10.1016@S2215 03662030060 2
10.1016@S2215 03662030060 2
10.1016@S2215 03662030060 2
Summary
Background Better understanding of the heterogeneity of treatment responses could help to improve care for Lancet Psychiatry 2020;
adolescents with depression. We analysed data from a clinical trial to assess whether specific symptom clusters 7: 337–43
Interpretation Response to fluoxetine and CBT among adolescents with depression is heterogeneous. Clinicians
should consider clinical profile when selecting therapeutic modality. The contrast in response patterns between
symptom clusters could provide opportunities to improve treatment efficacy by gearing the development of new
therapies towards the resolution of specific symptoms.
Research in context
Evidence before this study Added value of this study
We last searched PubMed with the terms “depression”, In our secondary analysis of data from the Treatment for
“adolescent”, “youth”, “children”, “symptom”, “trajectories”, Adolescents with Depression Study, we identified in an
“clusters”, “symptom profile”, “predictor”, and “moderator” for adolescent sample a symptom cluster that in previous studies
studies published in any language up to Nov 10, 2019, in which in adults was responsible for most improvement of
response to treatment by individual symptoms, symptom depression with treatment. The cluster is composed of
trajectories, symptom groups, and clinical profiles more depressed mood, difficulty having fun, irritability, social
generally was investigated in patients with a primary diagnosis withdrawal, sleep disturbance, impaired schoolwork,
of depression. We found that evidence for patient excessive fatigue, and low self-esteem. A second cluster
characteristics associated with improved responses to (comprising increased appetite, physical complaints,
treatments for depression was available in both adult and excessive weeping, decreased appetite, excessive guilt,
adolescent samples. However, the data were largely for morbid ideation, and suicidal ideation) that is less responsive
total-severity-based measures (ie, sum scores on symptom to treatment was also identified. In this study, unlike the
scales). Multiple factors have been identified as predictors of adult studies of symptom-based outcomes, an arm of
response to treatment through these studies, yet the therapeutic treatment with psychotherapy was included. The
modality most suited for each patient could not be clearly improvement trajectories differed between clusters for
established. In adolescent studies, low cognitive distortions, treatment with fluoxetine with or without cognitive
high family income, and increased depression severity at behavioural therapy, but not for treatment with cognitive
baseline increased the benefit of a type of treatment over the behavioural therapy alone or placebo.
others, but even increased depression severity, arguably the
Implications of all the available evidence
factor most often associated with response prediction,
In samples of both adults and adolescents with depression,
was questioned as a moderator of treatment response in a
a cluster of symptoms can be identified that is responsive to
meta-analysis. Thus, personalisation of treatment choice
pharmacotherapy and combined treatment with
remains difficult in adolescent patients. In adult samples,
pharmacotherapy and cognitive behavioural therapy, and tends
symptom-based outcomes have also been examined for their
to show greater benefit from pharmacotherapy compared with
potential to orient treatment choice. Some studies identified
other symptom clusters. Clinicians and researchers should take
fairly consistent groups of depressive symptoms in adults that
heterogeneity of symptoms into account when assessing
respond to pharmacotherapy differently and thus provide an
individual patients, and also when developing new treatment
opportunity to individualise treatment choice according to
interventions to improve the lives of adolescents with depression.
symptom profile.
health clinicians; and in schools and juvenile justice define the number of clusters by identifying the moment
facilities. when cluster formation produces groups that are either
Our analysis focuses on the acute phase of the trial particularly dissimilar or useless for the research
(ie, the first 12 weeks). Participants’ symptoms were question.14 We did sensitivity analyses, in which we varied
assessed with the CDRS-R at baseline. Participants were the clustering method, item rescaling method, and study
randomly assigned in a 1:1:1:1 ratio to fluoxetine timepoint used. The sensitivity analyses are presented as
(10–40 mg perday), cognitive behavioural therapy (CBT), tanglegrams, allowing a visual comparison between the
fluoxetine (10–40mg/day) plus CBT, or a placebo pill. dendrogram from the main analysis and each of its
CDRS-R score was the primary outcome, and was variations (appendix pp 2–4).
