SirajitrK - Thesis Final Report Accessible Revised
SirajitrK - Thesis Final Report Accessible Revised
A Thesis
MASTER OF SCIENCE
in
Mechanical Engineering
by
Sirajitr Komrit
                                SPRING
                                 2020
    COMPARATIVE ANALYSES OF SOLAR PHOTOVOLTAIC, WIND, AND
A Thesis
by
Sirajitr Komrit
Approved by:
____________________________
Date
                                     ii
Student: Sirajitr Komrit
I certify that this student has met the requirements for format contained in the
University format manual, and this thesis is suitable for electronic submission to the
                                             iii
                                       Abstract
of
by
Sirajitr Komrit
SAM, PVsyst, HOMER, and RETScreen are used to model photovoltaic system
(PVS), wind turbine system (WTS), and PV-wind hybrid system (PVWHS) for residential
applications in Thailand. All four softwares were validated to determine their accuracy
by comparing the estimated annual energy production to the actual energy yield from the
real systems. For PVS validation, results from SAM, PVsyst, HOMER, and RETScreen
contain error of 3.61, -3.91, 5.52 and 6.90 %, respectively. For WTS validation, results
from HOMER and RETScreen has 15.68% and 18.13% deviation from the real systems’.
Simulation results from SAM, PVsyst, HOMER, and RETScreen shows that 6.6 kW PVS
and 6.051/1 kW (solar/wind) PVWHS are the economical renewable energy system in
terms of performance and energy production in Chaiyaphum with high solar and low wind
speed resources, and Sa Kaeo with high solar and wind resources, respectively.
                                           iv
       The PVS, WTS, and PVWHS simulations were performed in different area across
Samutprakan, Chiang Rai, and Maha Sarakham. HOMER optimizer feature was used and
found that only Chanthaburi with 7.7 m/s average wind speed is suitable to install
PVWHS. However, PVS is the most economical system for the rest of the locations. The
                                            v
                               ACKNOWLEDGEMENTS
First and foremost, I would like to thank Professor Farshid Zabihian from the
bottom of my heart who had helped me from the very beginning where I could not find
any thesis topic I am interested in. This thesis is the second project he advised me to
research on as he cares, has patience with his students, offers ideas and opportunities,
whenever we need. He always encourages and never gives up on his students. I can
definitely say that if it was not for him, I would not be writing this Acknowledgement
page today.
Secondly, thank you tremendously Professor Troy Topping for all of your kind
support and help since my very first day as a CSUS student from maintaining my student
status for F1 visa all the way to submitting a document on my behalf while I was out of
the state to ensure that I can graduate in time. He always be there for students who are in
Lastly, I would like to thank my friends, classmates, family for all the help and
supports. We have been through together from helping each other inside and outside of
                                             vi
                                             TABLE OF CONTENTS
                                                                                                                      Page
Acknowledgements ................................................................................................. vi
Chapter
Objectives ..................................................................................................... 2
2.4 Modeling Tools Suitable for Wind & Hybrid System ............................... 9
3. METHODOLOGY ........................................................................................... 18
                                                             vii
          3.6 Software Review .................................................................................... 29
6.1 Determining the Most Optimized System for Each Location .................. 73
6.2 Identifying the Most Efficient System Type with Optimal Chart ............ 80
7. CONCLUSION ................................................................................................ 83
Reference ............................................................................................................... 94
                                                             viii
                                          LIST OF TABLES
Tables                                                                                                 Page
6. Monthly demand and peak load of Aerospace Museum of California ..... ……37
16. Simulation results from HOMER for PVS, WTS, PVWHS .......……………. 67
17. Outputs of several system configurations from HOMER sensitivity feature ... 71
                                                     ix
21.   Optimization results via HOMER for Nakhon Si Thammarat ......................... 76
27. A summary table showing the optimized system for each location ..... ………78
                                                  x
                                                 LIST OF FIGURES
Figures Page
11. System designed in Helioscope and hourly energy production via HOMER .......2
15. Precipitation chance of Sacramento with February being the highest ..................2
RETScreen ........................................................................................................2
17. Location of the wind farm and average wind speed at 65 meters [48] .................2
18. Power curve of wind turbine of the reference system [48] ..................................2
                                                        xi
20.   Effect of degradation rate of 0.5% on inverter over years from SAM .................2
23. Power curve of 1000W F-1000M5 Max Power turbine [51] ...............................2
24. An error shown when input insufficient wind speed in RETScreen ....................2
28. Optimal chart for the optimized system type according to solar insulation and
                                                         xii
                  LIST OF ABBREVIATIONS
software
PR Performance Ratio
Chapter 1
Introduction
In 2015, Ministry of Energy of Thailand has announced a new policy to raise the
capacity of renewable energy resources to cope with the increasing energy demand. The
Department of Alternative Energy Development and Efficiency set a roadmap from 2015-
2036 for the country to achieve 30% renewables generation. The total renewables
generation is planned to increase to 39.4 KTOE of 131 KTOE total energy consumption
from electricity, heat and biofuels, while reducing the GHGs emission by 25% [1]. The
2036 goal demands that the new capacity of renewable energy will raise from 7,279 MW
capacity in 2014 to 19,635 kW [2]. The potential renewable resources in Thailand are
biomass, biogas, hydro, wind, and solar. However, the department planned to increase the
capacity of all renewable resources but emphasized on wind and solar energy because total
solar capacity will increase from 1,570 MW in 2014 to 6,000 MW, and wind energy will
be raised from 615 MW in 2017 to 3,000 MW in 2036 as the total alternative energy
capacity of Thailand in 2014 was 7,279 MW, and is planned to raise to 19,635 MW in 2036
[3]. Thailand currently has several large solar and wind farms and currently planning to
build a 2.7 GW of 16 floating solar plants on nine hydroelectric dam reservoirs [4].
Therefore, this research is intended to increase capacity of solar and wind energy
to support the policy by modeling PV systems (PVS), wind turbine systems (WTS), and
PV wind-hybrid systems (PVWHS) to identify which system is the most suitable system
                                                                                        2
in terms of performance and system cost for several locations throughout Thailand.
Renewable energy simulation softwares such as SAM, PVsyst, HOMER, and RETScreen
will be used to model the systems. Before fully utilizing softwares, the models need to be
real system. Once the models are verified, a simulation model will be developed to answer
the question that which type of system––PVS, WTS, or PVWHS, is best to invest on for a
Objectives
1. To identify the capabilities of simulation softwares and learn about their advantages
and disadvantages of SAM, PVsyst, HOMER, and RETScreen and use their potentials
2. To validate and verify the accuracy of SAM, PVsyst, HOMER, and RETScreen in PVS
3. To develop a model to estimate energy production, and financial parameters of, WTS,
and PVWHS installed in the same location and determine the most efficient system of
   the three.
                                                                                        3
Chapter 2
Literature review
The literature review of this paper is divided into six parts: Modeling approaches,
all available renewable energy tools, modeling tools suitable for PV stand-alone
simulation, modeling tools suitable for wind & hybrid system, accuracy of softwares
compared to results from real systems, and system modeling with financial analysis. The
first section explains all the possible methods for modeling renewable energy systems. The
second section focuses primarily on all software available for renewable energy modeling
software. The third and fourth sections revolve around softwares dedicatedly developed for
PV, wind, and solar-wind hybrid systems. The fifth section describes the comparison of
software when used to predict an actual system. The sixth section is system modellings
Vikas Khare et al. [5, p. 1] reviewed various techniques and softwares that can be
The methods included analytical method with mathematical model, linear programming,
HOMER software, LINDO software, and fuzzy logic. For the LPSP technique, two
                                                                                         4
methods can be used for modeling solar wind hybrid application, which are chronological
Yang Hongxing et al. [6, p. 2] used LPSP approach based on chronological simulation to
model hybrid system for a telecommunication station with 1500W demand load on a
remote island in south east coast of China with lowest annualized system cost. Out of 10
simulations, the system with lowest % of LPSP, the most financial system with lowest loss
of power supply probability, was found to be 1.98 for the location. The system consisted
of 114 PV panels with one 6 kW wind turbine, and 10 GFW-1000 lead-acid batteries. The
minimum annualized cost was found to be $9708 and annual energy yield of 1.76 kW.
However, the method contains a large computation work load as drawbacks of the method.
W.D. Kellogg et al. [7] used a simple numerical algorithm to size and determine
the optimum system of PVWHS, for residential applications in remote area in Montana
and stated that the solar wind hybrid system provides more reliable energy production.
