CN100452652C - Bi-orthogonal filter design method and its design device - Google Patents
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Abstract
Description
技术领域 technical field
本发明一种双正交滤波器设计方法及其设计装置,尤其涉及一种应用于单载波-频分多址系统(SC-FDMA)的双正交滤波器设计方法及其设计装置。The invention relates to a design method of a bi-orthogonal filter and a design device thereof, in particular to a design method of a bi-orthogonal filter applied to a single carrier-frequency division multiple access system (SC-FDMA) and a design device thereof.
背景技术 Background technique
单载波-频分多址系统是近年来国际上提出来的一种既具备单载波通信功率峰均比特性,又具备多载波通信实现简单和资源调度灵活特性的新型频分多址通信系统,主要应用于宽带移动通信的上行链路解决方案,支持频域扩展技术、频域均衡方法和多用户并发通信场景。在单载波-频分多址系统中,整个宽带信道被分割为若干频谱上正交或拟正交的子信道,每个用户独占不同的子信道。在每个子信道上,用户信息采用单载波传输方式。在单载波-频分多址系统的发射机,为了减少符号间干扰(ISI),并且保证各个子信道频谱的正交性,需要采用发射滤波器对发射脉冲序列进行脉冲成型和频谱成型。同时,在该系统的接收机,需要采用与发射滤波器相对应的接收滤波器对接收信号进行符号定时和相关接收。The single-carrier-frequency-division multiple access system is a new type of frequency-division multiple access communication system that has not only the peak-to-average ratio of single-carrier communication power, but also has the characteristics of simple implementation of multi-carrier communication and flexible resource scheduling. It is mainly used in the uplink solution of broadband mobile communication, and supports frequency domain expansion technology, frequency domain equalization method and multi-user concurrent communication scenarios. In the single carrier-frequency division multiple access system, the entire broadband channel is divided into several orthogonal or quasi-orthogonal sub-channels on the frequency spectrum, and each user exclusively occupies a different sub-channel. On each sub-channel, user information is transmitted using a single carrier. In the transmitter of the single carrier-frequency division multiple access system, in order to reduce the inter-symbol interference (ISI) and ensure the orthogonality of each sub-channel spectrum, it is necessary to use a transmit filter to perform pulse shaping and spectrum shaping on the transmit pulse sequence. At the same time, in the receiver of the system, it is necessary to use a receiving filter corresponding to the transmitting filter to perform symbol timing and correlation reception on the received signal.
目前比较普遍的脉冲成型滤波器包括:根升余弦滚降滤波器和高斯脉冲成型滤波器。前者利用奈奎斯特技术,实现了在相邻符号峰值位置为零的时域冲击响应;后者通过高斯函数,构造了传递函数平滑、没用过零点,且强烈依赖3dB带宽的传递函数。但是,当被应用于单载波-频分多址系统的上行解决方案中时,根升余弦滚降滤波器和高斯脉冲成型滤波器都具有明显的缺陷。通常,为了提高频谱利用率并保持子信道间的正交,发送低通滤波器在频域上需要具有较快的衰减。对于根升余弦滚降滤波器可以通过降低滚降因子来达到这一要求,但是同时随着滚降因子的下降,根升余弦滚降滤波器的时域响应的衰减会显著变慢。较长的时域脉冲波形一方面会造成滤波器截断误差的增大,另一方面会是大大的提高发射端处理的复杂度,这一点对上行传输尤其不利。高斯滤波虽然在时域上比较集中,具有较短的冲击响应,但是绝对带宽远大于升余弦滤波器,很难满足多用户传送的对频谱复用的要求。At present, the more common pulse shaping filters include: root raised cosine roll-off filter and Gaussian pulse shaping filter. The former uses the Nyquist technique to achieve a time-domain impulse response that is zero at the peak position of the adjacent symbol; the latter uses a Gaussian function to construct a transfer function that has a smooth transfer function, no zero-crossing point, and is strongly dependent on the 3dB bandwidth. However, both the root raised cosine roll-off filter and the Gaussian pulse shaping filter have obvious defects when applied in the uplink solution of the single carrier-frequency division multiple access system. Generally, in order to improve spectrum utilization and maintain orthogonality between sub-channels, the transmit low-pass filter needs to have faster attenuation in the frequency domain. For the root raised cosine roll-off filter, this requirement can be met by reducing the roll-off factor, but at the same time, with the decrease of the roll-off factor, the attenuation of the time domain response of the root raised cosine roll-off filter will be significantly slower. On the one hand, a longer time-domain pulse waveform will increase the truncation error of the filter, and on the other hand, it will greatly increase the processing complexity of the transmitting end, which is especially unfavorable for uplink transmission. Although the Gaussian filter is relatively concentrated in the time domain and has a short impulse response, its absolute bandwidth is much larger than that of the raised cosine filter, and it is difficult to meet the requirements of multi-user transmission for spectrum multiplexing.
