CN100369045C - Fast customs clearance method based on biological passport - Google Patents
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Abstract
本发明涉及模式识别技术领域,特别涉及结合人脸检测与识别技术、虹膜提取与识别技术、指纹采集与识别技术、光线处理技术和生物特征加密技术的基于生物护照的快速通方法。包括步骤:首先对生物护照持有者进行生物特征采集,包括面像、指纹和虹膜等特征。将采集后的图像及特征存入嵌入在生物护照中的非接触式大容量IC射频芯片中。在通关时,通关系统读取生物护照中通关者的生物特征数据并与现场采集到的通关者的生物特征数据进行比对,如果比对成功,则允许通关者顺利通关,否则将拒绝通关者通关。
The invention relates to the field of pattern recognition technology, in particular to a bio-passport-based quick pass method combining face detection and recognition technology, iris extraction and recognition technology, fingerprint collection and recognition technology, light processing technology and biometric encryption technology. Included steps: firstly collect biometric features of the biological passport holder, including facial features, fingerprints and irises. The collected images and features are stored in the non-contact large-capacity IC radio frequency chip embedded in the biological passport. During customs clearance, the customs clearance system reads the biometric data of the customs passer in the biological passport and compares it with the biometric data of the customs passer collected on the spot. If the comparison is successful, the customs passer is allowed to pass the customs smoothly, otherwise the passer will be rejected Clearance.
Description
技术领域technical field
本发明涉及模式识别技术领域,特别涉及结合人脸检测与识别技术、虹膜提取与识别技术、指纹采集与识别技术、光线处理技和生物特征加密技术的基于生物护照的快速通关方法。The invention relates to the field of pattern recognition technology, in particular to a rapid customs clearance method based on biological passports combined with face detection and recognition technology, iris extraction and recognition technology, fingerprint collection and recognition technology, light processing technology and biometric encryption technology.
背景技术Background technique
近年来,生物特征识别技术呈现出爆炸式的发展势头。911事件凸显恐怖主义对世界安全的危害,加强边境安全和身份鉴定是打击恐怖主义的有效措施。国际民航组织ICAO于2003年5月28日发布了生物技术应用规划(ICAOBlueprint),以帮助各国建立一个全球化、标准化的身份验证系统。目前欧、美、日本以及世界上的很多国家都准备在短期内逐步使用生物护照。In recent years, biometric identification technology has shown an explosive development momentum. The September 11 incident highlighted the threat of terrorism to world security, and strengthening border security and identity verification is an effective measure to combat terrorism. International Civil Aviation Organization (ICAO) released the Biotechnology Application Plan (ICAO Blueprint) on May 28, 2003 to help countries establish a globalized and standardized identity verification system. At present, Europe, the United States, Japan and many countries in the world are preparing to gradually use biological passports in the short term.
生物护照是指封装一块包含人体生物特征信息的IC芯片的护照。人脸、虹膜、指纹等生物特征被认为是人各有异、终生不变的,因此通过比较IC芯片中的人体生物特征和现场采集的人体生物特征来进行身份鉴定是最可靠的身份鉴定方法。A biological passport refers to a passport that encapsulates an IC chip containing human biometric information. Biometrics such as face, iris, and fingerprints are considered to be different from person to person and remain unchanged throughout life. Therefore, it is the most reliable identification method to conduct identity verification by comparing the human body biometrics in the IC chip with the human body biometrics collected on-site. .
所谓生物特征(BIOMETRICS)识别技术是指通过计算机利用人体所固有的生理特征或行为特征来进行个人身份鉴定。生理特征与生俱来,多为先天性的;行为特征则是习惯使然,多为后天性的。我们将生理和行为特征统称为生物特征。常用的生物特征包括:指纹、掌纹、虹膜、脸像、声音、笔迹等。The so-called biometrics (BIOMETRICS) identification technology refers to the use of the inherent physiological or behavioral characteristics of the human body for personal identification through computers. Physiological characteristics are innate, mostly congenital; behavioral characteristics are dictated by habit, mostly acquired. We refer to physiological and behavioral characteristics collectively as biometrics. Commonly used biometrics include: fingerprints, palm prints, irises, faces, voices, handwriting, etc.
