Autism Spectrum Social Stories
Autism Spectrum Social Stories
Abstract
Background: Interventions designed to support children with a diagnosis of Autism Spectrum Conditions (ASC)
can be time consuming, needing involvement of outside experts. Social Stories™ are a highly personalised
intervention aiming to give children with ASC social information or describing an otherwise difficult situation or
skill. This can be delivered daily by staff in education settings. Studies examining Social Story™ use have yielded
mostly positive results but have largely been single case studies with a lack of randomised controlled trials (RCTs).
Despite this numerous schools are utilising Social Stories™, and a fully powered RCT is timely.
Methods: A multi-site pragmatic cluster RCT comparing care as usual with Social Stories™ and care as usual. This
study will recruit 278 participants (aged 4–11) with a clinical diagnosis of ASC, currently attending primary school in
the North of England. Approximately 278 school based staff will be recruited to provide school based information
about participating children with approximately 140 recruited to deliver the intervention. The study will be cluster
randomised by school. Potential participants will be screened for eligibility prior to giving informed consent. Follow
up data will be collected at 6 weeks and 6 months post randomisation and will assess changes in participants’
social responsiveness, goal based outcomes, social and emotional health. The primary outcome measure is the
Social Responsiveness Scale Second Edition (SRS-2) completed by school based staff at 6 months. Approvals have
been obtained from the University of York’s Research Governance Committee, Research Ethics Committee and the
Health Research Authority. Study results will be submitted for publication in peer-reviewed journals and
disseminated to participating families, educational staff, local authority representatives, community groups and
Patient and Participant Involvement representatives. Suggestions will be made to NICE about treatment evidence
dependent on findings.
(Continued on next page)
* Correspondence: barry.wright1@nhs.net
1
Child Oriented Mental Health Intervention Centre, Leeds and York
Partnership NHS Foundation Trust, York, UK
2
Hull York Medical School, University of York, York, UK
Full list of author information is available at the end of the article
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Wright et al. BMC Psychology (2020) 8:60 Page 2 of 10
1. To investigate whether Social Stories™ can reduce Parents/guardians of the child are able to self-
challenging behaviour in children with ASC in complete the English language outcome measures
primary schools. (with assistance if necessary).
2. To investigate whether Social Stories™ can improve
social and emotional health in children with ASC in Exclusion criteria:
primary schools.
3. To assess the cost-effectiveness of Social Stories™. The school has used Social Stories™ for any pupil in
4. To examine the effects of Social Stories™ delivered the current or preceding school term.
in the classroom on general measures of health The child or interventionist teacher has taken part
related quality of life. in the previous Social Stories™ feasibility study
5. To examine whether Social Stories™ improve (ASSSIST). Schools that have taken part will not be
classroom attendance. excluded.
6. To assess sustainability of Social Stories™ in an
education setting across a 6 month period.
7. To examine any changes in parental stress. Intervention
8. To examine any associations between treatment Children in the intervention arm of the trial will receive
preference and outcomes. the Social Stories™ intervention in addition to their care
9. To examine how elements of session delivery (e.g. as usual.
session frequency, length and any associated The Social Stories™ intervention will be delivered by a
problems/adverse events) are associated with trained educational professional (the interventionist) who
outcomes. is employed within each school allocated to the interven-
tion arm. The interventionist may vary between the
Trial design schools (e.g. a teacher, teaching assistant (TA), or Special
This trial is a multi-site pragmatic cluster RCT compar- Educational Needs Coordinator (SENCO)). Social Stories™
ing Social Stories™ and care as usual with a control used within the trial will be based on a goal developed
group receiving care as usual alone. Care as usual is de- mainly by an education professional who knows the par-
fined as the existing support routinely provided for a ticipating child well but is not the interventionist (the as-
child with ASC from educational and health services sociated teacher). This goal will be developed with
such as specialist autism teacher teams, mental health support from the study team; and where possible the par-
teams or other associated professionals. The trial in- ent/guardian, interventionist and the child. A Social Story™
cludes a 10 month internal pilot, a process evaluation is used to provide a child with social information and
(including qualitative interviews and an examination of works well if a child is uncertain or finds a situation dis-
treatment fidelity) and an economic evaluation. tressing, frustrating or incomprehensible.
Interventionists will be trained by the research team or
Methods through trained local authority autism specialist staff.
