1 Vill LRev 290
1 Vill LRev 290
1 Vill LRev 290
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[VOL. 1: p. 290
ON ADVOCACY *
ABRAHAM L. FREEDMAN t
I.
INTRODUCTORY.
(290)
MAY 1956] ON ADVOCACY
proceeding the deepest currents of conflict within our society were ex-
posed to the rational processes of argument and judicial decision.
What a ventilation of social conflict. What a dramatic exhibition of
the draining off into the forum of reasoning debate, of deep and violent
passions.
In the steel seizure case,' again the channel was a legal proceed-
ing. But in it followed to an ultimate judicial decision a debate of
the highest policy considerations dealing with the authority of the
State against the individual.
The blue eagle of NRA, designed to change and regulate the
methods and philosophy of American business, was brought to earth
by the legal blow struck by a neighborhood chicken dealer."
Reaching conclusions in matters of this kind by judicial decision
is an enormously powerful safeguard for the security of the social
structure. It proclaims that the strongest and most passionate views
must ultimately be put to the test of reason and find solution through
the processes of law rather than force. The judicial processes are
the great safety valves through which may be let off the ferments of
change and the explosions of conflicting interests. The advocate is
the engineer in charge of these valves.
Above all, it is the essence of the advocate's work that in the
civilized atmosphere of courts of justice he urges the claim which he
represents and no matter how fierce may have been the contest, he
ultimately submits in peace to the decision of the courts.
III.
THE SCENE IN WHICH THE ADVOCATE IS CAST.
room and thus to appear stronger and more powerful than they. This
willingness to assume complete responsibility, to take over the risks
of his client, to confront his adversaries, to deflect upon himself the
sharpest dangers to his client, is what ultimately creates the impression
of the masterful.
Yet a courtroom means a judge, whether an individual judge
or a judge and jury. And it is before the judge and jury that the
advocate performs his work. The understanding of the role of the
advocate becomes easier when we turn from him for a brief glimpse
at the role of the judge. The parental figure represented by the judge
clarifies our understanding of the advocate. The advocate represents
a confrontation of authority in the mask of humility. This masterful
man must work within a framework of subordination. He may un-
leash against the witness all the weapons in his armory but-aside
from the restraint of his own integrity-the only check upon his sar-
casm, scorn and even brutality to the witness is the ever present test
whether he is pleasing or offending the judge or the jury. If there
is one point upon which all trial lawyers would agree, it is that the ad-
vocate must never offend the judge or the jury. For all his efforts
are directed to the single issue of their decision. It is their decision
which will swallow up all the doubts, the turmoils, and the uncertain-
ties of the struggle.
Accordingly, within the framework of the constraint put upon him
by the judge and the jury, the advocate must dominate the scene. The
client turns helplessly to him for care and protection. Men successful
in their own affairs, when they come into his hands are childlike in
their faith and in their helplessness. His role is nothing less than
parental. Yet in this very process of dominating his clients and seek-
ing to dominate the witnesses and masterfully engaging in combat
with opposing counsel, he is the subordinate and indeed the child of the
judge. Even the nomenclature of the courtroom is loaded with echoes
of subservience and the effort at placation. "May it please Your
Honor", "With submission to Your Honor", are phrases so well-worn
on the tongue of the advocate that it must be surprising to contem-
plate what it would mean to hear them said in any other walk of life.
Accordingly, aside from specific capabilities and talents, the ad-
vocate must have the psychological qualities which render it possible
for him to express his aggressiveness while at the same time main-
taining unbroken the paradoxical role of humility before the judge and
jury.
The stage on which the advocate acts is so fascinating, among
other reasons, because it is a microcosm with all the exaggeration which
MAY 1956] ON ADVOCACY
IV.
THE QUALITIES OF THE ADVOCATE.
The role which the advocate plays, the scene in which he is cast,
all make demands upon him. What are the qualities which best fit a
man to play the part of an advocate?
value and not bother to give the advocate the clue to the discovery of
what they know. He will not bother with seemingly irrelevant docu-
ments or leads which point the way to evidence of the greatest value.
Like the archeologist digging in the wastes of time the advocate must
struggle against the accumulated assurances of his client that all the
facts have been revealed in order to find what facts truly are available.
