Alcohol Use Disorder Treatment Problems and Solutions
Alcohol Use Disorder Treatment Problems and Solutions
255
SCOPE OF THE PROBLEM
Alcohol misuse constitutes a major source of mortality, social pathology, and burden to the health-
care system in the United States. In the United States, data show that over 29 million individuals
met the criteria for alcohol use disorder (AUD) in 2019, and more than 140,000 deaths were
attributable to alcohol annually from 2015 to 2019 (1, 2). Increases in deaths, hospitalizations,
and liver disease that are attributable to alcohol increased dramatically during the first year of the
coronavirus disease 2019 (COVID-19) pandemic, and 5% of cancer cases are now attributable to
alcohol (3–5).
Neurobiological Framework
A heuristic framework for AUD and addiction in general includes a three-stage cycle—binge/
intoxication, withdrawal/negative affect, and preoccupation/anticipation—that provides a start-
ing point for exploring the heterogeneity of AUD with regard to treatment (10, 12). Under
this addiction framework, stage-related dysregulation occurs in three functional domains (in-
centive salience/pathological habits, negative emotional states, and executive function) that are
mediated by three major neurocircuitry elements (basal ganglia, extended amygdala, and pre-
frontal cortex, respectively) (10, 13, 14). These three stages feed into each other, become
more intense, and ultimately lead to the pathological state of AUD (10) (see the center of
Figure 1).
From a neurobiological perspective, entrance into the three-stage cycle at any stage can
engage neuroadaptations that lead to compulsive-like alcohol consumption. The concept here
is that the excessive engagement of reward system activation by alcohol ultimately triggers a
break from hedonic homeostasis and subsequent compensatory responses in brain reward and
stress systems to generate the negative emotional state of withdrawal (termed hyperkatifeia)
(15) of the withdrawal/negative affect stage (10) (Table 1). As a consequence—and often in
256 Koob
Molecular
• GABA receptors
Neurochemical • Serotonin receptors
• GABA • Glycine receptors
• Opioid peptides • Glutamate receptors:
• Dopamine NMDA, kainate, AMPA
• Acetylcholine • Potassium M channels
• Serotonin • Potassium BK channels
• Norepinephrine • Calcium channels
• Glycine/taurine • Nucleoside
• Acetaldehyde transporter adenosine
• Glutamate • CREB
• Allopregnanolone • Acetylcholine receptors
• BDNF • G proteins: protein
• Neuroimmune factors kinases: A, C, γ, ε
Binge/
intoxication
ACC Thalamus
dlPFC
DS GP
vlPFC
vmPFC NAc
BN HPC
ST
CeA
OFC Insula
Pr e t i c i p a
e a l/
t
an
ffec
ti v w a
o cc t i
g a d ra
up on
n e it h
at
io
W
n/
Neurochemical Neurochemical
• Dopamine • Dopamine
• Opioid peptides • Serotonin
• GABA Molecular • GABA Molecular
• Glutamate • Dopamine D1, D2 receptors • Glutamate • BK channel
• CRF • Dopamine transporter • CRF • GABAA receptor
• Glucocorticoids • GluN1, GluN2B receptors • Glucocorticoids subunits
• Norepinephrine • NMDA and AMPA receptors • Norepinephrine • NPY receptors
• Dynorphin/κ-opioid • Metabotropic glutamate • Hypocretin (orexin) • cAMP, CREB
receptors receptors • Vasopressin • BDNF
• Hypocretin • Calpain • Substance P • CRF receptors
• Substance P • Casein-1ε/δ • Neuroimmune factors • Protein kinases
• L-type calcium channels • Norepinephrine
• NPY • MTORC1 • NPY transporter
• Nociceptin • ERK1/2 • Nociceptin • microRNA
• Cannabinoids • NF-κB • Endocannabinoids • Histone
• Oxytocin • Histone methyltransferase • Oxytocin dimethyltransferase
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Table 1 Definitions relevant to the three-stage heuristic framework and neurobiology of alcohol use disorder
Term Definition
Anhedonia Anhedonia is generally defined as an inability to experience pleasure in normally pleasurable acts or
markedly diminished interest or pleasure in all, or almost all, activities most of the day, nearly every day
(8). Less pleasure from situations and stimuli that normally induce pleasure or hedonia is a common
element of withdrawal from all drugs of abuse (89) and is considered to be a subset of the hypersensitivity
to negative emotional states that is defined as hyperkatifeia.
