Health Management Information
Systems
      Health Information Systems Overview
                                                  Lecture b
This material (Comp 6 Unit 2) was developed by Duke University, funded by the Department of Health and Human Services, Office of
     the National Coordinator for Health Information Technology under Award Number IU24OC000024. This material was updated by
                                Normandale Community College, funded under Award Number 90WT0003.
This work is licensed under the Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License. To view a copy of
                                     this license, visit http://creativecommons.org/licenses/by-nc-sa/4.0/
    Health Information Systems
   Overview Learning Objectives
• Examine the challenges presented by
  emerging trends in information technology,
  social media, and global communications;
  and
• Discuss the advantages and
  disadvantages of using the Internet as a
  platform for health care applications.
                                           2
 Impact of Emerging Technologies
• Convergence of media and emergence of
  the Internet results in a networked
  communication infrastructure
• Facilitates access to health information
  and health-related support services
• Expands the communication choices for
  health professionals, patients, and
  consumers
                                             3
                 IT Trends
•   Tele-technology
•   IT Security
•   Interoperability
•   Mobile technology
•   Social media
•   Cloud-based technology
                             4
               Social Media
•   Social networks
•   Blogs
•   Forums
•   Wikis
•   Photo video
•   Podcasts
                              5
      Cloud-Based Technology
• Computing where data and services are
  delivered via the Internet
  – Systems typically not maintained and stored
    at the place of use
  – Example: Google Docs and other document
    storage sites.
                                                  6
        Challenges Presented
• Concerns with privacy and security
• Risk of liability
• Lack of law or legislation governing the
  boundaries
• Lack of payment for engagement
• Lack of frequent data updates
• Resistance by health care providers
                                             7
          Impact of the Internet
•   Increase in informed consumers
•   Availability of online PHRs
•   New forms of communication
•   Accessibility of health care products for
    purchasing
                                                8
           Internet Advantages
•   Cost effective
•   Faster deployment
•   Little or no IT support needed
•   Designed for sharing
•   Better technology for mobile computing
                                             9
       Internet Disadvantages
• Privacy
  – The right of a patient to control disclosure of
    protected health information
• Security
  – Access control and protection
• Scalability
  – System growth with user/data growth
                                                      10
    Health Information Systems
        Overview Summary
• Definition of an information system and its
  characteristics
• Types of information systems that support
  the health care enterprise requirements
• Types of technologies that support health
  care information systems
• Challenges of emerging trends
• Advantages and disadvantages of using
  the Internet
                                                11
 Health Information Systems Overview
        References – Lecture b
References
American Medical Informatics Association (AMIA). (2013). Glossary or acronyms and terms commonly
    used in informatics. Retrieved from https://www.amia.org/glossary
Centers for Disease Control and Prevention. (2011, May). Social media at CDC. Retrieved from
    http://www.cdc.gov/SocialMedia/Tools/
CDC and the National Cancer Institute . (2011, May). Health communication basics. Retrieved from
    http://www.cdc.gov/healthcommunication/HealthBasics/WhatIsHC.html
Daniel, H., & Snyder Sulmasy, L. (2015). American College of Physicians: Policy Recommendations to
    Guide the Use of Telemedicine in Primary Care Settings: AN American College of Physicians
    Position Paper. Retrieved from http://annals.org/article.aspx?articleid=2434625
Mell, P., & Grance, T. (2009, October). The NIST definition of cloud computing. Retrieved from
    http://www.nist.gov/itl/cloud/upload/cloud-def-v15.pdf
Kaplan, A. M. & Haenlein, M. (2010). Users of the world unite! The challenges and opportunities of
    social media. Business Horizons 53(1), 59-68.