3. Clarity of mind. Clarity of mind is an essential quality of an
advocate. It is, of course, an essential ingredient in many other ac-
tivities,-such, for example, as lecturing. In law it is a quality desir-
able also for the office lawyer- But with the advocate it is of the
essence. For court and jury, who are the objects of his efforts at
persuasion, are all of them human beings with difficulties of their
own which tend to draw them away from concentration. What the
advocate seeks to convey must be crystal clear if it is to win their
interest and ultimately their admiration and approval.
4. Imagination. The quality of imagination will make it possible
for the lawyer to establish hypotheses which will aid him in the search
for facts and ultimately even in the reduction of the mass of facts into
some unified whole. Imagination will put him in the place of the
participants; will make him feel and understand the motivations of
their actions and the form in which men of such a nature would act.
It will lead him to search for facts of which as yet he knows nothing
but which he will already be able to imagine must have existed. His
imagination will create positions on which to take his stand, tentatively
to be sure, but secure enough to justify the search for the facts which
they presuppose. That same imagination will give him a compre-
hension of the effect of the evidence as it is presented to the court.
It will give him an ever-present awareness of the luminous whole;
and from it he will detect why a witness's story seems but a fragment
of what he knows and when an opponent's case is glaringly lacking
in some element, which would already have been made known if it were
true.
Imagination will help him in the great work of synthesis of the
raw material thrown up in the course of preparation and ultimately
in the synthesis of the contradictory evidence of both sides. In his
own mind the facts and impressions he has absorbed regarding the
case will fall into some luminous picture which has form and pattern.
New impressions, new circumstances, new facts developing at the trial,
will all be incorporated into an ever-changing but always vivid image
which the advocate will always have present in his mind.
MAY 1956] ON ADVOCACY
This imagination coupled with clarity of mind will make the ad-
vocate able ultimately to make the contrast between the evidence of
one witness and another and finally between the plaintiff's case and
the defendant's case. It will make possible the description of the
details of an automobile accident case in a simple graphic form. It
will make possible the escape from the technicalities of medical lan-
guage and the conversion into human terms of the forms of illness and
of human suffering. It will make possible the presentation on appeal
of the panoramic picture of what may require hundreds or thousands
of pages of printed record. These qualities of clarity of mind, imagina-
tion and capacity for synthesis, are essentially the capacity to see clearly
through a maze of details and, dealing with large ideas, to give even
the petty and the detailed its broad human scope. With these quali-
ties the advocate will have, in Mr. Justice Holmes' phrase, an eye
microscopic in its intensity and panoramic in its scope. With them
the advocate will not only satisfy the interest of the court and jury; he
will do more, he will engage their gratitude as fellow human beings who
have discovered points of mutual interest, who feel a reward is due
to one who has done what in essence is a sublime thing: created order
out of chaos.
their thoughts and the style of the speaker is the means he employs
in the use of this mighty weapon of words.
civilized, mindful that there are other things in the world than the suc-
cess of his client's case, able to appreciate the views of his opponent
and to concede whatever merit it may have.
8. Sincerity. Sincerity is a quality which perhaps more than all others
has been artificially copied; yet it is most highly to be prized when it is
genuine.
The role of the advocate is often misunderstood and in no area
is misunderstanding more widespread than in the problem of his com-
mitment to a cause which has an adversary equally committed to the
other side. How then can both advocates be sincere?
Some would explain that the successful advocate is able to persuade
himself of the justice of his client's cause and to forget conveniently
the merits of the other side. These elements indeed exist. But they
are far from the complete explanation. For we must not forget the
complexities and the conflicting currents which exist in reality. They
are magnified by the ever-present and troublesome disparity between
law and justice. So it will often happen that an advocate can sincerely
press his view because it is supported by the existing law, and con-
versely his opponent may with equal sincerity present his own view in
an effort to persuade the court to overthrow an established rule of
law because justice requires it. This may well be due to the fact that
the hypothesis of our legal system is that justice will be better served
in the long run if rules of law are followed in every case than if they
are made to yield in each case where individual justice would seem
to require it. This is the old problem behind the growth of equity
jurisprudence, which, in Blackstone's words developed to correct in-
justice where "the law, by reason of its universality, is deficient." And
now the problem is that the rules of equity have crystallized and
hardened with the years.
