Friction in Orthodontics
Friction in Orthodontics
Biological Factors
The oral environment is dynamic and variable, and its components directly affect the interface
between the wire and the bracket:
● Saliva:
○ Saliva acts as a natural lubricant in the mouth, containing glycoproteins like mucin
that reduce friction between moving surfaces. Therefore, friction values measured
in laboratory studies conducted under dry conditions (without saliva) tend to be
higher than those actually occurring in the mouth.
○ A comparative study showed that natural human saliva and mucin-based artificial
saliva (MUC) significantly reduce friction compared to dry conditions, with no
statistical difference between them, suggesting MUC can be a good model for
simulating salivary lubrication effects in lab studies. In contrast, the effect of distilled
water and carboxymethylcellulose-based artificial saliva (CMC) was less effective in
reducing friction.
○ These findings underscore the importance of considering the effect of salivary
lubrication when interpreting laboratory study results and applying them to clinical
practice. Differences in friction between various materials might be less pronounced
in the moist oral environment compared to dry conditions.
● Plaque/Biofilm and Other Accumulations:
○ Orthodontic appliances, with their complex surfaces and angles, provide an ideal
environment for the accumulation of plaque, food debris, calculus, and acquired
pellicle.
○ The buildup of these materials on wire surfaces and within bracket slots increases
surface roughness and alters the nature of the contact interface, inevitably leading
to increased friction and resistance to sliding.
○ The difficulty in maintaining perfect oral hygiene with orthodontic appliances makes
the accumulation of these substances a common problem. Thus, meticulous and
continuous oral care is important not only for preventing caries and gum disease
but also for contributing to the reduction of unwanted friction levels, which may
improve the efficiency of tooth movement.
● Biodegradation/Corrosion:
○ Orthodontic materials, especially metal alloys, are exposed to the chemically and
biologically aggressive oral environment, characterized by saliva, pH fluctuations,
enzymes, and microorganisms.
○ These conditions can lead to biodegradation or chemical corrosion of wire and
bracket surfaces over time. Corrosion alters surface roughness and chemical
composition, which can increase the coefficient of friction and resistance to sliding
during the long treatment period.
○ This factor poses an additional challenge for laboratory studies, as it is difficult to
simulate the long-term effect of corrosion occurring in the oral environment on the
frictional properties of orthodontic materials.
Mechanical Factors
These factors relate to the physical and mechanical properties of the orthodontic appliance
components themselves:
● Bracket Properties:
○ Material: The bracket material is one of the most important mechanical factors.
Generally, stainless steel (SS) brackets exhibit the lowest friction levels compared
to other materials when used with SS wires. Ceramic brackets, whether
polycrystalline or monocrystalline, show significantly higher friction levels,
potentially double that of SS brackets, mainly due to the higher coefficient of friction
and surface roughness of ceramics. Some studies show conflicting results on
whether monocrystalline or polycrystalline is lower. Brackets made of polymeric
materials (like polycarbonate or composites) may show varying friction levels,
sometimes similar to SS and sometimes lower, depending on the material type,
ligation method, and testing conditions. Titanium brackets show friction similar to
SS.
○ Metal-Slot Ceramic Brackets: To overcome the high friction issue of ceramic
brackets while maintaining aesthetics, ceramic brackets with an internal slot made
of stainless steel have been developed. These brackets have proven effective in
significantly reducing friction compared to all-ceramic brackets, with friction levels
approaching those of metal brackets.
○ Design:
■ Width: There is no complete consensus on the effect of bracket width.
Classical theory suggests wider brackets provide better control over tipping
and rotation, reducing the contact angle and thus binding (BI) and friction.
However, other analyses suggest narrower brackets might be preferable in
some cases, and that there is an optimal relationship between bracket width
and inter-bracket distance for minimum friction.