在我们的生物护照快速通关系统中使用脸相、虹膜和指纹特征。本系统的特点包括:Use facial, iris and fingerprint features in our biometric passport fast track system. Features of this system include:
●通关时不需要人工干预,通关速度快;● No manual intervention is required for customs clearance, and the customs clearance speed is fast;
●使用多种防伪技术,安全性高,难以伪造;●A variety of anti-counterfeiting technologies are used, which are highly secure and difficult to forge;
●利用多种生物特征进行身份鉴定,可靠性极高;●Using multiple biometrics for identification, the reliability is extremely high;
●多生物特征融合识别方法可以根据安全性要求的高低灵活运用,使系统可以适用于多种场合;●Multiple biometric fusion identification method can be used flexibly according to the level of security requirements, so that the system can be applied to various occasions;
●核心技术可用于护照,签证,银行信用卡以及其它机器可读证件中;●The core technology can be used in passports, visas, bank credit cards and other machine-readable documents;
●可以进行通缉犯和犯罪嫌疑人鉴别等等。●It can identify wanted criminals and criminal suspects, etc.
由于就生物特征识别技术来讲,单一的生物特征在识别效果方面都会或多或少的存在错误识别的情况。本系统采用多种生物特征融合识别的方式,这将极大地降低错误识别率,同时多生物特征融合机制也带来灵活性和多变性。As far as biometric identification technology is concerned, a single biometric will more or less have misidentification in terms of recognition effect. This system adopts a variety of biological feature fusion recognition methods, which will greatly reduce the error recognition rate, and the multi-biological feature fusion mechanism also brings flexibility and variability.
发明内容Contents of the invention
本发明的目的是提供一种在要求对使用者进行身份鉴别的情况下的基于生物护照的快速通关方法。本方法通过自动的对通关者进行脸相、虹膜、指纹等生物特征的识别来确认通关者与所持生物护照的合法性,从而实现快速的通关过程。系统实物图如图1所示。本系统包括两大部分:The purpose of the present invention is to provide a rapid customs clearance method based on a biometric passport under the condition that the user is required to be authenticated. This method confirms the legitimacy of the passer and the biological passport held by the passer by automatically recognizing the face, iris, fingerprint and other biometric features of the passer, thereby realizing a rapid customs clearance process. The physical picture of the system is shown in Figure 1. This system includes two parts:
1.制卡部分:将通关者的生物特征信息保存到生物护照中。1. Card making part: save the biometric information of the customs passer in the biometric passport.
a)对通关者进行生物特征提取,包括脸相、虹膜和指纹信息。示意图如图2。a) Extract the biometric features of passers-by, including face, iris and fingerprint information. The schematic diagram is shown in Figure 2.
b)将提取出的生物特征进行加密并保存到生物护照中。示意图如图3。b) Encrypt the extracted biometric features and save them in the biometric passport. The schematic diagram is shown in Figure 3.
2.通关部分:通关者携带生物护照进行通关。2. Customs clearance part: Customs passers carry biological passports for customs clearance.
a)通关者携带生物护照进入非接触式读卡器有效识别范围内时,读卡器读取生物护照中的数据进行解密和分析,从而判断生物护照的合法性和有效性。如果合法并有效则进行下一步,否则将拒绝通关者通关。a) When a customs clearance person enters the effective identification range of the non-contact card reader with a biological passport, the card reader reads the data in the biological passport for decryption and analysis, thereby judging the legitimacy and validity of the biological passport. If it is legal and valid, go to the next step, otherwise, the passer will be refused to pass the pass.
b)在通关现场对通关者进行脸相、虹膜和指纹特征的提取,并与生物护照中保存的生物特征数据进行比对。如果比对正确则允许通关,否则将拒绝通关。b) Extract the face, iris and fingerprint features of the passer at the customs clearance site, and compare them with the biometric data stored in the biometric passport. If the comparison is correct, customs clearance is allowed, otherwise customs clearance will be rejected.
附图说明Description of drawings
图1是本发明的基于生物护照的快速通关系统的使用现场效果图;Fig. 1 is the on-site rendering of the rapid customs clearance system based on the biological passport of the present invention;
图2是本发明的基于生物护照的快速通关系统的生物特征提取示意图;Fig. 2 is the biometric feature extraction schematic diagram of the rapid customs clearance system based on biological passport of the present invention;
图3是本发明的基于生物护照的快速通关系统的生物护照注册示意图;Fig. 3 is the bio-passport registration schematic diagram of the rapid customs clearance system based on the bio-passport of the present invention;
图4是本发明的基于生物护照的快速通关系统的生物护照注册流程图;Fig. 4 is the bio-passport registration flowchart of the rapid customs clearance system based on the bio-passport of the present invention;
图5是本发明的基于生物护照的快速通关系统的生物护照通关过程流程图。Fig. 5 is a flow chart of the biological passport customs clearance process of the rapid customs clearance system based on the biological passport of the present invention.