measured at 6 weeks and 12 weeks by a blinded evaluator. A linear mixed-effects model was used to investigate
Additional details about the trial and its results have been the relationship between symptom clusters and treat
described elsewhere.9–11 ment efficacy, with the sum of symptom scores within
The Duke University Medical Center (Durham, NC, each cluster as the dependent measure. As fixed effects,
USA) and the institutional review boards at each site we entered cluster (which was derived from clustering
approved and monitored the protocol; TADS was done at baseline), time (log of days since randomisation),
monitored quarterly by the data safety and monitoring and treatment assignment, with all two-way and
board of the US National Institute of Mental Health. All three-way interactions, into the model. The random
patients and at least one parent per participant provided effect providing better fit was established to be a by-
written informed consent. No additional ethics approval subject random slope for cluster based on improvement
or informed consent was required for this secondary in the Schwarz-Bayesian information criterion. Further
analysis because we used publicly available data. details on model development are in the appendix (p 6).
Because of concerns that an increase in suicidality as a
Statistical analysis result of SSRI treatment could bias results, the appendix
The CDRS-R is a semi-structured instrument that is (p 9) shows the overall decrease in both suicidality items.
completed by clinicians based on interviews with the The results provided by the linear model were difficult
patient and their primary caregiver. It comprises to interpret in a clinical context. We therefore calculated
17 items, each of which corresponds to a symptom that effect sizes that reflect the reduction in the number of
is usually graded in intensity from 1 to 7. For our CDRS-R points produced by each treatment in each
analysis, we rescaled two items that are usually graded cluster at the end of the trial (at 12 weeks) by multiplying
in intensity from 1 to 5 so that they were graded from slope contrasts by the natural log of treatment duration.15
1 to 7 to avoid imbalance. We also excluded the last three All analyses were done in R (version 3.4.2) and all
items on the CDRS-R, which rely on different rating graphs were plotted with the dendextend and ggplot2
procedures (they are scored by the clinician alone R packages.13,14,16 We fitted models with the lme4 package.17
based on the adolescent’s non-verbal behaviour during We report two-sided p-values. The code we used and a
the interview—a scoring method that could induce
increased shared variance and potentially cause the Sleep disturbance
three items to cluster for reasons other than similar
Social withdrawal
symptom behaviour, thereby poten tially confounding
Impaired schoolwork
results).12 We also did a sensitivity analysis including all
Excessive fatigue
Cluster 1
symptoms irrespective of scoring criteria (appendix p 1). See Online for appendix
Because the CDRS-R item about appetite disturbances Irritability
4 all the data in the study and had final responsibility for
the decision to submit for publication.
Results
At baseline, 426 of the 439 patients randomly assigned in
TADS had complete CDRS-R data. 231 (54%) of 426 were
2
female, and the mean age was 14·6 years (SD 1·5). Mean
total corrected CDRS-R scores, which were calculated by
rescaling sleep and appetite items and excluding the
clinician-rated symptoms of the CDRS-R, were similar
B
6
across treatment groups at baseline: 56·1 (SD 9·7) in
the 106 patients in the placebo group, 54·3 (9·1) in the
109 patients in the CBT group, 54·6 (9·6) in the
106 patients in the fluoxetine group, and 56·6 (10·7) in
the 105 patients in the combined treatment group.
Further demographic and clinical characteristics have
Mean item score
Effect size
reduction between treatments during the first 12 weeks
of treatment. In cluster 1, the effect size was 4·1 CDRS-R 0
points (95% CI 1·1–7·1) for fluoxetine versus placebo and
5·8 CDRS-R points (2·8–8·9) for combined CBT plus
fluoxetine versus placebo (figure 3). For cluster 2, none of
the effect sizes obtained with active treatments were
−5
significant compared with placebo (figure 3). Effect sizes Fluoxetine plus Fluoxetine plus Fluoxetine Fluoxetine Fluoxetine plus CBT vs placebo
CBT vs placebo CBT vs CBT vs placebo vs CBT CBT vs fluoxetine
for all possible comparisons between treatments and
clusters are in the appendix (p 7). Figure 3: Between-group differences in improvements in CDRS-R scores at 12 weeks
Error bars represent 95% CIs. Improvement is expressed as a reduction in CDRS-R points. Effect sizes reflect the
Discussion number of additional CDRS-R points reduced by the first treatment compared with the second. Effect sizes are
given for each cluster and are derived from mixed-effects model estimates multiplied by treatment duration.