U.S. Department of Health and Human Services. (2000). Healthy people 2010: Objectives for
    improving health. Retrieved from
    http://www.healthypeople.gov/2010/Document/tableofcontents.htm#volume1
U.S. Department of Health and Human Services. (2006, June). Expanding the reach and impact of
    consumer e-Health tools. Retrieved from
    http://www.health.gov/communication/ehealth/ehealthtools/pdf/ehealthreport.pdf
                                                                                                12
Health Management Information
           Systems
                        Electronic Health Records
                                                  Lecture a
This material (Comp 6 Unit 3) was developed by Duke University, funded by the Department of Health and Human Services, Office of
     the National Coordinator for Health Information Technology under Award Number IU24OC000024. This material was updated by
                                Normandale Community College, funded under Award Number 90WT0003.
This work is licensed under the Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License. To view a copy of
                                     this license, visit http://creativecommons.org/licenses/by-nc-sa/4.0/
          Electronic Health Records
             Learning Objectives
1. State the similarities and differences between an
   electronic medical record (EMR) and electronic health
   record (EHR)
2. Identify attributes and functions of an EHR
3. Describe the perspectives of health care providers and
   the public regarding acceptance of or issues with an
   EHR, which can serve as facilitators of or major barriers
   to its adoption
4. Explain how the use of an EHR can affect patient care
   safety, efficiency of care practices, and patient
   outcomes
                                                           14
 Electronic Medical Record (EMR)
• Electronic record of health-related
  information on an individual
  – Within one health care organization
                                          15
               EMR Purpose
• Provide an electronic equivalent of an
  individual’s legal medical record
  – Intra-organizational
                                           16
 Purpose of a Patient (Medical) Record
• “To recall observations, to inform others,
  to instruct students, to gain knowledge,
  to monitor performance, and to justify
  interventions”
• Serves as the legal business record
                                               17
  Electronic Health Record (EHR)
• Electronic record of health-related
  information on an individual
  – Across more than one health care
    organization
                                        18
              EHR Purpose
• Provide an electronic equivalent of an
  individual’s health record for use by
  providers and staff across more than one
  health care organization
• Support efficient, high-quality integrated
  health care, independent of the place and
  time of health care delivery
                                               19
                     EMR Versus EHR
                 EMR                                       EHR
A record of medical care created,        A repository of individual health
managed, and maintained by one           records that reside in numerous
health care organization (intra-         information systems and locations
organizational)                          (inter-organizational)
Integration of health care data from a   Aggregation of health-related
participating collection of systems from information into one record focused
one health care organization             around a person’s health history, i.e.,
                                         a comprehensive, longitudinal record
Consulted by authorized clinicians and Consulted by authorized clinicians and
staff within one health care           staff across more than one health care
organization.                          organization
Data continuity throughout one health    Data interoperability across different
care organization                        organizations
Table 3.1
                                                                                   20
EMR and EHR Comparison
     EHRs Versus Paper Records
• EHRs can make a patient’s health information
  available when and where it is needed
• EHRs can bring a patient’s total health
  information together in one place, and always be
  current
• EHRs can support better follow-up information
  for patients
• EHRs can improve patient and provider
  convenience
                                                 21
 EHRs Versus Paper Records – 2
• EHRs
 – Can link information with patient computers to
   point to additional resources
 – Don’t just “contain” or transmit information,
   they also compute with it
 – Can improve safety
                                                   22
  EHRs Versus Paper Records - 3
• EHRs can
  – Deliver more information in more directions
     o While reducing “paperwork” time for providers
  – Improve privacy and security
  – Reduce costs
                                                       23
         Attributes of an EHR
• Provides secure, reliable, real-time access
  to patient health record information, where
  and when it is needed to support care
• Captures and manages episodic and
  longitudinal electronic health record
  information
                                            24
       Attributes continued (2)
• Functions as clinicians’ primary information
  resource during the provision of patient care
• Assists with the work of planning and delivering
  evidence-based care to individual and groups of
  patients
• Supports continuous quality improvement,
  utilization review, risk management, and
  performance monitoring
                                                 25
      Attributes continued (3)
• Captures the patient health-related
  information needed for reimbursement
• Provides longitudinal, appropriately
  masked information to support clinical
  research, public health reporting, and
  population health initiatives
• Supports clinical trials
                                           26
