Unit 1
Aim 1: How is the balance of power and individual rights reflected in the political development of the
US?
Declaration of Independence
- Unalienable rights Natural rights: Life, Liberty, Pursuit of Happiness
- Purpose of govt To secure these rights
- Popular Sovereignty Power comes from people (“…consent of the governed.”)
- Right of rebellion against a govt that doesn’t do its job of protecting natural rights.
Constitution
- “We the People” Popular Sovereignty
- Govt should secure “Blessings of Liberty”
- Govt should also provide order, security, “general welfare”
- Separation of power 3 branches (Leg., Exec., Jud.), Federalism (national and state power),
checks and balances
Locke’s Social Contract Theory People submit to govt rule in order for their rights to be
protected and society to be stable.
Aim 2: How do we see 3 different models of representative democracy in US society?
Participatory Democracy
o All or most citizens participate directly by either holding office or making policy
Pluralist
o Govt by people operating thru competing interest groups
o Combats majoritarianism by protecting rights of minority
Elitist
o Small group of greatest wealth hold power
o Still try to make lesser people happy so they stay elite
Aim 3: How did Constitution emerge from weaknesses of the Article of Confederation?
Weaknesses of the Articles of Confederation
o No power to collect taxes
o No power to regulate trade
o No power to maintain an army
o No power to enforce treaties
o Unicameral legislature Weak federal govt Lack of unity Lack of success in foreign
relations
o No exec. or jud. branch
o Difficult to amend
Shay’s Rebellion
o Leads to Constitutional Convention Federation
Federalism
o Balance each govt is suited to deal with issues that are appropriate
o Large republic Protects against factions
o Unlikely that a majority will form to invade rights of citizens
o Unlikely that a faction leader will gain power over an entire country (too big)
Antifederalist
o Country is too big to elect true representation
o Govt will be too big to be efficient
o Concern for lack of confidence in legislature that will result in necessary martial law
o Power will be abused by fed govt who don’t have the people’s interests in mind
Aim 4: How do we see compromise and political negotiation at the Constitutional Convention?
Constitutional Compromises
Great Compromise
o How should representation work?
o Solution: Bicameral Legislature
o House representation based on population, Senate gets 2 reps per state
3/5 Compromise
o How should slaves count in terms of taxation and representation?
o Solution: Each slave counts as 3/5 of a person in terms of both.
Slave Trade Compromise
o Should slave trade be outlawed?
o Solution: Enable it until 1808
Commerce Compromise
o Should Congress be allowed to levy tariffs?
o Solution: Only on imports.
Executive Elections
o What should the Executive branch look like?
o Solution: One executive, serves for 4-year term and is elected indirectly by the electoral
college.
Ability to Amend
Must be proposed by 2/3 of each house of Congress.
3/4 of states must agree to ratify.
Bill of Rights
Protection of individual from power of fed govt
Added to satisfy concerns of Antifederalists
Aim 5: How does the Constitution create a competitive policy process that represents the will of the
people and protect freedom?
Fed Govt
o Delegated Powers
o Declare war
o Treaties (Foreign Relations)
o Coining
o Patents and Copyrighting
o Post Office
o Maintaining Army
o Taxes
o Naturalization (Citizenship)
o Regulate Interstate Commerce
o Regulate Foreign Trade
o Elastic Clause (“Necessary & Proper”)
State Govt
o Reserved Powers
o Licensing
o Education
o Elections
o Intrastate Commerce
Concurrent Powers
o Taxes
o Courts
o Crime & Punishment
Fed #51
o Govt that is separated into both layers and branches: fed/state, 3 branches render
abuse of a negative majority untenable.
Prevention of Abuse
o Checks and Balances
o Impeachment
o Judicial Review
Aim 6: How does federalism reflect a dynamic distribution of power that has changed over time?
Dual Federalism
o State
o National
o Concurrent
McCulloch v. Maryland
o State of MD taxes BUS
o Court rules that BUS is constitutional congress and can use necessary and proper clause
o Fed govt is supreme, states cannot tax fed govt
Growth of Fed Govt
o Cooperative Federalism
o Federal supervision of the states/more involvement of the national govt in
making policy
o Use of Incorporation (14th Amendment)
o Bill of Rights also applies to state govts
o Commerce Clause
o Congress uses its authority to regulate interstate commerce to legislate in many
areas
o Grants: $$$ given to states by fed govt
1) Categorical – Strengthen fed power
2) Formula – Strengthen fed power
3) Project
4) Block – Better for state power
Mandates
o Laws passed by Congress ordering states to enact policies, often unfunded
Devolution
o 1990’s (more conservative Supreme Court)
o Rolling back the size of fed govt/shift of responsibilities back to state govts
Lopez v. US
o High school senior charged for violating Gun-Free School Zone Act
o Court ruled law unconstitutional, doesn’t connect to Congress’s interstate commerce
regulation power
Unit 2: Interactions Between Branches of Govt
Aim 7: How is Congress structured and organized?
