Strength Evaluation of Interior Slab-Column Connections: Aci Structural Journal Technical Paper
Strength Evaluation of Interior Slab-Column Connections: Aci Structural Journal Technical Paper
                        INTRODUCTION
   Considerable experimental research has been carried out                          Fig. 1—Typical behavior of slab-column connections
on slab-column connections of reinforced concrete flat-plate                        subjected to concentric gravity load.1
structures subjected to concentric gravity load. Characteristic
behavior of slab-column connections under gravity loads can
be illustrated by Fig. 1, taken from a study by Criswell.1                          where b is the circumference of the column, d is the average
Generally, as the tensile reinforcement ratio ρ decreases, the                      effective depth of the slab, c is the column size, and fc′ is the
behavior becomes more ductile, however, with reduced                                concrete compressive strength.
connection strength.                                                                   It is noteworthy that, in a typical two-way slab system, top
   Punching failure that results in an instant loss of gravity                      reinforcing bars are curtailed outside the negative bending
load capacity was observed in most reported isolated                                moment region and may have a nonuniform spacing that
connection specimens. However, punching failure may not                             results in varied flexural capacity along a yield line. Thus, Vflex
take place prior to general flexural yielding. Moe2 defined                         may be difficult to determine using the yield-line theory. In
shear failure as one that is mainly caused by transverse                            addition, for connections controlled by shear, the study by
forces and takes place before the flexural capacity Vflex is                        Marzouk and Hussein5 indicated that the influence of concrete
reached. Vflex was defined as the gravity shear at the formation                    strength is overestimated when shear strength is correlated
of a yield-line mechanism. If the ratio of ultimate load Vult to                    with the square root of concrete compressive strength.
Vflex, φ, was less than unity, the failure was classified as a                         Only a limited number of tests have been carried out on
shear failure; otherwise, it was classified as a flexural failure                   slab-column connections transferring both gravity and
with punching a secondary phenomenon.                                               seismic lateral loads. Equivalent beam width method and
   Behavior of slab-column connections cannot be compared                           beam analogy are two approaches for evaluating connection
with that of beams without transverse reinforcement. For                            lateral strength. The beam analogy concept is more attractive
connections controlled by shear, the diagonal tension cracks                        because it describes all actions including shear, flexure, and
were usually generated in the early loading stage but                               torsion acting on the critical section of a connection. It is
remained stable. For connections controlled by flexure,                             difficult, however, to define the lateral resistance contributed
inclined cracking resulted in significant connection deflection                     by shear and torsion when the ultimate unbalanced moment
but concrete crushing was not observed in the compression                           is reached.
zone in a typical test.                                                                The research reported herein focuses on strength evaluation
   In addition to slab concrete strength and flexural reinforcement                 of interior connections with square columns. Relevant
ratio ρ and yield strength fy, the ratio of column size to slab                     tests2,3,5-38 satisfying the following conditions were
effective depth (c/d) and boundary conditions also influence                        collected to form the basis of the study: 1) connections were
the connection gravity load-carrying capacity.3,4 Using test                        constructed with normalweight concrete; 2) slab flexural
data for footings and slabs that failed in shear (Vult < Vflex),                    reinforcement strength as measured by ρfy was less than 8 MPa
Moe2 defined the connection shear strength as                                       (1200 psi); 3) no shear reinforcement was used; and 4) slab
                                                                                    thickness was at least 75 mm (3 in.).
                   15 ⎛ 1 – 0.075 ---⎞
                                                   c
                         ⎝                         d⎠                                 ACI Structural Journal, V. 105, No. 6, November-December 2008.
 V n = ( bd f c′ ) ------------------------------------- (in customary units) (1)     MS No. S-2007-042 received January 24, 2007, and reviewed under Institute
                                        bd f c′                                     publication policies. Copyright © 2008, American Concrete Institute. All rights reserved,
                   1 + 5.25 ---------------           -                             including the making of copies unless permission is obtained from the copyright proprietors.
