Dynamic Spherical Cavity Expansion (HB)
Dynamic Spherical Cavity Expansion (HB)
Email:3120170117@bit.edu.cn
Abstract. Cavity expansion theory has been widely applied to predict the penetration depth of
projectiles into geological materials,in which the yield criterion and the constitutive model are
combined to describe the shear and compaction of the material, separately. For a precise
description of the material behaviors in plastic for geological materials with varied
compressive strength, in this present manuscript, the Hoek-Brown yield criterion and the
Dilatant-Kinematic equation were introduced into the plastic region. A response region called
elastic-cracking-dilatant-compaction region for concrete and rock was established. Then the
effects of various parameters, including brittleness coefficient, material integrity coefficient
and dilatant coefficient, on the relationship between cavity pressure and normal expansion
velocity were discussed. Finally, a penetration depth formula of rigid projectiles into
semi-infinite concrete and rock targets was established. It showed that, compared with the
classical Forrestal model, the proposed model had a well-being as well as higher accuracy
prediction of the penetration depth of concrete and rock materials with various strengths.
1. Introduction
The research of resistance models for projectiles penetrating into concrete or rock targets has great
significance in the field of impact and defense. In the past 200 years, numerous empirical and
theoretical resistance models [1-4] have been developed, and detailed information can be found in the
review papers [5-7]. Among the numbers of theoretical models, the dynamic cavity expansion model
has been widely applied in impact engineering for its simplicity, as the normal stress on the surface of
a cavity is expressed as a quadratic function of the particle velocity. The pioneering work can be
dating back to 1945, Bishop [8] firstly calculated the static pressure required to enlarge a spherical
hole in a plastic-incompressible material. Subsequently, this theory was developed as dynamic cavity
expansion theory(DCE) by applying the Hugonit jump conditions and the conservation equations [9].
Since the constitutive model and yield criterion are combined to describe the material response in
the plastic region in DCE, selecting a precise yield criterion and a constitutive model to capture the
material response in penetration case is vital. In terms of the constitutive or EOS models, the
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The 2020 Spring International Conference on Defence Technology IOP Publishing
Journal of Physics: Conference Series 1507 (2020) 032012 doi:10.1088/1742-6596/1507/3/032012
traditional HJC [10, 11] and P-alpha [12] model were selected to describe the compressive behavior of
concrete materials. Recently, some new models have been proposed to meet the demand of the
development of high-speed projectiles penetration. Wang [13] used the Bingham liquid constitutive
model to characterize incompressibility for concrete material suffering ultra-high pressures, such as in
the case of long rod hypervelocity penetration. Wu [14] introduced the Murnaghan equation to
describe the plastic behavior of concrete material within the pressure of 50GPa. As for the yield
criterion, the linear yield criteria were adopted in early stage to describe the material shear behaviors,
such as Tresca [15], Mohr-Coulomb [16] and Griffith [17] yield criterion. Lately, Bavdekar [18]
developed a generalized non-linear for brittle ceramic, named Extended-Mohr-Coulomb model. Wu
[14] improved the dynamic cavity expansion model by using a hyperbolic yield criterion for concrete
material. Those all above-mentioned constitutive models and yield criteria provide a good description
of the brittle material mechanical characteristics in impacting conditions. However, some
shortcomings, as shown below, should be considered when suing the DCE theory.
(1) The linear yield criteria, as depicted in [26], are not sufficient to capture the response of the
brittle materials. Although some non-linear yield criteria have been developed, the physical meaning
of the parameters in those models are not explicit, such as the parameter ‘k’ in
Extended-Mohr-Coulomb model [26]. This makes it difficult to be used in other brittle materials.
(2) The constitutive model and yield criterion are combined to describe the compaction and shear
behaviors of concrete material, separately. It means that the geological materials were treated as the
metals (no dilatancy flow in plastic region) referencing the methods in classical elastic-plastic
mechanics. However, As the material under high pressure has become granular or pulverized, the
concrete and the rock will undergo dilation and compaction.
(3) The existing models rarely verify its accuracy by the penetration experiments using geological
materials with varied compressive strengths. On the other hand, the concrete and rock with different
compressive strength have been widely used in practice, especially the development of the ultra-high
performance concrete [19].
Considering the deficiencies of the existing models and the realistic demand, a new DCE model
was established in this paper based on the Hoek-Brown yield criterion [20] and the
Dilatant-Kinematic [21] equation in the plastic region in DCE. A numerical solution of cavity wall
pressure is obtained by solving the dynamic spherical cavity expansion resistance. Then, a resistance
model and a calculation formula of penetration depth are established. The reliability of the model is
verified by comparison with test data.