Study setting Training will include information on the design and im-
Participants will be recruited using a variety of methods plementation of Social Stories™, with materials based on
including identification through schools, or identification those developed in the preceding feasibility study with
through participating NHS trusts using their clinic lists/ the support of Carol Gray [32] and a Social Stories™
databases. Intervention delivery will take place in the manual produced by the study’s Chief Investigator (CI)
participant’s school. and a Clinical Psychologist with expertise in autism [33].
During the training session, interventionists will con-
Eligibility criteria struct a Social Story™. Parents/guardians will also be in-
Both the school and the child’s parents/guardians must vited to attend these sessions. Following training all
agree to take part before either may be included. Eligibil- Social Stories™ will be assessed against a fidelity check-
ity to take part will be ascertained using the following list, to ensure they conform to the ten established cri-
criteria. teria [16, 33]. They will then be delivered to children in
Inclusion criteria: the intervention arm by the interventionist at least six
times over a 4 week period.
The child is aged 4–11 years. Goal based outcome measures will be used and 20 %
The child attends a participating primary school of children allocated to the intervention arm will be
within Yorkshire and the Humber. observed by a blinded research assistant to ascertain
The child has a clinical diagnosis of ASC and daily their progress towards the goal. Consent to these
challenging behaviour. observations will be optional and participants will be
Wright et al. BMC Psychology (2020) 8:60 Page 4 of 10
randomly selected by the Trials Unit using a computer 4. Bespoke treatment preference questionnaire –
generated list from those who have opted in. baseline only.
5. Bespoke resource use questionnaire determining
current school care/education plan interventions –
Control
baseline and 6 months only.
Participants allocated to the control arm of the trial will
receive care as usual. Schools in the control arm are
Interventionist Teacher/ TA Questionnaires:
asked to refrain from delivering any Social Stories™ for
the duration of their trial involvement.
1. Bespoke Social Story™ session log. – used after each
If a participant decides to withdraw from the interven-
Social Story™ session.
tion and/or the study, a member of the research team
2. A bespoke sustainability questionnaire – 6 weeks
will record details including reasons provided, whether
and 6 months only.
withdrawal is from the whole study or an individual
element, and whether they wish to continue providing
Process Evaluation - Researcher Questionnaires:
data for analysis.
1. A fidelity checklist (intervention arm only) assessing
Outcomes (primary and secondary) each Social Story™ - after the story has been created
Baseline and follow-up measures will be collected during and at 6 weeks post-randomisation.
visits to schools, participants’ homes or at locations con- 2. A goal-based measure – used when observing ran-
venient to participants or via post where face to face domised children at 6 weeks and 6 months.
data collection is not possible. The primary outcome is
the Social Responsiveness Scale, Second Edition (SRS-2) Sample size calculation
[34] completed at 6 months post-randomisation by the The primary outcome is the teacher completed SRS-2 t-
associated teacher. The SRS-2 measures social inter- score at 6 months. Within the pilot data, outcomes were
action skills and ASC symptomatology. measured at 6 and 16 weeks. The correlation between
All secondary outcomes are listed below (grouped by baseline and 6 weeks (r = 0.67, 95% CI 0.44 to 0.80) was
respondent) and will be collected at baseline, 6 weeks lower than that at 16 weeks (r = 0.83, 95% CI 0.68 to
and 6 months post-randomisation unless specified. The 0.91) for the pilot data. To be conservative we have
trial flow chart is seen in Fig. 1. chosen the lower 95% confidence limit for the lowest
Parent questionnaires: correlation between baseline and follow-up that we ob-
served within our pilot data (r = 0.44). Assuming a dif-
1. Social Responsiveness Scale, Second Edition (SRS-2) ference of 3 points, SD = 7, 5% alpha, 90% power,
[34]. average cluster size 1.35, ICC = 0.34, correlation = 0.44
2. Demographic information pertaining to the child and 25% attrition requires a total sample size of 278.
and the parent – baseline only.
3. Parenting Stress Index short form [35]. Recruitment
4. The EQ-5D-Y (proxy) [36]. The study aims to recruit 278 children with ASC from
5. Revised Children Anxiety and Depression Scale across Yorkshire and the Humber. Recruitment opened
(RCADS) short form [37]. in November 2018. In addition, the study will recruit
6. Bespoke resource use questionnaire, capturing 278 parents/guardians, 278 associated teachers and ap-
healthcare and non-health resource use of partici- proximately 140 interventionists who will each complete
pants and parents/carers– baseline and 6 months study questionnaires, and in the case of interventionists,
only. deliver Social Stories™ sessions.
