Engineering Physics 1
Engineering Physics 1
Physics
Y.D. Kale
Engineering Physics
Author
Y.D. Kale
AAU, Anand
Index
Lesson Name Page No
MODULE 1. Magnetism
LESSON 1. Basic concept of Magnetism & its terminology 5-8
LESSON 2. Classification of Magnetic Material 9-18
LESSON 3. Adiabatic Demagetization & its properties 19-22
LESSON 4. Theory of Magnetism 23-26
MODULE 2. Particle Physics
LESSON 5. Basic concept of Wave and Particle 27-29
LESSON 6. Theory of Wave and particle 30-32
LESSON 7. Heisenberg Uncertainty Principle 33-37
LESSON 8. Mathematical Derivation for Uncertainty Priciple 38-40
LESSON 9. Wave Function and its significance 41-42
LESSON 10. Derivation for Schrodinger Wave Equation 43-45
MODULE 3. Modern Physics
LESSON 11. Qualitative Explanation of Zeeman Effect 46-49
LESSON 12. Qualitative Explanation of Stark Effect 50-53
LESSON 13. Paschan Back Effect & Introduction to Raman 54-57
Spectroscopy
LESSON 14. Practical view of Raman Spectroscopy 58-60
LESSON 15. Concept of Bloch Function & Bloch Electron 61-65
LESSON 16. Bands in Solid
MODULE 4. Semicoductor Physics 66-71
LESSON 17. Effective Mass and Mathematical Derivation 72-73
LESSON 18. Band Theory of Solid 74-77
LESSON 19. Classification of Solids & Type of Semiconductor 78-82
LESSON 20. Law of Mass Action 83-83
MODULE 5. Superconductivty
LESSON 21. Basic Concept of Superconductor 84-88
LESSON 22. Isotop Effect & Type of superconductor 89-91
LESSON 23. Application of Superconductor 92-96
LESSON 24. High Temperature SuperConductor (HTS) 97-104
MODULE 6. Optics
LESSON 25. Basic concept of LASER 105-109
LESSON 26. Types of LASER 110-118
LESSON 27. Application of LASER 119-122
LESSON 28. Introduction to Optical Fiber System 123-127
LESSON 29. Theory of Optical Fiber- Index Fiber 128-130
LESSON 30. Theory of Optical Fiber - Mode of Propagation 131-136
LESSON 31. Basic concept of Photometry 137-139
LESSON 32. Law of Photometry 140-142
Engineering Physics
MODULE 1. Magnetism
Introduction
Magnetism is a force of attraction or repulsion that acts at a distance. It is due to a magnetic field, which
is caused by moving electrically charged particles. It is also inherent in magnetic objects such as a
magnet.
A magnet is an object that exhibits a strong magnetic field and will attract materials like iron to it.
Magnets have two poles, called the north (N) and south (S) poles. Two magnets will be attracted by their
opposite poles, and each will repel the like pole of the other magnet. Magnetism has many uses in
modern life.
Magnetic field
A magnetic field consists of imaginary lines of flux coming from moving or spinning electrically charged
particles. Examples include the spin of a proton and the motion of electrons through a wire in an electric
circuit.
What a magnetic field actually consists of is somewhat of a mystery, but we do know it is a special
property of space.
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Names of poles
The lines of magnetic flux flow from one end of the object to the other. By convention, we call one end of
a magnetic object the N or North-seeking pole and the other the S or South-seeking pole, as related to the
Earth's North and South magnetic poles. The magnetic flux is defined as moving from N to S.
Note: The Earth does not follow the magnetic configuration in the above illustration. Instead, the lines of
flux are opposite from a moving charged particle.
Magnets
Although individual particles such as electrons can have magnetic fields, larger objects such as a piece of
iron can also have a magnetic field, as a sum of the fields of its particles. If a larger object exhibits a
sufficiently great magnetic field, it is called a magnet.
Magnetic force
The magnetic field of an object can create a magnetic force on other objects with magnetic fields. That
force is what we call magnetism.
When a magnetic field is applied to a moving electric charge, such as a moving proton or the electrical
current in a wire, the force on the charge is called a Lorentz force.
Attraction
When two magnets or magnetic objects are close to each other, there is a force that attracts the poles
together.
Magnets also strongly attract ferromagnetic materials such as iron, nickel and cobalt.
Repulsion
When two magnetic objects have like poles facing each other, the magnetic force pushes them apart.
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The magnetic and electric fields are both similar and different. They are also inter-related.
Just as the positive (+) and negative (−) electrical charges attract each other, the N and S poles of a
magnet attract each other.
The magnetic field is a dipole field. That means that every magnet must have two poles.
On the other hand, a positive (+) or negative (−) electrical charge can stand alone. Electrical charges are
called monopoles, since they can exist without the opposite charge.
If the total numbers of lines of forces comprising the magnetic field is called the magnetic flux , then the
magnetic flux density is defined as the flux is passing per unit area within a material through a plane at
right angles to the flux and is given by
The magnetic flux density is also proportional to the intensity of the magnetic field H
Where,\[\mu\] is a constant known as permeability and depens on the magnetic nature of the medium.
In the absence of any medium, B \[\propto\] H = \[\mu H\] is given by
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Where, \[{\mu _o}\] is absolute permeability of free space and is equal to \[4\pi\times{10^{ - 7}}{H
\over m}\]
The ratio \[{\mu\over{{\mu _o}}}\] is called a relative permeability \[{\mu _r}\], and is dimensionless
quantity.
Magnetism is a class of physical phenomena that includes forces exerted by magnets on other magnets.
The intensity (strength) of magnetic field at any point within a field is measured by the magnitude of a
force experienced by a unit N pole placed at that point.
Suppose a positive pole of strength + m Wb experiences a force of Newton at any point in the magnetic
field, and then the intensity of the field at that point is
The intensity of magnetic field has a definite direction at every point acts along the lines which are called
the magnetic lines of force.
Adding and subtracting \[{\mu _o}\]H from B = \[{\mu _o}\]\[{\mu _r}\]H , We get
Hence B = \[{\mu _o}\]H + \[{\mu _o}\]H(\[{\mu _r}\] - 1) the first term is magnetic flux density in
free space and the second term gives the indication of increase in flux density due to the magnetic
material.
The quantity H (\[{\mu _r}\] - 1) = M is called the intensity of magnetization and equal to the magnetic
moment per unit volume.
Magnetic Susceptibility
The ratio between the intensity of magnetization M to the intensity of magnetic field is known as
magnetic susceptibility Xm
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Diamagnetism
Diamagnetism is the property of an object or material that causes it to create a magnetic field in
opposition to an externally applied magnetic field.
It is a quantum mechanical effect that occurs in all materials; where it is the only contribution to the
magnetism the material is called a diamagnet.
The diamagnetic substances when subjected to a non-uniform magnetic field move from stronger to
weaker part of the field. E.g. when a diamagnetic liquid like water or alcohol in a watch glass is placed
over two different poles so apart, the liquid concentrates at the center as the field is minimum(weak) at
the center
When a bar of diamagnetic material is placed in an external magnetic field, the magnetic induction
becomes less than magnetizing field H
The permeability \[{\mu _r}\] of diamagnetic material is less than one but positive.
The diamagnetic susceptibility values XD are small negatives. The susceptibility values are unaffected
by changes in temperature.
Let m - mass, e - charge, r1 - radius of the orbit, V - liner velocity and WO- angular velocity respectively.
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The revolving electron moves in a circular orbit due to the electrostatic force between the electron and
the nucleus, which is balanced by centrifugal force.
Let H be the intensity of the applied magnetic field which acts perpendicular to the plane of the orbit,
say, along z-axis.
Now force,
When the electron is moving in clock wise direction, the force is directed outwards along the radius and
when the electron is moving in anticlockwise direction, this force is directed inwards. The effect of
applied field is only a precessorial motion of the orbit without any change in its form. It is called Larmor
precession.
Due to this motion, the angular velocity of the electron is changed from say \[{\omega _o}\] to
\[\omega\].
Then
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Let ω - ω o = Δω and ω + ω o = 2ω
C is velocity of light introduced to convert electrostatic unit of electronic charge into electromagnetic
unit.
This change of angular velocity (frequency) is termed Larmor Frequency. This change in frequency of
the electronic motion produces a net current
\[d\mu={{-{e^2}Hr_1^2\pi }\over{4m{c^2}}}\]…….(7)
The negative sign indicates that the direction of the induced moment is opposite to the direction of the
applied field, which is the intrinsic property of diamagnetism. If there are z electronic orbits in an atom
(z -atomic number) the total induced magnetic moment in each atom is
\[r_1^2={x^2} + {y^2}\]
\[r_1^2\] is the mean square of the perpendicular distance of the electron from the field axis through
the nucleus. If is the mean value of all possible orbital radii, then
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For solid containing N atoms per unit volume, the total magnetic moment per unit volume or
magnetization is
The diamagnetic susceptibility is the ratio of induced magnetization to the magnetic field
The diamagnetic susceptibility is independent of the field strength and temperature, which was later
proved to be correct by Curie‟s experimental observation.
Paramagnetism
It may be defined as a type of magnetism in which the material gets weakly magnetized in the same
direction as that of the applied magnetic field.
The materials which exhibit paramagnetism are alkali metals, transition metals, and rare earth elements.
The origin of paramagnetism arises from the presence of permanent magnetic moments in the atoms or
molecules.
It has been observed that the magnetic moments created due to orbital motion of electrons disappear
due to the effect of the electric field of the neighboring charges. But magnetic moments due to the spin
motion of the electrons remain un affected by this field.
It will be interesting to add that the spin magnetic moments are composed of two groups.
One of the groups contains electrons with clockwise spin and the other with anticlockwise spin.
In the absence of an electric field, these magnetic moments are randomly distributed, or in other words
they have no mutual interactions among them.
In presence of magnetic field, the moments have a tendency to turn towards the direction of the field.
If no opposing forces act, a complete alignment of the atomic moments will be produced and the sample
as a whole acquires a very large magnetization in the direction of the field.
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However, thermal agitation of the atoms opposes this tendency and tends to randomize the atomic the
atomic dipole moments.
The results are only a partial alignment in the field direction and hence paramagnetic materials exhibits
weak inherent magnetization and a small positive susceptibility.
An increase in thermal energy will increase the randomizing effect on the alignment of magnetic dipoles
along the field direction and hence decrease the susceptibility.
Properties of Paramgnetism
Para magnetic material when placed in a magntic field acquires a feeble magnetization in the
same sense as the applied field. Platinum, Aluminum, Copper, Sulphate and Nickle.solutions are
the example of paramgentism.
These substances when exposed to a non-uniform magnetic field experience an attractive force
toward the stronger part of the field. For example, if we place a paramagnetic liquid in a watch
glass and place it over a non-uniform magnetic field, the liquid moves toward the poles as the
field is strongest near the poles.
When paramagnetic materials are placed in uniform magnetic field, the magnetic induction
becomes more than the magnetizing field and thus the relative permeability is slightly greater
than unity.
The susceptibility is inversely proportional to the operating temperature. Thus with increase in
temperature the X value decreases and becomes negative at elevated high temperatures to
exhibits diamagnetic properties.
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In absence of external magnetic field, the dipoles are oriented along different directions, such that the
resultant sum of all projections of magnetic moments on any reference line is zero.
When the external field is applied, the state of magnetization depends upon the following two factors:
The applied magnetic field- it align the magnetic axes of molecules along the field direction.
The thermal agitation- It is disorganizes the orderly state produced by the applied field.
For the equilibrium state, the following two kinetic theory principles are used
(1) The number of molecules having orientation, inclined at an angle \[\theta\] with the given line of
reference is directly proportional to the \[\sin \theta d\theta\]
(2) As per of equpartition of energy, the number of molecules whose potential energy is proportional to,
energy is proportional to,
w is magnetostatic energy,
T is absolute temperature.
Let us consider a molecular magnetic moment of μ , inclined at an angle \[\theta\] with respect to the
external magnetic field of induction B
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We know that the resolved component of magnetic moment of each molecule along the field direction is
μ cos \[\theta\] . Thus the resultant magnetic moment due to molecules is dN μ cos \[\theta\] . Hence
the magnetic moment of all N molecules in unit volume which is equal to I is given by
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From graph
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Yet another method of cooling objects, magnetic cooling, exploits the relationship between the effects of
the magnetic field strength of an applied field and the entropy of an object.
One particular method of magnetic cooling is Adiabatic Demagnetization, which capitalizes on the
paramagnetic properties of some materials to cool those materials (usually in gaseous form) down into
the millikelvin -- or colder -- range. This method can also be used to cool solid objects, but the most
drastic cooling in the fractions of a Kelvin range are generally accomplished for low-density gases that
have already been greatly cooled (around 3-4 K)
When an outside magnetic field is applied to these materials, a magnetic field that is parallel to the
applied field is induced. The amount of particles that align with the applied field depends on the field
strength: if there is higher field strength, more particles are aligned with the field.
First, the sample to be cooled (typically a gas) is allowed to touch a cold reservoir (which has a
constant temperature of around 3-4 K, and is often liquid Helium), and a magnetic field is
induced in the region of the sample.
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Once the sample is in thermal equilibrium with the cold reservoir, the magnetic field strength is
increased. This causes the entropy of the sample to decrease, because the system becomes more
ordered as the particles align with the magnetic field. The temperature of the sample is still the
same as that of the cold reservoir at this point.
Then the sample is isolated from the cold reservoir, and the magnetic field strength is reduced.
The entropy of the sample remains the same, but its temperature drops in reaction to the
reduction in the magnetic field strength. If the sample was already at a fairly low temperature,
this temperature decrease can be ten-fold or greater.
This process can be repeated, permitting the sample to be cooled to very low temperatures.
Limitations of the Process of Adiabatic Demagnetization
If the sample material is an electronic paramagnet, the lowest temperatures that can be attained using
these methods are on the order of 1 milliKelvin.
If the sample is a nuclear paramagnet, the lowest achievable temperatures are much lower (because the
interactions between the dipoles are much weaker).
It has been observed that the ratio of the magnetic moment to the angular momentum for the spinning
electron is twice for an orbital electron. In case of ferromagnetic materials this ratio is almost same as
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that for a spinning electron. Hence, the spinning electrons make a major contribution to magnetic
properties of ferromagnetic.
According to Weis, the effective field strength may be regarded as the vector sum of external applied
field strength and the internal molecular field strength Bi
Consider gram molecule of the substance whose density is and molecular weight and and being the
gram molecular moment and its saturation value respectively then
And
As the domains are assumed to obey the general theory of paramgnetism, then from Langevin‟s theory
of paramgnetism, we have
Hence
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Equation (9) and (7) simultaneously determine the condition for spontaneous magnetization.
