Mapping Innovations and SDGs in India ?? 1713707915
Mapping Innovations and SDGs in India ?? 1713707915
Innovations
Patents and
the Sustainable
Development
Goals
Mapping Innovations
Patents and the
Sustainable
Development
Goals
Contents
Foreword4
Acknowledgments5
Executive summary 6
Conclusion45
Appendices46
A.1 Data source 46
A.2 Patent-to-SDG mapping methodology 47
A.3 Foreign-oriented patent families (international patent families) 49
A.4 Innovation Maturity Matrix 50
A.5 Relative development of technology areas 51
A.6 Selecting geographical regions for analysis 52
3
Foreword
The United Nations Sustainable Development Goals (SDGs) are hanging in the balance.
Halfway toward implementing Agenda 2030, only 15% of the goals are on track.
Behind this number stand the world’s most vulnerable people. We must do more, we
must do it together, and we must do it now to create the conditions for countries to
achieve the SDGs.
This creates an opportunity through patent analytics to transform patent data into
actionable insights that both highlight the trajectory of technological advancement, as
well as measure and track technological progress in areas of interest. Patent analytics
also provides us with a sharper sense of the gaps that exist and points to where more
resources need to be directed into research, development and translation.
Daren Tang
Director General, World Intellectual Property Organization
4
Acknowledgments
This publication was prepared under the stewardship of Marco Alemán (Assistant Director
General, IP and Innovation Ecosystems Sector) and under the direction of Alejandro Roca
Campaña (Senior Director, Technology and Innovation Support Division) and Andrew Czajkowski
(Director, Technology and Innovation Support Division), and was led by Christopher Harrison
(Patent Analytics Manager, IP Analytics Section, Technology and Innovation Support Division).
The report was prepared by a project team led by Christopher Harrison that included Marco
Richter, William Mansfield and Dirk Caspary (all from LexisNexis Intellectual Property Solutions),
as well as Hong Kan (Patent Analytics Officer, IP Analytics Section, Technology and Innovation
Support Division) and Lakshmi Supriya (Patent Analytics Officer, IP Analytics Section, Technology
and Innovation Support Division). Additional thanks go to Catherine Jewell (former Senior
Information Officer, Information and Digital Outreach Division), Manuela Ramos Cacciatore
(WIPO Knowledge Center) and Aleksandr Belianov (former Young Expert, Technology and
Innovation Support Division) for their additional support.
Our thanks also go to Matthew Bryan (Director, PCT Legal Division) and Intan Hamdan-
Livramento (Senior Economist, Innovation Economy Section) for reviewing the report and
providing valuable input. Finally, our gratitude to the WIPO editorial and design team led by
Charlotte Beauchamp (Head, Publications and Design Section).
5
Executive summary
Almost one in three active patent families worldwide (31.4%) are related to the SDGs.
Analysis of patent trends reveals that some SDGs, like for instance SDG 9 Industry,
Innovation and Infrastructure and SDG 13 Climate Action, exhibit substantial
patent alignment, showcasing significant innovation activity. However, certain of the
SDGs focused primarily on socioeconomic aspects have limited patent connections.
The report illustrates the state of technology development across the SDGs
and highlights growth trends in SDG-related patents. Notably, SDG 9 Industry,
Innovation and Infrastructure has the highest number of patents, indicating
diverse technology landscapes within this field. Trends also show an upward growth
in patent activity related to SDG 13 Climate Action and SDG 7 Affordable and Clean
Energy, reflecting an increasing focus on cleaner alternatives to fossil fuels.
The report also explores global patent trends and discusses the significance of
foreign-oriented patents and the impact made by the growth in Chinese patent filings.
The analysis showcases the different routes taken by inventors worldwide in seeking
patent protection for their inventions, highlighting the seeking of international patent
protection through WIPO’s Patent Cooperation Treaty (PCT), in particular for SDG-
related patents.
1 See https://sdgs.un.org/goals.
2 See, for example, https://sdgs.un.org/goals/goal3#targets_and_indicators for the specific targets for
SDG 03 (Good Health and Well-Being).
6 3 See www.lexisnexisip.com/solutions/ip-analytics-and-intelligence/patentsight/sdg.
Examining where in the world inventors are located serves to reveal trends in the origin of
inventions and the patent protection strategies inventors have chosen to adopt, highlighting
7
variations in where inventions originate and the different approaches taken to patent protection
across the regions. The report concludes by emphasizing the pivotal role played by patent
owners and applicants in driving sustainable innovation across diverse industries, presenting a
breakdown of owners based on where their headquarters are located within five key regions.
Overall, this report sheds light on the intersection of the UN SDGs and global patent activity,
providing crucial insights into the importance of intellectual property in advancing global
sustainability efforts. It provides both a quantifiable measure of the intellectual capital
being invested into each goal and a tangible testament to the commitment to sustainable
development within the global innovation landscape.
Executive summary
The state of technology
development across the
United Nations Sustainable
Development Goals
There are over 15.2 million active patent families 4 worldwide and over 4.7 million
of these (31.4%) relate to the UN Sustainable Development Goals (SDGs). Figure 1
illustrates the current number of active patent families associated with each of the
17 SDGs that cover relevant technologies. Patent families refer to a collection of
patents filed across different geographical regions that cover the same invention. This
grouping prevents counting the same invention multiple times.
Figure 1 Number of active patent families associated with each of the 17 SDGs
13 out of the 17 SDGs are represented by patents, with SDG 9 Industry, Innovation and
Infrastructure having the most patents.
and Infrastructure
Industry, Innovation
SDG 9: 2,916,489
Note: SDGs 8, 10, 16 and 17 are not mapped to patents because they primarily address socioeconomic rather
than technological goals.
Source: WIPO, based on patent data from PatentSight, January 2024.
4 An active patent family comprises at least one pending published patent application or a granted patent
8 that is not lapsed and has not been withdrawn, invalidated nor rejected at the respective date.
WIPO FOR OFFICIAL USE ONLY
Why patents are an ideal measure of business sustainability? 9
A patent requires the disclosure of the technology for which protection is sought, and patent
applications are often published many years before the corresponding commercial products hit
the market. Patent data therefore offers a unique window into the research and development
(R&D) efforts and future products of companies. This makes metrics based on patent data
objective and forward-looking. Patent data can therefore also provide invaluable insights
into global innovation trends, while the patents themselves offer insight into how firms are
investing in SDG-related inventions.
SDG 9 Industry, Innovation and Infrastructure leads among the SDGs in having the highest
number of patents, showcasing the expansive scope of the SDGs, and the diverse technology
landscape within this particular field. SDG 9 encompasses electronics, manufacturing
and materials. These three broad technology areas are heavily patented and thus feature
prominently in the analysis.
It is important to note that four out of the 17 goals – SDG 8 Decent Work and Economic
Growth, SDG 10 Reduced Inequalities, SDG 16 Peace, Justice and Strong Institutions, and
SDG 17 Partnerships for the Goals – do not map appreciably to patent data, as they primarily
address socioeconomic developments rather than technological aspects.
Some areas have very limited mappings to patent data. SDG 1 No Poverty, for example, is
driven primarily by the inclusion of “blockchain” technology within this particular SDG. Indeed,
blockchain notably features across multiple SDGs, as detailed in UN briefing notes.6 These
notes underscore this fact, summarizing the overall impact of blockchain on the SDGs and its
influence on various SDGs. They also highlight blockchain’s potential impact with respect to
“the facilitation of trade transactions and access to global value chains, especially for small
businesses in developing and transition economies, as well as for the provision of effective
government services that support more inclusive economic and social progress.”
The state of technology development across the United Nations Sustainable Development Goals
Blockchain stands out among a handful of technologies aligned with multiple SDGs, contributing
significantly to the intersections observed among the goals. As a consequence, when
reconciling the number of patent families corresponding to individual SDGs, the cumulative
count appears higher than the actual count of distinct patent families related to SDGs because
of this overlapping.
5 See Appendix A.5 for further details on the varying propensity to patent across different technology fields.
6 See UN (2018). Briefing note on Blockchain for the United Nations Social Development Goals. United Nations,
Economic and Social Council. Available at: https://unece.org/fileadmin/DAM/cefact/cf_plenary/2018_plenary/
ECE_TRADE_C_CEFACT_2018_25E.pdf.