                                           V flex                                   Pertinent discussion including author’s closure, if any, will be published in the September-
                                                                                    October 2009 ACI Structural Journal if the discussion is received by May 1, 2009.
ACI Honorary Member James O. Jirsa holds the Janet S. Cockrell Centennial Chair
in Engineering at the University of Texas at Austin. He is a Past President of ACI and
a Past Chair of the Technical Activities Committee. He is a member of ACI Committee
318, Structural Concrete Building Code, and the Concrete Research Council.
                RESEARCH SIGNIFICANCE
   The effectiveness of using code design equations to evaluate
gravity load capacity and lateral resistance of slab-column
connections was examined. According to analyses of available
test data, the effects of several variables on connection behavior
were individually studied and an equation was formulated
for calculating connection shear strength. An algorithm using
beam analogy concepts was developed for evaluating lateral
resistance of lightly-reinforced slab-column connections.
Evaluation of shear strength based on test data                                                          Vn = q · ( fct)α · (ρfy)β · Ac · y (c/d)       (4)
  The manner in which slab-column connections fail in
punching under concentric gravity load is still not under-                                   where fct is the concrete tensile strength; Ac = 4d(c + 2s) is
stood well. An empirical solution was developed in this                                      the area of a critical section located at a distance s from the
study using an approach similar to that adopted by                                           column faces; and y is a dimensionless function of c/d.
                                                                                                                                      ∑ ∑ eij
  fc ′                    13.7 to 70.0 MPa 0.093       0.066     0.048
          24      9
                         (1990 to 10,200 psi) (α =1) (α = 2/3) (α = 1/2)
                           1.58 to 7.93 MPa             0.16     0.081     0.065                                          e =            = 1j = 1 -
                                                                                                                                     i----------------------                                (9)
  ρfy     39      15                                                                                                                          m
                           (230 to 1150 psi)           (β = 0) (β = 1/3) (β = 1/2)
                                                                                                                                           ∑ ni
                                                                                                                                         i=1
  Assuming fct is related to             f c′ , Eq. (4) is rewritten as                 5. The average deviation e was minimized by adjusting the
                                                                                     value of α or β and repeating Steps 2 to 4.
            Vn = k · ( fc′ )α/2 · (ρfy)β · Ac · y (c/d)                       (5)       The number of tests, groups, data range of variables, and
                                                                                     results of the evaluation are given in Table 1. It was found
                                                                                     that the contribution of concrete strength and slab flexural
   The parameters k, α, β, s, and the expression of y were                           reinforcement is best described by assuming the punching
determined from analyses of the test results. Test data of                           strength to be proportional to (fc′ )0.25 and (ρfy)0.5 (α = β = 1/2).
specimens with top bars evenly distributed in two orthogonal                         The significant contribution of flexural reinforcement is not
directions of the slab were used to generate Eq. (5). If the                         surprising because tests indicated that:
concrete strength was reported as cube compressive strength                          • Response of lightly-reinforced slab-column connections
fcu, value was transformed to cylinder compressive strength                                is dominated by flexure;
according to                                                                         • Flexural reinforcement restrains the propagation of
                                                                                           inclined cracking that takes place when loads as low as
                            fc′ = 0.80fcu                                     (6)          50% of the ultimate load are reached2,26;
                                                                                     • As flexural strength increases, concrete strain tangential to
  Effect of concrete and flexural reinforcement strength—                                  the column face at the compressive surface of slab also
To examine the effect of a single variable on connection                                   increases.5 The resulting restraint from the surrounding
shear capacity while eliminating the influence of others, the                              slab enhances the effect of a triaxial state of stress for
following procedures were adopted:                                                         concrete in the connection region; and
  1. An intermediate term Y was defined as Y = ( fc′ )0.5α and                       • Once an inclined crack develops, tensile longitudinal
Y = (ρfy)β when the effect of concrete strength and slab flexural                          reinforcement provides a doweling force at the crack
reinforcement was evaluated, respectively. The specimens                                   and may provide a significant fraction of the shear
with nearly identical properties (difference limited to 5%),                               strength.26,43
except for the variable contained in the term Y to be examined,                         Critical section location—The procedures described
