Indian Environmental Law Course Material
Indian Environmental Law Course Material
Module: Introduction
Hindu religious scriptures teach the following general guideline to be practiced in the daily
life:
Respect nature,
Life in living is dependent on various components of nature,
Keep harmony with nature,
Protect natural environment,
Utilize natural resources only to satisfy the need of the people,
Presence of divinity of nature in all living and non-living objects,
All must have compassion for animate objects, like trees, animals, birds, aquatic life
etc.,
Air, water, land, sky, trees, animals are the creation of God and He dwells in all of
them. Therefore, to worship them is to worship Him,
Man being the creation of God, has no special privilege or authority over other
creatures, on the other hand he has more obligations and duties to protect and improve
them,
1
(2006) 3 SCC 434.
Ahimsa Paromo Dharmah (non-violence) is the order which teaches to be non-violent
to animals, birds, trees, and micro-organisms, Hinsa (violence) was considered as a
sin,
Natural calamities like draught, flood, storms, heavy rain, cloudbursts, lightening,
earthquakes, volcanic eruptions, heavy tides are thought to be anger of Gods and
Goddesses,
All lives human as well as non-human believed to be of equal value and all have same
right of existence; i.e. principle of sanctity of life is thus deep-rooted in the values of
Hindu religion.
Pre-independence policy evolution
By early 1972 it had been realized that establishment of a national body was required
to bring about greater coherence and coordination in environmental policies and
programmes and to incorporate environmental concerns in the plans for economic
development. Thus, in Feb. 1972, a National Committee on Environmental Planning
and Coordination (NCEPC) was established in the Dept. of Science and Technology.
The NCEPC was the top advisory body in all matters relating to environmental
protection and improvement. The duty of that Committee was to plan and coordinate,
but the responsibility for execution of plans remained with the various ministries and
governmental agencies. Over time the composition of the Committee changes
significantly and decision making became more complex.
The Fifth Five Year Plan (1974 – 1979) that the NCEPC should be involved in all
major industrial designs and balance between development planning and
environmental management has to be maintained thereof. In this context, Minimum
Needs Programme (covering rural education, health, nutrition, drinking water, etc.)
received a fairly high priority, and was expected to minimize environmental pollution
and degradation in rural areas.
In the Sixth Five Year Plan (1980-85), an entire chapter on “Environment and
Development” was included that emphasized sound environmental and ecological
principles in land use, agriculture, forestry, mineral extraction, energy production, etc.
It provided environmental guidelines to be used by administrators and resource
managers when formulating and implementing programmes, and lay down an
institutional structure for environmental management by the Central and State
Governments.
The basic methodology taken by the Seventh Plan (1985-90) was to stress sustainable
development in harmony with the environment, as the federal government had
recognized the undesirable effects that development programmes were having on the
environment. The Plan called for the government and voluntary agencies to work
together to create environmental awareness: “This is a philosophy which must
permeate the entire effort in the field of environment.” However, even today this basic
philosophy has still not taken hold because the entire emphasis on industrialization,
agri-business and power-generation projects (form First to Fourth Five Year Plans),
with little concern for environmental protection, has not relinquished its grip on
decision makers.
The Seventh Plan recognized that “the nation’s planning for economic growth and
social well-bring in each sector must also work to secure improvement in
environmental quality”. The leaders of the country had realized that poverty and
under-development, as opposed to development activities, had led to many of the
country’s environment problems.
The Eight Five Year Plan (1992-1997) gave an important place to the environment by
moving it to the fourth category of subjects examined in the text. The Plan stated:
“Systematic efforts have been made since the Sixth Plan period of integrate
environmental considerations and imperatives in the planning process in all the key
socio-economic
sectors. As a result of sustained endeavour, planning in all major sectors like
industry, science and technology, agriculture, energy and education include
environmental considerations.”
The Ninth Plan (1997-2002) has emphasized on “Growth with Social Justice and
Equity”. The Joint Forest Management and Community Forestry have been specially
emphasized in the Plan. The Tenth Plan (2002-2007) is on the similar lines.
In 1992, the Union Government adopted “National Conservation Strategy and Policy
Statement on Environment and Development (NCS).” The preamble to the NCS
adopts the policy of ‘sustainable development’ and declares the government’s
commitment to re-orient policies and action “in unison with the environmental
perspective.” The NCS proceeds to recognize the enormous dimensions of the
environmental problems facing India and declares strategies for action in various
spheres such as agriculture, forestry, industrial development, mining and tourism.
Special sections in the NCS deal with the rehabilitation of persons ousted by large
development projects; the role of NGOs; and the special relationship between women
and the environment.
Again, in 1992, the Union Government came out with “Policy Statement for
Abatement of Pollution.” This statement declares the objective of the government to
integrate environmental considerations into decision-making at all levels. To achieve
this goal, the statement adopts fundamental guiding principles, namely:
(i) Prevention of pollution at source;
(ii) Adoption of the best available technology;
(iii) Polluter pays principles; and
(iv) Public participation in decision-making.
The policy statements, though unenforceable in a court of law, represent a broad,
political consensus and amplify the duties of the government under the Directive
Principles of State Policy contained in Part IV of the Constitution. In the hands of a
creative judge the policy documents may serve as an aid for interpreting
environmental statutes or for spelling out the obligations of government agencies
under environmental laws.
For example, in State of HP v. Ganesh Wood Products,2 the Supreme Court relied
upon the National Forest Policy and the State Forest Policy of Himachal Pradesh to
invalidate a decision taken by the State industrial project authority. It was held that
the policy of “economic liberalization” has to be understood in the light of the
National Forest Policy and forest laws enacted by the government. The court
2
(AIR 1996 SC 149)
cautioned government departments against ignoring the forest policies and warned
that disregard of these policies would imperil government decisions. It is submitted
that unless the government policy is baked by adequate budgetary allocations,
changes to the statutory regime and a bureaucratic will, the government’s intentions
are apt to remain on paper.
Case Laws:
Environmental jurisprudence:
Case 1 – Intellectuals Forum of Tirupathi v State of A.P.4
Supreme Court dealt with the issue of conflict between social development and
environmental protection, and it held that, “the responsibility of the State to protect the
environment is now a well-accepted notion in all countries. It is this notion that in
International Law gave rise to the principle of State responsibility for pollution emanating
within one’s own territories. This responsibility is clearly enunciated in the United Nations
Conference on Human Environment, Stockholm, 1972 (Stockholm Convention) to which India
was a party.”
Parliament and State legislatures are passed based on recognition of clean environment as a
fundamental right of every human being. Clean environment is recognized as the basic need
of healthy human life. Any harm or damage to the natural environment would amount to
violation of human right to the clean environment. Chapter III of Indian Constitution is
dealing with the fundamental rights (Article 12 to 35), but there is no direct reference for
environmental damage of ecological imbalance, but the judicial decisions of Supreme Court
of India and State High Courts discussed about different perspectives of environment
protection in the form of fundamental right. It is also to remember that Constitutional Scheme
includes the fundamental rights of Indian citizen to have pollution free environment, at the
same time it is the fundamental duty of all citizens of India to protect the natural
environment.
3
Refer to Annex I.
4
(2006) 3 SCC 549.
Article 14 of Indian Constitution confers ‘right to equality’ to all Indian citizen without any
discrimination, so no action of State related to environment should be like that as it infringes
the right to equality of Article 14. Stockholm Convention called for the principle of equality
in environmental management and also for all the nations to abide by this principle. Indian
State High Courts took strict stand in cases of environmental matters in which it is found to
violate Article 14; because sometimes due to illogical grant of lease and indiscriminate
activities in mines may hamper the wildlife and natural environment.
