Na Trump Files
Na Trump Files
Na Trump Files
Plaintiff,
v.
No. 1:21-cv-2769 (TSC)
BENNIE G. THOMPSON, in his official
capacity as Chairman of the Select
Committee to Investigate the January 6th
Attack on the United States Capitol, United
States House of Representatives, et al.,
Defendants.
BRIAN D. NETTER
Deputy Assistant Attorney General
JOHN R. GRIFFITHS
Director
ELIZABETH J. SHAPIRO
JAMES J. GILLIGAN
SERENA M. ORLOFF
CRISTEN C. HANDLEY
JULIA A. HEIMAN
Attorneys
TABLE OF CONTENTS
INTRODUCTION ................................................................................................................... 1
II. The Establishment of the Select Committee and the Instant Request to NARA ......... 9
ARGUMENT .......................................................................................................................... 13
3. The Mazars and Senate Select Committee Standards Do Not Apply ........................22
C. The Scope of the Select Committee’s Request Does Not Exceed Its Authority. .......24
i
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 3 of 51
D. The Court Should Defer to the Incumbent President’s Reasonable Assessment that
the Public Interest Requires Production to Congress .....................................................30
II. Plaintiff Meets None of the Equitable Requirements for Preliminary Injunctive
Relief. ........................................................................................................................... 38
B. Neither the Balance of Equities Nor the Public Interest Favors an Injunction..........41
CONCLUSION ....................................................................................................................... 43
ii
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 4 of 51
TABLE OF AUTHORITIES
Cases Page(s)
Aamer v. Obama,
742 F.3d 1023 (D.C. Cir. 2014) .................................................................................................................12
Dellums v. Powell,
561 F.2d 242 (D.C. Cir. 1977) ............................................................................................... 13, 14, 31, 32
Franklin v. Massachusetts,
505 U.S. 788 (1992) .....................................................................................................................................27
In re Chapman,
166 U.S. 661 (1897) .....................................................................................................................................19
In re Sealed Case,
121 F.3d 729 (D.C. Cir. 1997) ...................................................................................................................14
McGrain v. Daugherty,
273 U.S. 135 (1927) .............................................................................................................................. 16, 22
iii
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 5 of 51
Munaf v. Geren,
553 U.S. 674 (2008) .....................................................................................................................................12
Nixon v. GSA,
408 F. Supp. 321 (D.D.C. 1976)................................................................................................................32
Nken v. Holder,
556 U.S. 418 (2009) .....................................................................................................................................12
Ziglar v. Abbasi,
137 S. Ct. 1843 (2017) .................................................................................................................................31
Constitutional Provisions
Statutes
v
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 7 of 51
Legislative Materials
Report of the Congressional Committees Investigating the Iran-Contra Affair, H.R. Rep. No. 100-433,
S. Rep. No. 100-216 (1987) ........................................................................................................................36
Staff Report, Examining the U.S. Capitol Attack: A Review of the Security, Planning, and Response Failures
on January 6, U.S. Senate Comm. On Homeland Security and Gov. Affairs & Comm. on Rules
and Adm. (June 8, 2021) (HSGAC Report), https://www.rules.senate.gov/imo/
media/doc/Jan%206%20HSGAC%20Rules%20Report.pdf ................................................................ 8
Stmt. of the Hon. J. Brett Blanton, Hearing on Health and Wellness of Employees and State of Damage
and Preservation as a Result of January 6, 2021 (Feb. 24, 2021), https://www.aoc.gov/sites/
default/files/2021-03/AOC_Testimony_House_Hearing-2021-02-24.pdf ........................................ 9
Regulations
36 C.F.R. § 1270.38............................................................................................................................................ 5
Other Authorities
Letter Responding to the Senate Select Committee on Presidential Campaign Activities Request for
Presidential Testimony and Access to Presidential Papers (July 7, 1974), Pub. Papers of Pres.
Richard Nixon (1973) ....................................................................................................................................36
Louis Nelson, White House: Trump Will not Assert Executive Privilege to Block Comey’s Testimony,
Politico (June 5, 2017) ................................................................................................................................36
Peter Baker, Trump Pressed Ukraine’s President to Investigate Democrats as a ‘Favor,’ N.Y. Times, Sept. 25,
2019, https://www.nytimes.com/2019/09/25/us/politics/donald-trump-impeachment-
probe.html ....................................................................................................................................................37
vi
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 8 of 51
Peter Baker, Trump Will Not Block Comey From Testifying, White House Says, N.Y. Times, June 5, 2017,
https://www.nytimes.com/2017/06/05/us/politics/trump-will-not-block-comey-from-
testifying-white-house-says.html ...............................................................................................................36
Philip Shenon & David E. Sanger, Bush and Cheney Tell 9/11 Panel of ’01 Warnings, N.Y. Times, Apr.
30, 2004, at A1, https://www.nytimes.com/2004/04/30/us/threats-responses-investigation-
bush-cheney-tell-9-11-panel-01-warnings.html? .....................................................................................36
Scope of Congressional Oversight and Investigative Power With Respect to the Executive
Branch, 9 Op. O.L.C. 60 (1985) ................................................................................................................16
vii
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 9 of 51
INTRODUCTION
On January 6, 2021, the United States Capitol was attacked as the Joint Session of Congress
convened for the counting of the electoral votes in the 2020 presidential election. This assault on the
Capitol not only resulted in deaths, injuries, widespread violence, and damage to the Capitol, but also
disrupted the official function of counting the electoral votes that is a vital part of the peaceful
transition of power at the very heart of our democracy. Subsequently, on June 30, 2021, the House
of Representatives voted to establish the Select Committee to Investigate the January 6th Attack on
the United States Capitol. As part of its investigation, and pursuant to section 2205 of the Presidential
Records Act (PRA), the Select Committee has requested that the National Archives and Records
Administration (NARA) provide to the Select Committee documents from the Executive Office of
the President and the Office of the Vice President that are in NARA’s possession and that are
potentially relevant to the Select Committee’s investigation of the January 6 attack and, more broadly,
efforts by former President Trump and others to undo the results of the 2020 presidential election.
Over the last two months, NARA has provided several batches of records responsive to the
Select Committee’s request to representatives of the former and incumbent Presidents for review
consistent with the PRA and its implementing regulations and executive order. Some of those records
are of the type that would be subject to the presidential communications component of executive
privilege and, in the ordinary course, would be kept confidential for a term of years after a President’s
departure from office in order to encourage full and frank advice to current and future Presidents.
This, however, is not the ordinary case. In light of the extraordinary circumstances underlying the
Select Committee’s investigation, and after consideration of the former President’s assertions of
privilege, President Biden concluded that the Select Committee’s need for the information provided
in the initial batches of records outweighs the Executive Branch confidentiality interests underlying
the privilege, and that an assertion of executive privilege is neither justified nor in the best interests of
Plaintiff’s motion for preliminary injunctive relief should be denied for several reasons. First,
he is unlikely to succeed on his claims. As the Supreme Court has held, the incumbent is best
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 10 of 51
positioned to evaluate the long term interests of the Executive Branch, including to balance the
benefits of disclosure against any marginal reduction in the ability of future Executive Branch advisors
to provide full and frank advice as a result. Plaintiff’s claims of executive privilege fail because the
privilege is not absolute, and here it is outweighed by Congress’s compelling need for information
about the extraordinary attack that occurred on the Capitol. The Committee’s investigation into the
January 6 attack plainly embodies a legitimate legislative purpose; its subject is one “on which
legislation could be had,” Eastland v. U.S. Servicemen’s Fund, 421 U.S. 491, 506 (1975). The Committee’s
requests are pertinent to the inquiry, and the inquiry lies within the Committee’s authority and
jurisdiction, as conferred by the full House. Likewise, Plaintiff’s invitation to apply the stricter judicial
scrutiny applicable to congressional demands for information from sitting Presidents should be
rejected; Plaintiff is not the sitting President, and his assertion of privilege is counteracted by the
incumbent President’s determination that the public interest favors disclosure. Nor can Plaintiff be
heard to complain of the practical burden of reviewing documents responsive to the Select
Committee’s request, when, in reality, the number of documents and timeframes involved have been
entirely manageable, and extensions for review may be granted where reasonably necessary (and
indeed already have). Lastly, Plaintiff’s argument attacking the constitutionality of the PRA should be
rejected because it disregards the compelling rationales supporting President Biden’s determination
whether to halt all compliance with the Select Committee’s request, as he seeks, or even to delay the
release of records that has already been scheduled. He makes no showing that he personally will be
injured by compliance with the Select Committee’s request, and instead asserts that a voluntary release
of records at the direction of the sitting President, limited to the January 6 attack, might compromise
future interests in effective Executive Branch decisionmaking. That assertion of harm is far
outweighed, as the Nation’s Chief Executive has himself concluded, by the surpassing public interest
in a full, fair, and timely accounting of the events of January 6. There is no basis here for a court to
2
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 11 of 51
second-guess the judgment of the sitting President, as only he is positioned to decide the best interests
of the Executive Branch and weigh that interest against congressional need.
LEGAL BACKGROUND
changed following the Watergate scandal. See H.R. Rep. No. 95-1487 at 5 (1978); see also Nixon v.
Adm’r of Gen. Servs. (“Nixon v. GSA”), 433 U.S. 425, 431 (1977). In 1974, shortly after his resignation,
former President Nixon concluded an agreement with the Administrator of General Services that
would have provided for the eventual destruction of tape recordings made by the former President
during his presidency. See Nixon v. GSA, 433 U.S. at 433. To abrogate the agreement, Congress
enacted, and President Ford signed, the Presidential Recordings and Materials Preservation Act of
1974 (PRMPA) to give custody of former President Nixon’s records to the National Archives, which
at that time was part of the GSA, and to prohibit the destruction of the tapes or any other presidential
In Nixon v. GSA, former President Nixon brought suit to challenge the constitutionality of
the PRMPA, asserting that it violated separation of powers, presidential privilege, and several personal
rights. See 433 U.S. at 439-455. The Supreme Court rejected each argument, holding that the PRMPA
was constitutional on its face. See id. As to the separation of powers, the Supreme Court reasoned,
inter alia, that “[t]he Executive Branch became a party to the Act’s regulation when President Ford
signed the Act into law, and the administration of President Carter . . . vigorously supports . . .
sustaining its constitutionality.” Id. at 441. Moreover, the Supreme Court explained that, “in
determining whether the Act disrupts the proper balance between the coordinate branches, the proper
inquiry focuses on the extent to which it prevents the Executive Branch from accomplishing its
constitutionally assigned functions.” Id. at 443 (citing United States v. Nixon, 418 U.S. 683, 711-12
(1874)).
3
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 12 of 51
The Supreme Court then turned to the former President’s argument that the PRMPA itself—
undermined the presidential communications privilege, id. at 446, a privilege that the Court recognized
as “deriv[ing] from the supremacy of the Executive Branch within its assigned area of constitutional
responsibilities.” Id. at 447 (citing United States v. Nixon, 418 U.S. at 706); see also id. at 449 (“the
privilege is not for the benefit of the President as an individual, but for the benefit of the Republic”).