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It has been observed that many paramagnetic do not obey the Curie law, they modified the equation is
called Curie‟s-Law
Where \[\theta\] is constant with dimension of temperature and have small values of the order of 10K
or less for most paramagnetics.
It was Weiss who improved upon Langvien theory with considerable success by his new concept on an
internal molecular field within the gas produced at any point by the neighboutring molecular magnets.
If this internal molecular field is represented by Hm , Weiss assume that Hm =\[\beta I\]
\[{H_e}=H + {H_m}\]…………..(2)
Or
Taking one gram molecular weight of the material and expressing the gram molar magnetic moment
and its saturation value given by σs
So,
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And
We get,
\[{\chi _m}\left( {T - {{{\mu _{o}}{\sigma _s}^2\beta {\rho _{}}} \over {3Rm}}} \right) = {C_m}\]
Or
\[\theta={{{\mu _{o}}{\sigma _s}^2\beta {\rho _{}}} \over {3Rm}}\] is called Curie point and Cm =
\[{{{\mu _{o}}{\sigma _s}^2{_{}}} \over {3R}}\] is called Curie molecular constant.
So
Ferromagnetism
The term ferromagnetism may be defined as a type of magnetism in which a material gets magnetized to
a very large extent in the presence of an external field. The direction in which the material gets
magnetized is the same as that of the magnetic field.
Properties
Ferromagnetic materials acquire a high degree of magnetization in the same sense as the applied
field some classical examples of ferromagnetic are iron, cobalt and nickel.
These materials attract the line of forces strongly and hence permeability values are very high.
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It has been observed that the ratio of the magnetic moment to the angular momentum for the spinning
electron is twice for an orbital electron. In case of ferromagnetic materials this ratio is almost same as
that for a spinning electron. Hence, the spinning electrons make a major contribution to magnetic
properties of ferromagnetic.
According to Weis, the effective field strength may be regarded as the vector sum of external applied
field strength and the internal molecular field strength Bi
Consider gram molecule of the substance whose density is and molecular weight and and being the
gram molecular moment and its saturation value respectively then
And
As the domains are assumed to obey the general theory of paramgnetism, then from Langevin‟s theory
of paramgnetism, we have
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Hence
Equation (9) and (7) simultaneously determine the condition for spontaneous magnetization.
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What is a particle?
What is wave?
For a simplicity,
(i) Frequency
(ii) Wavelength
(iv) Amplitude
(v) Intensity
Basic of above concept, It is difficult to accept the conflicting ideas that, the radiation has dual nature;
the radiation is a wave, which is spread out over the space. So, the radiation sometimes behaves like a
wave and as a particle.
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How is it?
Radiation includes
(ii) Infrared
(iii) Ultra-violet ray and X-Ray are behaved as a wave in the phenomena of interference and diffraction.
Because in these phenomena. Two waves are simultaneously coinciding at the same position at same
time. Actually, it is difficult for two particles to occupy the same position at same time. So the radiation
behaves like wave.
The Black Body Radiation, Photoelectric Effect and Compton Effect are established that there is a
interaction of radiation energy with matter. Here radiation interact with matter in the form of photons so
radiation behaves liked a particle. Thus, the wave and particle nature is not exhibits simultaneously.
It is noted that light is one kind of wave motion. Further, some new phenomena such as Photo-electric
Effect and Compton Effect are not explained on the basis of wave-theory. But these are explained on the
basis of quantum theory.
In quantum theory, the light or photons are asset with literature on mass, velocity and momentum.
But photon theory was applied to the phenomena of interference and diffraction. It is not able to explain.
So light has dual nature, it posses both particle and wave properties.
In some cases, the waves are predominant and some other cases the particles are predominant.
The dual properties are depending upon the condition under which the particular phenomena
occur.
De-Broglie extended the wave-particle parallelism of optics to all fundamental things existing
independently from other things.
Electron
Protons
Neutrons
Atoms and
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Molecules
He suggested that matter has also dual nature i.e. wave and particle like radiation. There is detail
connection between waves and written work in caseof particle also.
A moving particle is always associated with the wave and it is controlled by wave same as photon is
controlled by wave.
On the concept of wave-particle duality, he noted that if the radiation (light) can act as wave sometime
and act as particle at other time.
Then the material (matter) particle (electron and neutron) should act as wave at some other times.
Hence, the De-Broglie hypothesis
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De-Broglie wavelength
The expression of the De-Broglie wave associated with a material particle can be derived on comparison
of radiation.
E = hv
Now suppose a material particle of mass –m and material particle is moving with velocity ν
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P = \[\sqrt {2mE}\]…….(6)
De-Broglie wavelength
Suppose
Electron is at rest
Charge of electron- e
Now electron associated by potential voltage and obtained the velocity ν from its rest position.
V - 100 Volts
1.226 Å
Smaller is the velocity of the particle, greater is the wavelength associated with it.
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Suppose ν = ∞ then \[\lambda\] = 0; wave becomes a zero. These conditions suggest, the matter
waves are generated by the motion of particles.
These waves ( \[\lambda\] = ∞ and \[\lambda\] = 0) are produced whether the particles are
charged particles or the particles are un-changed.
These waves are not electromagnetic waves but they are a new kind of waves (electromagnetic
waves are produced only by motion of charged particle). The velocity of material particle is not a
constant while the velocity of electromagnetic wave is constant.
The velocity of matter waves is greater than the velocity of light. This can be provide as under
The wave and particle aspect of moving bodies can never appear together in the same
experiment. What we can say is that waves have particle like properties and particle have wave
like properties and the concepts are inseparably linked. Matter wave representation is only a
symbolic representation.
The wave nature of matter introduced an uncertainty in the location of the position of the particle
because a wave can‟t be said exactly at this point or exactly at that point. However, where the
wave is large(strong) there is a good chance of finding the particle while, where the wave is small
there is very small(weak) chance of finding the particle
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Heisenberg explained a principle which is aim toward importance of dual nature of the matter.
Suppose a particle is moving, so at any instant has a Fixed Position in space and definite
momentum can be measured if the initial value are known.
Now suppose, wave packet (concept of \[{\rm{\lambda }}\]) is small, the position of
particle may be fixed but velocity or momentum of particle become indefinite.
In other way, wave packet is large, the velocity or momentum may be fixing and position
of particle is indefinite.
Thus, certain (definite) position of the particle has uncertainty in momentum or velocity
and certain momentum and velocity has uncertain in position of particle.
It is impossible to specify precisely and simultaneously the value of both of physical variables that
describe the behavior of an atomic system.
The order of magnitude of the product of the uncertainties in the knowledge of two variables must be at
least Plank‟s Constant
Let pair of two variables (physical variables) as position of particle and momentum of particle.
Δx Δp = h
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ΔE Δt = h
Δj Δ\[\theta\] = h
For the measured of position of a particle (electron) in the range of microscope the resolving power of
the microscope can be measure the smallest distance between the two points,
To observed the particle (position of electron), it is necessary a photon strikes the electron (particle) and
scattered inside the microscope.
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When a photon of initial momentum ρ = \[{h \over \lambda }\] after scattering (as a momentum is
conserved in the collision) a particle enters in the field of view of microscope. A particle may be
anywhere within angle 2\[\theta\]
Therefore, the momentum(x-component) in microscopic region is p sin \[\theta\] and -p sin \[\theta\]
Hence,
Δp = 2p sin \[\theta\]
Δp = \[{{2h\sin\theta}\over\lambda}\]……..(2)
Δx Δp = h
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Suppose a narrow beam of electrons passes through a single narrow slit (Δy) and produces a diffraction
pattern on the screen.
\[d\sin \theta=n\lambda\]
\[d\sin\theta=\lambda\]
Regarding diffraction pattern of on screen, all electrons have passed through the slit. But we can‟t say
that exact position of a particle within slit
Hence the uncertainty can be determine the position of the electron equal to the width Δy.
Here, initially electrons are moving along -axis and they have no component of momentum along -axis.
After diffraction at the slit electrons are deviated from their initial path to form diffraction pattern and
have a component . The y - component of momentum may lie between p sin \[\theta\] and -p
sin\[\theta\].
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Δy Δp = 2h
Or
Δy Δp h
It shows the product of uncertainties in position and momentum is of order of Plank‟s constant.
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For the measured of position of a particle (electron) in the range of microscope the resolving power of
the microscope can be measure the smallest distance between the two points,
To observed the particle (position of electron), it is necessary a photon strikes the electron (particle) and
scattered inside the microscope.
When a photon of initial momentum ρ = \[{h \over \lambda }\] after scattering (as a momentum is
conserved in the collision) a particle enters in the field of view of microscope. A particle may be
anywhere within angle 2\[\theta\]
Therefore, the momentum(x-component) in microscopic region is p sin \[\theta\] and -p sin \[\theta\]
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Hence,
Δp = 2p sin \[\theta\]
Δp = \[{{2h\sin\theta}\over\lambda}\]……..(2)
Δx Δp = h
Suppose a narrow beam of electrons passes through a single narrow slit (Δy) and produces a diffraction
pattern on the screen.
\[d\sin \theta=n\lambda\]
For 1st order
\[d\sin\theta=\lambda\]
d - Width of the slit = Δy
Regarding diffraction pattern of on screen, all electrons have passed through the slit. But we can‟t say
that exact position of a particle within slit
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Hence the uncertainty can be determine the position of the electron equal to the width Δy.
Here, initially electrons are moving along -axis and they have no component of momentum along -axis.
After diffraction at the slit electrons are deviated from their initial path to form diffraction pattern and
have a component . The y - component of momentum may lie between p sin \[\theta\] and -p
sin\[\theta\].
Δy Δp = 2h
Or
Δy Δp h
It shows the product of uncertainties in position and momentum is of order of Plank‟s constant.
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It is now interesting as well as befitting to define of interprets the significance of wave function
\[\Psi\] in terms of observable properties associated with the particle or the system.
It should be defined in such wav that any meaningful question about the result of an experiment
performed upon the system can be answered if the wave function is known.
In the beginning it was considered that the wave function is merely an auxiliary mathematical
quantity employed to facilitate computation relative to the experimental result.
The first and simple interpretation of \[\Psi\] was given by Schrodinger himself in terms of
charge density.
We know that in any electromagnetic wave system if A is the amplitude of the wave, then the
energy density i.e energy density per unit volume is equal to A2 , so that the number of photons
per unit volume i.e photon density is equal to A2 , so that the number of photons per unit
volume i.e photon density equal to \[\frac{{{A^2}}}{{hv}}\] or the photon density in proportion
la to A2 as hν is constant.
If the \[\Psi\] is amplitude of matter wave at any point in space then the particle density at that
point may be taken as proportion to \[{\Psi ^2}\] . Thus \[{\Psi ^2}\] is a measure of particle
density.
When this is multiplied be the charge of the particle, the charge density is obtained. In this way
\[{\Psi ^2}\] is a measure of charge density.
It is observed that in some cases \[\Psi\] is appreciably different from zero within some finite
region known as wave packets.
It is natural to ask
Where is the particle in relation to wave packet? To explain it, Max Born suggested a new idea
about the physical significance of \[\Psi\] which is generally accepted now a day. According to
him \[\Psi {\Psi ^2}\] = \[{\left| \Psi\right|^2}\] gives the probabilities of finding the particle
in the state \[\Psi\] i.e \[{\Psi ^2}\] is measure of probability density. The probability of
finding a particle volume \[dV = \] \[dxdydz\] is given by \[{\left| \Psi\right|^2}dxdydz\]
For the total probability of finding the particle somewhere is, of course, unit i.e particle is
certainly to be found somewhere in space
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The wave function is complex with real and imaginary parts. The complex conjugate of \[\Psi\]
is denoted by \[{\Psi ^*}\]
Thus, if
However, is always positive and real as \[\Psi {\Psi ^*}={X^2} + {Y^2}\] because \[{i^2}=1\]
\[\Psi {\Psi ^*}\] Summed up overall space = 1 the wave function must be normalized.
\[\Psi\] is continuous , i.e. its partial derivatives are \[\frac{{\partial \Psi }}{{\partial
x}}\] \[\frac{{\partial \Psi }}{{\partial y}}\] \[\frac{{\partial \Psi }}{{\partial z}}\] must be also
continuous everywhere.
\[\Psi\] For a free particle is in sine wave, implying a precisely determined momentum and a
totally uncertain position.
The wave function must be finite everywhere. The particle exists somewhere in the space,
therefore, the integral \[\Psi {\Psi ^*}\] overall space must be finite.
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According to be Broglie theory, a particle of mass m is always associated with a wave whose wavelength
is given by
\[\lambda\] = \[\frac{h}{{mv}}\] . If the particle has wave properties, it is expected that there should
be some sort of wave equation which describes the behavior of the particle.
x, y, z be the coordinates of the particle and \[\Psi\] the wave displacement for the de Broglie waves at
any time .
The solution of equation (1) gives \[\Psi\] as a periodic displacement in term of time i.e.
\[\Psi \left( {x,y,z,t} \right) = {\Psi _o}\left( {x,y,z} \right){e^{ - i\omega t}}\] ……..(2)
Where \[{\Psi _o}\left( {x,y,z} \right)\] is a function of x, y, z and gives the amplitude at the point
considered.
\[\overrightarrow {\Psi \left( {r,t} \right)}\] = \[\overrightarrow {{\Psi _o}\left( r \right)} {e^{ -
i\omega t}}\] ……….(3)
Substituting the value of \[\frac{{{\partial ^2}\Psi }}{{\partial {t^2}}}\] in equation (1) we have
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If E and V be the total and potential energies of the particle respectively, then its kinetic energy
\[\frac{{m{v^2}}}{2}\] is given by
Or
Substituting \[\hbar \] = \[\frac{h}{{2\pi }}\] in equation (8), the Schrodinger wave equation can be
written as
For free particle V = 0 , hence the Schrodinger wave equation for a particle can be expressed as
The Schrodinger time depending wave equation may be obtained from Schrodinger time independent
wave equation by eliminating E .
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\[\frac{{\partial \Psi }}{{\partial t}}\] = \[ - i\omega {\Psi _o}\overrightarrow {\left( r \right)} {e^{ -
i\omega t}}\]
\[\frac{{\partial \Psi }}{{\partial t}}\] = \[ - i2\pi v{\Psi _o}\overrightarrow {\left( r \right)} {e^{ -
i\omega t}}\]
Substituting the value of E and \[\Psi\] in Schrodinger time independent wave equation, we get
It can be written as
Or
The equation (13) describes the motion of a non relativistic material particle.
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The Zeeman Effect, named after the Dutch physicist Pieter Zeeman, is the effect of splitting a spectral
line into several components in the presence of a static magnetic field. It is analogous to the Stark effect,
the splitting of a spectral line into several components in the presence of an electric field
Also similar to the Stark effect, transitions between different components have, in general, different
intensities, with some being entirely forbidden (in the dipole approximation), as governed by
the selection rules.