10 Figure 2 Number of global SDG-related active patent families (largest to
smallest), 2000–2023
Across the board, the number of patents related to each SDG has shown a significant upward trend
over the past two decades.
0 0 0 0
2000 2023
SDG 7: Affordable and SDG 11: SDG 2: Zero Hunger SDG 6: Clean Water
Clean Energy Sustainable Cities and and Sanitation
Communities
900K 500K 440K 280K
0 0 0 0
2000 2023
0 0 0 0
2000 2023
11,000
0
2000 2023
Note: SDGs 8, 10, 16 and 17 are not mapped to patents because they primarily address socioeconomic rather than
technological goals.
Source: WIPO, based on patent data from PatentSight, January 2024.
Figure 2 illustrates the growth of patent families related to the SDGs from 2000 to 2023. The
line highlighted in color in each graph represents the respective SDG. The gray lines in the
background depict the changes within other SDGs. Juxtaposing the highlighted line with the gray
lines assists in comparing the patenting activity of the highlighted SDG to that of other SDGs.
The quantity of patents related to the SDGs reflects the scale of ongoing innovation in these areas.
However, innovation is about change. And the SDGs are a framework guiding change in specific
11
areas. Therefore, assessing the rate of innovation within the different SDG areas is crucial.
Figure 3 shows the share of all global active patents attributed to the SDGs over the past two
decades. Many SDGs exhibit a noticeable upward trend in related patents, signaling not only
a growth in related patents but also an increasing share among all patents. Which is to say, in
many cases the SDG-related patent activity is surpassing general patent growth.
Figure 3 Share of global active patent families attributed to each SDG (largest to
smallest), 2000–2023
SDG 9 Industry, Innovation and Infrastructure has the most patents but has also grown substantially
over the past 20 years, from under 10% to about 20% of all active patents globally. SDG 13 Climate
Action and SDG 7 Affordable and Clean Energy also show stronger upward trends compared to most
other SDGs.
10
2000 2023
SDG 7: Affordable and SDG 11: SDG 2: Zero Hunger SDG 6: Clean Water
Clean Energy Sustainable Cities and Sanitation
and Communities
20%
10
2000 2023
The state of technology development across the United Nations Sustainable Development Goals
SDG 4: Quality Education SDG 14: SDG 1: No Poverty SDG 15:
Life Below Water Life on Land
20%
10
2000 2023
10
2000 2023
Note: SDGs 8, 10, 16 and 17 are not mapped to patents because they primarily address socioeconomic rather than
technological goals. Each highlighted colored line represents the respective SDG, the gray lines in the background depict
the changes within other SDGs.
Source: WIPO, based on patent data from PatentSight, January 2024.
12 SDG 9 Industry, Innovation and Infrastructure is notably the largest field, witnessing
substantial recent growth from under 10% to about 20% of all active patents globally. This SDG
encompasses advanced manufacturing materials and methods known for their potential to
revolutionize various sectors, thus driving strong innovation and patenting activity.
SDG 13 Climate Action, focusing on reducing greenhouse gas emissions, and SDG 7 Affordable
and Clean Energy, centered on renewable energy, both show a slightly stronger upward trend
compared to most other SDGs. This reflects a growing awareness of and consumer preference
for cleaner alternatives.7 It is worth noting here that while so-called “green technologies” are an
integral part of the SDGs they are not the sole focus. Other critical areas such as health, poverty
and equality are equally significant.
The relative technological maturity of each SDG seen from a patent perspective can be assessed
using an Innovation Maturity Matrix. This categorizes all SDG-related patent families according
to their respective SDGs alongside their respective recency, that is, a measure of how recently
the SDG-related patent applications in question were filed.8
Figure 4 shows the Innovation Maturity Matrix for SDG-related patents filed since 2000. Reflecting
trends also seen in Figures 2 and 3, the Innovation Maturity Matrix highlights SDG 9 Industry,
Innovation and Infrastructure, SDG 13 Climate Action, SDG 7 Affordable and Clean Energy,
and SDG 12 Responsible Consumption and Production as current hot topics, meaning they all
have a large number of patents and have recorded strong growth in recent years.
In comparison, the number of patent families related to SDG 1 No Poverty, SDG 4 Quality
Education, SDG 6 Clean Water and Sanitation, SDG 14 Life Below Water and SDG 15 Life on
Land is smaller but an emerging interest can be seen in the recent growth in patenting activity
related to these five SDGs. Whereas this is difficult to detect in Figure 3, it is more clearly visible
in the Innovation Maturity Matrix.
Mapping Innovations Patents and the Sustainable Development Goals
7 See McKinsey & Company (2023). Consumers care about sustainability – and back it up with their wallets.
Online, February 6. Available at: www.mckinsey.com/industries/consumer-packaged-goods/our-insights/
consumers-care-about-sustainability-and-back-it-up-with-their-wallets.
8 See Appendix A.4 for details on the methodology used.
Figure 4 Innovation Maturity Matrix for SDG-related patent families, 2000–2023 13
Although the number of patents related to SDG 1 No Poverty, SDG 4 Quality Education, SDG 6 Clean
Water and Sanitation, SDG 14 Life Below Water, and SDG 15 Life on Land is relatively small, recent
patent activities associated with these SDGs have been on the rise, indicating increasing attention to
these SDGs.
100M
Innovation
intensity
The state of technology development across the United Nations Sustainable Development Goals
Relative recency
10K
0.6 0.7 0.8 0.9 1.0 1.1 1.2 1.3 1.4
SDG 1: No Poverty SDG 2: Zero Hunger SDG 3: Good Health and Well-Being SDG 4:
Quality Education SDG 5: Gender Equality SDG 6: Clean Water and Sanitation SDG 7:
Affordable and Clean Energy SDG 9: Industry, Innovation and Infrastructure SDG 11:
Sustainable Cities and Communities SDG 12: Responsible Consumption and Production
SDG 13: Climate Action SDG 14: Life Below Water SDG 15: Life on Land
Note: Relative recency and innovation intensity are calculated on the annual volume of patent applications. SDGs 8, 10, 16
and 17 are not mapped to patents because they primarily address socioeconomic rather than technological goals.
Source: WIPO, based on patent data from PatentSight, January 2024.
Diving deeper into the mapping of SDGs and patents shown in Figure 5, it becomes evident that
there are certain overlaps. For example, “Greenhouse Gas Emission Reduction” is present in
both SDG 9 Industry, Innovation and Infrastructure (depicted in orange) and SDG 13 Climate
Action (in dark green).
14 A distinct contrast emerges in the scope and number of technologies encompassed by SDG 9
and SDG 3. SDG 9 contains fewer but larger technology areas, whereas SDG 3 comprises
numerous smaller, discrete medical innovations such as treatments for cancer or hepatitis.
SDG 9 covers broader topic areas with high-level targeted outcomes that might have multiple
potential solutions and more patent activity. For example, upgrading infrastructure and
retrofitting industries to make them sustainable, with increased resource-use efficiency and
greater adoption of clean and environmentally friendly technologies and industrial processes.9
Policy documents published by UN agencies shed light on the technologies encompassed by this
target, ranging from 3D printing to reducing greenhouse gas emissions in industrial processes.10
Each SDG encompasses a variety of technologies aimed at achieving the respective goal, although
there is some overlap with, for example, “Greenhouse Gas Emission Reduction” appearing in both
SDG 9, Industry, Innovation, and Infrastructure and SDG 13, Climate Action.
En…
Electric Solar
Vehicles Energy
S…
H…
Internet Blo…
Blo… of Alt…
Things F…
Sustainable S…
Products
S… and Method Water … Food
of Production
and Biot…
Production Security
Su…
Internet
of
Things Blo…
Resource
Efficiency Sustainable
Road Sustai…
Cyb…
Transport
Su… Chr… Wat…
Blo…
C…
Greenhouse Digital
Gas Emission Advanced
Health Cancer
Manufacturing
Reduction
Internet
of
D… Things Ai…
Internet
Advanced
Blo… of
Things
Smart Materials
Factory
W…
Greenhouse
Water … F…
Gas Emission S…
Natu… Cyb…
Reduction
Assistive
Mapping Innovations Patents and the Sustainable Development Goals
Technology Internet
and of
Medical Things
Prosthetics
Resilient
Building
Blo…
Note: Circle size is proportional to number of active patent families. SDGs 8, 10, 16 and 17 are not mapped to patents
because they primarily address socioeconomic rather than technological goals.
