Horn - Why Radical Democracy Is Inconsistent With Mob Rule
Horn - Why Radical Democracy Is Inconsistent With Mob Rule
Walter Horn
Walter Horn
WHY RADICAL DEMOCRACY IS Independent Researcher
INCONSISTENT WITH “MOB RULE” calhorn@rcn.com
ABSTRACT
For reasons both numerous and compelling, populism is among the most
prevalent topics in the areas of comparative politics, political ideology, democratic
theory and any number of other disciplines and sub-disciplines at the present time.
It is noteworthy that it is almost impossible to find a paper or book on the subject
(whatever that is, precisely) that does not spend a substantial segment bemoaning
the indisputable fact that the term “populism” is used in a variety of ways in these
literatures. It may refer to a political party, a movement, an ethos, a faction within a
larger party, a government, various beliefs among individuals within or outside parties,
a type of tactics, and so on (Mudde and Kaltwasser: 2017).[1] And, even if we could
determine or stipulate the sort of thing(s) it is, this family of entities would include a
rather wide assortment of genera (parties, movements, strategies, factions, etc.), each
including several species. For example, there are said to be right- (generally nativist)
and left- (generally socialist) species of populist parties, movements, governments, and
so on. Some varieties of populism in nearly every genus are thought to be detrimental
to democracy (whatever that is, precisely), while others are claimed to be beneficial to it.
For example, if we take democracy to be antithetical to dictatorships, some specimens
of populism may be (at least outwardly) hostile to autocratic leaders while others seem
1 They note that it has been characterized as a “folkloric style of politics.” J. McCormick refers to it
simply as “a cry of pain” (McCormick: 2017, p. 4).
8 The Romanian Journal of Society and Politics
Let me now flesh out the RRD I wish to defend against the classic indictments
of the fearful here. I will do this by displaying two lists. The first will enumerate the
principles that I believe must be followed by any polity that can correctly be deemed
to be authentically democratic, and that should, therefore, be ensconced in a definitory
norm or foundational document like a constitution. The second list contains more
particular aspects of democratic process. I take each item on both lists to be such
that its addition in any jurisdiction that does not currently require it to constitute
an expansion or increase in democracy; and I take the loss of any one of them in a
jurisdiction formerly exemplifying the principle to constitute a necessary diminution
of democracy. I will not here defend the democracy-enhancing qualities of any item
on the first list or the connection between any item on the second list with the entire
combination comprising the first list.[8] I will here say only that I take the key to
inclusion in either list to be the item’s indispensability to an accurate determination of
the “general will”—what the people want. On this view, real self-government requires
a populace to be allowed to indicate what they want from their governments and have
a reasonable expectation that those governments will do their utmost to get it for
them.[9] These are intended to be fairly extreme packages of governing principles—
consisting of many of the sorts of elements that those anxious about mobocracy have
long dreaded.
6 Because of the importance of judicial independence, it is quite tricky to put together a defensible
reversal proposal, but some simple ideas have been suggested on this front (Sitaraman: 2019).
7 Similar policies have, however, long been advocated by others under different banners. Y. Mounk is
quite illuminating on this subject (Mounk: 2018).
8 I have done what I can on each of those fronts in (Horn: 2020).
9 Both A. Sabl and A Roberts have argued that a “responsiveness” criterion for democratic excellence is
far from universally accepted among political scientists. Replies to objections to a responsiveness measure
require a complete analysis of prudential value for both individuals and groups (Sabl: 2015), (Roberts:
2005) I have made my own attempt at this (Horn: 2020).
Walter HORN 11
norm which shall set forth the only lawful manner in which governmental activities
may be undertaken. There is sufficient independence of a supreme judiciary to allow
(only) for final dispositive review of those governmental acts or edicts claimed to
conflict with any of these fundamental principles.
As indicated above, to flesh out these general principles, I present a second
list containing some particular elements that I take to be implied by items in the first
collection[13]:
A. All those over 16 years of age living in a jurisdiction for at least one year shall
be entitled to vote and hold any political office in that jurisdiction without consideration
of race, religion, gender, orientation, birthplace, criminal record, property holdings,
knowledge accrual, etc.