Nor must we fail to notice that even in apparently unjust cases
a litigant may be exposed to a specific act of injustice which may
excite the utmost earnestness of the advocate. What better illustration
can there be than a confessed criminal whose lawyer knows that he is
guilty but feels a burning resentment at the use of the third degree
methods on his client.
The popular question, how can a lawyer maintain a view which
he knows from his client is without justification, poses a problem that
is rarely encountered in real life. It seems so simple to ask how a
lawyer can honorably represent a confessed murderer. But there are
questions of degree of wrong; questions of sentence as well as guilt.
And when one comes to grips with the problems of another human
VILLANOVA LAW REVIEW [VOL. 1: p. 290
jury and the court come to trust them. Such an advocate's summation
to the jury is not the wild exaggeration of the perfection of his client's
case and the complete wickedness of his opponent's position. It is
rather-and here again clarity of mind has its reward-a narration of
the opposing views with a commentary of their merits and the ultimate
presentation of the one as outweighing the other.
I know that there are advocates who would smile at this descrip-
tion. They would consider it impossible to try a case without berating
their opponents; they would consider it dangerous to concede the
slightest imperfection in their side of the case; they hold in low esteem
the jury, and firmly believe that the din of the courtroom brings a far
greater reward than adherence to the truth.
Nor would I deny that such advocates do at times have success.
It must be conceded that success often attends the contemptuous. So
also does force at times conquer truth. But we have staked our ul-
timate hope on the belief that in the long run truth prevails. And in
the long run our admiration for skill and integrity will outweigh the
wild and shameful applause for the demagogue who thunders at a jury.
V.
THE TECHNIQUES OF THE ADVOCATE.
We may begin with the last step of the work of the advocate:
the oral argument.
(a) Dress.
The advocate's dress should be inconspicuous and pleasant in
appearance. While we have come a long way from the formal attire
once required in some appellate courts, the concentration on form still
lingers in various ways. One court very recently required by a notice
posted at the rostrum that the advocate keep his coat buttoned if he
wore no vest. Whatever one may think of these trivialities about ap-
pearance, since they represent the will of the court they should be
cheerfully obeyed by the advocate. But beyond these details, his dress
is only the outward form which should reveal a man of dignity, fairly
well adjusted to his surroundings. If this be so then his dress will not
be bizarre nor his appearance jarring to the members of the court.
(b) Manner of Address.
It is well for the advocate to stay physically close to the rostrum.
The peripatetic advocate who strides back and forth across the
courtroom distracts attention from what he says and indicates, even
if unjustifiably, confusion in his own mind about his case. He should
stand erect on both feet. Nothing but distraction is the result of
watching the gymnastic exploits of an advocate, who moves from
one kind of embrace of the rail to another; and whose one foot climbs
up the other leg and back again.
(c) Voice.
The voice of the advocate should be easy to hear but not too
difficult to bear. It is remarkable how a low but audible voice will
draw a concentration of attention while a shouting, noisy advocate will
close the ears of the court to what he says. "An over-speaking
judge," says Lord Bacon, "is no well-tuned cymbal," and an over-
shouting advocate who beats too loudly at the ears of the court drowns
out much of the merit of what he says. What a sign of inadequacy
it is for an advocate to be told by the court to raise-or worse, to
lower-his voice. These are, of course, obvious matters. They should
hardly be spoken. Yet the fact is that violation of these simple re-
quirements of deportment goes on every day.
3. Order of Speaking.
Sometimes the advocate has the choice whether he or other counsel
should speak first. Where the order is fixed and appellant necessarily
speaks first and the appellee follows, it is still an interesting theoretical
question who has the advantage. There is no absolute answer to the
VILLANOVA LAW REVIEW [VOL. 1: p. 290
question. The advantage comes to him who has the greatest skill in
using the opportunities which his particular position affords, whether he
be appellant or appellee, and whether he be first or last of counsel on
his side.
Thus, if the appellant's argument is disjointed and the facts are
presented in fragmentary or obscure form, whatever advantage he
might have had in going first has been lost. If in such a situation the
appellee presents to a confused and frustrated court a clear and readily
understood narrative of the facts, the gratitude of the court for receiving
the information in this form is often apparent. Authority then attaches
to the appellee, for the court inevitably looks with confidence to him
for a statement of the issues involved and the doctrines which govern
them.