Salwan S. and K. Sopian [7] used MATLAB to simulate a hybrid system for energy
production estimation at three cities in Iraq namely Basrah, Mosul, and Baghdad. Solar
irradiation, wind speed data and specification sheets of PV module and wind turbine were
panels and 1 kW wind turbine. The estimated energy production of the 6 kW system in
three cities were found to be 8787, 8597, and 7553 kWh from PV modules, and 620, 607,
stand-alone system in several sites in India using Rayleigh distribution method to derive
wind velocity in terms of probability density and cumulative functions. The results showed
employed Rayleigh and Weibull wind speed distribution to estimate performance of wind
systems in Taiwan and obtained availability factor ranged between 0.794 and 0.929, turbine
efficiency of 0.246 to 0.290, and capacity factor of 0.450 to 0.642 for a year for a station
in Lanyu.
off-grid solar-wind hybrid system for a remote island in Hong Kong. Using thousands of
simulations, the author found that the most optimized system consists of 145 kW PV
modules generating 177,882 kWh annual energy yield, 10.4 kW wind turbine generating
29,584 kWh per year, and 144 batteries with 6 strings in parallel. The net present cost
(NPC), the total present value of the capital cost and operating cost of the system during
its life cycle, and Cost of Energy (CoE) were $693,114 and $0.595/kWh, respectively.
However, the energy of 100,883 kWh was wasted due to the system being off grid and
According to all reviews above, it is known that many methods involves heavy
calculation such as LPSP, numerical algorithm, and Rayleigh distribution for modeling,
and can contain some error due to using estimation, assumptions to derive simple formula
                                                                                       6
that MATLAB and most of the methods described except for LPSP and HOMER need the
system size as input parameters and therefore cannot perform optimization or sensitivity
On the other hand, using software dedicatedly developed for modeling renewable
energy system such as HOMER can reduce the calculation workload by more than half,
and can perform both energy and economical analysis with optimization and sensitivity
analysis features. Therefore, in this paper, renewable energy software-based methods will
EFOM, Elfin, Endur, GmbH, GREET, H2A analysis, HUD CHP Screening Tool,
                                                                                            7
Reckoner, Samplan, SEDS, SGM, TESOM, UREM. However, only the first 37 of them,
(up to WILMAR Planning Tool) were studied and analyzed in detail. The paper provided
background information, number of users using the software, tool properties, applications,
case studies, as well as each software’s strong points in performing simulations in various
fields and applications of renewable energy systems. For example, BCHP Screening Tool,
other softwares such as energyPro, WASP, ProdRisk, and EMPS primarily focus on
electricity related applications such as power plant, combined heat and power (CHP)
facility. The rest includes the heat, transport sector in addition to their electricity sector
capabilities such as scenario time frame, optimization methods, each of them is also
specialized in performing simulations for different sources of energy: solar thermal, PV,
wind, wave, solar thermal, and geothermal. According to the research, only a few of them
are appropriate to be used as a modeling tool for solar-wind hybrid system applications.
According to the author, there are currently a large number of softwares for all types
of renewable energy system modeling. Hence, we are interested in finding the softwares
that are specialized in modeling grid-connected PV, wind, and solar-wind hybrid systems
PV*SOL Expert. The evaluation of each software in this research was based on the
working capacities, 4. scopes and outputs, and 5. updatability of each software. The study
reported that each software can provide reliable results depending on the purpose of their
use. For instance, PV*SOL Expert can model a 3D visualization of photovoltaic modules
with 3D shading objects. SAM and RETScreen have a financial model to estimated total
direct and indirect capital cost. However, for the license cost of each software, only
RETScreen, HOMER, SAM, and ESP-r 11.5 can be use publicly free of charge. As of
2018, PVsyst is now available worldwide for users but HOMER is no longer giving free
access to the software. As of February 2020, PVsyst and HOMER only gives 30-day free
software was investigated namely SAM, PVsyst, HOMER, PV*SOL, RETScreen, Solarius
PV, Helioscope, Solar Pro, SOLARGIS and PV- F-chart. The author created a 1 MW grid-
connected PV solar power plant model via 10 softwares and compared with actual energy
performance ratio (PR)–––a ratio of real energy outputs to maximum energy outputs
                                                                                           9
theoretically, was used to as the parameter to compared the accuracy of each software. The
PR measured of the power plant and found to be 0.7737. Then the author used the energy
production of the real system and results from HOMER, Solarius PV, SOLARGIS, SAM,
PV F-Chart, PVsyst, and RETScreen as theoretical values to find PR of each system for
comparison purposes. The performance ratios were from each software were found to be
0.7897, 0.7798, 0.7602, 0.7576, 0.7854, 0.7990, and 0.8236, respectively. Najibhamisu
concluded that HOMER, Solarius PV, SOLARGIS, SAM and PV F-Chart were the best
modeling tools for power plant simulations on Sharda University, India. Moreover,
HOMER, SAM and PVsyst were found to be the most time efficient software to perform
multiple analyses and were most widely used tools out of 10 softwares.
technical, and emission), availability, latest version, working platform, and capabilities of
simulating PV, wind, hydro, thermal systems. The 19 studied softwares were HOMER,
SOLSIM, and HYBRID DESIGNER. According to the paper, the availability of many
softwares were unknown and not available at the time of writing, and only HOMER,
RETScreen, HYBRID 2, iHOGA were still available and free to use for public users.
                                                                                             10
However, HYBRID 2 is not compatible with Microsoft Window platforms later than XP
and cannot perform economical analysis. iHOGA free educational version has some
limitations and does not include sensitivity analysis feature, which leaves HOMER and
RETScreen the most suitable software for hybrid renewable software simulations with free
access.
Taking all information from the reviews into consideration, several of the softwares
listed above are out of date and most of them do not give free access for all users or have
very expensive license for study purposes. Software with free access are: HYBRID 2, and
Status unknown/ not available software are: HYBRIDS, RAPSIM, SOMES, SOLSTOR,
Designer.
However, HOMER’s annual license cost for student edition is 6 $/month [15],
while the others are considerably more expensive. For example, TRNSYS starting kit costs
$2530 for 10 user licenses in educational edition, which cannot be purchased individually
[16].
Therefore, there are only four software left that meet this research interests and are
chosen as the main tools for this project for simulation of PV and solar wind hybrid
systems. The four softwares are SAM, PVsyst, HOMER, and RETScreen due to their
capabilities with special focuses on PV and wind systems in both performance and financial
T. Gurupira and A.J. Rix [17] assessed three PV simulation software namely
PVsyst, SAM and PVLib. The softwares were used to model 75MWplant at Kalkbult in
Northern Cape Province of South Africa. The results were compared to the actual power
produced by the plant in 2014 and PVsyst provided the highest accuracy of power
production compared to the actual yield with 3.37% difference, while SAM and PVLib has
3.86% and 5.07% difference respectively. However, the author concluded that SAM is
more user-friendly and has more modelling flexibility as well as a wide range of reporting
Gerd B. et al. [18] used PVsyst and PVsol to estimate the energy yield of 3 small
PV systems of 1.1kWp PV with different tilt angle of 30 °, 45°, 60° on New Trade Fair
Centre in Munich. Both softwares convey relatively accurate results with 7.1, 6.5, and 7.0%
deviation when comparing to the actual energy yield from the site with 3 systems
respectively. The author added that the sources of errors may come from the overly
Comparing the result from Gerd and Najibhamisu [13], it can be seen that there is
only 1.5% deviation from PVsyst from Gerd, where the result from Gerb has errors from
6.5 to 7.1% [18]. The cause of the error or the relations between the two results are
unknown as each author provided different input parameters, and use different comparing
To be honest, I am sorry to say that I have no idea since they did not provide other
info except inputs, methods, and then just gave the result and no other clue, sir. They are
over 43 months using SAM and PVsyst. The performance ratio and capacity factor of the
plant were 84.4% and 15.6% respectively. The results showed that yearly average energy
injected into the grid contained - 3%, -3.3% NMBE (Normalized Mean Bias Error), an
indicator showing if the model over or under estimates results, when performed by SAM,
and PVsyst respectively. Malvoni concludes that both softwares have similar performance
in overall. However, PVsyst outperformed SAM due to having more parameters and
photovoltaic grid connected power plant at Ramagundam, India using PVsyst and PV-GIS
as the simulation softwares. The monitored result of annual energy production in 2014 was
found to be 15,605 MWh. The simulated result from PVsyst and Solar GIS were 16,047
2019. All software including the prototype used a 2.45kWp system as a reference case
study from June 2011 to May 2012 using NASA SSE database. The results showed that
comparing to the actual energy production, simulation tools RETScreen, HOMER, and
                                                                                         13
PV*SOL overestimated the annual energy yield by 9.1%, 8.4% and 4.3% respectively
compared to the actual yield. The authors stated that the over estimation may come from
values from NASA SSE database since the solar radiation data was not monitored on site.