were placed into the same group. For example, when                                   previously were similarly applied to 10 groups of test data
investigating the influence of concrete strength, the specimens                      (49 specimens) to determine an appropriate critical section
with similar flexural reinforcement ratio and strength,                              location. In each group, the specimens had nearly identical
column size, and slab effective depth but with different                             values of effective depth d and c/d. The following ratio was
concrete strength formed a data group. Each group consisted                          used in the investigation
of at least two specimens. Using this approach, m groups
were generated, as indicated in Table 1.                                                                  V ult                                          V ult
  2. An initial value was chosen for the parameter (α or β)                              Y = ---------------------------------
                                                                                                            1            1
                                                                                                                             - = -------------------------------------------------------
                                                                                                                                                       1       1
                                                                                                                                                                                       -   (10)
                                                                                                            ---          ---                           ---     ---
and the ratio of measured strength Vij to Yij was calculated                                                4            2                             4       2
for each specimen. The subscript i denotes the group (i = 1,                                       ( f c′ ) ( ρf y ) A c                 ( f c′ ) ( ρf y ) [ 4d ( c + s ) ]
2, …, m) and j denotes the specimen in each group ( j = 1,
2, …, ni). Clearly, this ratio should be similar for tests in the                       It was found that, if s ≤ 2d, the deviation e was insensitive
same group if the initial value of α or β closely reflects the                       to s. Therefore, s = 0.5d, the same value as used in ACI 318-05,
contribution of the investigated variable (concrete strength                         was adopted.
or flexural reinforcement). The average ratio for each group,                           Effect of c/d—A review of the data indicted a pronounced
as defined by the following equation, was then calculated.                           tendency toward decreased connection strength with increased
                                                                                     c/d. To illustrate this situation, the following ratio as a function
                                        ni                                           of c/d was evaluated for specimens with a slab thickness of
                                             V
                                      ∑ -----
                                        Y ij
                                            ij
                                            -                                        approximately 150 mm (6 in.). The results are plotted in Fig. 4.
                           X i = j---------------
                                     =1                                       (7)                                                      V ult
                                        ni                                                                 Z = --------------------------------------------------------                    (11)
                                                                                                                          1              1
                                                                                                                               ---          ---
                                                                                                                               4            2
  3. For each specimen, the deviation of the prediction from                                                          ( f c′ ) ( ρf y ) [ 4d ( c + d ) ]
the average of the corresponding group was defined as
                                                                                       The c/d is likely related to the lateral restraint imposed on
                                  V ij                                               concrete under a triaxial state of stress at the base of the
                                  ------ – X i                                       inclined crack. Based on a regression analysis, as shown in
                                  Y ij
                         e ij = --------------------                          (8)    Fig. 4, the effect of c/d on the connection strength can be
                                        Xi                                           expressed by taking function y in Eq. (5) as
                                            1
                                            ---
                                            2
         V n = 0.65ξA c ( ρf y f c′ ) (in SI units)        (13)
                               1
                               ---
                               2
     V n = 2.3ξA c ( ρf y f c′ ) (in customary units)      (14)
where
                                     d
                         ξ =         ---                   (16)
                                     c
                                                                   Fig. 4—Effect of c/d on connection shear strength.
   If 95% of the test results are expected to exceed the
strength defined by Eq. (13) or (14), a reduction factor of 0.83
should be applied to the right-hand side of these equations to
derive a characteristic strength.
   Comparison of calculated and measured strength—The
comparison of shear capacity estimated using Eq. (13) with
the measured strength (for the same database used in Fig. 3)
is shown in Fig. 5. Computed values are now closer to
measured values as the scatter is reduced.
