Chapter 5
Chapter 5
Social impacts of a transportation project are impacts that disrupt the normal
daily functions of a community or neighborhood. Typically, it is the broader
region or jurisdiction that enjoys the social benefits of a transportation project
while the social impacts are borne by the local community—particularly the
neighborhoods immediately adjacent to the transportation project. Therefore,
social impact assessment is often conducted at the neighborhood level.
Social impacts have historically been given little consideration during the
development of transportation projects. The evidence lies in the many
communities that have been adversely affected by transportation projects. In
some cases, the social impacts were so severe that affected neighborhoods were
unable to recover. Because of these situations, state and federal transportation
and environmental laws now require that potential social impacts of
transportation projects be identified and addressed. Chapter 9 of the Project
Development and Environment (PD&E) Manual requires that all potential social
impacts from a transportation project be addressed during the preparation of an
environmental document. This chapter provides methods to achieve those
objectives.
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These impacts are not mutually exclusive; nor can they be measured
independently. They are interrelated and are best understood when considered
together. For example, a road-widening project may increase vehicle speeds and
reduce pedestrian crossing opportunities, making it more difficult for residents
to move freely about the neighborhood (a mobility impact). The same project
may impair access to the neighborhood corner grocery store (a community
facility impact), and make it less safe for disabled, school-aged, or elderly
residents who regularly cross the road (a safety impact). Therefore, any analysis
of social impacts must be considered holistically.
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The assessment of social impacts should answer two questions relative to
community cohesion. First, is there evidence that community cohesion exists in
the neighborhoods adjacent to the project alternatives? Second, if there is
evidence of cohesion, will the project alternatives damage that cohesiveness and,
if so, to what extent? Transportation projects can adversely affect community
cohesion through relocation or barrier effects. For example, the large scale
relocation of residents or removal of popular meeting places or community
facilities can unravel the delicate balance of social interaction in a neighborhood.
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Not only do these facilities provide essential services, they also contribute to
higher levels of community cohesion. The availability and use of community
facilities and services, both public and private, plays an important role in
determining the degree of cohesion, social interaction, and overall quality of life
in a community.
The question that the social impact assessment attempts to answer is, will the
project impede or enhance the ability of residents to make full use of community
facilities and services? A transportation project can adversely impact a
neighborhood by removing or relocating community facilities and services or
otherwise impairing access to those facilities. Conversely, the impact could be
positive if a community facility is relocated to an area that is actually more
accessible to neighborhood residents.
What is Mobility?
Mobility has several definitions depending
upon the subject of analysis. For the purpose
of social impact assessment, mobility is simply
the ability of local residents to move freely
about their community. This definition
incorporates all modes of transportation and
places special emphasis on the ability of non-
driving populations (disabled, low-income,
elderly and children) to move freely
about the neighborhood and carry Will project alternatives enhance or
out normal daily activities. It is impede the ability of residents to move
determined by the degree of freely about their neighborhood?
accessibility of various areas and
land uses within a neighborhood.
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The question that the social impact assessment attempts to answer regarding
mobility is, will project alternatives enhance or impede the ability of residents to
move freely about the neighborhood? A transportation project can affect
mobility by creating physical and psychological barriers within the
neighborhood. A widened road may attract more vehicles, potentially making it
more difficult for pedestrians to cross. For an elderly or disabled person, the
sheer length of the journey may create a barrier. Both of these scenarios can be
addressed through pedestrian-friendly features in the roadway design.
However, not addressing neighborhood mobility issues in the project
development process could have a significant adverse effect on the quality of life
in the neighborhood.
What is Safety?
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neighborhood access attributable to project alternatives can improve emergency
response times.
DATA SOURCES
Most of the data required to assess social impacts should have been collected
and mapped during development of the community profile, as described in
Chapter 4. This includes all relevant demographic, economic, and housing data,
an inventory and map of community facilities and services and transportation
characteristics, and a summary of community issues and attitudes. Additional
suggestions for identifying existing conditions are provided below by topic area.
Other relevant information would have been collected for the purpose of
describing the project and study area, as described in Chapter 2. This includes
the statement of purpose and need for the project, which should be available
from the Long Range Transportation Plan developed by the Metropolitan
Planning Organization, and local comprehensive plans. The FDOT planning
office may also maintain relevant background material on project planning
issues.
1For basic information on how to conduct statistically significant surveys, see Chapters
4-6 of the 1999 Commuter Assistance Program Evaluation Manual (Center for Urban
Transportation Research, University of South Florida, Tampa).