Issue of ‘right to equality’ under Article 14 in relation to protection of natural environment is
discussed in some cases like, Kisan Bhagwan Gawali & Others v. State of Maharashtra 5 and
Lakshman v. State of Madhya Pradesh 6, where cattle grazers faced discriminatory behaviour
from the state authorities; in Maharashtra Kathewadi grazers were banned from getting
license of grazing; and in Madhya Pradesh grazers of other states had to give levy of higher
grazing rate upon the cattle not belonging to that State and ceiling of 45 days in which that
"foreign" cattle must pass through the State. In both the cases, Court held this kind of
decision is against Article 14 and hence decision went in favour of grazers. In Kisan
Bhagwan Gawali & Others v. State of Maharashtra 7 case it was contended by State of
Maharashtra & the Forest Officers that Kathewadi grazers were guilty of violation of Grazing
Rules of Maharashtra,8 but court held that “it is difficult to accept that only Kathewadi
grazers have been and can be guilty of violation of the Act and not others, We are unable to
see any justification for a distinction between Kathewadi grazers on one hand and all other
grazers on the other hand,” hence, the petition is allowed and the impugned policy decision
is struck down as unconstitutional.
Right to Freedom of Trade & Commerce and the Environment
Fundamental right to freedom of trade and commerce is conferred under Article 19 (1) (g),
but consideration has to be kept for not to damage or pollute the neighbouring environment.
Any industrial or trading activity may cause damage to vegetation cover, aquatic life form,
animals and human health, Supreme Court has taken strong precedent in such cases. In M.C.
Mehta v. Kamal Nath9 the Court mentioned in the judgment dated December 13, 1996 that it
has found that the Motel by constructing walls and bunds on the river Banks and in the river
Bed, as detailed in the judgment, has interfered with the flow of the river. The Motel should
not discharge their untreated effluents into the river; Court directed the Himachal Pradesh
Pollution Control Board to inspect the pollution control devices/treatment plants set up by the
Motel, and if the effluent/waste discharged by the Motel is not conforming to the prescribed
standards, action in accordance with law be taken against the Motel. In such cases, Court
while exercising its jurisdiction, can not only award damages but also levy fine (exemplary
damages). Similar situation was found in Abhilash Textiles and Others v. Rajkot Municipal
5
AIR 1990 Bom. 342
6
1983 SCC (3) 275, 1983 SCR (3) 124
7
AIR 1990 Bom. 342
8
Grazing Rules for the Maharashtra State (the Rules) have been framed under Government Resolution No.
MFP-1365/132211-Y dated 6th December, 1968 supplemented by Government Resolution No. MFP 1371 /
237035-2 dated 3rd November, 1973.
9
(2000) 6 SCC 213
Corporation,10 in which Gujrat High Court found that petitioners were carrying out business
of dyeing and printing in many places of Rajkot and were discharging dirty water from the
factory on public roads public drainage without purifying the same, thereby causing damage
to the public health. It was held by the Court that, “Article 19(1)(g) of the Constitution
confers right upon every citizen to practice any profession or to carry on any occupation,
trade or business. But this fundamental right is subject to reasonable restrictions which may
be placed in the interest of the general public as provided for in sub-clause (6) of Art. 19
itself. No one has a right to carry on business so as to cause nuisance to the society. One
cannot carry on the business in the manner by which the business activity becomes a health
hazard to the entire society. The fundamental right to carry on trade or business is subject to
reasonable restrictions and regulations that may be placed in the interest of the general
public; .……… The provisions regarding fundamental duties of the citizens contained in Art.
51A(g) of the Constitution enjoins upon all the citizens to protect and improve the natural
environment. By no stretch of imagination, it can be said that the petitioners would be
protecting the natural environment by discharging the effluent from the factory on public
road and or in public drainage system.”
Article 21 of Indian Constitution provided the ‘right to life’ to every citizen of India, though
it does not definitively mention about ‘right to clean, healthy environment’ still it can be
comprehended to cover the ‘right to clean, healthy environment’ also; judicial
pronouncements have also had similar interpretation of Article 21 in various cases. In case of
Consumer Education and Research Centre v. Union of India,11 Court had given a wider
interpretation of the phrase ‘right to life’, Court said, “The expression ‘life’ assured in Art.21
of the Constitution does not connote mere animal existence or continued drudgery through
life. It has a much wider meaning which includes right to livelihood, better standard of life,
hygienic conditions in work place and leisure.” That means ‘right to life’ includes ‘right to
have an environment worth living into’ and any activity which creates environmental
pollution can be regarded as violative of right to have a clean environment. In this particular
case, a writ petition was filed to prevent the occupational hazard related with workmen of
asbestos industries, as it was evident that many workers of this industry were suffering from
pneumoconiosis and lung cancer due to inhalation of asbestos dust. The writ petition was
therefore allowed, and all the industries were directed to maintain certain provisions which
will help in maintenance of safer working environment for the workers.
In the case of Hinch Lal Tewari v. Kamla Devi12 the Supreme Court said that, “It is important
to notice that the material resources of the community like forests, tanks, ponds, hillock,
mountain etc. are nature's bounty. They maintain delicate ecological balance. They need to
be protected for a proper and healthy environment which enables people to enjoy a quality
life which is the essence of the guaranteed right under Article 21 of the Constitution. The
10
AIR 1988 Guj 57, (1987) 2 GLR 1325
11
(1995) 3 SCC 42
12
(2001) 6 SCC 496
Government, including the Revenue Authorities i.e. Respondents 11 to 13, having noticed that
a pond is falling in disuse, should have bestowed their attention to develop the same which
would, on one hand, have prevented ecological disaster and on the other provided better
environment for the benefit of the public at large. The State including Respondents 11 to 13
shall restore the pond, develop and maintain the same as a recreational spot which will
undoubtedly be in the best interest of the villagers. Further it will also help in maintaining
ecological balance and protecting the environment in regard to which this Court has
repeatedly expressed its concern. Such measures must begin at the grass-root level if they
were to become the nation's pride.”
Most of the cases of environmental pollution and ecological imbalances were filed under
Article 32 and Article 226 of the Constitution of India.
These Articles are provided to secure the fundamental rights of citizens, and Supreme Court
of India is given this power under Article 32 & State High Courts under Article 226. Public
Interest Litigation (PIL) can be brought by any individual or organization, under PIL court
has enough power to grant relief and prevent any harmful or damage-causing activity. Under
Article 32 Supreme Court of India can issue orders, directions, and writs of mandamus,
certiorari, etc. if activity against right to clean, healthy, unpolluted environment have been
recognized by it as a violation of ‘right to equality’ (Article 14), ‘right to freedom’ (Article
19(1)), and ‘right to life’ (Article 21).
Among the already mentioned cases, Lakshman v State of MP case is under Article 32. In
M.C. Mehta v. Union of India15 was a PIL in which an application was made in public interest
seeking relief for issuing appropriate directions under Article 32 to Cinema exhibition halls to
exhibit slides containing information and messages on environment free of cost. Further
directions for spread of information relating to environment in national and regional
languages vide broadcast thereof on the All India Radio, exposure thereof on television in
regular and short-term programmes with a view to educating the people of India about their
social obligation. There was also a prayer that environment should be made a compulsory
subject in schools and colleges in a graded system so that there would be a general growth of
awareness. Notice had been issued to the Union of India on the petition and the Central
Government has immediately responded.
15
(1992) 1 SCC 358, 1992 AIR 382
Other Indian cases in which Court has taken decision as per right provided under Article 32:
M.C. Mehta v. Kamal Nath,16 Rural Litigation and Entitlement Kendra v. State of U.P.,17
M.C. Mehta v. Union of India.18
Article 51-A(g) and Article 48-A of the Constitution of India confers the fundamental duties
to Indian citizen and State for protection and sustainability of the natural environment.
Article 48A. Protection and improvement of environment and safeguarding of forests and
wild life The State shall endeavour to protect and improve the environment and to safeguard
the forests and wild life of the country.
Law of nuisance covers various kinds of activities which causes the pollution of the
environment. Nuisance means, “an unlawful interference with the use and enjoyment of land
or property or some right over or in connection with it.” In plain words, it means, anything
which annoys or hurts anyone or something which is offensive; it also covers the deleterious
things which causes inconvenience to others. It may be through escape of water, smoke,
fumes, gas, noise, heat, vibrations, electricity, germs etc. there are two categories of
‘nuisance’, private and public; among them public nuisance is a criminal offence and is
covered under IPC (s. 268 – 291) and CrPC (s. 133 – 144). The focal point of the law of
nuisance is the material interference with the ordinary comfort of human existence. The
16
(2002) 3 SCC 653
17
AIR 1985 SC 358.