具体实施方式Detailed ways
图4的过程如下:The process in Figure 4 is as follows:
●生物护照的注册过程●Registration process of biological passport
1.获取面像图片及相应的特征模版:1. Obtain facial images and corresponding feature templates:
S4-1通过与电脑连接的摄像头将注册者脸部的视频流捕获进来;S4-1 captures the video stream of the registrant's face through the camera connected to the computer;
S4-2面像注册模块对从视频流中提取出的面像图片进行评估并判断是否符合正脸及正常的表情等要求,如果符合就进行下一步,否则继续提取并评估视频流中的面像图片;S4-2 The facial image registration module evaluates the facial images extracted from the video stream and judges whether they meet the requirements of the frontal face and normal expressions. If they meet, proceed to the next step, otherwise continue to extract and evaluate the facial images in the video stream like picture;
S4-3保存从面像图片中抽取出来的面像特征模板;S4-3 saves the facial feature template extracted from the facial image;
2.获取虹膜图片及相应的特征模版:2. Obtain the iris image and the corresponding feature template:
S4-4通过虹膜采集设备对注册者的虹膜进行图像采集;S4-4 collects images of the registrant's iris through the iris collection device;
S4-5虹膜注册模块对所采集到的虹膜图像进行评估并判断是否符合要求,如果符合要求就进行下一步,否则将提示注册者所采集到的虹膜图像不合要求并重新采集;S4-5 The iris registration module evaluates the collected iris image and judges whether it meets the requirements, if it meets the requirements, proceed to the next step, otherwise it will prompt the registrant that the collected iris image does not meet the requirements and re-acquire;
S4-6保存从虹膜图片中抽取出来的虹膜特征模板;S4-6 saves the iris feature template extracted from the iris picture;
3.获取指纹图片及相应的特征模版:3. Obtain the fingerprint image and the corresponding feature template:
S4-7通过指纹采集仪对注册者的指纹进行图像采集;S4-7 image acquisition of the fingerprint of the registrant through the fingerprint acquisition device;
S4-8指纹注册模块对所采集到的指纹图像进行评估并判断是否符合要求,如果符合要求就进行下一步,否则将提示注册者所采集到的指纹图像不合要求并重新采集;S4-8 The fingerprint registration module evaluates the collected fingerprint image and judges whether it meets the requirements, if it meets the requirements, proceed to the next step, otherwise it will prompt the registrant that the collected fingerprint image does not meet the requirements and re-collect;
S4-9保存从指纹图片中抽取出来的指纹特征模板;S4-9 saves the fingerprint feature template extracted from the fingerprint picture;
4.注册生物护照:4. Registration of biological passport:
S4-10生物护照注册客户端将上述采集到的生物特征图片及相应的特征模板以注册客户端本身的公钥加密后送往安全中心服务器,安全中心服务器会将接受到的数据以生物护照注册客户端的私钥解开后再用注册客户端私钥加密数据然后发向注册客户端,注册客户端将收到的数据加入注册信息头(包含注册客户端ID及相关信息)及数据校验位后写入包含大容量射频卡的护照中,其中射频卡的系统及读写文件密钥为预先设计值,以保证卡在不同的验证客户端可读性。S4-10 The biological passport registration client encrypts the above-mentioned collected biometric pictures and corresponding feature templates with the public key of the registration client itself and sends them to the security center server, and the security center server will register the received data with the biometric passport After unlocking the private key of the client, encrypt the data with the private key of the registered client and send it to the registered client. The registered client will add the received data to the registration information header (including the registered client ID and related information) and the data check digit Then write it into the passport containing the large-capacity radio frequency card, in which the system of the radio frequency card and the key for reading and writing files are pre-designed values to ensure the readability of the card on different verification clients.