The distance between the Zeeman sub-levels is a function of the magnetic field; this effect can be used to
measure the magnetic field
It may also be utilized to improve accuracy in atomic absorption spectroscopy. A theory about
the magnetic sense of birds assumes that a protein in the retina is changed due to the Zeeman Effect.
When the spectral lines are absorption lines, the effect is called inverse Zeeman Effect.
Theoretical Background
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H = H0 + VM ,
where H0 is the unperturbed Hamiltonian of the atom, and VM is perturbation due to the magnetic field:
where is the magnetic moment of the atom. The magnetic moment consists of the electronic and
nuclear parts; however, the latter is many orders of magnitude smaller and will be neglected here.
Therefore,
where is the Bohr magneton, is the total electronic angular momentum, and g is the Landé g-
factor. The operator of the magnetic moment of an electron is a sum of the contributions of the orbital
angular momentum and the spin angular momentum , with each multiplied by the
appropriate gyromagnetic ratio:
where gl = 1 and (the latter is called the anomalous gyromagnetic ratio; the deviation
of the value from 2 is due to Quantum Electrodynamics effects). In the case of the LS coupling, one can
sum over all electrons in the atom:
Where and are the total orbital momentum and spin of the atom, and averaging is done over a
state with a given value of the total angular momentum.
If the interaction term VM is small (less than the fine structure), it can be treated as a perturbation; this is
the Zeeman Effect proper. In the Paschen-Back effect, described below, VM exceeds the LS
coupling significantly (but is still small compared to H0). In ultra strong magnetic fields, the magnetic-
field interaction may exceed H0, in which case the atom can no longer exist in its normal meaning, and
one talks about Landau levels instead. There are, of course, intermediate cases which are more complex
than these limit cases.
If the spin-orbit interactions dominate over the effect of the external magnetic field and are not
separately conserved, only the total angular momentum is. The spin and orbital angular momentum
vectors can be thought of as processing about the (fixed) total angular momentum vector. The (time-
)"averaged" spin vector is then the projection of the spin onto the direction of :
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Thus,
Combining everything and taking , we obtain the magnetic potential energy of the atom in the
applied external magnetic field,
where the quantity in square brackets is the Landé g-factor gJ of the atom ( and )
and j is the z-component of the total angular momentum. For a single electron above filled shells s = 1
m
The Lyman alpha transition in hydrogen in the presence of the spin-orbit interaction involves the
transitions
and
In the presence of an external magnetic field, the weak-field Zeeman effect splits the 1S1/2 and 2P1/2
levels into 2 states each (mj =1/2,-1/2) and the 2P3/2 level into 4 states (mj = 3/2,1/2,-1/2,-3/2).
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Note in particular that the size of the energy splitting is different for the different orbital, because the gJ
values are different. On the left, fine structure splitting is depicted. This splitting occurs even in the
absence of a magnetic field, as it is due to spin-orbit coupling. Depicted on the right is the additional
Zeeman splitting, which occurs in the presence of magnetic fields.
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Stark effect
The Stark effect is the shifting and splitting of spectral lines of atoms and molecules due to presence of
an external static electric field.
The amount of splitting and or shifting is called the Stark splitting or Stark shift. In general one
distinguishes first- and second-order Stark effects.
The first-order effect is linear in the applied electric field, while the second-order effect is quadratic in
the field.
The Stark effect is responsible for the pressure broadening (Stark broadening) of spectral lines by
charged particles. When the split/shifted lines appear in absorption, the effect is called the inverse Stark
effect.
The Stark effect is the electric analogue of the Zeeman Effect where a spectral line is split into several
components due to the presence of a magnetic field.
The Stark effect can be explained with fully quantum mechanical approaches, but it has also been a
fertile testing ground for semi classical methods.
Overview
An electric field pointing from left to right, for example, tends to pull nuclei to the right and electrons to
the left.
In another way of viewing it, if an electronic state has its electron disproportionately to the left, its
energy is lowered, while if it has the electron disproportionately to the right, its energy is raised.
Other things equal, the effect of the electric field is greater for outer electron shells, because the electron
is more distant from the nucleus, so it travels farther left and farther right.
The Stark effect can lead to splitting of degenerate energy levels. For example, in the Bohr model, an
electron has the same energy whether it is in the 2s state or any of the 2p states. However, in an electric
field, there will be hybrid orbital (also called quantum superposition) of the 2s and 2p states where the
electron tends to be to the left, which will acquire a lower energy, and other hybrid orbital where the
electron tends to be to the right, which will acquire a higher energy. Therefore, the formerly degenerate
energy levels will split into slightly lower and slightly higher energy levels.
Classical electrostatics
The Stark effect originates from the interaction between a charge distribution (atom or molecule) and an
external electric field. Before turning to quantum mechanics we describe the interaction classically and
consider a continuous charge distribution ρ(r). If this charge distribution is non-polarizable its
interaction energy with an external electrostatic potential V(r) is
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If the electric field is of macroscopic origin and the charge distribution is microscopic, it is reasonable to
assume that the electric field is uniform over the charge distribution. That is, V is given by a two-
term Taylor expansion,
where we took the origin 0 somewhere within ρ. Setting V(0) as the zero energy, the interaction becomes
Here we have introduced the dipole moment μ of ρ as an integral over the charge distribution. In case ρ
consists of N point charges qj this definition becomes a sum
Perturbation theory
Turning now to quantum mechanics we see an atom or a molecule as a collection of point charges
(electrons and nuclei), so that the second definition of the dipole applies. The interaction of atom or
molecule with a uniform external field is described by the operator
This operator is used as a perturbation in first- and second-order perturbation theory to account for the
first- and second-order Stark effect.
First order
Let the unperturbed atom or molecule is in a g-fold degenerate state with ortho- normal 0th -order state
functions. (Non-degeneracy is the special case g = 1). According to perturbation theory the
first-order energies are the Eigen values of the g x g matrix with general element
If g = 1 (as is often the case for electronic states of molecules) the first-order energy becomes
proportional to the expectation (average) value of the dipole operator,
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Because a dipole moment is a polar vector, the diagonal elements of the perturbation matrix Vint vanish
for systems with an inversion center (such as atoms). Molecules with an inversion center in a non-
degenerate electronic state do not have a (permanent) dipole and hence do not show a linear Stark effect.
In order to obtain a non-zero matrix Vint for systems with an inversion center it is necessary that some
of the unperturbed functions have opposite parity (obtain plus and minus under inversion), because
only functions of opposite parity give non-vanishing matrix elements. Degenerate 0th -order states of
opposite parity occur for excited hydrogen-like (one-electron) atoms. Such atoms have the principal
quantum number n among their quantum numbers. The excited state of hydrogen-like atoms with
principal quantum number n is n2-fold degenerate and
The one-electron states with even are even under parity, while those with odd are odd under parity.
Hence, hydrogen-like atom with n>1 shows first-order Stark effect.
The first-order Stark effect occurs in rotational transitions of symmetric top molecules (but not for linear
and asymmetric molecules). In first approximation a molecule may be seen as a rigid rotor. A symmetric
top rigid rotor has the unperturbed Eigen states
With 2(2J+1)-fold degenerate energy for |K| > 0 and (2J+1)-fold degenerate energy for K=0. Here DJMK
is an element of the Wigner D-matrix. The first-order perturbation matrix on basis of the unperturbed
rigid rotor function is non-zero and can be diagonalized. This gives shifts and splitting in the rotational
spectrum. Quantitative analysis of these Stark shift yields the permanent electric dipole moment of the
symmetric top molecule.
Second order
As stated, the quadratic Stark effect is described by second-order perturbation theory. The 0th -order
problems
are assumed to be solved. It is usual to assume that the 0 th -order state to be perturbed is non-
degenerate. If we take the ground state as the non-degenerate state under consideration (for hydrogen-
like atoms: n = 1), perturbation theory gives
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This is the quadratic Stark shift for atoms. For many molecules this expression is not too bad an
approximation, because molecular tensors are often reasonably isotropic.
In a semiconductor heterostructure, where a small band gap material is sandwiched between two layers
of a larger band gap material, the Stark effect can be dramatically enhanced by bound excitons. This is
because the electron and hole which form the exciton are pulled in opposite directions by the applied
electric field, but they remain confined in the smaller band gap material, so the exciton is not merely
pulled apart by the field. The quantum-confined Stark effect is widely used for semiconductor-based
optical modulators, particularly for optical fiber communications.
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In the presence of an external magnetic field, the energy levels of atoms are split. This splitting is
described well by the Zeeman effect if the splitting is small compared to the energy difference between
the unperturbed levels, i.e., for sufficiently weak magnetic fields. This can be visualized with the help of
a vector model of total angular momentum. If the magnetic field is large enough, it disrupts the coupling
between the orbital and spin angular momentum, resulting in a different pattern of splitting. This effect
is called the Paschen-Back effect
In the weak field case the vector model at left implies that the coupling of the orbital angular momentum
L to the spin angular momentum S is stronger than their coupling to the external field. In this case
where spin-orbit coupling is dominant, they can be visualized as combining to form a total angular
momentum J which then precesses about the magnetic field direction
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In the strong-field case, S and L couple more strongly to the external magnetic field than to each other,
and can be visualized as independently precessing about the external field direction.
For reference, the sodium Zeeman Effect is reproduced below to show the nature of the magnetic
interaction for weak external magnetic fields.
The following is a model of the changes in the pattern if the magnetic field were strong enough to
decouple L and S. The resulting spectrum would be a triplet with the center line twice the intensity of
the outer lines.
To create this pattern, the projections of L and S in the z-direction have been treated independently and
the ms multiplied by the spin g-factor. The energy shift is expressed as a multiple of the Bohr
magnetrons mB. The selection rules explain why the transitions shown are allowed and others not.
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Sodium was used as the basis of the model for convenience, but the fields required to create Paschen-
Back conditions for sodium are unrealistically high. Lithium, on the other hand, has a spin-orbit splitting
of only 0.00004 eV compared to 0.0021 eV for sodium. Such small energy values are sometimes
expressed in "wave numbers", or 1/l in cm-1. In these units the lithium separation is about 0.3 cm-1and
the sodium separation is about 17 cm-1 .The Paschen-Back conditions are met in some lithium spectra
observed on the Sun, so this effect does have astronomical significance.
Raman Spectroscopy
Introduction
Origins of Raman
The Raman Effect is based on molecular deformations in electric field E which is determined by
molecular polarizability α. The laser beam can be considered as an oscillating electromagnetic wave
with electrical vector E. Upon interaction with the sample it induces electric dipole moment P = αE
which deforms molecules. Because of periodical deformation, molecules start vibrating with
characteristic frequency υm.
In other words, monochromatic laser light with frequency υ0 excites molecules and transforms them into
oscillating dipoles. Such oscillating dipoles emit light of three different frequencies
when:
A molecule with no Raman-active modes absorbs a photon with the frequency υ0. The excited
molecule returns back to the same basic vibrational state and emits light with the same frequency
υ0 as an excitation source. This type if interaction is called an elastic Rayleigh scattering.
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About 99.999% of all incident photons in spontaneous Raman undergo elastic Rayleigh scattering. This
type of signal is useless for practical purposes of molecular characterization. Only about 0.001% of the
incident light produces inelastic. Raman signal with frequencies υ0 ± υm. Spontaneous Raman scattering
is very weak and special measures should be taken to distinguish it from the predominant Rayleigh
scattering. Instruments such as notch filters, tunable filters, laser stop apertures, double and triple
spectrometric systems are used to reduce Rayleigh scattering and obtain high-quality Raman spectra.
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Instrumentation
A sample is normally illuminated with a laser beam in the ultraviolet (UV), visible (Vis) or near infrared
(NIR) range. Scattered light is collected with a lens and is sent through interference filter or
spectrophotometer to obtain Raman spectrum of a sample. Since spontaneous Raman scattering is very
weak the main difficulty of Raman spectroscopy is separating it from the intense Rayleigh scattering.
More precisely, the major problem here is not the Rayleigh scattering itself, but the fact that the intensity
of stray light from the Rayleigh scattering may greatly exceed the intensity of the useful Raman signal in
the close proximity to the laser wavelength. In many cases the problem is resolved by simply cutting off
the spectral range close to the laser line where the stray light has the most prominent effect. People use
commercially available interference (notch) filters which cut-off spectral range of ± 80-120 cm-1 from the
laser line. This method is efficient in stray light elimination but it does not allow detection of low-
frequency Raman modes in the range below 100 cm-1. Stray light is generated in the spectrometer
mainly upon light dispersion on gratings and strongly depends on grating quality.
Raman spectrometers typically use holographic gratings which normally have much less manufacturing
defects in their structure then the ruled once. Stray light produced by holographic gratings is about an
order of magnitude less intense then from ruled gratings of the same groove density. Using multiple
dispersion stages is another way of stray light reduction. Double and triple spectrometers allow taking
Raman spectra without use of notch filters. In such systems Raman-active modes with frequencies as
low as 3-5 cm-1 can be efficiently detected.
In earlier times people primarily used single-point detectors such as photon-counting Photomultiplier
Tubes (PMT). However, a single Raman spectrum obtained with a PMT detector in wave number
scanning mode was taking substantial period of time, slowing down any research or industrial activity
based on Raman analytical technique. Nowadays, more and more often researchers use multi-channel
detectors like Photodiode Arrays (PDA) or, more commonly, a Charge-Coupled Devices (CCD) to detect
the Raman scattered light. Sensitivity and performance of modern CCD detectors are rapidly improving.
In many cases CCD is becoming the detector of choice for Raman spectroscopy.
Raman signal is normally quite weak and people are constantly improving Raman spectroscopy
techniques. Many different ways of sample preparation, sample illumination or scattered light detection
were invented to enhance intensity of Raman signal. Here we will examine some of them.
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Stimulated Raman
It was found that if the sample was irradiated with a very strong laser pulse, new “non-linear”
phenomena were observed in Raman signal. In comparison with continuous wave (CW) lasers with
electric field of about only 104 V·cm-1 pulsed lasers with electric field of about 109 V·cm-1 transform a
much larger portion of incident light into useful Raman scattering and substantially improve signal-to-
noise ratio.
Stimulated Raman scattering is an example of “non-linear” Raman spectroscopy. Very strong laser pulse
with electric field strength > 109 V·cm-1 transforms up to 50% of all laser pulse energy into coherent
beam at Stokes frequency υ0 – υm.
