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This is a preprint of an article whose final and definitive form was published in IEEE Transactions on Power Systems:
R. A. Jabr and I. Džafić, “Solution of DC railway traction power flow systems including limited network receptivity,” IEEE
Transactions on Power Systems, vol. 33, no. 1, pp. 962– 969, Jan 2018.
Link: https://ieeexplore.ieee.org/document/7888589
DOI: 10.1109/TPWRS.2017.2688338
2
Abstract
The voltage solution of DC railway traction power networks is classically obtained via the current injection (CI) method,
which is based on solving a sequence of nodal voltage equations. Specialized techniques, which build on the CI method, have
been proposed for simulating limited network receptivity due to voltage rise constraints and nonreversible substations. These
techniques may require a multitude of power reduction steps for modeling the local controller operation of trains in regenerative
braking mode, and they consequently lead to a large computational effort. This paper proposes a sensitivity based approach for
computing the regenerative train power that can be returned to the network without causing over voltage. In case of non-receptive
substations, each regenerating train is switched to a voltage-current source model and the CI method is used to further adjust the
power that can be received by the network; a two-phase approach is used to compute the regenerative train resistance without
recourse to iterations. The proposed method is tested on network models with branched lines, detailed return circuits, and having
up to 144 trains. The computational performance comparisons show that the proposed method for simulating local controllers can
be significantly faster than the classical power reduction method.
Index Terms
Load flow analysis, load flow control, power control, traction power supplies, voltage control.
N OMENCLATURE
cj Index of catenary node with regenerating train connection and voltage higher than the limit.
Ggk Element in row g and column k of the modified conductance matrix.
[H] Sensitivity matrix.
Igk Current directed from node g to node k.
Ik Current injection at node k.
m Iteration counter in the CI method.
N Total number of nodes.
PT k Train power defined according to the active sign convention.
Rk Resistance of the regenerative train in the voltage-current source model at catenary node k.
Rgk Element in row g and column k of the modified resistance matrix.
Vk Voltage at node k.
Vjmax Maximum permissible voltage at node j.
Vs Substation voltage.
∆PT j Computed change in power injection at catenary node j.
∆Vj Deviation between the maximum voltage magnitude and its computed value at catenary node j.
I. I NTRODUCTION
ESIGNING a DC rail traction power system or modifying an existing one is achieved by computer-aided techniques based
D on simulation. Traction simulators are employed to establish equipment ratings, to assess train regeneration effects, and to
verify that catenary voltages remain within permissible limits and that rail potential and earth leakage currents are kept according
to specifications for safety and interference mitigation [1], [2]. Traction simulators are based on power flow calculations carried
out at different time instants sampled from the study horizon; the locations and power demands of the vehicles vary over the
study period, and each instant has the trains represented using the stationary equivalents for moving vehicular loads [3]. A
typical simulation study may require hundreds of sampled instants and consequently a significant computational effort; this
effort increases with the sampling rate employed over the study horizon [4]. The computational effort is further exacerbated
with the simulation of regenerative train breaking and nonreversible substations, as this requires additional power flow iterations
for modeling the behavior of the train local controllers [5]. This paper proposes the use of a sensitivity approach as a means
to enhance computational performance when modeling local controllers in DC traction power flow.
R. A. Jabr is with the Department of Electrical & Computer Engineering, American University of Beirut, P.O. Box 11-0236, Riad El- Solh / Beirut 1107
2020, Lebanon (email: rabih.jabr@aub.edu.lb).
I. Džafić is with the International University of Sarajevo, Hrasnička cesta 15, 71210 Sarajevo, Bosnia (email: idzafic@ieee.org).
3
A. Related Work
Transport via railways is increasing, thus creating a need for techniques to study the expansion planning and investment in
railway power systems [6], [7]. DC traction power flow is employed in studies for supplying railway traction power equipment
or for supporting tendering and contracting activities [8]. The simulators used by the industrial companies commonly employ
the conductance matrix iterative approach with the trains represented either as conductances or as current sources [1], [2],
[8]; a comparison reported in [5] showed that the current source train model is superior in terms of convergence speed. The
conductance matrix iterative approach using the current source train model is known as the current injection (CI) power flow.