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detailed information, particularly for community cohesion. Be sure to include a
description of the proposed project and a diagram of project alternatives with the
survey.
ASSESSMENT TECHNIQUES
The assessment of social impacts is aimed at determining whether a project
could affect study area neighborhoods, positively or negatively, in terms of
community cohesion, community facilities and services, mobility, and safety.
Bear in mind that these social impacts are often interrelated. In addition, the
assessment should be:
• Sensitive to neighborhood conditions and characteristics;
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circumstances, it may be necessary to enlist the services of a social impact
assessment specialist to serve as a supplemental project resource, particularly in
situations where the relationship between the Department and the affected
community is strained.
Community Cohesion
For community cohesion, relevant information includes the location of special
populations, the location of community facilities and services, housing data and
information conveying resident attitudes about their neighborhood, and general
observation of community life. Consider how the manner in which they interact
with their neighbors and community facilities. Neighborhood activity
information can only be collected through leader interviews, neighborhood
observation and resident surveys.
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• Identification with the community: Members of cohesive communities
typically “identify” with the neighborhood. Indicators include the existence
of an established neighborhood name and an identifiable boundary.
• Desire to stay in the community: Members of cohesive communities usually
have a strong desire to remain in the neighborhood and are typically
resistant to the idea of change that may lead to the disruption of the
neighborhood social fabric.
• Satisfaction with the community: Members of cohesive communities usually
express great satisfaction with life in the neighborhood. Residents may
express a desire for specific refinements or improvements, but in general are
highly satisfied with the quality of life within the neighborhood.
• Homogeneity (income, ethnicity, age, etc.): In general, homogeneity of
population contributes to higher levels of community cohesion. Homogeneity
in terms of income and ethnicity appear to be important indicators of
community cohesion.
• Family-oriented versus singles-oriented communities: In general, family
neighborhoods are more cohesive than neighborhoods comprised of largely
single people. This appears to be because children tend to establish
friendships with other children in their community. The social networks of
children often lead to the establishment of friendships and affiliations
among parents in the community.
• Length of residency compared with other variables (e.g., satisfaction with
community): Long-term, voluntary residence in a neighborhood often signals
cohesion because residents have time to establish social networks and
develop an identity with the neighborhood. Length of residency should be
compared to other measures of community cohesion, such as stated
satisfaction with the community and participation in local organizations.
This will determine if residents are remaining in the community because
they want to be there or because they are unable to leave due to economic
hardship or other factors. Vacancy rates within the neighborhood can also
be used to determine if more people are moving in than leaving the
neighborhood.
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identify the most common routes used to gain access to these locations. Note the
preferred mode of travel used to access each facility and service.
Mobility
Most data required to assess mobility within study area neighborhoods should
be available from the community profile, neighborhood observation and survey
results. Useful information includes data showing the general layout of the
neighborhood, the location of special populations, concentrations of pedestrian
and bicycle activity (based on neighborhood observation) and neighborhood
travel behavior (based on responses to neighborhood surveys). Both existing and
future traffic data should be available from the transportation needs analysis
carried out as part of the overall PD&E effort.
Safety
Most data required to assess safety should already be available from the
community profile. Particular attention should be paid to those community
facilities and services that are sensitive from a safety standpoint such as schools,
religious institutions, hospitals, other medical facilities, senior centers, etc.
Also, additional information on community safety (resident opinion on
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neighborhood safety issues) should be provided through survey results.
Supplemental information regarding emergency services should be gathered by
meeting with emergency service providers in the study area. Ask those
providers to identify emergency route information and any neighborhood
facilities and areas that are sensitive to changes in the provision of emergency
services.
Identify and map existing study area safety conditions, including:
• Areas where safety is an identified concern;
• Emergency routing information; and
• Neighborhood structures and areas sensitive to changes in the provision of
emergency services.
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Checklist for Assessing Social Impacts
1. Will the project create a barrier that divides the
neighborhood or limits access to all or part of the
Yes c No c
neighborhood?
2. Will the project impact any special groups (such as the
elderly, persons with disabilities, racial/ethnic/religious
Yes c No c
groups) within the neighborhood?
3. Will the project reduce the amount of social interaction that
occurs within the neighborhood?
Yes c No c
4. Will the displacement of residents resulting from the
proposed project negatively affect the perceived quality of life
Yes c No c
in the neighborhood?
5. Will the project affect access to, or result in the removal of,
neighborhood facilities or services that are needed and valued
Yes c No c
by neighborhood residents?
