Compliance To Food Safety Standards - Determining
Compliance To Food Safety Standards - Determining
Title: Compliance to food safety standards - Determining the barriers within the hotel
industry
Authors: Cynthia Esinam Segbedzi1 ¶*, Edward Wilson Ansah2 ¶ & Daniel Apaak3 ¶
7774
NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice.
medRxiv preprint doi: https://doi.org/10.1101/2023.12.13.23299917; this version posted December 15, 2023. The copyright holder for this
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Abstract
The safety of food served to customers is obligatory for all food service establishments for public
health effects. However, workplace barriers have led to noncompliance with safety standards
resulting in food contamination and outbreak of foodborne diseases. This study assessed the
compliance of restaurant facilities to standards by the Food and Drugs Authority’s (FDA) code of
standards, awareness and training on the code and the workplace barriers to compliance. The
study involved 233 respondents, 205 food handlers, 10 managers, and 18 officers from the
regulatory authorities, who were at work after the COVID-19 restrictions. Questionnaire was used
to obtain data from the food handlers and face-to-face interview for managers/chefs and officers
from the regulatory authorities. Data was analysed using frequencies and percentages, and
thematic content analysis. Results revealed that majority of the hotels did not comply with the
FDA’s code of standards on the provision of facilities. However, in segregating the items
individually, 70% of the hotels had high compliance with the provision of proper storage facilities
for raw and cooked food, 81.5% of the food handlers had in-service training, but this was not
routine. Most of the food handlers were aware of the FDA’s code on hygiene for food service
establishments, but only a few were trained on it. The food handlers reported unconducive
working environment, poor monitoring and supervision, inadequate supply of equipment, time
pressure and workplace policy as barriers to compliance with food safety standards. We
recommend that hotel owners/managers should be adequately trained to provide the required
training and supervision for food handlers, provide the needed tools/equipment to enhance work
flow and safe food to consumers. Also, regulatory authorities are encouraged to conduct regular
2
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Key words: Food safety; public health; compliance to food safety code; hotel restaurants; food
handlers; Ghana.
Introduction
Access to safe and healthy food is a right to every human being for healthy living [1]. Safe and
quality food therefore, contribute to food and nutrition security and sustainable development of a
nation [2]. Yet, there is recurrent foodborne disease outbreaks worldwide due to noncompliance
to safe food standards [3]. This is because food can be a latent avenue for infectious contaminants
from preparation to consumption and it is more plausible in establishments where food is prepared
on a large scale. Besides, the risk of getting infections is high, where asymptomatic food handlers
prepare and serve foods to customers [4]. Foods contaminated by microbes are usually difficult to
detect since these microbes are imperceptible and can cause illness [5,6]. The problem is
exacerbated in countries where lack of food handling practices, inadequate food safety laws, weak
regulatory systems, lack of financial resources to invest in safer equipment, and lack of food
safety training are common leading to noncompliance to safe food standards [7,8,9]. Meanwhile,
most foodborne diseases may be self-limiting yet, some can be very fatal leading to increased
morbidity and mortality [5,10]. For instance, globally, over 600 million people die after
consuming contaminated food [11]. The [1] estimates that over 47.8 million people fall ill with
128,000 hospitalizations and 30,000 deaths occur annually from foodborne diseases. However,
the burden of foodborne diseases is estimated to be high in developing countries, including the
In the Central and Western Regions of Ghana, foodborne disease infestation is on the rise and this
may be due to asymptomatic food handlers that may be contaminating food and water [12]. The
evidence is that, surveillance and epidemiological data indicate that poor food handling practices,
establishments are linked to the causative chain of foodborne diseases [5,6,13]. Several previous
3
medRxiv preprint doi: https://doi.org/10.1101/2023.12.13.23299917; this version posted December 15, 2023. The copyright holder for this
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
studies [5,13,14,15,16,17] reported poor food safety knowledge, attitude and practices of food
handlers however, few studies have been conducted on the barriers affecting compliance with
food safety standards. Previous studies indicate that food preparation processes expose food to
many contaminants and this needs to be addressed [18,19,20]. On the basis of this, it is imperative
to investigate the barriers to food safety compliance by hotels in the Central and Western Regions
of Ghana. Three research questions guided the study: (1) what is the level of compliance to
FDA’s code of standards on the provision of restaurant facilities among hotels in the Central and
Western Regions, Ghana? (2) What is the level of awareness and training on the FDA’s code of
standard on food safety among food handlers at hotels in the Central and Western Regions,
Ghana? and (3) What workplace barriers impede compliance to the FDA’s code of standard on
food safety among food handlers at hotels in the Central and Western Regions, Ghana?