■ Slot Dimensions: The slot size (typically 0.018 or 0.022 inches) affects the
amount of clearance between the wire and bracket. Larger slots (0.022)
provide greater clearance with small and medium wires, reducing the
likelihood of binding and friction in the early stages of treatment (leveling and
alignment). Smaller slots (0.018) offer greater control in the final stages
requiring precise expression of torque and tip using rectangular wires that fill
the slot, but may increase binding and friction in the early stages or with large
wires.
■ Self-Ligating Brackets (SLBs): These represent a significant design
innovation aimed at reducing friction by incorporating a mechanism (clip or
door) to close the slot and secure the wire, eliminating the need for traditional
elastic or metal ligatures. The basic idea is to reduce the normal force (N)
applied to the wire within the slot, which is the main component causing
classical friction (FR) in traditional brackets ligated with elastics.
■ Passive vs. Active: SLBs are divided into two main types. Passive
brackets (e.g., Damon, SmartClip) have a closing mechanism (like a
sliding door or a flexible clip that doesn't press on the wire) that
transforms the open slot into something resembling a tube, allowing the
wire to slide more freely, especially when there is significant clearance
(with small wires) and in the absence of a large contact angle. They are
thought to generate the least friction under these conditions. Active
brackets (e.g., Speed, In-Ovation, Quick) contain a flexible spring clip
that actively presses the wire into the slot. This pressure is believed to
provide better control over tooth rotation and torque but may increase
friction, especially when the clip contacts large wires or when an angle
forms between the wire and bracket.
■ In Vitro vs. Clinical Results: Laboratory (in vitro) studies consistently
show that SLBs, especially the passive type, generate significantly
lower frictional forces than conventional brackets tied with elastic
ligatures, when using small round wires and under ideal conditions
(zero angulation). However, the picture becomes less clear when
simulating clinical conditions more closely, i.e., when there is
angulation or when using large rectangular wires that fill the slot. In
these situations, binding (BI) increases significantly and becomes the
dominant factor in resistance to sliding (RS), and the differences in RS
between SLBs and conventional brackets may diminish or disappear.
More importantly, the majority of high-quality randomized clinical trials
(RCTs) have not found conclusive evidence that using SLBs leads to a
tangible reduction in overall treatment duration or the number of
follow-up visits required compared to conventional brackets. This gap
between promising laboratory results and less decisive clinical
outcomes strongly suggests that resistance to sliding in the clinical
environment is not solely determined by classical frictional forces (FR)
reduced by SLBs, but is significantly influenced by other factors like
binding (BI) and notching (NO), as well as biological factors and
individual patient response.
● Archwire Properties:
○ Material: Similar to brackets, the wire material significantly influences friction.
Stainless steel (SS) wires provide the lowest friction when used with SS brackets.
Nickel-titanium (NiTi) alloys, whether superelastic or heat-activated, and
cobalt-chromium alloys (like Elgiloy) show higher friction than SS. Titanium
molybdenum alloys (TMA or Beta-Titanium) are known to generate the highest
friction levels due to their inherent surface roughness and high coefficient of friction.
○ Size and Cross-Section:
■ Generally, as the wire size increases (diameter of round wires or dimensions
of rectangular wires), the available clearance within the bracket slot
decreases. This reduction in clearance increases the likelihood of binding (BI)
at the slightest tooth tipping and also increases the probability of notching
(NO) with stiff wires, leading to a significant increase in resistance to sliding
(RS).
■ For rectangular wires, the occluso-gingival dimension is the most critical
factor affecting friction when angulation is present.
■ Rectangular wires tend to exhibit higher friction than round wires with a
diameter similar to one of their dimensions, due to increased contact surface
area and higher probability of binding at the edges.
○ Surface Roughness: Inherently rougher surfaces, like TMA wires or some poorly
polished NiTi wires, lead to a higher coefficient of friction and thus increased
frictional force. Surface coatings can significantly modify surface roughness, either
increasing or decreasing it.