6. Will the facilities and services subject to removal or
relocation be able to remain in or within proximity of the
Yes c No c
neighborhood?
7. Will the project result in an increase in noise, vibration, odor
or pollution that reduces social interaction in the
Yes c No c
neighborhood?
8. Will communal areas (e.g., parks and playgrounds) used by
residents be negatively affected by construction of the
Yes c No c
project?
9. Will the availability and convenience of transit services be
reduced as a result of the project?
Yes c No c
10. Will the project negatively affect pedestrian and non-
motorized mobility within the neighborhood?
Yes c No c
11. Will vehicular mobility within the neighborhood be
negatively affected by this project?
Yes c No c
12. Will vehicular traffic increase as a result of the project?
Yes c No c
13. If vehicular traffic increases, will this create unsafe
conditions for non-motorized transportation within the
Yes c No c
neighborhood?
14. Will “blind or isolated” areas be created that are difficult to
monitor for criminal activity as a result of the project?
Yes c No c
15. Will emergency response routes be negatively impacted as a
result of the project?
Yes c No c
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2. For each “yes” answer, note whether the impact will be permanent or
temporary. For example, access to community facilities and services may be
impeded during construction, but not following construction (a temporary
social impact). The most important outcome of this exercise is to look
critically and objectively at the project alternatives and consider all potential
impacts to study area neighborhoods from the perspective of all parties
potentially impacted. Use the screening criteria provided in Table 2-2 to
consider the relative significance of each impact identified on the checklist.
Weigh each impact in relation to study area characteristics and relevant
project benefits. Summarize the results of this analysis.
3. When the checklist is complete, prepare a written summary of potential
social impacts of each project alternative on study area neighborhoods.
Document all relevant supporting information, particularly information
leading to a “yes” answer. There is no quantitative scoring or evaluation
mechanism associated with the social impact assessment checklist. In
general, the more “yes” answers, the more potential that social impacts will
result from project alternatives.
4. Present the results of the assessment and the method used to reach those
results to study area stakeholders for their input. They may recognize a
potential impact that the analyst using the checklist may overlook. Ask
them if there are any additional impacts that may have been overlooked.
5. Identify strategies for addressing each impact. A “yes” answer to any of the
checklist questions indicates the need to explore the potential for revising
alternatives or otherwise addressing the impacts. Some impacts may be
unavoidable and may require mitigation. The solution may be more or less
extensive, depending upon the significance of the particular impact and its
relationship to project benefits. Sample mitigation and problem solving ideas are
provided below.
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MITIGATION AND PROBLEM SOLVING
A broad range of strategies for addressing adverse community impacts are
presented throughout this handbook. Below is an overview of some additional
sample strategies for addressing social impacts.
1. Avoid – Alter the project to avoid a potential impact. Examples include:
• Shifting a project to avoid displacing a church that serves as the focal
point of neighborhood activities;
• Shifting a project to avoid creating a barrier through a cohesive
neighborhood; or
• Shifting a project to avoid separating a vital community facility like a
park or a senior center from a cohesive neighborhood.
2. Minimize – Modify the project to reduce the severity of an impact.
Examples include:
• Reducing the project design speed in order to accommodate narrower
lanes; or
• Locating a transit facility such that vacant land is utilized instead
taking a valued neighborhood business.
3. Mitigate – Undertake an action to alleviate or offset an impact or to replace
an appropriated resource. Examples include:
• Relocating an impacted community facility in a new, easily accessible
location within the neighborhood; or
• Improving crosswalks, adding traffic calming devices and increasing
pedestrian crossing times in areas with high levels of pedestrian traffic.
4. Enhance – Add a desirable or attractive feature to the project to make it fit
more harmoniously into the community. Examples include:
• Incorporating landscaping and street furniture into a project design;
• Providing a small park or recreational use (ie, fishing pier) along a
causeway or under a bridge.
CONCLUSION
The results of the social impact assessment can be used to guide the project
development process. Upon completing the assessment of social impacts, do the
following:
• Incorporate all relevant actions taken, findings reached, and commitments
made as part of the assessment of social impacts into the CIA report (see
outline on page 4-14);
• File all relevant documentation in the official project file;
• Incorporate the relevant findings of this assessment into the project
development process to minimize the social impacts of the final project on
study area neighborhoods; and
• Incorporate the documentation from the assessment into the relevant section
of the environmental document for this project per the Engineering Reports
Chapter in Part 1 of the PD&E Manual.
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