Source: WIPO, based on patent data from PatentSight, January 2024.
WIPO has created a comprehensive technology concordance table crucial for an extensive analysis.
It includes regional structures and international comparisons to identify areas of specialization.
This technology concordance table11 is based on the International Patent Classification (IPC) system,
a highly detailed system of technology classification applied to almost all patents by intellectual
property (IP) offices worldwide. The WIPO PCT system comprises 35 technology fields, grouped into
five higher level technology sectors, namely, Electrical engineering, Instruments, Chemistry,
Mechanical engineering, and Other fields.
Figure 6 shows the development over time of SDG-related patents within the five higher level
technology sectors. The trend shown mirrors the breakdown by SDG seen in Figures 2 and 3,
This is because both analyses use the same data but organized differently, that is, by SDG or by
WIPO technology sector. As mentioned in the previous section, the substantial relative increase
shown hides a significant growth in the number of patents overall, which the SDG-related
patents are still managing to meaningfully outpace.
Chemistry dominates the share of SDG-related patents. Electrical engineering has surged at a faster
pace than the other sectors.
Number of SDG-related active patent families Share of SDG-related active patent families (%)
01–Electrical 50
engineering
03–Chemistry
03–Chemistry
1,500,000
04–Mechanical 40
engineering
04–Mechanical
engineering
02–Instruments
02–Instruments 30
1,000,000 01–Electrical
engineering
05–Other fields
20
500,000
05–Other fields
10
0 0
2000 2008 2015 2023 2000 2008 2015 2023
Reporting year Reporting year
01–Electrical engineering 02–Instruments 03–Chemistry 04–Mechanical engineering 05–Other fields
of SDG-related patents between 2018 and 2023 (vertical axis). CAGR is used instead of annual
growth rate because it assumes that the growth rate is repeated (i.e., “compounded”) each year,
whereas a traditional growth rate does not. CAGR is preferred for patent analysis because it
smooths out the volatile nature of year-by-year growth rates.
Electrical engineering shows a noticeable recent surge at around 12% CAGR, compared to
approximately 8% for most other sectors. Chemistry displays a recent slowdown at just over 4% but
this is due to a larger base and therefore limited growth potential.
2,000,000
800,000 Number of SDG-related active
200,000 patent families
15
CAGR of SDG-
share, 2018-2023
(%)
01–Electrical
engineering
10
02–Instruments
05–Other
fields
04–Mechanical
engineering
03–Chemistry
Share of SDG-
related patent
families in the
technology
sector (%)
0
0 10 20 30 40 50 60
Electrical engineering shows a noticeable recent surge at around 12% CAGR, compared to
approximately 8% for most other sectors. Chemistry displays a recent slowdown at just over
4%. Higher shares of SDG-related patents typically result in a lower CAGR, there being more
limited headroom for them to grow.
The WIPO technology sectors are fairly evenly split in size, aligning with one of the design
requirements for a WIPO technology sector. This balance reinforces the significance of a
difference in shares, thereby reducing possible outliers (e.g., extreme percentages) stemming
from smaller fields.
18 Sustainable relevance within technology fields
The 35 WIPO technology fields are subdivisions of the WIPO technology sectors, providing more
fine detail. They are categorized as follows: 1–8 in Electrical engineering, 9–13 in Instruments,
14–24 in Chemistry, 25–32 in Mechanical engineering, and 33–35 in Other fields.
Figure 8 Share of SDG-related active patent families in WIPO technology fields, 2000–2023
Environmental technology holds the largest share of SDG-related patents at about 75%.
Biotechnology and Pharmaceuticals have been competing for the second and third positions for
many years with consistent annual increases, but by 2018 both were overtaken by Micro-structural
and nano-technology, which has seen significant growth.
22–Micro-structural
15–Biotechnology and nano-technology
60
16–Pharmaceuticals
40 18–Food chemistry
19–Basic materials
chemistry
06–Computer technology
Reporting year
0
Mapping Innovations Patents and the Sustainable Development Goals
2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022
Figure 8 illustrates the progression over time of active SDG-related patent families, segmented by
the 35 technology fields, highlighting specific fields of interest. Environmental technology aligns
well with its description and holds the largest share of SDG-related patents at about 75%. While this
share has stabilized recently, this trend often occurs when very high shares are achieved.
For many years Biotechnology and Pharmaceuticals battled for second and third spot, with
consistent annual increases. However, by 2018 both were overtaken by Micro-structural
and nano-technology, which has seen significant growth from around 25% in 2000 to nearly
65% in 2023. This aligns closely with certain SDG technologies, particularly with respect to the
modernization of industrial processes.
Food chemistry shows a noticeable increase followed by a recent dip. Basic materials
chemistry has plateaued, stabilizing at around 40%, after an increasing trend up until
19
approximately 2017. Finally, IT methods for management and Computer technology exhibit
lower shares but rapidly increasing growth rates.
Figure 9 is the same as described for Figure 7. It highlights the high growth rates of IT methods
for management and Computer technology at the top of the graphic and the negative or
static growth of Food chemistry and Basic materials chemistry at the bottom.
Figure 9 Comparing the share of SDG-related active patent families in each WIPO
technology field to the compound annual growth rate (CAGR), 2018–2023
IT methods for management and Computer technology demonstrate higher growth rates, while
Food chemistry and Basic materials chemistry have experienced negative or stagnant growth.
Environmental technology, Microstructural and nano-technology, and Pharmaceuticals all have
lower growth rates because they are progressing towards 100%.
700K
Number of SDG-related active
70K patent families
25
CAGR of SDG-
share, 2018–
2023 (%)
20 07–IT
06–Computer methods
technology for management
15
04–Digital
communication
33–Furniture,
10 games 32–Transport 22–Micro-
structural
01–Electrical and nano-
machinery, technology 24–Environmental
apparatus, technology
energy
5
08–Semiconductors
09–Optics 16–Pharmaceuticals
0 Share of SDG-
19–Basic related patent
materials 18–Food families in the
chemistry chemistry
technology
−5
0 10 20 30 40 50 60 70 80
With more detailed data points than the technology sectors, the partial correlation between
share and CAGR for the technology fields becomes more visible. Smaller shares can more
Analyzing the spread of SDG-related technologies
easily exhibit a high CAGR, while larger shares often have a lower CAGR. Therefore, the lower
growth rates for Environmental technology, Micro-structural and nano-technology, and
Pharmaceuticals should not be perceived negatively; rather, their positive growth, progressing
towards 100%, is very impressive.
20 Mapping the SDGs to technology areas
Building on this further, Figure 10 indicates the share each WIPO technology sector has and the
WIPO technology field associated with specific SDGs.
At the technology sector level, the Instruments sector correlates 12.3% of its patents with
SDG 3 Good Health and Well-Being. Instruments includes medical devices, so a higher
overlap between this sector and SDG 3 is to be expected. This is also the case for the Chemistry
sector, which includes Pharmaceuticals, showing a higher overlap with relevant SDGs. Larger
SDG categories, such as SDG 9 Industry, Innovation and Infrastructure, are readily visible
owing to their larger size, commanding a more substantial share.
Looking at the more granular technology field level, larger SDGs such as SDG 9 Industry,
Innovation and Infrastructure and SDG 3 Good Health and Well-Being are clearly
highlighted. The connection between SDG 3 and Pharmaceuticals and other biological and
medical fields becomes clearer owing to the finer detail provided by the WIPO technology fields.
Similarly, SDG 2 Zero Hunger aligns significantly with Food chemistry, SDG 6 Clean Water
and Sanitation and SDG 12 Responsible Consumption and Production with Environmental
technology, and SDG 11 Sustainable Cities and Communities with Civil engineering.
Mapping Innovations Patents and the Sustainable Development Goals
Figure 10 Comparing the share of SDG-related active patent families as a proportion of
the total of each WIPO technology field
21
The Instruments and Chemistry sectors show a high overlap with SDG 3 Good Health and Well-Being.
Food chemistry closely correlates with SDG 2 Zero Hunger, while Environmental technology aligns
significantly with SDG 6 Clean Water and Sanitation and SDG 12 Responsible Consumption and
Production, and Civil engineering with SDG 11 Sustainable Cities and Communities.
Electrical engineering
Note: SDGs 8, 10, 16 and 17 are not mapped to patents because they primarily address socioeconomic rather than
technological goals.