B. Single executives and one legislator shall be elected by approval vote of the
relevant populace in its entirety.[14] Additional legislators shall be elected via a particular
variant of the Single Non-Transferable Ballot. The governmental authority of each
legislator (however elected) shall reflect the proportion of the electorate that supported
his/her candidacy.
C. The relevant electorate shall have the right to repeal any (non-constitutional)
law via referendum.
D. The relevant electorate shall have the right to recall elected officials by vote.
E. Executive, Legislative and Judicial officers shall all have limited, but indefinitely
renewable terms of office.
F. The electorate shall have the right to reverse certain (non-criminal, non-
constitutional) judicial decisions.
G. The qualitative or quantitative dilution of the force of any vote by gerrymander
or other means shall be prohibited.
H. No supermajorities of a legislative body shall be required to enact legislation or
defeat legislation, unless the executive of the jurisdiction in question is in opposition.[15]
I. Deliberation and bargaining among representatives shall always proceed
according to the best current science regarding what deliberative procedures are
most likely and efficiently to produce concord; provided again, however, that such
procedures require that simultaneous approval votes on all alternatives—including no
change to the status quo—is always used in lieu of successive individual votes on
amendments and final votes on enactment.
J. No legislative body shall be multicameral.[16]
K. Voting and access to both political office and to office-holders by the general
populace shall be equal, easy, and free.
L. Campaign finance laws shall, to the extent consistent with freedom of speech
13 The necessary connection between the second list’s elements and the items on the first list may require
the addition of one or more empirical premises. It should be obvious that there has never been any system
that has very closely resembled the sort of polity these would require. What is important is only that we
agree that the more matches, the more democracy that is present, or, again, the more radical we may say it
is. That is, such principles as these, and not, say, a favorable distribution of income or a relatively content
and peaceful populace, are what constitute authentic self-sovereignty.
14 This would mean that, in the U.S., the Electoral College must be abolished.
15 This would outlaw the Filibuster rule now utilized in the U.S. Senate.
16 In the U.S. this would mean that all “upper chambers” would need to be abolished.
Walter HORN 13
least, an RRD realm should not be seen to require the passing of laws calling for (or
newly allowing for) theft, rape or murder. Nor does it require the repealing of laws
that forbid such acts. But the RRD defender should not deny that with no absolute
protections, a democratic government could, even intentionally, fail to do anything to
stop the private or public occurrences of such events due to majority desires. There
may be nothing essentially democratic about such a tact of malign neglect, but it should
not be denied that it is made easier where there is more democracy.
We may refer to the second common criticism of RRD as “Deification.”[19]
This is largely a matter of worshipping the proponents of some previously enacted
system that is less democratic than any RRD in view of it’s being seen to reflect a
sort of godlike omniscience. This attitude is quite popular in the United States, where
Madison, Hamilton and a couple of other “Founding Fathers” are regularly taken
to be absolutely beyond criticism. The idea is that once one recognizes that those
(transcendent) thinkers have given us the oldest and best republic in the history of
the planet Earth, only deluded heretics with inflated views of their own powers would
deign to suggest that any alteration might be beneficial.[20] Harry Atwood objected to
any change at all in the U.S. Constitution as he understood it and claimed its perfection
even in such areas as efficiency of administration and levels of taxation. On his view,
any state that enacts an initiative petition law, elects its judges, or even allows localities
to create school boards or historical commissions is guilty of heresy. For we may
infer from the omniscience of the Founders that not just the United States, but any
subdivision thereof can be demonstrating nothing but mortal confusion if its own
constitution varies in any manner from the Federal scripture. As the U.S. Constitution
does not contemplate library commissions, they must be a bad idea.
Interestingly, we do not hear from current proponents of the Deification
objection any explicit defense of slavery, or objections to women’s suffrage. But at
each iteration of the divine doctrine, both before and after any amendment, this cohort
finds the U.S. Constitution flawless in every detail. Such acolytes may even suggest that
the Founders in their wisdom would have anticipated each particular change that has
ended up being made. And the worshippers infer that, although there may be additional
alterations in the future, none should be expressly encouraged. We must either work to
resist any change or, at worst, watch in devoted quietude as the Founders’ prescience
unfolds itself into even greater glory.