18
(1986) 2 SCC 176.
19
1986 Supp SCC 517.
following factors are taken for consideration of judge whether discomfort is substantial or
insubstantial – (a) degree of intensity, (b) duration, (c) locality, and (d) the mode of using the
property. Remedies for private nuisance are: Abatement, damages, injunction.
Negligence is another specific tort which is related with environmental pollution. Negligence
in ordinary understanding is the failure to exercise the necessary care which has to be taken in
any given circumstances. Where there is a duty to take care, proper care has to be taken to
avoid the physical injury to any person or property. Causal relation has to be shown by the
plaintiff to prove the relation between negligence of the defendant and the damage caused to
the plaintiff. In an action for negligence, the plaintiff must show that, the defendant was
under the duty of taking good care to avoid the damage complained of, there is actually some
breach of this duty has happened in the part of defendant, the breach of that duty had caused
damage to the plaintiff.
There may be situation where the act of negligence can also be regarded as a nuisance, even
at times it may also be considered as a breach of the rule of strict liability, especially if the
negligent act of the defendant brings anything dangerous to the environment.
In Greyhound Corporation v. Blackley20 case, it was decided that the emission of deadly
carbon monoxide particle was under control of defendant, hence suit can be brought against
him. Much discussion regarding tortuous liability in relation to environmental pollution has
been done in Mukesh Textile Mills v H. R. Subramanya Shastri 21 case; in this case common
law action for negligence was applied to prevent environmental pollution. Collapse of the
muddy tank (filled with sugar factory by-product molasses) into the water channel linked
with respondent’s paddy field and subsequent damage of his crops was decidedly because of
the negligent action from the part of respondent.
Strict Liability doctrine can be defined as the acts or omissions which are held liable without
the mens rea (mental intent). It is a standard for liability which may exist in either a criminal
or civil context. A rule specifying strict liability makes a person legally responsible for the
20
(1958) 262 F 2nd 401.
21
AIR 1987 Kant 87.
damage and loss caused by his or her acts and omissions regardless of culpability including
the fault in criminal law. In tort law, strict liability is the imposition of liability on a party
without a finding of fault (such as negligence or tortious intent). The claimant need only
prove that the tort occurred and that the defendant was responsible.
In criminal law, strict liability is liability for which mens rea (Latin for “guilty mind”) does
not have to be proven in relation to one or more elements comprising the actus reus (Latin for
“guilty act”) although intention, recklessness or knowledge may be required in relation to
other elements of the offence. The liability is said to be strict because defendants will be
convicted even though they were genuinely ignorant of one or more factors that made their
acts or omissions criminal. The defendants may therefore not be culpable in any real way, i.e.
there is not even criminal negligence, the least blameworthy level of mens rea. These laws
are applied either in regulatory offences enforcing social behaviour where minimal stigma
attaches to a person upon conviction, or where society is concerned with the prevention of
harm, and wishes to maximize the deterrent value of the offence.
The ‘doctrine of strict liability’ in relation to environmental obligation had been pronounced
in Rylands v. fletcher22 case, in which Blackburn J. said that, “the person who for his own
purpose brings on his land and collects and keeps there anything likely to do a mischief if it
escapes, must keep it at his peril, and if he does not do so, is prima facie answerable for all
the damage, which is the natural consequence of its escape.” This proposes the basic idea of
‘doctrine of strict liability’, according to which the liability on part of the defendant is very
significant in relation to cases arising from the environmental pollution, because it has been
applied to a variety of things, like fire, gas, explosives, electricity, noise, noxious fumes,
colliery spoil, poisonous vegetation etc. The rule will be applicable in cases of injuries caused
to the person or the property; but the liability was applicable only when there is an escape of
noxious substance from the land of the defendant. On appeal this principle of liability without
fault was confirmed by the House of Lords but limited to non- natural users. Thus,
corporations that handle water, electricity, oil, noxious fumes, colliery spoil and poisonous
vegetation are covered by this doctrine. Negligence of the victims is no excuse. The doctrine
also operates as a loss-distribution mechanism: The person indulging in such hazardous
activities (usually a corporation) being in the best position to spread the loss through
insurance and higher prices of its products. However, later decisions in England diluted the
principle by introducing several exceptions, which used to reduce the scope of its
applicability effectively in case of environmental damage.
The exceptions that are applicable for ‘strict liability’ are:
(i) An act of God (natural disaster like flood or earthquake or Sunami);
(ii) the act in which a third party is involved (sabotage etc.);
(iii) the plaintiff’s own fault; (iv) done with plaintiff’s consent;
(iv) natural use of the land by defendant (strict liability is applicable only in case of
non-natural users);
(v) statutory authority.
22
(1868) LR 3 HC 330.
The Shriram judgment23 categorically said that such exceptions would not be applicable in
India. The present verdict further emphasizes this point and expands its scope.
In the Union of India vs Prabhakaran,24 where the Supreme Court had extended its cover to
public utilities like the railways, electricity distribution companies, public corporations and
local bodies “which may be social utility undertakings not working for private profit”. In this
case a woman fell on a railway track and was fatally run over. Her husband demanded
compensation. The railways argued that she was negligent as she tried to board a moving
train. The Supreme Court rejected this contention and said that her “contributory negligence”
should not be considered in such untoward incidents — the railways have “strict liability”.
The Supreme Court had applied this doctrine to the electricity mishaps. An electric wire had
snapped and fallen on the road. On a rainy night, a cyclist came in contact with it. He died on
the spot. His widow demanded damages from the electricity authorities, MP State Electricity
Board v. Shail Kumari.25 The board argued that the wire belonged to a pilferer and that it was
not negligent. Rejecting this contention, the Supreme Court said: “It is no defense on the part
of the board that somebody committed mischief by siphoning off energy to his private
property and the electrocution was from such diverted line… Authorities manning such
dangerous commodities have extra duty to chalk out measures to prevent such mishaps.” The
basis of the liability is the “foreseeable risk inherent in the very nature of such activity”.
Rejecting this kind of provisions, Indian Supreme Court suggested that “we have to develop
our own law and if we find that is necessary to construct a new principle of liability to deal
with unusual situation……..on account of hazardous or inherently dangerous industry……we
should not hesitate to evolve principle of liability”.26 In more clearer language, Chief Justice
Bhagwati said that, “the enterprise which is engaged in a hazardous or inherently dangerous
industry which poses a threat to the health and safety of the persons working in the factory
and residing in the surrounding areas owes an absolute and non-delegable duty to the
community to ensure that no harm results to anyone on account of hazardous or inherently
dangerous nature of the activity which is undertaken. The enterprise must be held to be under
an obligation to provide that the hazardous or inherently dangerous activity which it is
engaged must be conducted with the highest standards of safety and if any harm results on
account of such activity, the enterprise must be absolutely liable to compensate for such harm
and it should be no answer to say that it had taken all reasonable care and that the harm
without negligence on its part.27 He further explained that such industry must be held strictly
and absolutely liable for causing harm as a part of social cost for carrying on hazardous or
inherently dangerous activity. In the current case, there was a leakage of toxic oleum gas
from Sriram food and Fertilizer Industry, as a result of which several people fell ill due to
23
See next section for ‘Doctrine of Absolute Liability.’
24
(2008) 9 SCC 527
25
AIR 2002 SC 551
26
MC Mehta v. Union of India, (1997) 2 SCC 353.
27
MC Mehta v. Union of India, (1987) 1 SCC 395.
inhalation of the toxic gas; hence the industry held liable with the charge of ‘absolute
liability.’ The basis of liability of such a kind got approval of Justice Ranganath Mishra in the
case of Union carbide Corporation v. Union of India28 (Bhopal gas leakage disaster case).