The Stokes beam is unidirectional with the incident laser beam. Only the mode um which is the
strongest in the regular Raman spectrum is greatly amplified. All other, weaker Raman active modes are
not present. The Stokes frequency is so strong it acts as a secondary excitation source and generates the
second Stokes line with frequency υ0 - 2υm. The second Stokes line generates the third one with the
frequency υ0 - 3υm etc. Stimulated Raman technique enjoys 4-5 orders of magnitude enhancement of
Raman signal as compared to the spontaneous Raman scattering.
CARS
Coherent Anti-Stokes Raman, CARS, is another type of “non-linear” Raman spectroscopy. It stands for
Coherent Anti-Stokes Raman Spectroscopy. Instead of the traditional one laser, two very strong collinear
lasers irradiate a sample. Frequency of the first laser is usually constant, while the frequency of the
second one can be tuned in a way that the frequency difference between the two lasers equals exactly the
frequency of some Raman-active mode of interest. This particular mode will be the only extremely
strong mode in the Raman signal.
With CARS we can obtain only one strong Raman peak of interest. In this case a monochromator is not
really required. A wideband interference filter and a detector behind the filter would do the job. Below is
more specific description with a little bit of math to understand CARS more in depth.
Two laser beams with frequencies υ1 and υ2 (υ1 > υ2) interact coherently, and because of the wave
mixing, produce strong scattered light of frequency 2υ1 - υ2
If the frequency difference between two lasers υ1 - υ2 is equal to the frequency um of a Raman-active
rotational, vibrational or any other mode then a strong light of frequency υ1 + υm is emitted. In other
words, to obtain strong Raman signal the second laser frequency should be tuned in a way that υ2 = υ1 -
υm . Then the frequency of strong scattered light will be 2υ1 - υ2 = 2υ1- (υ1 - υm) = υ1 + υm, which is
higher than the excitation frequency u1 and therefore considered to be Anti-Stokes frequency. Coherent
Anti-Stokes Raman Spectroscopy derives its name from the fact that it uses two Coherent laser beams
and the resulting signal has Anti-Stokes frequency.
Many substances, especially colored ones, may absorb laser beam energy and generate strong
fluorescence which contaminates Raman spectrum. This is one of the central problems in Raman
spectroscopy especially when UV lasers are used. However, it was found that under certain conditions
some types of colored molecules can produce strong Raman scattering instead of fluorescence. This
effect was called Resonance Raman. The Resonance Raman effect takes place when the excitation laser
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frequency is chosen in a way that it crosses frequencies of electronic excited states and resonates with
them. Intensity of Raman bands which originate from electronic transitions between those states are
enhanced 3-5 orders of magnitude. Not all the bands of spontaneous Raman spectrum are enhanced. The
so-called chromophoric group, which is responsible for the molecule‟s coloration, experiences the
highest level of enhancement. The reason is the chromophoric group normally has the highest level of
light absorption.
The highest intensity of Resonance Raman signal is obtained when laser frequency equals to the first or
the second electronic excited state
Therefore, tunable lasers are the most appropriate choice for the RR technique. Although,
Even when the frequency of the laser does not exactly match the desired electronic excited states an
impressive enhancement of Raman signal occurs.
Surface-Enhanced Raman Spectroscopy utilizes the following effect. Raman signal from molecules
adsorbed on certain metal surfaces can be 5-6 orders of magnitude stronger then the Raman signal from
the same molecules in bulk volume. The exact reason for such dramatic improvement is still under
discussion. However, since intensity of Raman signal is proportional to the square of electric dipole
moment P = αE, there are two possible reasons - the enhancement of polarizability α, and the
enhancement of electrical field E. The first enhancement of polarizability a may occur because of a
charge-transfer effect or chemical bond formation between metal surface and molecules under
observation. This is a so-called chemical enhancement. The second one takes into account interaction of
the laser beam with irregularities on the metal surface such as metal micro-particles or roughness
profile. It is believed that laser light excites conduction electrons at the metal surface leading to a surface
plasma resonance and strong enhancement of electric field E. It is also called electromagnetic
enhancement. In all cases choice of appropriate surface substrate is very important. The most popular
and universal substrates used for
SERS are electrochemically etched silver electrodes as well as silver and gold colloids with average
particle size below 20 nm.
One disadvantage of SERS is the difficulty of spectra interpretation. The signal enhancement is so
dramatic that Raman bands that are very weak and unnoticeable in spontaneous Raman spectra can
appear in SERS. Some trace contaminants can also contribute additional peaks. On the other hand,
because of chemical interactions with the metal surface, certain peaks which are strong in conventional
Raman might not be present in SERS at all. Non-linear character of signal intensity as a function of
concentration complicates things even further. Very careful consideration of all physical and chemical
factors should be done while interpreting SERS spectra which makes it extremely difficult for practical
use. The SERRS technique, Surface-Enhanced Resonance Spectroscopy, was developed because of such
complications. It utilizes both Surface-Enhancement effect and Raman Resonance effect so the resulting
enhancement in Raman signal intensity can be as high as 1014. The main advantage of SERRS is its
spectra resemble very much regular Resonance Raman spectra, which makes it much easier to interpret.
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Charged Particles
Electric charges, positive or negative, occur in multiples of the electronic charge. The electron is one of
the fundamental particles constituting the atom. The charge of an electron is negative and is denoted by
e.
The magnitude of e is 1.6 Χ 10-19 coulomb . The mass of an electron changes with its velocity in
accordance with the theory of relativity. An electron moving with a velocity ν has the mass
where c is the velocity of light in free space (c = 3 \[\times {10^8}{{met} \over {sec}}\]).
If ν<< c, \[m \approx {m_o}\], called the rest mass of the electron.
The rest mass of the electron has the value mo = 9.11 Χ 10-31 kg .
Equation (1) shows that the mass m increases with the velocity ν and approaches infinity as ν → c . An
electron, starting from rest and accelerated through a potential difference of 6kν , acquires a velocity of
0.15c . At this high speed, the mass of the electron increases only by 1 per cent. Therefore, the change of
the mass of an electron with velocity can be neglected for accelerating potentials less than 6kν .
The radius of an electron is about 10-15m and that of an atom is 10-10m . The radii are so small that
electrons and atoms are ordinarily taken as point masses.
For energies involved in electron devices, „joule‟ is too large a unit. Such small energies are conveniently
measured in electron volt, abbreviated eV. The electron volt is the kinetic energy gained by an electron,
initially at rest, in moving through a potential difference of 1 volt. Since
An atom of an element is generally made up of electrons, protons, and neutrons. The only exception is
the hydrogen atom which possesses one electron and one proton, but no neutron. While an electron is
negatively charged, the proton is a positively charged particle. The charge of a proton is numerically
equal to that of an electron, but the mass of a proton is 1837 times that of an electron. A neutron is a
neutral particle having a mass nearly equal to the proton mass. Because the protons and neutrons carry
practically the entire mass of the atom, they remain almost immobile in a region, called the atomic
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nucleus. The electrons revolve round the nucleus in definite orbits which are circular or elliptical. The
motion is analogous to that of planets around the sun. The atom is electrically neutral because the
number of orbital electrons is equal to the number of protons in the nucleus. The atom of one element
differs from that of another due to the differing numbers of protons, neutrons, and electrons in the atom.
In the Bohr atomic model, the electrons are assumed to move about the nucleus in certain discrete
circular orbits without radiating any energy. In any orbit, the angular momentum of the electron is equal
to an integral multiple of \[{h \over {2\pi }}\], where h is Planck‟s constant (h = 6.62 Χ 10-34 J.s ). The
integral number n has values 1, 2, 3 etc. for different orbits. The higher the value of has the larger the
radius of the orbit.
A Bloch wave or Bloch state, named after Swiss physicist Felix Bloch, is the wave-function of a
particle (usually, an electron) placed in a periodic potential. Bloch's theorem states that
the energy Eigen function for such a system may be written as the product of a plane
wave envelope function and a periodic function (periodic Bloch function) un Κ(r) that has the
same periodicity as the potential, giving:
\[{\psi _{nk}}\left( r \right)={e^{ikr}}{u_{nk}}\left( r \right)\]
The Eigen values for given n are periodic in Κ; all distinct values of occur for Κ -values within
the first Brillouin zone of the reciprocal lattice.
Suppose that V(x) denotes the potential energy of an electron in a in a linear lattice of lattice constant a
and that V(x) = V(x + a) i.e the period of the potential is also a .
The wave functions of the electron in this potemtial are then obtained the Schrodinger equation
\[{{{\partial ^2}\Psi } \over {\partial {x^2}}}={{2m} \over {{\hbar ^2}}}\left[ {E - V\left( x \right)}
\right]\Psi=0\]………….(1)
With reference to the solution of this equation there is an important theorem which predict that it has
solution of the form
The solutions are plane waves \[\Psi \left( x \right)={e^{ \pm iKx}}\] modulated by function
which depends in general on the wave vector Κ and have the periodically of the potential.
This theorem is known as the Bloch Theorem and the functions (2) as the Bloch solution.
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Suppose g(x) and ƒ(x) are two teal and independent solution of the Schrodinger equation (1)
Since V(x) = V(x + a) and only g(x) and ƒ(x), but also g(x + a) and ƒ(x + a) are the solution.
Now differential equation of the 2nd order has only two independent solutions, these must be expressible
as a linear combination of the independent ones.
\[g\left({x + a}\right)={\beta_1}f\left(x\right)+{\beta_2}g\left(x\right)\].........(4)
Or
\[\Psi \left( {x + a} \right)=\left( {A{\alpha _1} + B{\beta _1}} \right)f\left( x \right) + \left( {A{\alpha
_2} + B{\beta _2}} \right)g\left( x \right)\]………..(5)
\[\lambda\] is a constant then the functions \[\Psi \left( x \right)\] will have the property
The equation (6) has non-vanishing solution for A and B only if the determinant of their coefficient
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Since ƒ(x) and g(x) are two real independent solution of equation (1)
\[{{{\partial^2}g\left(x\right)}\over{\partial{x^2}}}={{2m}\over{{\hbar^2}}}\left[{E-
V\left(x\right)}\right]g\left(x\right)=0\]
\[{{{\partial^2}f\left(x\right)}\over{\partial{x^2}}}={{2m}\over{{\hbar^2}}}\left[{E-
V\left(x\right)}\right]f\left(x\right)=0\]
\[f\left(x\right){{dg\left(x\right)}\over{dx}}-g\left(x\right){{df\left(x\right)}\over {dx}}=constant\]
LHS of this equation is called Wronskian W(x), of the solutions and constant in this case.
\[W\left({x+a}\right)=\left({{\alpha_1}{\beta_2}-
{\alpha_2}{\beta_1}}\right)W\left(x\right)\]………..(9)
\[{\lambda^2}-\left({{\alpha_1}+{\beta_2}}\right)\lambda+1=0\]………….(10)
\[{\Psi _1}\left( x \right)\] and \[{\Psi _2}\left( x \right)\] which have the property (7)
Noting the product \[{\lambda _{1}}{\lambda _{2}}=1\]we may taken them as complex conjugates
K is real
\[{\Psi_1}\left({x + a}\right)={e^{iKa}}{\Psi_1}\left(x\right)\]
\[{\Psi_2}\left({x + a}\right)={e^{iKa}}{\Psi_2}\left(x\right)\]………….(12)
Hence
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We see that (12) and (13) are same. Thus, we can write the solution of (1) and (2) and the Bloch Theorem
is proved. The wave functions in this case are labeled by κ and are called the Bloch Wave functions.
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Bands in Solids
Introduction
Electronics (coined from the word „electron‟) is the branch of science and engineering dealing with the
theory and use of a class of devices in which electrons are transported through a vacuum, gas or
semiconductor. The motion of electrons in such devices, called electron devices, is usually controlled by
electric fields. Diodes, triodes, transistors etc. are examples of electron devices. Electronics can be
broadly classified into two branches: physical electronics and electronic engineering. Physical electronics
treats the motion of electrons in a vacuum, gas or semiconductor. The design, fabrication, and
application of electron devices form the subject matter of electronic engineering. Electronics has inroads
into many fields of science and technology, and has profoundly influenced the life of modern man.
Modern computers and communication systems are intimately linked with advances in electronics. We
list below some areas of application of electronics; the list is, however, far from complete.
(i) In home, we use a variety of electronic systems: radios, TVs, VCRs, CD players, telephone answering
machines, PCs, microwave ovens, pocket calculators, digital watches, etc.
(ii) Round-the-globe communication via microwave or fiber-optic links and satellites, and access to
internets has been possible with advances in electronics. This has shaped the global village.
(iii) Sophisticated electronic instruments are used for researches in various fields of science and
engineering.
(iv) The commercial and industrial sectors rely on electronic communication, information processing,
and control systems.
(v) Electronic radar systems are employed for a safe flight from one airport to another. A modern aircraft
is equipped with electronic sensors and computers.
(vi) Electronic communication and radars play a vital role in meteorology, defense, and military services.
(vii) Modern medical practice relies on precise diagnostics and monitoring electronic systems. For better
times, and at times for worse, electronics has shaped our lives. Our living standards have improved, but
we are also at the peril of deadly weapons that would not have appeared without the progress in
electronics.
The allowable discrete values of n show that all energies are not permitted for the electrons. The
electrons can have only certain discrete energies corresponding to the different integral values of n. In
other words, the electron energy is quantized. The allowable energies are represented by horizontal lines
in a diagram, called the energy level diagram of the atom.
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When an electron jumps from a higher energy level E1 to a lower energy level Eh , an electromagnetic
radiation of frequency is emitted, where
On the contrary, on absorbing a photon of energy hν, an electron initially at the energy state E1 can move
to the energy state hν .
An electron normally occupies the lowest energy state, called the ground level, in the atom. The other
higher lying energy levels are called the excited levels of the atom. By absorbing more and more
energies, an electron can move into excited states which are farther and farther away from the nucleus. If
the energy is sufficiently high, the electron can overcome the attraction of the nucleus and gets detached
from the atom. The energy required for this to occur is known as the ionization potential. The energy
level corresponding to in n = ∞ See Above Fig. represents the ionization level. As the electrons are
electrostatically attracted by the positively charged nucleus, the allowed energies for the electrons are
negative. The ionization level represents the zero level of energy. The energies become more and more
negative with decreasing values of n .
The wavelengths emitted from the atom due to electronic transitions from higher energy states to lower
ones give the spectral lines characterizing the atom. To explain the details of the spectral lines of some
elements, improvements over the simple Bohr model have been made. Quantum mechanical treatments
have introduced four quantum numbers, designated by n, l , m l and ms . The quantum numbers can take
the following values:
n, = 1, 2, 3...
l = 0, 1, 2,... (n – 1)
ml = 0, ± 1, ± 2,...,± l
ms = ±1/2
The quantum number n, called the principal quantum number, primarily determines the energy of the
orbital electrons. The quantum number l measures the angular momentum of the electron, and is
referred to as the orbital angular momentum quantum number. The number ml gives the splitting of the
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energies for a given n and l in a magnetic field, and is called the magnetic quantum number. The
quantity ms, known as the spin quantum number, shows that the spin of the electron about its own axis
is quantized.