PVsyst, MAUI, Clean Power Estimator, SAM and RETScreen by comparing predicted
kWhAC/kWDC in monthly, seasonal, and annual scale to field data from 23 PV systems in
Phoenix metropolitan, Arizona. The results indicated that PVsyst consistently overpredicts
the annual yield with maximum error of 22% when compared to results from the meter
data, while the rest contained at maximum of 15% deviation of annual energy production,
Akash Kumar Shukla et al. [23] studied a 110 kWp PV system of a hostel building
in MANIT, Bhopal, M.P, India and performed simulation using Sunny Design, SAM, and
BlueSol to predict the system’s energy output. The report showed that the annual energy
production from SAM, Sunny Design, and BlueSol, were 177.52, 186.58, and 190.1 MWh,
respectively. Akash concluded that it is important for any PV designer to select appropriate
According to this section, most of the energy yield predicted by modeling softwares
and real energy production contain deviation from 3% to 15% for annual energy
production. Some known inputs causing this error are from estimated inputs which are not
easy or practical to measure such as degradation rate, and meteorological data from
monitored or recorded database on site. The weather data from online databases was
index (clearness of atmosphere), which the clearness index number changes daily
depending on weather conditions such as raining, cloudy, or clear sky. Therefore, the
annual energy estimations from softwares will contain error to a certain degree.
Phoenix, Arizona via PVsyst containing error of 22% is relatively high and raises concerns
to our study because this research also uses PVsyst as one the major tools for this project’s
simulation in Thailand. Therefore, the model validation is of essence before using the
model for real applications. Table 1. below shows the summary of parameters reviewed
                                                                                 Parameters Reviewed
Literature                   Type of
             Software Used              License                  Performance &       Energy             GHG                     Cost
 Review                      Model                Availability                                   PR               η     Loss
                                         Cost                        Scope         Production          Emission                Analysis
                             PVS with
  [25]          Pvsyst       Tracking     -            -               -              Yes        -        -        -     -        -
                              System
Hambantota district, Southern Sri Lanka, and found that the most economical system,
obtained utilizing sensitivity analysis feature in HOMER, for this location was composed
of 1 MW PV panels and 8 wind turbines with power of 850 kW. The system was designed
to satisfied the average load demand of 3 MW to the grid, which 5 GWh (25% total energy
production) is from solar panels, and 15.27 GWh (75%) from wind turbines. The CoE and
Navita Khatri et al. [29] studied solar, wind, and hybrid solar-wind system using
HOMER for an off-grid system to find the most economical system for Indore region,
India. The NPCs of solar, wind, and hybrid systems were $82,082, $83,432, and $80,365,
and CoE of 0.884, 2.036, and 0.821 $/kWh, respectively. The author concluded that hybrid
of solar and wind system is the most economical system for Indore region in India
Getachew Bekele and Bjorn Palm [30] studied modeling of an off-grid solar-wind-
diesel hybrid system using HOMER in Addis Ababa, Ethiopia. Two optimized systems
were simulated to obtain renewable fractions, the fraction of the energy delivered to the
grid to total load drawn from the grid, of 51% and 81%. The former system with 5 kW
solar and 20 kW wind turbine were estimated to have NPC and CoE $239,756 and 0.383
$/kWh, respectively. The latter system consists of 20 kW solar and 20 kW wind turbine,
which its NPC and CoE were $289,942 and 0.464 $/kWh, respectively. Both systems have
According to all the literature reviews, although SAM, PVsyst, HOMER, and
RETScreen are powerful modeling tools, the results will always have some errors when
compared to the real system. Therefore, the very first objective of this thesis is to validate
the accuracy of each model by comparing the simulated results with real systems before
utilizing results.
Once the models are verified, they will be used to simulate PVS, WTS, and
PVWHS on 7 locations for each region of Thailand (North, middle Northeast, lower
Northeast, East, South, West and Central) to determine the most suitable system with
energy production, cost of energy, net present cost, and payback period for each location
specifically.
                                                                                       19
Chapter 3
Methodology
system and wind turbine modeling are readily available online for instance, CMSAF [32],
EnMetSol [33]. HelopClim-3 [34], [35], meteonorm [36], NASA Surface meteorology and
Solar Energy (NASA SSE) [37], National Solar Radiation Data Base (NSRDB) [38],
For this project, the main meteorological databases used for our simulations are
NASA SSE and NSRDB as both databases were tested and compared with meteorological
data from ground stations [41, p. 3]. NASA and NSRDB provide data globally for solar
radiation parameters including the region of Thailand, where some of databases only
provide data regionally for Europe, Africa, America, or Asia. For wind resource data,
NASA provides data globally, while NSRDB has data for U.S. and only some regions e.g.
Afghanistan, Bangladesh, Central Asia, India, Kenya Mexico. However, NASA database
is more focused on solar and wind resources and has numerous parameters for weather
conditions, for example, daylight cloud amount, precipitation, humidity at 2 meters, while
NSRDB provides data resource data for several renewables such as Biomass, Geothermal,
Hydrogen, and most of the data are available for U.S. only.
                                                                                       20
From software standpoint, SAM, PVsyst, HOMER and RETScreen can directly
download weather data set from either or both of the databases online. The main parameters
used for simulations for example are global, beam, and diffuse irradiation and wind speed.
SAM uses weather data from NSRDB; HOMER and RETScreen use weather data from
NASA for simulation, where PVsyst can use weather database from NASA and NSRDB
as PVsyst has both of them in its weather data set. Although the data from NASA and
NSRDB are averaged data, they also offer data in hourly, daily, and monthly scales
The load types used in this project are both commercial and residential, which are
obtained from electric bills. The commercial electricity bills from the Aerospace Museum
of California will be used for model validation as reference energy output from February
3rd 2018 to February 4th 2019. For renewable energy systems simulation in Thailand, we
are interesting interested in modeling renewable energy systems for medium electricity
                                                                                      21
usage residential properties ranged between 700-1000 kWh per month as it takes longer
period of time to return the investment for a relatively smaller system installed in low
energy consumption properties, 100-500 kWh. The electricity bills of a sample house in
Thailand are used as the reference load for residential houses, which can be seen in
The purposed building type to install the renewable system is a grid-tied property
for 3-4 family members such as 2-story houses with 4 bedrooms, and 5 bathrooms, which
are also suitable to install PV modules roof mounting system to avoid shading. Solar panels
can be installed either on the ground or mounted on the roof. The devices and appliances
with number of hours used per day for a typical 2-story house are shown in Table 3.
new electricity purchase and selling rate for residential renewable applications, which is
1.68 ฿/kWh (0.054 $/kWh) respectively [42]. The maximum amount of electricity that can
be sold back to the grid is 100 MWh in 10 years, and the system size must not exceed 10
kWp in order to register and obtain this selling rate. Therefore, this study will use the selling
rate of ฿ 1.68 as input for modeling, and the system size will not be greater than 10 kWp.
On the other hand, the price of electricity purchasing from utility in Thailand is
4.24 ฿/kWh (0.13 $/kWh). Therefore, the modeling goal is to use SAM, PVsyst, HOMER,
and RETScreen to simulate a system that can minimize the overall cost or maximize the
profit by reducing the amount of electricity purchased from the grid, and not over
generating as the electricity selling rate is much lower than the purchase rate.
                                                                                           24
In this section, the definitions of each parameter and the equation that the softwares
use to obtain desirable parameters for both energy and financial analysis are presented. For
energy analysis, array yield, final yield, reference yield, capacity utilization factor (CUF),
system efficiency, performance ratio (PR), degradation rate will be covered. For financial
analysis, operating cost, net present cost, levelized cost of energy, and life cycle cost will
be covered.
The total energy generated can be classified in daily, monthly, and yearly scales.
The alternating current (AC) generated over a given period of time can be defined as
                                               24
                                   𝐸(𝐴𝐶,𝑑) = ∑ 𝐸(𝐴𝐶,ℎ) ,
                                              ℎ=1
                                   𝐸(𝐴𝐶,𝑚) = ∑ 𝐸(𝐴𝐶,𝑑) ,
                                              𝑑=1
12
                                   𝐸(𝐴𝐶,𝑦) = ∑ 𝐸(𝐴𝐶,𝑚) ,
                                             𝑚=1
where 𝐸(𝐴𝐶,ℎ) , 𝐸(𝐴𝐶,𝑑) , 𝐸(𝐴𝐶,𝑚), 𝐸(𝐴𝐶,𝑦) is the total AC energy output generated by the
system in one hour, one day, one month, and one year in kWh, respectively.