Basal ganglia The basal ganglia, or basal nuclei, comprise a group of subcortical nuclei that are situated at the base of the
forebrain and top of the midbrain. Basal ganglia are strongly interconnected with the cerebral cortex,
thalamus, and brainstem in what are known as cortical-striatal-pallidal-thalamic-cortical loops (90). The
basal ganglia are associated with various functions, including the control of voluntary motor movements,
procedural learning, habit learning, conditional learning, and emotion.
Executive function Executive function can be conceptualized as the ability to organize thoughts and activities, prioritize tasks,
manage time, and make decisions. To accomplish such complex tasks in the context of the neurobiology
of addiction, the prefrontal cortex can be divided into two opposing systems: Go system and Stop system.
The Go system engages habit systems, possibly even subconsciously and automatically. The Stop system
inhibits such systems. The interactions between these two system produce the well-known impulsivity
that is associated with the addiction process during both the initiation of drug intake and relapse (14).
Extended amygdala The extended amygdala is composed of several basal forebrain structures, including the bed nucleus of the
stria terminalis, the central nucleus of the amygdala, and a transition area in the medial portion (shell) of
the nucleus accumbens. Major neurotransmitters in the extended amygdala that are hypothesized to play
a role in hyperkatifeia, which drives negative reinforcement, include corticotropin-releasing factor,
norepinephrine, dynorphin, vasopressin, orexin (hypocretin), substance P, glucocorticoids, and
neuroimmune factors. Neurotransmitter systems in the extended amygdala that may buffer negative
emotional states include neuropeptide Y, nociceptin (orphanin FQ), endocannabinoids, and oxytocin.
Hyperkatifeia Hyperkatifeia (derived from the Greek katifeia for dejection or negative emotional state) is defined as an
increase in intensity of the constellation of negative emotional or motivational signs and symptoms of
withdrawal from drugs of abuse. Hyperkatifeia can be considered an emotional parallel to the
hyperalgesia (i.e., greater sensitivity to physical pain) that is observed with the repeated administration of
chronic opioids and alcohol (15, 91).
Incentive salience Incentive salience can be defined as motivation for rewards that derive from one’s physiological state and
previously learned associations about a reward cue that is mediated by the mesocorticolimbic dopamine
system.
Pathological habits Pathological habits are hypothesized to result from the pathological coupling of drug-influenced
motivational states and a rigid stimulus response habit system. Drug-seeking and drug-taking habits in
individuals with substance use disorder are also reinforced by Pavlovian conditioning, in which
drug-associated conditioned stimuli in the environment act as conditioned reinforcers and support
protracted sequences of behavior, often in the absence of the outcome.
Prefrontal cortex The prefrontal cortex plays a key role in mediating executive function, such as planning, response selection,
decision making, working memory, personality expression, cognitive flexibility, inhibition, social behavior,
and self-knowledge (92).
Reward deficits Reward deficits refer to the loss of pleasure as reflected in anhedonia or hypohedonia and are measured in
humans and animal models by elevations of intracranial self-stimulation reward thresholds (93) and in
humans by various self-report scales (85) and some operational tasks that reflect anhedonia such as the
monetary incentive delay task (94).
Stress surfeit Stress surfeit refers to hyperactivation of the hypothalamic-pituitary-adrenal axis and brain stress
neurocircuits, resulting in anxiety, irritability, and hyperkatifeia in the context of addiction (91, 95, 96).
