Assessment Social Phobia 1
Assessment Social Phobia 1
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                            Isr J Psychiatry Relat Sci. Author manuscript; available in PMC 2010 August 23.
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                           Abstract
                                Since the emergence of social phobia in DSM nomenclature, the mental health community has
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                                witnessed an expansion in standardized methods for the screening, diagnosis, and measurement of
                                the disorder. This article reviews formal assessment methods for social phobia, including
                                diagnostic interview, clinician-administered instruments, and self report questionnaires.
                                Frequently used tools for assessing constructs related to social phobia, such as disability and
                                quality of life, are also briefly presented. This review evaluates each method by highlighting the
                                assessment features recommended in social phobia literature, including method of administration,
                                item content, coverage, length of scale, type of scores generated, and time frame.
                           Introduction
                                             Social phobia is an anxiety disorder characterized by excessive and persistent fear provoked
                                             by exposure to social or performance situations (1). It is the potential criticism, humiliation,
                                             or negative evaluation by others that is considered the source of anxiety among individuals
                                             with social phobia. Excessive self-consciousness and self-criticism are features which often
                                             lead to extreme phobic avoidance, the greatest cause of impairment among those with social
                                             phobia (2). Significant distress or interference in functioning is, therefore, key to the
                                             diagnosis of social phobia (3,1).
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                                             Social phobia is considered a prevalent, chronic, and debilitating psychiatric disorder (4).
                                             The U.S. National Comorbidity Survey Replication (NCS-R) found a lifetime and 1-year
                                             prevalence rate of 12.1% and 7.1%, respectively (5). Non-U.S. international studies
                                             demonstrate similarly high lifetime prevalence rates ranging from 7.1% to 16.1% (6,7).
                                             Reports from the Israel National Health Survey (8), which did not examine social phobia,
                                             suggest its inclusion would render anxiety disorders as more prevalent than mood disorders.
                                             Rates of social phobia in primary care medical settings are slightly lower (7%) than in the
                                             community (9), though these estimates may be a product of the patients’ social avoidance
                                             and fewer care visits. Community rates are slightly higher among women than men with a
                                             3:2 ratio (10), although these gender differences have not been found in clinical samples.
                                             Prospective reports on the course of social phobia evidence an early onset (by age 19 in the
                           Correspondence and reprint requests to: Andrea M. Letamendi, MS, Anxiety and Traumatic Stress Disorders Research Program,
                           University of California San Diego, 8939 Villa La Jolla Drive, Suite 200, La Jolla, CA 92037-0855, Phone: 858-534-6438; fax:
                           858-534-6460, aletamen@ucsd.edu.
                           Letamendi et al.                                                                                             Page 2
                                              majority of cases) with a flattening incidence rate after age 21 (11). Social phobia has a high
                                              risk for persistence with rare natural remission; a chronic course is evidenced by individuals
                                              in their 30’s and 40’s who endured either a progressive worsening or persistence of
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                                              symptoms since onset (12). Social phobia is correlated with impairments spanning
                                              relationship, family, employment, and educational domains (13). A review on the costs of
                                              social phobia found associations between the disorder and lower educational attainment,
                                              work impairment and lower wages (4). In regards to social impairment, individuals with
                                              social phobia have few friendships, weak social support, and increased likelihood to be
                                              unmarried or live alone (4).
                                              fears related to “most social situations” (15). Individuals with generalized social phobia
                                              experience excessive fear and preoccupation with most social interactions and settings, e.g.
                                              initiating conversations, speaking to strangers, and attending parties. The specifier
                                              “generalized” is used in the DSM-IV-TR to capture the psychopathology of individuals who
                                              fear both public performance situations and social interaction situations (1).
                                              Of the two subtypes identified, the generalized subtype is more persistent, more impairing,
                                              and more likely associated with secondary psychiatric illnesses (17). Worth noting is the
                                              recent literature establishing evidence for more than two subtypes (18,5) or a non-discrete
                                              continuum of severity (19) among social phobia samples. Therefore, it is unlikely that either
                                              the number or the content of feared situations single-handedly characterize the heterogeneity
                                              of social phobia, an important issue considered throughout this assessment review.
                                              Social phobia commonly co-occurs with other DSM disorders. The NCS-R found that nearly
                                              two-thirds (62.9%) of respondents with social phobia met for at least one other DSM-IV
                                              disorder, with higher comorbidity rates associated with higher numbers of social fears (5).