By and large, it would seem clear that everything else being equal,
the appellant, who has the first opportunity to present the problem
involved to the court, has something of an advantage. But such
abstract view must yield to the particular circumstances. If, for ex-
ample, the court absorbs an argument slowly, it often happens that
when the appellee's turn comes he is afforded the opportunity -to correct
the disjointed and mistaken impressions in the mind of the court, a
situation for which the appellant may in no way be responsible.
The situation on appeal is a good deal different from what it
is in a jury trial. In a jury trial the forces at work are less intellectual
and much more emotional. There it is of supreme advantage to have
the last speech. Many a defense counsel, having but a fragment of evi-
dence to present, has cast it aside and presented no testimony, in order,
under our practice, to have the last speech to the jury. I speak here of
advocates who do not distort the facts and who do not take unfair ad-
vantage of the last speech and of the inability of their opponent to
reply. In every case it is indubitable that the last impression on the
jury, if it be a good one, will have the deepest effect, and especially
is this true where the last address can be availed of to present not only
one's own view but also one's answer to all that one's opponent has
just said.
4. Know the Court.
The advocate must know the court before which he appears. He
must know the human condition of the judges who comprise the
court. From the reading of their opinions and from listening to their
comments at oral arguments it should be clear to him what manner
of men they are, what their views are generally and how they are likely
to react in particular situations. It is plain negligence for a lawyer
MAY 1956] ON ADVOCACY
to say in a case involving a will contest that the testator was obviously
of unsound mind because of his age, when one or more of the justices
listening to his argument have already passed that age. It would be
sheer blindness to appear before the Supreme Court of the United
States in a case involving an administrative order or a civil liberties
issue or a tax question without learning from their opinions where
the various justices have stood in the past on these questions.
It may sometimes unfortunately occur that as a result of knowing
the court to be prejudiced against his case, how closed he may think
the objectivity of some of its members. How then shall he approach
them? What is involved here is respect for the judicial process and
for the courts which are its instruments. Clearly the only answer to
the question must be that no matter how much the advocate may feel*
the court to be prejudiced against his case, how closed he may think
its mind will be, his only course is to throw all this aside when he
enters the courtroom and to present his argument in the deep con-
viction that somehow, in some way, it will be possible for him to break
through the wall of prejudice. If, in the course of argument, he is
beset with heated questions from the bench which betray more partisan-
ship than judicial objectivity, his course is equally clear. Manfully yet
respectfully he should maintain his position and in the extreme case,
if need be, reveal that he will not be driven off the high ground of
fairness in argument even under the lash of a partisan judge. -.For
this course there is no alternative. But it may be comforting to add
that a court-especially an appellate court-has more than one member
and that such conduct of an advocate under such provocation will
hardly fail to' find understanding and sympathy from other members
of the court.
5. Know the Facts.
It is not enough merely to know the court. Obviously, the ad-
vocate must know the facts of his own case. The facts should flow
readily from him, not because of any special fluency, but because they
are so familiar to him.. The court should not Wait impatiently while he
searches-at times with the audible assistance of a colleague-for some
fact lost in the pages of the record, or among his papers and notes.
In appellate cases, the main force of the argument normally must
be directed to the facts. The courts usually have a fair idea of the law,
however much individual judges may differ in learning and ability.
But what they know nothing of is the facts in the individual case before
them. Most of the problems of decision are not so much the deter-
mination of some new doctrine of law as they are the choice of the
VILLANOVA LAW REVIEW [VOL. 1: p. 290
from the opinion he thinks of as an admission which bars the judge from
any other view, regardless of the differences in circumstances. Not
ratio decidendi, but estoppel, is what he searches for in the decisions.
It is dangerous business to rely so strongly on a precedent that
the advocate tenders it in the face of every consideration of justice or
common sense. It is even more dangerous to challenge a court to over-
rule its earlier decision. An interesting illustration of this arose some
years ago. Our Constitution' provides that "appointed officers may
be removed at the pleasure of the power by which they shall have been
appointed." The Supreme Court had decided that where the officers of
an agency were appointed by different officials, each officer was beyond
removal by the individual official who appointed him, and could only
be removed by the aggregate of all the appointing powers. 6 Ten years
later the same question arose again. Counsel who had lost the first
case in the Supreme Court appeared again, this time on the other side.