7. Bespoke treatment preference questionnaire – ASSSIST2 will use five methods of participant recruit-
baseline only. ment outlined in more detail below:
by a member of the research team to discuss the trial, forms to the child’s parent/guardian. Recruitment will
answer any questions and to arrange collection of in- then follow the procedure set out for schools.
formed consent from parents/guardians and where pos-
sible assent from the child. We will also gain consent
from education professionals taking part in the trial. Recruitment from local community groups
Local community groups within the catchment area,
e.g. the Autism Spectrum Conditions - Enhancing
Recruitment from NHS sites Nurture and Development (ASCEND) parent group
Participating NHS Trusts who carry out autism [39], will be contacted with information about the
spectrum assessments will be asked to identify poten- trial and researchers will distribute study information
tially eligible families through screening of their clinic/ to interested parents/guardians. On receipt of an
database lists. A member of the clinic team (or delegated EOI, recruitment will follow the procedure outlined
staff member) will send study information and EOI for schools.
Wright et al. BMC Psychology (2020) 8:60 Page 6 of 10
outcome will be considered to account for compliance EQ-5D-Y (proxy version) as a health descriptor measure
with the intervention at the student level. (the preferred instrument in the NICE reference case).
The domains of the EQ-5D-Y proxy will then be valued
Process evaluation using UK population tariff to provide utility scores at
The process evaluation will include an interventionist multiple time points. QALYs will be estimated using
questionnaire, capturing how many times intervention- time weighted averages of the utility scores measured
ists have used Social Stories™; and whether they have over the study time period.
trained others. Interviews and fidelity assessment will be The cost of the Social Stories™ intervention will be cal-
carried out. A Social Story™ writing and delivery training culated using a bottom-up estimation of the time spent
DVD will be developed and an FAQ document identify- by professionals delivering the intervention, the cost of
ing elements of good practice in the implementation of training and other resources used. Unit costs of health
Social Stories™ as well as any common issues or barriers service use will be obtained from the UK national data-
highlighted by interventionists and/or parents. Both of base of reference costs. The cost of social services will
these outputs will be freely available on the research be calculated from the Unit Costs of Health and Social
team’s website. Care, produced by the Personal Social Services Research
Unit, and the cost of other professional support will be
Qualitative analysis estimated from relevant salary scales and published re-
Semi-structured interviews will be undertaken with 10–20 ports/ literature.
participants to explore challenges and barriers to training A sensitivity analysis will be conducted including costs
and implementation of Social Stories™, and the willingness of productivity loss.
of school staff to run the intervention independently.
These participants will be purposively selected from the Data monitoring
cohort of teachers, trainers, interventionists, Associated The conduct of the study will be governed by three
Teachers, local authority representatives involved in the committees.
trial and parents who attended the training. With consent,
all interviews will be recorded on encrypted devices, tran- A Trial Steering Committee (TSC).
scribed verbatim and anonymised. A sample of data An independent Data Monitoring and Ethics
transcripts will be checked against audio recordings for Committee (DMEC).
accuracy. Interview material will be organised according A Trial Management Group (TMG).
to analytical headings using a constant comparison ap-
proach [41]. Qualitative data analysis computer software These committees will function in accordance with
will be used to structure and explore the interview data. YTU SOPs. The DMEC and TSC are both independent
Electronic sound files and transcripts from qualitative in- from the sponsor. The TSC will consist of an independ-
terviews will be assigned a unique participant number, ent chair, an independent subject specialist, an inde-
known only to relevant members of the research team. pendent clinical academic, an independent statistician
Any quotes published will be anonymous. and a Patient and Public Involvement (PPI) representa-
tive. The DMEC will consist of an independent chair, an
Fidelity analysis independent statistician, and another independent mem-
The fidelity evaluation will examine the extent to which ber experienced in research with children and families.
the components of the intervention (Social Stories™) The TSC and DMEC will meet approximately every 6
were delivered as planned, and the accommodations re- months from the start of the trial. The TMG will com-
quired by schools to ensure this. Interventionists’ adher- prise co-applicants, members of the trial team (including
ence to core components will be assessed via researcher the data manager), PPI representatives, and the trial
completed fidelity checklists of each Social Story™ after managers. Co-applicants and trial team members will be
initial writing and at 6 weeks. invited as required depending on their roles.
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