The third main line of objection to RRD may be called “Numbskulls,” since it
is based on the complaint that the general populace is bound to be too stupid, ignorant,
or uninterested to be involved in governance.[21] Since even non-RRD republics involve
some sort of plebiscitary involvement by the public, the Numbskull objection often
involves advocacy for reductions in current levels of democracy. For example, those
19 In a comprehensive recent study on this subject, B. Jones refers to the relevant attitude as “idolatry”
(Jones: 2020).
20 The writings of Federalist Society contributor Tara Ross provide excellent examples of this approach.
Another of devotee of this stripe was Harry Atwood, whose book Back to the Republic was a particular
influence on John Birch Society founder, Robert Welch (Ross: 2018), (Atwood: 1918), (Welch: 1961).
There’s a nice discussion of this attitude by a group of symposiasts in Harpers (Edwards et al.: 2019) as
well as in (Jones, 2020).
21 Perhaps the leading proponents of this theory today are Jason Brennan and Michael Huemer.
Walter HORN 15
who bring it may call for educational requirements for voting or suggest that those
who pass intelligence or knowledge-based tests be given additional votes. Again, they
may simply try to limit (rather than, like RRD, increase) the sorts of things that may be
voted upon or reduce the frequency of elections. These approaches represent a kind
of epistocratic paternalism. This view, of course, dates back to Plato’s dream of a race
of guardians, and it may be said in its favor that it requires no more than a modicum
of sense to wish for wise governance. After all, surely it is only fools who could want
to be ruled by numbskulls![22]
I have put forth a number of defenses of RRD against the Numbskulls and
Deification attacks elsewhere (Horn: 2020) and will not repeat them here except to
press against the former that it is a mistake to construe votes as epistemic, truth-
tracking items, and to note with respect to the latter attacks that the Founders were
actually often both self-serving and wrong. But as my present thesis is that neither
RRD nor any of its proponents should be feared as instigators of mob rule, I will
need to spend some time on the Hordes argument. Clearly, if we ignore the Numbskull
and Deification complaints, the plebiscitary nature of RRD and its acknowledgements
of law and process might be seen by all parties rather to be a protection against the
likelihood of mob rule. But the fact that radical democracy in its purest or ideal form
does not contain safeguards against encroachments on life, conscience, or property has
obviously remained a serious concern among liberals. As indicated above, it seems that
where there are no such safeguards we should want as little democracy as possible—
and where there are such protections, anything suggesting that there need not be, is
dangerous dogma.
As indicated above, advocacy for greater democracy, say in the form of
proportional representation, enactment of referendum provisions, or elimination of
anything like the U.S. Electoral College or Senate Filibuster, need not (and most likely
will not) include proposals to eliminate other supposed rights already memorialized.
Nothing prevents those who seek additional democracy from maintaining all existing
rights protections or even from wanting others, so long as such enhancements comport
with the procedural changes sought. Even if the current non-RRD rights do constrain
the ability of the people to get all and only “what they want,” to some extent, they are
nevertheless irrelevant to any advocacy for the specific alterations listed above, since
22 As Fessenden put it,
Do not assume of State the reins,
If you’re but so-so as to brains.
