Aldehydes and Ketones: Synthesis and Reactions
Aldehydes and Ketones: Synthesis and Reactions
C O 2 + −
C O lone pairs in sp orbitals C O C O C O
O - O O
Nu O base
C + Nu- C C - C
R R R R RCH2 R RCH R
1
2.1. Synthetic Routes to Aldehydes and Ketones
O
R' O
[O]
RCH2OH [O]
RCHOH
R H
R R'
a) Aldehydes
Me Me O
PCC
CHCH2CH2CH2OH CHCH2CH2C
CH2Cl2
Me Me H
N
- 2
H ClCrO3
b) Aldehydes and Ketones: ozonolysis
O O
O3, CH2Cl2 Zn
+
-78 oC AcOH H H
62%
[O]
c) Ketones: Jones oxidation H2O2
Na2Cr2O7
H2O, H2SO4
OH O
menthol menthone
O OH O
1. CH3MgBr Na2Cr2O7
Ph CH CH3 C
+ H2O, H2SO4
Ph H 2. H3O Ph CH3
racemic
3
2.1.2 Electrophilic aromatic substitution
OMe
O O
O
1. O , AlCl3
MeO
2. HCl, H2O
93%
Cl
-78 oC
+ Et2CuLi
O Et2O O
4
2.3. Acidity and Enolization of Aldehydes and Ketones
C O
H
O H+
H+
C C Keq (keto-enol)
for acetone in water
R 1.5 X 10-7
Enolate
HO O H
C C C
R [enol] R
Keq = [keto]
Enol form Keto form
7
-Dicarbonyl compounds
➢ exist primarily in the enol form
➢ enol more stable:
1. conjugated π systems
2. stabilization of the enol through hydrogen bonding
8
2.3.2 Generation of enols through acid catalysis
+ H H H
O O O O
+
H
+
H H H +
+ H3O
base (= H2O)
H is much more acidic
since the protonated
carbonyl is a much better
electron sink
9
2.3.3. Keto-enol tautomerism: Deuterium exchanges
-hydrogens that can adopt the required conformation for enol or enolate formation will be
exchanged for deuterium atoms
O O
-
CH3 D2O, OD CH3
CH3 CD3
H H D D
O + O
D2O, D3O
(Me)2CH H (Me)2CD H
10
2.3.4 Keto-enol tautomerism: Racemizations
O - O
- Ph O -
Ph EtO /EtOH EtO /EtOH Ph
CH3 CH3
H CH3 H3C CH3 H3C H
racemic ketone
Anionic form: -carbon is planar can be protonated from either face
11
- +
O OK O
CH2CH=CH2 10% KOH CH2CH=CH2 CH2CH=CH2
EtOH
CH CH3 CH
3 3
12
2.3.5 General base induced formation of enolate ions
• pKa values for the hydrogens of simple aldehydes or ketones: 19-20 (more acidic than
ethyne, pKa = 25 , far more acidic than ethene pKa = 44 or of ethane pKa = 50 )
pKa of about 35
13
Equilibrium that lies to the left
Keq < 1
Weaker Acid
Equilibrium that lies to the left
Keq ≈ 1
Keq >>> 1
Weaker Acid
Keq ≈ 106
14
Weaker Acid
pKa values and enolate structures for a few ketones/aldehydes
15
2.3.6. Kinetic and thermodynamic enolates
➢ Thermodynamic enolate: most stable enolate i.e. the one with the more highly substituted double bond
electronic effects (Zaitsev type)
➢ Weak bases favor the thermodynamic enolates because an equilibrium between the enolates is
established
➢ Kinetic enolate: enolate formed fastest - usually enolate with the least substituted double bond
➢ A strong, sterically hindered bases such as LDA favor formation of kinetic enolates
16
2.4. Halogenation of Ketones and Aldehydes
O O
acid or
H + X2 X
base
➢ Halogenation may proceed under acidic or basic conditions
➢ General formation of the enol or enolate
➢ The reactive enol or enolate then attacks the halogen rather than any other electrophile such as a proton.