   Reinforcement concentration—Equations (13) and (14) were
established from tests with uniformly spaced reinforcement.
Banded flexural reinforcement at the column is used for two
reasons: 1) to increase slab stiffness; and 2) to allow the
connection to carry unbalanced moments imposed by lateral
deformation as well as by gravity loads. Therefore, the area
where banded reinforcement is effective for shear strength,
that is, the area where the reinforcement ratio ρ is evaluated,
must be defined. For this purpose, the strength of 11 specimens
with concentrated flexural reinforcement was evaluated
according to Eq. (13) or (14) using reinforcement ratios
defined over various slab widths centered on the column. It
was found that the reinforcement ratio defined in a width
c + 12d, nearly the entire region of column strip, provided
the best estimate of the test results.
                                                                   Fig. 5—Comparison of measured and calculated shear
         CONNECTION LATERAL STRENGTH                               strength based on proposed formulation (Eq. (13)).
ACI 318-05 provisions
  For slab-column connections carrying both gravity shear
and unbalanced moment, the design approach recommended                                2 ( V c – V g )J c               5 ( Vc – Vg )
                                                                             M n, v = ------------------------------
                                                                                                                   - = -------------------------        (17)
in ACI 318-0539 is shown in Fig. 6. It is assumed that a                                γ v ( c + d )A c                ( c + d )A c
portion (γv = 40%) of the unbalanced moment M is trans-
ferred by eccentric shear stress, whereas the remaining
                                                                   where
portion (γf = 60%) of M is resisted by flexure provided by the
reinforcement situated within a width c + 3h at the column.
  Following the aforementioned assumptions, the unbalanced                               2              3  1              3
                                                                                   J c = --- d ( c + d ) + --- ( c + d )d                               (18)
moment at shear failure Mn,v and that at flexural failure Mn,f                           3                 6
can be determined from Eq. (17) and (19), respectively. The
minimum of Mn,v and Mn,f provides an estimation of the                              M fn, 1 + M fn, 2                 M fn, 1 + M fn, 2
connection lateral resistance, Mn,ACI, as well as the corre-               M n, f = -------------------------------
                                                                                                                  - = -------------------------------
                                                                                                                                                    -   (19)
sponding failure mode.                                                                            γf                              0.6
                                                                                                     (c + d)                     A s,1 f y, 1⎞
                                                                           M n, 1 = A s,1 f y, 1 d 1 ---------------- ⎛ 1 – 0.59 -----------------
                                                                                                                                                 -    (22)
                                                                                                           s1         ⎝           s 1 d1 f c′ ⎠
                                                                     where As,1, fy,1, d1, and s1 denote the bar area, yield strength,
                                                                     effective depth, and average spacing of top reinforcement
                                                                     placed in the lateral loading direction within a width c + d
                                                                     centered on the column, respectively; As,2, fy,2, d2, and s2 are
                                                                     defined similarly but for the bottom reinforcement.
                                                                        For connections with bottom reinforcement terminated at
                                                                     the column, fy,2 may not be developed. In this case, Mn,2 is
                                                                     limited to the flexural cracking moment evaluated in c + d.
                                                                     In addition, neither steel strain hardening nor shear-flexure
                                                                     interaction was considered.
                                                                        Unbalanced moment resisted by shear at bending faces—
Fig. 7—Internal forces acting on critical section.                   It was assumed that Vn,1 and Vn,2, the maximum shear values
                                                                     that can be developed at the front and back faces, are limited to
where Mfn,1 and Mfn,2 are the maximum values that can be
                                                                                                    Vn,1 = 0.25Vn                                     (24)
developed for Mf,1 and Mf,2.