Source: WIPO, based on patent data from PatentSight, January 2024.
Global SDG patent trends
and considerations
As discussed earlier, 31.4% of all active patent families worldwide are related to the UN
SDGs. The Patent Cooperation Treaty (PCT) administered by WIPO is a more popular
route for SDG-related patents, with 35.4% of active PCT patents being related to the
SDGs. Similarly, European patents filed through the European Patent Office (EPO) are
popular for SDG-related inventions, with 42.4% of active European patents being related
to the SDGs. This contrasts with 34.3% for the Republic of Korea, 33.7% for China,
32.8% for the United States of America (US), and 25.9% for Japan. There appears to be a
preference for SDG-related patents to be filed through international and regional (multi-
jurisdictional) routes to protection instead of through direct national filings.
In prior sections, the substantial and continuously growing number of patents has
been highlighted. Academic research widely acknowledges that there is a highly
skewed distribution in the value of patents,12 with just a few patents providing the vast
majority of the overall value to their owners. In the following sections, the analysis
distinguishes foreign-oriented patent families – also referred to as international
patent families13 – from domestic-only ones.
International patent families concern those inventions for which the applicant has
sought patent protection beyond its domestic/national IP office. International patent
families are a reliable and neutral proxy for inventive activity because they provide
a degree of control for patent quality and value by only representing inventions
deemed important enough by the applicant to seek protection internationally. They
create a population of patent families that are sufficiently homogeneous to be directly
compared with one another, thereby reducing the national biases that often arise
when comparing patent applications across different national patent offices.
Analysis by international patent families was not undertaken for the previous sections
because they cover technologies where results are not significantly impacted. But it
is undertaken for the following sections covering geographical regions and owners
because this is where the results are highly impacted.
12 Gambardella, A., D. Harhoff and B. Verspagen (2008). The value of European patents. European
Management Review, 5, 69–84. DOI: https://doi.org/10.1057/emr.2008.10.
13 Dechezleprêtre, A., Ménière, Y. and Mohnen, M. (2017). International patent families: From application
strategies to statistical indicators. Scientometrics, 111, 793–828. DOI: https://doi.org/10.1007/
22 s11192-017-2311-4.
Figure 11 Comparing the absolute number and share of SDG-related active international
patent families by geographical patent coverage (active filing authority), 2000–2023
23
China has experienced exponential growth in the number of SDG-related patents. The growth rate in
the United States nearly matches that of China, whereas Japan has seen only modest growth.
Europe 30 China
600,000 China
20
Japan
400,000
Republic of
Korea
10
200,000
0 0
2000 2008 2015 2023 2000 2008 2015 2023
Reporting year Reporting year
The share of SDG-related patents is quite consistent across authorities, ranging from 34% to
38% in 2023. Europe shows the fastest rate of growth, whereas for China the increase remains
below average compared to other regions. There was even a decrease in China’s share between
2001 and 2005; however, this is primarily due to the percentage being calculated from a smaller
number of patents before the rapid growth of overall patent filings seen in China since 2011. If
these trends persist, there might be a shift in the distribution among regions in the future.
The question of where inventors are located is equally as important as in which markets they
seek protection for their inventions. Figure 12 depicts trends based on inventor location. Europe,
Japan, and the United States demonstrate similar trends in invention origin, albeit at a higher
level for the United States. The number of inventions originating from China-based inventors
are lower here compared to those choosing to protect in China, primarily because of a limited
internationalization of patents originating in China. Nevertheless, China displays a strong
upward trajectory in recent years in contrast to the leveling off seen in most other regions.
Regarding the share of patents related to SDGs, the downward trend from China is more
prominent, with only a recent increase. Other regions follow a similar trend to each other, with
Global SDG patent trends and considerations
Japan’s SDG patent share increasing more slowly, leading to a divergence over time.
24 Figure 12 Comparing the absolute number and share of SDG-related active international
patent families by inventor location, 2000–2023
Europe, Japan, and the United States demonstrate similar trends in invention origin, with the United
States exhibiting a higher level. The number of international patent families originating from China-
based inventors is relatively low, but has shown a strong upward trend recently.
Europe 40 US
Europe
300,000 Republic of
Korea
China
Japan 30
Japan
200,000
20
China
Republic of
Korea
100,000
10
0 0
2000 2008 2015 2023 2000 2008 2015 2023
The development of technology, its protection, the crucial markets, and the major R&D regions
are all vital aspects in patent-led innovation. But the true impetus behind innovation lies
with applicants and patent owners. While numerous organizations across industries support
sustainable innovation, their comprehensive representation exceeds the scope of this study.
To provide a complete picture, the next section categorizes patent owners according to where
their headquarters are located within the five regions previously discussed, namely, the United
States, Europe, China, Japan, and the Republic of Korea. These regions were selected because
they have the highest concentration of inventors, as well as being markets with the most patent
filing activity, and accounting for 96 of the top 100 patent owners worldwide based on the
number of SDG-related international patent families.
The analysis within this section provides an overview of the top 25 patent owners within
each region based on the number of SDG-related international patent families, as well as a
comparison of their share of SDG-related patents alongside their CAGR.
United States
The most prominent SDG-related patent owners in the United States include General Electric,
Ford, Qualcomm, RTX Corp, Johnson & Johnson, and General Motors (Figure 13). While each of
these entities experienced significant growth in their SDG-related patents over the past two
decades, most have witnessed a slow-down in their upward trend, with General Motors even
seeing a recent decline. Qualcomm stands out as the only player among the top few whose
patenting activity is not leveling off, with its upward trajectory starting only very recently.
However, all these top players maintain a significantly higher number of SDG-related patents
compared to others within the top 25 patent owners.
25
26 Figure 13 Top 25 patent owners from the United States based on number of SDG-related
active international patent families, 2000–2023
The top SDG-related patent owners in the United States have experienced significant growth in
their SDG-related patents over the past two decades, but the upward trend for most entities is
slowing down.
8,000
7,000
6,000
RTX
Corp
Johnson & Johnson
5,000
Ford
Qualcomm
4,000
General
3,000 Motors
2,000
1,000
Reporting year
0
2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022
Among the major patent owners in the United States, Qualcomm exhibits the highest growth rate, at
approximately 10%. Around 70% of the Government of the United States patent portfolio aligns with
SDGs, similar to the University of California.
12
CAGR of SDG-
share, 2018-2023
(%)
Qualcomm
IBM
HP Inc.
6
Alphabet
Intel General
3M Electric
Boeing
University
RTX Corp of California
Qualcomm notably exhibits a growth rate around 10%, outperforming the majority of the
pack, which hover around 2% (Figure 14). Other tech giants like IBM, HP, Alphabet (Google),
and Intel show a similar albeit slightly lower growth rate. These companies delve into various
technologies aligned with the SDGs, albeit not their core focus, such as elements of autonomous
driving, blockchain and digital health contributing to their patent portfolios.
Who are the patent applicants driving sustainable innovation?
The US Government is among the top 25 patent owners, holding patents primarily in health-
related innovations from the US Health Department and advancements in materials and
processing from the Navy, Army, and Air Force. Around 70% of the US Government’s portfolio
aligns with the SDGs, similar to the University of California, while Merck & Co holds the largest
share owing to its contributions to medical advancements.