nothing on either list conflicts with any supposed “inalienable right.” For this reason,
it seems to me illegitimate to bring up a Hordes critique at the very mention of any
increase in democracy that can be found in the above lists.[23] Consider, for example,
the replacement of impeachment by recall or the prohibition of supermajority
requirements in some jurisdiction; neither can be sensibly connected with heads on
pikes or ubiquitous storm troopers. Nevertheless, the Hordes attack has long been
carted out at nearly every proposal to increase democracy in any fashion whatever.[24]
The point I am trying to stress here is that, while there may be two possible
routes to an increase in democracy, one is strictly procedural - involving such items
as expansion of the electorate, the frequency of elections, the manner of voting, vote
dilution, toning down separation of powers, allowing referendums and recalls, etc. It
is true that the other substantive route might call for loosening existing constraints on
what may be voted on by reducing the number of currently protected “natural rights”—
but there is nothing in either list above that calls for any such substantive removal of
rights. And the alleged scariness of increasing illiberality should be connected only with
that sort of substantive change. Those who are wary of the attacks on liberalism in
the approaches of Trump, Orban, Bolsonaro, Netanyahu, etc. have focused mostly on
the danger of decreases in safeguards for those with minority ethnic, racial, religious,
or gender-related backgrounds or perspectives. But all the items in the lists above that
touch on such matters are explicitly rights-enhancing.[25]
In light of the forgoing, I maintain that the Hordes complaint against any
of the contents of either above list is inappropriate. However, one can hardly hope
to change deep-seated attitudes regarding the alleged essential connections between
radical democracy and death squads. On the contrary, it will no doubt continue to seem
obvious to many readers that tying governmental authority to a partially unconstrained
“general will” can only produce a ravenous behemoth emerging from—indeed often
caused by!—the odor of democracy-peddling pamphlets. It is not only that the horror
of various deeds committed by 17th century London apprentices, 18th century sans-
23 Furthermore, it is odd to claim that all ostensible moves toward “illiberalism” must increase the
possibility of mobocracy. For example, whatever one may think of the “right to bear arms” and its
memorialization in any constitution, it is strange to insist that the elimination of such a provision is more
likely to result in hordes of lawless rabble taking over the streets. And I repeat here that even allegedly
illiberal constitutions—not only those which, like RRD seek to protect the political rights, but even those
with no bill of rights at all—must at least require judicial review to be substantive. As G. Halmai nicely
demonstrates, there can be no real constitutionalism at all without a judiciary sufficiently independent
to say that this or that governmental activity is simply impermissible (Halmai: 2019). While RRD may
require relaxations in a “separation of powers” doctrine, and even provides for a certain subset of judicial
decisions to be reversible, it does not allow for any constitution that is inherently ineffective. Enforceability
of constitutional provisions calls for some process of unappealable independent judicial review of
constitutional matters. Thus, RRD requires deference to the rule of law.
24 In his engaging review of (Jentleson: 2021), New Yorker writer Benjamin Wallace-Wells describes the
crippling effect the Filibuster in the U.S. Senate has had in curtailing mob activity in the South. Nevertheless,
any proposal to eliminate the need for supermajorities in this already entirely undemocratic body has
been met with the Hordes canard. And it has been pushed by such eminent anti-majoritarians as John C.
Calhoun. (Wallace-Wells, 2021)
25 To point to a particular example, in spite of its explicit support of democratization, Orban’s version of
illiberal democracy cannot be counted as an example of RRD. This claim requires no more evidence than
his party’s relentless attack on freedom of the press (Anon.: 2021).
Walter HORN 17
culottes and 20th century Nazis, Bolsheviks or Rwandan tribal leaders runs extremely
deep, but that the assumed connection between such activities and democracy does
so as well. That RRD is essentially procedural and fallibilistic and, therefore, in the
absence of a recent election clearly specifying the desires of the electorate, can only
be diffident—except with respect to democratic principles—will therefore cut little ice
with those bringing the Hordes objection.
One way of padding the Hordes attack involves a shift from what is being
promoted to a focus on the promoter. It may be claimed that even if one skips the
accusation that RRD as construed here is amenable to a takeover by “the rabble” (aka
the electorate), the mere suggesting of additional democracy could inflame the people
to violence, whether via democratic procedures or not. In this way, the Hordes espouser
may throw into her arsenal a general attack on demagoguery. As said, the fear that the
impressionable, uninformed citizen may be (either intentionally or unintentionally)
inflamed to violence not only reaches back to the ancients, but is as up-to-date as the
January 6, 2021 attack on the U.S. Capitol. Thus, it may be the charismatic democrat,
rather than democracy itself that is to be dreaded. And as those who proselytize for
what is bad must themselves be bad, those who are particularly good at such work
must surely be the worst of all. Turning for a final time to Fessenden, I reproduce his
warning that,
The leading Demo’s have their tools,
A sorry set, ‘ twixt knaves and fools.
Nature imposes her commands,
There must be heads, as well as hands.