○ Stiffness (Modulus of Elasticity): Wire stiffness affects how it interacts with the
bracket when angulated. Stiffer wires (like SS) transmit force more effectively but
also generate higher binding forces (BI) at angles and are more prone to notching
(NO). Less stiff, more flexible wires (like NiTi) may flex more within the slot at
angles, potentially reducing sharp binding forces and allowing smoother movement
in some cases, especially in the initial stages of leveling and aligning severely
crowded teeth.
○ Coatings: Will be discussed in detail later, but generally, various coatings (e.g.,
polymers, noble metals, metal oxides, nanomaterials) applied to the wire surface
aim to modify its surface properties, primarily reducing the coefficient of friction (μ)
or increasing surface smoothness to decrease classical friction (FR).
● Ligation Methods:
○ The method of securing the wire within the bracket slot plays a pivotal role in
determining the normal force (N) applied to the wire, thus directly influencing the
classical friction component (FR).
○ Elastomeric Ligatures: The most common method, but they generate the highest
friction levels compared to other methods. This is because the elastomer presses
the wire firmly into the slot, significantly increasing the normal force (N).
Additionally, the elastomer itself has a relatively high coefficient of friction, and its
force and properties degrade over time in the oral environment.
○ Steel Ligatures: Can provide lower friction levels than elastomeric ligatures, but
this depends heavily on how tightly they are tied. If tied loosely, they allow greater
wire freedom and reduce normal force and friction. If tied tightly, they can generate
high friction. Disadvantages include longer chair time for placement and removal,
and potential irritation to soft tissues.
○ Low-Friction Ligatures: Special types of ligatures, often made of improved
polymeric materials or innovative designs (e.g., Slide ligatures), have been
developed to reduce ligation force and friction compared to traditional elastomeric
ligatures. Some studies suggest their performance may approach that of
self-ligating brackets in reducing friction.
○ Self-Ligation: As discussed under brackets, this design aims to reduce or eliminate
the normal force from external ligation, significantly decreasing classical friction.
○ The choice of ligation method represents an important strategy the clinician can use
to control friction levels, especially in stages where classical friction (FR) is the
major influencing factor (e.g., initial leveling and alignment stages using small,
round wires). Changing from elastomeric to loosely tied steel ligatures or using
SLBs can significantly reduce the normal force and thus friction.
● Wire-Bracket Angulation:
○ The contact angle between the wire and bracket is one of the most critical factors
determining the amount of binding (BI), and consequently, resistance to sliding (RS)
under clinical conditions.
○ This angle arises from the mismatch between the wire axis and the bracket slot
axis, which inevitably occurs during the correction of tipped or rotated teeth, or
when applying torque.
○ As this angle increases, the force with which the wire presses against the bracket
corners increases, leading to a sharp rise in binding (BI) and resistance to sliding
(RS).
○ The extent of RS increase with angulation is influenced by two main factors: the
amount of clearance between the wire and slot (less clearance leads to binding at
smaller angles), and the stiffness of the wire (greater stiffness leads to higher
binding force at the same angle).
○ This again emphasizes that binding (BI), not necessarily classical friction (FR), is
the decisive factor determining resistance to sliding in most phases of actual
orthodontic treatment, especially when dealing with severe malocclusions or using
large rectangular wires in the final stages for torque control. This partly explains
why some strategies that effectively reduce FR in the lab (like SLBs) may not
always translate into significant acceleration of tooth movement clinically, as BI
might become the limiting factor for resistance.
Future Trends
● Integration with Digital Technologies and Artificial Intelligence (AI):
○ Using 3D imaging, intraoral scanning, and CAD/CAM to design and manufacture
customized orthodontic appliances for each patient, potentially improving accuracy
and reducing the need for friction-reducing adjustments.
○ Applying AI algorithms to analyze patient data, predict tooth movement more
accurately, assist in treatment planning, and possibly design optimized orthodontic
appliances that account for friction factors.
● Smart Appliances: Development of orthodontic appliances that might contain embedded
sensors capable of measuring applied forces and friction or binding levels in real-time
within the patient's mouth, providing valuable data for the clinician to adjust and optimize
treatment.