Bicameral Legislature
Great Compromise
o H of R
o The People
o Senate
o The Elite
Powers of Congress
o Enumerated
o Taxes/Tariffs
o Borrow $$$
o Regulate Interstate Commerce/Foreign Trade
o Citizenship
o Bankruptcy
o Coin $$$
o Standard Weights and Measurements
o Punish Counterfeit
o Post Office
o Patents/Copyrights
o Establish Courts
o Raise & Regulate Army/Navy
o Declare War
o Regulate State Militia
o Govern DC
o 12th Amen.: Certify Pres. Election when no candidate has majority
o 16th: Income Tax
o 20th/25th: Presidential Succession
o Implied
o “Necessary and Proper Clause”
o Expanded power of fed. Govt
o Laws enacted regarding social, economic, environmental issues
Congress Cannot
o Suspension of Habeas Corpus except in case of emergency
o Expost facto law
o Bill of attainder
Aim 8: How does the structure and functions of both houses of Congress affect the policy making
process?
Legislative Process
Bill proposed to House
Committee/Subcommittee
Floor: Debate and vote
Proposed to Senate
Committee/Subcommittee
Floor: Debate and vote
Conference committee: Iron out differences between versions of the Bill
House and Senate vote on revised bill
President: Sign or Veto
Congress can override vetoes (2/3 of House and 2/3 of Senate)
Committee System
Permanent Committees
o Standing Committees
o Permanent panel with full legislative functions and oversight responsibilities
o House Rules Committee
o Very powerful
o Sets procedure for every bill and proceeding that takes place in the House
o Appropriations, ways and means, Senate Judiciary
Select/ Special Committees
o Formed for a specific purpose
o Investigate policy
o Write/revise bills
o Oversight of exec. agencies
o Committee makeup reflects maj./minority ratio in Congress
o Chairperson of committee
o Powerful
o Scheduler, Gatekeeper, decides who is the next chairperson
Legislating & Policy Making Process
House of Representatives
Formal
Hierarchical
o Leadership & Seniority holds more power
o Rules committee has a strong influence
Unique Tools
o Discharge petition: If a majority of House votes, it can force the bill out of committee
onto the floor for a vote.
o Committee of the Whole: small group of legislators can form this committee, only need
a quorum of 100 congressmen to take action
Leadership
- Speaker of the House
o Presides over House
o Controls bill assignment, scheduling, committee appts
o Works w/ rules committee
- Maj. Min. Leaders
o Represents the party’s views and intents in the House
- Whips
o Make sure that party members support legislation
Senate
Informal
Longer terms (6 yrs)
2 Per state
More prestigious
Less rules
Minority parties hold more power than House
Unique tools
- Hold: A senator can ask for a bill to be held in committee
- Filibuster: Senator holds the floor for unlimited debate, can be ended by cloture, a vote of
60 senators
- Unanimous Consent: Senator can request to hurry procedure and skip rules and if all agree
they can.
Ratifies treaties
- Focus on foreign policy
Advise and consent to presidential appointments
- Federal judges, ambassadors, cabinet heads
Leadership
- Pres of Senate: VP
- Pres Pro Tempore
- Maj. Min. leaders
- Maj. Min. Whips
Aim 9: How is congressional behavior influenced by election processes, partisanship or divided govt?
Congressional Elections
Direct election of Reps
Direct election of Senators (17th Amendment)
Incumbency Advantage (especially in the House)
- Name recognition
- Proven record
- Franking: Privilege of using free mailing
Redistricting And Gerrymandering
- Baker v. Carr (1961)
o State politician challenged that districts did not properly reflect population changes
o Court ruled that this violated equal protection clause of 14th Amendment because
not every citizen then has an equal vote
o Result: Redistricting must occur every 2 yrs following the census by state govt
- Shaw v. Reno (1993)
Partisanship
Growing polarization
- Members of Congress become more one-sided in terms of their party views
- Less “reaching across the aisle”
- Gridlock: Inability of the parties to compromise and pass legislation
Aim#10: How powerful is the modern American president?
Constitutional Guidelines
35 yrs old
Naturally born citizen
Elected via Electoral College
Presidential Powers
Commander in Chief
Pardons
Negotiate treaties
Appointments
Fill vacancy in Senate
State of Union address
Can convene special sessions of Congress
Informal Powers
- Derived from president’s duty to “faithfully execute” laws
Chief Executive
Executive Order
- Pres can issue a directive to fed agency to enforce a law or respond to emergencies
- Doesn’t need congressional approval
Chief Diplomat
- Foreign policy
- Executive Agreement
Crisis Manager
Head of their political party
Tension between Congress and Pres
Use of informal powers by Pres conflict with congressional agendas
Exec appointments can be controversial
Congress can launch investigations on Pres and Exec branch
Impeachment is the ultimate Congressional check on the Pres
War powers a balancing act (War Powers Act of 1973)
- If Pres deploys troops without Congress authorization, 60 days max
- Pres must consult with Congress within 48 hrs of troop deployment
The Imperial Presidency
Modern presidents have taken the lead in foreign policy decisions/acting in “defense of the
nation
Increased use of “Bully Pulpit”
- Role of Pres is to convince the nation to do the “right” thing
Increased use of Pres power
Social media allows for immediate and constant communication between pres and nations
Aim #11: How does the Judicial branch operate as a powerful branch of the govt?
