Paraplegia After Open Surgical Repair Versus Thora
Paraplegia After Open Surgical Repair Versus Thora
Original Article
Objectives: To comparatively examine the risk of postoperative paraplegia between open surgical descending aortic repair and thoracic endo-
vascular aortic repair (TEVAR) among patients with thoracic aortic disease.
Design: Retrospective cohort study.
Setting: Acute-care hospitals in Japan.
Participants: A total of 6,202 patients diagnosed with thoracic aortic disease.
Interventions: None.
Measurements and Main Results: The main outcome of this study was the incidence of postoperative paraplegia. Multiple logistic regression models,
using inverse probability of treatment weighting and an instrumental variable (ratio of TEVAR use to open surgical repair and TEVAR uses), showed
that the odds ratios of paraplegia for TEVAR (relative to open surgical descending aortic repair) were 0.81 (95% confidence interval: 0.42-1.59;
p = 0.55) in the inverse probability of treatment-weighted model and 0.88 (0.42-1.86; p = 0.75) in the instrumental-variable model.
Conclusions: There were no statistical differences in the risk of paraplegia between open surgical repair and TEVAR in patients with thoracic
aortic disease. Improved perioperative management for open surgical repair may have contributed to the similarly low incidence of paraplegia in
these two surgery types.
Ó 2021 The Authors. Published by Elsevier Inc. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/)
Key Words: paraplegia; aortic diseases; open surgical aortic repair; thoracic endovascular aortic repair; Diagnosis Procedure Combination
THE CURRENT surgical options for thoracic aortic aneur- treatment strategies and improve patient prognoses.1 A national
ysms and dissections include open surgical aortic repair and tho- survey conducted by the Japanese Association for Thoracic Sur-
racic endovascular aortic repair (TEVAR). Despite advances in gery reported that 20,746 surgical procedures were performed for
surgical techniques, these procedures still are associated with thoracic and thoracoabdominal aortic diseases throughout Japan
high postoperative mortality rates, and there is a need to optimize in 2017, and that patient numbers gradually have increased over
time.1
1
Among the postoperative complications in patients with tho-
Correspondence to. Yuichi Imanaka, MD, PhD, Department of Healthcare
racic aortic disease, paraplegia is especially important, as it
Economics and Quality Management, Graduate School of Medicine, Kyoto
University, Yoshida Konoe-cho, Sakyo-ku, Kyoto 606-8501, Japan. entails severe physical impairment and reduced survivability.2
E-mail address: imanaka-y@umin.net (Y. Imanaka). Furthermore, paraplegia due to spinal cord dysfunction can
https://doi.org/10.1053/j.jvca.2021.07.043
1053-0770/Ó 2021 The Authors. Published by Elsevier Inc. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/)
1022 T. Umegaki et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 10211028
prolong hospitalization,3 thereby increasing resource con- aortic aneurysm (I711), descending thoracic aortic aneurysm
sumption and the risk of iatrogenic conditions. (I712), abdominal aortic aneurysm (I713, I714), thoracoabdo-
Despite the devastating physiologic and psychologic impact minal aortic aneurysm (I715, I716), aortic rupture (I718), and
of postoperative paraplegia on patients, there is a lack of evi- aortic aneurysm (I719).
dence on the differential risk of this complication between the
two major surgical options for thoracic aortic disease in Japan. Patient Characteristics
To address this gap in the evidence, the authors comparatively
assessed the postoperative paraplegia risk between open surgi- The authors collected information on the following baseline
cal repair and TEVAR in patients with thoracic aortic disease, patient characteristics: age, sex, height, weight, primary diag-
using a large-scale multicenter administrative claims database. nosis, activities of daily living (ADL) score at admission and
discharge, admission type (scheduled v emergency), and
Methods Charlson Comorbidity Index (CCI) score. The authors also
acquired information on surgical procedures, use of cerebro-
Study Design and Data Source spinal fluid drainage (preoperative or postoperative), and use
of motor-evoked potential monitoring during hospitalization.