另一方面,传统的根升余弦滚降滤波器和高斯脉冲成型滤波器应用于单载波-频分多址系统的上行解决方案中时,存在时域和频域无法同时“聚集”的矛盾。当滤波器能够满足在频域的快速衰减,即保证子信道的正交的时候,就无法具有较短的时域冲击响应,无法用阶数较小的FIR滤波器实现,发射机运算复杂度很大;当滤波器具有较短的时域响应时,频域上就无法很好的保持子信道间的正交性,导致通信系统频谱利用率的下降。On the other hand, when the traditional root-raised cosine roll-off filter and Gaussian pulse shaping filter are applied to the uplink solution of the single carrier-frequency division multiple access system, there is a contradiction that the time domain and the frequency domain cannot be "gathered" at the same time. When the filter can meet the fast attenuation in the frequency domain, that is, to ensure the orthogonality of the sub-channels, it cannot have a shorter time-domain impulse response, which cannot be realized with a smaller-order FIR filter, and the operational complexity of the transmitter It is very large; when the filter has a short time-domain response, the orthogonality between sub-channels cannot be well maintained in the frequency domain, resulting in a decrease in the spectrum utilization of the communication system.
发明内容 Contents of the invention
本发明所要解决的技术问题是提供一种双正交滤波器设计方法及其设计装置,可以在通信系统的发射端和接收端分别设计出不同的滤波器对信号进行处理,在满足子信道频域正交和峰均比指标的条件下,能够大大地缩短了发射滤波器的时域长度,降低了发射机的处理复杂度;同时,接收端的双正交滤波器能够达到了与匹配滤波相当的基于符号周期的移位正交性,保证通信系统的性能上没有损失。The technical problem to be solved by the present invention is to provide a biorthogonal filter design method and its design device. Different filters can be designed at the transmitting end and receiving end of the communication system to process the signal. Under the conditions of domain orthogonality and peak-to-average ratio index, the time domain length of the transmitting filter can be greatly shortened, and the processing complexity of the transmitter is reduced; at the same time, the biorthogonal filter at the receiving end can achieve a performance equivalent to that of the matched filter. The shift orthogonality based on the symbol period ensures that there is no loss in the performance of the communication system.
为了解决上述技术问题,本发明所采用的技术方案是:In order to solve the problems of the technologies described above, the technical solution adopted in the present invention is:
提供一种双正交滤波器设计方法,包括如下步骤:A biorthogonal filter design method is provided, comprising the steps of:
步骤1、首先设计出发射滤波器;
步骤2、计算发射滤波器频响;
步骤3、选择目标互功率谱函数,该函数以1/Ts的采样间隔混叠后为一常量;
步骤4、将目标互功率谱函数Rtr[k]与发射滤波器频响Ht[k]在频域上进行相除,或者等效的时域解卷操作;然后将得到的结果进行频域加窗或者等效的时域窗函数卷积操作,加窗后的信号通过逆傅立叶变换变换到时域,对该时域信号h′r[n]进行共轭逆序操作后得到接收双正交滤波器的时域冲激响应hr[n]。
进一步地,所述的步骤1中的设计方法为FIR滤波器设计方法。Further, the design method in
所述步骤3中的目标互功率谱函数为升余弦传递函数。The target cross-power spectrum function in
所述的步骤3中的目标互功率谱函数满足:Rtr[k′]=K′,其中K′为一常量。Rtr[k′]为目标互功率谱函数。The target cross power spectrum function in
进一步地,所述步骤4中的计算公式为:Further, the calculation formula in the
其中,Rtr[k]为目标互功率谱函数,Ht[k]为发射滤波器的频响,win[k]为频域的窗函数,hr[n]为接收滤波器的时域冲激响应,h′r[n]和H′r[n]为中间变量。Among them, R tr [k] is the target cross power spectrum function, H t [k] is the frequency response of the transmit filter, win[k] is the window function in the frequency domain, h r [n] is the time domain of the receive filter Impulse response, h′ r [n] and H′ r [n] are intermediate variables.