                                              The most common secondary Axis I diagnoses include agoraphobia, substance use
                                              disorders, major depression, and body dysmorphic disorder (20,5,21). Substantial
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                              Formal Assessment
                                              Methodized assessment plays a central role in describing a patient’s impairment, informing
                                              an intervention method and guiding the ongoing treatment process. Distinct assessment
                                              methods provide unique information—an assessor well-informed about measurement tools
                                              will better approximate his or her aims. The recommended assessment of social phobia
                                              includes diagnostic interviews, self report questionnaires, clinician-administered
                                              instruments, and behavioral assessment (25,26). Guided by these recommendations, the
                                              Isr J Psychiatry Relat Sci. Author manuscript; available in PMC 2010 August 23.
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                                              following sections focus on commonly used formal techniques for symptomatic assessment
                                              of generalized and nongeneralized social phobia in clinical and research settings. Frequently
                                              used tools for assessing related constructs (e.g., quality of life) are also briefly presented.
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                                              Behavioral assessment techniques and physiological measures of social phobia are not
                                              described here due to space limitations, but are well reviewed in Hart et al. (26) and McNeil,
                                              Ries, and Turk (27), respectively. Likewise, child and adolescent versions of assessments
                                              mentioned in this review can be found in Hitchcock, Chavira, and Stein (28).
                                              Important features of rating scales for social phobia have been proposed (29), and thus guide
                                              our evaluation of each instrument’s utility; they include method of administration, item
                                              content, coverage, length of scale, type of scores generated, and time frame.
                              Diagnostic Interview
                                              Semi-structured clinical interviews are advantageous in that they utilize patient report,
                                              behavioral observation, and clinician’s judgment to achieve a comprehensive diagnostic
                                              impression. Semi-structured interviews assist with differential diagnosis and evaluation of
                                              comorbid conditions, elements important to the assessment of social phobia because fears of
                                              social evaluation often co-occur with features such as agoraphobic avoidance, panic attacks,
                                              social withdrawal, rumination, and dysthymia.
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                                              Strengths of the ADIS-IV include its empirical support, broad coverage of anxiety disorders,
                                              clinician severity ratings, and its modular format. Limitations of the ADIS-IV include the
                                              cost and length of interview, required training to administer the interview, as well as the
                                              omission of some psychiatric disorders. Familiarity of DSM Axis I psychiatric nomenclature
                                              is a necessary criterion for proficient administration of the ADIS-IV.
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                              Clinician-administered Scales
                                              Clinician-rated psychometric instruments offer the brevity of an itemized scale as well as the
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                                              flexibility of clinical judgment and qualitative behavioral observation. The two most
                                              commonly used clinician-rated instruments are described here.
                                              Factor analytic evaluation of the LSAS has revealed a four-factor solution in one study: (1)
                                              social interaction, (2) public speaking, (3) observation by others, and (4) eating and drinking
                                              in public (38); and a five-factor solution in another: (1) interpersonal anxiety, (2) formal
                                              speaking anxiety, (3) stranger-authority anxiety, (4) eating and drinking while being
                                              observed, and (5) anxiety of doing something while being observed (39).
                                              The LSAS was not intended as a diagnostic tool; however, it is often used for screening
                                              social phobia in research settings. An LSAS score of 30 or above for nongeneralized social
                                              phobia and 60 and above for generalized social phobia optimizes the balance between
                                              sensitivity and specificity of the instrument (40). Treatment sensitivity has been
                                              demonstrated in pharmacotherapy outcome research (41) as well as cognitive-behavioral
                                              treatment of social phobia (42).
                                              The LSAS has been translated into several languages and validated in international samples
                                              (43–46). A Hebrew version of the LSAS demonstrated strong test-retest reliability, internal
                                              consistency, and discriminant validity (47). The self-report version of the LSAS (LSAS-SR)
                                              has demonstrated indistinguishable psychometric properties from the clinician version and
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                                              In sum, the major strength of the LSAS is its broad coverage of both performance and
                                              interaction-related anxiety. The total score on the LSAS is often used as an index of current
                                              impairment due to social phobia. The LSAS-SR can be utilized efficiently in pharmaceutical
                                              trials, which often rely on repeated assessment. A limitation of the measure is that it does
                                              not capture cognitive schemas or physiological complaints characterized among persons
                                              with social phobia. Furthermore, the two situational subscales—performance and interaction
                                              —have not been supported empirically.