The authors conducted a retrospective cohort study of ADL scoring was based on the following ten items (maximum
patients with thoracic aortic aneurysm or aortic dissection who score: 20 points): feeding (0-2 points), transferring (0-3 points),
had undergone open surgical descending aortic repair or grooming (0-1 point), toileting (0-2 points), bathing (0-1 point),
TEVAR at 139 Japanese acute- care hospitals between April 1, walking on level ground (0-3 points), climbing stairs (0-2
2010, and March 31, 2019. Most acute-care hospitals in Japan points), dressing (0-2 points), bowel continence (0-2 points), and
generate administrative data for insurance claims using the urinary continence (0-2 points). Although the CCI originally
Diagnosis Procedure Combination (DPC) patient case-mix developed in 1987 has been used widely to predict one-year mor-
system. For this study, data were acquired from a DPC data- tality,4 the authors used the modified version developed by Quan
base containing clinical information and administrative data et al., as it was designed specifically for use in administrative
routinely collected from participating hospitals by the Quality data.5 Body mass index was calculated using the following equa-
Indicator/Improvement Project (QIP). Using these data, the tion: body weight (kg) £ height2 (m). Each patient’s height and
QIP analyzes a variety of indicators (eg, management effi- weight also were used to calculate body surface area with the
ciency, healthcare processes, and patient outcomes) and DuBois formula: (weight in kg .0425 £ height in cm
presents the findings as feedback to the participating hospitals. 0.725) £ 0.007184.
This study database includes information such as patient dem-
ographics (eg, age, sex, height, and weight), diagnoses, comor- Outcome Measures
bidities upon and after admission, surgical procedures, disease
severity, and treatments. This study was approved by the insti- The primary outcome measure was postoperative paraple-
tutional ethics committee of Kansai Medical University Hospi- gia. First, paraplegia was identified using the following Inter-
tal (approval number: 2017024). national Classification of Diseases, 10th Revision codes:
flaccid paraplegia (G820), paraplegia (G822), tetraplegia
Patient Selection (G825), paraplegia of lower limbs (G831), transverse spinal
cord injury (G838), spinal cord ischemia (G951), and disease
The authors first identified patients who were hospitalized of spinal cord (G959). Postoperative cases of paraplegia were
for a thoracic aortic aneurysm or aortic dissection of the identified as the occurrence of any of the above conditions
descending aorta and had undergone isolated open surgical after admission (ie, during hospital stay). Other outcome meas-
repair or isolated TEVAR during the study period. The DPC ures included length of intensive care unit stay, overall hospital
system uses Japan-specific procedural codes (K-codes) to iden- stay, discharge destination (home, other hospital, nursing
tify all procedures performed during hospitalization. For this home, others, or death), and in-hospital mortality. The authors
study, the two target procedures were identified using the K- also analyzed the incidences of the following postoperative
codes K5604 (open surgical repair of descending thoracic complications: cerebral hemorrhage, cerebral infarction, cere-
aorta) and K5611 (thoracic endovascular stent grafting). The bral hypoxia, and recurrent nerve paralysis. All outcomes were
study patients were divided into two groups according to these compared between the two surgery groups.
procedures. The authors excluded from analysis patients who
were younger than 20 on admission and patients who had Statistical Analysis
undergone open surgical thoracoabdominal aortic repair, a
combination of open surgery and stent grafting of the thora- Continuous variables were expressed as means and standard
coabdominal aorta, or a combination of ascending/arch repairs deviations (SDs), and categorical variables were expressed as
and stent grafting. In addition, the authors also excluded percentages. For univariate comparisons between the surgery
patients without records of any of the following descending groups (open surgical repair v TEVAR), continuous variables
aortic diseases, as indicated by International Classification of were assessed using Student t test, and categorical variables
Diseases, 10th Revision codes: dissecting aorta (I710), thoracic were assessed using the chi-squared test or Fisher exact test, as
T. Umegaki et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 10211028 1023
appropriate. From these univariate analyses, the authors identi- height, weight, body mass index, body surface area, and
fied the characteristics significantly associated with postopera- admission type. In contrast, no differences were observed in
tive paraplegia for inclusion as covariates in the subsequent sex, ADL score at admission or discharge, or CCI score. The
logistic regression models. The propensity score for TEVAR open surgical repair group had significantly higher use of pre-
was calculated using a multiple logistic regression model con- operative cerebrospinal fluid drainage (14.9% v 5.1%, p <
ditioned on age, sex, body surface area, admission type, ADL 0.001) and motor-evoked potential monitoring (12.1% v 0.3%,
score at admission, and CCI score. Using inverse probability p < 0.001) than the TEVAR group.
of treatment weighting (IPTW) by the propensity score, the Table 2 summarizes the use of postoperative care and
authors calculated the odds ratio (OR) and 95% confidence patient outcomes in each group. The duration of mechanical
interval (CI) of TEVAR for postoperative paraplegia relative ventilation was longer in the open surgical repair group (mean
to open surgical repair in a binary logistic regression analysis § SD: 5.3 § 10.1 days) than in the TEVAR group (1.2 § 4.9
with a generalized estimating equation approach. Due to the days). Similarly, intensive care unit stay was longer in the
disparity in sample size between the two groups, the use of open surgical repair group (mean § SD: 6.3 § 5.2 days) than
propensity-score matching necessitated the exclusion of a in the TEVAR group (2.9 § 3.7 days), and the overall hospital
large proportion of the open surgical repair group. Accord- stay was longer in the open surgical repair group (38.8 § 38.1
ingly, IPTW was employed to allow the maximum use of all days) than in the TEVAR group (24.6 § 42.0 days). In-hospital
available data. mortality also was significantly higher in the open surgical
The authors also calculated the ORs and 95% CIs from an repair group (11.5%) than in the TEVAR group (5.0%).
