Professional Ethics and Global Issues
Professional Ethics and Global Issues
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              ● Engineering ethics is defined by the codes and standards of
                conduct endorsed by engineering (professional) societies with
                respect to the particular set of beliefs, attitudes and habits
                displayed by the individual or group.
Senses of
              ●Engineering Ethics is the activity and discipline aimed at
Engineering
                 ● Understanding the moral values that ought to guide
Ethics             engineering profession or practice
                 ● Resolving moral issues in engineering
                 ● Justifying the moral judgments in engineering (deals with set
                   of moral problems and issues connected with engineering)
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              ● There are two different senses (meanings) of engineering ethics, namely
                the Normative and the Descriptive senses.
Engineering        ● Study of decisions, policies, and values that are morally desirable in
                     the engineering practice and research
Ethics             ● Using codes of ethics and standards and applying them in their
                     transactions by engineers.
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                ▪   The reasons how moral issues (problems) arise in a
                    profession or why people behave unethically may be
                    classified into three categories:
Variety of     1.    Resource Crunch
moral issues   2.    Opportunity
3. Attitude
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               1)Resource Crunch:
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               2) Opportunity:
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                3) Attitude:
                ● Poor attitude of the employees set in due to
               (a)   Low morale of the employees because of dissatisfaction and
                     downsizing
               (b)   Absence of grievance redressal mechanism
Variety of     (c)   Lack of promotion or career development policies or denied
moral issues         promotions
               (d)   Lack of transparency
               (e)   Absence of recognition and reward system
               (f)   Poor working environments
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               ● Some of the directions to promote positive attitudes among the
                employees are:
                   ● Giving ethics training for all
               ● To get firm and positive effect, ethical standards must be set and
                adopted by the senior management with input from all personnel.
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           ● The three types of inquiry in solving ethical problems are:
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           1) Normative Inquiry:
           ● It seeks to identify and justify the morally-desirable norms or standards
             that should guide individuals and groups.
           ● It also has the theoretical goal of justifying particular moral judgments.
           ● Normative questions are about what ought to be and what is good,
Types of     based on moral values. For example,
inquiry    1. How far does the obligation of engineers to protect public safety
            extend in any given situation?
           2. When, if ever, should engineers be expected to blow whistle on
            dangerous practices of their employers?
           3. Whose values ought to be primary in making judgment about
            acceptable risks in design for a public transport system or a
            nuclear plant? Is it of         management, senior engineers,
            government, voters or all of them?
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            2) Conceptual Enquiry:
            ● It is directed to clarify the meaning of concepts or ideas or
                 principles that are expressed by words or by questions and
                 statements. For example,
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           3) Factual or descriptive Inquiry:
           ● It is aimed to obtain facts needed for understanding and resolving
             value issues. Researchers conduct factual inquiries using
             mathematical or statistical techniques.
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           The engineering skills related to moral autonomy are listed as follows:
           ▪    Proficiency in recognizing moral problems in engineering and
                ability to distinguish as well as relate them to problems in law,
                economics, and religion
           ▪    Skill in comprehending, clarifying, and critically-assessing
                arguments on different aspects of moral issues
           ▪
Moral           Ability to form consistent and comprehensive view points based on
                facts
Autonomy   ▪    Awareness of alternate responses to the issues and creative
                solutions for practical difficulties
           ▪    Sensitivity to genuine difficulties and subtleties, including
                willingness to undergo and tolerate some uncertainty while
                making decisions
           ▪    Using rational dialogue in resolving moral conflicts and developing
                tolerance of different perspectives among morally reasonable
                people
           ▪    Maintaining moral integrity
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             ● Moral development in human being occurs over age and
                  experience.
2. Conventional level
3. Post-conventional level
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             1) Pre-conventional level:
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             2) Conventional level:
             ● At the conventional level, people respect the law and authority.
Kohlberg’s ● Individuals in this level want to please or satisfy, and get approval
theory         by others and to meet the expectations of the society, rather than
               their self interest (Eg: good boy, good girl).
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             3) Post-conventional level:
theory            rule, ‘Do unto others as you would have them do unto you’.