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Disulfiram Acamprosate Naltrexone
HO
S O
N S HO O OH
S N S N
H
O O N
S
1-(diethylthiocarbamoyldisulfanyl)-N,N-diethyl-methanethioamide N-acetyl homotaurine O
N-cyclopropylmethylnoroxymorphone
N-cyclopropylmethyl-14-hydroxydihydromorphinone
17-(cyclopropylmethyl)-4,5α-epoxy-3,14-dihydroxymorphinan-6-one
Figure 2
Currently approved medications for alcohol use disorder in the United States. Disulfiram is an acetaldehyde dehydrogenase inhibitor
that raises blood acetaldehyde levels if one drinks, resulting in an aversive reaction. This aversive reaction includes flushing, nausea,
vomiting, and multiple physiological symptoms. Acamprosate is a taurine derivative (calcium homotaurine) that blocks craving for
alcohol during abstinence by restoring homeostasis in hyperglutamatergic neurotransmission during acute and prolonged withdrawal
from chronic alcohol drinking that is associated with alcohol use disorder. Naltrexone is an opioid receptor antagonist/inverse agonist
that blocks rewarding effects of alcohol presumably by blocking the alcohol-induced activation of endogenous opioid peptides.
basic scientists, and health-care professionals. As outlined below, there is very poor utilization of
treatment in general and medications in particular.
Disulfiram
Disulfiram, approved by the US Food and Drug Administration (FDA) as a pharmacotherapy
for AUD in 1951, is an aldehyde dehydrogenase inhibitor. If a person is taking disulfiram, then
even small amounts of alcohol produce a buildup of acetaldehyde in the blood and a rapid onset of
an aversive disulfiram-alcohol reaction. This aversive reaction includes flushing, nausea, vomiting,
and multiple cardiac and respiratory symptoms that can be fatal in severe reactions. A person’s fear
of this strong disulfiram-alcohol interaction may comprise the primary mechanism of disulfiram’s
deterrent effect, as opposed to the drug’s pharmacodynamic properties (23). Medication adherence
is a problem with disulfiram (24), and outcomes are optimized with supervised administration (e.g.,
by a spouse or roommate) in compliant patients (25). A meta-analysis of randomized, open-label
trials found a moderate effect of disulfiram relative to various comparison groups; the effect of
disulfiram was found to be large under conditions of supervised administration (23). Disulfiram
has more serious adverse events than comparison treatments (23), and the alcohol-disulfiram in-
teraction has inherent risks, which in some patients can strengthen their motivation to abstain
from alcohol. The potential benefit of disulfiram for appropriately selected patients who prefer
this treatment has been found to outweigh the harms, particularly given the risks of continued
alcohol use (26). Many have found disulfiram to be well tolerated when taken as prescribed (27).
Naltrexone
Naltrexone is an opioid receptor antagonist/inverse agonist that was approved by the FDA for the
treatment of alcohol dependence as an oral preparation in 1995 and as a long-acting injectable
in 2006. The rationale for opioid receptor antagonism as a treatment strategy for AUD is based
on the premise that naltrexone blocks the rewarding effects of alcohol, a hypothesis that is sup-
ported by numerous preclinical and clinical studies (28). A systematic review and meta-analysis
Acamprosate
Acamprosate (calcium homotaurine) was developed in France. Its first preclinical study showed
that it decreased dependence-induced drinking in rats (31). The FDA approved acamprosate for
the maintenance of abstinence in detoxified alcoholics in 2004. A meta-analysis of 27 randomized
controlled trials of acamprosate found that the number needed to treat to prevent a return to any
drinking was 12 (29).
One prominent action of acamprosate in AUD is to restore homeostasis in hyperglutamatergic
neurotransmission during acute and prolonged withdrawal (32). Consistent with this hypothe-
sis, acamprosate reversed the increases in brain glutamate in alcohol-dependent rats (33) and in
humans with AUD (34). In a pharmacometabolomic study, serum glutamate was identified as a
biomarker of an acamprosate response in alcohol-dependent patients (35). Additionally, baseline
serum glutamate levels were significantly higher in responders compared with nonresponders, and
serum glutamate levels in responders were normalized after acamprosate treatment, whereas there
was no significant change in glutamate in nonresponders (35). Acamprosate is not metabolized by
the liver and is instead excreted primarily by the kidney. The use of acamprosate is contraindicated
in patients with severe renal impairment (36, 37).