同时,本发明还提供一种双正交滤波器设计装置,其特征在于,包括:Simultaneously, the present invention also provides a kind of biorthogonal filter design device, it is characterized in that, comprises:
发射滤波器设计装置,用于利用传统的方法设计出发射滤波器;A launch filter design device is used to design a launch filter using a traditional method;
FFT变换装置,进行FFT变换,以计算发射滤波器频响;The FFT transformation device performs FFT transformation to calculate the transmit filter frequency response;
目标相关函数选择装置,用于选择目标互功率谱函数,该函数以1/Ts的采样间隔混叠后为一常量;The target correlation function selection device is used to select the target cross-power spectrum function, which becomes a constant after aliasing at a sampling interval of 1/T s ;
接收滤波器设计装置,用于将目标互功率谱函数Rtr[k]与发射滤波器频响Ht[k]在频域上进行相除,或者等效的时域解卷操作,得到的结果进行频域加窗或者等效的时域窗函数卷积操作,加窗后的信号通过逆傅立叶变换变换到时域,对该时域信号h′r[n]进行共轭逆序操作后得到接收双正交滤波器的时域冲激响应hr[n]。The receiving filter design device is used to divide the target cross-power spectrum function R tr [k] and the frequency response of the transmitting filter H t [k] in the frequency domain, or the equivalent time-domain deconvolution operation, the obtained As a result, frequency-domain windowing or equivalent time-domain window function convolution operation is performed, and the windowed signal is transformed into the time domain by inverse Fourier transform, and the time-domain signal h′ r [n] is conjugated in reverse order to obtain Time-domain impulse response h r [n] of the receive biorthogonal filter.
进一步地,所述发射滤波器设计装置前还连接有一发射滤波器性能指示选择装置,用于根据实际通信系统的要求,计算出了射滤波的时频设计指标。Further, a transmit filter performance indication selection device is connected before the transmit filter design device, which is used to calculate the time-frequency design index of transmit filter according to the requirements of the actual communication system.
进一步地,所述的目标相关函数选择装置与接收滤波器设计装置之间还设有一傅立叶变换装置,将目标相关函数进行傅立叶变换后,在频域得到目标互功率谱函数。Further, a Fourier transform device is further provided between the target correlation function selection device and the receiving filter design device, and the target cross-power spectrum function is obtained in the frequency domain after Fourier transform is performed on the target correlation function.
本发明的接收滤波器与发射滤波器具有很好的双正交特性,能够达到了与匹配滤波相当的基于符号周期的移位正交性,从而保证通信系统的性能上没有损失;同时,由于发送滤波器的阶数可以控制在较低的范围,当其被应用于上行链路的解决方案中,发射机的运算量就大大降低了。理论分析和仿真结果表明,该滤波器设计方案是一种易于实现,可行的方案。The receiving filter and the transmitting filter of the present invention have good biorthogonal characteristics, and can achieve the shift orthogonality based on the symbol period equivalent to the matched filter, thereby ensuring that there is no loss in the performance of the communication system; at the same time, due to The order of the transmit filter can be controlled in a low range, and when it is applied to the solution of the uplink, the calculation load of the transmitter is greatly reduced. Theoretical analysis and simulation results show that the filter design scheme is easy to implement and feasible.
附图说明 Description of drawings
图1本发明的发射滤波器幅频和相频响应图。Fig. 1 is the magnitude-frequency and phase-frequency response graph of the transmitting filter of the present invention.
图2是发射滤波器峰均比性能统计图。Figure 2 is a statistical diagram of the peak-to-average ratio performance of the transmit filter.