A total of 21 hotels with restaurants located in the Central and Western Regions, which were in
full operation after COVID-19 restrictions, were included in this study. This study surveyed 233
respondents consisting of 205 food handlers, 10 managers/chefs and 18 officers from the
regulatory agencies (FDA, Environmental Health and sanitation Unit [EHS], & Ghana Tourism
Authority [GTA]). The hotels included five 1star, nine 2star and seven 3star hotels. The census
and purposive sampling techniques were used to select the participants and the hotels. The census
procedure was used to include all hotels while purposive sampling was used to select the food
We secured ethical clearance (ID: UCCIRB/CES/2020/28) from the Institutional Review Board
(IRB), University of Cape Coast. Besides, permission was obtained from the FDA, EHS, GTA,
and the various hotel managers. The purpose of the research was clarified to the respondents and
their anonymity and confidentiality were guaranteed. Informed consent forms were made available
for the respondents who signed before taken part in the study [21].
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The instruments were then distributed and collected two weeks after administration. Interviews for
the food and beverage mangers/chefs and the regulatory officials were audio recorded and notes
were also taken. The interviews were conducted at the offices of the regulatory officials and each
session lasted about 40 minutes. Data collection commenced January 25 - May 20, 2021.
Measures
The instruments included a questionnaire, an interview guide and an observation checklist. The
instruments were adapted from related literature [6,16,22]. The questionnaire for food handlers
was divided into four segments (A, B and C). Section ‘A’ surveyed the demographic
characteristics of the respondents such as sex, age, level of education, training, and work
experience. Section ‘B’ consisted of 16 items which responses ranged from “Yes” and “No”. This
section dealt with the FDA code guidelines on compliance with food safety standards on the
provision of facilities at hotels. Meanwhile, section ‘C’ consisted 11 items with a “Yes” and “No”
responses measuring the perceived workplace barriers to compliance with food safety standards.
We used an observation checklist based on the FDA’s code for food service establishments [23],
to conduct an on-site observation at all the 21 hotels to ascertain conformity of the facilities and
kitchen environment to the code of practice. This covered areas like ventilation, lighting,
wall/floors/ceilings, sanitary facility conditions, kitchen equipment and their locations, and
storage facilities. Interviews were also conducted with the regulatory officials to explore their role
in ensuring compliance with food safety standards at the hotels. Validity and reliability of the
instrument were established through peer-review and pre-testing using four fast food restaurants
in Winneba.