Despite the alignment of medical and pharmaceutical innovations with the SDGs, there are few
pharmaceutical or drug companies among the top 25, largely because the selection is based
on the absolute number of SDG-related patents (Table 1). In a field such as pharmaceuticals
companies file relatively fewer patents to protect their innovations compared to the electronics
or automotive industries.14
14 See Appendix A.5 for further details on the varying propensity to patent across different technology fields.
28 Table 1 Top 25 patent owners from the United States based on number of SDG-related
active international patent families, 2000–2023
Share of SDG-related
SDG-related active patent families
international patent in owner’s entire CAGR of SDG-share,
Patent owner families portfolio (%) 2018–2023 (%)
General Electric 9,723 58 1.7
Ford 9,177 56 –0.7
Qualcomm 8,422 30 10.0
RTX Corp 7,314 35 0.7
Johnson & Johnson 7,222 60 –0.8
General Motors 6,297 53 –0.4
Microsoft 4,374 25 0.3
Boeing 3,950 49 1.6
Intel 3,797 22 3.0
Honeywell 3,473 39 1.4
Alphabet 3,463 27 5.1
University of California 3,456 68 0.8
3M 2,966 41 2.0
IBM 2,832 28 7.4
Halliburton 2,727 36 –0.1
Dow Inc 2,620 40 –0.7
Apple 2,421 21 0.1
Boston Scientific 2,294 49 –2.2
Applied Materials 2,147 30 –2.2
Merck & Co 2,118 77 0.1
P&G 2,106 35 –0.8
Government of the United States 2,093 68 0.1
HP Inc. 2,090 19 6.3
Exxon Mobil 2,047 59 1.0
Deere & Co 1,995 40 0.4
In Europe, Bosch and the VW Group lead the pack with strong and sustained positive innovation
momentum (Figure 15). Siemens, while noticeable in the analysis, has experienced limited
growth since around 2012 and was recently overtaken by the VW Group. However, Siemens
maintains a positive growth rate for its share of SDG-related patents, exceeding 50%, placing it
among the higher ranking entities within the top 25 patent owners. Siemens Energy, a recent
spin-out from Siemens’ wind energy division, also exhibits remarkable growth and has a
significant share among the top 25 patent owners (Figure 16).
Figure 15 Top 25 patent owners from Europe based on number of SDG-related active
international patent families, 2000–2023
In Europe, Bosch and VW Group are leading the pack with strong and sustained momentum in SDG-
related innovation, whereas Siemens’ growth has leveled off in recent years.
10,000
Siemens
9,000
8,000
7,000
VW Group
6,000
5,000
4,000
3,000
2,000
1,000
Reporting year
0
2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022
Among these top owners, there is a significant disparity in the share of SDG-related patents, ranging
from 16% to 71%. Bayer holds the highest share, followed by Roche.
6
CAGR of SDG-
share, 2018-2023
(%) Ericsson
ABB
3 Nokia
Rolls-Royce Siemens
Energy
ZF
Siemens
Bosch
Safran
VW Group
Philips
0 Fraunhofer
Valeo
CNRS
Merck Bayer
Continental KGaA
CEA Roche
Share of SDG-
related patent
families in
Renault owner’s entire
portfolio (%)
−3
0 10 20 30 40 50 60 70 80 90
Note: CEA is the French Alternative Energies and Atomic Energy Commission; CNRS is the Centre National de la
Recherche Scientifique.
Source: WIPO, based on patent data from PatentSight, January 2024.
Mapping Innovations Patents and the Sustainable Development Goals
Among these top owners, there is a wide range in the share of SDG-related patents, varying
from 16% to 71%. Bayer, a German pharmaceutical and biotechnology company, holds the
31
highest share, followed by Roche, also operating a pharmaceuticals division along with medical
diagnostics. Other owners with a notable share of SDG-related patents include Siemens Energy,
Philips, the VW Group, and CNRS (Centre National de la Recherche Scientifique).
Table 2 ranks the top 25 patent owners by total SDG-related patent families. Bosch leads with
over 12,000 patent families, followed closely by the VW Group and Siemens, with over 8,000
each. Predominantly comprising automotive sector entities, other sectors represented include
engineering, energy, telecommunications, and electronics.
Table 2 Top 25 patent owners from Europe based on number of SDG-related active
international patent families, 2000–2023
Share of SDG-
related patent
SDG-related active families in CAGR of SDG-
Headquarters international owner’s entire share, 2018–2023
Patent owner location patent families portfolio (%) (%)
Bosch Germany 12,246 34 1.2
VW Group Germany 8,959 55 0.8
Siemens Germany 8,775 52 1.9
Philips Netherlands 6,250 55 0.6
Medtronic Ireland 5,228 50 –0.1
Airbus Group Netherlands 4,457 46 0.6
Safran France 4,000 42 0.6
Roche Switzerland 3,907 65 –0.7
BASF Germany 3,823 45 0.3
Siemens Energy Germany 3,070 56 2.7
CEA France 2,931 43 –0.8
Ericsson Sweden 2,882 16 5.1
BMW Germany 2,815 48 0.5
ZF Germany 2,776 40 1.6
Valeo France 2,774 29 –0.1
CNRS France 2,764 54 –0.2
Bayer Germany 2,421 71 –0.7
Stellantis Netherlands 2,383 50 0.0
Nokia Finland 2,282 17 3.0
Continental Germany 2,091 28 –0.9
Rolls-Royce United Kingdom 2,068 48 2.5
Merck KGaA Germany 1,932 50 –0.3
Renault France 1,791 50 –2.7
Fraunhofer Germany 1,729 36 0.3
ABB Switzerland 1,689 32 4.3
In China, well-known organizations dominate the top ranks, led by Huawei, followed by BOE
(known for display manufacturing), the Chinese Academy of Sciences, and TCL (Figure 17). All
these entities exhibit positive developments, particularly in the past 5–10 years, aligning with
the overall trend among the top 25 patent owners in China.
Figure 17 Top 25 patent owners from China based on number of SDG-related active
international patent families, 2000–2023
Over the past 5–10 years, the top 25 patent owners in China have all shown positive growth. Among
them, Huawei, BOE Technology Group, the Chinese Academy of Sciences, and TCL dominate.
7,000
6,000
Ping An BOE
5,000 Insurance
4,000
Chinese Academy TCL
of Sciences
3,000
2,000
1,000
CATL
Reporting year
0
2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022
The top patent owners in China exhibit diversity in size. Huawei is the largest, but less than 20% of its
portfolio is related to SDGs, whereas Ping An Insurance demonstrates the strongest growth rate.
20
CAGR of SDG-
share, 2018-2023 Ping An
(%) Insurance
15
Oppo
Huawei Tencent
0
BOE TCL Chinese
Academy
of Sciences Tsinghua
Midea University
Group (China)
−5 Xiaomi Share of SDG-
DJI Innovations related patent
families in
owner’s entire
portfolio (%)
−10
0 20 40 60 80 100
China’s top 25 patent owners exhibit a diversity in size. Huawei is the largest in terms of
absolute size but less than 20% of its portfolio is relevant to the SDGs, ranking lower among the
top 25 patent owners (Figure 18). Notably, Ping An Insurance stands out as having the strongest
growth rate, primarily attributable to the contribution it has made to blockchain development.
Who are the patent applicants driving sustainable innovation?
Share of SDG-related
SDG-related active patent families
international patent in owner’s entire CAGR of SDG-share,
Patent owner families portfolio (%) 2018–2023 (%)
Huawei 9,385 17 6.4
BOE 4,770 22 –0.6
Chinese Academy of Sciences 3,805 53 –0.6
TCL 3,442 24 –0.5
CATL 2,834 89 0.6
Tsinghua University (China) 2,511 58 –1.1
Baidu 2,264 45 9.9
ZTE 2,139 12 2.2
Ping An Insurance 1,977 41 16.4
Tencent 1,814 23 6.7
DJI Innovations 1,662 49 –5.0
Oppo 1,629 16 7.4
Midea Group 1,592 26 –2.8
Ant Group 1,374 49 10.1
Xiaomi 1,317 20 –4.0
Haier 1,297 20 6.5
BYD Company 1,242 63 1.3
Sinochem Holdings 1,158 55 –0.8
Zhejiang Geely 917 48 2.2
Alibaba Group 906 18 8.1
Zhejiang University 865 49 –0.4
SMIC 796 48 0.5
State Grid Corp 767 44 2.4
Lenovo 717 15 1.3
Envision Energy 698 93 –0.7
Note: CAGR is the compound annual growth rate. CATL is Contemporary Amperex Technology; SMIC is Semiconductor
Manufacturing International Corporation.
Source: WIPO, based on patent data from PatentSight, January 2024.
Mapping Innovations Patents and the Sustainable Development Goals
Japan 35
The top 25 patent owners headquartered in Japan exhibit various trends in their development.
Toyota Motor stands out with a consistent upward trajectory in its number of SDG-related active
patent families, surpassing Panasonic in 2013. Indeed, Panasonic’s growth in patents has slowed
over the past decade. Other notable developments come from Honda Motor, DENSO, and
Mitsubishi Electric, all showing a substantial upward trend in Figure 19.
At the lower end of the chart, TDK has experienced a recent but noticeable surge, doubling
its rate of growth since around 2020. This is especially visible in Figure 20. This spike in TDK’s
growth in SDG-related patents, with a CAGR of above 10%, is attributable to its initially limited
SDG portfolio and recent significant expansion.
