Overview issue: Typing regressions in NumPy 2.2 #28076

seberg · 2024-12-30T13:54:26Z

NumPy 2.2 had a lot of typing improvements, but that also means some regressions (at least and maybe especially for mypy users).

So maybe this exercise is mainly useful to me to make sense of the mega-issue in gh-27957.

My own take-away is that we need the user documentation (gh-28077), not just for users, but also to understand better who and why people have to change their typing. That is to understand the two points:

How many users and what kind of users are affected:
- Early "shaping users" of unsupported shapes may be few?
- mypy users of unannotated code are maybe quite many.
And what do they need to do:
- Removing shape types seems easy (if unfortunate).
- Adding --allow-redefinition is easy, avoiding mypy may be more work (maybe unavoidable).
- Are there other work-around? Maybe scipy-lectures is "special" or could hide generic types outside the code users see...

One other thing that I would really like to see is also the "alternatives". Maybe there are none, but I would at least like to spell it out, as in:
Due to ... only thing that we might be able to avoid these regression is to hide it away as from numpy.typing_future import ndarray and that is impractical/impossible because...

CC @jorenham although it is probably boring to you, also please feel free to amend or expand.

Issues that require user action

User issues due to (necessarily) incomplete typing

There are two things that came up where NumPy used to have less precise or wrong typing, but correcting it making it more precise (while also necessarily incomplete as it may require a new PEP) means that type checking can fail:

floating is now used as a supertype of float64 (rather than identity) meaning it (correctly) matches float32, float, etc.
- Incomplete typing means functions may return floating rather than float64 even when they clearly return float64.
- (N.B.: NumPy runtime is slightly fuzzy about this, since np.dtype(np.floating) gives float64, but with a warning because it is not a good meaning.)
There is now some support for shape typing
- Previously, users could add shapes, but these were ignored.
  - E.g. https://github.com/search?q=ndarray%5Btuple&type=code although 1800 files doesn't seem that much.
- Shape typing should not be used currently, because most functions will return shape-generic results, meaning that even correct shapes types will typically just type checking.
  (Users could choose to use this, but probably would need to cast explicitly often.)

There is a mypy specific angle in gh-27957 to both of these, because mypy defaults (but always runs into it) to infer the type at the first assignment. This assignment is likely (e.g. creation) to include the correct shape and float64 type, but later re-assignments will fail.

mypy has --allow-redefinition although it doesn't fix it fully at least for nested scopes in for-loops, mypy may improve this.

The user impact is that:

At least mypy fails even for unannotated code.
Users have to avoid even correct float64 and shape types due to imprecise NumPy type stubs. These previously passed, whether intentional or not.
- For float64 passing previously was arguably a bug, but is still a regression.
- For shapes, this means explicitly broaden correct shapes (not necessary previously)

(I, @seberg, cannot tell how problematic these are, or what options we have to try to make this easier on downstream, short of reverting or including reverting.)

Simple regressions fixed or fixable in NumPy

TYP: False positives in ndarray.__setitem__ with object_ dtype in NumPy 2.2 #27964
The floating change has at least that seems very much fixable with follow-ups, see TYP: inconsistent static typing of float64 addition #28071 (e.g. numpy.zeros(2, dtype=numpy.float64) + numpy.float64(1.0) is clearly float64).
TYP: ndarray.item never typechecks #27977
TYP: np.ndarray.tolist return type seems broken in numpy 2.2.0 #27944
TYP: excessively vague return types from np.dtype and np.ndarray.dtype in numpy 2.2.0 #27945

Type-checkers issues that may impact NumPy

MyPy has already a few new fixed related to issues found in NumPy (not sure all are 2.2 related): Issues related to numpy python/mypy#18343

The text was updated successfully, but these errors were encountered:

jorenham · 2024-12-31T10:43:45Z

Thanks for this analysis; it's spot on 👌🏻

although it is probably boring to you

Boring means predictable, and predictable means prevanteable. So by definition, regressions and bugs aren't boring 😉.

jorenham · 2024-12-31T13:19:46Z

(N.B.: NumPy runtime is slightly fuzzy about this, since np.dtype(np.floating) gives float64, but with a warning because it is not a good meaning.)