Fig. 8—Test scheme for determining torsion capacity T0.27                       and for the sake of simplicity, T0 was defined as a function
                                                                                of critical section geometry and concrete strength. It was
                                                                                assumed that at T0 the concrete within a width c + d and
                                                                                between the centroids of top and bottom reinforcement
                                                                                layers at the side faces of the critical section can develop full
                                                                                plastic torsional capacity defined as
T0 = vT (c + d)d02 (29)
                         Mn,1 + Mn,2, Mvn,1 + Mvn,2,  2Tn ,        Mn,          Mult,                               M              Mu,f ,       Mu,v,       Mn,ACI,      M n, ACI
                                                                                                                   --------n-                                            ---------------
Reference Label          kN-m (k-in.) kN-m (k-in.) kN-m (k-in.) kN-m (k-in.) kN-m (k-in.)                          M ult        kN-m (k-in.) kN-m (k-in.) kN-m (k-in.)      M ult
    (1)        (2)              (3)                   (4)                   (5)         (6)             (7)         (8)             (9)          (10)         (11)          (12)
               S1          44.4 (393)           39.9 (353)           43.0 (381)      127 (1127)     145 (1280)     0.88         175 (1545)    88.0 (779)   88.0 (779)      0.61
    31
               S4          44.2 (391)           39.2 (347)           34.2 (303)      118 (1041)     125 (1110)     0.94         173 (1532)    75.4 (667)   75.4 (667)      0.60
               H5          12.1 (107)             9.1 (81)           19.9 (177)      41.2 (364)     42.5 (376)     0.97          39.7 (351)   33.4 (299)   33.4 (299)      0.80
               H6          21.9 (194)           11.5 (102)           19.9 (177)      53.4 (473)     53.1 (470)     1.01          65.4 (579)   33.4 (299)   33.4 (299)      0.63
    28
               H9          11.5 (102)             8.8 (7.8)               6.0 (53)   26.3 (232)     32.4 (287)     0.81          37.7 (334)   23.1 (204)   23.1 (204)      0.71
              H10          16.1 (143)             9.9 (88)            10.7 (94)      36.7 (325)     35.4 (313)     1.04          50.9 (450)   22.5 (199)   22.5 (199)      0.64
                1            8.8 (78)             9.0 (79)           11.3 (100)      29.1 (258)     30.5 (270)     0.95          24.5 (217)   28.1 (249)   24.5 (217)      0.80
    31          2            9.4 (83)             9.5 (84)           14.1 (124)      33.0 (292)     37.7 (334)     0.87          25.9 (229)   32.5 (288)   25.9 (229)      0.69
               3C            8.0 (70)             8.6 (76)           11.6 (103)      28.2 (249)     35.8 (317)     0.79          22.0 (195)   29.8 (264)   22.0 (195)      0.61
             SM0.5         21.1 (187)           30.3 (269)           54.7 (484)      106 (939)       100 (888)     1.06          62.0 (549)   115 (1017)   62.0 (549)      0.62
    32
            SM1.0*         40.5 (359)           41.9 (371)           73.4 (649)      156 (1379)     127 (1128)     1.22         119 (1055)    107 (949)    107 (949)       0.84
               S1            6.0 (53)             9.2 (81)           20.4 (180)      35.6 (315)     35.0 (310)     1.02          14.7 (130)   60.7 (537)   14.7 (130)      0.42
               S2            9.0 (80)            10.6 (94)           17.8 (158)      37.5 (332)     39.0 (345)     0.96          21.9 (194)   53.1 (470)   21.9 (194)      0.56
    29         S3          11.9 (105)           12.3 (109)           17.5 (155)      41.8 (370)     42.0 (372)     0.99          29.0 (257)   52.2 (462)   29.0 (257)      0.69
               S4            8.7 (77)            10.5 (93)           13.7 (122)      32.9 (291)     36.0 (319)     0.91          21.1 (187)   48.9 (433)   21.1 (187)      0.59
               S5            9.2 (81)            10.8 (96)                9.4 (83)   29.4 (260)     38.0 (336)     0.77          22.4 (198)   44.6 (395)   22.4 (198)      0.59
                1          22.3 (197)           19.9 (176)           24.0 (212)      66.1 (585)     64.0 (566)     1.03          57.4 (508)   63.2 (559)   57.4 (508)      0.90
    33
                3          22.2 (197)           19.6 (173)           46.1 (408)      87.9 (778)     97.9 (866)     0.90          57.2 (506)   76.5 (677)   57.2 (506)      0.58
                A          23.9 (211)           15.7 (139)           23.3 (206)      62.9 (556)     66.2 (586)     0.95          53.3 (472)   57.6 (510)   53.3 (472)      0.81