The conductance matrix that arises in the CI method is a sparse representation of the nodal voltage equations for a ladder
type network; this matrix is large because it includes rail nodes that turn out in finite cell modeling of return circuits [9], but
typically more than 80 percent of its elements are zeros [10]. The solution of the nodal equations at each iteration of the CI
method can be carried out using direct matrix factorization methods [10], or indirect methods such as incomplete Cholesky
conjugate gradient [11]. Other techniques for traction power flow include Newton-Raphson type methods [4], optimal power
flow solutions [12], and the forward-backward sweep power flow [13]. The DC traction power flow has been also extended to
model the AC distribution network [12], [14], [15], and onboard train storage [16], [17]. The simulation of trains that utilize
combined regenerative and rheostatic braking requires the modeling of local controllers that limit the maximum pantograph
voltage; a survey of the related literature [1], [2], [4], [5], [10]–[17] shows that this type of control has been reported in [5],
[12], [13], [16]. The local voltage regulation employed during braking so that the catenary voltage does not exceed a prescribed
limit is referred to as squeeze control [13]; squeeze control reduces the regenerated power that is returned to the network by
diverting part of it to the rheostatic braking system, with the aim of bringing the catenary voltage within its preset limit.
However, limited network receptivity is not only attributed to voltage rise limitations, but also to nonreversible substations; in
this respect, only [5] simulates non-receptive substations while refs. [12], [13], [16] all consider DC transit systems that are
fitted with inverting substations, as described in [18]–[20]. Both the CI method [5] and the forward-backward sweep technique
[13] have been also investigated for the power flow solution of AC distribution networks [21], [22], and the superiority of the
CI method for handling meshes is well understood.
B. Technical Contribution
This paper builds on the CI method and the associated techniques [5] to simulate the local control of the regenerative chopper
in blended regenerative/rheostatic braking so as to handle voltage rise constraints and non-receptive supplies. It presents two
contributions that aim to improve the computational performance of the power flow as compared to [5]. These contributions
are:
• a sensitivity method to handle local controllers that is competitive with the power reduction and balance method in [5].
A closed-form solution for the elements of the sensitivity matrix is derived.
• a hybrid voltage-current source model to reset the pantograph voltage of regenerating trains when substations are reverse
biased. As compared to [5], a two-phase simulation approach is proposed for computing the regenerative train resistance
without iteration; this extends the voltage source model in [5] to effectively handle non-receptive substations in networks
with detailed models of return circuits.
This study also brings attention to the analysis of this special type of power networks with moving vehicular loads, at the time
the electrification of railway systems is becoming increasingly important [6], [7].
C. Paper Structure
The rest of this paper is organized as follows. Section II presents the formulation of the DC traction power flow problem
and its solution using the CI method. The main contributions of the paper, i.e. the simulation of local controllers and the two
phase approach for handling non-receptive substations, are described in Section III. Section IV includes numerical results on
four DC traction networks with branched lines, and a comparative analysis with the approach in [5]. The paper is concluded
in Section V.
Vp − Vn = Vs (4)
Ip + In = 0 (5)
where (5) is effectively a super-node equation in which the sum of current injections into nodes p and n is set to zero; this is
depicted in Fig. 3. The network nodal voltages are related to the nodal injection currents through the modified conductance
matrix [23]:
1 −1 0 ··· ··· 0 V1 Vs
.. . . .. .. .. .. .. ..
.
. . . . . .
.
Gk1 · · · Gkk Gkg ··· GkN Vk Ik
Vg = (6)
Gg1 · · · Ggk Ggg ··· GgN Ig
. .. .. .. .. .. . ..
.. . . . . . .. .
GN 1 ··· GN k GN g ··· GN N VN 0
The network voltage solution is obtained by iterating the current injection values (2)-(3) with voltage solution from the
network (6), until the scheduled train power values are satisfied within tolerance. The iterative procedure is known as the
current injection power flow; it consists of the following steps:
Step 1: (Initialization) Form the [G] matrix on the left hand side of (6) and factorize it using optimally-ordered sparse LU
decomposition. Initialize all catenary node voltages to Vs , all track node voltages to zero, and the iteration counter
m = 0.