Maybe this is type-able if we use @deprecated in combination with the optype.typing.Just trick 🤔 .

jorenham · 2025-01-01T21:37:01Z

I believe that all cases of unannotated code that were valid with numpy<2.2 but invalid with >=2.2 (such as #27957), are limited to mypy, and do not occur with (based)?pyright.

There are two distinct numpy==2.2.0 changes that could cause this. One is related to the ongoing work to support shape-typing, and the other has to do with changes made to float64 and complex128. Both these cases are only an issue for mypy users. But all that's needed to fix this, is to help mypy a bit by add a single type annotation.

shape-typing

The shape-typing mypy issues are all caused by #27211, which changed the shape-type "default" of ndarray from Any to tuple[int, ...]. Without this change, shape-typing simply wouldn't be possible to achieve practice (which has to do with the undefined behavior of @overload in the presence of Any).

With numpy>=2.2.0, the following (valid) code will cause mypy (and only mypy) to report an error:

import numpy as np

x = np.arange(2)
x = x + 1

Incompatible types in assignment (expression has type "ndarray[tuple[int, ...], dtype[signedinteger[Any]]]", variable has type "ndarray[tuple[int], dtype[signedinteger[Any]]]")

Since numpy 2.2.0, the return type of np.arange(2) is an ndarray with a 1-dimensional shape-type, i.e. ndarray[tuple[int], dtype[signedinteger]].
But x + 1 does not (yet) take the shape-types of the input into account, and in this case returns NDArray[signedinteger], which resolves to ndarray[tuple[int, ...], dtype[signedinteger]].
It's not allowed to assign tuple[int, ...] to tuple[int], so it also isn't allowed to assign ndarray[tuple[int, ...], _] to a ndarray[tuple[int], _].

And Mypy only looks at x = np.arange(2) when it infers the type of x, so it immediately determines that x: ndarray[tuple[int], dtype[signedinteger]], even if this is contradicted on the very next line.

So to work around this, we need to help mypy a bit by explicitly annotating x:

import numpy as np
import numpy.typing as npt

x: npt.NDArray[np.integer] = np.arange(2)
x = x + 1

`float64` and `complex128`

Before 2.2.0, float64 and complex128 were incorrectly annotated type-aliases of floating[_64Bit] and complexfloating[_64Bit, _64Bit], respectively. These changes were made in #27334, and apply to complex128 in the same way as float64. So for the sake of brevity, I'll limit this to float64.

This change fixes two large issues:

At runtime, float64 subclasses floating, but the stubs incorrectly annotated float64 as a (restricted) alias of floating. The result is that x: float64 = floating[Any] will now be rejected, as it should (because it's type-unsafe).
float64 is also a subclass of builtins.float, but the stubs did not reflect this. This was causing e.g. x: float = np.float64(42) to be falsely rejected on numpy<2.2.0, even though it's perfectly type-safe.

So for example, mypy (and only mypy) will reject the last of the following example

y = np.array([], np.float64)
y = y + 1

Incompatible types in assignment (expression has type "ndarray[tuple[int, ...], dtype[floating[Any]]]", variable has type "ndarray[tuple[int, ...], dtype[float64]]")

The np.array([], np.float64) expression evaluates to a NDArray[float64] type. But adding 1 to this, results in a NDArray[floating] type. But since numpy>=2.2.0 it's no longer the case that floating is assignable to float64 (because that'd be type-unsafe), so we also can't assign NDArray[floating] to NDArray[float64].