Data analysis
conducted by a member of the research team, observing the COVID-19 protocols (nose masking,
hand-sanitizing, physical distancing, etcetera). The assessment was to examine the extent to
5
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which facilities (storage, work surfaces, water supply, sinks, washrooms, etc.) within the hotels
complied with standards prescribed by FDA (FDA, 2013). Frequencies and percentages were used
to analyse the observed data and compliance scores. The level of compliance was categorized into
low <50, average 50-69 and high ≥ 70 [24]. The compliance scores were calculated using the
equation below:
The self-reported barriers to compliance with food safety standards were analysed quantitatively
Results
The study involved 205 food handlers from 21 hotels, 10 managers/chefs and 18 officials from the
regulatory agencies. Most of the food handlers were females (57.6%), while the rest (42.4%) were
males. Many were between 21 and 30 years (68.8%), and 45.4% of the food handlers had 2 to 4
years working experience. Also, a greater proportion (81.5%) of the respondents have been
The results indicated that half (50%) of the hotels did not comply with the FDA’s code on
availability of facilities “Table 1”. However, in segregating the items individually, majority (70%)
of the hotels had high compliance with the provision of proper storage facilities for raw and
cooked foods. Furthermore, observation showed that a large percentage (80%) of the hotels have
changing rooms and washrooms for food handlers. Moreover, a little over half (55%) of the hotel
kitchens were well- ventilated, while some (55%) had poor work surfaces. Besides, a good
proportion (65%) of the restaurants have their walls, ceilings and floors of light colour and made
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of easy to clean materials. Meanwhile, 75% of the hotels lacked probe thermometers for checking
the doneness of cooked and held foods. Additionally, 75% of the doors to the food
preparation/service areas and washrooms were not self-opening. Similarly, most (60%) of the
hotels do not have a designated area for food handlers to eat, and 65% lacked separate sinks for
handwashing in the kitchen. In addition, a large percentage (80%) of the restaurants were
observed to have used same chopping boards for handling different foods, while a greater
proportion (90%) did not have reminders or posters at vantage areas and above hand washing
sinks to remind food handlers to wash their hands regularly, especially during the period of
F % F % Score Level
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employee.
handwashing materials.
hands
In this hotel there are waste bins with fitting lids. 9 45 11 55 55 Average
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The results showed that 81.5% of the food handlers reported they have ever been trained, and
58.5% received this training in 2019. However, in 2020, less than half (45.9%) of the food
The result further indicated that less than half (47%) of the food handlers were aware of the code,
Figure 1: Food Safety Training among Food Handlers at Hotels in Central Western Regions
From Table 2, 66.3% of the food handlers indicated their workplace was not conducive for safe
food preparation, posing as a barrier to safe food compliance. In contrast, more than half (63.4%)
and 58.5% of the food handlers did not consider lack of motivation and inadequate knowledge on
what they were expected to do as barriers to compliance. Meanwhile, 55.1% of the food handlers
agreed that poor monitoring/enforcement are poor at their restaurants. In addition, 71.7%
considered time pressure as barriers to safe food practices. Moreover, 55.6% and 63.9% of the
food handlers indicated lack of equipment and their inconvenient locations are barriers to their
food safety practices. Similarly, 63.9% and 78.5% of the food handlers agreed that food safety
culture and employee welfare/workplace policies are barriers to safety practices. Besides, 64.9%
of the food handlers indicated forgetfulness could compromise compliance with food safety
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Table 2: Barriers to Food Safety Practices among Food Handlers at Hotels in Central and
Western Regions
Yes No
Barriers to Food Safety compliance
F % F %
Lack of training and education on appropriate food safety practices. 109 53.2 96 46.8
Poor monitoring and enforcement by supervisors and regulatory 113 55.1 92 44.9
authorities.
Discussion
The aim of this research was to examine the barriers to food safety compliance by hotels in the
Central and Western Regions of Ghana. The findings revealed that a greater number of the hotels
have high compliance levels for the provision of only storage facilities, but they neglected the
other facilities. Besides, majority of the food handlers had in-service training, but this was not a
routine practice. Meanwhile, many of the food handlers reported they work in an unconducive
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work environment, with time pressure, lack of equipment/inconvenient location and small work
space. These factors pose as workplace barriers to compliance with food safety standards in these
hotels.