● Continued Focus on Biocompatibility: With the development of any new material or
coating, ensuring its long-term safety and biocompatibility remains a top priority.
● Critical Need for Clinical Studies: Despite significant progress in laboratory research,
there is still a critical need for more high-quality randomized clinical trials (RCTs) to
evaluate the true clinical effectiveness of new strategies and materials aimed at reducing
friction, and to determine their actual impact on treatment duration, quality of final
outcomes, and long-term stability.
● Deeper Understanding of Biological Factors: More research is needed to understand
the dynamic and long-term impact of biological factors like saliva composition, plaque
accumulation, and biodegradation on the frictional properties of different orthodontic
materials in the oral environment.
● Exploring Alternatives to Sliding Mechanics: In cases where friction is a major concern
or difficult to control, exploring or refining "frictionless mechanics" techniques as an
alternative might be beneficial, such as using specially designed loops to close spaces or
move teeth without sliding along the main archwire. Loops, like the Opus Loop mentioned
in a recent study, offer alternative mechanisms that may reduce frictional forces and
provide good control over tooth movement.
Control Strategies
Several strategies have been developed to manage and reduce friction, including:
1. Appliance Selection: Using brackets and wires with friction properties appropriate for the
treatment stage (e.g., SS for sliding, TMA for final control or anchorage).
2. Bracket Design: Utilizing innovative designs like self-ligating brackets (SLBs), especially
passive types in early stages, and metal-slot ceramic brackets as an aesthetic low-friction
alternative.
3. Wire Improvement: Selecting appropriate dimensions and using advanced surface
coatings (like nanocoatings with metal oxides or low-friction polymers) that have shown
promising results in reducing friction in laboratory settings.
4. Ligation Methods: Employing ligation methods that reduce normal force, such as loosely
tied steel ligatures or low-friction elastomeric ligatures, as alternatives to traditional
elastomeric ties.
Clinical Recommendations
● Comprehensive Understanding: Orthodontists should develop a deep understanding of
the principles of friction, binding, and notching, and the multiple factors influencing them
to make informed decisions about appliance and mechanics selection for each case.
● Critical Evaluation: Do not rely solely on marketing claims or laboratory results regarding
"low friction." Evaluate the overall clinical performance of any orthodontic system,
including its ability to achieve three-dimensional tooth control, meet anchorage
requirements, ease of use, cost, and available clinical evidence.
● Focus on Binding (BI): Given the importance of binding in clinical resistance to sliding,
special attention should be paid to minimizing it by selecting appropriate wire-slot
clearance, using wires with suitable flexibility for the stage, and avoiding excessive forces
that might increase unwanted tooth tipping.
● Oral Hygiene: Emphasize the importance of maintaining excellent oral hygiene for
patients, not only for gum and tooth health but also to minimize plaque buildup and other
biological factors that can increase friction.
Research Recommendations
● Better Simulation of Clinical Environment: Need to develop laboratory testing models
capable of simulating clinical conditions more realistically, including the effect of saliva,
tipping/uprighting cycles (simulating binding), and long-term changes due to corrosion.
● High-Quality Clinical Trials: Conduct more well-designed randomized clinical trials
(RCTs) with long-term follow-up to assess the true clinical effectiveness of new strategies
and materials (like nanocoatings and different SLB types) and their actual impact on
treatment duration, quality of outcomes, and stability.
● Continued Research in Materials and Coatings: Continue exploring and developing
new materials and coatings that combine low friction properties, mechanical durability,
corrosion resistance, biocompatibility, and additional beneficial properties like antibacterial
resistance, with careful evaluation of their long-term safety and efficacy.
● Deeper Understanding of Biological Factors: Conduct studies focusing on
understanding the dynamic interaction between biological factors (saliva, plaque,
microorganisms) and various orthodontic materials and its effect on friction over time.
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