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                                              scale of fear (0= “none” to 4= “extreme”) and a frequency scale of avoidance (0= “never” to
                                              4= “always”). Four additional items comprise physiological symptoms associated with
                                              experiencing or anticipating feared situations (e.g., blushing) that the examinee must also
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                                              rate using the same severity scale above. Thus, three subscores are obtained (Fear,
                                              Avoidance, and Physiology) as well as a total score. Any inconsistencies or ambiguities in
                                              patient report are to be queried and reconciled by the assessor (49). Scores range from 0 to
                                              72, with 20 or above the cutoff for generalized social phobia.
                                              Inter-rater and test-retest reliability (49,50) as well as treatment sensitivity (51) of the BSPS
                                              total scale have been well supported.
                                              Strengths of the BSPS are its brevity and its inclusion of the observable physiological
                                              markers often reported among persons with social phobia. Limitations include lack of
                                              empirical support for its three subscales/factors (50) and poor reliability of the physiological
                                              subscale (49).
                              Self-report Scales
                                              Self-rating methods are the most time-efficient among assessment options. They are ideal
                                              for repeated evaluation and minimize error variance due to multiple assessors. These
                                              features are especially advantageous for treatment studies that use multiple sites and
                                              frequent symptom monitoring (29). Over the last three decades, the quantity of self-report
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                                              scales for social phobia has expanded considerably. Table 1 summarizes verbal self-report
                                              questionnaires for social phobia, highlighting their key features.
                                              cutoff for social phobia (52). The agoraphobia scale ranges from 0 to 78. The SPAI
                                              difference score is calculated by subtracting the agoraphobia score from the social phobia
                                              subscale score. Thus, the SPAI offers the option of factoring out avoidance due to
                                              agoraphobia rather than social phobia.
                                              Internal consistency and test-retest reliability for the SPAI are well supported (52,53).
                                              Scores on the SPAI significantly differentiate patients with social phobia and those from
                                              other clinic groups such as panic disorder and obsessive-compulsive disorder (52,60). The
                                              SPAI difference score is considered less reliable than the SPAI social phobia subscale score
                                              (61) and thus the latter is considered more parsimonious when evaluating groups of
                                              individuals with social phobia. However, the SPAI difference score has demonstrated
                                              superior discriminative power relative to the SPAI social phobia subscale (62). Furthermore,
                                              both the SPAI difference score and the SPAI social phobia subscale score demonstrated
                                              treatment sensitivity following cognitive-behavioral therapy with equivalent effect sizes
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                                              (61). The SPAI social phobia subscale and the SPAI agoraphobia subscale have been
                                              confirmed by factor-analysis using a nonclinical sample (63). Finally, an abbreviated SPAI
                                              (SPAI-23) has recently been developed with statistical validation (64).
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                                              Strengths of the SPAI include its thorough coverage of social situations, subcomponents to
                                              assess the variety of observer contexts, superior discriminant validity over other self reports
                                              (60), the optional exclusion of circumscribed agoraphobia symptoms, and inclusion of
                                              physiological markers of social phobia. Limitations of the SPAI are its length of
                                              administration and cumbersome scoring system relative to other self-report scales.
                                              Furthermore, the use of the “opposite sex” term in many items overlooks potential subjects
                                              with same-sex attraction, ostensibly attenuating their social phobia scores on the SPAI.
                              The Social Phobia Scale and the Social Interaction Anxiety Scale (SPS and SIAS)
                                              The SPS and SIAS were developed as separate self-report measures of social anxiety by
                                              Mattick and Clarke (54,55). Often administered together, the SPS pertains to fears of
                                              scrutiny during observation by others, whereas the SIAS assesses anxiety experienced
                                              during interaction with others. The SPS contains 20 statements that self-reporters must rate
                                              the degree of how “characteristic or true” for them (0= “not at all” to 4= “extremely”). Items
                                              include both worries pertaining to signs of nervousness (e.g., “I fear I may blush when I am
                                              with others.”) as well as to scrutiny of performance (e.g., “I become anxious if I have to
                                              write in front of others.”). The SIAS also contains 20 statements with the same rating system
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                                              as the SPS. SIAS items pertain to discomfort in social settings (e.g., “I am tense mixing in a
                                              group.”) including dyadic interactions (e.g. “I tense up if I meet an acquaintance on the
                                              street.”). A total score from 0 to 80 is derived separately for each scale. Suggested cutoff
                                              scores of 34 for the SIAS and 24 for the SPS denote generalized social phobia and
                                              nongeneralized social phobia, respectively (65).