                                                                                           25
The definition of the array yield is the ratio of direct current (DC) energy output
from an array over a particular period (daily, monthly, or yearly) to its rated PV array
power, also called nameplate capacity. In other words, the array yield is the time which a
PV array operated and generated AC energy at its nominal power, and is defined as
                                                𝐸𝐷𝐶
                                       𝑌𝐴 =
                                              𝑃𝑃𝑉,𝑟𝑎𝑡𝑒𝑑
The final yield is defined the ratio of alternating current (AC) energy output from
an array over a particular period to its rated PV array power. The final yield has the similar
equation and principle as Array Yield. The only difference is that Final Yield focuses on
AC energy output from the inverter, whereas Array Yield focuses DC energy output
                                                𝐸𝐴𝐶
                                       𝑌𝐹 =
                                              𝑃𝑃𝑉,𝑟𝑎𝑡𝑒𝑑
The reference yield is the ratio of total in-plane solar irradiation to the reference
irradiation at standard test conditions (STC) [43]. Reference yield indicates a number of
hours that the PV system operated at the reference irradiance and is given by
                                                 𝑆𝑅
                                          𝑌𝑅 =
                                                 𝐻𝑅
The performance ratio (PR) is the ratio of the final yield (YF) of the PV array to the
reference yield (YR). the performance ratio represents the percentage of actual energy
output generated by PV array compared to the theoretical energy output of the system.
                                                 𝑌𝐹
                                          𝑃𝑅 =
                                                 𝑌𝑅
the degradation rate is the natural deterioration over time of the PV arrays and other
components in the system which impedes the system’s performance to operate within the
standard conditions compared to when the system was first installed and used degradation
rate is given by
                                     𝐼𝑛𝑖𝑡𝑖𝑎𝑙 𝑃𝑅 − 𝐶𝑢𝑟𝑟𝑒𝑛𝑡 𝑃𝑅
                              𝑅𝐷 =
                                             𝐼𝑛𝑖𝑡𝑖𝑎𝑙 𝑃𝑅
                                                                                          27
The capacity utilization factor (CUF) is the ratio of actual AC energy generated
over a year by the PV array to the ideal energy that the PV array would have generated if
the system had operated at full power for 24 hours throughout the year, and is given by
                                           𝐸𝐴𝐶
                        𝐶𝑈𝐹 =                           × 100%
                                 𝑃𝑃𝑉,𝑟𝑎𝑡𝑒𝑑 × (365 × 24)
the in-plane solar irradiation on the total PV module area multiplied with the total PV
                                          𝐸𝐷𝐶
                                 η𝑃𝑉 =          × 100%
                                         𝑆𝑅 𝐴𝑃𝑉
efficiency. The difference is that PV system efficiency uses AC energy output in its
                                          𝐸𝐴𝐶
                                 η𝑃𝑉 =          × 100%
                                         𝑆𝑅 𝐴𝑃𝑉
                                                                                               28
The net present cost is defined as the ratio of the total annualized cost to the capital
recovery factor (CRF) [44]. It represents the total present value of the capital cost and
operating cost of the system including electricity purchased from the utility for a grid-tied
                                                  𝐶𝑎𝑛𝑛,𝑡𝑜𝑡
                                     𝐶𝑁𝑃𝐶 =
                                                 𝐶𝑅𝐹(𝑖, 𝑁)
                                                    𝑖(1 + 𝑖)𝑁
                                 𝐶𝑅𝐹(𝑖, 𝑁) =
                                                  (1 − 𝑖)𝑁 − 1
𝐶𝑅𝐹(𝑖, 𝑁) is the ratio used to calculate the present value of a series of equal
annual cash flows, 𝑖 is the real interest rate (%), 𝑁 is the project
The operating cost is defined as the annualized value of all costs and revenues other
than initial capital costs. Operating cost in this project includes electricity of inverter,
scheduled maintenance but does not include cleaning and insurance as the costs are
subjected to the location of the system. The operating cost can be calculated using the
following equation
The levelized cost of energy is defined as the average cost per kilowatt hour
($/kWh) of useful electrical energy produced by the system [45] and is given by
                                                 𝐶𝑎𝑛𝑛,𝑡𝑜𝑡
                                  𝐶𝑜𝐸 =
                                           𝐸𝑝𝑟𝑖𝑚,𝐴𝐶 + 𝐸𝑝𝑟𝑖𝑚,𝐷𝐶
Lift cycle cost includes all relevant present and future costs of investment
associated with a PV system in present or annual value during the life of the system for
example: capital cost, installation cost, operating cost, maintenance, repair and upgrade
Life cycle cost = Present worth of initial user investment of the PV system
3.6.1 SAM
System Advisor Model software (SAM) is a reliable modeling tool for designing
photovoltaic systems, which can perform both technical and financial analysis. SAM is
best for all types of users: researchers, project engineers, and technology developers. SAM
can simulate a renewable energy system with energy and cost prediction of the desired
system to provide information before investing or installing it. SAM is developed by the
database, inverter specifications, system configuration, shading and layouts, losses, system
lifetime, battery storage, and financial parameters. SAM uses weather database from
NSRDB, which the data can be download directly in Location & Resource tab. Although
NSRDB does not provide all weather data globally, SAM has an option for user to
manually import weather data from other sources in excel, TMY2, or TMY3 format for
solar modeling. SAM is also fully available for public users free of charge. However, for
wind simulation outside of U.S., users need to find suitable weather data, and create their
own .srw file, a text file format that SAM uses for wind resource data. Users need to use a
spreadsheet program or text editor for a location and import it to the software.
                                                                                         31
3.6.2 PVsyst
and Michel Villoz, a Swiss electrical engineer. PVsyst contains extensive meteorological
databases for users to choose in both hourly and monthly scales. Some of the databases are
ASHRAE IWEC2, Canada EPW, NASA SSE, NREL, Solargis, and Vaisala, as well as
considerable numbers of PV modules and inverters in its catalog. PVsyst offers 2 features
for simulation: preliminary design and project design. The former is a simple and easy tool
for quickly predicting monthly production and performances and economic evaluation of
a system. The latter provides detailed analysis with extensive choices of weather databases
and system components, which is the feature that is used in this project. However, PVsyst
used to free of charge and user friendly, which is very helpful for educational learning. As
of February 2020, by the time this project was done, PVsyst is no longer free for users and
3.6.3 HOMER
software in renewable energy industry as the software has been downloaded by over
200,000 users in over 190 countries. HOMER software has capability of adding various
sensitivity, and financial analysis at the same time. The software is developed by National
Renewable Energy Laboratory (NREL) in 1993 as its first release. HOMER uses visual
C++ as programming language, and uses system’s location, energy resources, loads,
components cost, and economic parameters as inputs to perform simulations. HOMER uses
weather data (solar, temperature, and wind) from NASA surface meteorology and solar
energy, which is monthly averaged values over 22-year period (July 1983 – June 2005 for
global horizontal radiation). HOMER also provides results as charts and tables which can
be exported for reports and presentations. The software provides 21-day free trial version
for users to fully experience the software. The license cost of HOMER is varied depending
on types of users: Standard, Academic, Student. For student users, the monthly fee starts
3.6.4 RETScreen
RETScreen is similar to HOMER as the software is able to perform simulation with several
renewable energy sources in a system to evaluate the energy production, savings, costs,
emissions, and financial viability in any location across the globe. RETScreen uses visual
basic and C language as working platform. RETScreen can access to NASA climate
database, which has more than 6000 ground stations to access global climate data from.
RETScreen was first released on April 30, 1998. The license cost of RETScreen is currently
priced at $869 per subscription for 12 months. However, RETScreen is freely available to
                                                                                   33
public users in viewer mode, which users can fully use the software but has no mean to
                                          Chapter 4
                                     Model Validation
using SAM, PVsyst, HOMER and RETScreen for their accuracy because it was found that
different range of errors exists when performed using different system, components,
weather database, and locations according to all the reviewed papers. Therefore, the models
will be validated for their accuracy to ensure if the output will be reliable by determining
The validation process is done by simulating a system with same input parameters:
power output, components, and specifications and compare its output to known data of a
real system. For PV system validation, the system used as reference is a 177.8 kW PV
system on the Aerospace Museum of California building, which its electric bills from
Sacramento Municipal Utility District (SMUD) will be used for comparison. For wind
system validation, the wind farm project in Tahmafai, Chaiyaphum, Thailand modeled by
The real system that we used as reference for energy output is the Aerospace
(Latitude 38° 41’ 8” N, Longitude 121° 22’ 6” W, Elevation 83 Feet.) The system has
                                                                                       35
177.8 kW, consisting of 756 roof-mounted 235-Watt modules, with an annual production
solar modules of Motech MTPVP-235-MSC. The module has Maximum Power Point
Voltage (VMPP) of 29.4 V, and Max Power Current (IMPP) of 8.0 A. The model of the
inverter of the system is Solectria SGI-225-480 225KW, which has MPPT Input Voltage
range between 300-500 Vdc. Other parameters and specification sheets of the module and
According to the system’s infrastructure, the whole system has 6 string combiners.