As the case of M.C. Mehta reads, it is clearly stated that the ‘ratio’29 of the case is “Courts
shall order authorities for enforcement of fundamental rights of citizens and to protect
fundamental rights of people.” The principle of absolute liability is to be considered here as a
obiter,30 as it was justice Bhagwati with 4 other respected judges, constituted this rule, it is
not cited under the ratio of the case. Going by the common law practice and the judicial
interpretation, the absolute liability principle is not binding on the courts and not on Supreme
Court itself. The observation just made has two-fold consequences, one that their does not
exist a principle called absolute liability in India if we go by strict common law terms, as the
principle was so given by judges in the oleum gas leak case was an obiter, then we cannot
accept the very fact that it is binding concept. On the other hand the very recognition of the
rule by Supreme Court in different cases and also by various high courts in their judgments, it
is clear that to an extent judiciary in India has recognized this very concept, also Supreme
Court in Indian Council for Environmental Legal Action v. Union of India,31 held that the rule
of absolute liability established in M.C.Mehta case was not obiter and is appropriate and
suited the conditions of our country. Thus, we can conclude that although going by a
technical sense, the very rule comes under obiter, but by Supreme Court interpretation it
makes absolute liability principle an established principle.
A clear distinction between Strict and Absolute liability rule was laid down by SC in
M.C.Mehta v. Union of India, giving four basic points for it:
(i) only those enterprises will be liable which are betrothed in hazardous or inherently
dangerous activity, this implies that other industries not falling in the ambit stated
above, will be covered under Strict liability rule;
(ii) the escape of a dangerous thing from one’s land is not necessary, which means
that the rule will be applicable to those injured within the premise and person
outside the premise;
(iii) rule doesn’t have an exception, which is provided in rule of Strict Liability; and
(iv) the quantum of damages depends on the magnitude and financial capability of the
enterprise.
28
1994 Supp (3) SCC 328.
29
‘Ratio’ of a case is, underlying and core principle of the law upon which a case is decided.
30
‘Obiter’ of a Words of an opinion entirely unnecessary for the decision of the case. A remark made or opinion
expressed by a judge in a decision upon a cause, "by the way", that is, incidentally or collaterally, and not
directly upon the question before the court or upon a point not necessarily involved in the determination of the
cause, or introduced by way of illustration, or analogy or argument. Such are not binding as precedent.
31
AIR 1996 SC 1446.
Jagdish v. Naresh Soni, (2007) 3 MPHT 234.
Mustaq Ahmed v. State of Jammu and Kashmir, AIR 2009 J and K 29.
Criminal Proceedings
1. Section 268, 269, 270, 277, 278, 284, 285 and 286.
2. Section 133 of Cr.P.C. and petitions thereunder
3. Penalties and Procedure under Chapter VII of Water Act 1974 and Chapter VI
of Air Act 1981.
Civil Suits under section 91 of C.P.C. (Form 36)
Sustainable Development
‘Right to sustainable development’ is seen as principle under the purview of Constitutional
‘right to life’. Judicial decisions had given interpretation in certain cases in favour of that.
In N.D. Jayal v. Union of India36 case, Supreme Court provided even wider an interpretation
of ‘right to life’ under Article 21, it is suggested that ‘right to environment’ is a fundamental
right of every citizen so as the ‘right to sustainable development’, at times it is found that
right to sustainable development becomes the integral part of ‘right to life’. ‘Right to
sustainable development’ includes much wider aspect of overall economic growth and
development of a community or a country, hence the importance has to be judged carefully
while compared with the fundamental right of any individual. In this case petition was for the
proper safety test of the Tehri dam and hydel power project and for the rehabilitation aspect
of the migrants. Court said, that the right to health, and clean & healthy environment is a
fundamental right under Article 21 of the constitution, the petition succeeded and to take care
of the safety aspect, 3-D Non-Linear Analysis and Dam Break Analysis were recommended
by the Committee of Experts.
33
State of Air Pollution in Indian Cities, Centre for Science and Environment, available online at
http://www.cseindia.org/node/207 (accessed on 25.05.2015).
34
Id.
35
Archana Chaoudhary, More than half of India’s rivers too polluted for drinking water, LiveMint, August,
2013, available at http://www.livemint.com/Politics/PaYR6kB1IQOSKnEhf19jpL/More-than-half-of-Indias-
rivers-too-polluted-for-drinking-w.html (accessed on 25.05.2015).
36
(2003) 6 SCC 573
There are several international conventions, which emphasis on the importance of sustainable
development. For example, the Stockholm Declaration, 37 which refers to the balance between
the environmental protection and the economic development, says that in order to provide the
maximum benefit to the people, the States should integrate economic development with
protection of the environment.38 While the States have a sovereign right to use their own
natural resources, they must ensure that such use does not adversely affect the environment of
neighbourhood States.39 Furthermore, the World Charter for Nature 40 mentions about the
importance of environmental protection in the economic development. It however
emphasizes on the specific principles of environmental protection, which are designed to
guide the economic development. Finally, the Rio Declaration 41 emphasizes on the principles
in the Stockholm Declaration. It states that States must apply the ‘precautionary principle’ in
balancing between the economic development and the environmental protection. 42
In 1990, the Economic Commission for Europe (ECE) of the UN convened a conference, in
which the non-binding declaration on environmental protection was agreed, known as Bergen
Declaration. Bergen Declaration had drawn an interrelation between the ‘sustainable
development principle’ and the ‘precautionary principle’. In the Bergen Declaration it is said
that, “In order to achieve sustainable development, policies must be based on the
precautionary principle. Environmental measures must anticipate, prevent and attack the
causes of environmental degradation. Where there are threats of serious or irreversible
damage, lack of full scientific certainty should not be used as a reason for postposing
measures to prevent environmental degradation. ”
Precautionary Principle
‘Precautionary principle’ in relation to environmental law had emerged based on the fact that,
pollution in one geographical place or area may affect the environment of other geographical
areas, so it is better to foresee the problems and to take ‘risk management’ kind of approach,
so that pollution would not affect to the other areas. ‘Precautionary principle’ is a rule of
evidence and deals with the burden of proof in environmental cases. This principle shifts the
burden of proof to the polluter, hence the polluter has to prove that his activity (personal or
industrial) is not a health hazard.
Earlier the principle of ‘assimilative capacity’ was prevailing, this ‘assimilative capacity’
principle was provided by the Principle 6 of Stockholm Declaration, 1972, 43 this principle
stated that, “science could provide policy makers with the information and means necessary
to avoid encroaching upon the capacity of the environment to assimilate impacts and it is
presumed that relevant technical expertise would be available when environmental harm was
predicted and there would be sufficient time to act in order to avoid such harm.” According
37
See Annex I.
38
Principle 13 of The Stockholm Declaration, see Annex I.
39
Principle 21 of The Stockholm Declaration, see Annex I.
40
See Annex II.
41
See Annex III.
42
Principle 15 of the Rio Declaration, see Annex III.
43
See Annex I.
to this theory, it was the duty of policy makers to find out the possible negative impact on
environment of any public or private activity, and to formulate such policies to decrease or
prevent such negative impact.
‘Precautionary principle’ originated in Germany as one of the basic principles of
environmental policy; and discussed later on a number of times during the discussion on issue
of ‘protection of North Sea’.44 The word precaution was not used until the second conference
in London, in 1987; where a precise reference to the necessity of a ‘precautionary approach’
is made. This required action to be taken to regulate inputs of the “most dangerous
substances (...) even before a causal link has been established by absolutely clear scientific
evidence.” By 1990, at the third conference in Hague, the parties declared that they “ will
continue to apply the precautionary principle that is to take action to avoid potentially
damaging impacts of substances that are persistent, toxic and liable to bio-accumulate even
when there is no scientific evidence to prove that a causal link between emissions and
effects.” The ‘precautionary principle’ was highlighted also by 11 th Principle of the U.N.
General Assembly Resolution on World Charter for Nature, 198245 as a substitute of
‘assimilative principle.’