The state of an electron in the atom is uniquely specified by the four quantum numbers. This is a result
of Pauli‟s exclusion principle. The principle states that no two electrons in an electronic system can
occupy the same quantum state described by the same set of four quantum numbers n , l , ml and ms.
Electronic Shells
The specific value of the principal quantum number n determines an electronic shell. All the electrons of
a given atom having the same value of n belong to the same electronic shell. L diagram of the letters K,
L, M, N, ... denote the shells for n = 1, 2, 3, 4, ... , respectively. The different values of l for a given n
define the subshells for the shell. The subshells are represented by s, p, d, f, ... corresponding to l = 0, 1,
2, 3, ... , respectively.
For n= 1, there are two states corresponding to l = 0, ml= 0, and ms = ± 1/2. These two states are known
as 1 states. For n = 2, we have two 2s states corresponding to l= 0, = 0, and ms ± 1/2 . In addition, there
are six states for n = 2, l= 1, ml = –1, 0, + 1, and ms = ± 1/2.
These are 2p states. The total number of electrons in the K shell ( n = 1) is thus 2, and that in the L shell
(n = 2) is 2 + 6 = 8. Similarly, it can be shown that a maximum of 10 electrons can be accommodated in a
d subshell, a maximum of 14 electrons in an f subshell, and so on. The number of protons in the nucleus
is the atomic number Z. Since the atom is electrically neutral, the number of orbiting electrons is also Z.
For sodium, Z = 11. The electronic configuration of the sodium atom is 1s2 2s2 2p2 3s1, where the
superscripts denote the number of electrons in a particular subshell. Clearly, the sodium atom has one
electron in the outermost subshell.
A crystal is a solid consisting of a regular and repetitive arrangement of atoms or molecules (strictly
speaking, ions) in space. If the positions of the atoms in the crystal are represented by points, called
lattice points, we get a crystal lattice. The distance between the atoms in a crystal is fixed and is termed
the lattice constant of the crystal.
To discuss the behavior of electrons in crystal, we consider an isolated atom of the crystal. If Z is the
atomic number, the atomic nucleus has a positive charge Ze. At a distance r from the nucleus, the
electrostatic potential due to the nuclear charge is (in SI units)
Where is the permittivity of free space. Since an electron carries a negative charge, the potential energy
of an electron at a distance from the nucleus is
\[{E_p}\left(r\right)=eV\left(r\right)={{Z{e^2}}\over{4\pi{\varepsilon_o}r}}\].……….(4)
is positive while is negative. Both and are zero at an infinite distance from the nucleus.
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We now consider two identical atoms placed close together. The net potential energy of an electron is
obtained as the sum of the potential energies due to the two individual nuclei. In the region between the
two nuclei, the net potential energy is clearly smaller than the potential energy for an isolated nucleus.
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The potential energy along a line through a row of equispaced atomic nuclei, as
The potential energy between the nuclei is found to consist of a series of humps. At the boundary AB of
the solid, the potential energy increases and approaches zero at infinity, there being no atoms on the
other side of the boundary to bring the curve down.
The total energy of an electron in an atom, kinetic plus potential, is negative and have discrete values.
These discrete energy levels in an isolated atom are shown by horizontal lines in
When a number of atoms are brought close together to form a crystal, each atom will exert an electric
force on its neighbors. As a result of this interatomic coupling, the crystal forms a single electronic
system obeying Pauli‟s exclusion principle. Therefore, each energy level of the isolated atom splits into
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as many energy levels as there are atoms in the crystal, so that Pauli‟s exclusion principle is satisfied.
The separation between the split-off energy levels is very small. This large number of discrete and
closely spaced energy levels forms an energy band. Energy bands are represented schematically by
shaded regions in See Above Fig.The width of an energy band is determined by the parent energy level
of the isolated atom and the atomic spacing in the crystal. The lower energy levels are not greatly
affected by the interaction among the neighboring atoms, and hence form narrow bands. The higher
energy levels are greatly affected by the interatomic interactions and produce wide bands. The
interatomic spacing, although fixed for a given crystal, is different for different crystals. The width of an
energy band thus depends on the type of the crystal, and is larger for a crystal with a small interatomic
spacing. The width of a band is independent of the number of atoms in the crystal, but the number of
energy levels in a band is equal to the number of atoms in the solid. Consequently, as the number of
atoms in the crystal increases, the separation between the energy levels in a band decreases. As the
crystal contains a large number of atoms (), the spacing between the discrete levels in a band is so small
that the band can be treated as continuous.
The lower energy bands are normally completely filled by the electrons since the electrons always tend
to occupy the lowest available energy states. The higher energy bands may be completely empty or may
be partly filled by the electrons. Pauli‟s exclusion principle restricts the number of electrons that a band
can accommodate. A partly filled band appears when a partly filled energy level produces an energy
band or when a totally filled band and a totally empty band overlap.
As the allowed energy levels of a single atom expand into energy bands in a crystal, the electrons in a
crystal cannot have energies in the region between two successive bands. In other words, the energy
bands are separated by gaps of forbidden energy.
The average energy of the electrons in the highest occupied band is usually much less than the zero level
marked in See See Above Fig.. The rise of the potential energy near the surface of the crystal, as shown
in See Above Fig. serves as a barrier preventing the electrons from escaping from the crystal. If
sufficient energy is imparted to the electrons by external means, they can overcome the surface potential
energy barrier, and come out of the crystal surface.
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Effective Mass
We know that an electron has a well defined mass, and it obey Newtonian Mechanics when
accelerated by an electric field E.
Now in the situation of an electron moving inside a crystal i.e. in initial state k, where it is not
free to move, the question arises as to what the mass of an electron inside crystal is under
accelerated motion and what is the effect of an electric field?
It is found that the mass of and electron in a crystal appears, in general, different from the free
electron mass, and is usually referred to as the effective mass.
The velocity of the electron in a one-dimensional lattice is described by its group velocity given
by
\[a={{dv} \over {dt}}=\left( {{{2\pi } \over h}} \right){d \over {dt}}\left( {{{dE} \over {dk}}} \right)\]
\[a=\left( {{{2\pi } \over h}} \right)\left( {{{{d^2}E} \over {d{k^2}}}} \right){{dk} \over
{dt}}\]………………..(2)
We can obtain \[{{{d^2}E} \over {d{k^2}}}\] . Now under the influence of an applied electric field E we
have to fiend the value of \[{{dk} \over {dt}}\].
\[dE=eEvdt\]……………….(4)
\[a=\left( {{{2\pi } \over h}} \right)\left( {{{{d^2}E} \over {d{k^2}}}} \right){{2\pi eE} \over h}\]
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Hence
\[a=\left( {{{4{\pi ^2}} \over {{h^2}}}} \right)eE\left( {{{{d^2}E} \over {d{k^2}}}} \right)\]………..(7)
Hence
\[{{eE} \over m}\] = \[\left( {{{4{\pi ^2}} \over {{h^2}}}} \right)eE\left( {{{{d^2}E} \over {d{k^2}}}}
\right)\]
Hence,
It indicates the effective mass of an electron moving through the crystal lattice is determine by
\[{{{d^2}E} \over {d{k^2}}}\]
This result is expected, but for an electron moving in a periodic potential, E dose not vary with κ in the
above manner, and so m* ≠ m. Thus we conclude that all the results of the free electron theory are
correct provided m in each case is replaced by a suitable m* .
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In an atom, the electrons in inner shells are tightly bound to the nucleus while the electrons in the
outermost shell (i.e the valance electron) are loosely bound to the nucleus.
During the formation of a solid, a large number of atoms are brought very close together; the energy
levels of these valence electrons are affected most.
The band formed by a series of energy levels containing the valence electrons is called the Valence Band
(VB).
The next higher permitted energy band is called the Conduction Band (CB).
The electrons can move freely in the conduction band and hence the electrons in conduction
band are called conduction electrons.
The energy gap between the VB and CB is called the Forbidden Energy Gap or Forbidden Band.
This band is formed by a series of non-permitted energy levels above the top of valence
band and below the bottom of the conduction band.
When an electron gains sufficient energy, it is ejected from the valence band. Because of this,
a covalent bond is broken and a vacancy for electron, called Hole, is generated.
This Hole can travel to the adjacent atom by acquiring an electron from an atom.
Thus conduction electrons are found in and above freely in the conduction band. The Holes
exist in and move in the valence band.
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There are many energy bands in solids as there are energy levels in parent atom.
The electrical conduction properties of solids are concerned, only the valance band and
conduction band energies of the electron are considered.
Completely filled bands and completely empty bands do not contribute to electrical conduction.
The electrons in the innermost filled shell do not take part in conduction process.
The electrons in conduction band are free and move easily under an electric field.
The electrons in valance band are attached to the lattice and are not free to move
If they acquire sufficient energy to cross the forbidden gap Eg, they occupy the conduction band
states are available for conduction.
On the basis of the band theory, solids are classified into three categories;
Insulator
Semiconductor
Conductor
Insulator
These are those materials in which the valence electrons are bound very tightly to their parent atoms.
Hence very large electric field is needed to remove them from attraction of nuclei.
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Features of Insulator
Some samples at high temperature and under sufficient electric field, some electrons may
move from valance band to conduction band. Hence insulator shows small conductivity at
high temperature.
Semiconductors
A semiconducting material has electrical properties between those of insulators and good conductors.
Features of Semiconductors
Almost empty conduction band and filled valance band with a very narrow energy gap
Eg = 1 eV
At 0K, the valance band is completely filled and the conduction band is empty.
As temperature increases the electron in valance band acquire enough energy to cross the
small energy gap and move to CB. Thus the conductivity of semiconductors increases
with temperature.
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Conductors
The conductors have a large number of free electrons available for electrical conduction.
Conductors may be defined as solids characterized by a single energy band called conduction
band, which is partially filled at any temperature.
Alternatively, a conductor as a solid, in which the conduction and valance bands overlap and
there is no energy gap between the two bands
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Type of Semiconductor
It has been already discussed; a semiconductor is material whose electrical properties lie between those
of insulator and conductor.
A semiconductor has almost filled valence band and almost empty conduction band with a very small
energy gap between the two.
Semiconductor like Ge and Si has crystalline structure. Their atoms are arranged in an ordered
array known as the crystal lattice.
These materials are tetravalent in nature; with four valence electrons in the outermost shell.
The neighboring atoms form covalent bonds by sharing four electrons with each other so as
achieved stable structure.
in which the circles represent atom cores consisting of the nuclei and inner 28 electrons.
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At temperature 0K all the electrons are paired and are contained in the completely filled valence
band.
No electron is free for conduction band. Hence the conduction band is completely empty.
The energy gap between the two bands is small Eg= 0.72 eV for Ge
At 0K the energies of this magnitude are usually not acquired by the applied field. Hence the
valence band remains full, the conduction band empty and the material behaves as insulator.
At room temperature, nearly 300K, some of the valence electrons acquire thermal energy greater
than Eg and hence they can jump to the higher conduction band.
They now act as free electrons and can move under the influence of small applied field.
Under the influence of electric field, an electron form the neighboring covalent bond may fill this
vacancy i.e. hole moves in a direction opposite to electron motion in valence band.
The Hole moves in the same direction as would a positive charge carrier. Hence, in
semiconductors there are two types of charge carrier. The total current is the sum of the electrons
and hole current.
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At any given temperature, the number of electrons in conduction band and number of holes in
valance band are same.
With the rise in temperature, more and more electron hole pairs are formed and more charge
carriers are available for conduction. Hence the conductivity of intrinsic semiconductors
increases with the rise in temperature.
Most of the engineering applications of semiconductors involves doped semiconductors with specify
impurities rather than the intrinsic material.
The impurity is added to the melt of Ge or Si , then the crystal is grown in which the impurities are
incorporated.
The impurity atoms occupy lattice positions which were occupied by germanium atoms in pure metal.
Two types of extrinsic semiconductors are produced depending upon the group impurity atom.
N -Type of semiconductor
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The fifth electron, not used in bonding, is loosely bound. With supply of little energy, it can be
made free leaving behind a positively charged immobile ion.
Thus the impurity atoms donate free electrons to the crystal thereby increasing the conductivity
of material. Hence they are called the donor impurities.
The conductivity is due to the negatively charged electrons. Hence, the material is called N-Type
semiconductor.
The electron and hole pairs are generated in Ge due to thermal energy.
For N-Type of semiconductor, the concentration of free electron is far greater than concentration
of holes. The addition of donor impurity generates new energy levels in the band picture. The
donor energy levels of neutral donor atoms lie very close to the lower edge of conduction band.
With the supply of a little energy the neutral donor atom loses the fifth electron for conduction
and it gets positively charged.
P-Type of semiconductors
If the intrinsic semiconducting material, says Germanium, is doped by atoms of trivalent element
like Boron, then the impurity atoms occupy places in the lattice which were previously occupied
by Ge in pure crystal. Fig.10(4)
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Boron, is being trivalent, is one electron short of being able to complete the stable structure. The
absence of electron in one of these bond is hole. With a small amount of energy, it can accept an
electron from the neighboring germanium atom and the vacancy shifts there.
The impurity atoms thus supply holes which are ready to accept electrons. Hence the impurity is
known as acceptor impurity. The hole concentration is much more than electron concentration
(thermally generated). The conductivity is due to the positively charged holes. Hence the
semiconductor is called P-Type of semiconductor.
The addition of impurity introduces additional acceptor energy level, in the band diagram,
slightly above the top of the conduction band.
With the supply of little energy, these vacancies can be occupied by electrons in valence band
and thus increases the hole in valence band.
It should be remembered that even though the conduction in P-Type and N-Type materials is
due to holes and electrons respectively. It does not mean that P-Type material has a positive
charge and N-Type material has a negative charge.
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\[{n_o}=2{\left( {{{2\pi m_e^*{k_B}T} \over {{h^2}}}} \right)^{{3 \over 2}}}e{^{\left( {{{{E_f} - {E_g}}
\over {{K_B}T}}} \right)}}\] …………………(1)
\[{n_h} = 2{\left( {{{2\pi m_h^*{k_B}T} \over {{h^2}}}} \right)^{{3 \over 2}}}e{^{\left( {{{ - {E_f}} \over
{{K_B}T}}} \right)}}\] ………………….(2)
\[{n_e}{n_h}\] = 4 \[{\left( {{{2\pi m_e^*{k_B}T} \over {{h^2}}}} \right)^{{3 \over 2}}}e{^{\left( {{{{E_f} -
{E_g}} \over {{K_B}T}}} \right)}}\] \[{\left( {{{2\pi m_h^*{k_B}T} \over {{h^2}}}} \right)^{{3 \over
2}}}e{^{\left( {{{ - {E_f}} \over {{K_B}T}}} \right)}}\]………….. (3)
This is very useful relation since for the given semiconductor (i.e given effective masses and energy gap)
at a given temperature the product of electron and hole concentration is constant.