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CURRENT CHALLENGES FOR THE TREATMENT OF ALCOHOL
USE DISORDER
Treatment Gap
The treatment gap refers to the dramatic disconnect between individuals in the United States who
need treatment for AUD and those who receive treatment. Estimates suggest that less than 8% of
adult individuals who need treatment receive any treatment (behavioral or medical) within 1 year
(44). In 2019, less than 2% received one of the FDA-approved medications (45). The reasons for
this treatment gap are numerous and include a lack of knowledge, a lack of screening and brief
intervention, a lack of referral to treatment, a lack of available treatment facilities, and stigma.
The lack of knowledge involves general misconceptions that AUD can only be treated in 28-day
inpatient rehabilitation programs and programs that advocate complete abstinence, such as Alco-
holics Anonymous, when, in fact, AUD is a spectrum disorder that involves levels of engagement
in the disorder, ranging from mild to moderate to severe. It follows that treatments should paral-
lel severity and involve a wide spectrum of interventions (NIAAA Alcohol Treatment Navigator;
https://alcoholtreatment.niaaa.nih.gov; Table 2).
Other knowledge gaps include a general lack of understanding of what constitutes a standard
drink, of what constitutes dietary guidelines for moderate drinking, and that the FDA-approved
medications are effective. Defining a standard drink should be a first step in educating the public
about unhealthy drinking. For example, a standard drink in the United States is considered 12
oz of beer, 5 oz of wine, and 1.5 oz of distilled beverage (46; https://www.rethinkingdrinking.
niaaa.nih.gov). The dietary guidelines for moderate drinking that are outlined by the US De-
partment of Agriculture are 2 drinks per day or 14 drinks per week for males and 1 drink per day
or 7 drinks per week for females (47). Evidence also suggests that few people (public and health-
care professionals) know of the three FDA-approved medications for the treatment of AUD (48)
(Table 2).
Stigma
Words matter when it comes to the widespread stigma regarding people who struggle with alcohol
misuse. Research on stigma for AUD in various countries found that people with AUD were more
likely to be deemed as at fault for their condition than people with a range of mental disorders
and dementia (67). Stigma is also associated with decisions to pursue care in mental health (68).
As noted above, fewer than 1 in 10 people with AUD get help each year, and 20% of people who
do not receive care indicate concern that it might cause neighbors or their community to have a
negative opinion of them (69). Stigma also impacts the care of those in need of liver transplants due
to long-term excessive alcohol consumption (70). Indeed, in the context of clinical trials, personal
stigmas about addiction are viewed as constraining clinical trial enrollment because many patients
are reluctant to seek help (62).
Broadening End Points for the Approval of Medications for the Treatment
of Alcohol Use Disorder
Reductions of drinking can be clinically meaningful, and the FDA accepts abstinence and no heavy
drinking days as primary outcomes for Phase III trials of AUD pharmacotherapy (71). A heavy
drinking day is defined as 4 or more (in women) or 5 or more (in men) drinks in a day. How-
ever, studies showed that World Health Organization (WHO) 1- and WHO 2-level reductions of
risk levels are associated with clinically meaningful benefits, reductions of alcohol-related conse-
quences, and improvements in mental health (72, 73). WHO risk levels are defined by the amount
of alcohol consumed per day (low risk: 1–40 g for males, 1–20 g for females; medium risk: 41–60 g
for males, 21–40 g for females; high risk: 61–100 g for males, 41–60 g for females; very high risk:
≥101 g for males, ≥61 g for females) (74).