At the 1992 United Nations Conference on Environment and Development (UNCED) in Rio
de Janeiro, this is believed to be caused by the fear of the influence of the principle on the
discussion of measures against the greenhouse effect. According to the USA, the fact that
there was not sufficient scientific evidence for the causal relationship between human
behaviour and the greenhouse effect meant that taking expensive measures was not
acceptable. Other states were more willing to take a precautionary approach as they suspected
that waiting for proof might result in irreversible harm. In the (non-binding) Rio Declaration
of 1992, Principle 15 said: “In order to protect the environment, the precautionary approach
shall be widely applied by States according to their capabilities. Where there are threats of
serious or irreversible damage, lack of full scientific certainty shall not be used as a reason
for postponing cost-effective measures to prevent environmental degradation.” Again, the
scope of the precautionary principle is limited to damage which is either serious or
irreversible. Yet another limitation is that, the measures which are to prevent possible
damages are to be cost-effective. As the whole idea of precaution is linked with the notion
that preventing damages is often less expensive than cleaning up afterwards, this new element
seems to be reasonable. However, it is to be kept in mind that we are talking about damages
of which it is uncertain if they will occur or not, first of all. Secondly, it will often be
uncertain how serious the possible damage might be. Bearing this in mind, the cost-
effectiveness examination could be understood to imply that the more serious the possible
damages might be, the more is to be spend on precautionary measures. The inability to prove
how much mankind will gain from taking specific precautionary measures should not stand in
the way of taking measures though.
44
The protection of the North Sea was discussed at a number of international conferences held in Bremen
(1984), London (1987), The Hague (1990) and Esbjerg (1995); See for the text of the Declarations on
Conclusions: Ministry of Environment and Energy, Danish Environmental Protection Agency, Ministerial
Declarations and Esbjerg Declaration, Copenhagen, 1995.
45
See Annex II.
In the 1990s, more and more binding international treaties contain references to the
precautionary principle. One important treaty which does so, is the Treaty on the European
Union, otherwise known as the Treaty of Maastricht. In the EC Treaty, Article 2 expressly
calls for “an economic growth which is both sustainable and respects the environment.
Strangely enough, the wording sustainable growth is employed, instead of the more common
expression sustainable development.” Another new feature of the EC Treaty is the fact that in
Article 130 R, the precautionary principle is added to the list of environmental principles. The
text of this article now reads as follows:
“1. Community policy on the environment shall contribute to pursuit of the following
objectives: - preserving, protecting and improving the quality of the environment; -
protecting human health; - prudent and rational utilization of natural resources; - promoting
measures at international level to deal with regional or worldwide environmental problems.
2. Community policy on the environment shall aim at a high level of protection taking into
account the diversity of situations in the various regions of the Community. It shall be based
on the precautionary principle and on the principles that preventative action should be taken,
that environmental damage should as a priority be rectified at source and that the polluter
should pay. Environmental protection requirements must be integrated into the definition and
implementation of other Community policies. In this context, harmonization measures
answering these requirements shall include, where appropriate, a safeguard clause allowing
Member States to take provisional measures, for non-economic environmental reasons,
subject to a Community inspection procedure.
3. In preparing its policy on the environment, the Community shall take account of: -
available scientific and technical data; - environmental conditions in the various regions of
the Community; - the potential benefits and costs of action or lack of action; - the economic
and social development of the Community as a whole and the balanced development of its
region. (...)”
As the EC is a party to several treaties in which the precautionary principle is to be found,
and also signatory to the Bergen Declaration discussed above, one might assume that the
definitions employed there also apply to the EC.
The ECE Convention on the protection and use of transboundary watercourses and
international lakes, Helsinki Convention 1992 (Helsinki, 1992) underlines the importance of
precaution at several stages. First of all, the parties to it shall take all appropriate measures to
prevent, control and reduce pollution of waters causing or likely to cause transboundary
impact (Article 2(2)(a), emphasis added). Secondly, Article 2(5)(a) expressly states that in
taking the measures called for, the parties "shall be guided by" a number of principles. The
first one to be mentioned is the precautionary principle, by virtue of which action to avoid the
potential transboundary impact of the release of hazardous substances shall not be postponed
on the ground that scientific research has not fully proved a causal link between those
substances, on the one hand, and the potential transboundary impact, on the other hand. The
Helsinki Convention thus employs a definition with a broader scope than the Rio and Bergen
Declaration, as it does not limit itself to serious or irreversible damage.
Indian Supreme Court also adopted the ‘precautionary principle’ but in a modified form. The
Court adopting the principle explained that this principle has led to the special principle of
burden of proof in environmental cases where burden ad to the absence of injurious effect of
the actions proposed is placed on those who want to change the status quo. The person who
wants to maintain status quo by maintaining a less polluted state should not carry the burden
of proof and the party who wants to alter it by carrying on some activity must bear this
burden. In case insufficient proof is presented in the Court, the Court will take decision in
favour of environmental protection and the activity would not be allowed to operate in favour
of environmental protection and the activity would not be allowed to operate. Currently
Supreme Court has suggested the appellate authority to appoint Technical Members, who will
be well versed in the environmental laws and will have special knowledge in scientific and
technical fields related to environmental science/management. This is discussed in case of
A.P. Pollution Control Board v. Prof. M.V. Nayadu,46 and Fertilizers and Chemicals
Travancore Ltd. Employees Association V. Law Society of India 47 which can be seen for
reference.
46
(1992) 2 SCC 718, AIR 1999 SC 812.
47
(2004) 4 SCC 420.
48
Duncan Austin, Economic Instruments for Pollution Control and Prevention — A Brief Overview, World
Resources Institute, September 1999.
recycling, i.e., using landfills or incinerating waste, is by definition “damaging to the
environment.” Therefore, those who choose non-recycling methods of waste disposal or use
non-recycled materials in production are said to be contributing to pollution problems and
must be forced to pay. But saying that the use of virgin materials alters nature and therefore
“imposes costs on the environment” fails to establish that anyone is hurt, or, if they are hurt,
the amount of injury they suffer. Therefore, the goal of these proposals seems to have nothing
to do with identifying polluters and their victims and arranging compensation. Instead, it is
simply to reduce the use of virgin materials, landfills and burning for its own sake. PPP had
its recommendation first by OECD in 1972 and also found to be mentioned in First
Environmental Action Program of EU (1973-1976). In 1975 EC recommended regarding cost
allocation by public authorities on environmental matters. Article 191(2) of EC Treaty,
198749 and Principle 16 of Rio Declaration,50 1992 has this principle mentioned.
In Indian Council for Enviro-Legal Action v. Union of India,51 the PPP was explained as
following:
“Once the activity carried on is hazardous or inherently dangerous, the person carrying on
such activity is liable to make the loss caused to any other person by his activity irrespective
of the fact whether he took reasonable care while carrying on his activity.
(a) The polluting industry is absolutely liable to compensate for harm caused to
environment,
(b) He is also liable to pay the cost of restoring the environmental degradation –
reversing the damaged ecology.”
Thus, Supreme Court of India puts the ‘absolute liability’ for the harm to the environment.
Hence, it becomes a principle of remediation of the damaged environment – a part of the
sustainable development. The Supreme Court explained again PPP and went into its finer
aspects in the case of Deepak nitrite Ltd. V. State of Gujrat.52 The Court stated that the
amount of awarded compensation must have some correlation with magnitude of risk, also
with the capacity of the company and the actual harm caused by it. PPP can be applied when
some damage to the environment has been seen, without which application of this principle is
not possible. In this case this principle was applicable as the effluents discharged by the
industries in Gujrat Development Corporation Estate of Nandesari was more than the
parameters fixed by the Gujrat Pollution Board. Justice Saghir Ahmed of Supreme Court
said, “Pollution is a civil wrong. By its very nature, it is a tort committed against the
community as a whole. A person, therefore, who is guilty of causing pollution has to pay
damages (compensation) for restoration of the environment and ecology. In addition to
damages, the person guilty of causing pollution can also be held liable to pay exemplary
damages, so that it may act as a deterrent for others not to cause pollution in any manner.”
49
See Annex IV.
50
See Annex III.
51
(1996) 3 SCC 212.
52
(2004) 6 SCC 402.
