Treanor 20171
Treanor 20171
PII: S0005-7967(17)30087-6
DOI: 10.1016/j.brat.2017.04.009
Reference: BRT 3129
Please cite this article as: Treanor, M., Barry, T.J., Treatment of avoidance behavior as an adjunct to
exposure therapy: Insights from modern learning theory, Behaviour Research and Therapy (2017), doi:
10.1016/j.brat.2017.04.009.
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Treating Avoidance Behavior 1
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Treatment of Avoidance Behavior as an Adjunct to Exposure Therapy: Insights from
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Michael Treanor1*
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And
Tom J Barry2,3
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1
University of California, Los Angeles
2
Institute of Psychiatry, Kings College London
3
Experimental Psychopathology Lab, Department of Psychology, The University of Hong
M
Kong
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*
Correspondence should be addressed to
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mtreanor@psych.ucla.edu
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Treating Avoidance Behavior 2
Abstract
and exposure-based treatments have often encouraged the removal of avoidance, or safety
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evidence suggests that avoidance behaviors can persist following treatment, and the mere
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availability of avoidance behavior can be sufficient to renew fear following successful
extinction learning. The present paper critically examines the function of avoidance
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behavior through the lens of modern learning theory, and speculates on novel behavioral
based treatments.
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Treating Avoidance Behavior 3
Avoidance has long held a central role in theories regarding the genesis and
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stimulus will lead to an aversive outcome (Declercq, De Houwer, & Baeyens, 2008). In
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both instances, avoidance becomes pathological when performed in response to relatively
benign stimuli.
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Although avoidance has been important in theories of anxiety, translational
research has largely focused on other Pavlovian processes, such as extinction learning, as
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the principal mechanism of treatment for anxiety disorders (e.g., exposure therapy). The
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implicit assumption has been that avoidant behavior would decrease as individuals
aversive outcome (unconditional stimulus or US). That is, following extinction training,
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and the repeated presentation of the CS in the absence of the US, there would no longer
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be any need to avoid the CS. However, empirical evidence suggests that avoidance
Rasmussen, & Quirk, 2016; Solomon, Kamin, & Wynne, 1953), and the availability of
avoidant behavior can renew fear even following successful extinction learning. For
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example, Vervliet and Indekeu (2015) conditioned avoidance behavior (a button press
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where the avoidance behavior was not available. Self-reported fear and physiological
arousal to the CS decreased during the extinction phase, however, simply making the
avoidant response available at a later test phase when the CS was presented again caused
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Treating Avoidance Behavior 4
fear to return to the CS. Similar results have been obtained in rodents (Bravo-Rivera,
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from avoidant behavior (e.g., use of anxiolytic medication, compulsive behaviors, having
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a “safe” person). However, the above evidence suggests that avoidance behavior may
persist, and the mere availability of an avoidant response may be sufficient to renew fear
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following treatment. This may represent one reason patients relapse following exposure
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The reason for the deleterious impact of avoidant behavior availability following
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successful extinction or exposure remains unclear. One possibility is that removing
avoidant behavior during extinction represents a context shift such that it differs from
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both the original context in which fear was acquired as well as other contexts that might
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available again, this represents another context shift from extinction, and fear is then
renewed in the same way that it might if extinction had taken place in a different physical
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Regardless, these findings suggest that it may be important to examine the treatment of
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The present paper critically examines the treatment of avoidant behavior through
the lens of modern learning theory. Through examination of the various functions
interventions that may serve as useful adjuncts to traditional evidence-based strategies for
anxiety and related disorders. In addition, given the dearth of evidence elucidating the
mechanisms responsible for the return of fear following treatment as a result of the
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availability of avoidance behavior, we conclude with concrete recommendations for
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future research.
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Extinction of conditional inhibition
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(Craske et al., 2008; Scheveneels, Boddez, Vervliet, & Hermans, 2016) and operates via
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error correction mechanisms, such that the associative strength of a CS is updated when
the US does not occur. During learning, the greater discrepancy between what is
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predicted and what actually occurs, the larger the amount of associative change that takes
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place (Rescorla & Wagner, 1972). Conditional stimuli that predict the occurrence of a US
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are known as “conditional excitors” whereas stimuli that directly predict the absence of
excitor is repeatedly presented in the absence of the US, the concurrent presence of
conditional inhibitors decreases the expectation that a US will occur, resulting in less
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Chen, Mitchell, & Weidemann, 2013; Lovibond, Mitchell, Manard, Brady, & Menzies,
conditional inhibition (Krypotos, Effting, Kindt, & Beckers, 2015). For example, the use
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Treating Avoidance Behavior 6
disorder, and a combat veteran sitting with his back to a wall in a restaurant are all
examples of avoidant behaviors that may function as conditional inhibitors as they are
directly associated with the decreased likelihood of the US occurring (See Figure 1 for a
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graphical representation of the relationship between a CS+, conditional inhibitor, and a
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US). Importantly, despite functioning as a conditional inhibitor, the availability of
avoidance behavior may still become a contextual feature and lead to context renewal
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(Vervliet & Indekeu, 2015). That is, when the avoidance behavior is available following
treatment, this may represent a context shift from exposure procedures when avoidance
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was prohibited, and results in a return of fear. The implication would be that allowing
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some avoidance behavior during exposure may be beneficial to reduce subsequent
stimulus (B) with an excitatory stimulus (A) without reinforcement (e.g., A+ then AB-).