             ▪    They maintain moral integrity, self-respect and respect for
                  others. Kohlberg believed that individuals could only progress
                  through these stages, one stage at a time.
             ▪    He believed that most of the moral development occurs
                  through social interactions.
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             ▪   Carol Gilligan found that Kohlberg’s theory had a strong male
                 bias. According to Gilligan’s studies, men had a tendency to
                 solve problems by applying abstract moral principles.
             ▪   Men were found to resolve moral dilemma by choosing the
                 most important moral rule, overriding other rules.
Gilligan’s   ▪   In contrast, women gave importance to preserve personal
theory           relationships with all the people involved.
             ▪   The context oriented emphasis on maintaining personal
                 relationships was called the ethics of care, in contrast with the
                 ethics of rules and rights adopted by men.
             ▪   Gilligan revised the three levels of moral development of
                 Kohlberg, as stages of growth towards ethics of caring.
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             ▪   The pre-conventional level, which is same as that of
                 Kohlberg’s first one, right conduct, is viewed in a selfish
                 manner solely as what is good for oneself.
             ▪   The second level called conventional level, the importance is
                 on not hurting others, and willing to sacrifice one’s own
                 interest and help others.
Gilligan’s   ▪   This is the characteristic feature of women. At the
theory           post-conventional level, a reasoned balance is found between
                 caring about others and pursuing the self-interest.
             ▪   The balance one’s own need and the needs of others, is
                 aimed while maintaining relationship based on mutual
                 caring.
             ▪   This is achieved by context-oriented reasoning, rather than by
                 hierarchy of rules.
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             The theories of moral development by Kohlberg and Gilligan differ in the
             following respects:
Kohlberg’s
theory &
Gilligan’s
theory
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              The moral judgment may lead to conflicts if they are not delivered
              properly without hurting the feelings of the persons involved. There are
              two stages after the judgment. The stages are described below:
Consensus
Consensus     This is that state where people come into agreement with the judgment
              given by getting convinced with the moral reasons. This will leave the
and           persons with a feel that justice has been done, the verdict may favor any
Controversy   party.
Controversy
              This is that state where the persons involved in an issue are not satisfied
              by the verdict and might feel that it was decided on partial interests. This
              will leave the people with a sense of dissatisfaction that justice was not
              done, which might lead to another conflict.
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               There are several role models to whom the engineers are attracted.
               These models provoke their thinking, attitudes and actions.
               1. Savior : The engineer as a savior, save the society from poverty,
                  illiteracy, wastage, inefficiency, ill health, human (labor) dignity
                  and lead it to prosperity, through technological development
                  and social planning. For example, R.L. Stevenson.
Models of      2. Guardian: He guards the interests of the poor and general public.
professional      As one who is conversant with technology development, is given
                  the authority befitting his expertise to determine what is best
roles             suited to the society. For example, Lawrence of Arabia (an
                  engineer).
               3. Bureaucratic Servant: A person who is loyal and can solve
                  problems when they occur using his own skills, is a Bureaucratic
                  servant. An engineer who can be a loyal person to the
                  organization and also the one who solves the technical problems
                  the company encounters, using his special skills can be termed as
                  a Bureaucratic servant. The company relies on his
                  decision-making capability for the future growth.                    25
               4. Social Servant: It is one who exhibits social responsibility. The
                  engineer translates the interest and aspirations of the society into a
                  reality, remembering that his true master is the society at large. For
                  example, Sir M. Viswesvarayya.
               5. Social Enabler and Catalyst : One who changes the society through
                  technology. The engineer must assist the management and the
Models of         society to understand their needs and make informed decisions on
professional      the desirable technological development and minimize the negative
                  effects of technology on people and their living environment. Thus,
roles             he shines as a social enabler and a catalyst for further growth. For
                  example, Sri. Sundarlal Bahuguna.
               6. Game Player: A person who plays a game according to the rules given
                  is a Game player in general. An engineer who acts as neither a servant
                  nor a master, but provides his services and plans his works according
                  to the economic game rules in a given time, can be termed as a Game
                  player. He is smart enough to handle the economic conditions of the
                  company.