Our finding revealed that most (70%) of the hotels have facilities for storage (refrigerators,
freezers, chillers and dry storage areas), changing rooms, washroom solely for food handlers to
use, well-ventilated kitchens with the walls, floors and ceiling in good condition. This agrees with
the results of [25] who also observed decreased violations in compliance regarding cold and dry
storage facilities, personnel facilities, utensils and equipment in the Greater Accra Region of
Ghana. Thus, the availability of these facilities helps food handlers to prevent contamination,
Unfortunately, most of the hotels lack thermometers for checking the temperature of cooked
foods, a place for food handlers to eat their meals, handwashing sinks, separate chopping boards
for different foods and no reminders on top of handwashing sinks. The lack of these facilities
suggests low level of compliance to standards that could result in the exposure of consumers to
foodborne diseases. Unfortunately, this does not align with the FDA’s code of standards on the
provision of facilities at food service establishments. The consequence is that this is likely to
hinder safe food handling practices and expose consumers to health risks [15,22,26]. Thus, the
The finding further showed that most of the food handlers received in-service training on the
FDA’s code of standard, though not regularly (see Figure 1). This may pose a barrier to
compliance because there are inadequate opportunities for the food handlers to update their
knowledge and skills needed for safe food handling. Then, it becomes important to increase
increase their motivation and confidence to improve adherence to proper food handling practices
to minimize food contamination and its associated hazards on consumers’ health [14]. In addition,
training should target all food handlers, be regular, tailored to specific function and level of
We organize training but we don’t have specific days for it. Our training is on needs
basis. That is when there is customer complaint or we observe a bad practice among the
food handlers. Sometimes we combine training and work due to time constraints. We
would prefer to have the regulators add their bit from-time-to-time to reinforce what we
do.
In fact, as regulators, one of our core functions is to inspect to prevent violations and
train hotel staff. However, we are resource constrained. We expect the hotels to be a bit
more committed to training their employees, but the hotel industry is one with a high
employee turnover. So, they feel it’s a waste to commit resources into training staff only
These findings are consistent with the observations from previous studies [16,18,27] indicating
that most food handlers do not receive regular training resulting in increased food safety
violations and risk to public health. We are of the view that the reduction in the number of food
handlers trained in 2020 is attributable to the outbreak of the COVID-19 pandemic which resulted
To ensure that food handlers complied with the FDA’s code on food safety standards, it is
mandatory for food handlers to be aware of the regulatory requirements and be trained to manage
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any condition that has the potential for risk within the food service environment. We found
however, that not many of the food handlers were aware of this code of practice and only a few of
them had training on such codes (see Figure 1). Although, many of the food handlers have high
level of education, the lack of awareness and training on their specific roles may result in
noncompliance with food safety standards. Meanwhile, the food safety standards are numerous
and require training to understand current trends and requirements within the industry [28,29].
knowledge and resources to be in position to train their workers as stipulated in the FDA’s code
of standards for food hygiene practices at food service establishments. A regulator (TCR1FG1)
observed:
Most of the time we only stress on managers/owners train the food handlers. Some of
the managers are highly educated but do not have the required knowledge in food
safety. So, we think the managers also need training so as to impart the required
Thus, the lack of awareness and training on the code of practice is likely to be a serious barrier in
complying with food safety standards. This is because food handlers are likely to engage in poor
food safety practices that would expose consumers to myriad of health conditions [9,14,17].
The finding showed that many of the food handlers perceived that their work settings
areunconducive with high level of time pressure, lack of equipment/inconvenient location, small
working space, unpleasant food safety culture and employee welfare which serve as major
barriers to compliance with food safety standards at hotel restaurants. A male chef (CWR1l)
llamented:
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Most of the hotel kitchens are not properly designed with food safety in mind. As I
speak with you now, we are planning to restructure our kitchen to make it more
I think hotel owners need to do broader consultation with architects and chefs to
provide the technical ideas before construction of their facilities. This will enable the
facilities to have the fine details to meet the standard requirements of a hotel kitchen.
Sometimes you visit a hotel kitchen and the size is just too small for even a household
usage. This makes it difficult to install the needed equipment to facilitate efficient
We are constrained in terms of resources in this hotel. Most of our equipment are
broken down and a process which could be undertaken within a few minutes takes
hours to complete.
These admissions have dire implications because they could lead to increased risk of food
Therefore, awareness of these barriers and their effects on public health will provide the
motivation for managers/regulators and employees to improve food safety practices. For
instance, the observations of [6,25] are that most restaurant kitchens are the last to be designed,
and some are residential facilities which were converted to restaurants. Therefore, the layout of
such facilities does not conform with standards and do not also have sufficient space to install
equipment needed for easy flow of work, efficiency and safety of food.