Our secondary analysis of data from TADS represents, to CDRS-R=Children’s Depression Rating Scale-Revised. CBT=cognitive behavioural therapy.
our knowledge, the first attempt to identify symptom
clusters associated with differential treatment responses
in adolescent depression. Two symptom clusters emerged showed that gender is neither a predictor nor a moderator
related to the CDRS-R. The first cluster included of treatment response,20 another cast doubt on one of the
symptoms for which patients had higher mean baseline most consistently reported findings previously (ie, that
scores than in cluster 2, including cardinal symptoms of baseline severity is a predictor of response in
major depressive disorder, that tended to improve more depression),21 and the third showed differential response
from treatment with fluoxetine with or without CBT than to treatment based on symptom clusters.5
from treatment with placebo or CBT only. The second Academic literature on depressive symptom clusters in
cluster included symptoms for which patients had lower adults describes a set that includes core emotional or
baseline scores than in cluster 1 (including suicidal general depression items (eg, sad mood, anhedonia, low
symptoms), which did not improve significantly with any self-worth). This cluster had a better response to pharma
active treatments compared with placebo. Our results cotherapy than other clusters in adults.5,22 However, the
confirm that response to treatment is heterogeneous and effect of psychotherapy on this cluster has not been
suggest the clinical profile for which a given therapeutic assessed. Several symptoms in symptom cluster 1 in our
modality might be more or less beneficial. The contrast in study are analogous to symptoms in the adult core
response patterns between symptom clusters could emotional cluster: depressed feelings, difficulty having
provide unique opportunities to improve treatment fun, low self-esteem, and impaired schoolwork from the
efficacy by gearing the development of new therapies CDRS-R—which are similar to mood (sad), loss of
towards the resolution of specific symptoms. interest, feelings of worthlessness, and concentration or
Most efforts to identify predictors and moderators of decision making from the QIDS. This core emotional and
treatment response have focused on adult depression. general depression cluster from the adult literature
One study18 has shown that improvement of a symptom shares several symptoms with the adolescent cluster 1
dimension from the Quick Inventory of Depressive found in our secondary analysis; both clusters decrease in
Symptoms (QIDS) at week 2 can predict remission under magnitude to a greater extent than the other clusters
citalopram. This dimension is composed of sad mood, (atypical for adults and cluster 2 for adolescents) through
negative self-view, low energy, restlessness, and feeling treatment, meaning they exhibit better response to
slowed down. Another study19 used factor analysis to treatment.