This causes mypy to (falsely) reject y = y + 1, just like it rejected x + 1 in the shape-typing example. We can also work around this in the same way:

y: npt.NDArray[np.floating] = np.array([], dtype=np.float64)
y = y + 1

Important

Note that mypy will (still) accept the following:

y4 = np.array([], dtype=np.float32)
reveal_type(y4 + 1)  # ndarray[tuple[int, ...], dtype[floating[Any]]]
y4 = y4 + 1

We see here that y4 + 1 is inferred as ndarray[tuple[int, ...], dtype[floating[Any]]], which is identical to the type of y + 1.
So the errors that mypy reports are not caused by regressions or bugs; they are the consequence of a necessary improvement. And this is why these reported mypy errors are, in fact, falsy positives.

juanjosegarciaripoll · 2025-01-26T15:53:09Z

I suppose this is related and a symptom that many methods and functions in Numpy 2.2 erase shape information, giving rise to similar problems as mentioned above

import numpy as np
from numpy import float64

a = np.zeros((3, 3, 3), dtype=float64)
output = [a] * 3
output[0] = a[0:1, :, :]

Under mypy this results in a type error for the last line

foo.py:6: error: Incompatible types in assignment (expression has type "ndarray[tuple[int, ...], dtype[float64]]", target has type "ndarray[tuple[int, int, int], dtype[float64]]")  [assignment]

jorenham · 2025-01-26T19:14:42Z

many methods and functions in Numpy 2.2 erase shape information

The lack of shape-typing support for these functions has always been the case. Since NumPy 2.2 we made several functions, including as numpy.zeros, transparent to shape-types.

giving rise to similar problems as mentioned above

import numpy as np
from numpy import float64

a = np.zeros((3, 3, 3), dtype=float64)
output = [a] * 3
output[0] = a[0:1, :, :]

Even if NumPy would have had perfect shape-typing support, your example would still be flagged as invalid, by both mypy and pyright:
The type of output is a list, and list is an invariant type. With perfect shape-typing, it would only accept float64 arrays of shape (3,3,3). But you assign an array of shape (1,3,3). This is type-unsafe, and therefore flagged as invalid by both mypy and pyright.

juanjosegarciaripoll · 2025-01-27T08:23:55Z

This comment builds a straw man argument. First of all, I don't claim that 2.2 introduced shape erasure, but the fact that this information is absent in 2.2 and that creates conflicts with other late changes.

Second, this was a minimal example. A variable would have the same problem. But in any case lists are invariant but the inferred shape for the elements by MyPy is tuple[int, int, int] not (3,3,3). Hence the assignment is correct.

If Numpy chooses now to fixe the size of the arrays in the type that would be yet another extremely unfortunate choice because having inhomogeneous tensor sizes with a similar rank is a valid application. If the dimensions must be fixed that should be declared by the user.

jorenham · 2025-01-27T10:48:28Z

I don't claim that 2.2 introduced shape erasure

And I didn't say that you did claim that 🤷🏻. It's just that I wanted to minimize the probability that someone else would misinterpret it that way (because exactly that has happened before, and it caused a lot of confusion).

A variable would have the same problem.

No, it would be a different error code, and would be limited to mypy, whereas your example is also invalid on pyright.

the inferred shape for the elements by MyPy is tuple[int, int, int] not (3,3,3)

That's indeed the type of a at the moment, but it's far from optimal. So there's a good chance that it'll be changed to a more specific shape-type, such as tuple[Literal[3], Literal[3], Literal[3]]. Once we support shape-typing in ndarray.__getitem__, then a[0:1, :, :] might return tuple[int, int, int], tuple[Literal[1], Literal[3], Literal[3]], or something else entirely. My point is that the shape of an array is part of its type. So assigning an array to a list of arrays with a different is invalid.

If you would've assigned a to a variable instead, then you'd only see an error when you use mypy, and Pyright, for example, would allow it. See the shape-typing section in #28076 (comment) for why exactly that is, and how you can work around it.