          HL7 EHR Functions
• Direct care functions
• Supportive functions
• Information infrastructure functions
                                         27
                Direct Care Functions
                Subset                                  Examples
Manage clinical history                  Manage lists of clinical history
                                         Manage allergy list
                                         Manage medication history
Manage orders                            Medication orders
                                         Manage lab test orders
                                         Manage blood product orders
                                         Dietary orders
                                         Manage sets of orders for specific
                                         diagnoses
Manage care coordination and             Provide functionality to coordinate
reporting                                care with other providers
                                         Communicate the care provided to
                                         other providers
Table 3.2                                                                      28
HL7 2014 EHR-S Functional Model Care Provisions Subsets with Examples
 Administrative Support Functions
• Manage Patient Demographics
• Manage Communication
• Manage Provider Information
                                    29
             Other EHR Functions
• Care Provision Support Functions
   – Includes record management, functions that support result
     reporting, and support for patient education
• Population Health Support Functions
   – Support for health maintenance and prevention, donor
     management, and public health related updates
• Record Infrastructure Functions
   – This includes record lifecycle, record synchronization, and
     record archive and restore functions
• Trust Infrastructure Functions
   – This important functional area includes security, audit and
     database backup and recovery features
                                                                   30
Standards for Certification of EHR
           Technology
• Content exchange standards
  – NCPDP SCRIPT Standard
  – HL7 Clinical Document Architecture (CDA), CCD
• Vocabulary standards
  – SNOMED CT
  – LOINC
• Privacy and security standards
  – NIST encryption algorithm
  – NIST hashing algorithm
                                                    31
              EHR Acceptance
• Health care provider
  – Increasing momentum for widespread
    adoption and implementation of EHRs
     o Changing reimbursement for patient care, focusing
       on managing patients across the continuum of
       care and between providers
     o Authorized Testing and Certification Body by the
       Office of the National Coordinator
                                                       32
              EHR Acceptance - 2
• Public
  – Ancker, et al (2013) surveyed the public on
    their perceptions of electronic health records
     o   Improved quality
           § 66% thought EHRs would improve quality of care
           § Particularly true for patients whose doctor had an EHR in
             use
     o   Concern over
          § Privacy, but not correlated with patients whose doctor
             used an EHR
                                                                     33
          EHR Acceptance: Public
• Harris Interactive Survey
  – All physicians treating me should have access
    to information contained in my EMR
     o   Percent answering "Strongly/Somewhat Agree"
          § 78% in 2009
          § 78% in 2010
  – An EMR would be a valuable tool to track the
    progress of my health
     o   Percent answering "Strongly/Somewhat Agree"
          § 72% in 2009
          § 71% in 2010
                                                       34
           Barriers to Adoption
•   Cost of conversion
•   Perceived lack of ROI
•   Technical and logistical challenges
•   Privacy and security concerns
                                          35
EHR Effect on Patient Care Safety
• Reduces the need to repeat tests
• Reduces the number of lost reports
• Supports provider decision making
                                       36
       EHR Effect on Efficiency
• Improves accessibility of patient
  information
• Integrates data from multiple internal and
  external sources
• Facilitates the coordination of health care
  delivery
• Provides the ability to “hard wire”
  processes
                                                37
  EHR Effect on Patient Outcomes
• Has the potential to
  o Improve the quality of patient care
  o Help providers practice better medicine
  o Provide seamless exchange of information among
    providers
  o Improve patient engagement in their own care
                                                     38
     Electronic Health Records
       Summary – Lecture a
• Defined an EMR and EHR
• Explained similarities and differences
• Identified EHR attributes and functions
• Discussed the issues surrounding EHR
  adoption and implementation
• Described the impact of EHRs on patient
  care
                                            39
             Electronic Health Records
              References – Lecture a
References
AHIMA e-HIM Work Group on Maintaining the Legal EHR. (2005). Update: Maintaining a legally sound
    health record—paper and electronic. Journal of AHIMA 76(10), 64A-L. Retrieved from
    http://library.ahima.org/xpedio/groups/public/documents/ahima/bok1_028509.hcsp?dDocName=b
    ok1_028509
Ancker, J., Silver, M., Miller, M., & Kaushal, R. (2013, January 1). Consumer experience with and
    attitudes toward health information technology: A nationwide survey. Journal of American Medical
    Informatics Association, Jan 2013, 20 (1) 152-156
Blumenthal, D. (2009, April 9). Stimulating the adoption of health information technology. New England
    Journal of Medicine 360,1477-1479. Retrieved from
    http://www.nejm.org/doi/full/10.1056/NEJMp0901592
Handler, T., Holtmeier, R., Mtezger, J., Overhage, M., Taylor, S., & Underwood, C. (2003, July 7).