We have assume that the semiconductor is intrinsic; the only assumption which has been is that the
distance of the Fermi level from the edges of both the bands should be large in concentration with KBT .
Due to this consideration, the results of equation (3) will also apply to extrinsic semiconductor. Thus
introducing an impurity in an intrinsic semiconductor to increase n , say will decrease ρ as the product
must remain constant. Thus the equation (3) governs the relative concentrations of electrons and holes in
a given semiconductor and is sometime called the law of mass action.
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MODULE 5. Superconductivty
Superconductivity
It is a state of matter exhibited at very low temperatures where the resistivity of the material drops to
zero and become perfect diamagnetic.
There exist critical values for these three parameters, above which the material passes into normal state.
It is designated for use in the field of medicine and particle physics. It is being tried for use in
transportation and transmission of power.
Recently, the high temperature ceramic superconductors raised the hopes of using superconductors in
making more efficient and smaller electrical and electronic devices at normal temperature.
Phenomena
Metal are good conductors of electricity as they contain large number of free electrons. As a
result low resistance offered by them to the flow current is attributed to the scattering of the free
electrons by vibrating ions of the lattice. As temperature increases, the amplitude of the lattice
vibrations increases and causes more scattering of electrons leading to more resistance.
Even at 0 K (-273), metals offers finite resistance is called residual resistance. It is attributed to
scattering of electrons by impurities and crystal defects present in the material.
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The electrical resistance of highly purified Hg dropped suddenly to zero at a temperature of 4.2K.
This transition is reversible, when the metal heated above the transition temperature of 4.2K, the
Hg regained its resistivity.
Superconductivity was a strictly low temperature phenomena; some ceramic were found to
exhibit superconductivity at high temperature of about 120K.
It was discovered for Lead, Zink, Aluminum and other metals and number of alloys.
The materials that exhibit superconductivity and which are in the superconducting state are
called superconductors.
Transition Temperature
The temperature at which a normal material suddenly changes into a superconductor is called transition
temperature Tc .
Superconducting state depends on the strength of the magnetic field in which the material is
placed Fig.
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The minimum magnetic field, which is essential to regain the normal resistivity, is called critical
magnetic field Hc .
When the applied magnetic field exceeds the critical value Hc , the superconducting state is
destroyed and the material goes into normal state.
At temperature below Tc in absence of magnetic field, the material is in super conducting state.
When magnetic field is applied and as its strength reaches the critical value material is in super
conducting state.
When magnetic field is applied and as its strength reaches the critical value Hc, the
superconductivity in the material will be disappears.
When the magnetic field is exceed than critical magnetic field Hc, the material goes into normal
state.
The relation between magnetic field and temperature for the superconducting phenomena is
\[{H_c}\left( T \right)\] = \[{H_c}\left( 0 \right)\] \[\left[ {1 - {{\left( {{T \over {{T_c}}}} \right)}^2}}
\right]\]
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T - Temperature in K
Meissner Effect
In 1933, W Hans Meissner found that when superconductors are cooled below the critical temperature in
presence of a magnetic field, the magnetic flux is expelled from the interior of the specimen and a super
conductor becomes a perfect diamagnetic in nature.
Meissner found that as the temperature of the specimen is lowered to T c, the magnetic flex is suddenly
and completely expelled from it.
The effect is reversible, when the temperature is raised from below Tc , the flux suddenly penetrates the
specimen at T = Tc and material returns to the normal state.
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At T < Tc ,B = 0
H = -M
The sample is diamagnetic and the state in which magnetization cancels the external magnetic field
completely is referred to as perfect diamagnetic.
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Isotope Effect
In 1950, C A Reynolds and E M Maxwell found that the critical temperature decreases with increasing
isotopic mass M
The phenomenon of decrease of critical temperature with increasing atomic mass is called isotope effect.
Since the mean square of amplitude of atomic vibrations is proportional to \[\sqrt M\] at low
temperature.
\[\alpha\] = \[{{\partial \left( {ln{T_c}} \right)} \over {\partial \left( {lnM} \right)}}\]
A change in the isotopic mass does not change the electronic structure.
Superconductors are divided into two types depending on the way of transition from superconducting
to normal state proceed when the externally applied magnetic field exceeds.
Type-I
The transition from superconducting state to normal state is the presence of magnetic field occurs
sharply at the critical value of Hc. Fig.13(1)
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It is perfectly diamagnetic below Hc and completely expels the magnetic field from the interior
of the superconducting phase.
Up to the critical field strength, the magnetization of the material grows in proportion to the
external field and then suddenly drops to zero at the transition to the normal state.
The magnetic field can penetrate only the surface layer and current can flow only in this layer.
It is poor carriers of electric current.
The critical field Hc is relatively low; it would be generate magnetic fields about 100 to
2000Gauss.
Type – II
It is hard superconductor.
The transition from superconducting state to normal state occurs gradually as the magnetic field
is increased from Hc1 to Hc2 .
The magnetization of material grows in proportion to the external magnetic field up to the lower
critical value Hc1.
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The external magnetic flux is expelled from the interior of the material till then.
As a magnetic field increases, the magnetic flux through the material increases.
At upper critical Hc2, the magnetization vanishes completely and the external field has
completely penetrate and destroyed the superconductivity.
Between Hc1 and Hc2, the material is in a magnetically mixed state but electrically it is a
superconductor.
Hc2 can be as high as 20-50 \[{{Wb} \over {{m^2}}}\] and the retention of superconductivity in
such high magnetic fields make type II materials very useful in application of creating very high
magnetic fields.
Transition metals and alloys Niobeum, Silicon, Venedium
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In 1962, Brian Josephson suggested that cooper pair could tunnel through an insulating layer,
which separates two super conductors.
He predicted that tunneling current can occur without any resistance, giving rise to direct current when
the voltage applied across the junction is zero and an alternating current when the applied voltage is a
dc voltage.
Fig.14(1)
DC Josephson Effect
Two super conductors separated by thick insulator layer, say 10 thick, and are essentially two
independe nt superconductors without any joint properties.
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When insulator layer is thin, say 1 nm thick, they become a system of coupled conductors. The
cooper pairs tunnel through the barrier (insulating layer) as a single unit.
The cooper pairs in a superconductor can be represented by a wave function, which is same for
all pairs.
The cooper pairs tunnel from one side of the junction to other side easily.
The effect of the insulating layer is that it introduces a phase difference between the wave
function of the pair on the other side. Because of this, supper current appears across the junction
even through the applied voltage is zero. This is called dc Josephson Effect.
It is noticed by
\[{\varphi _0}\] is the phase difference between the wave function describing cooper pairs on the both
side.
\[{I_c}\] is critical current at zero voltage; depending upon the thickness, width of the insulator and
temperature.
AC Josephson Effect
Suppose a dc voltage is applied across the junction, it introduces a addition phase on cooper pairs
during tunneling.
Because of the dc voltage, the energy of the cooper pairs on both sides of the barrier differ by 2eV .
SQUID
A superconducting quantum interference device (SQUID) is a device used to measure extremely weak
magnetic flux.
It is basically a sensitive magnetometer, which can measure very weak magnetic fields of the
order of \[{10^{ - 13}}\frac{{Wb}}{{{m^2}}}\]
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The sensitivity of a SQUID to magnetic fields can be increased by using a flux transformer.
The heart of a SQUID is a superconducting ring, which contains one or more Josephson
Junctions.
(i)DC SQUID:
It is made of two Josephson Junctions in parallel and relies on the interference of the current
from each.
It is more difficult and expensive to produce, but it is more sensitive.
(ii) AC or RF SQUID:
Fabrication
The Lead is taken in the form of allow with 10% Gold or Indium.
A thin Niobium layer deposited on to it acts as the base electrode of the SQUID and tunnel
barrier is oxidized onto this Niobium surface.
Fig.14(2) Fig.14(3)
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It consists of two Joseph junctions arranged in parallel so that electrons tunneling through the
junctions demonstrate quantum interference.
The DC superconducting is applied to the SQUID. This current, called as bias current, enters into
device through arm A.
It is divided into two paths “a” and “b” and again recombines into one path. It leaves through
the arm B.
Here, P and Q are two Josephson junctions with different thickness of the insulators P and Q. The
\[{I_1}\] and \[{I_2}\] are tunneling current through junctions P and Q respectively.
In superconductor, the wave function experiences a phase shift at the junction P and Q.
Suppose phase difference between points A and B taken on the path through junction P be
\[{\delta _a}\] and the phase difference between points A and B taken on the path through
junction Q be \[{\delta _b}\] .
Hence, in absence of magnetic field these two phases are equal i.e phase difference is
zero. \[{\delta _b}\] - \[{\delta _a}\] = 0
The flux passes through the loop, and changes the quantum mechanical phase difference across each of
the two junctions. The wave functions at the two Josephson junctions interfere with each other. The
super current flows along the paths a and b interfere. Hence, the device is called SQUID.
In super conductor, the waves are de Broglie wave of cooper pair and phase difference is caused by the
applied magnetic field. So, according the Josephson‟s theory the phase difference between re collected
current is directly proportional to the magnetic flux ( \[{\Phi _0}\] ) through ring
It indicates a progressive increase or decrease of the magnetic flux causes the current to oscillate
between a maximum and a minimum value. Maxima in the current occur whenever the magnetic flux
increases by one flux.
In practice, instead of the current, we measure the voltage across the SQUID which also oscillates with
the changing magnetic field. Thus, the SQUID is a flux to voltage transducer which is converting a tiny
change in magnetic flux into voltage. The flux ( \[\phi\] ) is related to the magnetic field B.
Hence, \[\phi\] = BA
Application of SQUID
SQUIDs are use to measure very small magnetic field ( \[{10^{ - 13}}\frac{{Wb}}{{{m^2}}}\] ).
Hence it acts as a very sensitive magnetometer.
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It is also used in non-destructive test, testing of corrosion of aluminum sheet riveted together in
aircraft.
In the clinical environment SQUIDs are used in cardiology for magnetic field imaging (MFI),
which detects the magnetic field of the heart for diagnosis and risk stratification
Probably the most common commercial use of SQUIDs is in magnetic property measurement
systems (MPMS)
SQUIDs are being used as detectors to perform magnetic resonance imaging (MRI).
A potential military application exists for use in anti-submarine warfare as a magnetic anomaly
detector (MAD) fitted to maritime patrol aircraft.
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The first high- \[{T_c}\] superconductor was discovered in 1986 by the researchers Karl
Müller and Johannes Bednorz.
The HTS have been observed with transition temperatures as high as 138 K (-135°C ).
The compounds of Copper and Oxygen (so-called "cuprates") were believed to have HTS
properties, and the term high-temperature superconductor was used interchangeably with
cuprites superconductor for compounds such as Bismuth Strontium Calcium Copper Oxide
(BSCCO) and Yttrium Barium Copper Oxide (YBCO).
History
In 1987, K Alex Müller and J. Georg Bednorz were exploring a new class of ceramics for
superconductivity. Bednorz encountered a Barium-doped compound of Lanthanum and Copper oxide
whose resistance dropped down to zero at a temperature around 35 K (-238.2°C).
The superconductor with the highest transition temperature that has been confirmed by more than one
independent research groups is mercury barium calcium copper oxide ( \[HgB{a_2}C{a_2}C{u_3}{O_8}\]
) at around 133 K.
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The structure of high- \[{T_c}\] Copper oxide or cuprate superconductors are often closely
related to perovskite structure [A perovskite structure is any material with the same type
of crystal structure as Calcium Titanium Oxide ( \[CaTi{O_3}\] )].
One of the properties of the crystal structure of oxide superconductors is an alternating multi-
layer of \[Cu{O_2}\] planes with superconductivity taking place between these layers.
This structure causes a large anisotropy in normal conducting and superconducting properties,
since electrical currents are carried by holes induced in the oxygen sites of
the \[Cu{O_2}\] sheets.
\[YBaCuO\] Superconductors Fig 15(1)
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The first superconductor found with \[{T_c}\] > 77 K (liquid nitrogen boiling point) is Yttrium Barium
Copper Oxide ( \[YB{a_2}C{u_3}{O_{7 - x}}\] )
The proportions of the 3 different metals in the \[YB{a_2}C{u_3}{O_{7}}\] superconductor are in the
mole ratio of 1:2:3 for yttrium to barium to copper, respectively. So it is referred to as the 123
superconductor.
The unit cell of \[YB{a_2}C{u_3}{O_{7}}\] consists of three pseudocubic elementary perovskite unit cells.
Each perovskite unit cell contains a Y or Ba atom at the center: Ba in the bottom unit cell, Y in the
middle one, and Ba in the top unit cell.
Thus, Y and Ba a are stacked in the sequence [Ba - Y - Ba ] along the c-axis.
All corner sites of the unit cell are occupied by Cu, which has two different coordination, Cu(1) and
Cu(2) , with respect to oxygen.
There are four possible crystallographic sites for oxygen: O(1) , O(2) , O(3) and O(4) . The coordination
polyhedral of Y and Ba with respect to oxygen is different.
The tripling of the perovskite unit cell leads to nine oxygen atoms, whereas \[YB{a_2}C{u_3}{O_7}\] has
seven oxygen atoms and, therefore, is referred to as an oxygen-deficient perovskite structure. The
structure has a stacking of different layers: \[\left( {CuO} \right)\left( {BaO} \right)\left( {Cu{O_2}}
\right)\left( Y \right)\left( {Cu{O_2}} \right)\left( {BaO} \right)\left( {CuO} \right)\] .
One of the key features of the unit cell of \[YB{a_2}C{u_3}{O_{7 - x}}\] is the presence of two layers of
\[Cu{O_2}\] . The role of the Y plane is to serve as a space between two \[Cu{O_2}\] planes.
In \[YBCO\] , the \[Cu\] - \[O\] chains are known to play an important role for superconductivity.
\[{T_c}\] is maximal near 92 K when \[x\] \[ \approx\] 0.15 and the structure is orthorhombic.
The crystal structure of \[{B_i}\] - , \[Tl\] - and \[{H_g}\] - based high- \[{T_c}\]
superconductors are very similar. Like \[YBCO\] ,
It is perovskite-type feature and the presence of \[Cu{O_2}\] layers also exists in these
superconductors.
However, unlike \[YBCO\] , - \[Cu\] - \[O\] chains are not present in these superconductors.
The superconductor has an orthorhombic structure, whereas the other high- superconductors
have a tetragonal structure.