If Numpy chooses now to fixe the size of the arrays in the type that would be yet another extremely unfortunate choice because having inhomogeneous tensor sizes with a similar rank is a valid application.

Hmm I don't really understand I'm afraid 🤔.
As the name suggests, the purpose of shape-typing is to statically describe the shape of arrays, not only the number of dimensions. And since the shape-type parameter and the tuple types are covariant, I don't see how that would make same-rank operations invalid.

But at the moment, using Literal as axis-type won't really work, because type-checkers tend to upcast e.g. Literal[42] to int when operated upon. There have been some ideas put forward, such as a LiteralInt, and refinement types, as a solution to this (see e.g. https://docs.google.com/presentation/d/11IKAfpS_ODE_TXmBK4BlVzx4stAcOAECOS-LF_sAzhM/edit). But both are incredibly complicated to implement, and I don't expect a solution anytime soon.
So for the foreseeable future, "shape-typing" will actually mean "rank-typing" (i.e. with the tuple-of-ints types). Anything more than that will realistically require a PEP, and a rather beefy one at that.

seberg · 2025-01-27T11:23:08Z

Hmm I don't really understand I'm afraid 🤔.
As the name suggests, the purpose of shape-typing is to statically describe the shape of arrays, not only the number of dimensions

Any additional future type information can lead to similar things. Maybe shape-typing vs. rank-typing won't happen (even ever), but when/if it does there will be code as in the example that starts failing type-checking, because the exact shape nees to now be explicitly shape erasure.

If I understand correctly, this is a clear example where shape typing (not restricted to mypy) is inconvenient because the user must explicitly type less restrictive. I.e. where it fails Stéfan's rule of "untyped code should always pass".

We can decide that the advantages of this are larger than the disadvantages especially long-term. But the truth is that I doubt old discussions/pushes about shape typing really took these downsides into account. So we need to be very clear about them and understand how much they affect users (compared to the long-term benefits of correct shapes).
Right now, we are in the unfortunate situation that shape typing has very limited use, but does (occasionally?) require users to explicitly erase the shape.

jorenham · 2025-01-27T12:18:48Z

If I understand correctly, this is a clear example where shape typing (not restricted to mypy) is inconvenient because the user must explicitly type less restrictive. I.e. where it fails Stéfan's rule of "untyped code should always pass".

If I remember correctly, Stéfan's rule only applied to valid untyped code. So it doesn't apply to the example of @juanjosegarciaripoll: list is invariant, and therefore only accepts arrays that have the same exact shape. Updating a list with an array of a different shape is type-unsafe. But before NumPy 2.2, type-checkers wouldn't tell you that.

This is what I mean with "type-unsafe":

import numpy as np
from typing import NewType

# library

Size = NewType("Size", int)
type SquareMatrix[N: Size, T: np.number] = np.ndarray[tuple[N, N], np.dtype[T]]

def list_matmul[N: Size, T: np.number](matrices: SquareMatrix[N, T], /) -> SquareMatrix[N, T]:
    out = matrices[0].copy()
    for matrix in matrices[1:]:
        out @= matrix
    return out

...

# user code

pauli = [
    np.array([[0,   1], [1,  0]], np.complex128),
    np.array([[0, -1j], [1j, 0]], np.complex128),
    np.array([[1,   0], [0, -1]], np.complex128),
]
list_matmul(pauli)  # accepted, and returns `np.eye(2) * 1j`

pauli.extend(pauli[1])  # woops, forgot the `:`  <-- type checker error
list_matmul(pauli)  # raises a `ValueError`

Maybe it's not the best example, but the outcome is the same if you append a non-square matrix, e.g. of shape (1, 2). Type-checkers are meant to prevent such mistakes, and NumPy 2.2 makes it easier for them to do so.

seberg · 2025-01-27T12:31:22Z

Updating a list with an array of a different shape is type-unsafe

But I think the important thing to accept it, is that this is only type-unsafe if you assume that typing shapes is the correct/useful level of abstraction for (NumPy) array typing! And that was not the status-quo.