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quantity of laboratory triaxial test data for various rock types, as depicted in figure 1(b). The equations
selected to describe the yield criterion of the concrete/rock is
3
1 3 Y m s
Y (1)
where 1 and 3 are respectively the first and third principle stresses of concrete or rock materials;
Y is the compressive strength; m and s are material constants.
In [23], it has been derived theoretically from fracture mechanics that the constant m is not
simply an empirical constant but represents the brittleness of rock-like materials; s 1 for intact rock.
The relationship between Y / f t and m is
Y
8.62 0.7m
ft
(2)
However, note that equation (2) can only be used for brittle rocks and common strength concretes,
as the statistic results did not include the experimental data of high strength concrete under high
hydrostatic pressure. Thus, for the high strength concrete, the value of m should be modified
according to the triaxial test results. In figure 2, the yield envelopes of Hoek-Brown model shows
great agreement with the test data [22], in which m are separately 2.5 and 5.5 for the 140 MPa and
48 MPa concrete. Then adding the test data from Li [24], a quadratic function relation between
concrete compressive strength and m is obtained by fitting, as shown in figure 3. It suggested that
the value of m for common strength concrete is in the range of 5-10, which is consistent with the
conclusions in [20]. While, for the high-strength concrete, the value of m dramatically decreases
with the increasing of the concrete compressive strength, this result will be used in section 4.3.
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Figure 2. Experimental data for yield criterion. Figure 3. The relationship of Y and m for concrete.
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It can be seen from equation (3) that k determines the compression or dilation of material volume:
part (dilatant and compacted), as shown in figure4, where V , C3 , C 2 , C 1 , C d and t are the cavity
expansion velocity, compacted-dilatant boundary velocity, dilatant-cracked boundary velocity,
cracked-elastic boundary velocity and time.
Equations of mass conservation and momentum of material particles in Eulerian coordinate system
with spherical symmetry are as follows[13]
v 2v
v (4)
r r t r
r 2 r v v
v (5)
r r t r
where is the material density, v is the particle velocity of the material, and r is the radical
coordinate; r and are respectively the radical stress and circumferential stress in material.
With cavity expansion caused by the radical pressure on the cavity surface, the stress wave will
transfer in each response region. Thus, the following Hugoniot jump conditions must be satisfied on
the interface of each response area[13],
v cn v cn (6)
v v cn v v cn (7)
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where , v and are density, particle velocity and stress of the material before the wave; , v
and are density, particle velocity and stress of the material after the wave, and cn is boundary
velocity.
In section 3, the radial stress and particle velocity in different regions is solved with the similarity
transformation method and a fitting quadratic function relation of cavity expansion velocity and
expansion stress on the surface of the cavity is obtained.
E u u
1 1 2 r r (9)
where E and are separately the Young’s model and Poisson’s ratio of the material, u is the
radical displacement.
The displacement of the material in elastic is obtained by using Eqs. (8, 9, 5), in which the
convective term is neglected as the particle velocity is extremely small.
2u 2 u 2u 1 2u
r 2 r r r 2 cd 2 t 2
(10)
E 1
cd
1 1 2 0 (11)
By using 1 r / c1t , u1 u / c1t in equation (10) and similarity transformations[13], the equation
(10) is transformed into non-dimensionless forms,
2 312
u1 A1 B , 1 1
312 (13)
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in which, the constants A and B are determined by using the boundary conditions at the inner
surface of the elastic region and the elastic–cracked interface.
u1 1 0
(14)
1 f t
1
(15)
d 2 u 2 2 du 2 2
2 2 d u2
2
d 2 2 2 d 2 d 2 2 (21)
cp E / 0
where . The solution of equation (20) is
1 22 2
u2 C D , 1 2
2 (22)
in which, the parameters of C and D are evaluated from the continuity conditions of displacement
at the elastic-cracked interface and the yield criterion at the cracked-dilatant interface.
u2 2 u1 1 1
(23)
du 2
r 2 1 E Y
d 2 (24)
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Y
D
E 2 1
(25)
A 3 2 1 2 2
C A 1 D
2 3
(26)
With equation (19, 22, 25, 26) and Hook’s law, the radical stress and volumetric strain in the
cracked region at the elastic-cracked interface are derived as
1
2 2
ED 2 2
(27)
1
2 2
D 2 2 1 2
(28)
Similarly, the particle velocity, radical stress, volumetric strain and density of the material in the
cracked region at the cracked-dilatant interface are
du 2
v2 2 1 c22 c2 u2 c2 C 2D
d 2 (29)
2 Y
2 1
(30)
Y 1 2
2 2 1
E (31)
0
2
1 2 2 1
(32)
With increasing cavity expansion velocity, the interface velocity of C 2 will catch up the interface
velocity of C1 , which means the cracked region disappeared [27]. In this case, the elastic region is
directly adjacent to the dilatant region, and the boundary conditions in elastic region at the
elastic-dilatant interface is equation (31). Thus the constants A and B in equation (13) becomes
3
B A
2 (33)
Y 1
A 2
0 cd 1 (1 2 ) 3
3
(34)
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v c2t , t v3
equation. Appling the boundary condition and integrating equation (3), the particle
velocity can be expressed as
k1
c t
v v3 2 (35)
r
where v3 is the particle velocity in the dilatant region at the cracked–dilatant interface, k1 is the
dilatant coefficient in dilatant region.