The \[B{i_2}\]-\[Sr\] -\[Ca\] -\[Cu\] -\[O\] -system has three superconducting phases forming a
homologous series as \[B{i_2}S{r_2}C{a_{n - 1}}C{u_n}{O_{4 + 2n + x}}\] (n = 1, 2 and 3)
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These three phases are \[Bi\]-2201, \[Bi\]-2212 and \[Bi\]-2223, having transition temperatures of 20,
85 and 110 K, respectively, where the numbering system represent number of atoms for
\[Bi\], \[Si\] , \[Cu\] Ca and Cu respectively.
The two phases have a tetragonal structure which consists of two sheared crystallographic unit cells. The
unit cell of these phases has double \[Bi - O\] planes which are stacked in a way that the Bi atom of one
plane sits below the oxygen atom of the next consecutive plane. The Ca atom forms a layer within the
interior of the \[Cu{O_2}\] layers in both \[Bi\]-2212 and \[Bi\]-2223; there is no \[Ca\] layer in the
\[Bi\]-2201 phase. The three phases differ with each other in the number of
\[Cu{O_2}\] planes; \[Bi\]-2201, \[Bi\]-2212 and \[Bi\]-2223 phases have one, two and
three \[Cu{O_2}\] planes, respectively. The c axis of these phases increases with the number
of \[Cu{O_2}\] planes (see table below). The coordination of the \[Cu\] atom is different in the three
phases. The \[Cu\] atom forms an octahedral coordination with respect to oxygen atoms in the 2201
phase, whereas in 2212, the \[Cu\] atom is surrounded by five oxygen atoms in a pyramidal
arrangement. In the 2223 structure, \[Cu\] have two co-ordinations with respect to oxygen: one \[Cu\]
tom is bonded with four oxygen atoms in square planar configuration and another \[Cu\] atom is
coordinated with five oxygen atoms in a pyramidal arrangement.
The first series of the \[TL\] -based superconductor containing one \[TL\]–\[O\] layer has the
general formula \[TlB{a_2}C{a_{n - 1}}C{u_n}{O_{2n + 3}}\] whereas the second series containing
two \[TL\] –\[O\] layers has a formula of \[T{l_2}B{a_2}C{a_{n - 1}}C{u_n}{O_{2n + 4}}\]
with n = 1, 2 and 3
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For \[Hg\]-1201, \[Hg\]-1212 and \[Hg\]-1223, the values of \[{T_c}\] are 94, 128 and the
record value at ambient pressure 134 K, respectively.
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The properties of the normal state of these materials are highly anisotropic.
The Hall Coefficient is positive indicating the charge carriers are hole.
The effect of pressure is different on different materials e.g the application of pressure increases
the critical temperature of \[LBCO\] compounds but decreases the critical temperature of
\[YBCO\]
Application of HTSC
Commercial quantities of HTSC wire based on \[BSCCO\] are now available and applications include
transformers, fault current limiters, power storage, motors and fusion reactors etc.
HTSC cables-
No soil heating
Electrical Machines-
Low maintenance
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Magnets-
Transformers-
HTS turns power transformer into compact, highly efficient and environment friendly
performers.
Medical Diagnosis-
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MODULE 6. Optics
LASER
No other scientific discovery of the 20th century has been demonstrated with so many exciting
applications as laser acronym for
The basic concepts of laser were first given by an American scientist- Charles Hard Townes and Soviet
scientists- Alexander Mikhailovich Prokhorov and Nikolai Gennediyevich Basov
Laser is a powerful source of light having extraordinary properties which are not found in the
normal light sources like tungsten lamps, mercury lamps, etc. The unique property of laser is that
its light waves travel very long distances with every little divergence.
In case of a conventional source of light, the light is emitted in a jumble of separate waves that
cancel each other at random
On the other hand, if a small stones are thrown into a pool one by one at the same place and also
at constant intervals of time, the waves thus generated strengthen each other and travel long
distances. In this case, the waves are said to travel coherently. In laser, the light waves are exactly
in step with each other and thus have a fixed phase relationship
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It is this coherency that makes all the difference to make the laser light so narrow, so powerful and so
easy to focus on a given object. The light with such qualities is not found in nature.
Absorption
Due to sufficient absorption of energy by the atom, the atom jumps to the exited state (E 2) from
lower energy state (E1).
Fig16(3)
This is called absorption process and corresponding transition is called Absorption Transition.
Due to sufficient absorption of energy by each absorption transition at event an atom is excited and one
photon is subtracted from the incident beam of light (bunch of incident photon)
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A + hν = A*
Rate of absorption transition (R12) occur is proportional to the incident photon density ρ(ν) and number
of atom are in lower energy state (E1) at Δt
R12 \[ \propto\] N1
Hence,
Here, N1 is the population (more numbers of atoms) of atom at E1, when more number of atoms are at
lower energy state(E1), then more atoms may jump into excited state (E2). Further, when more photons
are incident on the system, then more atoms may get excited to the higher energy level.
Normally, number of atoms in higher energy state (N2) can‟t be greater than number of atoms in lower
energy state (N1). But, induce absorption involves the excitation of atom to the definite higher energy
level (hν = ΔE). As a result,N1 decreases and N2 increases.
Spontaneous Emission
After the completion of the absorption process (transition), the atom in the excited state (E2) can‟t
stay in the excited state for a relative long time.
The time of about 10-8 sec, the atom returns to the lower energy state (E1) by releasing the photon
of energy which was gained during absorption process. i.e hν = E2 - E1
The emission of photon occurs on itself and without any external energy (force) to the excited
atom. Hence, emission of photon by an atom without any external energy is called spontaneous
emission.
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Fig16(4)
A* → A + hν
Due to absence of external energy; the rate of spontaneous (R21) occurs depends upon the properties of
energy states E2 and E1 only.
R21 \[ \propto\] N2
It is a process of spontaneous emission that dominates (have a very strong influence over) in
conventional light source.
Stimulated Emission
Einstein reports to establish of equilibrium between matter and radiation required a new
radiation process.
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Fig16(5)
The atom emits the excess energy in the form of a photon; hν = E2 - E1 as it drops to lower energy state.
Phenomenon of force photon emission by an external atom due to the role of external agency is called
stimulated emission. The stimulated emission process may be expressed
A* + hν (external) → A + 2hν
Rate of stimulated transition is proportional to external incident photon density ρ(ν) and the number of
atom at energy level E2 at Δt
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Absorption transition, spontaneous transition and stimulated transition processes are happened
simultaneously. However, under steady state condition the absorption process and emission process
balance each other. Therefore, theoretically
Fig17(1)
Number of atoms in the lower energy state (N1 ) are more than higher energy state (N2)
Hence, N1 >> N2
Photon traveling through medium is more like to get absorbed compare to stimulate to an excited atom
to emit a photon (stimulated emission). An atom that is at the excited state is more likely to jump the
lower level on its own (spontaneous) way than (compare to) being stimulated by an external photon.
Because of the external incident photon density is not sufficient to interact with the excited atom. So, the
spontaneous emission dominates the stimulated emission. So, at steady state condition large population
is available at lower energy state. As probability for absorption transition is equal to the probability for
stimulated transition.
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Population Inversion
At thermal equilibrium, population ratio is governed by the Boltzmann factor according to equation
\[{{{N_2}} \over {{N_1}}}\] = \[{e^{ - {{h\nu } \over {kT}}}}\] OR \[{{{N_1}} \over {{N_2}}}\] =
\[{e^{{{h\nu } \over {kT}}}}\]
hν = E2 - E1
k - Boltzmann Factor
t – Temperature
It reports the population N2 at the excited level E2 will be for smaller than the population N1 at the
lower level E1 hence; N1 >> N2
The condition in which there are more atoms in lower energy state and relatively lesser number of atoms
in higher state is called normal state or state of equilibrium.
Fig17(2)
The condition of material in which the population of the upper energy level (N 2) far exceeds the
population of the lower energy level (N1).
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In this situation, the population distribution between the level E1 and E2 is inverted and hence it is called
as state the inverted state of non-equilibrium.
Population inversion is obtained by employing pumping technique, which transfer large number of
atoms from lower energy state to higher energy
He-Ne Laser
The gain medium of He-Ne Laser consists of a mixture of helium and neon inside of a small bore
capillary tube, usually excited by a DC electrical discharge.
The gain medium of the laser, a mixture of Helium and Neon gases, in approximately a 10:1
ratio, contained at low pressure in a glass envelope.
The gas mixture is mostly helium, so that helium atoms can be excited and it collides with neon
atoms, exciting some of them to the state that radiates 632.8nm .
Without helium, the neon atoms would be excited mostly to lower excited states responsible for
non-laser lines. A neon laser with no helium can be constructed but it is much more difficult
without this means of energy coupling.
The He-Ne laser that has lost enough of its helium (e.g., due to diffusion through the seals or
glass) will most likely not lase at all since the pumping efficiency will be too low
The He-Ne lasers are relatively small devices having cavity lengths usually ranging from 15cm to
50cm . But sometimes up to about 1 meter to achieve the highest powers and optical
output power levels ranging from 0.5 to 50mW .
The energy or pump source of the laser is provided by a high voltage electrical discharge passed
through the gas between electrodes (anode and cathode) within the tube.
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The optical cavityof the laser usually consists of two (fully and partially reflected) concave
mirrors or one plane and one concave mirror.
The population inversion and light amplification in a He-Ne laser plasma originates with
inelastic collision of energetic electrons with ground state helium atoms in the gas mixture.
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The collisions excite helium atoms from the ground state to higher energy excited states, among
them the \[2{\rm{S}}_1^3\] and \[2{\rm{S}}_0^1\] long-lived metastable states.
Because of coincidence between the energy levels of the two He metastable states, and the 3s2
and 2s2 levels of neon, collisions between these helium metastable atoms and ground state neon
atoms results in a selective and efficient transfer of excitation energy from the helium to neon.
ΔE is the small energy difference between the energy states of the two atoms. Excitation energy
transfer increases the population of the neon \[2{S_2}\] and \[3{S_2}\] levels manyfold.
When the population of these two upper levels exceeds that of the corresponding lower level
neon state 2P4, to which they are optically connected, population inversion is present.
The medium becomes capable of amplifying light in a narrow band at 1.15 μm (corresponding to
the \[2{S_2}\] to 2P4 transition) and in a narrow band at 632.8 nm (corresponding to the
\[3{S_2}\] to 2P4 transition at 632.8 nm).
The 2P4 level is efficiently emptied by fast radiative decay to the 1 \[S\] state, eventually
reaching the ground state.
The remaining step in utilizing optical amplification to create an optical oscillator is to place
highly reflecting mirrors at each end of the amplifying medium.
A stabilized HeNe laser is also one of the benchmark systems for the definition of the meter.[7]
Application
It produces same quality of spatial coherence and long coherence length at low cost and ease of
operation compared to other visible lasers.
Due to visible output, long coherence length and excellent spatial quality it is useful source
for holography and as a wavelength reference for spectroscopy.
Prior to the invention of cheap and abundant diode lasers, red He-Ne lasers were widely used
in barcode scanners at supermarket checkout count.
He-Ne lasers are generally used in educational and research optical laboratories.
A consumer application of the red He-Ne laser is the Laser Disc player.
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Ruby Laser
Ruby is a crystal of Aluminium Oxide ( \[A{l_2}{O_3}\] ) in which some of the Aluminium ions (
\[Al_3^ +\] ) is replaced by Chromium ions ( \[Cr_3^ +\] ); this is done by doping small
amounts of Chromium oxide ( \[C{r_2}{O_3}\] ) in the melt of purified \[A{l_2}{O_3}\]
These chromium ions give the crystal a pink or red color depending upon the concentration of
chromium ions. It is a solid state laser.
Laser rods are prepared from a single crystal of pink ruby which contains 0.05% (by weight)
Chromium.
\[A{l_2}{O_3}\] does not participate in the laser action. It only acts as the host.
As very high temperature is produced during the operation of the laser, the rod is surrounded by
liquid nitrogen to cool the apparatus
Chromium ions act as active centers in ruby crystal. So it is the chromium ions that produce the
laser.
Pumping source:
The ends of ruby crystal are polished, grounded and made flat.
The one of the ends is completely silvered while the other one is partially silvered to get the
output.
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Fig 17(5)
Working
Ruby is a three level laser system. Suppose there are three levels E1 , E2 and ( E3 & E4).
E1 is the ground level, E2 is the metastable level, E3 and E4 are the bands.
E3 & E4 are considered as only one level because they are much closed to each other.
Fig 17(6)
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Pumping:
The flash lamp is connected to a capacitor which discharges a few thousand joules of energy in a
few milliseconds.
A part of this energy is absorbed by chromium ions in the ground state. Thus optical pumping
raises the chromium ions to energy levels inside the bands E3 and E4 . This process is called
stimulated absorption.
\[Cr_3^ +\] ions in the excited state loose a part of their energy during interaction with crystal
lattice and decay to the metastable state E2 .
Thus, the transition from excited states to metastable state is non-radiative transition or in other
words there is no emission of photons.
As E2 is a metastable state, so chromium ions will stay there for longer time. Hence, the number
of chromium ions goes on increasing in E2 state, while due to pumping, the number in the
ground state E1 goes on decreasing.
As a result, the number of chromium ions becomes more in excited state (metastable state) as
compared to ground state E1 .
Achievement of laser:
Few of the chromium ions will come back from E2 to E1 by the process of spontaneous emission
by emitting photons (6943Å ).
This photon travels through the ruby rod and if it is moving in a direction parallel to the axis of
the crystal, then it is reflected to and fro by the silvered ends of the ruby rod until it
stimulates the other excited ions and cause it to emit a fresh photon in phase with the stimulating
photon.
Thus, the reflections will result in stimulated emission and it will result in the amplification of
the stimulated emitting photons.
The two stimulated emitted photons will knock out more photons by stimulating the chromium
ions and their total number will be four and so on.
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This process is repeated again and again, thus photons multiply. When the photon beam become
sufficiently intense, then a very powerful and narrow beam of red light of wavelength 6943
Å emerges through the partially silvered end of the ruby crystal.
In the energy level diagram, E2 is the upper laser level and E1 is the lower laser level because
laser beam is achieved in between these levels. Thus, the ruby laser fits into the definition of
three level laser systems.
As the terminus of laser action is the ground state, it is difficult to maintain the population
inversion which gives low efficiency.
Laser output is not continuous but occurs in the form of pulses ( \[\mu s\] ).
The defects due to crystalline imperfection are also present in ruby laser.
Ruby laser has very high output power of the order of 104 - 106 watts.
Ruby lasers are used for holography, industrial cutting and welding.
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MASER
A maser is a device that produces coherent electromagnetic waves through amplification by stimulated
emission.