The Supreme Court first examined whether President Nixon, as a former President, could assert the
privilege at all. It observed that “only the incumbent is charged with performance of the executive
duty under the Constitution,” and “to the extent that the privilege serves as a shield for executive
officials against burdensome requests for information which might interfere with the proper
performance of their duties, . . . a former President is in less need of it than an incumbent.” Id. at 448
(citations omitted). The Court further noted that “obvious political checks” guard against potential
abuse of the privilege by an incumbent President. Id. The Supreme Court agreed with the Solicitor
General that the privilege survives a President’s term in office, in light of his relationships of
confidence with former advisors and the need for future advisors to provide confidential advice to a
sitting President, and held that a former President possessed a residual right to assert this claim in
court notwithstanding his departure from office. Id. at 448-49. But the fact that neither President
Ford nor President Carter supported President Nixon’s argument that PRMPA undermined the
presidential communications privilege “detract[ed] from the weight of [former President Nixon’s]”
argument, because “the incumbent President is . . . vitally concerned with and in the best position to
assess the present and future needs of the Executive Branch, and to support invocation of the privilege
accordingly.” Id. at 449. And on the merits, the Supreme Court held that former President Nixon’s
claim of privilege was outweighed by Congress’s purposes in enacting the PRMPA. Among other
“substantial public interests” that led Congress to enact that legislation, the Court noted “Congress’s
need to understand how [the] political processes [leading to former President Nixon’s resignation] had
in fact operated in order to gauge the necessity for remedial legislation.” Id. at 453. The Court also
4
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 13 of 51
observed that “[t]he expectation of the confidentiality of executive communications . . . has always
been limited and subject to erosion over time after an administration leaves office.” Id. at 451.
Although Nixon v. GSA addressed disclosures to the Archivist, and did not itself involve any
questions about whether the presidential communications privilege would protect the disclosure of
particular records to Congress or to the public, it is widely understood to have established that a
former President “may … be heard to assert” claims of the presidential communications privilege
involving his own communications, id. at 439, at least in circumstances where Congress has provided
for adjudication of such claims, as it has done in the Presidential Records Act.
In 1978, guided by the Supreme Court’s reasoning in Nixon v. GSA,1 Congress enacted the
PRA, which changed the legal ownership of the official records of the President from private to public,
and established a new statutory structure under which Presidents, and subsequently NARA, must
manage the records of their Administrations. Under the PRA, records reflecting “the activities,
deliberations, decisions, and policies” of the Presidency are “maintained as Presidential records.” 44
U.S.C. § 2203(a). When a President leaves office, the Archivist “assume[s] responsibility for the
custody, control, and preservation of, and access to” the Presidential records of the departing
administration. Id. § 2203(g)(1). The Archivist generally must make records covered by the PRA
available to the public under the Freedom of Information Act (FOIA) starting five years after the
President leaves office. Id. § 2204(b)(2), (c)(1); see also 36 C.F.R. § 1270.38. However, the outgoing
President may specify that access to records in six defined categories be restricted for up to twelve
years after leaving office. 44 U.S.C. § 2204(a); see also 36 C.F.R. § 1270.40(a).
“Notwithstanding any restrictions on access” imposed under section 2204, the PRA specifies
that Presidential records shall be made available “to either House of Congress, or, to the extent of
matter within its jurisdiction, to any committee or subcommittee thereof if such records contain
information that is needed for the conduct of its business and that is not otherwise available.” 44
1
See H.R. Rep. No. 95-1487 at 6 (noting that Nixon v. GSA “established principles that would
govern legislation dealing more broadly with control of and access to Presidential papers”).
5
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 14 of 51
U.S.C. § 2205(2)(C).2 Such release is “subject to any rights, defenses, or privileges which the United
States or any agency or person may invoke,” id. § 2205(2), and the statute provides that this Court
“shall have jurisdiction over any action initiated by the former President asserting that a determination
made by the Archivist violates the former President’s rights or privileges.” Id. § 2204(e). The statute
does not, however, “confirm, limit, or expand any constitutionally-based privilege which may be
Under NARA regulations and Executive Order 13489, after receiving a special access request
from a congressional committee or subcommittee under PRA section 2205 and identifying records
that NARA believes are responsive, NARA notifies the representatives of the former and incumbent
Presidents (collectively, the “PRA Representatives”) of its intent to disclose the records to the
requesting committee. The former and incumbent Presidents, acting through their PRA
Representatives, are then given an opportunity to review the records and decide whether to assert a
constitutionally-based privilege such as executive privilege. See Laster Decl. ¶ 6, filed herewith.3 The
presumptive review period is 30 calendar days, see 36 C.F.R. § 1270.44(d); see also Exec. Order No.
13489, 74 Fed. Reg. 4669, § 2(b) (Jan. 12, 2009), but NARA’s regulations provide that “[t]he Archivist
may adjust any time period or deadline under this subpart, as appropriate, to accommodate records
requested under this section.” See Laster Decl. ¶ 8 (quoting 36 C.F.R. § 1270.44(g)).
NARA first notifies the PRA representatives of the former President, and then notifies the
representative of the incumbent President approximately one week later, allowing the representatives
of the former President to continue their review while the incumbent’s review is still ongoing. Id. ¶ 8.
Depending on the volume and complexity of the records and the need and expectations of the
requesting congressional committee, NARA may extend the period allowed for review by either or
both PRA Representatives beyond the prescribed time period, as part of the accommodation process
2
NARA refers to requests under section 2205 as “special access requests,” as distinct from “public
access requests,” which remain subject to the restrictions imposed under section 2204. See Laster
Decl. ¶ 5.
3
Mr. Laster serves as the Director of the White House Liaison Division of NARA’s Office of
Legislative Archives, Presidential Libraries, and Museum Services. Laster Decl. ¶ 1.
6
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 15 of 51
with the committee. Id. In addition, under Executive Order 13489, the incumbent President or his
designee may instruct the Archivist “to extend the time period for a time certain[.]” Id. (quoting Exec.
Order No. 13489, § 2(b)). Also, depending on the complexity of the search and the volume of
potentially responsive records, NARA may provide notifications to the PRA Representatives on a
rolling basis. Id. ¶ 9. Similarly, NARA may allow the PRA Representatives to conduct their review of
records subject to a notification in subsets, through rolling disclosures to the requesting committee,
while the PRA Representatives continue to review the remaining records. Id.4
If a former President asserts a claim of privilege, the Archivist consults with the incumbent
President within 30 calendar days “to determine whether the incumbent President will uphold the
claim.” 36 C.F.R. § 1270.44(f)(1). As relevant here, if the incumbent President does not uphold the
claim asserted by the former President, the Archivist discloses the Presidential record 60 days after
the Archivist received notification of the former President’s claim of privilege unless a court order
directs the Archivist to withhold the record. Id. § 1270.44(f)(3); see also Exec. Order No. 13489, § 4(b)
(providing that the Archivist shall abide by the incumbent President’s determination as to a privilege
assertion by a former President unless otherwise directed by a final court order, and that the Archivist
“shall notify the incumbent and former Presidents of his determination at least 30 days prior to
disclosure of the Presidential records”). As noted above, however, the regulations provide that “[t]he
Archivist may adjust any time period or deadline” arising as part of this process, as appropriate. See
FACTUAL BACKGROUND
In the afternoon of January 6, 2021, a Joint Session of the United States House of
Representatives and the United States Senate (“the Joint Session”) convened in the United States
Capitol, with then-Vice President Michael R. Pence, in his constitutional role as President of the
4
In the course of their review, the PRA Representatives may seek clarification from NARA on
whether specific records are responsive to a request. Laster Decl. ¶ 10. Upon receipt of such a request
for clarification, NARA will examine the record(s), considering the issues raised by the PRA
Representatives. Id. If NARA agrees that a record is not responsive, the record is withdrawn from
the notification process and is not provided to the committee. Id.
7
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 16 of 51
Senate, presiding. Congress’s purpose that day was to certify the results of the Electoral College vote
of the 2020 U.S. Presidential Election. According to a recent report by the Senate Committee on
Homeland Security and Government Affairs and the Committee on Rules and Administration, as the
Joint Session was getting underway, a large crowd amassed outside the Capitol perimeter, some in
“full tactical gear” or with weapons. Staff Report, Examining the U.S. Capitol Attack: A Review of the
Security, Planning, and Response Failures on January 6, U.S. Senate Comm. on Homeland Security and Gov.
Affairs & Comm. on Rules and Adm., at 23, 28-29 (June 8, 2021) (HSGAC Report);5 see also id. at 22
(describing reports of “what look[ed] like a wall of people [who] suddenly arriv[ed] about a block west
of the Capitol”). Earlier that day, during his 75-minute speech to a crowd of his supporters at the so-
called “Save America” rally near the White House, former President Trump had “continued his claims
“[O]verwhelmed and outnumbered,” Capitol Police officers tried to maintain order as the
crowd descended on the building, but the rioters forcefully and violently overran police barricades
and “pressed towards the Capitol building—climbing the inaugural platform and scaling walls.” Id.
at 24. Certain individuals eventually “smashed through first-floor windows on the Capitol’s south
side, making a hole big enough to climb through,” and “a stream of protestors entered, with two
individuals kicking open a door to let others into the Capitol.” Id. at 24-25. Inside, the “solemn
process of certifying a presidential election,” United States v. Cua, Crim. A No. 21-107 (RDM), 2021
WL 918255, at *3-4 (D.D.C. Mar. 10, 2021), was brought to a halt and members of the House and
Senate, including Vice President Pence, were evacuated, HSGAC Report at 24.
According to one congressional report, these events “marked the most significant breach of
the Capitol in over 200 years.” HSGAC Report at 21. The attack “resulted in multiple deaths, physical
harm to over 140 members of law enforcement, and terror and trauma among [congressional] staff,
institutional employees, press and Members.” H. Res. No. 503, 117th Cong., 1st Sess., at 1 (“House
Resolution 503” or “H. Res. 503”); see also HSGAC Report at 29 (describing injuries to law
5
Available at https://www.hsgac.senate.gov/imo/media/doc/HSGAC&RulesFullReport_
ExaminingU.S.CapitolAttack.pdf.
8
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 17 of 51
enforcement officers). Speaking to the House Appropriations Committee, the Architect of the Capitol
described how the inauguration platform his team had been assembling was “wrecked, there was
broken glass and other debris, sound systems and other photography equipment was damaged beyond
repair or stolen,” and “precious artwork,” including “[s]tatues, murals, historic benches and original
shutters” were damaged from pepper spray, other chemicals, and fire extinguishers. Stmt. of the Hon.