Exemplary Damages: Courts in India has many a times awarded ‘exemplary damages’ by
using PPP in addition to the award of normal damages. Supreme Court declared that Court
has power to award ‘exemplary damages’ under Article 32 of Constitution. 53 The Supreme
Court added that, “the person held guilty of causing pollution can be held liable to pay
‘exemplary damages’ so it may act as deterrent for others not to cause pollution.” In M.C.
Mehta v. Kamal Nath,54 Supreme Court imposed an ‘exemplary damage’ of 10 lakh rupees on
Span Motel Limited along with bearing a fair share of the project cost of the ecological
restoration; because they found guilty of interfering with the natural flow of a water and thus
disturbing the environment and ecology of the area.
Various State High Courts also have exercised their power under Article 226 and awarded
several significant decisions to protect and improve the environment. In Rampal v. State of
Rajasthan,55 the High Court issued a writ of mandamus against the Municipal Board of
Mandal of Bhilwara district to abide by the provisions of the Rajasthan Municipalities Act,
1959 and to clean the streets, public places, sewers; to remove the noxious and offensive
matter; and to construct drain and sewers.
Public Trust Doctrine (PTD) is the principle that says, the resources like air, water etc. are
preserved for public use and that the government is required to maintain them for the public’s
reasonable use. PTD operates as a right guaranteeing the access to property, whether owned
privately or held by the state or unowned. Origin of PTD is found in the Justinian Code of
sixth century Rome – as the ‘doctrine of res communes’ – which said that some things are
“common to mankind - the air, running water, the sea, and consequently the shores of the sea
and the right of fishing in a port, or in rivers, is common to all men.”56 Res communes were
excluded from private control and the trustee was charged with the duty of preserving the
resources in a manner that made them available for certain public purposes. Whether formal
law or moral imperative, the concept that certain resources are common to all is prevalent
today in such diverse areas as the open sea, wildlife, parks, historic monuments, and the
electromagnetic spectrum. In England, this concept appears in the common law, particularly
through the writings of Bracton and Flecta, England’s Magna Carta, and commentary by
Blackstone. These sources are cited as precedent for the notions of common rights to
navigation and fishing, but again questions arise over whether these statements accurately
reflect the practices of the time given the prevalence of private fisheries; Paragraph 5 of the
Magna Carta made explicit reference to the guardianship of land extending the guardianship
to houses, parks, fish ponds, tanks, mills and other things pertaining to land.57
53
In M.C.Mehta v. Kamal Nath, (2000) 6 SCC 213.
54
(2000) 6 SCC 213.
55
AIR 1981 Raj. 121.
56
Joseph L. Sax, Public Trust Doctrine in Natural Resource Law: Effective Judicial Intervention, Michigan
Law Review, 68:471 (1970).
57
Kameri-Mbote P., Comment: The use of the Public Trust Doctrine in Environmental Law, Law Environment
and Development Journal, 2007, Vol 3/2, p. 195.
The higher jurisprudence of Article 21 of the Constitution (right to life) embraces the
protection and preservation of nature's gift without which life ceases to be viable and human
rights become a simulacrum. In other words, this right to life under article 21 has been
extended to include the right to a healthy environment and the right to livelihood. The third
aspect of the right to life is the application of public trust doctrine to protect and preserve the
public land. When the Indian courts have applied the public trust doctrine, they have
considered it not only as an international law concept, but one, which is well established in
their national legal system.
Accepting PTD as a part of common law, the Indian courts have applied this explicitly in
three recent cases, the first one in 1997 and two cases in 1999, including the case under
consideration. Articles 48A and 51A of the Constitution also furnish the principles of
jurisprudence, which are fundamental to our governance under the Rule of Law.
The doctrine is first mentioned in M.C. Mehta v Kamal Nath58 and others where the Indian
Supreme Court applied public trust with regard to the protection and preservation of natural
resources. In this case, the State Government granted lease of riparian forestland to a private
company for commercial purpose. The purpose of the lease was to build a motel at the bank
of the River Beas. A report published in a national newspaper alleged that the motel
management interfered with the natural flow of the river in order to divert its course and to
save the motel from future floods. The Supreme Court initiated suo motu action based on the
newspaper item because the facts disclosed, if true, would be a serious act of environmental
degradation.
The Supreme Court in M.C. Mehta started that the Public Trust Doctrine primarily rests on
the principle that certain resources like air, sea, waters and forests have such great importance
to the people as a whole that it would be unjustified to make them a subject of private
ownership. The court observed that: Our Indian legal system, which is based on English
common law, includes the public trust doctrine as part of its jurisprudence. The State is the
trustee of all natural resources, which are by nature meant for public use and enjoyment.
Public at large is the beneficiary of the seashore, running waters, airs, forests and ecologically
fragile lands. The State as a trustee is under a legal duty to protect the natural resources.
These resources meant for public use cannot be converted into private ownership. As rivers,
forests, minerals and such other resources constitute a nation's natural wealth. These
resources are not to be frittered away and exhausted by any one generation. Every generation
owes a duty to all succeeding generations to develop and conserve the natural resources of
the nation in the best possible way. It is in the interest of mankind. It is in the interest of the
nation. Thus, the Public Trust doctrine is a part of the law of the land. The court also ruled
that there is no any justifiable reason to rule out the application of the public trust doctrine in
all ecosystems in India.
In this case, the Supreme Court was faced with the classic struggle between those members of
the public who would preserve our rivers, lakes and open lands in their pristine purity and
58
(2000) 6 SCC 213.
those charged with administrative responsibilities who find it necessary to encroach to some
extent upon open land.... It stated that the public bodies should apply public trust doctrine
when there is no legislation to protect the natural resources.
In their view, applying the polluter pays principle, the Court directed the developer to pay
compensation by way of cost for the restitution of the environment and ecology of the area. It
had no difficulty in holding that the Himachal Pradesh government committed a patent
breach of public trust by leasing out the ecologically fragile land to be developed.
The second case on this subject is Majra Singh v Indian Oil Corporation,59 where the
petitioner objected to the location of a plant for filling cylinders with liquefied petroleum gas.
It was held that the High Court can only examine whether authorities have taken all
precautions with a view to see that laws dealing with environment and pollution have been
given due care and attention. Though the case was decided on the basis of the precautionary
principle, it confirmed that the public trust doctrine has become part of the Indian legal
thought processes. In the High Court's opinion, the doctrines is apart and parcel of Article 21
of the Constitution and that there can be no dispute that the State is under an obligation to see
that forests, lakes and wildlife and environment are duly protected. According to the Court,
the idea that the public has a right to expect certain lands and natural areas to retain their
natural characteristics is finding its way into the law of the land.
In the third case, M.I. Builders v Radhey Shyam Sahu,60 the Supreme Court has applied the
public trust doctrine. Here, the Lucknow Nagar Mahapalika (i.e. Lucknow City Corporation)
granted permission to a private builder to construct an underground shopping complex was
against the municipal Act and Master plan of the city of Lucknow. The builder was supposed
to develop the site at its own cost and then to realize the cost with profit not exceeding more
than 10% of the investment in respect of each shop. Under the terms of the agreement, full
freedom was given to the builder to0 lease out the shops as per its own terms and conditions
to persons of its choice on behalf of the Mahapalika. The builder was also given the right to
sign the agreement on behalf of the Mahapalika and was only required to a copy to the
Mahapalika after its execution. Both the builder and the Mahapalika were to be bound by the
terms of that agreement. When the matter was challenged, the High Court set aside and
quashed the agreement between Mahapalika and the builder, and the relevant order of the
Mahapalika permitting such construction. The Court ordered Mahapalika to restore the park
to its original position within a period of three months from the date of the judgment and until
that was done, to take adequate measures and to provide necessary safeguards and protections
to the users of the park. The High Court took the accounts of the fact that Mahapalika never
denied the historical importance of the park and the preservation or maintenance of the park
was necessary from environmental angle. However, the only reason advanced by Mahapalika
for the construction of the underground commercial complex was to ease the congestion in
the area. The High Court took judicial notice of the conditions prevailing at the site and found
that the construction of an underground market would further congest the area. It added that
59
AIR 1999 J K 81.
60
(1999) 6 SCC 464.
the public purpose, which is alleged to be served by construction of the underground
commercial complex, seemed total illusory.