图3是发射滤波器、接收滤波器时域冲激响应图。Figure 3 is a time-domain impulse response diagram of the transmit filter and receive filter.
图4是发射滤波器与接收滤波器时域冲激响应的移位正交性图。Fig. 4 is a graph of shifted orthogonality of the time-domain impulse responses of the transmit filter and the receive filter.
图5是两个相邻子带的发射、接收滤波器频域响应和目标互功率谱(局部)。Figure 5 is the transmit and receive filter frequency domain responses and the target cross-power spectrum (partial) of two adjacent sub-bands.
图6是两个相邻子带的发射、接收滤波器频域响应和目标互功率谱。Figure 6 shows the frequency domain responses of the transmit and receive filters and the target cross-power spectrum of two adjacent subbands.
图7是本发明的双正交滤波器设计装置的结构示意图。FIG. 7 is a schematic structural diagram of a biorthogonal filter design device of the present invention.
具体实施方式 Detailed ways
在通信系统中,如果整个系统响应(包括发射机、信道和接收机)被设计成在接收机端每个抽样时刻只对当前的符号有响应,而对其他符号的响应为零,那么符号间干扰ISI的影响就可以完全被抵消。这个条件在数学上可以表示为:In a communication system, if the entire system response (including transmitter, channel and receiver) is designed to respond to the current symbol at each sampling moment at the receiver, while the response to other symbols is zero, then the inter-symbol The effect of interfering with the ISI can then be completely neutralized. This condition can be expressed mathematically as:
其中,Ts是符号周期,ht是发射滤波器的时域响应,hr是接收滤波器的时域响应,Rtr为相关接收机的输出结果,n是整数,K是非零常数。Among them, T s is the symbol period, h t is the time domain response of the transmit filter, h r is the time domain response of the receive filter, R tr is the output result of the correlation receiver, n is an integer, and K is a non-zero constant.
由于发射滤波器可以根据系统需求的性能指标,采用传统的FIR滤波器设计方法任意设计,因此双正交滤波器设计问题即:已知ht和约束条件式(1),求解hr。Since the transmit filter can be designed arbitrarily by using the traditional FIR filter design method according to the performance index required by the system, the biorthogonal filter design problem is: given h t and constraints (1), solve h r .
根据相关与卷积的关系,式(1)可以表示为如下形式(*表示线性卷积):According to the relationship between correlation and convolution, formula (1) can be expressed in the following form (* indicates linear convolution):
将式(2)变换到频域:Transform formula (2) into frequency domain:
同时,如果对相关接收机的输出结果Rtr进行Ts周期的重采样,由式(1)可得:At the same time, if the output result R tr of the correlation receiver is resampled with T s cycle, it can be obtained from formula (1):
将式(4)变换到频域:Transform equation (4) into the frequency domain:
Rtr[k′]=K′ (5)R tr [k']=K' (5)
由式(1)~式(5)的推导可知:如果发送滤波器与接收滤波器的时域冲激响应的互功率谱以1/Ts的采样间隔混叠后,其结果为一常量;则发送滤波器和接收滤波器的以符号周期Ts为间隔的移位正交性可以得到保证。由式(3)式(4)知,时域相关可以被处理成频域相乘的形式。因此,只要选择满足上述条件的互功率谱函数,就可以由频域谱相除的方法计算出相应与已知发送滤波的双正交接收滤波器。From the derivation of formula (1) ~ formula (5), it can be seen that if the cross-power spectrum of the time-domain impulse response of the transmitting filter and the receiving filter is aliased at a sampling interval of 1/T s , the result is a constant; Then the orthogonality of shifts between the transmit filter and the receive filter at intervals of symbol period T s can be guaranteed. From formula (3) and formula (4), it is known that time domain correlation can be processed into the form of frequency domain multiplication. Therefore, as long as the cross-power spectrum function satisfying the above conditions is selected, the biorthogonal receiving filter corresponding to the known transmitting filter can be calculated by dividing the spectrum in the frequency domain.