J. Brett Blanton, Hearing on Health and Wellness of Employees and State of Damage and Preservation
as a Result of January 6, 2021 (Feb. 24, 2021).6 As Judge Moss put it, the attack was “a singular and
chilling event in U.S. history, raising legitimate concern about the security—not only of the Capitol
II. The Establishment of the Select Committee and the Instant Request to NARA
In the aftermath of the events of January 6, the House passed House Resolution 503,
establishing the Select Committee. See H.R. 503 § 1.7 The Select Committee was tasked with
“investigat[ing] and report[ing] upon the facts, circumstances, and causes relating to” the events of
January 6, “including facts and causes relating to the preparedness and response of the United States
Capitol Police and other . . . law enforcement agencies, . . . as well as the influencing factors that
process.” Id. § 3(1).8 To that end, H.R. 503 authorizes the Select Committee to inquire into a range
of matters relevant to January 6, including “dissemination and information sharing among the
branches and other instrumentalities of government,” id. § 4(a)(1)(A); “how technology, including
online platforms, . . . may have factored into the motivation, organization, and execution” of the
January 6 attack, id. § 4(a)(1)(B); and the federal government’s “structure, coordination, operational
6
Available at https://www.aoc.gov/sites/default/files/2021-03/AOC_Testimony_Hous
e_Hearing-2021-02-24.pdf.
7
Available at https://www.congress.gov/bill/117th-congress/ house-resolution/503/text.
8
The select committee is also tasked with “examin[ing] and evaluat[ing] evidence developed by
relevant Federal, State, and local governmental agencies regarding the facts and circumstances
surrounding” the January 6 attack, and “build[ing] upon the investigations of other entities and
avoid[ing] unnecessary duplication of efforts” of other committees regarding January 6. See H.R. 503
§ 3(2)-(3).
9
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 18 of 51
plans, policies, and procedures, . . . particularly with respect to detecting, preventing, preparing for,
On August 25, 2021, the Select Committee submitted a special access request to NARA under
section 2205(2)(C) of the PRA for production of several categories of records in furtherance of the
Committee’s investigation.9 See Laster Decl. ¶ 13 (citing Attachment B thereto). The Select
Committee’s request sought materials relating to the January 6, 2021 events—whether in written
communications, calendar entries, videos, photographs, or other media—shedding light on the events
that occurred on that date, including materials relating to the President’s remarks, the rally and
subsequent march, the violence at the Capitol, and the response thereto within the White House. See
id. Attach. B, at 2-4. The request further sought materials from specified timeframes within 2020–
2021 related to any planning by the White House and others to impede the January 6 electoral count,
id. at 4-7; preparations for the rallies leading up to the January 6 violence, id. at 7-8; information former
President Trump received regarding the election outcome, id. at 9-10; and former President Trump’s
public remarks regarding the election outcome and the validity of the election system more broadly,
id. Finally, for a specified timeframe surrounding the 2020 election, the request sought documents
and communications of the President and certain of his advisors relating to the transfer of power and
obligation to follow the rule of law, including with respect to actual or potential changes in personnel
at certain Executive Branch agencies, and relating to foreign influence in that election. Id. at 10-12.10
Citing the urgent nature of its request, the Select Committee asked that NARA expedite the
consultation and processing times for its production of responsive records pursuant to 36 C.F.R.
§ 1270.44(g), Laster Decl., Attachment B, which provides that “[t]he Archivist may adjust any time
period or deadline under this subpart . . . to accommodate records requested under this section.”
In response to the Select Committee’s request, NARA began searches of the Trump
Presidential records within its custody and control. Laster Decl. ¶ 14. While the search for and review
9
That August 25 request subsumed a request dated March 25, 2021 from the House Committee
on Oversight and Reform and five other House Committees. See Laster Decl. ¶ 13 (citing Attachment
A thereto); id. Attachment B at 2.
10
None of the records requested by the Select Committee is subject to public access requests
under section 2204 of the PRA.
10
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 19 of 51
of responsive records remains ongoing, see id. ¶¶ 14, 15, NARA has thus far identified four tranches
of responsive records and, on a rolling basis, provided notifications to the current and former
Presidents’ PRA Representatives of its intent to disclose those materials. See id. ¶¶ 16, 21, 22, 27.
First, on August 30, 2021, NARA notified Plaintiff’s PRA representatives of its intent to disclose
approximately 136 pages of records responsive to the Committee’s request (the “First Notification”).
Id. ¶ 16. On October 8, 2021, the Counsel to President Biden responded that the President had
determined that “an assertion of executive privilege is not in the best interests of the United States,
and therefore is not justified as to any of” the records subject to NARA’s notification. Laster Decl.,
Constitution and democratic institutions provoked and fanned by those sworn to protect them, and
the conduct under investigation extends far beyond typical deliberations concerning the proper
privilege should not be used to shield, from Congress or the public, information that reflects a clear
After Plaintiff asserted a constitutionally-based privilege over 39 pages in the first batch of
records,11 id. ¶ 17—and President Biden indicated he would not uphold that privilege claim—the
Archivist informed Plaintiff that NARA would disclose the records in the First Notification subject
to Plaintiff’s claim of privilege to the Select Committee on November 12, 2021, per 36 C.F.R.
On September 9 and 16, 2021, respectively, NARA sent Plaintiff’s PRA representatives its
Second and Third Notifications, informing them of its intent to disclose 888 pages of additional
material. Id. ¶¶ 21, 22.13 NARA subsequently withdrew three pages from the Second Notification
11
Plaintiff’s letter also asserted privilege over the seven pages of non-responsive records that had
been withdrawn from the notification. See Laster Decl. ¶ 17.
12
On October 13, 2021, NARA disclosed to the Select Committee the 90 pages of records in the
First Notification that were not subject to any claim of privilege. See Laster Decl. ¶ 20.
13
On October 17, 2021, the incumbent’s review period for the Second Notification was extended
to coincide with the end of the review period for the Third Notification. Laster Decl. ¶ 23. The PRA
Representatives of former President Trump were afforded the same extension. Id.
11
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 20 of 51
because they were not Presidential records. Id. ¶¶ 24. After Plaintiff asserted a constitutionally-based
privilege over 724 of the pages subject to the Second and Third Notifications, id.—and President
Biden indicated that, for the reasons previously explained, he would not uphold that privilege claim—
the Archivist informed Plaintiff that NARA would disclose the records in those notifications subject
to Plaintiff’s claim of privilege to the Committee on November 26, 2021, per 36 C.F.R. § 1270.44(g),
On October 15, 2021, NARA provided the Fourth Notification to Plaintiff’s PRA
representatives of its intent to disclose approximately 551 pages of records responsive to the Select
Committee’s request. Id. ¶ 27. The review period for that batch of records is ongoing. NARA
anticipates providing multiple additional notifications on a rolling basis as its search and review locates
LEGAL STANDARD
right,” Munaf v. Geren, 553 U.S. 674, 689-90 (2008) (citation omitted), and “may only be awarded upon
a clear showing that the plaintiff is entitled to such relief,” Winter v. Nat. Res. Def. Council, Inc., 555 U.S.
7, 22 (2008). A plaintiff seeking a preliminary injunction must establish by “clear evidence” that (1) he
is likely to succeed on the merits; (2) he is likely to suffer irreparable harm in the absence of preliminary
relief; (3) the balance of equities tips in his favor; and (4) an injunction is in the public interest. Id. at
20. The last two factors “merge when the Government is the opposing party.” Nken v. Holder, 556
U.S. 418, 435 (2009). The “first and most important factor” is whether the moving party has
“established a likelihood of success on the merits.” Aamer v. Obama, 742 F.3d 1023, 1038 (D.C. Cir.
2014). The Supreme Court has also stressed, however, that a preliminary injunction cannot issue
based on based on a mere “possibility” of harm. Winter, 555 U.S. at 22. Rather, as long held in this
Circuit, the moving party must establish that the claimed injury is “both certain and great,” “actual
and not theoretical.” E.g., Mexichem Specialty Resins, Inc. v. EPA, 787 F.3d 544, 555 (D.C. Cir. 2015).
12
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 21 of 51
ARGUMENT
people and “must ‘take Care that the Laws be faithfully executed.’” Seila Law LLC v. Consumer Fin.
Prot. Bureau, 140 S. Ct. 2183, 2191 (2020) (quoting U.S. Const. art. II, § 1, cl. 1 & § 3)). The Executive
Branch’s exercise of its constitutional prerogatives “acquires its legitimacy and accountability” from
this structure. Free Enter. Fund v. Public Co. Accounting Oversight Bd., 561 U.S. 477, 498 (2010). Plaintiff,
however, is no longer the President, and he lacks general authority to speak for the Executive Branch
or to assert its interests. Only the “incumbent is charged with performance of the executive duty
under the Constitution” and is situated to protect Executive Branch interests while still being subject
to “political checks against . . . abuse” of that power. Nixon v. GSA, 433 U.S. at 448. Accordingly, “it
is the new President”—not his predecessor—“who has the information and attendant duty of
executing the laws in the light of current facts and circumstances,” and “the primary, if not the
“outweighs whatever public interest or need may reside in disclosure.” Dellums v. Powell, 561 F.2d 242,
In Nixon v. GSA, the Supreme Court recognized a single residual right of a former President:
he may assert “the privilege recognized in United States v. Nixon, [418 U.S. 683 (1974)]” that is, the
presidential communications privilege. 443 U.S. at 449; see also id. at 440. This residual right to assert
the privilege—subject to potential repudiation by the incumbent President and, ultimately, judicial
review—exists “for the benefit of the Republic,” rather than for the former “President as an
individual,” id. at 449, and is rooted in the qualified “assurance of confidentiality” the President
provides his advisors in the interest of eliciting from them “the full and frank submissions of facts
and opinions upon which effective discharge of his duties depends.” Id. at 448-49. The privilege thus
“survives the end of the President’s tenure” and can be asserted by a President after he has departed
from office. Id. But that residual right to assert executive privilege after departure from office is
13
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 22 of 51
premised in the same concerns that underlie the privilege itself: “the need . . . to ensure that presidential
decisionmaking is of the highest caliber, informed by honest advice and full knowledge.” In re Sealed
Case, 121 F.3d 729, 750 (D.C. Cir. 1997). And in evaluating the assertion of that interest, it “is of
cardinal significance” that a “claim of privilege is being urged solely by a former president, and there
has been no assertion of privilege by an incumbent president[.]” Dellums, 561 F.2d at 247.
Plaintiff seeks to expand the residual interest recognized in Nixon v. GSA well beyond any
principled application. Indeed, many of his arguments do not properly relate to the presidential
communications privilege at all, but rather attack the legitimacy of the congressional investigation into
the January 6 attack. Thus, he spends the bulk of his motion arguing that the Select Committee is a
“political ploy,” wholly engaged in a “vexatious fishing expedition” and serving no legitimate
legislative purpose. Pl.’s Mot. at 1-2, 15-27, ECF No. 5-1. But the premise of these arguments—that
he may attack the Archivist’s decision on any legal ground because “the law allows [a] person whose
information will be exposed to sue in federal court,” id. at 15—is wholly misplaced.