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The resulting decrease in associative strength gradually transforms the previously neutral
stimulus) when one has obsessive thoughts (conditional stimulus) gradually transforms
the compulsive behavior into a conditional inhibitor when the US doesn’t occur.
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Treating Avoidance Behavior 7
itself should result in a gradual loss of inhibition, and may offer one potential strategy for
associative strength as a function of the total amount of learning a US can support (λ)
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minus the sum of the associative strength of all the stimuli present on a given trial (ΣV).
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Let us assume a negative associative strength of a conditional inhibitor of -.5. Presenting
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associative change (λ - ΣV becomes 0 – [-.5]) that will gradually eliminate inhibition
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disorder may be asked to wash her hands compulsively in the absence of touching a
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contaminated surface while someone with panic disorder may be asked to take a
dominant learning models, numerous animal studies have failed to find any loss of
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inhibition after repeatedly presenting a conditional inhibitor in isolation (e.g., DeVito &
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Fowler, 1987).
(2006) argued that one could produce extinction of conditional inhibition depending on
the nature of the US. The authors argue that traditional Pavlovian procedures use
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unconditional stimuli that only vary unidirectionally. For example, one is either shocked
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Wagner model’s assumption that inhibition is the opposite of excitation would necessitate
that the US can take on values less than zero. When the US can only vary in one
discrepancy, or extinction learning, when it is presented alone without the US. However,
when the US can take on both positive and negative values, then presenting a conditional
In the Melchers et al. (2006) study, participants were divided into two groups
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tasked with determining whether a fictional individual’s hormone levels would rise (US)
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based upon consumption of certain foods (CS). In one group, hormone levels could only
rise or remain the same (unidirectional group), whereas in the other group hormone levels
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could rise, remain the same, or decrease (bidirectional group). Using standard paradigms
for developing inhibition the authors demonstrated that you could reduce conditional
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inhibition through non-reinforced presentations of the inhibitor but only in the group in
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which the US was allowed to vary bidirectionally (Melchers et al., 2006). Subsequent
studies have replicated and extended this result (Baetu & Baker, 2010; Lotz & Lachnit,
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2009).
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question becomes whether clinical disorders meet this criterion. In social anxiety
disorder, exposures are often tailored towards interpersonal interactions. The feared
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continuum ranging from approval, to a neutral response, to rejection. Thus, social anxiety
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disorder may be one instance in which a perceived US can vary bidirectionally, and
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unreinforced exposure. However, other disorders, such as panic disorder, may entail
unconditional stimuli that are best characterized as unidirectional. A person may only
suffer a heart attack or not as a result of a rapid heartbeat. A task for future research is to
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Treating Avoidance Behavior 9
determine whether or not unconditional stimuli in anxiety disorders are best characterized
disorders are amenable to extinction learning via presentation of the inhibitor in the
absence of the excitatory CSs or US. In addition, it may be important to examine the bi-
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directional nature of unconditional stimuli across disorders (e.g., eating disorders) to
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further elucidate potential translational applications. Although extinction of inhibition
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explore its translational applicability.
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Vervliet and Indekeu (2015) suggest that the availability of avoidance behavior
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following extinction may result in fear renewal partly because it is a context shift from
extinction (where avoidant behavior was not available). They argued that presenting the
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avoidant behavior occasionally during extinction, and therefore making it a feature of the
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presenting a conditional inhibitor during extinction, even sparingly, might still negatively
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associative “charge” that reduces expectancy violation. It follows that if this negative
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charge can be reversed, such that the inhibitor is now itself associated with an aversive
event, then this may reduce its detrimental effects on extinction. Indeed, initial results in
rodents demonstrated that pairing the inhibitor with a reinforcer reduced conditional
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Treating Avoidance Behavior 10
inhibition (Holland, 1984; Zimmer-Hart & Rescorla, 1974), although some inhibitory
Unfortunately, this may have limited clinical utility. It is certainly not ethical to
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disorders. However, in social anxiety disorder the US (e.g., rejection) can occur without
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detrimental results to the patient. For example in occasional reinforced extinction the CS
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Clinically, this most often takes the form of “shame attacks” in social anxiety disorder
where the individual engages in behavior that has a high likelihood of rejection (e.g.,
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asking strangers if the earth revolves around the sun) during an exposure exercise.