    HIMSS electronic health record definitional model version 1.0. Retrieved from
    http://www.providersedge.com/ehdocs/ehr_articles/HIMSS_EMR_Definition_Model_v1-0.pdf
Health Information Technology: Initial Set of Standards, Implementation Specifications, and
    Certification Criteria for Electronic Health Record Technology; Final Rule, 45 CFR Part 170 (July
    28, 2010). Retrieved from http://edocket.access.gpo.gov/2010/pdf/2010-17210.pdf
Harris Interactive. (2010, June 17). Few Americans using 'E-' medical records. Retrieve from
    http://www.harrisinteractive.com/NewsRoom/HarrisPolls/tabid/447/ctl/ReadCustom%20Default/mi
    d/1508/ArticleId/414/Default.aspx
Health Level Seven International. (n.d.). About HL7. Retrieved from
    http://www.hl7.org/about/index.cfm?ref=nav
                                                                                                    40
     Electronic Health Records
 References – Lecture a, continued
References
Health Level Seven International. (n.d.). About HL7. Retrieved from
    http://www.hl7.org/about/index.cfm?ref=nav
Health Level Seven International. (2014). HL7 2007 EHR-S functional model, Release 2. Retrieved
    from http://www.hl7.org/ehr/downloads/index.asp
Radiological Society of North America. (2005, September). IHE moves EHR goals forward. Retrieved
    from http://www.rsna.org/Publications/rsnanews/sep05/ihe.cfm
Reiser, S. J. (1991). The clinical record in medicine. Part 1:Learning from cases. Annals of Internal
   Medicine, 114, 902-907.
The National Alliance for Health Information Technology. (2008, April 28). Defining key health
   information technology terms. Retrieved from
   healthit.hhs.gov/portal/server.pt/gateway/PTARGS_0_10741_848133_0_0_18/10_2_hit_terms.pdf
U.S. Department of Health and Human Services, Centers for Medicare and Medicaid Services. (2010,
   July13). Electronic health records at a glance. Retrieved from
   https://www.cms.gov/apps/media/press/factsheet.asp?Counter=3788&intNumPerPage=10&check
   Date=&checkKey=&srchType=1&numDays=3500&srchOpt=0&srchData=&keywordType=All&chkN
   ewsType=6&intPage=&showAll=&pYear=&year=&desc=false&cboOrder=date
Charts, Tables, Figures
3.1 Table: EMR and EHR Comparison
3.2 Table: HL7 2007 EHR-S Functional Model Direct Care Functions Subsets with Examples
                                                                                                   41
Health Management Information
           Systems
                        Electronic Health Records
                                                  Lecture b
This material (Comp 6 Unit 3) was developed by Duke University, funded by the Department of Health and Human Services, Office of
     the National Coordinator for Health Information Technology under Award Number IU24OC000024. This material was updated by
                                Normandale Community College, funded under Award Number 90WT0003.