Furthermore, although all the barriers identified could hinder compliance to safe food standards,
lack of training, lack of equipment, poor monitoring and supervision and forgetfulness are of
greater concern. These could result in increased level of work-related stress leading to poor safe
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food practices which inadvertently endanger public health. This calls for a strong regulator
We wish to go for visits and inspections at least thrice in a year, but we lack the
personnel and the resources to carry it out. The number of personnel in-charge for
ensuring enforcement and compliance is inadequate. Besides, some of the hotels are
located far away from town. Sometimes we have to go on visits in hired taxis at our
own expense.
Sometimes we try to put human face to some of the activities of the various facilities, so,
it may seem as if we are not doing our work. If we want to strictly enforce the
but usually we inform the facilities of our visit to afford them time to put their house in
You see…...our work as regulators would have been much easier but there is no
The finding of the current study bears similarity with several previous studies [6,13,15,26,30]
instance, a study carried out by [31] to examine compliance to safe food standards among fast-
food business in Jamaica revealed that food safety regulators could be considered as barriers to
compliance due to inconsistencies in their actions to ensure adherence to national food safety
codes.
Many of the food handlers may be working against time pressure, which could make them forget
to follow laid down procedures. To minimize this, employees and managers can examine their
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work processes and alter or restructure work processes to increase productivity. For example,
strategies such as location of work stations, ergonomic design of equipment, or training focused
on smart working, will help increase compliance to food safety standards during meal preparation
and service to protect consumers’ health [6,15,30,26]. Such restaurant may be said to have a good
food safety culture that influences compliance with food safety standards. Food safety culture
demonstrates how owners, managers and employees think and act on daily basis as well as their
understanding, adopting and committing to measures to ensure food served to consumers is safe
[15]. According to [32], employees specified that it is crucial for food service managers to be
leadership, create supportive environment and regularly stress on the importance of food safety
even during busy hours, to ensure that proper food safety behaviour is being practiced.
A good number of the food handlers indicated employee welfare and workplace policies pose as
barriers to their food safety compliance. Workplace policies serve as the basis for building
affect work performance and compliance to safety standards. This implies that any policy which
does not factor employees needs like their career progression, physical and mental health, may
impact productivity negatively and lower safe food practices. This has implications for public
diseases such as cholera, typhoid, dysentery, among others. For instance, previous studies [6, 33,
34] involving chefs, highlighted the practice of working for long hours in the kitchen as having an
adverse effect on the physical and mental health of the chefs. It was recommended that
management review their policies and promoted good work and motivating environment to
increase attention to details, prevent high turnover of key employees, absenteeism and strikes or
sabotage.
Limitations
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This study had some limitations. The COVID-19 restrictions placed limitation on the number of
hotels included in the study. It would have been prudent to interview the food handlers in
addition to the managers and regulators to properly triangulate the issues. However, we are
confident that the information gathered with the study is relevant and can be generalised for the
large population.
Conclusions
We conclude that many of the hotels did not comply with the FDA’s code of standard on the
provision of restaurant facilities to ensure safe food handling practices. Also, a large percentage
of the food handlers received in-service training, but this was not routine. Several workplace
barriers such as unconducive work environment, lack of training, time pressure, poor
workplace policies were reported by the food handlers to influence their low level of compliance
to food safety standards. The cases of cholera and diarrheal diseases are likely to continue and
increase in the Central and Western Regions of Ghana if compliance to food safety protocols are
not enforced to the later. Thus, owners/managers of hotels owe it a responsibility to procure the
required tools/equipment to ensure smooth work flow, proper training of food handlers and
effective supervision to curb the risk of food contamination and safeguard public health.
Moreover, the regulatory authorities need to increase the number of visits to the various hotels
Funding: This study did not receive any funding in any form.
Ethical Approval
Ethical approval for the study was obtained from the Institutional Review Board (IRB) at
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certification of first author by Environmental Health and Sanitation Unit of Cape Coast, Ghana
Acknowledgement
We are grateful Mr. Botha Nkosi Nkosi of Air Force Medical Services, Takoradi, for
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