A secondary analysis of three multisite AUD pharmacotherapy trials to evaluate WHO 1- and
2-level reductions of drinking as AUD treatment outcome measures showed that the WHO drink-
ing risk level reduction was equally or more sensitive to treatment compared with FDA-accepted
outcomes, implying that this measure could be an outcome indicator of treatment efficacy in AUD
therapeutic trials (75). Additionally, using a secondary data analysis with logistic regression of indi-
viduals with AUD in a large, multisite, randomized, placebo-controlled clinical trial, 1- and 2-level
reductions of WHO risk levels during alcohol treatment were maintained after treatment and as-
sociated with better functioning over time (76). Both studies suggest that the use of WHO risk
level reductions as an outcome measure that may reflect clinically significant improvement in how
individuals who seek treatment for AUD feel and function may make Phase III clinical trials more
attractive for medication development by the pharmaceutical industry.
Addressing Stigma
The stigma of addiction in general and alcohol in particular requires a change in language usage
(62, 82). When clinicians are provided with vignettes that use such terms as “alcohol abuser” rather
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than “a person with an alcohol use disorder,” they are more likely to view patients in a negative
light. The recommendation now is to change the terminology physicians use to “alcohol use disor-
der” rather than “alcoholism” and to “alcohol-associated liver disease” rather than “alcoholic liver
disease” (70, 82). Modifying language reduces stigma, mitigates shame and guilt about problems
with alcohol, increases the likelihood a person with an AUD will seek treatment, and facilitates
the belief that recovery is possible.
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who sought treatment for AUD, negative emotional states and incentive salience were signifi-
cantly associated with outcomes 1 and 3 years posttreatment, and executive functioning predicted
nonabstinent recovery at year 3 (87).
Given the clinical validation of the three domains of dysfunction that are associated with AUD,
data from animal models that are relevant to the three stages of the addiction cycle can also be
used to identify novel targets for drug development (see Figure 1). Compiled from an exten-
sive review of the neurobiology of alcohol addiction (7), this large number of targets emphasizes
the gap between basic research and translation to the clinical domain and provides promise for
future studies if some of the obstacles that are associated with industry can be overcome.
SUMMARY
In summary, AUD imposes a significant burden on society that inflicts significant medical and
social costs. In the United States, most afflicted individuals do not receive treatment, and clos-
ing this treatment gap is an ongoing challenge. Effective behavioral health treatments and
FDA-approved medications are available but greatly underutilized, contributing to a major treat-
ment gap. Given the diverse biological processes that contribute to AUD, new medications
are needed to provide a broader spectrum of treatment options. A starting point for exploring
the heterogeneity of AUD with regard to treatment includes engaging a heuristic framework
for AUD that includes a three-stage cycle—binge/intoxication, withdrawal/negative affect, and
preoccupation/anticipation—with three domains of dysfunction that parallel each stage and have
been validated and replicated. This review outlined challenges that face the alcohol field in closing
the treatment gap, and it offered solutions, including broadening end points for the approval of
medications for the treatment of AUD; increasing the uptake of screening, brief intervention, and
referral to treatment; addressing stigma; implementing a heuristic definition of recovery; engag-
ing the concept of early treatment; and educating health-care professionals and the public about
270 Koob
challenges that are associated with alcohol misuse. Additionally, broadening potential targets for
the development of medications for AUD, based on the three-stage heuristic model, will pro-
vide a neuroscience- and neurocircuit-based rationale for reestablishing homoeostatic function
in reward, stress, and executive function domains, now known to be the root cause that perpetu-
ates AUD. Such a neuroscientific approach will require a scaling up of the current reductionistic
molecular-microcircuit targets under intense investigation in addiction research today but, ulti-
mately, will allow individualized medicinal treatments for AUD that account for diversity in all
domains, from gender to culture to individual makeup.
DISCLOSURE STATEMENT
The author is not aware of any affiliations, memberships, funding, or financial holdings that might
be perceived as affecting the objectivity of this review.
ACKNOWLEDGMENTS
The author thanks Michael Arends for his assistance with manuscript preparation; Dr. Barbara
Mason for her help with the clinical framework, clinical literature, and clinical expertise; Dr. Aaron
White for his help with the statistics regarding alcohol misuse and pathology; and National
Institute on Alcohol Abuse and Alcoholism staff for discussions and insights.
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