This work is licensed under the Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License. To view a copy of
                                     this license, visit http://creativecommons.org/licenses/by-nc-sa/4.0/
          Electronic Health Records
             Learning Objectives
1. Discuss how Health Information Exchange (HIE) and
   Nationwide Health Information Network (NwHIN) impact
   health care delivery and the practice of health care
   providers
2. Outline issues regarding governmental regulation of
   EHR systems, such as meaningful use of interoperable
   health information technology and a qualified EHR
3. Summarize how the Institute of Medicine’s Vision for
   21st Century Health Care and Wellness may impact
   health management information systems
4. Identify how ongoing developments in biomedical
   informatics can affect future uses and challenges
   related to health information systems                43
   Health Information Exchange
               (HIE)
• Electronic movement of health-related
  information among organizations
  according to nationally recognized
  standards
  – It is important to not confuse the “verb” HIE
    with the “noun” HIE. The verb expresses the
    process of exchanging information, whether
    via a centralized database or via point-to-point
    exchange. The noun describes a database
    which stores health information and facilitates
    exchange.                                       44
        Perspectives on Health
        Information Exchange
• Models of HIE architecture
  – Centralized
     o Shared repository
  – Federated
     o Or decentralized
     o Data source organization maintains custodianship
       and control over the patient’s medical record
  – Hybrid
     o Mixture
                                                          45
                 HIE Impact
• Health care delivery
  – Clinical and financial
  – Patient satisfaction
• Practice of health care providers
  – Real-time patient data at the point-of-care
  – Access to patients’ longitudinal test results
  – Productivity gains
                                                    46
    Nationwide Health Information
          Network (NwHIN)
•   Standards
•   Protocols
•   Legal agreements
•   Specifications
•   Services
                                    47
       Nationwide Health Information
                 Network
(HHS, 2010, p. 6)
                                       48
     Perspectives on the NwHIN
• Helps achieve the goals of HITECH
• Critical part of the national health IT
  agenda
• Enable health information
  – To follow the consumer
  – Be available for clinical decision making
  – To support appropriate use of health
    information
                                                49
           NwHIN Evolution
• Driven by emerging technology, users,
  uses, and policies
• NHIN Direct Project
  – Expand the standards and service
    descriptions available
  – Address the key Stage 1 requirements for
    Meaningful Use
  – Provide an easy "on-ramp"
                                               50
               Impact of NwHIN
• Health care delivery
  – Establishes a standards-based infrastructure
  – Increases the ability to collect and store
    aggregated data
• Practice of health care providers
  – Provides a care coordination exchange
    platform
                                                   51
  Governmental Efforts Related to
             EHRs
• Office of the National Coordinator for Health
  Information Technology (ONC) Initiatives
  – Nationwide Health Information Network (NwHIN)
  – State-Level Health Initiatives
      o   State Health Policy Consortium (SHPC)
      o   State-level Health Information Exchange Consensus Project
      o   State Alliance for e-Health
      o   Health Information Security and Privacy Collaboration
          (HISPC)
                                                                      52
 Governmental Efforts Related to
            EHRs
• ARRA
 – HITECH Programs
    o Meaningful use of interoperable health information
      technology and qualified EHRs
        § Certified electronic health record technology
        § “Qualified EHR”
 – HIT Advisory Committees
                                                       53
 Governmental Efforts Related to
            EHRs
• Office of the National Coordinator for
  Health Information Technology Authorized
  Testing and Certification Body (ONC-
  ATCB)
  – Established to ensure that “Certified EHR
   Technology” will be available for adoption
                                                54
      Certified EHR Technology
• Complete EHR or a combination of EHR
  Modules, each of which:
  – Meets the requirements included in the
    definition of a Qualified EHR; and
  – Has been tested and certified in accordance
    with the certification program established by
    the National Coordinator as having met all
    applicable certification criteria adopted by the
    Secretary
                                                       55
       “Qualified EHR” Definition
– Electronic record of health related information
  o Patient demographic and clinical health information
– Capacity to provide specific functions
                                                          56
 Governmental Efforts Related to
            EHRs
• Federal Advisory Committees
  – HIT Policy Committee
  – HIT Standards Committee
                                   57
 A Vision for 21st Century Health
        Care and Wellness
• IOM vision
  – Systematically organized and acculturated
    health care system
  – Easy and rewarding for providers and patients
    to do
    o The right thing
    o At the right time
    o In the right place
    o In the right way
                                                58
 Information-Intensive Aspects of
           IOM’s Vision
• Important health care IT capabilities
  – Comprehensive data on patients’ conditions,
    treatments, and outcomes
  – Cognitive support for health care
    professionals and patients
  – Cognitive support for health care
    professionals
  – Instruments and tools
                                                  59
 Information-Intensive Aspects of
           IOM’s vision
• Important health care IT capabilities
  – Rapid integration of new instrumentation,
    biological knowledge, treatment modalities,
    etc.