The United States “retain[s] complete ownership, possession, and control” of the records of
a former President. 44 U.S.C. § 2202; see also Nixon v. GSA, 433 U.S. at 459 (distinguishing between
former President Nixon’s “private communications” and records reflecting “the official conduct of
his Presidency”). As a former President, Plaintiff therefore retains only the residual right recognized
in Nixon v. GSA, 433 U.S. at 448-49, and the right to assert his own personal “rights or privileges,” if
any. 44 U.S.C. § 2204; see also Nixon v. GSA, 433 U.S. at 455-83 (analyzing former President Nixon’s
assertion of personal rights, including privacy and First Amendment associational rights).14 But
nothing in the PRA “expand[s] any constitutionally-based privilege which may be available to” him in
14
Plaintiff does not appear to invoke his personal rights or privileges. He makes conclusory
assertions of attorney-client privilege and attorney work product, but he appears to do so as a species
of executive privilege. See, e.g., Pl.’s Mot. at 3 (referring indiscriminately to “various privileges,”
including “conversations with (or about) foreign leaders, attorney work product, the most sensitive
national security secrets, along with a litany of privileged communications among a pool of potentially
hundreds of people.”); id. at 5 (referring without elaboration to “executive privilege and attorney-client
privilege”); id. at 30 (referring to deliberative process privilege and attorney-client privilege in the same
discussion relating to “the President”). In any event, Plaintiff does not elaborate on these claims with
sufficient detail to assess them. See Barenblatt v. United States, 360 U.S. 109, 112 (1959) (the
congressional “power [of inquiry] and the right of resistance to it are to be judged in the concrete, not
on the basis of abstractions.”).
14
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 23 of 51
his capacity as a former President, 44 U.S.C. § 2204(c)(2), or confers a generalized right to resist
disclosure of official records to Congress. On the contrary, the PRA presumes that the restricted
records of a former President will be available to Congress for its work, absent a countervailing
privilege or right, 44 U.S.C. § 2205(2)(C), and that the incumbent President has the final word over
whether to uphold a constitutionally-based claim of executive privilege, absent a contrary court order,
44 U.S.C. § 2208(c)(2)(C) (“If the incumbent President determines not to uphold the claim of privilege
asserted by the former President, or fails to make the determination[,] . . . the Archivist shall release
the Presidential record,” absent a court order). Thus, beyond Plaintiff’s limited ability to assert
executive privilege, as recognized in Nixon v. GSA, there is no authority to permit him to assert other
interests of the Executive Branch, which remain the sole prerogative of the current President to assert.
* * * *
As to executive privilege, as explained further below, Plaintiff provides no meaningful analysis
as to why any privilege attaching to the specific documents at issue should not give way. President
Biden’s determination not to assert or uphold executive privilege here is manifestly reasonable in the
face of a congressional investigation into the extraordinary events of January 6. The incumbent
President’s judgment plainly outweighs the Executive Branch interest in confidentiality on which
Plaintiff relies. Having little to say about the balance of interests, then, Plaintiff focuses his attention
on the validity of the legislative inquiry itself, including the legislative purpose and the pertinence of
the request to the investigation. We first dispense with these threshold challenges, and then return to
the issue at hand: the assertion of executive privilege over certain enumerated documents and the
balancing of respective interests. And that balance is clear: President Biden’s sober determination
that the public interest requires disclosure is manifestly reasonable, and his to make.
Supreme Court has long recognized that the “power of inquiry” is “an essential and appropriate
15
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 24 of 51
auxiliary to the legislative function.” Trump v. Mazars, 140 S. Ct. 2019, 2031 (2020) (“Mazars III”)
(citing McGrain v. Daugherty, 273 U.S. 135, 174 (1927)); see also Eastland, 421 U.S. at 504 (“the power to
investigate is inherent in the power to make laws”). This power belongs to each of the two houses of
Congress independently, see McGrain, 273 U.S. at 173, and is rooted in the understanding that a
“legislative body cannot legislate wisely or effectively in the absence of information respecting the
conditions which the legislation is intended to affect or change[.]” Id. at 175. The power encompasses,
among other things, “inquiries into the administration of existing laws, studies of proposed laws, and
‘surveys of defects in our social, economic or political system for the purpose of enabling the Congress
to remedy them.’” Mazars III, 140 S. Ct. at 2031 (citing Watkins v. United States, 354 U.S. 178, 187
(1957)); see also Scope of Congressional Oversight and Investigative Power With Respect to the
Executive Branch, 9 Op. O.L.C. 60, 60 (1985) (it is “beyond dispute” that Congress may obtain
information “pertinent to possible legislation and in order to evaluate the effectiveness of current
laws”).
The Congressional power of inquiry is “broad,” but it is not unlimited. Mazars III, 140 S. Ct.
at 2031. Its exercise must serve a “valid legislative purpose” in that it must be “related to, and in
furtherance of, a legitimate task of the Congress,” typically in the sense that it “concern[s] a subject
on which legislation could be had.” Id.15 A congressional subpoena may not, therefore, be used for
impermissible purposes, such as for “law enforcement” or to “try someone before [a] committee for
any crime or wrongdoing.” Id. at 2032. Also, Congress “has no general power to inquire into private
affairs” or to use compulsory process to “compel disclosures” simply to “expose for the sake of
exposure.” Id. Nevertheless, while an inquiry into private matters must be “justif[ied] in terms of the
functions of the Congress,” Watkins, 354 U.S. at 187, an inquiry is not illegitimate simply because it
calls for information that is private or confidential, that might be embarrassing, or that could have law
enforcement implications. See, e.g., id. at 198 (Congress may “compel disclosure of private matters”);
15
Congress possesses legitimate functions beyond the enactment of legislation, such as the
authority of each House to determine the rules of its proceedings, U.S. Const. art. I, § 5, and Congress’s
responsibility to certify electoral votes in a presidential election, id. art. II § 1. These functions are
implicated here, where the events of January 6 occurred on Capitol grounds during a Joint Session to
certify electoral results.
16
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 25 of 51
Townsend v. United States, 95 F.2d 352, 361 (D.C. Cir. 1938) (the fact that a Congressional inquiry might
And, in assessing the legitimacy of a legislative purpose, “the proceedings of the houses of Congress,
when acting upon matters within their constitutional authority” are entitled to a “presumption in favor
of regularity.” Barry v. U.S. ex rel. Cunningham, 279 U.S. 597, 619 (1929).
established the Committee and the subject matter within its purview, explains that “January 6, 2021,
was one of the darkest days of our democracy, during which insurrectionists attempted to impede
Congress’s Constitutional mandate to validate the presidential election and launched an assault on the
United States Capitol Complex that resulted in multiple deaths, physical harm to over 140 members
of law enforcement, and terror and trauma among [congressional] staff, institutional employees, press
and Members.” H. Res. 503 at 1. Citing the testimony of law enforcement officials at the Federal
Bureau of Investigation and the United States Capitol Police, it elaborates that the events of that day
governmental authority and the presidential transition . . . fueled by false narratives [that] could
continue to mobilize to incite or commit violence,” id., and that these threats “remain constant,” id. at
2. And to understand and respond to these threats, and prevent their recurrence, the Resolution
outlines several purposes and functions of the Select Committee:
• To investigate and report upon: (1) “the facts, circumstances, and causes relating to” the attack
and “the interference with the peaceful transfer of power”; (2) the “activities of intelligence
agencies, law enforcement agencies, and the Armed Forces, . . . with respect to intelligence
collection, analysis, and dissemination” surrounding the attack; and (3) the “influencing
factors that contributed to the” attack, including how “online platforms, financing, and . . .
campaigns may have factored into [its] motivation, organization, and execution,” id. ¶¶ 3,
4(a)(1);
• To “identify, review, and evaluate the causes of and the lessons learned from the” attack,
including as to “the command, control, and communications of” law enforcement and the
coordination and planning of the Federal Government, id. ¶ 4(a)(2); and
• To “issue a final report to the House” with “recommendations for . . . changes in law, policy,
[or] procedures . . . that could be taken[ ] to prevent future acts of violence, domestic
17
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 26 of 51
terrorism, and domestic violent extremism, including acts targeted at American democratic
institutions” . . . and “strengthen the security and resilience of” American democratic
institutions, id. ¶ 4(a)(3), (c).
Plaintiff concedes that these purposes and functions “are topics on which legislation
theoretically ‘could be had.’” Pl.’s Mot. at 19, and he is right. Congress could move in numerous
legislative directions based on the Select Committee’s findings and recommendations. Congress
might, for example, enact or amend criminal laws to deter and punish violent conduct targeted at the
institutions of democracy. Congress might impose structural reforms on Executive Branch agencies
to prevent their abuse for antidemocratic ends. Congress could also address resource allocation and
intelligence sharing by federal agencies charged with detecting, and interdicting, foreign and domestic
threats to the security and integrity of our electoral processes. These are just a few examples of
potential reforms that Congress might, as a result of the Select Committee’s work, conclude are
But to identify effective reforms, Congress must first understand the failures that led to the
events of January 6. Doing so includes understanding what happened before and on January 6,
including whether and how the actions of then-presidential advisors, other government officials, and
Plaintiff himself were implicated in the events, and how, if at all, those individuals used their power
and influence to promote, foment, prevent, quell, or otherwise respond to the attack and the events
that gave rise to it. It therefore is not necessary for Congress to have “identif[ied] a single piece of
legislation . . . [it] is considering.” Id. at 17. Congress’s investigative authority encompasses any subject
on which “legislation may be had,” Trump v. Mazars, 940 F.3d 710, 723 (D.C. Cir. 2019) (“Mazars II”),
vacated and remanded on other grounds, 140 S. Ct. 2019 (2020) (emphasis in original), that is, any area “in
which [Congress] may potentially legislate,” Barenblatt v. United States, 360 U.S. 109, 111 (1959). “[T]he
House is under no obligation to enact legislation after every investigation,” Mazars II, 940 F.3d at 727,
and it need not “shoot[] in the dark” by developing legislation before educating itself on the facts.
Mazars III, 140 S. Ct. at 2031; see also In re Chapman, 166 U.S. 661, 670 (1897) (“it [is] certainly not
necessary” to identify future legislation “in advance”). Nor must the Select Committee “identify”—
18
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 27 of 51
before it has seen the records—the specific materials that will “advance or inform [its] legitimate
legislative purpose or specific legislation.” Pl.’s Mot. at 17. The only relevant question is whether the
Select Committee is seeking “data to be used by the House or the Senate in coping with a problem
that falls within its legislative sphere.” Watkins, 354 U.S. at 206.