Each combiner has 9 strings, and each string consists of 14 MOTECH MTPV-p235-MSC
PV Modules, which has a total of 756 modules. The tiled angle of the panels is 16°. The
simple diagram of the system is illustrated in Figure 5. Blue dots represent the panels
                                                                                            36
connected in series. Red dots represent the strings connected in parallel. A total maximum
       1      …          1           1      …        1                 1       …        1
                         4                           4                                  4
              …                             …                                  …
           9 strings                     9 strings                          9 strings
              …                             …                                  …
Total Imp = 9 × 8 𝐴 = 72 𝐴.
Once the location of the system is determined, SAM, PVsyst, HOMER, RETScreen
are used to predict the energy production of Aerospace Museum of California PV system
                                                                                           37
during February 3rd 2018 – February 4th, 2019 as the actual energy production data of the
real system was received via SMUD electricity bills during this period. However, the
electric bills cannot be shown in this paper due to privacy concerns. A summary of electric
bills data is shown in Table 4. The total energy generation by the system is 250,488 during
All the components used in SAM and system configurations are the same as the
Aerospace Space Museum of California’s expect for that the inverter used in the simulation
is Perfect Galaxy 225 kW instead of Solectria 225 kW due to SAM does not have
specification data for Solectria 225kW in its database. However, Perfect Galaxy 225kW
has very similar specifications compared to Solectria 225 kW. The electric selling and
purchasing rates are obtained directly from SMUD bills. Table 5 below shows the major
input parameters for simulation. Monthly loads of the Aerospace Space Museum of
California from electric bills used for financial analysis are shown in Table 6. Note that
only data of 11 months is shown as the electric bill for April 2018 was missing.
                   Parameter                              Input
              Weather Data (NSRDB)         Latitude: 38.69, Longitude: -121.38
                     Module                  MOTECH MTPV-p235-MSC
                                            Perfect Galaxy AE-225-60-PV-A
                      Inverter
                                                         225kW
                  Modules/ string                           14
                 Strings in parallel                        54
                     Tilt angle                             16
                     $/ Module                             $353
                     $/ Inverter                         $63,341
                 Sell rate per kWh                       $0.1330
               Winter Off Peak rate                      $0.1303
              Summer Off Peak rate                       $0.1099
               Summer On Peak rate                       $0.3008
            Miscellaneous Loss (Soiling,
                                                          5%
                 DC, AC Losses)
Once all inputs are determined, monthly energy production are calculated by SAM
and shown in Table 6 on the last column. The summary result of the system can be seen in
                                                                                      39
Figure 6. The annual energy production predicted by SAM is 287,25 kWh, CoE is 11.55
¢/kWh. The net capital cost of the system is $592,356 with payback period of 11.6 years.
Table 6 Monthly load of aerospace museum and energy generation from SAM
                                                           Energy Generation
               Month           Monthly Load (kWh)
                                                                (kWh)
              January                 19,103                    12,704
              February                18,640                    15,825
               March                  16,253                    24,233
                April                    -                      27,781
                May                   20,391                    31,527
                June                  22,614                    32,579
                July                  26,778                    33,330
               August                 24,137                    31,448
             September                23,829                    26,740
              October                 18,293                    22,785
             November                 18,750                    15,307
             December                 17,473                    12,994
               Annual                 243,458                   287,253
All information and input parameters in Table 5 and 6 are used in PVsyst
simulation. However, a small adjustment was also made in the system configuration
because PVsyst does not have Motech 235W PV panel in its catalog. Therefore, the Motech
230W PV panels were used instead of Motech 235W. To achieve the same maximum
output of 177.8 kW, 1 more string of 14 panels was added in parallel to make up for the
loss of power due to smaller PV panels. The system size and configuration is shown in
Figure 7. The result from PVsyst showing as a printable .PDF file of system configuration
and simulation results is shown in Figure 8, and 9. The total energy production estimated
HOMER software has its own PV module database with specification for selection.
softwares such as PVsyst or Helioscope to obtain the PV modules, and then use HOMER
for performance and financial analysis. In this study, Helioscope is used to model PV
and imported the configuration to HOMER for analysis. The output from Helioscope and
HOMER are shown in Figure 10, 11. The energy production predicted by HOMER is
Figure 11 System designed in Helioscope and hourly energy production via HOMER
Aside from input parameters in Table 5 and 6, the inverter used in the simulation
does not have the inverter in its catalog. The result from RETScreen is shown in Figure 12
and 13. The annual energy production calculated from RETScreen is 266,375.2 kWh.
                                                    44
According to all the data from the 4 softwares and the actual energy production
received from electric bills, Table 7 shows the comparison of total energy yield from the
system and SAM, PVsyst, HOMER, and RETScreen and the reference system.
Since the data for April was missing, therefore, the total energy yield results in
Table 7 were subtracted by energy produced during April from simulations in each
software. The results explain that annual energy yields estimated by all 4 software are very
close to actual energy production from the real system. The closest estimations in order are
SAM, RETScreen, HOMER, and PVsyst with error of 3.61, -3.91, 5.52 and 6.90 %
respectively. The monthly deviation from each software when compared to the reference
relatively high error especially in February, which is over 20% for all softwares and up to
41.3% for RETScreen. During summer months such as July and August, all softwares also
similar to results from Govindasamy Tamizh-Mani [22] in aspect of that monthly energy
yield estimation most likely to contain larger discrepancy compared to seasonal yield, and
shows that February is one of cloudiest months of the year with 54% mostly cloudy of the
time, as well as having the highest precipitation chance on 20 February as shown in Figure
14 and 15 [47].
                                                                               47
February because of its cloudy condition blocking the solar irradiation from hitting the PV
panels of the system, which is the potential reason why SAM, PVsyst, HOMER,
RETScreen predicted the energy production lower than the actual yield by -30.29, -23.75,
-34.2, -41.30% respectively. Likewise, July and August are the months with the clearest
sky conditions with 0% precipitation chance, resulting in over energy estimation by all 4
softwares.
Nonetheless, the annual energy productions are significantly more accurate, which
the result from SAM has only 3.61% error compared to the actual yield. The chart in Figure
16 illustrates the errors in comparison. The gap extended from actual energy yield from the
       Figure 16 Monthly deviations in chart format of SAM, PVsyst, HOMER and RETScreen
                                                                                        49
According to the result in this chapter, SAM, PVsyst, HOMER, RETScreen, can
provide accurate annual energy production from PV side with slight errors, which is
acceptable for long-term planing for non-profit, residential applications. Nonetheless, for
monthly or seasonal estimation, more accurate weather data such as monitored data on site
will be needed. Therefore, 4 softwares will be used to perform simulations of PVS, WTS,
and PVWHS for applications in Thailand in the next chapter as all of them are verified,
For wind simulation, only HOMER and RETScreen will be used to simulate a wind
turbine system because PVsyst can only model PV system and SAM needs a specific
weather data file format (.SRW) for wind parameters to model wind system readily outside
of U.S. The reference system for wind energy model validation is located on Tahmafai sub-
district, Kangkor district, Chaiyaphum at Latitude 16.1739, Longitude, 102.1056 with 347
m elevation. The system information such as energy yield, and investment of the system
The project area is a wide Cassava farm with area of 6400 square meters, which has
relatively high wind flowing without loss from any large trees or buildings blocking the
wind flow. The area has average wind speed of 5.1-5.9 m/s with respect to turbine’s height
of 30-90 m. The location of the system and its wind map is shown in Figure 17.
             Figure 17 Location of the wind farm and average wind speed at 65 meters [48]
                                                                                         51
The estimated energy production and cost of the reference system were performed
16.5%. The turbine used for simulation is a 1.25 MW wind turbine mounted with a 75-
meter-tall pole, which operates at 5.8 m/s mean wind speed at the turbine height. The
system was estimated to produce 1,810,400 kWh per year with turbine cost of ฿ 44,312,950
(1,362,218 USD) and installation cost of 13,239,885 ฿ (407,005 USD), where the term
installation cost in this project comprises the tower, labor, wiring and balance of system
cost.