Step 2: (Current Update) Increment the iteration counter m by 1 and compute the node current injection vector I (m) :
(m) PT k
Ik = −Ig(m) = (m−1) (m−1)
(7)
Vk − Vg
Step 3: (Voltage Update) Solve for V (m) in (6) using forward/backward substitution.
Step 4: (Convergence Test) Check if the power mismatch values (8), evaluated using the most recently available voltage and
current, are within tolerance for all trains:
(m) (m)
(Vk − Vg(m) )Ik − PT k ≤ ε (8)
If the convergence test is satisfied, stop and print the solution, otherwise go to Step 2.
A flowchart of the CI power flow is given in Fig. 4.
Vp Vn Vs
Ip In
Step 2: (Sensitivity Computation/Current Update) For regenerating trains that exceed the prescribed voltage limit, adjust the
train
(m)injection
powers using (9)-(13). Increment the iteration counter m by 1 and compute the node current injection vector
I using (7).
Step 3: (Voltage Update) Solve for V (m) in (6) using forward/backward substitution.
Step 4: (Convergence Test) Check if all regenerative train voltages do not exceed their prescribed limits by εV , and if the
power mismatch values (8) are within tolerance ε for all trains. If the convergence test is satisfied, stop and print the solution,
otherwise go to Step 2.
A similar procedure is implemented to restrict the power consumed by motoring trains whenever their catenary voltage drops
below a prescribed minimum value. Fig. 5 shows a flowchart of the phase-1 solution.
1) Sensitivity Matrix: The sensitivity analysis requires the computation of the partial derivatives in (10). Towards this end,
the modified conductance matrix in (6) is inverted to express the nodal voltages in function of the injection currents via a
modified resistance matrix:
V1 R11 · · · R1k R1g · · · R1N Vs
.. .. .. .. .. .. .. ..
. .
. . . . . .
Vk Rk1 · · · Rkk Rkg · · · RkN Ik
Vg = Rg1 · · · Rgk Rgg · · · RgN Ig (14)
. . .. .. .. .. .. .
.. .. . ..
. . . .
VN RN 1 ··· RN k RN g ··· RN N 0
∂Vk
To compute a sensitivity element on the diagonal of [H], for instance ∂PT k , consider only the injection currents that are
related to PT k as being nonzero:
PT k −PT k
Ik = , Ig = (15)
Vk − Vg Vk − Vg
The voltages Vk and Vg at the catenary and track connection nodes become:
PT k
Vk = (Rk1 + · · · ) Vs + (Rkk − Rkg ) (16)
Vk − Vg
PT k
Vg = (Rg1 + · · · ) Vs + (Rgk − Rgg ) (17)
Vk − Vg
Taking the derivative of (16)-(17) with respect to PT k , and making use of the chain-rule, gives:
" ∂Vk # " Rkk −Rkg #
A B ∂PT k Vk −Vg
∂Vg = Rgk −Rgg (18)
C D ∂P V −V
Tk k g
where
Rkk − Rkg Rkg − Rkk
A=1+ 2 PT k , B= 2 PT k (19)
(Vk − Vg ) (Vk − Vg )
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Table I
C OMPARATIVE P ERFORMANCE R ESULTS FOR THE N ETWORK WITH 18 T RAINS
Table II
T RAIN P OWER FOR CASE # 9 ( IN K W - ACTIVE SIGN CONVENTION )
Reversible SS Nonreversible SS
Train #
Proposed Ref. [5] Proposed Ref. [5]
1 75.75 76 47.84 48.07
2 150 150 95.39 95.56
3 126.18 126 105.49 105.38
4 150 150 147.40 147.40
5 150 150 147.80 147.80
6 150 150 149.25 149.25
7 150 150 148.32 148.32
8 150 150 149.16 149.16
9 71.76 71 45.32 44.91
10 -150 -150 -150 -150
11 -150 -150 -150 -150
12 -150 -150 -150 -150
13 -150 -150 -150 -150
14 -150 -150 -150 -150
15 -150 -150 -150 -150
16 -150 -150 -150 -150
17 -150 -150 -150 -150
18 -150 -150 -150 -150
motoring trains are substantially lower but still above the 650 V limit stipulated in [13]; while it is possible to reduce the
power drawn by motoring trains to raise the lower voltage values in a scheme quite similar to squeeze control [13], networks
such as the Swedish railway locomotive system will still remain in operation for voltage drops of around 40% [6].