Figure 19 Top 25 patent owners from Japan based on the number of SDG-related active
international patent families, 2000–2023
Toyota Motor demonstrates a sustained upward trend in the number of SDG-related active patent
families, whereas Panasonic’s patent growth has slowed over the past decade.
14,000
12,000 Panasonic
10,000
6,000
2,000
TDK
Reporting year
0
2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022
Who are the patent applicants driving sustainable innovation?
TDK has experienced a recent surge in SDG-related patents, but Unicharm holds the largest share of
SDG-related patents.
12
CAGR of SDG-
share, 2018-2023
TDK
(%)
10
4
Sony
Panasonic Aisin
Olympus
2
DENSO
Unicharm
Mitsubishi Honda
0 Electric Motor
Toyota
Motor Share of SDG-
Nissan
Sumitomo Motor related patent
−2 Sumitomo Chemical
Electric families in
owner’s entire
portfolio (%)
−4
10 20 30 40 50 60 70 80
Toyota Motor displays robust absolute development among the top 25 patent owners, despite
having a negative CAGR (Table 4). This indicates that, while Toyota’s absolute numbers of
SDG-related patents continue to grow, the proportion they constitute within the company’s
Mapping Innovations Patents and the Sustainable Development Goals
overall portfolio is decreasing. Nissan Motor and Honda Motor also demonstrate having
made innovative strides in alternative propulsion methods, such as batteries and fuel cells,
contributing to their positions.
The patent owner with the largest share of their portfolio being SDG-related is Unicharm,
boasting around 80%, which surpasses Toyota’s 63%. This predominance is primarily owing to
Unicharm’s technologies catering to daily personal care activities, thereby aligning strongly with
the UN SDGs.
Table 4 Top 25 patent owners from Japan based on number of SDG-related active
international patent families, 2000–2023
37
Share of SDG-related
SDG-related active patent families
international patent in owner’s entire CAGR of SDG-share,
Patent owner families portfolio (%) 2018–2023 (%)
Toyota Motor 18,397 63 –0.7
Panasonic 10,644 31 2.3
Honda Motor 9,695 48 0.9
Canon 7,314 17 1.9
Hitachi 7,284 27 0.5
Fujifilm 6,617 24 2.6
DENSO 6,532 34 0.9
Sony 6,323 22 2.9
Mitsubishi Electric 5,697 20 –0.7
Toshiba 4,740 24 1.1
Olympus 4,301 52 1.9
Mitsubishi Heavy 4,082 43 –0.8
Nissan Motor 3,326 57 –0.8
NEC 3,194 19 2.8
Fujitsu 2,783 19 3.5
Epson 2,761 16 0.6
Sumitomo Chemical 2,633 33 –1.1
Sumitomo Electric 2,607 22 –1.4
Aisin 2,205 43 2.3
Semiconductor Energy Lab 2,110 35 –0.4
Unicharm 2,056 80 0.1
Murata Manufacturing 2,014 17 –1.0
TDK 1,953 25 10.8
Toray 1,854 42 –0.8
MCG Group 1,741 40 –0.5
Samsung, one of the world’s largest patent holders, unsurprisingly dominates the top 25 patent
owners from the Republic of Korea (Figure 21). Samsung’s consistent positive development in
SDG-related patents aligns with its overall portfolio growth, resulting in a stagnant 0% growth
rate for its SDG-related share, which stands at approximately 25% of the total portfolio.
Figure 21 Top 25 patent owners from the Republic of Korea based on number of SDG-
related active international patent families, 2000–2023
Samsung dominates among the top patent owners in the Republic of Korea.
22,000
20,000
18,000
16,000
14,000
LG Chem
12,000
LG Electronics
10,000
Hyundai Motor
8,000
4,000
Kia
2,000
Reporting year
0
2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022
Samsung’s rapidly increasing portfolio of SDG-related patents has resulted in stagnant growth, but
SDG-related patents account for 25% of its total portfolio.
30,000
Number of SDG-related active
10,000
3,000 international patent families
8
CAGR of SDG-
share, 2018-2023
(%)
LG Electronics
−4 Posco
Holdings
Share of SDG-
related patent
families in
owner’s entire
portfolio (%)
−8
0 10 20 30 40 50 60 70 80 90
Other notable Republic of Korea players exhibiting larger and positive development trends
include Hyundai Motor, LG Chemical (a major Li-ion battery supplier), LG Electronics, and Kia
(Figure 22). Samsung SDI (another major Li-ion battery supplier) is present in trend analysis but
has experienced limited positive development since around 2015, resulting in a negative growth
rate at this time. Despite this, Samsung SDI still maintains the largest share of SDG-related
Who are the patent applicants driving sustainable innovation?
patents among the Republic of Korea top 25 patent owners. However, this might change if the
current trajectory continues.
The Republic of Korea landscape appears more diverse compared to other regions, with
significant differences in the size of players, a wide range of SDG shares, and a varying growth
rate that ranges from highly positive to highly negative. This diversity likely stems from market
consolidation within the Republic of Korea, where a few major players hold the majority of
patents. As a result, the Republic of Korea top 25 patent owners include entities ranging from
the largest identified SDG patent holder, with over 27,000 active patent families, to the smallest
with under 1,000 patents (Table 5). This consolidation process has provided space for smaller
patent applicants to enter the top 25 and highlights there are numerous academic and research
organizations within the landscape.
40 Table 5 Top 25 patent owners from the Republic of Korea based on number of SDG-related
active international patent families, 2000–2023
Share of SDG-related
SDG-related active patent families
international patent in owner’s entire CAGR of SDG-share,
Patent owner families portfolio (%) 2018–2023 (%)
Samsung 27,508 26 0.0
Hyundai Motor 10,786 58 0.5
LG Chem 9,856 68 1.0
LG Electronics 7,493 25 5.8
Kia 7,340 59 –0.1
Samsung SDI 5,338 79 –1.2
LG Display 2,730 24 –3.0
ETRI Korea 2,042 24 1.0
Seoul National University 1,551 49 –0.3
KIST Korea 1,366 65 0.0
KAIST 1,351 45 0.9
SK Hynix 1,317 11 –5.1
Hyundai Mobis 1,289 43 –0.7
SK Innovation 1,230 77 0.2
Korea University 1,180 52 2.0
Yonsei University 1,120 48 2.7
HL Mando 969 51 –1.9
Hanyang University 786 46 –1.7
Posco Holdings 760 31 –3.3
Sungkyunkwan University 723 46 –0.3
Korea Electric Power 653 66 0.0
KRICT 620 73 –0.5
Hahn & Company 606 30 0.6
CJ Corporation 544 43 –3.8
Samsung Electro-Mechanics 540 10 –1.0
Note: CAGR is the compound annual growth rate. ETRI is the Electronics and Telecommunications Research Institute;
KAIST is the Korea Advanced Institute of Science and Technology; KIST is the Korea Institute of Science and Technology;
KRICT is the Korea Research Institute of Chemical technology.
Source: WIPO, based on patent data from PatentSight, January 2024.
Mapping Innovations Patents and the Sustainable Development Goals
Exploring the role of academia and research organizations in
supporting innovation for the SDGs
41
Figure 23 Top 25 patent owners from academia and research organizations based on
number of SDG-related active international patent families, 2000–2023
The University of California has held a prominent position as one of the most significant contributors
for much of the past two decades. However, in recent years, it has been eclipsed by the Chinese
Academy of Sciences.
University of California
3,000
Chinese Academy
2,000 of Sciences
Helmholtz Association
MIT
Fraunhofer
Who are the patent applicants driving sustainable innovation?
1,000
Reporting year
0
2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022
Johns Hopkins University stands out for its remarkably high share of SDG-related patents, primarily
aligned with SDG 3 Good Health and Well-Being.
3
CAGR of SDG-
share, 2018–2023 Yonsei
(%) University
2 Korea
Stanford
University
University
ITRI MIT
ETRI Korea
KAIST
1
Helmholtz
Fraunhofer Association Johns
Hopkins
0 University
CNRS
CEA Chinese
−1 Academy
AIST Japanof Sciences Share of SDG-
Tsinghua related patent
University families in
(China) owner’s entire
portfolio (%)
−2
20 30 40 50 60 70 80 90
Yonsei University and Korea University, both from the Republic of Korea, have exhibited the most
impressive CAGR, underscoring their rapid innovation strides (Figure 24). Conversely, institutions
such as Tsinghua University, the Chinese Academy of Sciences, AIST (National Institute of
Mapping Innovations Patents and the Sustainable Development Goals
Advanced Industrial Science and Technology) Japan, and the CEA have displayed negative CAGRs.