The Select Committee’s request here plainly clears that hurdle. The Committee is endeavoring
to “investigate and report upon the facts, circumstances, and causes” of a serious attack on the
operations of the Federal Government, expressly to devise and recommend legislative and other
changes to “prevent future acts of violence, domestic terrorism, and domestic violent extremism,
including acts targeted at American democratic institutions.” H. Res. 503 §§ 3(1), 4(c)(1). That is
plainly a legitimate legislative purpose and is all the more compelling because the attack was targeted
at Congress itself. The Select Committee is therefore seeking data to cope with problems that fall
Plaintiff’s assertion that the Select Committee is “fishing” for information designed solely to
“embarrass” him and expose “sensitive and privileged communications ‘for the sake of exposure,’”
Pl.’s Mot. at 17, similarly fails. The Committee has ample basis to conclude that Presidential records
responsive to its requests will include information directly relevant to its investigation, and those
requests have been identified by NARA with particularity. See Laster Decl. ¶¶ 30, 32, 33. Plaintiff
spoke at the rally directly preceding the attack in which he (1) reiterated claims, rejected by numerous
courts, that the election was “rigged” and “stolen”; (2) urged then-Vice President Pence, who was
preparing to convene Congress to tally the electoral votes, to “to do the right thing” by rejecting
certain states’ electors and declining to certify the election for President Biden; and (3) told protesters
to “walk down to the Capitol” to “give them the kind of pride and boldness that they need to take
back our country” and to “peacefully and patriotically make your voices heard” because “you’ll never
16
See Transcript of Former President Trump’s Remarks on Jan. 6, 2021,
https://www.cnn.com/2021/02/08/politics/trump-january-6-speech-transcript/index.html
19
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 28 of 51
These are not the only facts justifying a congressional investigation into the involvement of
Plaintiff and his allies and advisors in the events of January 6. According to the Select Committee,
Stephen Bannon, once Plaintiff’s Senior Counselor and a longtime ally, “encourage[d] Mr. Trump to
‘focus on January 6th’ [as] a plan to have millions of Americans consider [President] Biden [as] an
illegitimate President,” and made “frequent contact with the White House” in the weeks and days
leading up to the attack, even speaking “directly with [Plaintiff] several times.” H.R. Rep. No. 117-
152, at 6 (Oct. 19, 2021). The Select Committee has stated that shortly before the attack, Mr. Bannon
set up a “war room” at the Willard InterContinental Washington D.C. Hotel two blocks from the
White House with prominent members of Plaintiff’s campaign team to “discuss[] plans to stop or
delay the January 6th counting of election results or persuade Members of Congress to block the
electoral count.” Id. at 3, 7. Mr. Bannon also allegedly “urged [Plaintiff] to pressure then-Vice
President Pence to assist in overturning the results of the 2020 election.” Id. at 6. And in public
statements the day before the attack, Mr. Bannon allegedly stated that the constitutional “crisis [was]
about to go up about five orders of magnitude tomorrow” and that “[a]ll hell [was] going to break
loose tomorrow.” Id. at 5; see also id. at 6 (quoting Mr. Bannon as stating on January 5 that “[i]ts all
Thus, the Select Committee has identified more than sufficient reason to probe, among other
things: (1) what, if anything, Plaintiff, his advisors, other government officials, and those close to him
knew about the likelihood of the protest turning violent; (2) when they knew it; (3) whether they
sought to encourage or prevent it and the actions they took in response; and (4) how if at all their
actions facilitated, exacerbated or led to the violence that overtook the protest. Far from “fishing,”
or looking to the former President and his advisors as a “case study,” Mazars III, 140 S. Ct. at 2036,
the Select Committee is investigating known events involving the White House and relating to a
For similar reasons, Plaintiff fails to demonstrate that the Select Committee is improperly
seeking exposure of his Presidential records purely for the sake of exposure. See Pl.’s Mot. at 17. The
Committee’s investigation of a domestic attack on the Capitol and its connection to the Office of the
20
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 29 of 51
President is indisputably a “matter of concern to the United States,” not “merely . . . private or personal
affairs.” Sinclair v. United States, 279 U.S. 263, 294 (1929), overruled on other grounds, United States v.
“expos[e]” him and his staff, Pl.’s Mot. at 17, is not a valid objection. The Supreme Court has
long held that so long as Congress acts in furtherance of its legislative objectives, as it has done
here, the mere fact that some members may hope the investigation will prove embarrassing to its
subject is not an obstacle to disclosure. See Barenblatt, 360 U.S. at 132 (emphatically rejecting
similar “contention that this investigation should not be deemed to have been in furtherance of a
legislative purpose because the true objective of the Committee and of the Congress was purely
‘exposure,’” and holding that “[s]o long as Congress acts in pursuance of its constitutional power,
the Judiciary lacks authority to intervene on the basis of the motives which spurred the exercise
of that power”); Eastland, 421 U.S. at 508 (“in determining the legitimacy of a congressional act,”
courts may “not look to the motives alleged to have prompted it”). Indeed, in Watkins, the
evidence that some Congressmen have believed that [exposure] was their duty, or part of it,”
because “motives alone would not vitiate an investigation which had been instituted by a House
of Congress if that assembly’s legislative purpose is being served.” 354 U.S. at 199-200 & n.32.
Here too, any allegation of improper motive does not override the legislative purpose of the
inquiry.
task” purportedly “reserved to the executive and judicial branches.” Pl.’s Mot. at 17. The Select
Committee is investigating the circumstances around the January 6 attack to develop and propose legal
and policy changes, see H. Res. 503 § 4(a)(3), (c)(1)-(3), and the fact that its inquiry also “might . . .
disclose crime or wrongdoing” is not a “valid objection.” McGrain, 273 U.S. at 180; see also Sinclair,
279 U.S. at 295 (Congress’s “authority . . . to require pertinent disclosures in aid of its own
constitutional power is not abridged” merely “because the information sought to be elicited may also
21
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 30 of 51
be of use” in criminal prosecutions). In Mazars, the D.C. Circuit applied these principles to hold that
a legislative inquiry was “not transform[ed] . . . [into] a law-enforcement endeavor” simply because it
“might expose criminal conduct,” “easily reject[ing]” Plaintiff’s arguments to the contrary. Mazars II,
940 F.3d at 724, 728; see also Hutcheson v. United States, 369 U.S. 599, 617-18 (1962) (concluding that a
Senate committee’s investigation into illegal conduct did not vitiate the legitimate purpose of
considering remedial federal legislation). And in Sinclair, the Congressional resolution at issue
expressly cited evidence of “fraud” as a basis for the congressional inquiry, 279 U.S. at 289, yet the
Court concluded that the purpose of the inquiry was not law enforcement in light of Congress’s
“plenary power . . . to make all needful rules and regulations respecting the” subject matter at issue
and to “investigate the actual administration of the . . . laws.” Id. at 294-95. The same conclusions
follow here. The Committee is investigating the facts, circumstances, and causes of an attack on
Congress’s own institutions and proceedings, and the fact that some of the information at issue might
also be the subject of a law-enforcement inquiry or that individual committee members may have
referred to “the former President’s crimes,” Pl.’s Mot. at 17 n.6, does not transform the Committee’s
Unable to demonstrate that the Select Committee’s request is invalid, Plaintiff invokes the
standards for evaluating legislative purpose articulated in Mazars and the different standard articulated
by the D.C. Circuit in Senate Select Committee on Presidential Campaign Activities v. Nixon, 498 F.2d 725,
731 (D.C. Cir. 1974). See Pl.’s Mot. at 20-25, 32-34. Those arguments are misplaced.
In Mazars, the Supreme Court considered subpoenas for Plaintiff’s personal financial
information while he was still President, which Plaintiff sued to enjoin. See 140 S. Ct. at 2026-28. The
Court concluded that the subpoenas “implicate[d] weighty concerns regarding the separation of
powers,” id. at 2035, and “unavoidably pit the political branches against one another.” Id. at 2034.
Emphasizing that two centuries of accommodation between the political branches could “be
transformed” by an approach that afforded too much deference to either branch in the inter-branch
22
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 31 of 51
dispute over Plaintiff’s financial records, id. at 2035, the Court articulated four non-exhaustive factors
This case, however, is not governed by Mazars. Plaintiff’s claims challenge not a congressional
subpoena but a request made pursuant to the PRA, which was enacted with the participation of both
branches and vests the United States with ownership and control of Presidential records upon a
President’s departure from office, 44 U.S.C. § 2204; see also Nixon v. GSA, 433 U.S. at 441 (noting that
separation-of-powers concerns were mitigated because “[t]he Executive Branch became a party to the
Act’s regulation when President Ford signed the Act into law”). The PRA expressly contemplates
that such records will be disclosed to Congress where necessary for its functions. See 44 U.S.C. §
2205(2)(C). Relatedly, unlike in Mazars, where the records of a sitting President were sought, the
Committee’s request is directed to records from the Administration of a former President who has no
authority to speak for the Executive Branch. There is no “ongoing institutional relationship” between
Congress and Plaintiff, id. at 2033, and no “clash between rival branches of government.” Mazars III,
Nor is a “Mazars-lite” approach appropriate here, where the Executive Branch has agreed to
provide the requested documents under the PRA, and compulsory process is not at issue. On remand
from the Supreme Court in Mazars, another member of this Court applied a relaxed version of the
Mazars factors to the subpoenas at issue there in recognition of Plaintiff’s departure from office. See
Trump v. Mazars, 2021 WL 3602683, at *13 (D.D.C. Aug. 11, 2021) (“Mazars IV”) (observing that
because former “President Trump no longer ‘alone composes a branch of government,’” the
Congressional inquiry will not “‘intru[de] into the operation of the Office of the President’” or
“burden ‘the [sitting] President’s time and attention’”). This case, however, is not similarly-situated
to Mazars. As noted above, unlike the subpoena in Mazars, the request here was made pursuant to a
statute enacted with bicameralism and presentment, which reflects the long-standing judgment of the
political branches that Congress should have access to the government-owned records of a former
President as necessary for its work, absent objection by the incumbent President and subject to the
narrow right of a former President to ask that a court weigh his privilege claims. Further, the request
23
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 32 of 51
here seeks official information owned by the United States, not personal information in the custody
of a third party, and under the statutory framework established by the PRA, the Executive Branch
maintains custody of the Presidential records and therefore has been able to review the records prior
Plaintiff’s reliance on Senate Select Committee fails for similar reasons. There, a special committee
of the Senate issued to President Nixon, while he was still President, a subpoena for taped recordings
of specified conversations with his White House Counsel. See Senate Select Comm., 498 F.2d at 727. In
response, President Nixon invoked executive privilege, and the D.C. Circuit determined that the
committee had not overcome the invocation of privilege because it had not shown that the tapes were
“demonstrably critical” to its investigation. Id. at 731. That conclusion was merely an application of
the principle that “generally, ‘application of Executive privilege depends on a weighing of the public
interest protected by the privilege against the public interests that would be served by disclosure in a
particular case.” Id. at 729 (citation omitted). It is thus rooted in the same principles embraced by
Nixon v. GSA, that “in the case of the general privilege of confidentiality of Presidential
communications, its importance must be balanced against the inroads of the privilege upon the
effective functioning of” a coordinate branch. 433 U.S. at 447. But the claim of executive privilege
in Senate Select Committee was made by a sitting President. By contrast, Plaintiff is a former President
and he asserts privilege “against the very Executive Branch in whose name the privilege is invoked.”
433 U.S. at 447-48. That fact strongly “detracts from the weight of his contention that the [request]
impermissibly intrudes into the executive function and the needs of the Executive Branch[,] . . . for it
must be presumed that the incumbent President is vitally concerned with and in the best position to
assess the present and future needs of the Executive Branch.” Id. at 449. And in light of that critical
difference, the “demonstrably critical” standard adopted in Senate Select Committee is inapposite. Nixon
v. GSA most closely resembles this case, and its analysis controls.