Table III
C ATENARY VOLTAGES FOR CASE # 9 ( IN V )
Reversible SS Nonreversible SS
Train #
Proposed Ref. [5] Proposed Ref. [5]
1 787.50 787.40 787.50 787.44
2 773.95 773.91 778.94 778.90
3 787.50 787.44 787.50 787.45
4 746.95 746.93 747.68 747.66
5 742.86 742.85 743.55 743.53
6 746.02 746.02 746.23 746.23
7 774.79 774.78 774.93 774.92
8 758.70 758.70 758.86 758.85
9 787.50 787.32 787.50 787.39
10 687.94 687.91 696.97 696.93
11 676.93 676.91 679.74 679.71
12 668.64 668.62 669.93 669.91
13 664.23 664.22 665.27 665.25
14 718.90 718.89 719.21 719.21
15 702.50 702.50 702.79 702.78
16 659.86 659.85 662.83 662.81
17 697.54 697.54 698.83 698.82
18 713.04 713.03 713.31 713.30
Table IV
S UBSTATION VOLTAGE , C URRENT, AND O UTPUT P OWER FOR CASE # 9 (P HASE -1: R EVERSIBLE S UBSTATIONS )
Table V
S UBSTATION VOLTAGE , C URRENT, AND O UTPUT P OWER FOR CASE # 9 (P HASE -2: N ONREVERSIBLE S UBSTATIONS )
Table VI
M AIN C HARACTERISTICS OF THE L ARGER T EST N ETWORKS
Table VII
C OMPARATIVE P ERFORMANCE R ESULTS FOR THE L ARGER T EST N ETWORKS
V. C ONCLUSION
This paper presented a two-phase approach for simulating local controllers in DC traction power flow applications that model
limited network receptivity. The approach builds on the commonly adopted CI power flow technique. Phase-1 is a sensitivity
method for adjusting the regenerated power that is fed back to the network in blended regenerative/rheostatic braking; the
power adjustment is computed to keep the catenary voltages within their permissible limits, but assumes that the stations are
reversible. Phase-2 accounts for limited network receptivity due to nonreversible substations; this is achieved in the CI method
by switching each of the regenerating trains to a voltage-current source model whose resistance value is computed from the
voltage solution in phase-1 without iteration, in contrast to [5]. Numerical results show that the sensitivity based CI method
obviates the need for many of the power reduction steps in [5], and gives a speed-up factor that significantly increases with
the network size and the number of regenerating trains.
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Rabih Jabr (M’02-SM’09-F’16) was born in Lebanon. He received the B.E. degree in electrical engineering (with high distinction) from the American
University of Beirut, Beirut, Lebanon, in 1997 and the Ph.D. degree in electrical engineering from Imperial College London, London, U.K., in 2000.
Currently, he is a Professor in the Department of Electrical and Computer Engineering at the American University of Beirut. His research interests are in
mathematical optimization techniques and power system analysis and computing.
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Izudin Džafić (M’05-SM’13) received his Ph.D. degree from University of Zagreb, Croatia in 2002. He is currently an Associate Professor in the Department
of Electrical Engineering at the International University of Sarajevo, Bosnia. From 2002 to 2014, he was with Siemens AG, Nuremberg, Germany, where
he held the position of the Head of the Department and Chief Product Owner (CPO) for Distribution Network Analysis (DNA) R&D. His research interests
include power system modeling, development and application of fast computing to power systems simulations. Dr. Džafić is a member of the IEEE Power
and Energy Society and the IEEE Computer Society.