For our simulation from HOMER and RETScreen, a generic turbine of 1.25 MW
was used and the power curve of generic turbine was adjusted to match the turbine in the
real system because the specific brand or model of the turbine was unknown, which only
power curve of the turbine was provided. The power curve of the turbine is shown in Figure
18 [48]. The simulation outputs from HOMER and RETScreen compared with the
energy production of the system to be 2,094,229 and 2,190,000 kWh/yr respectively. The
output from HOMER and RETScreen contain 15.68% and 18.13% deviation compared to
the reference system. Although a generic wind turbine was used instead of a known specific
turbine, HOMER and RETScreen calculate power output by using the power curve with
respect to wind speed and multiply by a given period of time. Therefore, since the power
curves of generic turbine in the model and reference system are identical in both system,
the error from turbine performance from simulation should not be the case. Hence, the
possible source of error may come from the difference in average wind speed value from
NASA and NSRDB compared to the value used in reference system since the weather data
For system cost estimation, regarding the fact that the many information of the
system was not completely obtained and actual model of the turbine was unknown, the
price of turbine and installation cost outputs were estimated by using the cost per kWh of
typical commercial wind turbine in Thailand, which are 1026.5 $/kWh and 338.7
$/kWh,respectively.
For solar-wind hybrid system validation, a real hybrid system with system
information and output parameters in terms of energy and cost cannot be found, which
makes the model validation for PVWHS unattainable without a reference system.
Nonetheless, since HOMER and RETScreen compute PV and wind part separately, the
error in energy productions from PV panels and wind turbines are independent to each
other. Therefore, the errors found in PV and wind validation in this chapter can be applied
Chapter 5
The objective of this chapter is to simulate PVS, WTS, and PVWHS using SAM,
PVsyst, HOMER and RETScreen to obtain simulation results to determine the optimized
system using payback period as ranking parameter for performance optimization for
locations were chosen to observe how well PVS, WTS and PVWHS can perform under
contrasting climate conditions because the former has high solar irradiation and low-
average wind speed, while the latter has average solar irradiation and high wind speed.
The optimized system depends on several parameters for a grid-tied system such as
demand load, geographic location, cost of PV module, inverter, system, labor cost, and
purchasing and selling rate of electricity. However, the first step is to determine the rated
power of the system needed according to the load demand of building supplied by the
system.
For residential applications in Thailand, an average demand load for typical houses
is about 850-1000 kWh per month as shown in Table 2 in chapter 3. However, in this
chapter, electric bills from a utility in Thailand will be used to have accurate results.
                                                                                        55
selected for modeling PVS. The latitude and longitude coordinates of the area are 15.8068°,
and 102.0315° respectively. Chaiyaphum was chosen before its daily solar irradiation is
relatively high compared to other cities and regions in Thailand. According to the solar
irradiation from NASA database, Chaiyaphum’s global horizontal irradiation is 5.169 peak
sun hours/ day, where 1 peak sun hour equals 1000 Wh/m2. The daily radiation data from
The criteria used to select a PV brand in this study is determined by Tier level of
solar manufacturer company and cost of module per kWh ($/kWh). In this study, the
JKM275PP-60 PV module from Jinko Solar Co. Ltd. will be used as Jinko solar is one of
the tier 1 solar companies with highest production capacity. The cost of JKM275PP-60
0.35 USD per Watt, or $96.25 USD per module [49] and the specification sheet can be seen
in Appendix B. The system orientation is fixed at south facing (180° azimuth), and the tilt
angle of the modules is 13° for maximum output determined by using HOMER sensitivity
analysis feature.
PV Sizing
In order to size PV system efficiently, monthly electrical bills or load profile are
used to ensure that the system size is not too large or too small. The design principle to
achieve the optimized system is that the system size needs to be precise to generate enough
electricity to match the load demand to prevent drawing energy from the grid as to reduce
the expense of purchasing electricity. Also, the system cannot be too large as
overproducing energy and selling energy back to the grid is not preferable because the
selling rate, 0.052 $/kWh, is cheaper than the purchasing rate, 0.130 $/kWh. For a rough
estimation as a preliminary design guideline, the power output needed of the PV system is
the ratio of daily energy use to peak sun hours as shown in Equation (1).
                                                                                             57
The peak sun hour can be determined by summing the total annual solar irradiation
and dividing the amount by irradiation of peak sun (1000 W/m2/hour). However, the peak
sun hours for Chaiyaphum is 5.169 hours according to NASA database as shown in Figure
19. The daily energy used or load demand from electric bills is shown in Table 2 in Chapter
3. The bills period is from January 8, 2018 to March 3, 2019. The electric bills are scanned
and listed in Appendix A. According to load demand from electric bills, the monthly
average load is roughly 850 kWh for ease of calculation. Therefore, daily load demand is
calculated by
The preliminary rated power of the PV system was found to be 5.481 kW. However,
the system does not always operate at 100% efficiency at full capacity in practice.
Therefore, a safety factor or derating factor of 0.15 is applied to take into account the losses
A rough estimation suggests that the PV size is 6.374 kWh, which is approximately
equal to 23 panels. However, since the calculation above is only an estimation since losses,
derating factor, and peak sun hour are from approximation can be varied in practice.
                                                                                           58
Therefore, the rated power of PV system in the simulations when modeling will be
ranged from 5.5 to 6.6 kW to cover all the possible results using sensitivity analysis feature
Inverter Sizing
Inverter’s size is relatively the same as the PV panels size generally, or also known
as DC to AC ratio equals 1. However, the size of the inverter can be slightly smaller than
the PV system because that the PV panel does not operate at maximum efficiency at all
time, and the degradation of the PV panel which reduces the efficiency of the module over
years. Figure 20 below from SAM shows the impact of 0.5% degradation rate on inverter
output, system power generated, over 25 years. The diagram shows that the system power
generated (orange area) reduces gradually. During the first year, the system can generate
up to 4.28 kW. On the contrary, the power output from the system is reduced to 3.8 kW.
Therefore, for 5.5-6.6 kW system, the inverter sizes used in this study are 4 and 5 kW for
            Figure 20 Effect of degradation rate of 0.5% on inverter over years from SAM
                                                                                         59
Battery Sizing
The size of battery of a grid-tied system is not required and generally small and
depends on the types of battery, daily load profile. The primary purpose to add a battery to
a grid-tied the system is to back up energy during an outage, and store extra energy during
when demand load is not very high, and then discharge the energy to reduce peak load and
save extra cost from purchasing electricity during peak hours. Therefore, an arbitrary
number of 1-5 of 1 kWh Li-Ion batteries will be included in the system when modeling
using sensitivity analysis feature to reduce the peak load during 6-9 PM according to daily
After all the parameters are determined, HOMER sensitivity feature was used to
1.PV rated power: 5.5, 5.825, 6.05, 6.325, 6.6 kW (20-24 panels)
3. Inverter size: 4 or 5 kW
The results are shown in Table 10. The screenshot of results from HOMER is
shown in Appendix C.
                                                                                                   60
According to Table 10, cost of energy of the system is used to rank the most
optimized system and the lowest CoE of all systems is 0.0419 $/kWh. For optimization
results on the second part, the best system configuration consists of 6.6 kW PV panels, no
battery (or optional 1 kWh Li-Ion battery for back up), 5 kW inverter, and tilt angle of 13°
providing the lowest CoE of $0.0418 when ranked in HOMER as shown in Table 11.
To ensure the result from HOMER is correct, SAM, PVsyst, and RETScreen are
used to simulate the same system of 6.6 kW PV system, 5 kW inverter, and 1 kWh Li-Ion
battery. Some components may slightly differ in each software as they do not have the
same component in their databases. However, same size components from different
companies with similar performance will be used for simulations. All input parameters can
Installer Overhead
                             22.4                      -                   -                   -
 & Margin ($/m2)
Installed Cost ($)         5755.86                     -                   -                   -
   Selling rate
                            0.054                   0.054                0.054             0.054
     ($/kWh)
 Purchasing rate
                             0.13                     0.13               0.13                0.13
     ($/kWh)
Project Life (year)           25                      25                  25                  25
For simulation results, all four softwares provide relatively close results in terms
of energy yield, CoE, and initial capital cost. However, the payback period from SAM
differs from HOMER and RETScreen, which is only 4.1 years compared to 5.5 and 5.6
years respectively.
from AEC Solar Cell, a leading solar company for agriculture uses in Thailand, is used to
compared the result [50]. The AEC solar stated that the 5 kW PV system with complete
installation cost $ 9221.12, which can save $ 92.62 annually with a payback period of 8.3
A simple annual saving calculated by using the amount of energy saved and sold to
the grid during the first year multiplied by the rates can be used to compare the outputs.
Multiplying each system’s payback period with simple annual saving, the total saving of
each system up to its payback period can be found as shown in the last column in Table 14.