C. The Scope of the Select Committee’s Request Does Not Exceed Its Authority.
Plaintiff next shifts focus from the purpose of the Select Committee’s request to its scope. To
constitute a valid exercise of Congress’s investigative power, a committee’s request for information
24
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 33 of 51
that is supported by a valid legislative purpose must also be, inter alia, authorized by the committee’s
parent House, United States v. Rumely, 345 U.S. 41, 42-43 (1953), and “reasonably relevant to the
[committee’s] inquiry,” McPhaul v. United States, 364 U.S. 372, 381-82 (1960). See generally Mazars II,
940 F.3d at 722-23, 740. Though the purpose of the Select Committee’s request is a valid one, Plaintiff
nevertheless maintains that it fails to meet these additional requirements. His complaints, however,
are unfounded.
1. The Select Committee’s Request Falls Within Its Legislative
Jurisdiction.
Plaintiff first issues a list of reasons why, in his view, the Select Committee’s mandate to
investigate the January 6 attack on our democracy does not include authority to search Presidential
records. Pl.’s Mot. at 25-27. But none of the reasons he offers is sound.
Plaintiff initially argues that “[n]othing” in H.R. 503—the Select Committee’s foundational
document—“permits the Committee to request presidential records” from NARA, or even “mentions
the President, the EOP, presidential records, any advisors to the President, or the Archivist.” Id. at
26. This argument is readily disposed of. H.R. 503 states expressly that the primary purpose of the
Select Committee is “[t]o investigate and report upon the facts, circumstances and causes relating to
the January 6, 2021, domestic terrorist attack upon the United States Capitol Complex[,]” H. Res. No.
503, 117th Cong., 1st Sess., § 3(1), “as well as the influencing factors that fomented such an attack on
functions in like terms, as “investigat[ing] the facts, circumstances, and causes relating to the domestic
terrorist attack on the Capitol,” id. § 4(a)(1), including “influencing factors that contributed to the
attack[,]” id. § 4(a)(1)(B), and “entities of the public and private sector[s] as determined relevant” by
The Select Committee reasonably could find it necessary to investigate the extent to which
the January 6 attack on the Capitol may have been an outgrowth of a sustained effort to overturn the
2020 election results, involving numerous individuals both in and outside government. See August 25
Request at 4. It could expect White House documents and communications created, sent, or received
25
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 34 of 51
on January 6, or relating to the events of that day, to shed light on any White House planning and
strategies (1) concerning public messaging about the election, (2) to halt, delay, or otherwise affect the
electoral count, and (3) to prepare for the January 6 rally. See August 25 Request at 4, 7, 8, 9. That
kind of information would be material to the Select Committee’s mandate to discover and report on
“the facts, circumstances, and causes relating to the January 6 [attack].” H. Res. No. 503, § 3(1).
It is no objection here that the House’s resolution does not, as Plaintiff observes, expressly
refer to the acquisition of White House records, Pl.’s Mot. at 26; see also id. at 22, or specifically
“discuss[ ] authority to investigate the [EOP],” id. at 8. While the House resolution identifies certain
public and private entities that the Select Committee may investigate to ascertain the facts,
circumstances, and causes of the January 6 attack, H. Res. No. 503 §§ 3(1), 4(a)(1)(A), (B), the
resolution also extends that authority, in black and white, to any “other [public or private entities] as
determined relevant by the [Select Committee]” for that investigation, id. §4(a)(1)(C). Records of
activities and communications within the White House related to January 6 are plainly within the scope
Plaintiff’s reliance on Watkins is therefore misplaced. He seeks support for his position in
Watkins’ statement that the parent House of a committee must “‘spell out that [committee’s]
jurisdiction and purpose with sufficient particularity.’” Pl.’s Mot. at 26 (quoting 354 U.S. at 201). But
H.R. 503 clearly does that, identifying with particularity the event and its surrounding circumstances
that the Select Committee is tasked with investigating. Thus, as Watkins requires, a reviewing court
may “reasonably deduce from [that] charter the kind of investigation that the [Select] Committee was
directed to make,” 354 U.S. at 204, and the resolution is not so “nebulous” as to make it “impossible”
to determine whether “the [Select] Committee has ranged beyond the area committed to it[,]” id. at
205.17
17
Plaintiff’s position is also unsupported by his selective quotations from Exxon Corp. v. FTC, 589
F.2d 582 (D.C. Cir. 1978), and Tobin v. United States, 306 F.2d 270 (D.C. Cir. 1962). See Pl.’s Mot. at
26. Exxon’s remark that a committee “must conform strictly to the resolution establishing its
investigatory powers” concerned who may issue subpoenas on a committee’s behalf. 589 F.2d at 592.
Tobin held only that an unprecedented investigation undertaken by the (standing) committee in that
case was “entirely foreign” to the type of investigation that the committee had been traditionally
thought to be authorized to conduct. 360 F.2d at 775-76. Neither issue is presented here.
26
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 35 of 51
The former President also contends that, “‘[o]ut of respect for the separation of powers and
the unique position of the President,’” H.R. 503 should not be construed to authorize requests for
Presidential records absent an “‘express statement’” to that effect. Pl.’s Mot. at 26-27 (quoting Franklin
v. Massachusetts, 505 U.S. 788, 801 (1992)). But any separation-of-powers concerns that may arise from
a congressional request seeking Presidential records of a past President are necessarily resolved by
striking the proper balance of interests under the Nixon v. GSA approach, see supra at 22–24, infra at
30–35, and so no special rule of construction is required here. Moreover, the situation here is twice
removed from the circumstances in Franklin. The canon of construction announced in Franklin
applies where a statute of general application is invoked as support for regulating “the President’s
performance of his statutory duties.” 505 U.S. at 801. But a congressional request for records of a
past administration does not trigger a canon of construction concerning regulation of the performance
Plaintiff next appears to suggest that the Select Committee’s request is not reasonably related
to unearthing the facts, circumstances, and causes of the January 6 attack, contending that the Request
is “shockingly,” “unbelievably,” “striking[ly],” “startlingly,” and “incredibly” broad. Pl.’s Mot. at 15,
21, 22, 25. Plaintiff advances no legal or factual arguments to match his rhetoric.
As noted above, Plaintiff essentially concedes that the January 6 attack and related topics of
investigation in H.R. 503 “are topics of investigation on which legislation theoretically could be had.”
Pl.’s Mot. at 19 (quotation omitted). Congress’s power to investigative such matters is “necessarily
broad,” Eastland, 421 U.S. at 504 n.15; see Quinn v. United States, 349 U.S. 155, 160-61 (1955), “as
penetrating and far-reaching as the potential power to enact and appropriate under the Constitution,”
Barenblatt, 360 U.S. at 111. Moreover, “the investigatory process must proceed step by step.”
Barenblatt, 360 U.S. at 130. A committee must often pursue its inquiry without knowledge or
intimation of the precise information a subject possesses, see Exxon, 589 F.2d at 591, and cannot know
in advance whether the facts it seeks to discover, once revealed, will turn out to be as pertinent to its
27
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 36 of 51
investigation as hoped, see, e.g., Eastland, 421 U.S. at 506-07; McPhaul, 364 U.S. at 381. Surely
Congress’s power of inquiry can be no less “penetrating and far-reaching” in this case than any other,
Barenblatt, 360 U.S. at 111, where the subject of inquiry is the use of violence to subvert vital democratic
processes of our Government, see id. at 127-32, such as the peaceful transfer of presidential power.
Considered with these established principles in mind, the Select Committee’s August 25
Request rests easily within the bounds of its authority to pursue lines of inquiry that are “reasonably
related” to the task of uncovering facts surrounding the January 6 attack. As discussed, the Select
Committee’s request seeks records pertaining to five subjects: (1) the events or aftermath of January
6, including but not limited to the counting of the electoral college vote, Request at 2-4; (2) planning
and strategies by the White House and others to delay, halt, or otherwise impede the electoral count,
id. at 4-7; (3) planning, coordination, and preparation for rallies leading up to and including the Save
America Rally on January 6, id. at 7-8; (4) information that then-President Trump received, before and
afterward, concerning the outcome of the 2020 election, and what he said publicly about the election’s
validity, id. at 8-10; and (5) planning, preparations, and options considered concerning the certification
of the electoral vote and the forthcoming transfer of power, id. at 10-12. Although the Select
Committee’s request is undeniably lengthy, the topics on which it focuses are certainly no broader in
scope than the Select Committee’s mandate to examine facts and circumstances that may have led to
a violent assault on the seat of our democracy. Indeed, as discussed above, many of the records over
which the former President has asserted privilege relate to the January 6 attack, its aftermath, and
events that may have led up to it, and will clearly be useful to the Select Committee’s work. Supra at
25-26.
Plaintiff makes no showing to the contrary, and certainly not that the Select Committee’s
request, in its entirety, is “plainly incompetent or irrelevant to any lawful purpose” for which the Select
Committee was established. McPhaul, 364 U.S. at 381 (quotation omitted). He points repeatedly to
just a single line item seeking “[a]ll documents and communications within the White House on January
6, 2021, relating in any way to . . . the January 6, 2021 rally,” “march to the Capitol,” and “violence at
the Capitol,” the electoral vote count, “public communications on that date” by then-President Trump
28
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 37 of 51
and others, and a list of Trump Administration personnel, Trump associates and advisors, and Trump
family members, known or reasonably believed to have been involved with those events. See Request
at 3-4 (emphasis added); Pl.’s Mot. at 3, 10, 21. He criticizes this request, inaccurately, as “hav[ing]
nothing to do with the events of January 6th.” Pl. PI Br. 3. But the fact is that, when exercising
Congress’s broad power of inquiry, the Select Committee is not obligated at the outset of its inquiry,
to formulate a more targeted request for relevant information, as yet unknown to it, about the events
of January 6 than to ask for documents and communications “on January 6” concerning those events,
The same is true for the three additional line-item requests that the former President singles
out for criticism, Pl.’s Mot. at 9-10, 22; see Request at 2, 7-8, 9. The pertinence of these requests to
the Save America Rally, to efforts beforehand to overturn the 2020 election results, and to the
relationship of those events and efforts to the January 6 tabulation of the electoral vote, should require
“bear[ing] no reasonable connection . . . to the Committee’s charter,” Pl.’s Mot. at 9-10, 22, is to
advance a “constricted view of the nature of the investigatory process” that the Supreme Court has
Plaintiff’s overbreadth objections also fail on yet another fundamental level. Even if one or
more of the specific line-item requests he has singled out could in theory be faulted as in some respects
lacking a reasonable relationship to the Select Committee’s assigned subject of inquiry, that would not
provide ground for invalidating the Request as a whole. To date, NARA has only identified
approximately 1,600 pages of responsive documents, with many thousands more to be reviewed.