                                              Internal consistency and test-retest reliability for the SPS and SIAS are well supported (55).
                                              Both scales have demonstrated formal treatment sensitivity following cognitive behavioral
                                              therapy with effect sizes for SIAS more robust (61) as well as following pharmacotherapy
                                              (42). The SIAS and SPS reliably discriminate patients with social phobia from those with
                                              other anxiety disorders (66). They appear to measure different but related constructs;
                                              validity studies support the distinction between social interactional anxiety and scrutiny
                                              fears (54,66). However, data reduction analysis of items from both scales revealed three
                                              factors: (1) interaction anxiety, (2) anxiety about being observed by others, (3) fear that
                                              others will notice anxiety symptoms (67). This finding suggests multifactoral phenomena in
                                              nongeneralized anxiety and is consistent with research disconfirming the 2-subtype
                                              heterogeneity of social phobia (18,5).
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                                              Strengths of the SPS and SIAS include their combined coverage of social and performance
                                              situations; usage of both scales is recommended for patients with generalized social phobia.
                                              If only performance-related anxiety is of interest, the SPS is a facile, reliable self-report tool.
                                              Coverage of social phobia phenomenology by the SPS and SIAS is limited to thoughts and
                                              feelings (i.e. “worry about”; “tense”; “self conscious”). Thus, both scales lack any avoidance
                                              ratings which we know to be pertinent to the patient’s impairment. Furthermore, the SPS
                                              does not query all public speaking situations. Factor analytic findings suggest a conceptual
                                              problem with treating the SPS as measuring a unidimensional construct.
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                                              scale (0= “not at all” to 4= “extremely”). The SPIN range of scores is 0 to 68; a cutoff score
                                              of 19 distinguishes between social phobia and controls (56).
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                                              Internal consistency, test-retest reliability, and construct validity of the SPIN has been
                                              established by the developers of the measure (56) and confirmed with excellent estimates by
                                              others (68). The SPIN has also evidenced treatment sensitivity following cognitive
                                              behavioral therapy (68).
                                              Advantages of the SPIN include its brevity, simplicity, social phobia sensitivity, and ease of
                                              scoring (56); these facets make the measure popular among treatment outcome trials. A
                                              limitation of the SPIN is the relatively modest empirical support for its physiological arousal
                                              subscale (68).
                                              The Mini-SPIN (57), a brief self-report scale created from 3 items of the SPIN, has recently
                                              gained attention as an impressive screening tool with excellent sensitivity (89%) and
                                              specificity (90%) in identifying generalized social phobia in managed care (57). Its three
                                              items (“Fear of embarrassment causes me to avoid doing things and speaking to people.”; “I
                                              avoid activities in which I am the center of attention.”; “Being embarrassed or looking
                                              stupid are among my worst fears.”) evidenced strong internal consistency and support of
                                              construct validity (69). The suggested cutoff score of 6 on the Mini-SPIN has been
                                              empirically supported (57,69). Thus, the Mini-SPIN seems a promising assessment tool for
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                                              The SAD is a reliable measure of general worry and avoidance of social interactions.
                                              Limitations of the SAD include the absence of specific physiological responses to social
                                              interactions and the lack of support for its use as a diagnostic aid for social phobia.
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                                              Strengths of the FQ-Social include its brevity and simplicity; its five items effectively
                                              differentiate between social phobia and other anxiety disorders (74,75). However, the FQ-
                                              Social is limited to avoidance ratings and does not fully cover the breadth of social phobia
                                              domains. Furthermore, mixed findings question the utility of the FQ-Social in differentiating
                                              between generalized and nongeneralized social phobia (76,77).
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                                              judge themselves harshly and assume others judge them negatively; these are often the core
                                              schema challenged in cognitive therapy (25). Social anxiety is hypothesized to be activated
                                              and maintained by dysfunctional beliefs and biased information-processing; cognitive
                                              change may be central to optimal outcomes among individuals with social phobia (79).
                                              Table 2 provides an overview of cognitive measures of social phobia. They include the Fear
                                              of Negative Evaluation Scale (FNE; 58), The Social Interaction Self-Statement Test (SISST;
                                              80), The Social Thoughts and Beliefs Scale (STABS; 81), and the Appraisal of Social
                                              Concerns (ASC; 82).