The word "maser" is derived from the acronym MASER: "Microwave Amplification by Stimulated
Emission of Radiation".
The lower-case usage arose from technological development having rendered the original definition
imprecise, because contemporary masers emit electromagnetic waves not just at microwave frequencies,
but rather across a broader band of the electromagnetic spectrum.
Hence, the physicist Charles H. Townes suggested using "molecular" to replace "microwave" for
contemporary linguistic accuracy.
Types of masers
Ammonia maser
Hydrogen maser
Gas masers
Rubidium maser
Ruby maser
Holography
It involves the use of a laser, interference, diffraction, light intensity of recording and suitable
illumination of the recording.
It consists of an apparently random structure of either varying intensity and density or profile.
It is recording of information regarding the light that came from the original scene as scattered in
a range of directions rather than from only one direction, as in a photograph.
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A photograph can be recorded using normal light sources like sunlight or electric lighting
whereas a laser is required to record a hologram.
A lens is required in photography to record the image, whereas in holography, the light from the
object is scattered directly onto the recording medium.
A holographic recording requires a second light beam (the reference beam) to be directed onto
the recording medium.
A photograph can be viewed in a wide range of lighting conditions, whereas holograms can only
be viewed with very specific forms of illumination.
When a photograph is cut in half, each piece shows half of the scene. When a hologram is cut in
half, the whole scene can still be seen in each piece.
A photograph clearly maps out the light field of the original scene. The developed hologram's
surface consists of a very fine, seemingly random pattern, which appears to bear no relationship
to the scene it recorded.
Physics of Holography
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Part of the laser beam to be directed so that it illuminates the object- the object beam)
Another part so that it illuminates the recording medium directly- the reference beam,
enabling the reference beam and the light which is scattered from the object onto the
recording medium to form an interference pattern
A recording medium which converts this interference pattern into an optical element
which modifies either the amplitude or the phase of an incident light beam according to
the intensity of the interference pattern.
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When the hologram plate is illuminated by a laser beam identical to the reference beam
which was used to record the hologram, an exact reconstruction of the original object
wavefront is obtained. Fig.18(1) and (2)
An imaging system (an eye or a camera) located in the reconstructed beam 'sees' exactly
the same scene as it would have done when viewing the original.
When the lens is moved, the image changes in the same way as it would have done when
the object was in place.
If several objects were present when the hologram was recorded, the reconstructed
objects move relative to one another, i.e. exhibit parallax, in the same way as the original
objects would have done.
A holographic image can also be obtained using a different laser beam configuration to
the original recording object beam, but the reconstructed image will not match the
original exactly.
Applications
Art
Data storage
Dynamic holography
Hobbyist use
Holographic interferometry
Interferometric microscopy
Sensors or biosensors
Security
Other applications
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Transmitter:
Transducer converts a non-electrical message into an electrical signal and is fed to a light
source.
Here, light waves are modulated with the electrical signals; the change in the intensity of
LED or LASER beam gives analog modulation.
Such analog modulation is converted into digital (present of light pulse indicates as 1 and
absence of light pulse indicates as 0) modulation by flashing of light source. A massage
can be transmitted by number 1s or 0s.
The optical signal travelling through the fiber will get weaker (attenuated) and twist out of shape
(distorted) due to spreading over wide area (dispersion).
Output light from the fiber directs to the semiconductor photodiode, which converts the light signals to
electrical signals
Receiver:
It captures the signals (light signals) at the other end of the fiber and converts them to electrical
signals.
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Receiver is programmed to accept such digital signals. It can re-construct the original massage.
Physical Structure
Fig19(2)
Core
The diameter of the core is of the order of 8.5 \[\mu m\] to 62.5 \[\mu m\]
Cladding
The diameter of the cladding is of the order of 125 \[\mu m\] -200 \[\mu m\]
Refractive index of cladding (n2) is always greater than Refractive index of the core (n1).
Buffer Jacket
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It surrounds the cladding, which protects the fiber from physical damage and environment
effect.
The buffer coating can vary in size from 250 \[\mu m\] -900 \[\mu m\]
Kevlar
It is strength member that provides toughness and tensile strength of the cable.
Polyurethane
Outermost jacket covers all inner layers and provides flexibility, ruggedness and avoid moisture
to come in contact with the fiber.
Basic Principle
Transmission of light through an optical fiber is based on the phenomenon of Total Internal Reflection
(TIR). TIR obeys the laws of reflection.
Let a medium having a lower refractive index (n2) is said to be an optically rarer medium and a medium
having a higher refractive index (n1) is said to be an optically denser medium.
When a beam of light travels from a denser (n1) to rarer medium (n2).
The incident ray makes angle with normal in the denser medium is called the angle of incident. Some
rays are partially internally reflected in the same medium.
The ray is transmitted (refracted) in the rarer medium. It is bent away from the normal in the rarer
medium and makes the angle with respect to the normal known as refracted angle.
Fig 19(3a).
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Here, beam of light changes the medium; however we can apply the Snell‟s Law
\[{{\sin {\theta _1}} \over {\sin {\theta _2}}}\] = \[{{{n_2}} \over {{n_1}}}\]
Where,
Now, the angle on incident (θ1) in the denser medium is increased, the refracted angle (θ2) increases and
the transmitted rays bend more and more away from the normal. However, at some particular position
of the angle of incident in denser medium, the refracted ray glides along the boundary surface so that
the refracted angle becomes 90° with respect to the normal
Fig 19(3b).
The particular position of the angle of incident (θ1) in denser medium is called critical angle (θc ). Again
we can apply the Snell‟s Law
\[{{\sin {\theta _1}} \over {\sin {\theta _2}}}\] = \[{{{n_2}} \over {{n_1}}}\]
\[{{\sin {\theta _c}} \over {\sin 90^\circ }}\] = \[{{{n_2}} \over {{n_1}}}\]
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The particular position of the angle of incident (θ 1) in denser medium is greater than θc i.e. θ1 > θc , the
rays (refracted and partial internal reflected) are reflected back into the denser medium. There are no
refracted rays at all
Fig 19(3c).
Thus,
If θ1 > θc, the ray is totally reflected (refracted + partial internal reflected) into the denser
medium
The phenomenon in which the light is totally reflected from a denser-to-rarer medium boundary is
known as total internal reflection.
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Ray Model
Modes; it can be observed as possible number of allowed paths of light in an optical fiber. Exact, an axial
directed path, all other paths are “Zigzag”
These zigzag rays get repeatedly reflected at the interface of core-cladding of fiber and phase shift
occurs. As a result, constructive interference occurred. Hence, light ray paths along which the waves are
in phase inside the fiber is called modes.
Number of modes propagating in the fiber is depending upon fractional refractive index (Δ). Hence, RI
of core increases, mode of propagating are increase.
Mode of propagation (Number of mode) depends on the ratio \[{d \over \lambda }\] ;
d - Diameter of core.
The diameter of the core- narrower the fiber core lesser is the number of mode of propagation.
The number of modes supported for propagation in the fiber is determined by a parameter called V-
number. It is given by
Or
V – V number; depends upon characteristics of fiber and the wavelength of light propagation through it.
For step index fiber; the maximum of modes (Nm) = \[{{{V^2}} \over 2}\] ,
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For Gradded Index fiber; the maximum of modes (Nm) = \[{{{V^2}} \over 4}\]
Material
Refractive Index(RI)
Before discussion of the mode of the fiber, we must to resolve the concept of refractive index based fiber
structure.
Refractive Index Profile is “a graphical representation between Refractive Index and Distance from
center of the core”.
The graphical representation shows Refractive Index on one axis; Refractive Index Axis
Distance from the center of the core on other axis; Core Axis
Fig20(1)
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There is an abrupt change in the refractive index at the core-cladding interface and hence the
refractive index profile takes place the shape of step.
Fig20(2)
The RI of the core is not constant but varies smoothly over the diameter of the core.
It has a maximum value at the center and decreases gradually toward outer edge of the core.
At the core-cladding interface the RI of the core matches with the RI of cladding i.e n3 \[\cong\]
n2 (RI of cladding)
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Type of Mode
The mode, that propagate at angles close to the critical angle are higher order modes.
Fig.20(3, 3a)
Fields are distributed more toward the edge of the wave guide and tend to send light energy into
cladding. As result energy may loss.
It has transverse longer path and hence it takes larger time than the lower order mode to cover given
length of fiber. As a result higher order mode arrives at the end of fiber later than lower mode.
The mode, that propagates with angle larger than the critical angle are called lower order mode. Fields
are concentrated near center of the fiber.
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Fig 20(4)
Structure:
SMSIF has a very fine thin of core diameter of 8-12 \[\mu m\]
The core is surrounded by a thick cladding of lower refractive index compared to core.
Fractional Refractive Index (Δ) and numerical aperture (NA) are very small for SMSIF; Δ is small
obtained by reducing the radius of the fiber and change the difference between n1 - n2.
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The low numerical aperture (NA) ; low acceptance angle. As a result, Coupling into fiber is very
difficult. As a result, costly laser diodes are required to launch the light into the SMSIF.
Features:
Monochromatic and coherent light sources are required to launch the light into fiber.
Advantage:
No degradation of signal.
Disadvantage:
Fig 20(5)
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The diameter of core is larger than SMSIF; 50-100 \[\mu m\] , which is very large compared to
the wavelength of light.
The direction of polarization, alignment of electric and magnetic fields will be different for
different modes.
The many zigzag paths are permitted to propagate in the MMSIF; as a result the path length will
be long for higher zigzag pattern along fiber axis and the path length will be lower for low zigzag
pattern along fiber axis. As a result the lower order mode reaches earlier than higher order mode
to the end of fiber.
Features:
Attenuation is high.
Larger numerical aperture allows more number of modes which causes dispersion (spread over
larger area).
Incoherent sources like LED can be used as a light source for launching a light into fiber.
Lower order mode reaches earlier than higher order mode to the end of the fiber.
Advantages:
Disadvantage:
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Fig20(6)
Structure:
GRINMMF has core consisting of concentric layer of different refractive indices plus allows more
than one mode into the core.
It has high value at the center of the core and reduces with increasing radial distance from the
axis.
The size of the graded index fiber is about similar to multimode step index fiber.
The variation of refractive index of the core with the radius measured from center is give by
\[a\] The grading profile index number which varies from 1 to ∞ ; when \[a\] = 2, the index profile is
parabolic and is preferred for different applications.
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A light ray goes from a region of higher refractive index (denser) to the region of lower refractive
index (rarer), it is bent away from the normal.
Then ray travels back toward the core axis, being continuously refracted.
The turning around may take place even before reaching the core-cladding interface. Thus
continuous refraction is followed by total internal reflection and again continuous refraction
towards the axis. Consequently, all rays traveling through the fiber, irrespective of their modes
of travel, will have almost the same optical path length and reach the output end of the fiber at
same time.
Feature:
Refractive Index of the core varies radials with distance from the fiber axis.
NA is large.
All the modes reach the output end nearly at the same time.
Fiber Endoscopy
Optical Communication
Medical Application
Military Application
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Photometry
A light is a form of energy. So, it is measurable quantity. But the absolute measurement of light energy is
not possible because, it is invariably accompanied by heat energy.
Photometry
Branch of optics
It deals with “measurement of light”, other word we can resolve Photo-Light and Metry-
Measurement.
Deals with the luminous energy emitted by a source (energy emission capacity)
Visible point of view, It is comparison of relative brightness of two sources or two illuminated
surfaces(light scattering capacity of surfaces)
We know that light makes object visible and light is a energy. Basically, by which objects are seen means
we can say that the light either “reflected by the objects” or light is emitted by the objects”
(i) Self –luminous objects; which give light of their own e.g sun, burning flame and lighted lamp
(ii) Non-luminous objects; which do not give the light of their own e.g tress, table, books, planets and
moon
Fundamental concept
Luminous Flux
The amount of light (visible part of the spectrum) which flows from a source of flows from a
illuminating surface per second.
It is part of the total visible radiation which can affect our eyes.
Denoted by F or Ø
Unit is Lumen
Justification of Lumen
It is luminous flux radiated by uniform sources of one candle power through unit solid angle. i.e point
source of one candle power radiates luminous flux through unit solid angle.
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The luminous flux which spread out from uniform point source of one candle power placed at the center
of a sphere of one meter radius and falls on 1m2
Luminous flux is emitted by the source of candle power in all direction. The emitted of luminous flux in
all direction per unit solid angle is called luminous intensity or illumination power.
Fig 21(1)
Let F or Ø is luminous flux is radiated by a source within a solid angle (ω) in any direction.
F or Ø in Lumen ω- in steradians
Candela; Source (light source) radiates \[{1 \over {60}}\] of luminous intensity per cm2
The illumination or intensity of illumination at a point on a surface is defined as the luminous flux
received on the unit area of the surface surrounding the point.
A Area in met2
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Let light is incident on the surface some part of the light is reflected from surface and it is distributed
over a wide range of directions. The brightness of the surface in a given direction is measured by the
luminous flux per meter square which is coming from the surface in a particular direction.
It is denoted by B
It is different from illumination (E) which is luminous flux per meter square incident on the surface
Different surfaces have different brightness because it is reflecting capacity of the surface. Hence,
different material has different reflecting coefficient.
Brightness of the surface may be due to transmission of the luminous flux (F) through it
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Law of Illumination
“The intensity of illumination of surface (E) or illumination of surface (E) is inversely proportional to
the square of the distance between the surface and source”.
According to the following figure suppose the source(s) is at center (o). It emits the light in all directions.
Now, the Q amount of the light is emitted in unit time and it incident on the two surfaces A and B.
Surface A is at distance r1 and surface B is at distance r2 from source respectively.
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“The illumination is directly proportional to the “Cosine of the angle made by the normal to the
illuminating surface with the direction of the incident flux”.
Note: Cosine angle either angle between the normal and the direction of the incident flux or the
angle between two plane surfaces (one is normal incident surface and other is bend surface)
Lambert derived a relation between normal illumination En and slanting illumination E for the same
distance.
dω is solid angle; subtended by ds and slanting area are same at point source(S)
θ is the angle between normal to the surface area ds and the direction of incident flux.
Fig 21(2)
Fig 21(3)
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dF = I dω
Expression reports
Light illumination with intensity I and making solid angle \[{{ds\cos \theta } \over {{r^2}}}\] w.r.t area
ds cos \[\theta\] . Due to that solid angle, luminous flux dF is slanting with angle \[\theta\] and
focusing to surface ds (original).
Light illuminates with intensity I from source. Source is slanting mode w.r.t. normal. It is going to
illuminates original surface ds. So, intensity fluxes dF illuminating the surface with slanting angle
cos \[\theta\] and with dF flux is illuminating surface ds.
Equations (2) and (3) are the two form of Lambert‟s Law
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