❖ Initial rates of halogenation independent of halogen concentration [X2]
Introduction of halogen not rate determining
❖ Rate dependent on concentration of [C=O] and acid (or base)
enol or enolate formation is rate determining.
via enolate O- O
X X X
+
-H
H +O H
via enol O
X X 17
X
2.4.1 Acid catalyzed halogenation
Examples
O O
+
Cl2, H
70 °C Cl
85%
Auto-catalytic reaction
O O
Br2
+ HBr
MeOH
Br
18
Mechanism
Mechanism
20
O
Monohalogenation is NOT observed X
H
B
-
O O O
-
H I I H - I I
R R OH I
R
I I I
I
O -
O OH O I -
-
I HO I + I C
R R
I I R OH I
I I
-
HO H2O
-no H's remain;
-carbonyl is most electrophilic
O I
I C H
-
R O I
yellow 22
precipitate
Synthetic examples:
O O
1. Cl2/NaOH
2. HCl/H2O OH + CHCl3
23
2.5. Alkylations of Ketones and Aldehydes
O O
1. NaH, C6H6
2. Me2C=CHCH2Br
CH2CH=CMe2
88%
-
O
via
Br
O - + O
O Li
LDA MeI Me
cold warm
EtO to r.t. EtO
EtO
93%
+ HN(iPr)2
24
Potential Problems:
➢ If the ketone bears -hydrogens on either side of the carbonyl group two sites for alkylation
➢ multiple alkylations, depending on the substrate and reaction conditions
➢ the base can affect other functional groups in the molecule
25
2.5.1 Direct alkylation using lithium enolates: i.e. kinetic enolates
26
2.5.2 Alkylation and acylation reactions using Enamines
N - N
+
a. Enamine formation:
27
Mechanism
+ H H
O O +
+
H /toluene HO N O
NH
+
NH
O
O
NH
O
O
O O
H H
H2 O + N+ HO+ N HO N N
+ + H
H O
iminium ion
NH note with 1re amines
O
O N
O EtNH2 + -H2O
N
via deprotonation of the N at the
iminium ion stage
enamine
28
Removal of water shifts the equilibrium to the formation of the enamine
29
b. Reactions and synthetic use of enamines
➢ -carbon of the enamine (-carbon of the ketone) bears the new substituent
➢ Removal the nitrogen auxiliary and recover the new ketone is done through hydrolysis of the
iminium salt under aqueous acid conditions
➢ Amine can be recycled
X X
N N+ I-
SN2 CH3
CH3 I
+
H3O
usually X = -CH2CH2- (pyrrolidine)
-CH2CH2CH2- (piperidine)
-CH2OCH2- (morpholine) O
CH3
30
➢ Method minimizes double or multiple alkylations.
➢ Occurs best with reactive halo compounds such as methyl iodide, benzyl halides, allyl
halides, -halocarbonyl
➢ Used as an acylation method using acyl halides as well and with other electophilic reagents
(Pay attention to stereochemistry!)
Themodynamic
enamine
31
Examples alkylation using enamines as intermediates
O + O
1. pyrrolidine, H
H 2. BrCH2CH3 H 67%
+
3. H , H2O CH2CH3
1.
O O
N Br
O
O
2. H3O
+ O
N 1. O O O
Cl
+
2. H3O
32
2.6. The Aldol Condensation
Nucleophilic addition on an enolate onto carbonyl group gives the aldol adduct
• One aldehyde (or ketone) forms and enolate that acts a nucleophile
• One aldehyde (or ketone) undergoes nucleophilic attack: nucleophilic addition
33
2.6.1. Aldol addition and condensations in basic conditions
Aldehydes H
KOH, H2O OH O
6-8 oC CH3CH2CH2 CH CH
75 % CH2CH3
O Aldol Addition
2 CH3CH2CH2 H H H
OH O O
KOH, H2O
CH3CH2CH2 CH CH CH3CH2CH2 CH
80-100 oC
CH2CH3 86 % CH2CH3
Ketones
H3C
H3C O
O KOH, H2O OH O CH3 CH
2
CH3 CH3 heat CH3 CH CH2 H
Aldol Condensation
Aldol Addition
34
Mechanism of the base promoted aldol additon
Aldol adduct 35
Step 4:
Base catalyzed dehydration
➢ Some aldol are rapidly dehydrated to the ,-unsaturated compound and cannot be isolated
36
2.6.2. Aldol condensations in acidic conditions:
37
2.6.3. Crossed-aldol and Claisen-Schmidt reactions
If two 2 aldehydes or two ketones that both carry α-hydrogens are reacted together:
we will get 4 possible products
two self adducts
two crossed aldol products
Crossed Aldol
CHO
+ CH3CH2CHO NaOH, H2O
C
O CHO O CH CH3
72%
39
c. Claisen Schmidt Condensations: Aromatic aldehyde with ketone
O CHO O OH
+ NaOH, H2O
25 °C, 4 hr.