图5的过程如下:The process in Figure 5 is as follows:
●生物护照的通关过程●The customs clearance process of the biological passport
1.生物护照的数据读取及真伪判别:1. Data reading and authentication of biometric passports:
S5-1当非接触式读卡器检测到单一的生物护照进入读取有效范围的时候,会以预设的射频卡读取密钥去读取射频卡的数据;S5-1 When the non-contact card reader detects that a single biological passport enters the effective reading range, it will use the preset RF card reading key to read the data of the RF card;
S5-2如果读取数据失败或者是校验位错误,则说明该卡是伪卡或是被非法改动过。此时系统将会报警,并且提示卡是伪造的卡,等待值班人员的处理;否则进行下一步;S5-2 If the reading data fails or the check digit is wrong, it means that the card is a fake card or has been illegally altered. At this time, the system will alarm and prompt that the card is a forged card, waiting for the staff on duty to handle; otherwise, go to the next step;
S5-3生物护照验证客户端会将生物护照所存数据中的注册信息头用本身的公钥加密后送往安全中心服务器,安全中心服务器会以生物护照验证客户端的私钥解密信息头,然后查找到注册时注册客户端的公钥,然后以验证客户端的私钥加密注册客户端的公钥发给验证客户端,验证客户端收到后再以本身的公钥解密数据得到注册客户端的公钥,然后以得到的公钥去解密卡内的生物特征数据(包括图片及模板);S5-3 The biological passport verification client will encrypt the registration information header in the data stored in the biological passport with its own public key and send it to the security center server. The security center server will decrypt the information header with the private key of the biological passport verification client, and then find Register the public key of the client when registering, and then encrypt the public key of the registered client with the private key of the verification client and send it to the verification client. After receiving it, the verification client decrypts the data with its own public key to obtain the public key of the registration client, and then Use the obtained public key to decrypt the biometric data (including pictures and templates) in the card;
S5-4如果解密成功,则说明该卡为真卡,否则就为伪卡,此时系统将会报警,并且提示卡是伪造的卡,等待值班人员的处理。否则进行下一步;S5-4 If the decryption is successful, it means that the card is a genuine card, otherwise it is a fake card. At this time, the system will report to the police, and the prompt card is a fake card, waiting for the staff on duty to handle. Otherwise proceed to the next step;
S5-5则通关系统的第一道门将打开,并提示通关者进入生物特征验证区;S5-5, the first door of the customs clearance system will be opened, and the passer will be prompted to enter the biometric verification area;
2.生物特征验证过程:2. Biometric verification process:
S5-6面像特征的验证:将生物护照中保存的面像特征与在通关现场采集到的面像特征进行比对,达到相似度域值的被认为比对成功并进行下一步,否则系统将指出生物护照与其持有者身份不符,等待值班人员的处理;S5-6 Verification of facial features: compare the facial features saved in the biometric passport with the facial features collected at the customs clearance site, and those that reach the threshold of similarity are considered successful and proceed to the next step, otherwise the system It will be pointed out that the biological passport does not match the identity of its holder, waiting for the handling of the staff on duty;
S5-7指纹特征的验证:将生物护照中保存的指纹特征与在通关现场采集到的指纹特征进行比对,达到相似度域值的被认为比对成功并进行下一步,否则系统将指出生物护照与其持有者身份不符,等待值班人员的处理;S5-7 Verification of fingerprint features: compare the fingerprint features stored in the biometric passport with the fingerprint features collected at the customs clearance site, and those that reach the similarity threshold are considered successful and proceed to the next step, otherwise the system will point out the biometric The passport does not match the identity of its holder, waiting for the staff on duty to handle it;
S5-8虹膜特征的验证:将生物护照中保存的虹膜特征与在通关现场采集到的虹膜特征进行比对,达到相似度域值的被认为比对成功并进行下一步,如果比对不成功,系统将指出生物护照与其持有者身份不符,等待值班人员的处理;S5-8 Verification of iris features: compare the iris features stored in the biometric passport with the iris features collected at the customs clearance site, and those that reach the threshold of similarity are considered successful and proceed to the next step, if the comparison is unsuccessful , the system will point out that the biological passport does not match the identity of the holder, and wait for the on-duty staff to handle it;
S5-9通关系统的第二道门将打开,通关者顺利通关。The second door of the S5-9 customs clearance system will open, and the passers-by will pass through the customs smoothly.