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              Several ethical theories have been developed over different times,
              each of them stressing certain ethical principles or features. Each
              stresses a view and many a times, we find that these theories
              converge and reinforce the ethics, in deciding upon the actions and
              justifying the results.
Theories
              1.   Utilitarian Theory
about right
action        2.   Duty Ethics theory
3. Rights Theory
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               1) Utilitarian Theory:
Theories       ● This approach weighs the costs and benefits. Right actions are the ones
                    that produce the greatest satisfaction of the preferences of the affected
about right         persons. In analyzing an issue in this approach, we have to:
action        (a)       Identify the various courses of action available to us.
              (b)       Ask who will be affected by each action and what benefits or
                      harms will be derived from each.
              (c)      Choose the action that will produce the greatest benefits and the
                       least harm. The ethical action is the one that provides the greatest
                       good for the greatest number.
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              2) Duty Ethics theory:
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              3) Rights Theory:
              ▪   Rights are entitlement to act or to have another individual
                  act in a certain way. Minimally, rights serve as a protective
                  barrier, shielding individuals from unjustified infringement of
                  their moral agency by others. For every right, we have a
Theories          corresponding duty of noninterference.
about right   ▪   The RIGHTS approach to ethics has its roots in the 18th century
action            philosopher Immanuel Kant, who focused on the individual’s
                  right to choose for oneself. People are not objects to be
                  manipulated; it is a violation of human dignity to use people in
                  ways they do not freely choose.
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              4) The Virtue Theory:
              This emphasizes on the character rather than the rights or duties. The
              character is the pattern of virtues (morally-desirable features). The theory
              advocated by Aristotle, stressed on the tendency to act at proper balance
              between extremes of conduct, emotion, desire, attitudes to find the golden
              mean between the extremes of ‘excess’ or ‘deficiency’.
Theories
about right
action
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              5) Self- realization Ethics:
              ▪   Right action consists in seeking self-fulfillment.
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              6) Justice (Fairness) Theory:
              ▪ The justice or fairness approach to ethics has its roots in the
                ▪   Then only one can help others. Right ethicist stresses our
                    rights to pursue our own good.
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              ▪   Religions have played major roles in shaping moral views and
                  moral values, over geographical regions. Christianity has
                  influenced the Western countries, Islam in the Middle-East
                  countries, Buddhism and Hinduism in Asia, and Confucianism in
                  China.
Customs and   ▪   Further, there is a strong psychological link between the moral
Religion          and religious beliefs of people following various religions and
                  faiths. Religions support moral responsibility.
              ▪   They have set high moral standards. Faith in the
                  religions provides trust and this trust inspires people
                  to be moral.
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                  The ethical theories are useful in many respects.
▪ Environmental Ethics
▪ Computer Ethics
▪ Weapons Development
                ▪ Engineers as Managers
Global Issues   ▪ Consulting Engineers
▪ Moral Leadership
▪ Code of Conduct
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                ▪   Organizations, who have established business in more than one country,
                    are called Multinational Corporation. The headquarters are in the home
                    country and the business is extended in many host countries.
Corporations    ▪   At the same time, the developing countries are also benefited by
                    fresh job    opportunities, jobs with higher remuneration and
                    challenges, transfer of technology, and several social benefits by
                    the wealth developed.
                ▪   But this happens invariably with some social and cultural disturbance.
                    Loss of jobs for the home country, and loss or exploitation of natural
                    resources, political instability for the host countries are some of the
                    threats of globalization.
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                The economic and environmental conditions of the home and host countries
                may vary. But the multinational institutions have to adopt appropriate
                measures not to disturb or dislocate the social and living conditions and
                cultures of the home countries. A few principles are enlisted here:
                ▪   MNC should respect the basic human rights of the people of the host
                    countries.
                ▪   The activities of the MNC should give economic and transfer
                    technical benefits, and implement welfare measures of the workers
                    of the host countries.
                ▪   The business practices of the multinational organizations should
Multinational       improve and promote morally justified institutions in the host
                    countries.