    34
               B*          24.8 (219)           15.8 (140)                6.7 (59)   47.3 (418)     41.4 (366)     1.14          55.5 (491)   43.1 (381)   43.1 (381)      1.04
    35        SC0          23.4 (207)           17.1 (151)           18.3 (162)      58.8 (520)     61.7 (546)     0.95          67.8 (600)   58.0 (513)   58.0 (513)      0.94
            DNY_1          13.3 (118)            11.2 (99)           24.8 (219)      49.3 (436)     47.2 (418)     1.04          35.1 (310)   53.8 (476)   35.1 (310)      0.74
            DNY_2          12.7 (112)            10.4 (92)           12.1 (107)      35.1 (311)     33.4 (296)     1.05          33.5 (296)   38.1 (337)   33.5 (296)      1.00
    36
            DNY_3          12.6 (112)           11.4 (101)           22.8 (202)      46.8 (414)     48.4 (428)     0.97          33.2 (294)   46.9 (415)   33.2 (294)      0.69
            DNY_4          12.1 (107)             9.6 (85)           20.5 (181)      42.2 (373)     44.1 (390)     0.96          31.9 (282)   38.9 (344)   31.9 (282)      0.72
    37         IC          17.5 (155)           14.7 (130)           24.8 (219)      56.9 (504)     51.2 (453)     1.11          54.4 (481)   61.5 (544)   54.4 (453)      1.06
    38        C02          19.0 (168)           18.0 (160)                7.3 (65)   44.3 (392)     44.4 (393)     1.00          77.0 (681)   44.0 (389)   44.0 (389)      0.99
    26        L0.5         30.9 (273)           39.6 (351)           62.0 (548)      133 (1173)     128 (1135)     1.03          78.6 (696)   158 (1400)   78.6 (696)      0.61
                                                                                                        Average    0.98                                       Average      0.73
                                                                                              Standard deviation   0.10                             Standard deviation     0.16
*
 No general yielding existed.
                                                                                                                                CONCLUSIONS
                                                                                                           Analyses of available test data of interior slab-column
                                                                                                        connections subjected to concentric gravity loading indicated
                                                                                                        that: 1) the capacity of slab-column connections estimated
                                                                                                        using ACI 318-05 two-way shear design equations may vary
                                                                                                        considerably from the test results; 2) the contribution of
Fig. 10—Effective area of calculating torsion capacity T0.                                              concrete strength is best described by assuming connection
                                                                                                        punching capacity to be proportional to (fc′ )0.25 instead of
                                V g – V n, 1 + V n, 2⎞                                                    f c′ ; and 3) strength of slab tensile reinforcement and c/d
                    T n = ⎛ 1 – -------------------------------------
                                                                    -                    (31)           significantly affect the connection strength. Based on regression
                          ⎝                  2V n, 1                  ⎠
                                                                                                        analyses, an equation was developed to estimate gravity
                                                                                                        load-carrying capacity of interior slab-column connections.
   Columns (3), (4), and (5) of Table 3 provide connection                                                 The ACI 318-05 design equations underestimate the
lateral resistance from flexure, shear, and torsion, respectively.                                      unbalanced moment-carrying capacity of most connections
According to these data, the fraction of the unbalanced                                                 tested. The equations are conservative for design but may be
moment resisted by flexure ranges from 17 to 52%, by shear                                              too conservative for use in evaluation of existing flat-plate
from 22 to 41%, and by torsion from 14 to 57%.                                                          structures, thereby making structural retrofit more costly and