We can argue that clearly shapes are important, just like in your example. But that doesn't mean it right or even useful for all code.
And I think we have to accept that it may be nicer if in the example you would have to type it as pauli : List[SquareMatrix] = to check the shapes, rather than pauli defaulting to it. Of course, I don't think that is possible...

jorenham · 2025-01-27T13:06:17Z

But I think the important thing to accept it, is that this is only type-unsafe if you assume that typing shapes is the correct/useful level of abstraction for (NumPy) array typing! And that was not the status-quo.

That's a very good point. And I agree that we should've thought it through better. _{But I'm not sure if that would've been enough, given that it was one of those "unknown unknowns".

But now that we have mypy_primer running, I'm a lot more confident that we can prevent such mistakes in the future.}

But either way, even if we would've done everything right, then that list_matmul example would still raise a ValueError; with or without shape-types. Without shape-typing it would theoretically be type-safe, but at runtime, it's just as unsafe.

Shape typing is an ongoing issue numpy/numpy#28076

Jeitan · 2025-03-19T00:08:13Z

I have a related question, I think, though if it should go somewhere else let me know - I tried to follow the above comments regarding float and np.floating but I'm a bit lost. What is the "right" way to handle float vs np.floating in user code? I'm running afoul of np.floating[Any] not being assignable to float, but all I'm doing is taking the output of np.max() and trying to use it where a float is expected (in this case, in a matplotlib function).

Like so, if you'll pardon the extremely short non-reproducible example to get the idea:

exts = (np.min(xvals), np.max(xvals), np.min(yvals), np.max(yvals))
ax.imshow(twodeearray, extent=exts)

The checker in question is basedpyright running "standard" checks. I'm not quite sure what to do about such a thing without hacking up my code...

jorenham · 2025-03-19T00:49:20Z

I have a related question, I think, though if it should go somewhere else let me know - I tried to follow the above comments regarding float and np.floating but I'm a bit lost. What is the "right" way to handle float vs np.floating in user code? I'm running afoul of np.floating[Any] not being assignable to float, but all I'm doing is taking the output of np.max() and trying to use it where a float is expected (in this case, in a matplotlib function).

In the NumPy 2.2.0 release we made np.float64 an actual subclass both np.floating and float (the builtins one). Before 2.2.0, it was simply an alias of np.floating, which was incorrect for several reasons, which I outlined in #27334.

One of the consequences of this incorrect definition on numpy<2.2, is that type-checkers allowed you to assign x: np.floating to y: np.float64. But since float64 is a subclass of floating (at runtime), that shouldn't be allowed, because it is type-unsafe. To see why, consider this example:

import numpy as np

x: np.floating = np.float32()
y: np.float64 = x

So you're effectively assigning a float32 to float64 here, which is clearly type-unsafe. Before NumPy 2.2, this was just as invalid as it is now. But because float64 was incorrectly defined, type checkers could see that this was, in fact, an error.

I understand that it can be frustrating to have to change a lot of your annotations. But it's not because of a regression that you have to do that. It's because your annotations were type-unsafe, and NumPy 2.2 made it possible for type-checkers to help you fix it.

jorenham · 2025-03-19T00:59:31Z

Like so, if you'll pardon the extremely short non-reproducible example to get the idea:

exts = (np.min(xvals), np.max(xvals), np.min(yvals), np.max(yvals))
ax.imshow(twodeearray, extent=exts)
The checker in question is basedpyright running "standard" checks. I'm not quite sure what to do about such a thing without hacking up my code...

The matplotlib stubs annotate the extent parameter of Axes.imshow as

extent: tuple[float, float, float, float] | None = ...,

https://github.com/matplotlib/matplotlib/blob/c887ecbc753763ff4232041cc84c9c6a44d20fd4/lib/matplotlib/axes/_axes.pyi#L480

So it doesn't accept floating, and before NumPy 2.2.0, it also didn't accept float64. If you think that it should accept something like tuple[floating * 4], then you should probably raise that with matplotlib.