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Allowing the individual to engage in avoidant behavior, such as hiding signs of anxiety,
during occasional reinforced extinction may represent one strategy for altering the
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Although this strategy may be useful for social anxiety disorder, it still requires the
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presentation of an aversive US, and it is unlikely to be useful for other anxiety disorders.
fear than it is important to consider the optimal timing of avoidance behavior during
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on expectancy violation. Rescorla & Wagner (1972) suggest that the largest changes in
associative strength will occur in the early phases of extinction learning, as the CS+ is
still a strong predictor of the US. During initial training, there is a large discrepancy
between the predictive strength of the CS and the non-occurrence of the US. However, as
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Treating Avoidance Behavior 11
stronger.
Inasmuch as there are smaller changes in associative strength in the later phases
of extinction, then the presence of a conditional inhibitor will have less of a negative
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effect on extinction learning. This might represent the optimal time to combine the
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availability of avoidance behavior with extinction learning. The occasional availability of
avoidant behavior may allow it to become a feature of the extinction context, thereby
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serving as a retrieval cue for extinction if it is available at a later time, while the
infrequent presence of conditional inhibitors, combined with their use only during the
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later phases of extinction, will mitigate any negative effects on expectancy violation.
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Clinically, this may entail the availability of avoidance behaviors that function as
conditional inhibitors in the last several sessions of exposure therapy, and then only
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Dominant learning models suggest that stimuli “compete” for changes in associative
learning, such that the more salient stimuli acquire the largest amount (Mackintosh, 1975;
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Pearce & Hall, 1980, Rescorla & Wagner, 1972). Thus, in trials with compound stimuli,
manipulations that enhance attention to one stimulus (e.g., A) at the expense of the other
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(e.g., B) may allow the target stimulus (A) to acquire the greater amount of associative
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enhancing the attentional salience of the excitor may allow it to accrue the bulk of
associative change.
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Treating Avoidance Behavior 12
summed error term (ΣV) that determines the overall amount of associative change that
occurs on a given trial. For example, if a conditional excitor and inhibitor have the same
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amount of associative strength then they will cancel each other out and result in no
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learning during extinction. However, the more salient a stimulus is, the more its current
associative strength is likely to contribute to the summed error term. Reducing the
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salience of a conditional inhibitor may reduce the degree to which its inhibitory strength
contributes to this summed error term, and therefore could mitigate the negative effects of
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conditional inhibitors during extinction. Clinically, this may take the form of explicit
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instructions to focus on the CS+ at the expense of the inhibitor. For example, in exposure
therapy for panic disorder the patient may be provided with explicit instructions to attend
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to the sensations of a rapid heartbeat (CS+) while ignoring the anxiolytic medication in
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setters, are stimuli that are not directly associated with the US, but “set the occasion” for
whether or not the CS will lead to the US (Holland, 1989). For example, in panic
disorder, an individual may fear being alone with a rapid heartbeat. Although being alone
is not directly related to the US (e.g., being alone is not predictive of a heart attack), the
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Treating Avoidance Behavior 13
individual may fear that a rapid heartbeat is more likely to lead to a heart attack if they
are alone. Avoidance behavior has often been discussed in terms of negative occasion
setting (Declerq & De Hower, 2008; De Hower, Crombez, & Baeyens, 2005; Kryptotos
et al., 2015; See Figure 2 for a graphical representation of the relationship between a
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CS+, occasion setter, and a US). Occasion setting is more likely when the behavior or
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stimulus precedes the CS or is a less salient feature (e.g., the context; Holland, 1986). In
anxiety disorders, typical avoidance behaviors that may function as negative occasion
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setters include cellular phones or “safe” individuals in panic disorder and preparing
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As with conditional inhibition, one strategy may be to present the occasion setter
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alone, thereby extinguishing its modulatory properties or any additional association it
might have with the US. Unfortunately, several experimental investigations in animals
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and humans have demonstrated that this strategy fails to result in extinction of occasion
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setting (Holland, 1989; Rescorla, 1986; van Vooren, Franssen, Beckers, Hermans, &
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Baeyens, 2012). However, reversing the contingencies of occasion setting, such that a
negative occasion setter that predicted a CS would not lead to a US now predicts the CS
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will lead to the US, does successfully extinguish occasion setting (Rescorla, 1986).