When his opponent had finished, he began his argument by saying
that ten years ago he had stood where his opponent now stood and had
argued what his opponent had just now argued, and the court had told
him ten years ago that he was wrong. He was now arguing the other
side-the side which the court ten years ago told him was right. Then
he exclaimed, "If I was wrong then, I must be right now. Your Hon-
ors can't say that when I argued ten years ago I was wrong and now
when I am saying what you told me was right that I am wrong again."
Yet this is exactly what the court did."
7. Questions by the Court.
Many lawyers fear questions by the court. The dread of the
unknown hovers over them. They fear that some unforeseen aspect
of the case will be revealed by the judge's question, an aspect which
will inevitably shut the door on their argument. In a more everyday
way, many lawyers are fearful of questions from the bench because
they cannot quite credit the notion that questions are only for enlighten-
ment and do not reveal the viewpoint of the judge. Every question,
therefore, is to them an expression of opinion. And this is so even
though the judge may surround the question with words of reassurance
that he is only thinking aloud and seeking enlightenment from the
advocate. Both these fears are, of course, at times justified. More
often than one would like, the so-called questions from the bench are
rather emphatic statements of position than inquiries for information.
5. PA. CONST. art. VI, § 4.
6. Corn. ex rel. Kelley v. Sheridan, 331 Pa. 415, 200 Ati. 102 (1938).
7. Corn. ex rel. Reinhardt v. Randall, 356 Pa. 302, 51 A.2d 751 (1947).
VILLANOVA LAW REVIEW [VOL. 1: p. 290
More often too than the advocate would like, the greater perspective
which the judge enjoys, the fact that his mind is unencumbered by too
close an involvement in the case and oftentimes because of the superior
ability of the judge, his comment from the bench may reveal a new
aspect of the case completely disconcerting to the advocate.
All these are the risks which an advocate must be prepared to face.
Notwithstanding these burdens it is overwhelmingly clear that the
advocate should welcome questions from the court. What a magnificent
opportunity it affords to see into the working of the mind of the judge
whom he is seeking to persuade. The questions reveal what part of
his argument is having the greatest difficulty in winning acceptance.
It may even reveal where the mind of the judge has failed to compre-
hend what the advocate has been striving to convey. What would a
trial lawyer not give for the opportunity to have a jury ask him ques-
tions in the course of a trial or in the course of his summation and
then to be permitted to answer the juror's doubts or confusion.
So fearsome is the judge's question for many lawyers that even
where it affords a springboard for nailing down a point, lawyers fre-
quently shy away from facing up to an answer. They promise to an-
swer the question later or give assurance that it will be discussed as
their argument unfolds. This is poor advocacy. Its effects are some-
times even visible as the judge sinks back in his chair with an air of
frustration or weariness.
Questions from the bench should be answered at once. And they
should be answered directly and without equivocation. Where a ques-
tion requires an answer harmful to the advocate's contention, he should
courageously give the answer and acknowledge its effect. Where he
does not know the answer, he should graciously and frankly say so.
Nothing is more dramatic than an advocate's immediate and ef-
fective reply to a question from the bench. The advantage derived from
such an answer is so great that it is bound to outweigh the minor dis-
advantage of changing the course of the planned argument. Moreover,
duty requires the advocate, regardless of his own plan, to give all the
aid he can to the court; and there is no greater aid than the immediate
and responsive answer to the court's question.
The great value of questions from the bench can perhaps best
be described by recalling the opposite situation: Where an advocate
makes his entire argument uninterrupted by a single question from the
bench he leaves the courtroom without knowing whether his argument
has been understood, whether it has taken hold, whether the silence
of the court was a complete acceptance of his view or rather an indica-
MAY 1956] ON ADVOCACY
tion that his view was deemed so far-fetched that it was useless to
bother about it. Much better is it for the advocate to learn on the spot
the doubts of the court and to have the opportunity to answer them.
It is in answering questions from the bench that the clarity and
quickness of mind of the advocate, his capacity for dramatizing what
he has to say, his ability to act spontaneously, have their greatest
reward.