Laster Decl. ¶¶ 15, 16, 21, 22, 27. As a practical matter, none of the individual line-items included in
the Request can be adjudged overbroad, or “plainly incompetent or irrelevant” to the Select
Committee’s investigation, McPhaul, 364 U.S. at 381, until more is known about the nature of any
documents found responsive to them. In Nixon v. GSA the Supreme Court warned against relying on
“future possibilities for constitutional conflict” as a basis for making delicate judgments involving the
interests of the political Branches. 433 U.S. at 444-45; see also id. at 449-50. And there is no cause for
29
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 38 of 51
doing so here. If NARA, in the future course of its compliance with the Select Committee’s request,
should propose to release records that the former President believes have no bearing on the events of
January 6, he will then have opportunity in the ordinary course of the accommodation process to
make his case to NARA, and even to the incumbent President, that the documents either are not
responsive, or are of such marginal relevance that they need not be produced. See Laster Decl. ¶ 10,
12. Should he fail to bring NARA, or the incumbent President, to his point of view, Plaintiff could
then claim privilege and seek relief from this Court, which could then evaluate the claimed overbreadth
of a particular line-item request in light of actual records viewed as coming within its terms, within the
balancing set forth in Nixon v. GSA. Even then, the proper remedy for any perceived overbreadth
would be to circumscribe, or at most excise, the particular portion of the Request in contention, not
to abrogate the Request in its entirety. See Mazars IV, 2021 WL 3602683, at *22 (refusing to quash a
In sum, Plaintiff’s objections based on scope and relevance supply no justification for
privileges,” they should not be turned over to the Select Committee. Pl.’s Mot. at 27. But the executive
privilege is not absolute. Plaintiff provides no meaningful analysis as to why any privilege attaching
to the specific documents at issue should not give way to a congressional investigation into one of the
most extraordinary assaults on the democratic process in the history of the Nation. Moreover, the
incumbent President’s determination that preventing the disclosure of such records to Congress is not
in the public interest carries far more weight than the assessment of his predecessor, as only the
18
It follows from the foregoing analysis that Plaintiff’s attempt to mount a claim under 44 U.S.C.
§ 2205(2)(C), Pl.’s Mot. at 27, also cannot succeed. The conditions stated therein for committee access
to otherwise restricted Presidential records mirror the constitutional limitations on Congress’s powers
of inquiry, as set forth in the Supreme Court’s precedents. And the legislative history makes clear that
section 2205 “is not intended to modify the legal and constitutional rights of parties concerning the
availability of presidential or executive branch records.” H.R. Rep. No. 95-1487, at 17 (1978). In
addition the records are not “otherwise available” because they remain restricted under the provisions
of 44 U.S.C. § 2204.
30
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 39 of 51
incumbent is charged with the protection of Executive Branch interests. The incumbent’s decision in
this case not to assert or uphold privilege, including his determination that disclosure best serves the
public interest, is reasonable, consistent with historical practice, and entitled to deference.
executive privilege, while constitutionally weighty, can be overcome. See, e.g., Pl.’s Mot. at 27-29; Nixon
v. GSA, 433 U.S. at 446 (“[T]he [presidential] privilege is a qualified one”); United States v. Nixon, 418
U.S. at 707 (legitimate needs of the judiciary in a criminal case may outweigh presidential privilege);
Sun Oil Co. v. United States, 514 F.2d 1020, 1023 (Cl. Ct. 1975) (presidential privilege “not absolute”
even in a civil case); Dellums, 561 F.2d at 245 (rejecting contention that “a generalized interest in
conversations”).
Moreover, to the extent that a former President and an incumbent President disagree on how
the balancing of needs should be resolved, the Supreme Court has made clear that the incumbent’s
view is accorded the greater weight. “[O]nly the incumbent is charged with performance of the
executive duty under the Constitution, . . . [and] there are obvious political checks against an
incumbent’s abuse of the privilege.” Nixon v. GSA, 433 U.S. at 448. The decision to accommodate a
congressional request for information, moreover, is one that only the incumbent President is entitled
to make as part of the “hurly-burly, the give-and-take of the political process between the legislative
and the executive.” Mazars III, 140 S. Ct. at 2029. The “dynamic process” of negotiation with the
legislative branch ensures that the interests of the Executive Branch are protected, as well as the public
interest, which the incumbent President is entrusted by the people to protect. See supra at 4; Nixon v.
GSA, 433 U.S. at 449 (“The incumbent President is vitally concerned with and in the best position to
assess the present and future needs of the Executive Branch.”). Indeed, in assessing the relative weight
of privilege versus need, the “[a]bsence of support from the incumbent at least indicates that ‘the risk
31
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 40 of 51
of impairing necessary confidentiality is attenuated.’” Dellums, 561 F.2d at 247 (quoting Nixon v. GSA,
Plaintiff does not acknowledge the deference owed to the incumbent President’s judgment.
See generally Pl.’s Mot. Nor does Plaintiff assess the balancing of interests that the Supreme Court
prescribes through the lens of the nature of a former President’s assertion of the privilege. Nixon v.
GSA, 433 U.S. at 449. Viewed through that lens, the balance of interests weighs heavily in favor of
the incumbent’s decision not to shield from Congress’s investigation documents that relate to its
legislative inquiry into the events of January 6, irrespective of whether privilege would otherwise
attach.
2. President Biden Reasonably Determined that an Assertion of
Executive Privilege Over the Records at Issue Was Not in the Public
Interest
Plaintiff cites the interest in Executive Branch confidentiality as the basis for his assertion of
privilege, and raises the prospect of routine “post-presidency congressional subpoena[s] for personal
information,” Pl.’s Mot at 28 (quoting Mazars IV, 2021 WL 3602683, at *52). But the request at issue
does not seek the former President’s personal information. Rather, it seeks information belonging to
the United States, about an event of paramount public interest (and within Congress’s legislative power
to address) and any executive privilege over these materials exists “not for the benefit of the President
as an individual, but for the benefit of the Republic.” Nixon v. GSA, 433 U.S. at 449. The incumbent
President’s judgment not to invoke privilege under the unique circumstances here thus “detracts from
the weight” of Plaintiff’s invocation of the Executive’s need for confidentiality. Id.
Balanced against the former President’s claim of privilege is President Biden’s focused
determination of the importance of Congress’s effort to understand the full scope of the
unprecedented attack that occurred on January 6, 2021. As this Court described it,
[w]hat happened on that day was nothing less than the attempt of a violent mob to prevent
the orderly and peaceful certification of an election as part of the transition of power from
one administration to the next, something that has happened with regularity over the history
of this country. That mob was trying to overthrow the government. They erected hangman’s
scaffolding. They broke down doors and barriers. They destroyed property in Congress.
They fought law enforcement, who were outnumbered that day, resulting in the injury and
death of police officers.
32
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 41 of 51
Transcript of Sentencing at 24:19-25:3, United States v. Mazzocco, Cr. No. 21-0054-TSC (D.D.C.) (Oct.
4, 2021). Congress is investigating how these events came to pass and what precipitated them. See
supra at 9-10. The House’s stated goals include statutory reform, preventing a recurrence of such an
attack, protecting the electoral process and the security of Congress itself, and providing a record for
itself and the American people of the full scope of the events and causes of the January 6 attack, all
legitimate and important inquires within the jurisdiction of the Select Committee. See supra at 9-10,
17-18. The incumbent President’s carefully arrived-at decision to provide Congress with potentially
privileged documents bearing on these issues, therefore, can hardly be characterized as “exposure for
the sake of exposure,” or having been taken merely to wound “a political foe.” Pl.’s Mot at 34. To
the contrary, President Biden’s decision was made with the sober recognition that the events of
January 6 reflected an attack on the Constitution itself and a firm conviction that the constitutional
protections of executive privilege should not be used to shield from Congress information relevant to
its investigation into the causes and circumstances of those horrific events.
Plaintiff insists that the incumbent President has not tightly correlated each document to
Congress’s specific needs, nor established that each is unobtainable from another source. Id. at 32-
33. But such specificity is not required of the incumbent President, who is entitled to conclude that
it may not be knowable in advance the role each document may play in the Select Committee’s inquiry
and that the balance of interests thus lies on the side of disclosure. See Eastland, 421 U.S. at 509 (“The
very nature of the investigative function—like any research—is that it takes the searchers up some
Here, each set of documents relates to Congress’s inquiry and its stated needs. In the first
notification, the 39 pages of documents subject to Plaintiff’s privilege assertion include daily
presidential diaries, schedules, appointments showing White House visitors, activity logs, call logs, and
switchboard shift-change checklists showing phone calls to the President and Vice President, all
specifically for or encompassing January 6, 2021; drafts of speeches, remarks, and correspondence
concerning the events of January 6, 2021; and handwritten notes concerning the events of January 6,
2021. Laster Decl ¶ 31. These records all relate to the events on or about January 6, and may assist
33
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 42 of 51
the Select Committee’s investigation into that day, including what was occurring at the White House
The vast majority of documents in the second notification appear to comprise pages from
multiple binders of the former press secretary, which is made up almost entirely of talking points and
statements related to the 2020 election. Id. ¶ 33. Even assuming the applicability of executive privilege,
however, the documents may assist the Select Committee in understanding efforts to communicate
with the American public, including those who attacked the Capitol on January 6, on the subjects of
alleged voter fraud, election security, and other topics concerning the 2020 election. A much smaller
number of documents in the second notification include presidential activity calendars and a related
handwritten note for January 6, 2021; draft text of a presidential speech for the January 6, 2021, Save
America March; a handwritten list of potential or scheduled briefings and telephone calls concerning
election issues; and a draft Executive Order concerning election integrity. Id. All of these documents
are pertinent to the Select Committee’s work, supra, and, like the documents in the first notification
may assist the Committee in understanding the events of January 6 and how they came to occur.
The documents over which Plaintiff asserted privilege in the third notification are similarly
correlated to the Select Committee’s investigation. The documents in this set consist of a draft
proclamation honoring deceased Capitol Police officers Brian Sicknick and Howard Liebengood, and
associated e-mails from the Office of the Executive Clerk, which relate to the Select Committee’s
interest in the White House’s response to the Capitol attack. . Laster Decl. ¶ 35. They also contain
a memorandum apparently originating outside the White House regarding a potential lawsuit by the
United States against several states President Biden won; an email chain originating from a state official
regarding election-related issues; talking points on alleged election irregularities in one Michigan
county; a document containing presidential findings concerning the security of the 2020 election after
it occurred and ordering various actions; and notes apparently indicating from whom some of the
foregoing were sent. These documents also fall within the articulated needs of the Select Committee,
and the Committee cannot readily obtain them elsewhere, as records of the prior administration are
34
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 43 of 51
President Biden’s determination not to assert or uphold executive privilege over the records
in these three notifications⸺a determination entitled to great weight and deference⸺is manifestly
reasonable in the face of a congressional investigation into what happened on January 6 and why it
happened. The incumbent President’s judgment plainly outweighs the assertion of Executive Branch
importance of protecting presidential communications, see United States v. Nixon, supra, nor diminish
the force of constitutionally-based privileges in the ordinary case. Contrary to Plaintiff’s contention
that the incumbent’s decision here is “unprecedented,” Pl.’s Mot. at 2, past Presidents have declined
considered judgment, Congress’s need for the information outweighed the confidentiality interests
that the privilege protects. For example, President Reagan authorized testimony and the production
of documents related to the Iran-Contra affair, including excerpts from the President’s own diaries,
and information about his communications and decision-making process. See Report of the Congressional
Committees Investigating the Iran-Contra Affair, H.R. Rep. No. 100-433, S. Rep. No. 100-216, at xvi (1987).