The simple total saving corresponding to payback period indicates the money saved when
a system operates until it returns the investment, which should be close to the initial capital
                                                                                        64
cost. Table 14 shows that HOMER and AEC solar total savings are relatively close to their
initial capital cost, which means their payback period is more accurate and reasonable when
compared to SAM. Therefore, the payback period estimated by HOMER provides more
For software performance standpoint, SAM and HOMER provide most completed
output parameters in both performance and financial analysis, while RETScreen does not
compute CoE and energy purchased and sold to the grid, and PVsyst can only estimate
annual energy yield. According to Table 12, SAM provides more detailed financial
parameters as input such as balance of system, labor cost, installer overhead & margin.
Nonetheless, SAM, PVsyst, HOMER and RETScreen are potential tools to model PV
system as all of them provide similar results for performance analysis. For financial
analysis, HOMER and RETScreen can provide more accurate results when compared to a
real system.
Similar to PVS, the size of WTS system for residential applications depends on its
electricity consumption. However, for residential applications, wind turbine generally does
not provide enough power to cover all the load throughout the day due to many reasons:
geographic location, limited area of installing wind turbine, limited wind speed at height
lower than 50 meters, and operating range after wind cut-in speed, given that demand load
longitude coordinates of 15.8068°, and 102.0315° is 2.56 m/s. The softwares which will be
used for WTS simulations are HOMER and RETScreen. The monthly average wind speed
The cost of turbines, balance of systems, and labor in Thailand are significantly less
expensive compared to installing wind turbine systems in the U.S. The wind turbine
selected for simulation is 1000W F-1000M5 Max Power, which cost $980.21 including
transportation cost [51]. The power curve of the turbine is shown in Figure 23, and its
specification sheet is listed in Appendix B. The turbine size is 1 kW with rated speed, cut
in speed, survival speed and blade length of 12, 2.5, 45 m/s and 1050 mm respectively.
According to Department of Energy of Thailand, the turbine cost for every 1 kWh is
approximately $1,000, and the installation is 30% of the turbine [48]. Therefore, the initial
                                                                                        66
capital cost of 1 kWh WTS in this study is $ 1,300/kWh. The inverter cost is 500 $/kWh,
and the rest of input parameters used are same as Table 12 in PVS simulation.
Following the same procedure used in designing PVS, HOMER sensitivity analysis
is used to find the most economical WTS. 1-3 units of 1 kW tower mounted wind turbine
system is varied for optimization. Rooftop wind turbines that are less than 1 kW are
excluded in this study as they are installed at lower heights compared to wind turbine
mounted on a tower, and need to install several units to generate the same amount of energy
as a tower wind turbine. The simulation results from HOMER and RETScreen is shown in
According to Table 15, HOMER ranks the system by the NPC from lowest to
highest where the lowest NPC being in the first row. The result shows that installing a 1
kW wind turbine system will cost more than purchasing electricity directly from the grid
as the system barely produce energy, which is 66.7 kWh per year and the regeneration
fraction is 0.645 %. On the other hand, in Figure 24, the simulation result from RETScreen
                                                                                             68
shows an error next to “Wind speed – annual” input box as the wind speed is too low to
provide reasonable simulations. Hence, RETScreen does not provide any result.
The reason which the turbine works poorly is because the turbine cut in speed is at
2.5 m and the average with speed at 10 meter is 2.56 m/s, meaning most of the time the
turbine hardly rotates or produces electricity. The only time that the turbine generates
electricity is when the wind speed is higher than average and is over 2.5 m/s for the system
to start produce electricity. Moreover, according to the power curve of the turbine, at 3-4
m/s, it only operates at 10% of its maximum power curve as shown in Figure 23 earlier.
Therefore, for this location, it is better not to invest on WTS at all as installing WTS
will cost more than using 100% electricity from the gird according to the results.
from PVS and WTS in previous sections will be used and combined to model a PVWHS
in Chaiyaphum using HOMER and RETScreen. Therefore, Tables 16 below shows the 3
The result from Table 13 shows that the PVS is the most efficient system, providing
the most saving as the cost of Energy, $0.0441, is the lowest of all three and is cheaper
than the utility rate of $0.153. The simple payback period is 5.5 years. For WTS and
PVWHS, it is obvious from the previous section that the wind turbine barely produces any
electricity and does not worth the investment. Therefore, adding the turbine will only
increase the cost with almost none in return, which increases CoE to 0.0782 $/kwh, and
payback period to 11 years. Also, no battery is needed in any system described above as
adding one will only increase the CoE rather than decrease due to its high cost per kWh.
From software performance point of view, RETScreen also shows error when
simulating PVHSS when wind speed is too low alike in WTS simulations. As a result,
HOMER is the most reliable software to use for hybrid renewable energy system and can
be used to for all region globally. Therefore, HOMER will be used to model PVS, WTS,
and PVWHS to find the most enocomical system in the following section in Sa Kaeo and
Since the objective of this section is to compare the performance of each system
PVS, WTS, PVWHS in an area with high wind speed in oppose to Chaiyaphum’s wind
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resource, the system design, components, configurations, monthly load, and financial
parameters will be the same as previous systems in chapter 5.1-5.3. Therefore, JKM275PP-
60 PV panel, 1000W F-1000M5 Max Power wind turbine, costs, and input parameters in
The area is located on Kho Khlan, Ta Phraya District, Sa Kaeo Thailand. The
latitude and longitude of the location is 13.937750, 102.605740 respectively with 299 m
elevation. According to NASA database downloaded through HOMER, the average GHI
in Sa Kaeo is 4.958 peak sun hours/day with average wind speed of 6.46 m/s at 10-meter
height. The monthly GHI and average wind speed of Sa Kaeo is shown in Figure 25 and
26 below.
The size of solar and wind of the system depends on the meteorological data of the
location. For solar part, equation (1) and (2) were used to estimate the appropriate rated
power of PV system and found to be 6.722 kW, which is approximately 24 panels. For
wind turbine part, sensitivity analysis will be used to determined how many wind turbines
should be installed according to wind speed of 7.50 m/s, as well as the size of inverter.
Also, no battery will be included in the system as results from section 5.1-5.3 shows that
adding a battery will only increase system’s capital cost and CoE for grid-tied system.
Therefore, the varying input parameters for sensitivity analysis for Sa Kaeo are
1.PV rated power: 6.05, 6.325, 6.6, 6.875, 7.15 kW (22-26 panels)
3. Inverter size: 4, 5, 6 kW
      4. Tilt angle from 10-30°. The results are shown in Table 17 below.
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                                                       Energy Production
                    System Configuration                                                Cost Estimation
                                                          (kWh/year)
  System
   Type       Tilt                                                                                        Payback
                      Solar   Wind    Inverter                                 Capital        CoE
             Angle                               Solar       Wind     Total                                Period
                      (kW)    (kW)     (kW)                                    cost ($)     ($/kWh)
              (°)                                                                                          (year)
   PVS         13      7.15     -          5     11,807        -      11,807    5,927        0.0419         5.4
         According to Table 17, it can be seen that PVWHS#1 with 6.05 kW PV and 1 kW
wind turbine provides the shortest payback period followed by PVS, PVWHS#2, WTS,
and PVWHS#3 respectively. However, PVWHS#3 has lowest CoE, which is 0.0369 $
/kWh but also has the longest payback period. Two main reason behind this are
         1. PVWHS#3 has the highest capital cost, $9446, which makes the system takes
            longer to return the investment.
         2. Electricity generation of PVWHS#3 significantly exceeds demand load of the
            property, resulting in that the income from selling electricity back to utility does
            not compensate the investment of 3 kW wind turbine because of the low selling
            rate of 0.054 $/kWh.
         To see the impact of the low selling rate, the demand load of the system is adjusted
from 28.33 to 50 kWh/day. Table 18 shows the simulation results when the demand load
is 50 kWh/day for PVWHS#3.