Remember, mid your party strife,
Whoso’s a rogue in private life,
If once he gets you at his beck,
Will set his foot upon your neck.[26]
Furthermore, the claim that clever manipulators might try to increase their
popularity by spouting democratic-sounding epithets, even if they do not actually
believe what they are saying is not unreasonable—especially as both right- and left-
populists have been seen to move quickly from espousing democracy to attempting
to obtain despotic powers. If we suppose, as several of generations of social choice
theorists have done, that the intrinsic motivation of politicians is always getting,
maintaining, or increasing their own political prestige, power or remuneration,[27] we
can infer danger from charisma. What is there to prevent such egoists from using the
pretty principles of RRD simply as a means to a totalitarian end?[28]
26 And he adds in his annotations that although they may not all be tyrants at heart, “their leaders are,
generally speaking, haughty and imperious demagogues [who, like] the genuine republican slave-driving
nabobs of Virginia…would fain conceal their designs of domination beneath the mask of liberty and a
pretended zeal for the rights of the people.”
27 A nice description of what it is to make getting or keeping office the summum bonum of one’s political
activities can be found in Garry Wills’ early book, Confessions of a Conservative. Democratic representation
is there seen as essentially involving deference by the representative to whichever constituent he or she is
talking to at any moment. Wills takes “Each time a politician indulges his or anyone else’s single opinion
or principle” as an example of “losing an opportunity to ingratiate himself with those who hold different
views or standards—a criminal waste” (Wills: 1979, p.171).
28 Indeed, dangerous orators may have entirely altruistic intentions. Perhaps, e.g., they really do want
18 The Romanian Journal of Society and Politics
Given the nature and variety of the Hordes attacks above, I believe we will
have to turn to history to see if the fears of RRD and its advocates are realistic or
fantastical. It is well-known that many of history’s most infamous “rabble rousers” did
not actually smile upon democracy—either in their speeches and writings or in their
secret hearts. As already indicated, Lenin never cared for what he called “bourgeois
parliamentarism”: he simply knew what must be done to create the dictatorship of
the proletariat, whatever lesser thinkers might believe; if the majority of Russians
believed in frequent fair plebiscites and constituent assemblies, they must simply be
reeducated. No doubt Hitler and Robespierre were aided in their power-grabs by
popular elections, but neither should be considered to have been a supporter of the
democratic constitutions that may have been in effect during their ascents.
What about those who have seemed more consistent in their support for
democracy, but whose advocacies nevertheless seem to have played important roles in
the advent of lawlessness? Take Burundi’s Melchior Ndadye or Russia’s Victor Chernov.
May we indict them for inflaming a substantial portion of their constituencies even
though they sincerely believed in some version of RRD? Is it not unfair to claim that
Ndadye was largely responsible for a resumption of genocide in Burundi when it was
those who opposed his fair election who started the trouble? And if the Bolshevik
takeover reached full flower at the Constituent Assembly that Chernov worked so hard
to create, is it fair to call that SR leader to account for his advocacy? My own view,
that we should not depend on this sort of “but for” causation, suggests that neither
man is culpable for what followed. This is not because any alleged guilt was mitigated
by their good intentions, but rather because history has regularly demonstrated that
committed democrats of their sort have been generally quite impotent leaders during
times of crisis. In the early days of the Russian Revolution, the (at least usually[29])
democratic Chernov, the leader of what was by far the largest party in the country,
not only worked for his all-Russian assembly, he also refused to put in place a non-
democratically determined land reform when he had the power to do so. Such a policy,
whether or not instituted by fiat would likely have both defused rural uprisings and
allowed for Chernov to remain in his post of Minister for Agricultural in the Second
Provisional Government (Radkey: 1962). In France, the Girondin constitutionalists
were exterminated after making but feeble resistance to the despots and their backers
(Slavin: 1994).[30] In the waning days of the Weimar Republic, those most responsible
for writing the quite democratic constitution then in effect, the principals of the
German Democratic Party, “were strangely short-sighted” about the rise of fascism
something like RRD, but believe the populace is not yet ready for it. They may take tyrannical powers while
sincerely believing it only to be for a moment. Thus, it will be asked, why should we not then fear even the
sincere democrat?