reclassify symptoms from the Hamilton Depression Research about the grouping of symptoms in the
Rating Scale (HAM-D), Montgomery Asberg Depression second cluster is less consistent. An analysis of QIDS5
Rating Scale (MADRS), and Beck Depression Inventory clustered suicidal ideation, psychomotor agitation,
(BDI) into three categories (mood, cognitive, and neuro psychomotor slowing, and hypersomnia, whereas the
vegetative symptoms) and found mood and cognitive same analysis of the HAM-D suggested that suicidal
symptoms improved more in patients treated with ideation, psychomotor agitation, psychomotor slowing,
escitalopram, whereas neurovegetative symptoms hypochondriasis, and reduced libido were atypical
improved more in patients treated with nortryptiline. symptoms. A meta-analysis of factor structures of the
Three studies5,20,21 stand out because they included HAM-D23 separated the same symptoms into three
multiple samples, the best statistical methods were used, different factors. None of these clusters perfectly match
and individual patient data meta-analysis was done. One the CDRS-R cluster 2 that we identified in this study,
partly because some symptoms were unique to each to all treatment regimens.3 A review25 of predictors and
scale.24 Still, suicidal ideation was a constant, and despite moderators of psychotherapy in child and adolescent
content differences, both adult atypical clusters and the depression also showed that increased baseline symptom
symptom cluster 2 in adolescents were the poorest severity and comorbid anxiety were associated with
responders among the groups of symptoms.5 decreased response. However, the authors cautioned that
Our findings can be generalised only to adolescents the associations identified were present in few studies,
with moderate-to-severe depression who were from a which usually had small samples, and the review omitted
high-income country, being treated as outpatients, and important information about statistical methods. Thus,
had not previously taken fluoxetine, and are subject to all understanding of predictors and moderators of treatment
the TADS trial’s biases. Whether our findings can be responses in adolescent depression is limited. All previous
replicated in different populations is unclear. Responses findings came from studies in which total-severity-based
to CBT were particularly low in TADS compared with measures were used, and that assessed mostly demo
findings in other studies. The control method used in graphic characteristics. Now that evidence is available for
TADS (ie, placebo) might have contributed to this finding. symptom-based outcomes too, high-powered studies
A meta-analysis25 of moderators of the effects of psycho should be developed to establish the extent to which these
therapy on depression in children and adolescents aged markers of response co-occur and interact and which
4–18 years showed that psychotherapy was associated with intervention, if any, is useful to each individual patient.
larger effect sizes when compared with inactive control Contributors
conditions (eg, waitlist) than when compared with an All authors conceived the study and interpreted the results. JB, AC, and
active control (eg, usual care, placebo medication). Future AMC analysed the data. JB and CK wrote the Article, which was revised
by AC and AMC.
studies should account for such limitations and the
difficulties posed by the low amount of content overlap Declaration of interests
AMC holds equity in Spring Care, Fitbit, and UnitedHealthcare, is the
between common depressive scales24—our data are in lead inventor on three patent submissions relating to treatment for
agreement with this finding. Specifically, the appendix major depressive disorder (US Patent and Trademark Office docket
(p 8) contains a table in which we compare the same number Y0087.70116US00 and provisional application numbers
symptoms across three depression scales (CDRS-R, 62/491 660 and 62/629 041), has done paid consultancy for Fortress
Biotech about antidepressant drug development, and provides unpaid
HAM-D, and QIDS) to see if they are always contained in advisory services to health care technology startups. All other authors
analogous clusters. It is therefore important to reproduce declare no competing interests.
results on other scales to gain a clearer understanding of Acknowledgments
the factors that affect response and remission. One might The authors are extremely grateful to the participants who took part in
also consider that items on these scales are differentially the TADS trial, as well as to the original study’s investigators. They also
sensitive to change, which might affect results, although thank Claudia Buchweitz for her input to an earlier version of the
manuscript. Data and research tools (dataset identified 116260) used to
baseline differences were accounted for in our mixed prepare this Article were obtained and analysed from the controlled
model.26 access datasets distributed from the US National Database for Clinical
Our study had several strengths. We used a sample Trials, a collaborative informatics system created and supported by the
US National Institute of Mental Health to provide a national resource to
from a high-quality randomised contolled trial in which
support and accelerate discovery related to clinical trial research in
response to various treatment types was closely monitored. mental health. This study is based on data from TADS, which was
Another strength was the performance of data-driven supported by a grant from the US National Institute of Mental Health to
symptom grouping, a complementary technique to the Duke University Medical Center (Durham, NC, USA). Lilly provided
fluoxetine and matched placebo under an independent educational grant
oft-used theory-driven or DSM-driven symptom
to Duke University (Durham, NC, USA). JB received a Research
aggregation approaches. Initiation Scholarship from Conselho Nacional de Desenvolvimento
To understand the potential role of symptom presen Científico e Tecnológico (CNPq; a Brazilian public funding agency).
tation in the prediction of treatment outcome, available CK is a CNPq researcher and a UK Academy of Medical Sciences
Newton Advanced Fellow.
evidence for all other factors that seem to affect response
in adolescents should be reviewed. Curry and colleagues,3 References
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