3.灵活的生物护照通关融合策略:考虑到用户对面像、虹膜和指纹等生物特征识别的接受程度,在不影响安全性需求的前提下,为了最大限度地缩短通关时间和提高通关效率,我们提供了灵活的生物护照通关融合策略;3. Flexible integration strategy for customs clearance of biometric passports: Considering the user's acceptance of biometric identification such as face image, iris and fingerprints, and without affecting security requirements, in order to minimize customs clearance time and improve customs clearance efficiency, we Provides a flexible integration strategy for customs clearance of biological passports;
a)面像特征的验证:在面像、虹膜和指纹三个生物特征中,面像识别是最容易被接受的,因为人的容貌是公开的,不像指纹和虹膜那样涉及到深层次的隐私问题,而且面像识别使用简单、识别速度在三个生物特征识别中最快、并且有很高的识别率,所以将面像识别排在识别顺序的第一位比较合理,通关系统现场采集通关者的面像特征并进行相似度判断,然后进入下一步的指纹特征验证;a) Verification of face features: Among the three biometric features of face, iris and fingerprints, face recognition is the most acceptable, because people's appearance is public, unlike fingerprints and irises, which involve deep-seated Privacy issues, and face recognition is easy to use, the recognition speed is the fastest among the three biometric recognition, and has a high recognition rate, so it is reasonable to rank face recognition first in the recognition order, and the customs clearance system collects data on site The facial features of the passers-by are judged by similarity, and then enter the next step of fingerprint feature verification;
b)指纹特征的验证:指纹识别系统是自动生物特征识别系统中使用最普遍的,指纹图像的获取比虹膜图像的获取简单得多,而且用户对指纹提取的接受程度也高于虹膜提取,所以我们将指纹特征的验证放在第二位,通关系统现场采集通关者的指纹特征并进行相似度判断,然后进入下一步的融合判断,指纹特征验证,如果通关者没有通过指纹特征的验证,则系统将指出生物护照与其持有者身份不符,等待值班人员的处理,否则进行下一步;b) Verification of fingerprint features: Fingerprint recognition systems are the most commonly used in automatic biometric recognition systems. The acquisition of fingerprint images is much simpler than that of iris images, and the user's acceptance of fingerprint extraction is also higher than that of iris extraction, so We put the verification of fingerprint features in the second place. The customs clearance system collects the fingerprint features of the passers-by on the spot and judges the similarity, and then enters the next step of fusion judgment, fingerprint feature verification. If the passer does not pass the verification of fingerprint features, then The system will point out that the biological passport does not match the identity of its holder, and wait for the on-duty staff to handle it, otherwise proceed to the next step;
c)将上述得到的面像相似度和指纹相似度进行融合,得到融合后的相似度,将融合后的相似度与已经存在的经过统计训练得到的相似度域值进行比较,比较结果有三种:c) Fusion the facial image similarity and fingerprint similarity obtained above to obtain the fused similarity, compare the fused similarity with the existing similarity threshold obtained through statistical training, and there are three comparison results :
◆验证通过:允许通关者顺利通关;◆Pass the verification: allow the passer to pass the customs smoothly;
◆验证失败:拒绝通关者通关,系统将指出生物护照与其持有者身份不符,等待值班人员的处理;◆Verification failure: If the person who refuses to pass through the customs, the system will point out that the biological passport does not match the identity of the holder, and wait for the staff on duty to handle it;
◆有待进一步的验证:由于面像和指纹识别融合策略无法准确验证通关者的身份,所以需要进行虹膜特征的验证,虹膜是人眼瞳孔外侧的纹理,是终身不变的生物特征,同时由于虹膜位于眼睛内部,所以被损伤和改动的可能性也很小,虹膜识别系统是上述三个生物特征识别系统中识别率最高的系统,但是虹膜图像的采集比面像图像和指纹图像的采集困难,耗时也较长,所以将虹膜特征的验证放到验证顺序的最后一位,如果通过了虹膜特征的验证,则允许通关者顺利通关,否则系统将指出生物护照与其持有者身份不符,等待值班人员的处理。◆Further verification is needed: Since the facial image and fingerprint recognition fusion strategy cannot accurately verify the identity of the passer, it is necessary to verify the iris feature. The iris is the texture outside the pupil of the human eye and is a lifelong biological feature. It is located inside the eye, so the possibility of being damaged and altered is very small. The iris recognition system has the highest recognition rate among the above three biometric recognition systems, but the collection of iris images is more difficult than the collection of facial images and fingerprint images. It also takes a long time, so the verification of iris characteristics is put at the last place in the verification sequence. If the verification of iris characteristics is passed, the passer is allowed to pass the customs smoothly, otherwise the system will point out that the biological passport does not match the identity of the holder, and wait. Handling of staff on duty.
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