contingencies of a negative occasion setter may have limited clinical applicability beyond
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Reducing the ability of avoidant behavior to renew fear may require occasionally
presenting the avoidant behavior during extinction, thereby making it a feature of the
extinction context, although this may simultaneously reduce expectancy violation and
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Treating Avoidance Behavior 14
reducing these deleterious effects when the avoidant behavior functions as a conditional
inhibitor (e.g., attentional modulation, allowing the avoidance behavior only during the
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reducing the impact of avoidance behaviors that function as negative occasion setters, as
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the extant evidence suggests that occasion setters can similarly impact error-correction
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Pharmacological interventions for Conditional Inhibitors and Occasion Setters
There has been increased interest in pharmacological agents that may impact
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associative learning processes as adjuncts to traditional behavioral interventions (Quirk &
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Mueller, 2008). However, we are unaware of any research examining pharmacological
Thus, the following section examines potential molecular pathways that may serve as
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useful targets for pharmacological agents in the treatment of conditional inhibition and
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occasion setting.
extinction of inhibition) may represent one behavioral strategy for reducing the impact of
protein synthesis in the consolidation of the extinction memory (Quirk & Mueller, 2008).
For example, a wealth of research has demonstrated the importance of the N-Methyl-D-
aspartate (NMDA) receptor in extinction learning (Myers & Davis, 2007). Indeed,
NMDA receptor agonists, such as d-cycloserine (DCS) have been found to enhance
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Treating Avoidance Behavior 15
extinction learning in both animals and humans (Davis, Ressler, Rothbaum, &
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important component of a variety of memories including conditional inhibition (Foilb,
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Flyer-Adams, Maier, & Christianson, 2016). If NMDA receptor activity underlies both
conditional inhibition and extinction learning then it is possible that DCS may be useful
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during extinction of inhibition. Extinction of inhibition requires presentation of the
inhibitor in isolation. For example, an individual with post-traumatic stress disorder may
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repeatedly check his household locks while an individual with obsessive-compulsive
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disorder may wash her hands repeatedly. A key to extinction of inhibition is presenting
the conditional inhibitor in the absence of both the CS+(stimulus that predicts the US)
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and US. Thus, in the examples above the patient would only engage in the avoidance
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behavior when they are not “triggered” or confronted with a CS+. If pharmacological
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agents, such as DCS, also enhance extinction of inhibition, then the amount of time
conditional inhibition.
with the CS+ during exposure therapy. However, presenting a conditional inhibitor also
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Treating Avoidance Behavior 16
reduces expectancy violation during a given trial and mitigates extinction learning.
Pharmacological agents that enhance the excitatory strength of the CS+ may reduce the
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The neurobiological substrates of error correction mechanisms have been linked
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to dopamine signaling, such that increased dopaminergic activity is associated with
surprise or expectancy violation (e.g., Steinberg, Keiflin, Boivin, Witten, Deisseroth &
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Janak, 2013). Although originally associated with reward, there is increased evidence that
dopamine signaling plays a role in aversive conditioning and extinction as well (Haaker
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et al., 2013; Hikind & Maroun, 2008; Holtzman-Assif, Laurent, & Westbrook, 2010;
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Lissek, Glaubitz, Wolf, & Tegenthoff, 2015; Mueller, Bravo-Rivera, & Quirk, 2010;
prediction error for the CS+ but not a conditional inhibitor (Schultz, 2007). Indeed,
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dopamine neurons demonstrate reactivity during US omission to a CS+, but not during
conditional excitor (Tobler, Dickinson, & Schultz, 2003). The latter case represents a lack
of prediction error when the CS+ is presented in compound with a conditional inhibitor.