Constitutional Guidelines
Article III
- Very short, vague
Federal judges
- Appointed by Pres
- Approved by Senate
- Serve for life
Current structure set up thru the Judiciary Act of 1789 & case of Marbury v. Madison
Judiciary review
- Court can determine the constitutionality of the actions of the other branches
Structure
Federal district courts
Circuit Courts
Supreme Court
^^^Order of courts from bottom to top
Court’s Power
- Judicial Review
- Courts can determine constitutionality of acts of the other branches of govt
- Stare decisis
- Legal precedent
- Judicial decisions are based on previous case law
- Process
- Case that wants to be heard by Supreme Court must file a writ of certiorari
- The Rule of Four: For a case to be placed on docket, four justices must agree to hear it.
- Generally choose cases with a strong social/political interest, ideological preference or
possible circuit court conflict.
- Case is presented: Both sides will present law briefs, then present oral arguments
- Justices vote, Chief Justice assigns opinion writing
- Majority, Minority, Concurring
- Judicial Activism
- Idea that the court can & should reinterpret the Constitution to serve the needs of
contemporary society
Aim #12: How does the federal bureaucracy carry out the responsibilities of the federal government?
Features
- Administrative system
- Divides tasks between specialists
- Hierarchical system
- Merit system
- Civil service exam
- Non-elected positions
- Heads of bureaucratic agencies are appointed by Pres.
- Bureaucracy
- Cabinet Departments
o Headed by Secretaries
o Ex: D.o.D., Homeland Security
- Independent Executive Agencies
o Outside of cabinet
o Specific functions or goals
o Ex: CIA, NASA
- Government Corporation
o Govt run business
o Ex: USPS, Amtrak
- Independent Regulatory Commissions
o Enforce regulations
o Ex: FDA, EPA
Checks on Bureaucracy
- Congress
- Creates/abolishes departments and agencies
- Power of the Purse
- Investigate agency’s activities/hold committee hearings
- Pass legislation that can alter agency’s authority and abilities
- Appointment confirmation
- Pres
- Appoints agency heads
- Reorganize different departments and agencies
- Issues executive orders
- Budget
- Courts
- Judicial review on bureaucratic actions
Skip a few…
4. Second Amendment (Right to Bear Arms)
- Protected right
- Interpreted on an individual basis (not necessarily related to militia)
5. Fourth Amendment (Search and Seizure)
- Need for a warrant
6. Eighth Amendment
- Bans cruel and unusual punishment
- Death penalty legality varies among states
Aim #14: How has selective incorporation prevented states from infringing upon basic liberties?
Selective Incorporation
- Protection of the Bill of Rights are also applicable to State government
McDonald v. Chicago
- Gun bans in Chicago challenged on basis of 2nd Amendment
- Court rules against Chicago on basis of 14th Amendment
Aim #15: How has the 14th Amendment’s equal protection clause been used to advance the support of
equality?
Civil Rights
- Protection of individuals against discrimination based on characteristics such as
race, ethnicity, religion, and sex.
- Protected by the 14th Amendment’s equal protection clause and due process
clause
- Protected by numerous Acts of Congress
Skip a few…
Conservative
- Anti-Abortion (Pro-Life)
- Emphasis on Judeo-Christian values (Yes religion in government)
- Cut taxes by taking money out of social welfare programs
- Equality achieved, no need for government help
- Limit immigration
- Care less about climate change/environment
Liberal
- Pro-Abortion (Pro-Choice)
- Separation of church/state (No religion in government)
- Pro social welfare programs
- Equality not yet achieved, still need govt help
- Pro immigration
- Care more about climate change/environment
Libertarian
- Government should not be involved beyond the protection of private property
and individual liberty
Aim #19: How is political participation influenced?
Expansion of suffrage in the US
- Property owning white males
- Universal white male suffrage
- 15th Amendment: Black men
- 19th Amendment: Women
- 24th Amendment, Voting Rights Act: Removal of barriers in the South
- 26th Amendment: 18-year-olds
Political Efficacy
- Belief that your individual political participation matters
Challenges to Voting
- Weekday elections
- Registration prior to election day
- Demographic characteristics: Influence voter turnout and choices
Aim #20: Linkage Institutions
Linkage Institutions
- Channels thru which citizens can connect with and influence the policy making
process
4 main linkage institutions
1) Political Parties
2) Interest Groups
3) Elections
4) Media
Aim #21: How do political parties play a role in American democracy?
Functions of Political Parties
- Mobilizes citizens to vote
- “Education” of voters
- Represents voters w/ a neat set of political ideals
- Candidate recruitment
- Management of campaigns
- Leadership system
- Main goal: Put members of their party on as many seats as possible in all layers
of government
Aim #24: How is a modern campaign organized and financed?