100 %
40
d. Selective Formation of Enolates
- Conformationally restricted
O O
+ (CH3)3C CHO NaOH, H2O CHC(CH3)3
CH3 CH
81%
Formation of a kinetic enolate using LDA
- +
O LDA, THF O Li
- +
OH O O Li O
H2O
CH3 CH2 CH2CH3 CH3 CH2 CH2CH3
41
42
43
e. Intramolacular: Cyclic aldol Condensations
O O O
NaOH, H2O
not
100 °C
O
44
e. Intramolacular: Planning for Cyclic aldol Condensations
45
4 Possible Enolates
46
O
O ONa HO
C
Thermodynamic C
H
RETRO ALDOL
4-membered ring!
O O
O O
O ONa HO
C - H 2O
CH 2
47
6. Condensations of Esters: Claisen Condensations (SF 19.2)
Reaction of an enolate of an ester and a carboxylic acid derivative following a Nucleophilic acyl subsitution
Enols of esters are less acidic than enols of ketones or aldehydes (pKa ~22)
Need for a stronger base to form the enoate (need to “match” the ester) but Ester enolates are more reactive
-keto ester enols are much more acidic (pKa ~ 9-11) will be easily deprotonated driving equilibrium
48
Quenching
49
Esters with only one a hydrogen do not undergo Claisen condensation
50
6.1. Crossed Claisen condensations
Crossed Claisen condensations are possible when one of the esters does not possess -hydrogens, much
like the ideal situation for crossed aldol reactions.
O O
O + O
O O
O O
diethyl succinate diethyl oxalate
- + O
CH3CH3O Na
O
toluene O
O O
O
O
90%
O - + O O
O 1. CH3CH3O Na
O + ethanol O
O +
2. H
O O - + O O
+ 1. CH3CH3O Na
H O CH3 O ethanol H O
+
ethyl formate 2. H 80%
51
6.2. Crossed Claisen condensations on aldehydes and ketones: Reformatsky reaction (SF 16.11)
➢ Enolate is generated from an a-halo ester via the synthesis of an organometallic intermediate
➢ Chemistry similar to a Grignard reagent that adds on a aldehyde or ketone
➢ Organo zinc reagent does NOT react with the carbonyl group of the ester itself
O O - +
O (ZnBr)
Zn
O
- + O O
Br (ZnBr)
O 1. Zn, toluene OH O
Br O
O 2.
CHO O
70%
+
3. H
OH O
➢ - hydroxy ester can then be dehydrated
O
60%
O
H
CO2Et CO2Et
- +
CO2Et EtO H
O O O O
53
6.4. Biologically relevant Claisen condensations: Fatty acid Synthase
NaDPH, H+
-
CO2
NaDP-
NaDPH, H+
-H2O
NaDP-
54
55
7. Synthetic Applications of Condensation Reactions
O O O O O
H
O O
R R' R R'
substituted acetone
alkylation Hydrolysis/decarboxylation
Step 1: Alkylation
O O O O
- +
RO M
O O
-
H H +
H M
pKa = 10.7
- +
OM O O O
RX
O O
H H R'
- +
O OM
O
56
H
Step 2: Saponification hydrogen bond
O O O O H
1. NaOH, H2O O O O O
O 2. HCl, H2O OH
H R' H R' OH O
H R' H R'
Step 3: Decarboxylation
HO
H
O O O
heat O O
R' H
OH -CO2
H R' H H R' O
H R'
Two alkylations may be achieved before the saponification and decarboxylation steps
O O O
1) RO- O O
1) RO- O O OH
1) NaOH, H2O R
OEt 2) RX R
OEt 2) R'X OEt 2) H , Heat
+