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Therefore, it can be seen that 54.82%, more than half of electricity generation of
PVWHS#3 when the demand load is at 28.33 kWh/day, whereas PVWHS#3 at 50 kWh/day
over generate 36.78% annually. The cost difference between the selling and purchasing
rate is 0.076 $/kWh, and the difference between energy sold of both systems is 3,068
kWh/year. Therefore, saving of $233.17 could be saved if PVWHS#3 does not over
generate by 3,068 kWh, which shortens the payback period of the system to 5.4 years
According to the results, the most suitable system for this location in Sa Kaeo
province with 28.33 daily demand load is PVWHS#1 consisting of 6.05 kW solar panels
Chapter 6
Chaiyaphum, which has 5.17 kWh/m2/day and 2.56 m/s wind speed, shows that PVS more
efficient and preferable compared to WTS. However, for other region with different solar
irradiation and wind speed, the most efficient system can be different depending on its
weather data. As a result, 7 locations with different climates throughout Thailand will be
explored to determine the most suitable renewable system to install according to each
location. The locations selected to model a renewable energy using HOMER are
Chanthaburi in the East, Nakhon Si Thammarat in the South, Kanchanaburi in the West,
Ubon Ratchathani in the lower North East, Samutprakan in the central, Chiang Rai in the
North, and Maha Sarakham in the middle North East of Thailand. The location of each
province is shown in Figure 27. Each city has different irradiation, and wind speed and
some of them has high wind speed but low sun hours and vice versa. The geographic and
                                                                                                       Wind
                                                       Area          Elevation        Peak Hours
     City       Region     Latitude    Longitude                                                       Speed
                                                    Description         (m)           (kWh/m2/d)
                                                                                                       (m/s)
 Chanthaburi     East      12.832      102.183        Plateau            778              4.79          7.7
  Nakhon Si
                 South     8.4388      99.8003       Highland            223              4.75         4.23
 Thammarat
 Kanchanaburi    West      14.2706     98.6443     National Park         580              4.77         3.89
    Ubon        Lower,
                           13.1149     107.6243      Open field          174              5.14         3.52
 Ratchathani     NE
 Samutprakan    Central    13.5991     100.5998     Community              4              5.14         3.04
  Chiang Rai    North      19.9105     99.8406      Community            395              4.84         3.01
    Maha        Middle
                           15.6361     103.177         Plains            150              5.23         2.18
  Sarakham       , NE
Once all the information is gathered, HOMER sensitivity and optimizer features
are used to simulate all 3 systems at the same time with the same components, costs, and
all parameters in Table 12 when modeling PVS, WTS, PVWHS in Chaiyaphum. The
optimization results for each area can be seen in Table 20-26 and a summary of the most
optimized systems for each location in Table 27. Screenshots of results from HOMER can
be seen in Appendix C.
Table 27 A summary table showing the optimized system for each location
                                                       Energy Production
                             System Size (kW)                                          Cost Estimation
                                                          (kWh/year)
                System
   Location                                                                                         Payback
                 Type                                                           NPC        CoE
                          Solar   Wind    Inverter   Solar    Wind     Total                         Period
                                                                                 ($)       ($)
                                                                                                     (year)
  Chanthaburi   PVWHS     4.125    3          3.99   6,105    7361    13,466   12,902     0.0614         8
 Nakhon Si
                 PVS      3.85     -          2.53   5,949     -       5,949   15,236      0.098         7.4
 Thammarat
 Kanchanaburi    PVS      3.85     -          2.66   6,190     -       6,190   15,178     0.0953         7.4
    Ubon
                 PVS      4.43     -          3.08   7,613     -       7,613   14,596     0.0855         7.1
  Ratchathani
  Chiang Rai     PVS      4.18     -          2.89   6,959     -       6,959   14,896     0.0902         7.3
     Maha
                 PVS      4.51     -          3.16   7,896     -       7,896   14,459     0.0835         7
   Sarakham
                                                                                          80
According to Table 27, the only location to efficiently utilize PVWHS, 4.125/3 kW
of solar/wind, has to be installed in Chanthaburi, which has 4.79 peak sun hours, and 7.7
m/s average wind speed, while the rest of the selected locations are dominated by PVS with
optimized system size shown to Table 7. The reason is because the energy generation from
wind turbine is still not adequate to overcome energy production from PVS. Although
Nakhon Si Thammarat and Ubon Ratchathani are the two areas with lowest solar irradiation
and relatively high wind speed of 4.23 and 3.89 m/s respectively. The wind turbine still
generates very low energy (395 and 299 kWh/year as shown in Appendix C) compared to
the PV side due to the rated speed of the turbine is 12 m/s according to the specification
sheet, which is also the reason why WTS was not shown to be the most optimized system
in any areas. Therefore, in the following part, a detailed analysis was performed to further
identify at what solar irradiation and wind speed are best solutions for PVS, WTS, or
HOMER decides the most economical system using NPC as ranking parameter. For
Chanthaburi, although it has the lowest NPC of all the systems, its 8 year payback period
is longer than the rest the due to its higher initial capital cost of $7,650.04 from adding 3
kW wind turbine and using larger inverter size, while the capital cost of other systems are
between $3100-$3800 as shown in Table 28. However, the PVWHS in Chanthaburi is the
still most economical system over its life cycle of 25 years as the investing on PVWHS in
Chanthaburi will cost $12,902 in 25 years instead of $17,585 from purchasing electricity
6.2 Identifying the Most Efficient System Type with Optimal Chart
To point out at what solar irradiation per day and wind speed PVS, WTS, PVWHS
3. Range PV system size from 3.850 - 4.675 kW according to systems in Table 27.
4. Use HOMER Optimizer to determine wind turbine and inverter size according to
Once all the inputs are determined, 49,112 solutions were performed and result is
         Figure 28 Optimal chart for the optimized system type according to solar insulation
                                          and wind speed
To interpret the meanings of Figure 28, the yellow, blue, and green regions
represent the ranges of weather parameters at which PVS, WTS, and PVWHS is the most
1. PVS performs best when average wind speed is less than 6.15 m/s for all solar
2. PVWHS will outperform PVS system if a location has its solar irradiation and average
3. WTS is the most optimized system when average wind speed is higher than 7.28 m/s
at 3 peak sun hours, 8.85 m/s at 4.5 peak sun hours, and so on above the green line.
To verify the simulation results in Table 27, it can be seen that all simulation results
agree the graph in Figure 28. For example, the system simulation result in Chanthaburi,
which has 4.79 peak sun hours and 7.7 m/s, stated that PVHSS is the most effective system,
                                                                                        83
which falls in the blue area in Figure 28. Moreover, the graph also tells that in order for
WTS to outperform PVWHS in Chaiyaphum, the average wind speed needs to be at least
9.61 m/s. Therefore, PVWHS or WTS will be worth inverting on when average wind speed
is over 6 m/s, which is the same value as the Department of Alternative Energy
configuration with components used in PVS, and WTS in chapter 5. If a new system with
different modules, wind turbine, and financial parameters is considered and simulated, a
new graph will be generated and the graph will be different from Figure 28. However, as
long as the system configurations, and system cost are determined, this model can readily
be used for any location to answer that which renewable energy system––PVS, WTS, or
Chapter 7
Conclusion
SAM, PVsyst, HOMER and RETScreen are reliable to use to estimate the energy
production for PVS with an acceptable range of error for annual production. In this study,
the simulation results from SAM, PVsyst, HOMER, and RETScreen in terms of annual
yield is close it actual yield from a real system with 3.61, -3.91, 5.52, and 6.9%
respectively. More concerns and considerations are needed if the softwares are used to
predict monthly or seasonal yield. To improve the output, using monitored weather data on
HOMER and RETScreen shows that both software has potential to model WTS for
applications in Thailand with a error of 15.68% and 18.13% respectively. SAM can also
model WTS but it needs to create a new weather data file (.srw) for regions outside of the
U.S. However, if a reference WTS with complete system information can be found,
software validation results can be more precise in both performance and financial analysis.
A reference system for PVWHS validation were not found but results from PV and Wind
validation can be applied to PVWHS as HOMER and RETScreen compute each system
separately.
PVS, WTS, and PVWHS simulations were performed in Chaiyaphum and found
that the most the most optimized system energy production-wise is 6.6 kW PVS with
averaged annual energy output of 10,424.2 kWh per year. The payback period of the system
was found to be 5.5-5.6 years. WTS and PVWHS are subsidiary for Chaiyaphum as the
                                                                                       85
average wind speed of this location is too low to generate reliable amount of energy. For
simulations in Sa Kaeo, PVWHS with 6.05 kW PV and 1 kW wind turbine is the most
Seven more locations in Thailand are selected to model PVS, WTS, and PVWHS
to determine the most optimized system financially out of the three. The result shows that
only one location, located on Chanthaburi, with 7.7 m/s average wind speed is worth to
install PVWHS, while rest of the locations are better to install PVS.
A system optimization graph showing at what solar irradiation and average wind
speed PVS, WTS, PVWHS will operate more efficiently was generated by varying solar
irradiation and wind speed. The graph is generated based on system configurations and
costs, and is valid one system only. For future work, the simulation model can be used to
tell if PVS, WTS, PVWHS is best for a certain solar irradiation and wind speed
combination for a different system as long as system components and costs are known.
                                                                                  86
Appendix A
Appendix B
Appendix C
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