With equation (35), the mass conservation equation (1) becomes
1
2 k1 v3 c2t
k1
k1 1
v (36)
r t r
Using the transformations in equation (37) and an ordinary differential equation form equation (36)
is obtained.
r r c c
3 or , 2 or 2 , S3 r (37)
Vt c3t V c3 Y
1
2 k1 v3 k 1
c3 d
d3 (38)
k1 2 v
3 3 k1 3
c3
Equation (38) integrates to
M1
N N1 1 k1
c k111 1 (39)
3
1
M1 2 k1 v3 k1 (40)
c3
v3 k1
N1 (41)
c3
To describe the compaction or dilation state of the material, the density of the concrete material in
comminuted region must be known. Combining the boundary condition (3 ) 3 , c is derived
from equation (39).
3 3
c M1
(42)
N1 N1 1 k1
k1 1 1
With equation (1, 35), the conservation equation (5) becomes
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4 r mY mY 4Y 2 s mY
2
r c k1 t k1 1 v
v3 k1 2 k1 v (43)
r r r r
M1 S s
k1
2 k1 m 4 3 1 4 m
dS3 c N1 N1 1 k1 m m
1 v3 k1 c3 v32 k1 2 k 1 (44)
d3 Y 3k1 1
3
1
3 3
The boundary conditions at the cracked-dilatant interface are as follows when the cracked region
exists:
2 v2 2 1
c2 c
v3 3 2 (45)
3
3 3
2 2 1 2 v1 2 1 v
2 2 1
c2 3 v3 3 v3 3 c2 (46)
The boundary conditions at the elastic-dilatant interface are as follows when the cracked region
vanishes:
2 v1 1 c2
v3 3 1
c2
3
(47)
3 3 1 11 2 v1 11 v1 11 c2 3 v3 3 v3 3 c2 (48)
Here, according to the division the response regions, two different boundary conditions should be
M1
3 3 1 c 1 N1 N1 1 k1
(50)
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M2 S s
k2
2 k2 m 4 4 1 4 m
dS4 c N2 N 2 1 k 2 m m
1 v4 k2 V v4 2 k2 2 k 1
d4 Y 4 k2 1
4 4
2
4
(52)
1
M 2 (2 k 2 ) v4 k2
V (53)
v4
N2 k2
V (54)
4 4
Combining the boundary condition and the Hugoniot jump conditions, The
boundary conditions at the dilatant-compacted interface are
3 3 1 v3 3 1 c3
v4 4 c3
4 (55)
4 4
3 3 1 3 3 1 v3 3 1 v3 3 1 c3 4 4 v4 4 v4 4 c3 (56)
The ordinary differential equations, equation (44) and (52) are solved by using the Runge-Kutta
method to get the radical stress of the material in the dilatant and compacted regions. The boundary
velocities V and C3 are solved by iteration method until the given boundary conditions are
satisfied.
Based on the analysis in above, the relationships between the interface velocities and the expansion
velocity of the cavity for the concrete with a uniaxial compressive strength of 48MPa are shown in
figure5. It can be seen that the compacted region appears when v is above of 350 m/s. The response
region is compacted-dilatant-cracked-elastic for the material at this point. With increasing V, the
cracked region diminishes and is eliminated eventually, and the response region is
compacted-dilatant-elastic. figure 6 presents a dimensionless quadratic curve of the normal stress on
the cavity surface versus the cavity expansion velocity.
2
r V V
a1 a2 a3
Y Y Y
0 0 (57)
a1 a2 a3
where, , , and are inertial, viscosity and strength coefficients[2] with corresponding values
1.23, 3.06 and 9.32, separately. Dilatant coefficients k1 1.8 and k2 2.1 are adopted in this
model[26].
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Figure 5. The propagation of region interfaces while the cavity expansion velocity increased.
Figure 6. Dimensionless radial stress at the cavity surface vs. cavity expansion velocity.