H H H R R' R R' R'
racemic mixture
57
O O
Examples: O O 1. NaOH, H2O O
1. NaOEt, EtOH
OEt 2. H
+
OEt 2. (Me)2CHCH2Br
3. heat, -CO2
O O O O
1. NaOEt, EtOH
O O
2. O
Cl O
Ph
Ph
+
1. NaOH, H2O, then H
2. heat, -CO2
O
Ph
O O
H 1. NaOEt, EtOH CH2CH2CH2Br
CO2Et CO2Et
2. excess Br(CH2)3Br
1. saponification
+
2. H 3. heat
O
H
CH2CH2CH2Br
60%
58
Sometimes the acid and thermolysis treatments can be addressed simultaneously:
O O O O
1. NaOEt, EtOH
O O
2. CH3CH2CH2CH2Br
1. NaOH, H2O
2. H2O, H2SO4, heat
O O 1. NaOEt 1. NaOEt O O
EtOH EtOH
O O
2. MeI 2. Br
+
1. NaOH, H2O, then H
2. heat, -CO2
H 59
7.2 Malonic Ester Synthesis (SF 19.4)
O O O O
Starting material: O
vs O O
O O
vs H
Final product: O
R R
O O O O O
H
EtO OEt EtO OEt HO
R R' R R'
substituted
acetic acid
60
*
CO2Et
1. NaOEt, EtOH 1. NaOH, H2O
CH2(CO2Et)2 C CO Et +
CO2H
2. allyl bromide 2 2. H3O
H
3. heat
61
62
7.3 “Other Active Hydrogen” compounds (SF 19.5)
Me Me Me
O O 1 eq. NaOH O O O O
MeI, H2O
70%
2 eq. NaOMe, MeI, MeOH
80%
63
7.4 Robinson Annulation (SF 798): Michael Addition / intramolecular aldol condensation
7.4.1 Michael Addition:
Examples pKa
CH2(CO2Et)2 13.3 O
O
O R
O catalytic R
ca. 9
O OR RO- in ROH CH(CO2Et)2
O O
and others
ca. 11 CN
O
64
65
❖ Other examples of Michael additions
O
MeOOC 1. NaOMe, MeOH
(1) MeOOC
O OEt
MeOOC
2. COOMe
OEt
O O O O
1. NaOMe, MeOH
(2)
OMe 2. COOMe OMe
COOMe
66
7.4.2 Robinson annulation
1. Michael Addition
O
O O O
RO-
+ O
MVK
O
O Base O
O
-BH O
O O O O
O O
O
BH -H2O
O HO
O H H O
O
-
B
67
Michael addition
O C H2 O O
cyclohexenone
aldol condensation
O O O
NaOH
+
EtOH
CO2Et
methyl vinyl ketone CO2Et
(MVK)
O
O
O
NaOMe
+ O
MeO MeOH
ethyl vinyl ketone
MeO
MeO
68
Robinson annulation product
More, general examples of the annulation.
O
O O O O
+ Michael
OEt OEt
Aldol
C(O)OEt
O O O O
+ Michael
Aldol
69
7.4.3 Other Conjugate Additions (S/SF 17.9)
1. EtMgBr 1. EtMgBr
HO Et2O CuI, Et2O
+
2. H /H2O O +
2. H /H2O O
Et H H Et
O HNMe O
MeNH2
70
A significant example of a Michael addition: Death of a Cancer Cell
O -
NHCOOMe O O NHCOOMe
NHCOOMe
SSSMe - S
S
OR OR OR
HO HO HO
2
1
Calicheamicin
-
-
O O NHCOOMe
NHCOOMe
S S
DNA OR
OR HO
dead + HO
cancer
cells H H
72
8.1 Making a Phosphorus ylide
React a primary or secondary alkyl halide of choice with triphenyl phosphine and then nBuLi to get
the corresponding phosphonium ylide
73
8.2 Reaction of the ylide with a carbonyl group:
74
EXAMPLES OF WITTIG REACTIONS
O _
+ +
Ph3P CH(CH2)3CH3 CH(CH2)3CH3 + Ph3P=O
O _ CHCH3
+
+ Ph P CHCH + Ph3P=O
3 3
PhCH2 H PhCH2 H
87:13 = Z:E
O O O
_
+ + + Ph3P=O
PhCH2 H Ph3P CH O PhCH2CH CH O
E isomer only
75
SYNTHESIS OF VITAMIN A1 : a final Wittig reaction
+ - NaOMe
PPh3X PPh3
MeOH
O
OC(O)Me
H
OC(O)Me
-
HO , H2O (saponification)