                                              excessive behavioral avoidance (i.e., social isolation) and cognitive rumination (83). Table 3
                                              summarizes the recommended, psychometrically sound assessments for measuring
                                              associated features of social phobia.
                              Conclusion
                                              This review highlighted the broad array of instruments available for the assessment of social
                                              phobia, as well as the key features and limitations associated with each. Consideration of
                                              each assessment approach should be made with the acknowledgement that clinical
                                              evaluation is in itself a phobic stimulus for many patients with social phobia (25).
                                              Additionally, a skillful assessor maintains multicultural sensitivity when assessing
                                              individuals with minority backgrounds, including sexual orientation, such that they are
                                              aware of the potential bias(es) of a measurement tool. Therefore, the expertise, skill, and
                                              professionalism of the clinician will influence the quality of social phobia assessment
                                              beyond the abilities of the measure in question.
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                                                                                                  Table 1
                           Self-rating scales for symptomatic assessment of social phobia
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                            Social Phobia and Anxiety      45 items cover somatic, cognitive,       Agoraphobia subscale                 Cumbersome scoring
                            Inventory (52,53)              and behavioral symptoms
                            Social Phobia Scale (54,55)    20 items assess fears of scrutiny by     Full coverage of SP symptoms when    No avoidance ratings
                                                           others                                   used in conjunction with SIAS
                            Social Interaction Anxiety     20 items assess fears of interaction     Full coverage of SP symptoms when    No avoidance ratings
                            Scale (54,55)                                                           used in conjunction with SPS
                            Social Phobia Inventory (56)   17 items assess fear, avoidance,         SP sensitivity and user-friendly     Lacks strong support for
                                                           physiology of SP                                                              physiological subscale
                            Mini-SPIN(57)                  3-items related to social                Brief; excellent SP sensitivity/     Subsequent assessment usually
                                                           embarrassment                            specificity                          required
                            Social Avoidance and           28 items measure anxiety,                Reliable among clinical SP samples   Lack of empirical support as a
                            Distress Scale (58)            avoidance, distress related to                                                diagnostic aid
                                                           interactions
                            Fear Questionnaire Social      5 items rated on performance/            Brief, useful as diagnostic aid      Limited to avoidance ratings
                            Phobia Subscale (59)           social avoidance
                           SP = Social phobia
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                                                                                          Table 2
                           Self-rating scales for cognitive assessment of social phobia
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                            Fear of Negative Evaluation Scale (58)   1969           30          Assesses non-specific but critical cognitive features of SP
                            The Social Interaction Self-Statement    1982           21          Thought-endorsement measure relevant to 1-to-1 interactions
                            Test (80)
                            The Social Thoughts and Beliefs Scale    2003           21          Empirically validated to measure cognitions in situational parameters
                            (81)
                            Appraisal of Social Concerns (82)        2004           20          Measures SP-related threat appraisals; similar but more efficient than
                                                                                                thought-listing
                           SP = Social phobia
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                                                                                                 Table 3
                           Assessments of associated features of social phobia
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                            Sheehan Disability Scale          4-items assess current levels of        Single dimension of global            Change-over- time in scores
                            (84)                              impairment across work/school,          functioning from 0 (unimpaired) to    frequently used in treatment
                                                              social, and family domains              30 (highly impaired)                  outcome studies
                            Liebowitz Self-Rated              Assesses current and lifetime           Mean score of 39 = substantial        Includes suicidal behavior
                            Disability Scale (13)             impairment due to “emotional            disability (85)                       domain
                                                              problems” across 11 domains
                            Beck Depression Inventory,        Self-report of cognitive, behavioral,   0 to 10=Minimal depression 10–        Efficient format with wide
                            2nd Edition (86)                  and somatic symptoms of                 18=Mild depression 19–                coverage of depression
                                                              depression                              29=Moderate to severe depression      symptomatology
                                                                                                      30–63=Severe depression
                            Medical Outcomes Study            Measures general quality of life        50 to 70 = Moderately reduced         Validated in Hebrew (89) and
                            Health Status                     over a broad range of non- disease-     quality of life Below 50 = Markedly   other languages
                            Questionnaire-36 item Short       specific health concepts                reduced quality of life
                            Form (87,88)
                           SP = Social phobia
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