Medical institutes, exemplified by Johns Hopkins University in the United States, dominate
the patent landscape owing to their extensive coverage of medical innovations, which are
particularly aligned with SDG 3 Good Health and Well-Being. This trend is further emphasized
by the substantial contribution of SDG 3 to Johns Hopkins University’s overall SDG share, as
shown in Table 6.
Moreover, certain organizations, including KIST (Korea Institute of Science and Technology),
University of Michigan, and CEA France, stand out for their notable emphasis on SDG 7
Affordable and Clean Energy, accounting for 3% to 11% of their patents. Noteworthy shares in
SDG 2 Zero Hunger, SDG 12 Responsible Consumption and Production, and SDG 13 Climate
Action have also been observed among specific institutions such as KIST, MIT, and the CEA
(Figure 25).
An intriguing pattern emerges in the patent families of Asian institutions like KIST, KAIST
(Korea Advanced Institute of Science and Technology) and the Chinese Academy of Sciences.
43
That is, they seem to exhibit a more balanced distribution of patent families across the various
SDGs compared to their US and European counterparts, who tend to concentrate on a more
specialized focus areas in their innovation endeavors. Such a diversity in focus areas could
suggest there are different strategic approaches to addressing sustainable development
challenges being taken across global research institutions.
Table 6 Top 25 patent owners from academia and research organizations based on
number of SDG-related active international patent families, 2000–2023
Share of SDG-
related patent
SDG-related active families in CAGR of SDG-
international owner’s entire share, 2018–2023
Patent owner Location patent families portfolio (%) (%)
Chinese Academy of Sciences China 3,805 53 –0.6
University of California United States 3,456 68 0.8
CEA France 2,931 43 –0.8
CNRS France 2,764 54 –0.2
Tsinghua University (China) China 2,511 58 –1.1
ETRI Korea Republic of Korea 2,042 24 1.0
Taiwan Province of
ITRI China 2,016 32 1.2
Fraunhofer Germany 1,729 36 0.3
MIT United States 1,725 64 1.4
Seoul National University Republic of Korea 1,551 49 –0.3
Mass General Brigham United States 1,501 76 –0.3
KIST Korea Republic of Korea 1,366 65 0.0
KAIST Republic of Korea 1,351 45 0.9
University of Texas System United States 1,351 75 0.6
Inserm France 1,219 74 –0.3
Helmholtz Association Germany 1,214 51 0.5
Korea University Republic of Korea 1,180 52 2.0
Yonsei University Republic of Korea 1,120 48 2.7
Johns Hopkins University United States 1,117 78 0.3
State University System of Florida United States 1,083 64 –0.1
Stanford University United States 990 69 1.6
Commonwealth System (Pennsyl-vania) United States 929 70 0.1
University of Michigan United States 897 68 0.3
AIST Japan Japan 892 45 –0.9
Harvard United States 889 64 –0.2
Note: CAGR is the compound annual growth rate. AIST is the National Institute of Advanced Industrial Science and
Technology; CEA is the French Alternative Energies and Atomic Energy Commission; CNRS is the Centre National de
la Recherche Scientifique; ETRI is the Electronics and Telecommunications Research Institute; ITRI is the Industrial
Technology Research Institute; KAIST is the Korea Advanced Institute of Science and Technology; KIST is the Korea
Institute of Science and Technology; Inserm is L’Institut national de la santé et de la recherche médicale; and MIT is the
Massachusetts Institute of Technology.
Source: WIPO, based on patent data from PatentSight, January 2024.
Who are the patent applicants driving sustainable innovation?
44 Figure 25 Comparing the proportion of international patent families for each the top 25
patent owners from academia and research organizations with each SDG
Patents related to SDG 9 Industry, Innovation and Infrastructure hold a considerable proportion
among the top academia and research organizations. Innovations from Inserm, Johns Hopkins
University, and Mass General Brigham are more aligned with SDG 3 Good Health and Well-Being.
AIST Japan, CEA, and ITRI hold a higher proportion of patents related to SDG 13 Climate Action,
whereas ETRI Korea’s patents align with SDG 4 Quality Education.
AIST Japan French Alternative Chinese Academy National Center for Commonwealth
Energies and of Sciences Scientific Research System
Atomic Energy (CNRS) (Pennsylvania)
Commission (CEA)
SDG 3: Good Health and Well-Being SDG 4: Quality Education SDG 7: Affordable and Clean Energy
SDG 9: Industry, Innovation and Infrastructure SDG 11: Sustainable Cities and Communities
SDG 12: Responsible Consumption and Production SDG 13: Climate Action Other
Note: Some patents may be associated with multiple Sustainable Development Goals (SDGs), leading to overlapping
representation in different segments of the pie chart. Therefore, the total number of patents related to each SDG for
each patent owner, which is the sum of the number of relevant patents in each part of the pie chart, may be greater than
the actual number of SDG-related patents owned by that patent owner. SDGs 8, 10, 16 and 17 are not mapped to patents
because they primarily address socioeconomic rather than technological goals. AIST is the National Institute of Advanced
Industrial Science and Technology; Inserm is L’Institut national de la santé et de la recherche médicale.
Source: WIPO, based on patent data from PatentSight, January 2024.
Conclusion
The intersection of technologies on which patent protection is being sought and the UN SDGs
directs a unique lens onto the role of IP in advancing global sustainability efforts. As this report
has shown, patent-related data provide a measurable indicator with which to track innovation
that is aligned with the SDGs across diverse technology landscapes.
While certain goals such as SDG 9 Industry, Innovation and Infrastructure and SDG 13
Climate Action exhibit substantial patent activity, others focused on socioeconomic aspects
have limited patent connections. Nevertheless, upward trends in SDG-related patents,
particularly for renewable energy and emissions reduction, reflect the growing focus on
sustainable technologies.
Mapping patents to the SDGs also reveals intersections, with cross-cutting technologies like
blockchain contributing to multiple goals. Analyzing trends by technology sectors and fields
therefore gives a measurable insight into the alignment of specific areas, such as environmental
and pharmaceutical innovations, with the SDGs.
Overall, this report illuminates the pivotal role of IP in steering development toward
sustainability. With insights from patents mapped to the UN SDGs, we can actively shape our
common future.
45
Appendices
All patent analysis was conducted using LexisNexis PatentSight.15 The patent data in
PatentSight is derived from patent office databases around the world,16 for example,
the European Patent Office (EPO) and the United States Patent and Trademark
Office (USPTO). This wealth of patent data consists of over 100 million patent
documents.
PatentSight uses a patent family definition following the principles of the DOCDB
simple family defined by the EPO.17 Simple patent families refer to a collection of
patent applications filed across different geographical regions that cover the same
invention. This grouping prevents double-counting the same invention multiple times.
PatentSight analysis was conducted on active patents18 (i.e., simple patent families
that include at least one active member in the form of at least one pending published
patent application or a granted patent that is not lapsed, withdrawn, invalidated
or rejected at the respective date) as of December 31, 2023. Patents remain active
through regular fee payments and typically have a maximum lifespan of 20 years from
the date of filing. Analysis on active patents offers insights not only into innovation
but also into the continuous dedication to specific areas, with patent owners choosing
to continue to maintain the patent by paying the relevant renewal fees, emphasizing
an ongoing commitment beyond the initial invention.
Patent applicants/owners within PatentSight are based on the current owner of each
patent family at a consolidated level. To define the ultimate owner of a patent family,
PatentSight takes into account and manually checks the corporate structure of a
company, and also considers all reassignments, mergers and acquisitions. An ultimate
owner has no known majority shareholder and owns patent families that belong to its
portfolio either directly or through its group companies, subsidiaries, and/or associate
companies (each being majority-owned by the ultimate owner who holds at least 50%
of shares).
The mapping methodology involved initially identifying all patentable technologies mentioned
in the Goals, Targets, Indicators, Meta data, or Policy documents provided by the UN.19 This
led to the identification of 100 distinct technology categories, encompassing fields such as
renewable energy, transportation, agriculture, water treatment, and medical devices. Each
of these technologies corresponds to one or more of the SDGs, facilitating the aggregation of
patents related to these goals.