在实际应用中,可以选择升余弦滚降滤波器的传递函数来计算目标互功率谱函数,即:In practical applications, the transfer function of the raised cosine roll-off filter can be selected to calculate the target cross power spectrum function, namely:
因此,双正交接收滤波器可以同时频域谱相除方法得到。值得注意的是:在通信系统中,Rtr和Ht都是低通滤波器,因此在阻带范围内的相除有时会出现两个很小的数相除造成结果幅值很大的情况。为避免这种情况造成的失真,需要对谱相除结果进行加窗操作。Therefore, the biorthogonal receive filter can be obtained by the spectral division method in the frequency domain at the same time. It is worth noting that: in the communication system, both R tr and H t are low-pass filters, so the division in the stop band range sometimes results in the division of two very small numbers resulting in a large amplitude . In order to avoid the distortion caused by this situation, it is necessary to perform a windowing operation on the spectral division result.
其中,Rtr[k]为目标互功率谱函数,Ht[k]为发射滤波器的频响,win[k]为频域的窗函数,hr[n]为接收滤波器的时域冲激响应,h′r[n]和h′r[n]为中间变量。Among them, R tr [k] is the target cross power spectrum function, H t [k] is the frequency response of the transmit filter, win[k] is the window function in the frequency domain, h r [n] is the time domain of the receive filter Impulse response, h′ r [n] and h′ r [n] are intermediate variables.
以一个基于多带滤波器组的正交复用多载波上行通信系统(GMC-uplink)作为本发明具体实施环境。其中:子带数目16,上采样倍数18,采用频率4.096MHz,子带带宽300KHz。A multi-band filter bank-based orthogonal multiplexing multi-carrier uplink communication system (GMC-uplink) is used as the specific implementation environment of the present invention. Among them: the number of sub-bands is 16, the up-sampling multiple is 18, the frequency is 4.096MHz, and the sub-band bandwidth is 300KHz.
本发明的双正交滤波器设计方法,包括如下步骤:Biorthogonal filter design method of the present invention, comprises the steps:
步骤1、根据实际通信系统的要求,计算出发射滤波器的时频设计指标:相邻信道泄漏比(Adjacent Channel Leakage Ratio,ACLR)表示发射功率泄漏至第一或者第二相邻信道载波功率的数值,本具体实施例中发射滤波器设计需要达到的子信道正交性要求为:ACLR1<33dB ACLR2<43dB。具体设计指标如下表所示:
步骤2、利用传统的方法设计出发射滤波器:本具体实施例中调用MATLAB 7.0中的滤波器设计工具Filter Design&Analysis Tool设计发射滤波器。发射滤波器幅频和相频响应如图1所示:反映了发射滤波器的频谱性能和相位性能,满足了设计指标。
当采用QPSK调制4子带传输时,发射滤波器的峰均比性能统计如图2所示:峰均比直接影响手机的功耗,只有PAPR满足要求的滤波器才能被应用在无线通信系统中When using QPSK modulation for 4 sub-band transmission, the peak-to-average ratio performance statistics of the transmit filter are shown in Figure 2: the peak-to-average ratio directly affects the power consumption of mobile phones, and only filters with PAPR that meet the requirements can be applied in wireless communication systems
其中: in:
一共统计211272个数据块,MAX(PAPR)<5.4A total of 211,272 data blocks were counted, MAX(PAPR)<5.4
步骤3、选择目标互功率谱函数,该函数以1/Ts的采样间隔混叠后为一常量:本具体施例中选择升余弦滚降滤波器的传递函数作为目标相关函数,滚降因子0.15,冲激响应峰值前后保留8个符号周期。FFT的点数为289点。
步骤4、将目标互功率谱函数Rtr[k]与发射滤波器频响Ht[k]在频域上进行相除,或者等效的时域解卷操作;然后将得到的结果进行频域加窗或者等效的时域窗函数卷积操作,加窗后的信号通过逆傅立叶变换变换到时域,对该时域信号hr′[n]进行共轭逆序操作后得到接收双正交滤波器的时域冲激响应hr[n]。
利用本发明所述方法,设计双正交接收滤波器,滤波器阶数289。滤波器各项性能如下图3、4、5、6所示:反应了本发明的接收滤波器与发射滤波器具有很好的双正交特性,能够达到了与匹配滤波相当的基于符号周期的移位正交性,从而保证通信系统的性能上没有损失;同时由于发射滤波器阶数的减少,大大降低了发射机的处理复杂度。Utilizing the method of the present invention, a dual-orthogonal receiving filter is designed with a filter order of 289. The performance of the filter is shown in Figures 3, 4, 5, and 6 below: it reflects that the receiving filter and the transmitting filter of the present invention have good biorthogonal characteristics, and can achieve a symbol-period-based Shifting orthogonality ensures that there is no loss in the performance of the communication system; at the same time, the processing complexity of the transmitter is greatly reduced due to the reduction of the transmit filter order.