instrumental variable analysis in which the instrumental vari- Table 2 also shows the incidence of postoperative complica-
able was the ratio of TEVAR use-to-open surgical repair use. tions in each group. The open surgical repair group had signifi-
Postoperative paraplegia again was used as the dependent vari- cantly higher incidences of cerebral hypoxia (p < 0.01) and
able, and TEVAR (reference: open surgical repair) was the recurrent nerve paralysis (p < 0.001) than the TEVAR group. In
independent variable of interest. Other patient characteristics contrast, the incidence of postoperative paraplegia was similar
were included as covariates in the instrumental variable analy- between the groups (open surgical repair group: 3.0%; TEVAR
sis if they had p values below 0.1 in the univariate analyses. P group: 2.3%; p = 0.36). The incidence of postoperative paraplegia
values below 0.05 (2-tailed) were regarded as statistically sig- also was similar between the groups among the survivors (open
nificant. All analyses were performed using SPSS version 26.0 surgical repair group: 3.0%; TEVAR group: 2.3%; p = 0.31) and
(IBM Japan, Ltd, Tokyo, Japan). nonsurvivors (open surgical repair group: 1.7%; TEVAR group:
2.3%; p = 0.62). The incidence of mortality or paraplegia was sig-
Results nificantly higher in the open surgical repair group than in the
TEVAR group (open surgical repair group: 14.2%; TEVAR
The patient selection process is shown in Figure 1. First, the group: 7.5%; p < 0.001). Among patients who developed postop-
authors identified 7,288 candidate patients with thoracic aortic erative paraplegia, the incidence of mortality was 6.7% in the
aneurysm or aortic dissection of the descending aorta. From open surgical repair group and 5.3% in the TEVAR group
these, the authors excluded patients who had undergone open (p = 0.58). Among patients with preoperative cerebrospinal drain-
surgical thoracoabdominal aortic repair (n = 673), a combina- age, the incidence of paraplegia was similar between the groups
tion of open surgery and stent grafting of the thoracoabdomi- (open surgical repair group: 6.5%; TEVAR group: 4.8%;
nal aorta (n = 129), and a combination of ascending/arch p = 0.36). The most common postoperative complication in both
repairs and stent grafting (n = 131). The remaining 6,355 groups was cerebral infarction (open surgical repair group: 7.4%;
patients were divided into an open surgical repair group TEVAR group: 6.4%; p = 0.39).
(n = 523) and a TEVAR group (n = 5,832). The following then The results of the logistic regression analyses using IPTW
were excluded from each group: patients without any records and the instrumental variable are presented in Table 3. TEVAR
of descending aortic diseases (18 patients in the open surgical did not show a significantly lower postoperative paraplegia
repair group and 130 patients in the TEVAR group) and risk than open surgical repair in the IPTW model (OR: 0.81;
patients who were younger than 20 years on admission (two 95% CI: 0.42-1.59; p = 0.55) or the instrumental variable
patients in the open surgical repair group and three patients in model (OR: 0.88; 95% CI: 0.42-1.86; p = 0.75).
the TEVAR group). The final analysis was performed using
503 patients in the open surgical repair group and 5,699 Discussion
patients in the TEVAR group.
The patient characteristics are presented in Table 1. The This large-scale multicenter cohort study compared the risk
study sample included 6,202 patients from 139 QIP participat- of postoperative paraplegia between two major surgical inter-
ing hospitals. The open surgical repair group and TEVAR ventions for thoracic aortic disease, using administrative data.
group comprised 503 patients from 94 hospitals and 5,699 The analysis did not detect any significant difference in the
patients from 129 hospitals, respectively. The mean patient risk of postoperative paraplegia between open surgical repair
ages were 65.0 years in the open surgical repair group and and TEVAR in Japanese hospitals.