Jeitan · 2025-03-19T15:10:22Z

So it seems like NumPy is (and I guess always has been) actually incompatible with the built-in float? Okay ... then is asking matplotlib to change their behavior (which no I don't think is the right thing) the only option to satisfy the type-checkers? Or using cast? I'm honestly seeking advice here since the very top of this thread is talking about user documentation.

jorenham · 2025-03-19T15:48:22Z

So it seems like NumPy is (and I guess always has been) actually incompatible with the built-in float?

Before NumPy 2.2, type-checkers rejected x: float = np.float64(), but this is now allowed. But for the same reasons as I mentioned before, illegal: np.float64 = float() is not allowed.

Okay ... then is asking matplotlib to change their behavior (which no I don't think is the right thing) the only option to satisfy the type-checkers?

I at runtime matplotlib accepts both float and np.floating input, then the type annotations should also reflect that. So asking them to fix it is indeed an option. You could also consider submitting a PR yourself.

Jeitan · 2025-03-19T17:57:02Z

Based on your explanation, I think the thing that is biting me the most is this, from the original post:

Incomplete typing means functions may return floating rather than float64 even when they clearly return float64.

In particular, for me, it's fftfreq returning an array with type floating[Any], which then propagates down through the rest of my code. I'll keep watching for updates!

edited for typo

jorenham · 2025-03-19T18:48:13Z

Based on your explanation, I think the thing that is biting me the most is this, from the original post:

Incomplete typing means functions may return floating rather than float64 even when they clearly return float64.

In particular, for me, it's fftfreq returning an array with type floating[Any], which then propagates down through the rest of my code. I'll keep watching for updates!

Yea that's understandable. I've had similar issues like that in a library I maintain that uses NumPy, so I understand how annoying it can be when you're forced to cast(np.float64, why_isnt_this_annotated_as_f64).

For what it's worth, we're putting a lot of work into improving the type signatures, e.g. by narrowing the return type in cases like yours. You can follow the progress at https://github.com/numpy/numtype, and you're welcome to help us out if feel like it, e.g. by raising issues or opening PR's for sub-optimally annotated functions like fftfreq (for which I already opened numpy/numtype#339, btw).

Jeitan · 2025-03-19T19:25:03Z

Thanks for all the info! I had run across numtype before but not realized that it was basically the future of numpy typing. I'll check it out!

This code uses dicts as pseudo-records a lot and therefore the typing is sloppier than I would ideally like. For clarity, sm_make_map was folded into sm_make_maps and the loop unrolled. So as not to be using one dict for two radically different things, up in make_movies, the alternative threads/no-threads code paths needed to be split apart. Some of the functions in calibrate.py were incorrectly annotated in an earlier commit; this is corrected now I can see what their callers actually supply. In a few places we use the experimental shape typing from numpy 2.2; this should be removed with prejudice if it causes any problems whatsoever (see numpy/numpy#28076 ) but it does seem to work for the very limited case this code wants, i.e. “this is a 2-d matrix”.

…ying class (such as np.float32) looking at microsoft/pyright#9051, they declined to fix it themselves, and suggested instead that the used must add a # pyright: ignore or # type: ignore directive to suppress this error. Numpy is working to resolve them: numpy/numpy#28076 and has already done so with npfloat64 (which I can verify in our errors) -- see numpy/numpy#27957 .

seberg added the 41 - Static typing label Dec 30, 2024

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Static code analysis errors with numpy 2.2.0 phasorpy/phasorpy#158

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NumPy >= 2.1.0 causes MyPy failures pola-rs/polars#20561

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TYP: Better ndarray binop return types for float64 & complex128 #28108

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Overview issue: Typing regressions in NumPy 2.2 #28076

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