For each technology, a patent search strategy was developed to comprehensively cover the
technology’s scope as outlined by the SDGs. These searches specifically focus on elements
explicitly mentioned and employ various strategies tailored to each technology. The approach
involves utilizing IPCs (International Patent Classifications), CPCs (Cooperative Patent
Classifications), F-Terms (File forming terms), along with English Title, Abstract, Claims, and
Descriptions, with machine-translations of patents where official translations are unavailable.
The mapping shows that some SDG goals, such as SDG 9 Industry, Innovation and
Infrastructure and SDG 3 Good Health and Well-Being contain a high number of patents
and technology categories, highlighting significant innovation activity (Figures 1 and 5).
However, four of the 17 SDGs do not appear to cover patentable technology areas, but instead
primarily address socioeconomic developments rather than technological aspects, for example,
SDG 17 Partnerships for the Goals. The patent mapping methodology therefore only applies
to 13 of the 17 SDGs, and subsequent analysis of the mapped patent data reveals technology
trends, top owners, geographical distribution, and opportunities for further IP development
and collaboration around key SDGs.
The mapping provides a quantifiable measure of the intellectual capital being invested in each
goal, offering a tangible representation of the commitment to sustainable development within
the global innovation landscape.
Appendix 2
19 See https://sdgs.un.org/goals.
48 Table 7 An overview of the 17 United Nations Sustainable Development Goals (SDGs)
SDG 2: Zero Hunger End hunger, achieve food security and improved nutrition
and promote sustainable agriculture
SDG 3: Good Health and Well-Being Ensure healthy lives and promote well-being for all at all
ages
SDG 4: Quality Education Ensure inclusive and equitable quality education and
promote lifelong learning opportunities for all
SDG 5: Gender Equality Achieve gender equality and empower all women and girls
SDG 6: Clean Water and Sanitation Ensure availability and sustainable management of water
and sanitation for all
SDG 7: Affordable and Clean Energy Ensure access to affordable, reliable, sustainable and
modern energy for all
SDG 8: Decent Work and Economic Promote sustained, inclusive and sustainable economic
Growth* growth, full and productive employment and decent work
for all
SDG 9: Industry, Innovation and Build resilient infrastructure, promote inclusive and
Infrastructure sustainable industrialization and foster innovation
SDG 10: Reduced Inequalities* Reduce inequality within and among countries
SDG 11: Sustainable Cities and Make cities and human settlements inclusive, safe, resilient
Communities and sustainable
SDG 12: Responsible Consumption and Ensure sustainable consumption and production patterns
Production
SDG 13: Climate Action Take urgent action to combat climate change and its
impacts
SDG 14: Life Below Water Conserve and sustainably use the oceans, seas and marine
resources for sustainable development
SDG 15: Life on Land Protect, restore and promote sustainable use of terrestrial
ecosystems, sustainably manage forests, combat
desertification, and halt and reverse land degradation and
halt biodiversity loss
SDG 16: Peace, Justice and Strong Promote peaceful and inclusive societies for sustainable
Institutions* development, provide access to justice for all and build
effective, accountable and inclusive institutions at all levels
SDG 17: Partnerships for the Goals* Strengthen the means of implementation and revitalize the
global partnership for sustainable development
* Note that four of the 17 SDGs (SDGs 8, 10, 16 and 17) do not cover patentable technology areas, but instead primarily
address socioeconomic developments rather than technological aspects. The patent mapping methodology therefore
Mapping Innovations Patents and the Sustainable Development Goals
Some of the analysis in this report is limited to foreign-oriented patent families (international
patent families). Foreign-oriented patent families concern those inventions for which the
applicant has sought patent protection beyond its home patent office (i.e., filing in more than
one authority/jurisdiction). Of the 15.2 million active patent families worldwide, 26% (3.9 million)
are foreign-oriented patent families (international patent families).
Analysis by international patent families is highly effective for the largest patent-seeking
entities making critical decisions on a daily basis about the perceived value of their patents and
the strategic allocation of limited budgets for patent filing and maintenance. However, it also
has limitations. Smaller entities may have groundbreaking inventions to protect, but lack the
resources to do so broadly. Government-funded organizations may be focused on the domestic
market, arguably overly so. Certain technology areas may also have very limited geographical
scope, reducing the need for internationalization beyond a single market. While these are the
limitations, they are more the edge cases rather than the majority case, at least at the global
level covered by the analysis in this report.
Analysis by international patent families also limits any bias introduced for China. Among all
active patent families today (not just SDG-related), roughly 50% were filed only in China, as
shown in Figure 26. This wealth of domestic-only patents in China means there is a notable bias
in the global patent data toward China. This bias is another reason to only consider international
patent families for geographical patent analysis and analysis by owners.
3.2%
2.2%
Appendix 3
50 A.4 Innovation Maturity Matrix
The Innovation Maturity Matrix 20 depicts innovation intensity against the relative recency of
innovation for each SDG, based on SDG-related patent applications filed worldwide.
Innovation
intensity
Modest Emerging
development interest
Relative recency
Innovation intensity is measured by absolute number of published patent families (it is not
limited solely to active patent families).
Recency measures quantitatively how recently patent applications were first filed for certain
technologies. It is calculated by a weighted average of patent applications, whereby a higher
weighting is given to inventions filed in more recent years. Relative recency refers to a
normalized recency, where the recency of the overall SDG-related patent dataset is 1.
Recency formula:
where i = 1 for the first year of the survey period, and i increases by 1 for every subsequent year
in chronological order; n is the total number of years of the survey period; and wi is the number
of patent applications filed in the year i.
Mapping Innovations Patents and the Sustainable Development Goals
– Emerging interest – areas with related patent families that have the most recent priority
year, but are not yet large in volume. Such areas are emerging and gaining rapid
industry traction.
– Current hot topics – research areas that are the current industry focus and have a high
number of accumulated patent families.
– Mature sectors – areas with a high number of patent families, but which are no longer the
current key focus, as most patent families were published in the relative past.
– Modest development – areas that are not of recent focus and have a small number of filings.
These could already have arrived at the final stage of the technology cycle, that is, at the
decline stage; or else be areas that have been explored for a (relatively) long period of time,
but had not gained traction at the time of the patent analytics report.
It is mentioned in the report that some technology areas produce more patents than others.
This does not directly mean one area is more inventive than another, as it can be the forces
of industry, the market or the technology itself that causes this. Comparing the number of
patent families in two very distinct technology areas in absolute terms may not therefore be an
effective measure. For this reason, most of the report also considers the share of the technology
area that is SDG-related, rather than just the absolute number of patents.
When discussing the number of active patent families associated with each of the SDGs, as
shown in Figure 1, the lower number of patents filed for medical innovations is mentioned and
compared to areas like electronics. This does not necessarily say anything about the relative
level of innovation in these two technology areas, but simply that other external factors
mean there is a greater propensity to seek patents for electronic innovations than medical
innovations. In Figure 28, the development in number of active patent families in the 35
WIPO technology fields is shown. Technology fields 3, 4, 6 and 10 are highlighted to represent
“electronics” and technology fields 11, 13, and 16 are highlighted to represent “medical”, and
there is a noticeable difference in the absolute number of patents between the two areas.
2M
1.6M
10–Measurement
1.2M
04–Digital
13–Medical technology communication
800K 16–Pharmaceuticals
11–Analysis of 03–
biological materials Telecommunications
400K
0 Reporting year
2000 2002 2004 2006 2008 2010 2012 2014 2016 2018 2020 2022
The report focuses on five major regions, and in some cases also patents filed via the PCT
system (WIPO). These regions are the United States of America, Europe, China, Japan, and the
Republic of Korea. Europe includes filings at the EPO and national patent office filings within
geographical Europe, but without duplication because only one record per international patent
family is counted.
There are many other patent authorities around the world. However, to limit the scope of the
report only the five listed above were selected. They were selected as they are the largest
patent authorities by number of filings and active patents. Figure 29 shows the share of active
international patent families today in these five regions, with ‘All others’ shown separately. The
‘All others’ is only slightly larger than the Republic of Korea, and smaller than all other regions
shown in the report.
US 75%
WIPO 63%
China 57%
Europe 56%
Japan 41%