Vitamin A1 OH
76
+ H
H +PPh3 PPh3 CHO
- +
Bu Li -
O
O
+ Ph3P CH
O O CH
O
77
How to Plan a Witting Synthesis
❖ Synthesis of
78
❖ Retrosynthetic analysis
O
route 1
+ Ph3P
disconnection
route 2 Ph3P: + Br
PPh3
+ O
Br
+ :PPh3
79
❖ Synthesis – Route 1
:PPh3
Br Ph3P Br
n
BuLi
O
Ph3P
80
❖ Synthesis – Route 2
Br PPh3 Br
:PPh3
n
BuLi
PPh3
O
81
9. Reductive Conversion of C=O to CH2
H2NNH2, NaOH H
O 47%
(HOCH2CH2)2O H
heat
O
Me Me
H2NNH2, NaOH
(HOCH2CH2)2O 69%
O H2O, heat
82
Mechanism of the Wolff Kishner reduction
83
9.2 Clemmensen Reduction (SF 15.9)
84
8. The Mannich Reaction
O O
+ + Et2NH
H H
HCl
O
H2O +
NEt2
85
❖ Mechanism of the Mannich Reaction
H OH
O OH
HCl
+ Et2NH
H H H H
H H N
N
Et Et Et Et
(-HOH)
H H H
O O O H H
N
HCl Et Et NEt2
86
❖ Other examples of the Mannich Reaction
O O O
HCl
(1) + + Et2NH
H H NEt2
O O
HCl N
(2) + +
H H
N
H
87
9. Summary of Important
Reactions
❖ Claisen Condensations
❖ Crossed Claisen Condensations
❖ Aldol Reaction
❖ Directed Aldol Reaction via Lithium
Enolates
❖ Conjugate Addition
❖ Mannich Reaction
88
❖ Claisen Condensations
O
R
OEt
89
❖ Aldol Condensations
O
O OH O
R
R H R
H NaOH, H2O H
R
1. LDA, THF, -78oC
O
2. (-H2O)
R' R'
3. NH4Cl
O
O
R
R H
H
R
R' OH
R' 90
❖ Simple & Conjugate (Michael) Additions
OH
O O
R'
R (simple addition: R
O major product)
1. R'MgBr, Et2O
MeOH, NaOMe
O 2. H3O+
R NaCN
EtOH, AcOH
R'
NH O R'NH2 CN O
R R
H H 91
❖ Mannich Reaction
O O R'
+ + H N
R H H R''
H+
O H H
R'
R N
R''
92
12. Chemical Analyses for
Aldehydes and Ketones
12A. Derivatives of Aldehydes & Ketones
R H
O + H2N N NO2
R' hydrazine
O2N
R
+ N
H
R' N NO2
H
hydrazone
(orange ppt.) O2N
93
12B. Tollens’ Test
(Silver Mirror Test)
O Ag(NH3)2+ O
+ Ag
R H H2O R O−
silver
mirror
94
Review question
95
Review question
96
Review of useful synthetic
transformations
97
2F. Reduction of Acyl Chlorides,
Esters, and Nitriles
98
❖ LiAlH4 is a very powerful reducing
agent and aldehydes are easily
reduced
● Usually reduced all the way to the
o
corresponding 1 alcohol
● Difficult to stop at the aldehyde
stage
⧫ Not a good method to
synthesize aldehydes using
LiAlH4
99
❖ Two derivatives of aluminum hydride
that are less reactive than LAH
100
O
1. LiAlH(OtBu)3, -78oC
R Cl 2. H2O
Acyl chloride
O o O
1. DIBAL-H, hexane, -78 C
R OR' 2. H2O R H
Ester
1. DIBAL-H, hexane
R C N
2. H2O
Nitrile 101
2G. Reaction of Nitriles with
Grignard Reagents
O
1. R'−M, Et2O
R C N +
2. H3O R R'
N M
R R'
102
❖ Examples
103
❖ Suggest synthesis of
O
Br
from and HO
104
❖ Retrosynthetic analysis
O
HO
need to add
one carbon
105
❖ Retrosynthetic analysis
O
disconnection
disconnection
NC +
Br
HO
106
❖ Synthesis
PBr3
HO Br
NaCN
MgBr DMSO
1.
O
Et2O
N C
2. H3O+
107
3A. Review from CHEM*2700
108