Corporations    ▪   The multinationals must respect the laws and political set up, besides
                    cultures and promote the cultures of the host countries.
                ▪   The multinational organizations should provide a fair remuneration to
                    the employees of the host countries. If the remuneration is high as that
                    of home country, this may create tensions and if it is too low it will lead
                    to exploitation.
                ▪   Multinational institutions should provide necessary safety for the workers
                    when they are engaged in hazardous activities and ‘informed consent’
                    should be obtained from them. Adequate compensation should be paid to
                    them for the additional risks undertaken.
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                Environmental ethics is the study of
                ▪   moral issues concerning the environment, and
                ▪   moral perspectives, beliefs, or attitudes concerning those
                    issues.
                Engineers in the past are known for their negligence of
Environmental   environment, in their activities. It has become important now that
Ethics          engineers design eco-       friendly tools, machines, sustainable
                products, processes, and projects. These are essential now to
                ▪   ensure protection (safety) of environment
                ▪   prevent the degradation of environment, and
                ▪   slow down the exploitation of the natural resources, so that
                    the future generation can survive.
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                Engineers as experimenters have certain duties
                towards environmental ethics, namely:
                1.   Environmental impact assessment: One major but sure and
                     unintended effect of technology is wastage and the resulting
                     pollution of land, water, air and even space. Study how the industry
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           ▪   Computer ethics is defined as
           ▪    study and analysis of nature and social impact of computer
                technology
           ▪    formulation and justification of policies, for ethical use of
                computers.
Computer
           ▪   This subject has become relevant to the professionals such as
Ethics         designers of computers, programmers, system analysts, system
               managers, and operators.
           ▪   The use of computers have raised a host of moral concerns
               such as free speech, privacy, intellectual property right, and
               physical as well as mental harm.
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           Different types of problems found in computer ethics are:
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              Military activities including the world wars have stimulated the
              growth of technology. The growth of Internet amply illustrates
              this fact. Engineers involve in weapons development because of
              the following reasons:
              1.    It gives one job with high salary.
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               Managing conflicts: Most of the conflicts can be resolved by following the
               principles listed here,
1. People
                Separate people from the problem. It implies that the views of all concerned
                should be obtained. The questions such as what, why, and when the error
                was committed is more important than to know who committed it. This
                impersonal approach will lead to not only early solution but also others will
Engineers as    be prevented from committing errors.
Managers 2. Interests
                Focus must be only on interest i.e., the ethical attitudes or motives and not on
                the positions (i.e., stated views). A supplier may require commission larger
                than usual prevailing rate for an agricultural product. But the past analysis may
                tell us that the material is not cultivated regularly and the monsoon poses
                some additional risk towards the supply. Mutual interests must be respected to
                a maximum level. What is right is more important than who is right!
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               3.   Options
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             The consulting engineers have ethical responsibilities different from
             the salaried engineers, as follows:
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             ●Competitive Bidding: It means offering a price, and get something
             in return for the service offered. The organizations have a pool of
             engineers. The expertise can be shared and the bidding is made
             more realistic. But the individual    consultants have to develop
Consulting creative designs and build their reputation steadily and carefully,
Engineers    over a period of time. The clients will have to choose between the
             reputed organizations and proven qualifications of the company
             and the expertise of the consultants. Although competent, the
             younger consultants are thus slightly at a disadvantage.
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             ●Contingency Fee: This is the fee or commission paid to the consultant,
             when one is successful in saving the expenses for the client. A sense of
             honesty and fairness is required in fixing this fee. The NSPE Code III 6 (a)
             says that the engineers shall not propose or accept a commission on a
             contingent basis where their judgment may be compromised. The fee
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             ●Safety and Client’s Needs: The greater freedom for the consulting
             engineers in decision making on safety aspects, and difficulties
             concerning truthfulness are the matters to be given attention. For
             example, in design-only projects, the consulting engineers may
             design something and have no role in the construction. Sometimes,
Consulting   difficulties may crop-up during construction due to non- availability
Engineers    of suitable materials, some shortcuts in construction, and lack of
             necessary     and     adequate      supervision     and     inspection.