The influences of different material parameters on the relationships of the radical stress r and the
cavity expansion velocity V are discussed. In figure 7, it suggested that r decreases with increasing
k1 and k 2 , which means that dilatancy of the material in comminuted region will increase the cavity
expansion resistance, and the compressibility of the material will inversely decrease the cavity
expansion resistance. Under the same cavity expansion velocity, radical stress r increases as
brittleness coefficient m increases, as shown in figure 8 (a). It can be seen that m is a sensitive
parameter forth radical stress r , and the conclusions in section 2 will be used to determine the value
of m for each geological material. figure 8 (b) shows that the radical stress r increases with
increasing intact coefficient s . When the dimensionless cavity expansion velocity on the cavity
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surface is lower than 2.5, the distinction of the radical stresses under different intact coefficients are
obvious; While, the influence of intact coefficient on radical stress can be neglected when the
dimensionless expansion velocity is larger than 2.5. The existence of initial flaws reduces the strength
of materials: With low cavity expansion velocity, the radial stress is mainly determined by the static
term in equation (57); As cavity expansion velocity increases, the percentage of resistance induced by
material inertial increases, thus in this condition the influence of the intact coefficient on radical stress
is not obvious.
Fz cz , 0 z 4R , (58)
where c is the parameter in [27], z is the penetration depth, R is the radius of the projectile. At
the tunnel stage the resistance force is determined by assuming that the normal resistance on the
surface of the projectile is equal to the radical stress in cavity expansion theory.
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Fz (vn )cos d 4R z ,
vn v cos , (59)
arccos(e z , n),
ez
where is the unit vector along the z-axis, n is the unit vector of interior normal on the projectile
d 2z cz , 0 z 4R
m 2
Fz 2 . (60)
dt A1v A2 v A3 , z 4R
in which, A1 , A2 , A3 are the integral coefficients from equation(59). Then, the expression for
penetration depth P is
m Q1 2Q Q v Q2
P ln 2 arctan 2 arctan 1 4 M0
Q3 Q3
2
2 A1 (v1 Q1 ) Q3 Q3
m mv 2
A2 A22 4( A1 )( A3 s )
4M 0 4M 0
v1
m
2( A1 )
4M 0
A3 A
Q1 , Q2 2 , Q3 Q1 Q22
A1 2 A1 (61)
where vs and v1 are the initial velocity at the first stage and the initial velocity at the second stage
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while the proposed model gives a better prediction for 51 MPa and 61 MPa concretes. As for the
high-strength compressive concrete (87 MPa and 112.5 MPa) [30], the predictions from both model
integrating the experiments data are shown in figure 9(b). It can be observed that the present model
based on the Hoek-Brown yield criterion and Dilatant-Kinematic equation gives better predictions
than the classical model
The penetration data of limestone with compressive strength of 60 MPa and granite with
compressive strength of 154 MPa are selected as typical data of rigid projectiles penetration into low
strength rock targets and high strength rock targets respectively[31, 32] , as shown in figure 10 (a and
b). It can be seen that the prediction results of the proposed model are consistent with the
experimental data than that of Forrestal model, especially for the granite targets. It should be point
that as the rocks tensile strength and Poisson’s ratio are unavailable in primary literature, Y 12 f t
(a) (b)
Figure 9. Depth of penetration vs. initial impact velocity for concrete target.
(a) (b)
Figure 10. Depth of penetration vs. initial impact velocity for rock target.
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5. Conclusion
In this paper, the dynamic cavity expansion theory is applied for the depth prediction of rigid
projectiles penetrating into concrete and rock targets, the main works and conclusion are as follows:
(1) The Hoek-Brown yield criterion and Dilatant-Kinematic equation are introduced to describe the
plastic behavior of concrete and rock materials, and a precise dynamic cavity expansion model is
proposed.
(2) A depth of penetration equation for rigid projectile is proposed combing the Newton’s law, the
present model with higher accuracy has a well-being prediction of the penetration depth of
concrete/rock materials with different strength.
(3) The dilatancy of the material in comminuted region will increase the cavity expansion
resistance, and compressibility of the material will inversely decrease the cavity expansion resistance.
(4) The radical stress r increases as brittleness coefficient m increases, and the value of m
decreases with increasing uniaxial compressive strength for concrete material.
(5) When cavity expansion velocity is low, the radical stress r increases with increasing intact
coefficient s . However, when the dimensionless cavity expansion velocity on the cavity surface is
larger than 2.5, the influence of intact coefficient on radical stress can be neglected.
Acknowledgment
This work was supported by the National Natural Science Foundation of China grant No. 11390362,
11521062, and the Advanced Research in Equipment Foundation of China grant No. 61406570101.
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