On appeal by the builders, the Supreme Court held that the terms of agreement showed that
the clauses of the agreement are unreasonable, unfair and atrocious. The Mahapalika, as a
trustee for the proper management of the park, has to be more cautious in dealing with its
properties. The Court added that the land of immense value had been handed over to it to
construct an underground shopping complex in violation of the public trust doctrine. The
maintenance of the park, because of its historical importance and environmental necessity,
was in itself a public purpose. Therefore, the construction of an underground market in the
grab of decongesting the area was wholly contrary and prejudicial to the public purpose. By
allowing the construction, Mahapalika has deprived its residents, and also others, of the
quality of life to which they were entitled to under the Constitution and under the Municipal
Act. The agreement was opposed to public policy and not in the public interest. Mahapalika
allowed the commercial shopping complex to be built upon a public park in clear defiance of
the Uttar Pradesh Municipal Corporation Adhiniyam 1959. In addition, the Mahapalika
violated the public trust doctrine and the Court ordered the demolition of the unauthorized
shopping complex. The Supreme Court, in M.I. Builders reconfirmed that the public trust
doctrine is established in the Indian legal system and asserted that the public authorities
should act as trustees of natural resources. However, it is clear from all these cases that the
court did not confer any property right on the public under the trust. While applying the
public trust doctrine, the Court in all these cases, took account of either the polluter pays the
principle or the precautionary principle or both.
In the Kamal Nath case, the Supreme Court and in the Th. Majra Singh case, the High court
applied the public trust doctrine along with other principles such as the precautionary
principle and polluter pays principle. Moreover, in Kamal Nath case, the Supreme Court
directed, inter alia, that the lease be quashed and the full cost of restoration of the land to its
original natural condition be paid by the Motel. The Court also ordered the Motel to remove
all the construction on the riverbed and the banks of the River Beas. However, in Th. Majra
Singh, the High court found that the Indian Oil Corporation (IOC) had taken all the
precautions and followed all the safeguards required by the law. Giving to the go ahead to the
installation of the LRG plant located in the vicinity of a polluted village, the Court ordered
the IOC to take due precautions, so that pollution is not caused to the environment and to
plant fast growing trees like poplar eucalyptus. In the M.I. Builders case, the Supreme Court
ordered Mahapalika to demolish the unauthorized shopping complex and to restore the park
to its original beauty. It is clear that in these cases, the Court adopted a balanced development
approach.
As per this notification, the expansion or modernization of any existing industry, or the
establishment of new projects shall not be undertaken without obtaining an environmental
clearance from the Central Government and the State Governments respectively. An
application need to be submitted to the appropriate authority, which should include an EIA
Report and an Environmental Management Plan (EMP) prepared in accordance with the
guideline issued by the Central Government. These reports are to be assessed by the Impact
Assessment Agency (IAA). IAA then usually provide the recommendations based on
technical assessments of documents, data furnished by project authorities, supplemented by
data collected by visit to the sites of factory and interaction with the affected people and
environmental groups. Clearance is then given subject to IAA recommendations.
As per the 1994 notification, 30 types of industries scheduled therein have to obtain the
environmental clearance from the Government of India.61 Any organization, which desires to
undertake any new project or expansion or modernization of any existing industry or project,
with investment of more than Rs.5 crores, requires conducting an environmental impact
assessment. These projects require an environmental clearance from the central government.
The clearance granted is valid for a period of five years from commencement of the
construction or operation of the project. No construction work, preliminary or otherwise,
relating to the set-up of the project may be undertaken till the environmental and/or site
clearance is obtained.
One practical example is cited here for comprehension of the different aspects of EIA. 62
Please find the following Box 163 and Table 164 for the example.
61
See Annex V.
62
Refer to An India Case Study on CEIA for proposed Natural Gas-Based Power Plant, Produced for AED’s
training program under the USAID SARI/Energy project, by the School of Environmental Management and
Sustainable Development (schEMS) in Nepal, with support from IRG Systems South Asia, available online at
http://www.sari-energy.org/training/eia/course_files/casestudies/INDIA_CASESTUDY3_natural_gas_based_power_plant.pdf (accessed
on 22.06.2015).
63
Text used in Box 1 is taken from the above mentioned study, see FN32.
64
Data used in Table 1 is taken from the above mentioned study, see FN32.
Box1Case Study: EIA for a Proposed Natural Gas-Based Power
Plant
The identified parameters have been distributed into four major categories, viz. Ecology, Environmental
pollution, Aesthetics, and Human interest. A score of 1000 has been divided into each of these
categories. The resultant numerical evaluation has been described.
Environmental Pollution
The proposed project runs in eco-friendly manner by using Natural gas as a fuel and it will not generate
any trade effluent. The wastewater generated will come from the domestic usage, evaporative cooler,
WHRB etc. However, such effluents will be treated to meet the standard. The effect on ambient air
quality will be minimum. Natural gas will not contribute to the suspended particulates. A marginal
increase in the gaseous pollutants such as SO2 and NOx, is expected. The proposed project does not
have any impact over the land use and on the buffer zone. The proposed project does not have any
impact on the soil chemistry, soil erosion, and soil fertility. Noise pollution due to the movement of
vehicles during construction activities is expected. However, the following measures will minimize the
noise level: (i) Maintenance of vehicle, plying in the project area; (ii) Development of thick canopy of
plantation around project premises; (iii) Installment of modern generator with less noise.
Aesthetics
The proposed power plant will not change any topographic feature. The proposed greenbelt development
around the site will enhance the diversity of vegetation. Noise level will be marginally increased due to
increased activity. The anticipated composite effect due to the proposed power plant has a majority of
overall positive impacts from aesthetic point. Human Interest There will be a number of job
opportunities available to the local people during the constructional stage and after commissioning
qualified person belonging to this region will be given priority.
Table 1: Summary of environmental impact found in the previous case study
Potential Constructional Phase Operational Phase
Impact High Medium Low/No Positive High Medium Low/No Positive
areas Impact Impact Impact Impact Impact Impact impact Impact
Air Quality
SPM v V
S02 V V
NOx V V
CO V v
Water Environment
Water V V
availability
Ground V V
water quality
Surface V V
water quality
Noise
On site v V
Off site V V
Ecology
Flora V v
Fauna V v
Socio-economic Environment
Social v
fabric
Health v
Education v v
Infrastructure v v
Occupation v v
Pattern
Economy v v
Aesthetic
Scenery v v
Structure V V
Recent amendment has come into force through 2006 amendment, which superseded the
1994 notification. First, the decentralization of regulatory functions to State level
Environment Impact Assessment Agencies (SEIAAs). SEIAAs were to oversee smaller scale
projects (Category ‘B’) and the MOEF would continue to regulate larger scale projects
(Category ‘A’). Second, although the final regulatory approval would be decided by the
MOEF or the concerned SEIAA, they in turn were to base their approvals on the
recommendations of the State Expert Appraisal Committee (SEAC) and the Expert Appraisal
Committee (EAC) functioning in the MOEF. Third, the State Pollution Control Boards
(SPCB) or the Union Territory Pollution Control Committee (UTPCC) were given the
responsibility for conducting the public hearing, taking responsibility away from the project
proponents. These three changes were designed to make the appraisal process more
streamlined, transparent and independent of politicking. In Sterlite Industries (India) Ltd. v.
Union of India65 the Supreme Court discussed the specific grounds on which administrative
action involving the grant of environmental approval could be challenged. The grounds for
judicial review were illegality, irrationality and procedural impropriety. Thus the granting of
environmental approval by the competent authority outside the powers given to the authority
by law, would be grounds for illegality. If the decision were to suffer from Wednesbury
unreasonableness,66 the Court could interfere on grounds of irrationality. Last, an approval
can be challenged on the grounds that it has been granted in breach of proper procedure.
Nevertheless the Court has not restrained itself, in cases where it found that the SEAC had
recommended approvals without any application of mind.