29 He was not above the occasional assassination.
30 Although leaders of the sans-culottes masses like Hebert ultimately fared no better than the Girondins,
they can hardly be called authentic suffragists. “Although championing egalitarianism and democracy in
their relationship to the sectionnaires of Paris, the Cordeliers leaders excluded the vast majority of the
French people, the peasants and farmers, from these twin ideals.” (Slavin: 1994, p. 253)
Walter HORN 19
in their country and did nothing to stop it (Frye: 1963, p. 176). [31] To go back even
further, at the time of the English Civil Wars, John Lilburne was forced into repeated
residencies in the Tower for his democratic pleas. And it was Cromwell, not Wildman
or the levellers, who consistently won the day. Over and over again, we find the most
outspoken backers of democracy to be almost as harmless and ineffective as it is
possible for major leaders to be in times of political crisis. At the very least, we can see
they have never been a match for those with autocratic intentions—whether on the
left or the right.
Several responses will likely be made to this defense of sincere RRD orators.
First, it may be repeated that any demagogue must be feared, because even if he or
she is not a terribly effective leader, once enough of the populace is inflamed, all
manner of horrible things may ensue. Second, as we have already conceded, we may
not know the hearts of these leaders: perhaps all the anti-autocracy claims made by
any chosen rabble-rouser have been insincere, only a means to their evil ultimate ends.
Furthermore, it is even possible that some charismatic speechifier who has repeatedly
exclaimed that “All power must be delivered to (all) the people!” was indeed sincere, but
was nevertheless also intentionally reducing the political authority of part—or even all—
of that very populace because motivated by the (charitable) concern that the populace
was “not quite ready” to take the helm. Indeed, armed with such assumptions, it is
easy to condemn any proselytizing on behalf of the general will—whether sincere or
insincere, whether spoken, written, or legislated, or whether successful or unsuccessful.
All can only bring evil. We need not accept Wills’ hypothesis of universal political
egoism to be afraid of those who want more democracy. According to the Hordes
theory, the well-meaning, the malicious, “the great man,” and the inconsequential
windbag: all are sensibly feared.
Such a response ignores the fact that the same sorts of things may be said about
any effective orator, no matter what is being advocated—sincerely or insincerely. Once
one separates the content of advocacy from the advocacy itself and insists that the
latter is dangerous on its own, it is not only democrats, but every eloquent monarchist,
socialist, Marxist, Georgist, anarchist or libertarian who steps up to a podium or
even climbs upon a soapbox that will have to be put down. Whether (consciously or
unconsciously) sincere or insincere, each could (purposefully or accidentally) unleash
a deadly horde. Taken to its logical conclusion, we land on the position that we are
better off without any effective speakers at all. It is therefore better, I think, to look
at the particular positions being advocated and see what has actually been wrought by
such advocacy.
Let us then leave those who cannot countenance charismatic orators of any
stripe and put our thesis to the less anxious as follows: To the extent that authentic
democracy takes precedence in a politician’s pantheon of goals, we may rely on the
fact that the machinations of such politicians are nearly always either unsuccessful or
actually create more safety for the general public from either private or public mobs had
31 Indeed, Except for 1924, the party “lost ground in every election between June 1920, when it suffered
a disastrous defeat, losing almost half of its supporters, until the dissolution of the party in October 1930.
From about 5,600,000 votes or 18.5 per cent of the popular vote in January 1919, support fell to 1,200,000
votes or 3.5 per cent of the popular vote in September 1930” (Frye: 1963, p. 176).
20 The Romanian Journal of Society and Politics
and supporters victims of mob violence than perpetrators of it. I do not say there have
been no sincere democrats who have preached violence to obtain their ends: after all,
it has not just been the Hitlers, Lenins, and Malcolm Xs, who have called for more
than words, but also such democratic revolutionaries as Marten, Paine, Madison, and
Maderos. But where the apostles of authentic democracy have met with success, the
results have either been increased peace and security or brutal upheavals instigated by
those with other goals.
I thus conclude that sincere RRD advocates should not be shunned either as
harbingers of despotism or of the Hordes behavior of a citizenry. It is quite certain, at
least, that any such dire consequences of their urgings have not been wrought by those
attracted to that advocacy. History rather shows that we are much wiser to fear their
opponents. Indeed, it is from those wanting to forestall or constrict plebiscitary rule
that mobocracies and other tyrannies have arisen and are likely to continue to arise.
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