进一步地,本发明还提供一种双正交滤波器设计装置(如图7所示),包括:一个发射滤波器性能指标选择装置1、一个发射滤波器设计装置2、一个FFT(傅立叶)变换装置3、一个目标相关函数选择装置4、一个FFT变换装置5、一个接收滤波器设计装置6。Further, the present invention also provides a biorthogonal filter design device (as shown in Figure 7), comprising: a transmit filter performance
发射滤波器性能指标选择装置1,根据实际通信系统的要求,计算出发射滤波器的时频设计指标。例如截止频率、通带增益、滤波器阶数。为尽可能降低发射机运算复杂度,滤波器阶数要尽量的低,同时,发射滤波器的设计指标需要能够满足无线通信系统对峰均比(PAPR)的要求。由于,本发明所提出的双正交滤波器可以广泛应用于不同的通信系统中,不同的系统对脉冲成型、频谱成型以及峰均比有着不同的要求。具体指标可以从通信系统的设计定义中获得,该装置是现有技术这里不再赘述。The transmit filter performance
一个发射滤波器设计装置2,利用传统的FIR数字滤波器设计方法,设计出满足发射滤波器性能选择装置1输出设计指标的发射滤波器。本设计装置也是现有技术这里不再赘述。A transmit
FFT变换装置3,对装置1设计出的发射滤波器时域冲激响应末端补零后,再进行K点的FFT交换。以获得发射滤波器频响。FFT变换维数等于接收滤波器时域冲激响应长度(阶数)。The
目标相关函数选择装置4,选择满足式(5)所述条件的互功率谱函数,该函数以的1/Ts间隔混叠后为一常量。升余弦滚降滤波器的传递函数式(6)是满足这一条件的特例,可以根据需要选择不同的滚降因子来控制频谱形状。滚降因子的变化范围是从0到1,滚降系数越小频域衰减速度越快。当子信道彼此靠的很近,需要滤波器在频域上快速衰减,滚降系统就要相应的减小。在本具体实施例中,滚降因子选择为0.15。The target correlation
FFT变换装置5,对目标相关函数选择装置4选择的目标相关函数的末端补零后,再进行K点的FFT变换。FFT变换维数等于接收滤波器时域冲激响应长度(阶数)。The FFT transformation means 5 pads the end of the target correlation function selected by the target correlation function selection means 4 with zeros, and then performs the FFT transformation of the K point. The FFT transform dimension is equal to the length (order) of the time-domain impulse response of the receive filter.
接收滤波器设计装置6,将发射滤波器频响与目标互功率谱函数相除获得接收双正交滤波器的频谱,并进行频域的加窗处理,然后计算出接收双正交滤波器的时域冲激响应。The receiving
显然,本领域的技术人员可以对本发明进行各种改动和变型而不脱离本发明的精神和范围。这样,倘若本发明的这些修改和变型属于本发明权利要求及其等同技术的范围之内,则本发明也意图包含这些改动和变型在内。比如,本发明步骤4中也可以采用等效的时域解卷操作;然后将得到的结果进行等效的时域窗函数卷积操作,加窗后的信号通过逆傅立叶变换变换到时域,对该时域信号h′r[n]进行共轭逆序操作后得到接收双正交滤波器的时域冲激响应hr[n]。Obviously, those skilled in the art can make various changes and modifications to the present invention without departing from the spirit and scope of the present invention. Thus, if these modifications and variations of the present invention fall within the scope of the claims of the present invention and their equivalent technologies, the present invention also intends to include these modifications and variations. For example, in
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