Attempts at circumvention by breaking up land parcels so as to escape the minimum land
area cut off requirement of five hectares for the conduct of EIAs have also been addressed by
the Court. In Deepak Kumar v. State of Haryana and Ors,67 referring to the recommendations
of the Committee on Minor Minerals, the court underlined that state governments should be
discouraged from granting a mining license/lease to plots less than five hectares so as to
reduce circumvention and ensure sustainable mining. Further, where land is broken up into
smaller parcels, prior environmental approvals should be sought from the MOEF.
Other cases which can be referred in relation to this are as follows:
Gram Panchayat Navlakh v. Union of India;68 Utkarsh Mandal v. Union of India69 and
Samata and Forum of Sustainable Development v Union of India.70
The EIA process is India faces several critical challenges, the primary being the need for
greater transparency, ensuring accountability of regulators and improving the quality of
public participation. The Court’s interventions in various cases have sought to address each
of these challenges. The recent order to establish an independent national environmental
regulator to oversee the EIA process is a reflection of the Court’s frustration with the
piecemeal nature of policy reforms and an attempt to provide a clear institutional framework
for addressing the existing challenges. Although some may criticize this as an example of the
judiciary stepping into the policy sphere, nevertheless the Court’s commitment towards
making the EIA process more effective deserves to be applauded.
65
2013 AIR SCW 3231.
66
The Wednesbury principle means that only an administrative decision that is unreasonable to an extreme
degree can be brought under the legitimate scope of judicial review. The principle is generally considered as a
reason for courts not to interfere in administrative body decisions. Non-applicability of the principle would
imply that courts will be less hesitant in interfering in such decisions.
67
Special Leave Petition (Civil) No. 19628-19629 of 2009. Judgment of Supreme Court on February 27, 2012.
68
Public Interest Litigation No. 115 of 2010. Judgment of Bombay High Court on June 28, 2012.
69
Writ Petition (Civil) No. 9340 of 2009. Judgment of Delhi High Court on November 26, 2009.
70
5 Appeal No. 9 of 2011. Judgment of NGT (Southern Zone, Chennai) on December 13, 2013.
Environmental Audit
International Chamber of Commerce defines the ‘environmental audit’ as: “the systematic
examination of the interactions between any business operation and its surroundings. This
includes all emissions to air, land and water; legal restraints; the effects on the neighbouring
community, landscape and ecology; and the public’s perception of the operating company in
the local area…. Environmental audit does not stop at compliance with legislation. Nor is it a
‘green-washing’ public relation exercise…. Rather it is total strategic approach to the
organization’s activities.” The important features are that environmental auditing is a
management tool for evaluating environmental performance against specified objectives.
Environmental auditing is normally regarded as art of an overall environmental management
system and it is therefore not considered in isolation but as one of a series of regular audits to
assess improvements in performance. Environmental auditing has evolved over from being
primarily a scientific undertaking to one which now includes evaluation of compliance with
predetermined standards and emphasizes a management control system. It is a process of a
systematic, periodic and objective approach to investigating business operations. It starts
from an analysis of the construction of a plant, purchasing of building materials, processing,
recycling, control of waste, recycling and final disposal of end effluents. A series of questions
outlined on all stages of the enterprise and its processes are prepared; figures are put if
possible; and results are recorded. A report is then prepared with the good and bad points
highlighted to use as a baseline for the future audits. Environmental audit can be done by a
team of qualified auditors, either employees of the organization or the contractor personnel,
to determine whether the factory/organization is complying with the environmental laws and
regulations.
The first U.N. (international) Conference on Human Environment was held in June 1972 in
Stockholm, it declared that, ‘to defend and improve human environment for present and
future generations has become an imperative goal for mankind.’ Therefore, it called
governments and people of the world to put their efforts for the preservation and betterment
of human environment. 26 principles were put forward in this Conference which is called
Stockholm Declaration71 or Magna Carta on Human environment. Indian Prime Minister
Indira Gandhi was there to address the Conference, and raised her concern about the
ecological imbalances, environmental degradation and pollution problem. India, being one of
the signatories, had passed various legislation since then to protect the environment. It was
felt that the improvement and protection of environment needs a major initiative for well-
being of flora and fauna, including human being, and overall economic development of the
country. Water (Prevention and Control of Pollution) Act, 1974, Air (Prevention and Control
of Pollution) Act, 1981, Environment (Protection) Act, 1986, National Environment Tribunal
Act, 1985 were some of the important legislations enacted thenafter, with the aim of
environmental protection.
Among the more important way stations on the road from Stockholm to Rio was the World
Commission on Environment and Development (WCED or Brundtland Commission).
71
See Annex I.
Constituted by the UN General Assembly in 1983, the WCED consisted of twenty one
eminent individuals appointed in their personal capacities. Gro Harlem Brundtland, Prime
Minister of Norway, chaired the group. The Commission was charged with “proposing long-
term environmental strategies for achieving sustainable development to the year 2000 and
beyond.” Among other things, the Commission recommended that the United Nations
General Assembly “commit itself to preparing a universal Declaration and later a Convention
on environmental protection and sustainable development.” Although the term did not
originate with the Commission, the WCED's report attempted to define ‘sustainable
development’, a concept that permeated the Commission's report and subsequently became
the central theme of UNCED and the Rio Declaration: Sustainable development is
development that meets the needs of the present without compromising the ability of future
generations to meet their own needs. It contains within it two key concepts:
[1] the concept of ‘needs’, in particular the essential needs of the world’s poor, to which
overriding priority should be given; and
[2] the idea of limitations imposed by the state of technology and social organization on the
environment’s ability to meet present and future needs.
This central premise, which is far from intuitively obvious, is a postulate that has been
assumed rather than demonstrated. There is no international consensus on the meaning of
‘needs’, a fundamental component of the definition on which perspectives may vary around
the globe. There appears to be little or no empirical evidence to demonstrate that the needs of
both current and future generations, however modest they may be, can be met through
economic growth while concurrently satisfying the constraint of preserving environmental
capacities. This definition of sustainable development, moreover, presents a serious challenge
when applied to the operational reality of determining the ‘sustainability’ of a given proposal,
whether a discrete infrastructure project, such as a large dam, or a broader development
policy or program.
One significant piece of evidence for this perspective is Stockholm Principle 22, which
declares that, “States shall co-operate to develop further the international law regarding
liability and compensation for the victims of pollution and other environmental damage
caused by activities within the jurisdiction or control of such States to areas beyond their
jurisdiction.”
The Experts Group on Environmental Law was charged not just with codifying existing legal
principles, but also with giving "special attention to legal principles and rules which ought to
be in place now or before the year 2000 to support environmental protection and sustainable
development within and among all States."35 Accordingly, the Experts Group produced a
text containing twenty-two general principles on such matters as an individual human right to
an adequate environment, transboundary pollution, intergenerational equity, environmental
impact assessment, international cooperation, exchange of information, notification, and prior
consultation. Collectively these principles were intended as elements for a draft convention
on environmental protection and sustainable development. The Experts Group clearly stated
that some of the principles proposed in that document could not be identified as current
customary practice, but instead indicate the direction in which the progressive evolution of
international law should be encouraged.
The organizers of UNCED initially conceived the Earth Charter in the tradition of a
hortatory, aspirational instrument intended to codify some, and to catalyze the necessary or
desirable maturation of other, international legal norms: “Even though the Earth Charter will
necessarily be limited to basic rules of conduct, it offers an opportunity to go beyond the
codification of norms already established by customary international law and to espouse
some of the more dynamic, forward-looking postulates.., now emerging in environmental
decision-making.”
Accordingly, the initial expectations for the Rio Declaration were that the instrument
establish ‘good practice standards’ by reference to the best and most progressive approaches
of the previous twenty years. The remainder of this Article examines the extent to which the
1992 Rio Declaration accomplishes this aim in eight of the more important areas that both
instruments address. Those areas are representative of evolutionary developments between
the two declarations:
(1) right to environment;
(2) transboundary pollution;
(3) intergenerational equity;
(4) environmental impact assessment;
(5) precautionary approaches;
(6) cooperation, exchange of information, notification, and prior consultation;
(7) trade and the Polluter Pays Principle; and
(8) public participation in environmental decision making.