             Properly-trained supervision is needed, but may not happen, unless
             it is provided. Further, the contractor may not understand and/or be
             willing to modify the original design to serve the clients best.
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                ▪   Frequently engineers are required to act as consultants
                    and provide expert opinion and views in many legal cases
                    of the past events.
Engineers as    ▪   They are required to explain the causes of accidents, malfunctions
Expert              and other technological behavior of structures, machines, and
Witnesses and       instruments, e.g.,    personal injury while using an instrument,
Advisors            defective product, traffic accident, structure or building collapse,
                    and damage to the property, are       some of the cases where
                    testimonies are needed.
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                1.The expert-witness is required to exhibit the responsibility of confidentiality just
                as they do in the consulting roles. They can not divulge the findings of the
                investigation to the opposite side, unless it is required by the court of law.
                2.More important is that as witness they are not required to volunteer evidence
                favorable to the opponent. They must answer questions truthfully, need not
Engineers as elaborate, and remain neutral until the details are asked for further.
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                Engineers as Advisors:
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             Moral leadership is essentially required for the engineers, for the reasons
             listed as follows:
             2.The leadership shall direct and motivate the group to move through
Moral        morally desirable ways.
Leadership   3.They lead by thinking ahead in time, and morally creative towards new
             applications, extension and putting values into practice. ‘Morally creative’
             means the identification of the most important values as applicable to the
             situation, bringing clarity within the groups through proper communication,
             and putting those values into practice.
             4.   They   sustain   professional   interest,   among    social   diversity   and
                  cross-disciplinary complexity. They contribute to the professional societies,
                  their professions, and to their communities.
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          ●Engineering is an important and learned profession. As members
          of this profession, engineers are expected to exhibit the higher
          standards of honesty and integrity.
●Engineering has a direct and vital impact on the quality of life for
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          ●I Fundamental Canons
          ●Engineers in the fulfillment of their professional duties shall
          1.   hold paramount the safety, health, and welfare of the public.
          2.   perform services only in areas of their competence.
Code of   3.   issue public statements only in objective and truthful manner.
Conduct   4.   act for each employer or client as faithful agents or trustees.
          5.   avoid deceptive acts.
          6.   conduct themselves honorably, responsibly, ethically, and
          lawfully so as to enhance the honor, reputation, and usefulness of
          the profession.
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          ●II Rules of Practice
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          ●III Professional Obligations
          1.    Engineers shall be guided in all their relation by the highest
                standards of honesty and integrity.
          2.    Engineers shall at all times strive to serve the public interest.
          3.    Engineers shall avoid all conduct or practice that deceives the public.
          4.    Engineers shall not disclose, without consent, confidential information
                concerning the business affairs or technical processes of any present or
                former client or employer, or public body on which they serve.
          6.    Engineers shall not attempt to obtain employment or advancement or
Code of         professional engagements by untruthfully criticizing other engineers, or
                by other improper methods.
Conduct   7.    Engineers shall not attempt to injure, maliciously or falsely, directly or
                indirectly, the professional reputation, prospects, practice, or employment
                of other engineers. Engineers who believe others are guilty of unethical or
                illegal practice shall resent such information to the proper authority for
                action.
          8.    Engineers shall accept personal responsibility for their professional
                activities, provided, however, the engineers may seek indemnification for
                services arising out of their practice for other than gross negligence,
                where the engineer’s interests can not otherwise be protected.
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                 ▪   A company has an economic responsibility: it must earn a return
                     for its stockholders within the confines of the law.
                 ▪   However,    corporate    social   responsibility   means    that
                     organizations have also ethical and societal responsibilities
Corporate            that go beyond their economic responsibilities.
Social           ▪   CSR requires organizations to expand their understandings of
Responsibility       their responsibilities to include other stakeholders such as
                     employees, customers, suppliers, local communities, state
                     governments, international organizations, etc.
                 ▪   Ethics could be seen as a crucial component of individual and
                     group behaviors at the heart of organizations’ responsibilities.
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