73.0 years in the TEVAR group (p < 0.001). The univariate Paraplegia is a devastating complication following the sur-
analyses also found significant intergroup differences in gical repair of thoracic aortic disease. A previous multicenter
1024 T. Umegaki et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 10211028
Fig 1. Flowchart of patient selection. ICD-10, International Classification of Diseases, 10th Revision.
retrospective observational study in Japan found that paraple- occurred in 3.4% of open surgical repair patients and 2.3% of
gia occurred in 6.7% of 75 patients who underwent open surgi- TEVAR patients with type B aortic dissection.9 It is possible
cal repair of a descending thoracic aortic aneurysm between that the study patients included cases with permanent and tem-
2001 and 2002.6 In the United States, a single-center retrospec- porary paraplegia. However, recent studies have reported
tive observational study reported that paraplegia occurred in TEVAR to have lower paraplegia risks than open surgical
2.3% of 246 patients who underwent TEVAR of the descend- repair.10,11 The authors posit that the gradual reduction in post-
ing thoracic aorta between 2000 and 2008.7 Another single- operative neurologic complications may be due to improve-
center retrospective observational study in the United States ments in perioperative patient management and surgical
reported that paraplegia/paraparesis occurred in 8.3% of 2,012 procedures. Further large-scale prospective studies would
patients who underwent open descending and thoracoabdomi- broaden understanding of the occurrence of paraplegia follow-
nal aortic aneurysm repair between 1991 and 2012.8 In the ing open surgical repair.
study population, which did not include abdominal or thora- The pathophysiology of postoperative paraplegia due to spi-
coabdominal aortic aneurysms, paraplegia occurred in less nal cord injury is multifactorial and complex. Table 4 summa-
than 3% of both surgery groups. This was similar to the find- rizes the risk of spinal cord injury as described by three
ings of Lou et al., which reported that postoperative paraplegia previous studies.12-14 Spinal cord injury after TEVAR
T. Umegaki et al. / Journal of Cardiothoracic and Vascular Anesthesia 36 (2022) 10211028 1025
Table 2 Table 3
Use of Postoperative Care and Outcomes According to Surgery Group Results of Multiple Logistic Regression Analyses of Paraplegia Using Inverse
(n = 6,202) Probability of Treatment Weighting and an Instrumental Variable (n = 6,202)
Variables Open surgical TEVAR p Value Variables Odds Ratio 95% CI p Value
repair (n = 503) (n = 5,699)
IPTW
Postoperative care TEVAR (reference: open 0.81 0.42-1.59 0.55
Mechanical ventilation (d) 5.3 § 10.1 1.2 § 4.9 <0.001 surgical repair)
Renal replacement therapy (%) 8.2 3.2 <0.001 Dissection (reference: 0.59 0.31-1.13 0.11
Percutaneous cardiopulmonary 3.2 0.6 <0.001 aneurysm)
support (%) Motor-evoked potential 1.39 0.36-5.34 0.64
Outcomes monitoring
Paraplegia (%) 3.0 2.3 0.36 Preoperative cerebrospinal 2.41 0.99-5.80 0.05
Cerebral hemorrhage (%) 0.4 0.2 0.46 fluid drainage
Cerebral infarction (%) 7.4 6.4 0.39 Instrumental variable
Cerebral hypoxia (%) 1.0 0.2 <0.01 TEVAR (reference: open 0.88 0.42-1.86 0.75
Recurrent nerve paralysis (%) 3.0 0.5 <0.001 surgical repair)
ICU stay (days) 6.3 § 5.2 2.9 § 3.7 <0.001 Dissection (reference: 0.89 0.59-1.34 0.56
Overall hospital stay (days) 38.8 § 38.1 24.6 § 42.0 <0.001 aneurysm)
Discharge destination (%) Motor-evoked potential 1.16 0.33-4.09 0.82
Home 72.2 81.6 <0.001 monitoring
Other hospital 14.9 12.3 Preoperative cerebrospinal 2.51 1.49-4.25 <0.001
Nursing home 1.2 0.8 fluid drainage
Other destination 0.2 0.2 Emergency admission 1.58 1.09-2.30 0.02
Death 11.5 5.0 (reference: scheduled)
In-hospital mortality (%) 11.5 5.0 <0.001 Age 1.01 1.00-1.03 0.22
Body surface area 1.27 0.48-3.37 0.64
Values are presented as mean § SD for continuous variables and percentages Charlson Comorbidity Index 1.09 0.96-1.25 0.20
for categorical variables. score
Abbreviations: ICU, intensive care unit; TEVAR, thoracic endovascular aortic
repairs. Abbreviations: CI, confidence interval; IPTW, inverse probability of treatment
weighting; TEVAR, thoracic endovascular aortic repair.
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This study was supported in part by a Grant-in-Aid for Sci- tion: A meta-analysis. Int J Cardiol 2018;250:240–6.
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Science (Grant number: [A] 19H01075). The funders were not 2011;53:1210–6.
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Conflict of Interest cerebrospinal fluid drainage protocol. J Vasc Surg 2008;48:836–40.
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The authors report no financial relationships or conflicts of aortic repair. J Vasc Surg 2016;63:1458–65.
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