  – Accommodation of the growing heterogeneity
    of locales for the provision of care
  – Empowerment of patients and their families in
    effective management of health care
    decisions and execution
                                                60
 Guiding Principles of IOM’s Vision
• Principles for evolutionary change
  – Focus on improvements in care
  – Seek incremental gain from incremental effort
  – Record available data
  – Design for human and organizational factors
  – Support the cognitive functions of all
    caregivers
                                                  61
 Guiding Principles of IOM’s Vision
• Principles for radical change
  – Architect information and workflow systems
  – Archive data for subsequent re-interpretation
  – Create technologies that identify and
    eliminate ineffective work processes
  – Create technologies that clarify the context of
    data
                                                      62
      Electronic Health Records
              Summary
• Defined an EMR and EHR
• Explained similarities and differences
• Identified EHR attributes and functions
• Discussed the issues surrounding EHR adoption
  and implementation
• Described the impact of EHRs on patient care
• Addressed external influences
                                              63
             Electronic Health Records
              References – Lecture b
References
Department of Health and Human Services. (n.d.). Nationwide health information network: Background
    and scope. Retrieved from https://www.healthit.gov/policy-researchers-implementers/nwhin-
    history-background
Department of Health and Human Services. (2011, November 7). EHR incentive programs overview.
    Retrieved from https://www.cms.gov/ehrincentiveprograms/#BOOKMARK1
Healthcare Information and Management Systems Society. (2009, March). Health information
    exchanges: Similarities and differences. Retrieved from http://www.himss.org/health-information-
    exchanges-similarities-and-differences
Health Information Technology for Economic and Clinical Health Act of 2009. Public Law 111-5,
    Section 3000(13) (2009a).
Health Information Technology for Economic and Clinical Health Act of 2009. Public Law 111-5,
    Section 3001(b) (2009b).
Health Information Technology: Initial Set of Standards, Implementation Specifications, and
    Certification Criteria for Electronic Health Record Technology; Final Rule, 45 CFR Part 170 (July
    28, 2010). Retrieved from http://edocket.access.gpo.gov/2010/pdf/2010-17210.pdf
Stead W.W., & Lin H.S. (eds.). (2009). Computational technology for effective health care: Immediate
    steps and strategic directions. Washington (DC): National Academies Press.
The Direct Project. (2010, October 11). The direct project overview. Retrieved from
    http://wiki.directproject.org/file/view/DirectProjectOverview.pdf
                                                                                                   64
              Electronic Health Records
               References – Lecture b
References
The Office of the National Coordinator for Health Information Technology. (2010, August). State-Level
    initiatives. Retrieved from
    http://healthit.hhs.gov/portal/server.pt/community/healthit_hhs_gov__state_level_initiatives/1154
The Office of the National Coordinator for Health Information Technology. (2010, September). HITECH
    temporary certification program for EHR technology. Retrieved from
    https://www.healthit.gov/sites/default/files/hie-interoperability/ehr-certification-program-data-
    sheett.pdf
The Office of the National Coordinator for Health Information Technology. (2011, November). Health IT
    policy committee. Retrieved from https://www.healthit.gov/facas/health-it-policy-committee
The Office of the National Coordinator for Health Information Technology. (2011, November). Health IT
    standards committee. Retrieved from https://www.healthit.gov/facas/health-it-standards-committee
The Office of the National Coordinator for Health Information Technology. (2017). Health IT Terms.
    Retrieved from https://www.healthit.gov/policy-researchers-implementers/glossary
Images
Slide 7: Department of Health and Human Services. (2010, April). Nationwide health information
    network (NHIN) exchange architecture overview DRAFT v.0.9. Retrieved from
    https://www.healthit.gov/sites/default/files/nhin-architecture-overview-draft-20100421-1.pdf
                                                                                                   65