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compound may enhance the molecular substrates of expectancy violation, mitigating any
unaware of any studies that have directly examined this possibility. However,
conditional inhibitor on a conditional excitor (Shiflett, Riccie, & DiMatteo, 2013 but see
Harmer & Phillips, 1999), and suggests that dopamine agonists might offer protection
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Opioid release modulates Pavlovian learning such that excitatory conditioning
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corresponds with reduced opioid release whereas extinction learning is facilitated by
increased opioid activity (Myers & Davis, 2007; Yuan Li & McNally, 2014). However,
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as with dopamine agonists, a key question is how modulating opioid activity affects
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during presentation of an excitatory/inhibitory compound, the learning history of each
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stimulus affects responding to the compound (e.g., inhibition can reduce expectancy
conditional excitor (A+) prevents conditioning to a new stimulus (B) when they are
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presented in compound (AB+). This occurs because the occurrence of the US is already
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conditioned inhibitor (that strongly predicts the non-occurrence of the US) reducing
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extinction learning when combined with a conditional excitor, and suggests that targeting
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occasion setting. For example, inasmuch as presenting an occasion setter alone does not
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addition, hippocampal lesions and pharmacological disruption of hippocampal activity
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reduce the acquisition of occasion setting (Meyer, Putney, & Bucci, 2015; Yoon,
Graham, & Kim, 2011), but it is unclear how this would be leveraged in clinical
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situations, as the avoidant behavior (i.e., negative occasion setting) would have already
been acquired.
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However, if, as Vervliet and Indekeu (2015) suggest, the availability of avoidance
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behavior following treatment can renew fear because it represents a context shift from
extinction, then pharmacological strategies that may reduce the contextual gating of
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extinction learning may be helpful. The contextual nature of extinction learning has been
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linked to increased hippocampal activity during extinction (Hermann, Stark, Milad, &
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Merz, 2016; Holland & Bouton, 1999). In an elegant study, rats received systemic
receptors (Yi et al., 2015), and therefore “impairing” hippocampal activity may reduce
the ability of the hippocampus to bind extinction learning to a particular contexts. Indeed,
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rats treated with scopolamine generalized extinction learning to a novel context, whereas
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vehicle treated rats demonstrated increased fear consistent with context renewal
(Zelikowsky, et al., 2013). This may suggest that pharmacological agents that disrupt
hippocampal activity during extinction may allow learning to generalize to new contexts,
and may represent one strategy to mitigate any contextual specificity when avoidance
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Treating Avoidance Behavior 19
concern with combining extinction and pharmacological agents is that the drug may
create an “internal context” that precipitates context renewal when the individual is tested
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Summary
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Despite the efficacy of extinction-based procedures (i.e., exposure therapy) in the
treatment of anxiety disorders, pathological avoidance may still persist, and empirical
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evidence suggests that the mere availability of avoidance behavior can renew fear. The
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for avoidance behavior derived from learning theory and neurobiology. A few key
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findings emerged. First, consistent with previous discussions (Krypotos et al., 2015)
avoidance behavior may serve various functions including conditional inhibition and
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typical laboratory-based paradigms for assessing inhibition or occasion setting (e.g., tests
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of summation or retardation) will be difficult to carry out with actual avoidance behavior
analyses in order to determine the function of an avoidant behavior. For example, if the
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behavior directly predicts the non-occurrence of the US, rather than simply modulating
the likelihood that a CS will lead to a US, then it is most likely a conditional inhibitor.
Second, the type of intervention may differ depending on how avoidant behavior
increases risk for renewal of fear. If removing avoidance behavior during extinction
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Treating Avoidance Behavior 20
represents a context shift (Vervliet & Indekeu, 2015), then allowing avoidance behavior
expectancy violation.
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Each of these possibilities requires further empirical investigation. Below, we offer
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several concrete recommendations for future research.
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inhibition, and the extent to which anxiety disorders correspond to this criterion.
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possibility, it is important to replicate these results in human fear conditioning
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with more externally valid types of unconditional stimuli. For example, standard
breathing occlusion for panic patients or insults for individuals with social anxiety
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subsequent return of fear in both healthy controls and individuals with anxiety
disorders.
inhibitor. This may allow the avoidant behavior to become a feature of the
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In examining the treatment of avoidance behavior alongside exposure procedures, it
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will be necessary to employ a more nuanced view of avoidance behavior derived from
modern learning theory. For example, the extent to which a given avoidance behavior
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may negatively affect extinction learning may be dependent upon whether it is a
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excitation (i.e., stronger inhibitors will have a greater impact on extinction).
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Unfortunately, many studies have failed to take into account this degree of complexity,
which may partially explain mixed results regarding whether or not avoidance is
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detrimental to exposure processes (Meulders, Van Daele, Volders, & Vlaeyen, 2016). It
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is also important to note that while learning theory may provide a parsimonious
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avoidance and anxiety disorders, it may represent only a portion of the complexity
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disorders, the present article attempted to provide a more nuanced analysis of avoidance
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Conditional
Inhibitor
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Figure 1: Relationship of a conditional inhibitor to a US. Dashed lines represent direct
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inhibitor associations, whereas solid lines represent direct excitatory associations.
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Negative
Occasion
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CS+ US
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Highlights
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