) together; the selection of the waveguide upper cladding material of the input slab waveguide region (2) and the output slab waveguide region (4) is determined by the waveguide material in the array waveguide region (3), the waveguide structure and the requirement on polarization dispersion compensation in design; the geometrical shapes of the input panel waveguide area (2), the output panel waveguide area (4) and the array waveguide area (3) are determined by waveguide materials in the array waveguide area (3), waveguide structures and requirements for polarization dispersion compensation in design, so that the requirements for uniform polarization dispersion compensation of the wavelength of each output channel of the array waveguide grating are met.
2. The method of claim 1, wherein the arrayed waveguide grating is configured to implement uniform polarization compensation, and the method further comprises: two polarization states in the array waveguide region (3), namely a transverse electric mode (TE) mode and a transverse magnetic mode (TM) mode, adopt the residual polarization wavelength drift after different diffraction orders and are jointly compensated by the input panel waveguide region (2) and the output panel waveguide region (4); namely: the difference in length in the input slab waveguide region (2) is∆L 0The difference in length in the output slab waveguide region (4) is∆LThe difference in length in the arrayed waveguide region (3) is a∆L∆L 0∆LAnd a∆Lthe relationship between the three is
Figure 2011102191940100001DEST_PATH_IMAGE001
And
Figure 2011102191940100001DEST_PATH_IMAGE003
wherein
Figure 2011102191940100001DEST_PATH_IMAGE005
Represents the effective refractive index of the transverse electric mode TE in the input slab waveguide region (2) and the output slab waveguide region (4) and varies with the wavelength,represents the effective refractive index of the transverse electric mode TE in the arrayed waveguide region (3) and varies with the wavelength,
Figure 2011102191940100001DEST_PATH_IMAGE009
shows the effective refractive index of the transverse magnetic mode TM in the input slab waveguide region (2) and the output slab waveguide region (4) and changes along with the wavelength,
Figure 2011102191940100001DEST_PATH_IMAGE011
represents the effective refractive index of a transverse magnetic mode (TM) in the arrayed waveguide region (3) and changes along with the wavelength;mis a diffraction order and is a positive integer greater than zero,ian integer representing the difference in diffraction orders between the transverse electric mode TE and the transverse magnetic mode TM and being non-zero.
3. The method of claim 1, wherein the arrayed waveguide grating is configured to implement uniform polarization compensation, and the method further comprises: the waveguide upper cladding materials of the input slab waveguide area (2) and the output slab waveguide area (4) are the same as or different from the waveguide upper cladding material of the array waveguide area (3), and the selection of the waveguide upper cladding material is completely determined by the waveguide material in the array waveguide area (3), the waveguide structure and the requirement on polarization dispersion compensation in design.
4. The method of claim 1, wherein the arrayed waveguide grating is configured to implement uniform polarization compensation, and the method further comprises: after the waveguide material, the waveguide structure and the requirement for polarization dispersion compensation in design in the array waveguide region (3) are determined, the geometric shapes of the input panel waveguide region (2), the output panel waveguide region (4) and the array waveguide region (3) are determined according to the central wavelength lambda in the designed wavelength range0mAndidetermining, i.e. from the relation
Figure 2011102191940100001DEST_PATH_IMAGE013
And (6) determining.
5. The method of claim 4, wherein the arrayed waveguide grating is configured to implement uniform polarization compensation, and the method further comprises: the included angle alpha between the tangent (6) of the boundary curve center of the input panel waveguide area and the array waveguide area and the optical axis (7) of the input panel waveguide area is a certain angle of more than 30 degrees and less than 90 degrees and more than 90 degrees and less than 150 degrees; the included angle alpha between the tangent line (11) at the center of the boundary curve of the output slab waveguide region and the array waveguide region and the optical axis (13) of the output slab waveguide region is at an angle of 30 DEG & lt alpha & lt 90 DEG and 90 DEG & lt alpha & lt 150 DEG, and is determined by the length difference of the input slab waveguide region (2)∆L 0And the distance between the center of the middle arrayed waveguide in the arrayed waveguide region (3) and the central connecting line of the adjacent arrayed waveguides.
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CN104914510B (en) * 2015-06-29 2018-03-02 西安交通大学 A kind of design method of the Bragg concave diffraction grating wavelength division multiplexers of double grating two waveband
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CN113721324A (en) * 2021-08-30 2021-11-30 湖南工学院 Light adjustable and wavelength division multiplexing integrated structure
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