In May 1973, President Nixon directed that executive privilege not be invoked in any
testimony by present or former White House staff “concerning possible criminal conduct or
discussions of possible criminal conduct, in the matters presently under investigation” by the Senate
Select Committee on Watergate, and also waived the attorney-client privilege to permit the testimony
of his former counsel, John W. Dean III. Statements About the Watergate Investigations (May 22,
1973), Pub. Papers of Pres. Richard Nixon at 547, 554 (1973). In July 1973, President Nixon went further:
Although he continued to refuse to turn over papers and tapes to the Committee, he “agreed to permit
the unrestricted testimony of present and former White House staff members” before the Committee.
Letter Responding to the Senate Select Committee on Presidential Campaign Activities Request for
35
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 44 of 51
Presidential Testimony and Access to Presidential Papers (July 7, 1974), Pub. Papers of Pres. Richard
In 2004, President George W. Bush, along with Vice President Cheney, sat for a private Oval
Office interview before the National Commission on Terrorist Attacks Upon the United States (the
9/11 Commission) to discuss the events surrounding the September 11, 2001 attacks. According to
one report, President Bush “answered every question that they asked,” and the panel stated that it
“found the president and the vice president forthcoming and candid” and that “‘the president gave us
real insights into his thinking.’” Philip Shenon & David E. Sanger, Bush and Cheney Tell 9/11 Panel of
responses-investigation-bush-cheney-tell-9-11-panel-01-warnings.html?.
And, most recently, former President Trump did not assert privilege to prevent then-former
FBI Director James Comey’s congressional testimony, which was expected to (and did) include
Comey’s recollection of conversations with the President. See Peter Baker, Trump Will Not Block Comey
From Testifying, White House Says, N.Y. Times, June 5, 2017, https://www.nytimes.com/2017/06/05/
White House: Trump Will not Assert Executive Privilege to Block Comey’s Testimony, Politico (June 5, 2017).
Then-President Trump also did not assert executive privilege to stop the public release of the Report
of Special Counsel Robert Mueller, which included extraordinarily detailed information about
presidential communications, including with President Trump’s then-Chief of Staff, White House
Counsel, and other senior presidential advisors. And later in 2019, former President Trump
declassified and released a rough transcript of his July 25, 2019 phone call with Ukrainian President
Volodymyr Zelenskyy after a whistleblower claimed that the former President had sought to pressure
Zelenskyy to investigate activities of a relative of President’s Trump’s political rival. See Peter Baker,
Trump Pressed Ukraine’s President to Investigate Democrats as a ‘Favor,’ N.Y. Times, Sept. 25, 2019,
https://www.nytimes.com/2019/09/25/us/politics/donald-trump-impeachment-probe.html.
Plaintiff claims that failing to assert executive privilege “is attempting to damage Democracy
itself.” Pl.’s Mot at 24. But it was the actual attack on democracy that occurred on January 6, the
36
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 45 of 51
potential involvement of high-ranking federal officials in activities related to that event, and the
public’s interest in preventing such an attack in the future, that prompted President Biden to provide
even privileged information to Congress in aid of its inquiry. The incumbent President has determined
that the need for Congress to develop a complete understanding of what happened on January 6
outweighs the interest in confidentiality that might ordinarily attach to documents containing
presidential communications. That assessment is entitled to great weight, and should be upheld by this
Court.
President unfettered discretion to waive former Presidents’ executive privilege,” then the PRA would
be rendered unconstitutional. See Pl.’s Mot. at 34-35. But executive privilege principally exists to
protect Executive Branch interests, and the incumbent President is charged with protecting those
interests. See Nixon v. GSA, 433 U.S. at 449. And President Biden’s determination not to uphold
privilege here was supported by an extraordinarily compelling rationale—i.e., the “unique and
extraordinary circumstances” surrounding the January 6 attack on the U.S. Capitol. See Laster Decl.,
Attach. D at 1. Given those circumstances, President Biden reasonably determined that “[t]he
constitutional protections of executive privilege should not be used to shield, from Congress or the
public, information that reflects a clear and apparent effort to subvert the Constitution itself.” Id.
Moreover, as contemplated by the PRA, Plaintiff has received the opportunity to challenge President
Biden’s determination and to have this Court adjudicate his claims. Thus, the PRA has not been
The PRA does not create or expand executive privilege authority; rather, executive privilege arises
from the Constitution, Nixon v. GSA, 433 U.S. at 447, and the Constitution assigns greater weight to
the incumbent’s privilege determination because the incumbent is “in the best position to assess the
present and future needs of the Executive branch.” Id. at 449. The PRA does not purport to alter
37
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 46 of 51
this constitutional rule. See 44 U.S.C. § 2204(c)(2) (“Nothing in this Act shall be construed to confirm,
limit, or expand any constitutionally-based privilege which may be available to an incumbent or former
President.”). Instead, the PRA simply establishes a process by which a former President may assert
executive privilege and the incumbent may decide whether to uphold that assertion. See id.
§ 2208(c)(1). And judicial review is available to the former President to challenge the incumbent’s
decision. See id. § 2208(c)(2)(C) & § 2204(e). The Constitution affords the former President nothing
more. For these reasons, Plaintiff misses the mark in levying his constitutional challenge against the
PRA.
Lastly, in pressing his separation of powers claim, Plaintiff fails to acknowledge that the
Supreme Court in Nixon v. GSA rejected a facial separation of powers challenge to the precursor to
the PRA, the PRMPA, 44 U.S.C. § 2107 et seq. See 433 U.S. at 441. There, former President Nixon
argued that a provision of the PRMPA delegating to a subordinate Executive officer “the decision
whether to disclose Presidential materials and to prescribe the terms that govern any disclosure”
violated separation of powers principles. See id. at 440. The Court disagreed, concluding that “the
proper inquiry focuses on the extent to which [the Act] prevents the Executive from accomplishing
Applying that principle here, nothing in the PRA prevents the President from fulfilling his
constitutional duties. As discussed above, the PRA expressly does not expand or otherwise alter any
constitutional privileges. See 44 U.S.C. § 2204(c)(2). Additionally, like the PRMPA, the PRA protects
against release in circumstances where a valid assertion of privilege has been made. See id.
§ 2208(a)(3)(A); see also Nixon v. GSA, 433 U.S. at 444 (“[T]he Act facially is designed to ensure that
the materials can be released only when release is not barred by some applicable privilege inherent in
th[e] [Executive] branch.”). The PRA therefore does not disrupt the Executive’s functions; it
II. Plaintiff Meets None of the Equitable Requirements for Preliminary Injunctive Relief.
In addition to the fact that former President Trump’s claims exhibit no likelihood of success,
his request for preliminary relief halting all compliance with the Select Committee’s request must be
38
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 47 of 51
denied, as he has satisfied none of the equitable pre-requisites for such sweeping relief. Nor can he
justify, alternatively, staying the scheduled release of privileged records in the First, Second, and Third
Notifications.
Plaintiff demands. He is seeking an injunction that would “stay[ ]” the Select Committee’s Request,
enjoin the NARA Defendants “from disclosing, revealing, delivering, or producing the information
requested” therein to the Select Committee, and enjoin the Committee Defendants from taking any
action to enforce the Request, until the merits of Plaintiff’s claims are adjudicated. Pl.’s Proposed
Order ¶¶ 1-4, ECF No. 5-3. He insists, in other words, that NARA should be prohibited from
providing even another sheet of information to the Select Committee, privileged or not, for months
or even years to come. Plaintiff has made no showing of injury to support such a demand.
Plaintiff first asserts that he himself “will suffer irreparable harm if the Court does not issue
an order halting production” to the Select Committee, and that without such an injunction “[t]here
will be no way to undo the damage caused to [him].” Pl.’s Mot. at 5, 36. But he claims no personal
interest in the Government records the Select Committee has requested, or the information they
contain, and identifies no cognizable injury to privacy, property, or otherwise that he as an individual
will suffer if the Select Committee’s request is complied with. Plaintiff points to no personal injury
he might suffer, much less a harm that is “both certain and great,” Mexichem, 787 F.3d at 555, if
The former President contends alternatively that compliance with the Select Committee’s
request “will undoubtedly cause sustainable injury and irreparable harm” to future Presidents because
releasing confidential communications between him and his advisors concerning his duties and
responsibilities as President to a “rival branch of government” will “chill[ ] advice given by presidential
aides[.]” Pl.’s Mot. at 6, 7, 36. Thus he purports to invoke Executive Branch interests protected by
the privilege attaching to presidential communications, but that privilege “is not for the benefit of the
39
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 48 of 51
President as an individual, but for the benefit of the Republic.” Nixon v. GSA, 433 U.S. at 449.
Plaintiff has made no demonstration of imminent irreparable harm to any interests protected by
executive privilege that compels an immediate halt to all compliance with the Select Committee’s
request.
To begin, Plaintiff has not shown that all records found responsive to the Select Committee’s
request will also be privileged, so as to require a complete cessation of production until the case is
decided. In fact, the record proves otherwise, as President Trump has asserted privilege over some,
but not all, of the responsive records that NARA has located to date. Laster Decl. ¶¶ 31, 33, 35.
There is no reason why NARA should not continue its search for responsive records, or continue to
Second, Plaintiff’s arguments concerning the extent of the harm to Executive Branch interests
that may come from providing privileged records to the Select Committee are based in large measure
on conjecture about the nature of those documents. Plaintiff takes for granted that all responsive
records of a privileged nature will involve the most sensitive of communications between him and his
advisors concerning a wide range of his previously assigned duties as President. Pl.’s Mot. at 3, 10,
17. But there is no reason to expect that a records request focused on the facts, circumstances, and
causes of the January 6 attack will capture a wide swathe of privileged documents and communications
concerning unrelated topics, or even that the records in question will necessarily involve
communications between the President and his close advisors. Of the 763 pages of responsive records
over which President Trump has asserted privilege to date, 629 are talking points prepared for the
White House Press Secretary, and another 43 include presidential schedules, appointments, activity
logs, call logs, and the like. Laster Decl. ¶¶ 31, 33, 35.
This is not to suggest that these records could not be protected by executive privilege. The
point is that under the circumstances presented here the predicate of Plaintiff’s claim of injury is far
overstated. What is contemplated here is a release of records of varying sensitivity, on the specific
range of topics covered by the Select Committee’s request, under circumstances of extraordinary
importance and rarity—all subject to the consent and direction of the sitting President now best
40
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 49 of 51
positioned to determine where the interests of the Executive Branch lie. The notion that such a
limited, rare, and at bottom voluntary disclosure of Executive Branch information will so irredeemably
to diminish the candor and quality of their advice to future Presidents, is refuted by the actions of past
Presidents in similar times of crisis such as Watergate, 9/11, and Iran-Contra. See supra at 35–36. At
best it is altogether too uncertain to qualify as irreparable harm. Winter, 555 U.S. at 22; Mexichem, 787
F.3d at 555.19
B. Neither the Balance of Equities Nor the Public Interest Favors an Injunction.
Plaintiff’s request for preliminary relief must also be denied because he has not shown that the
balance of equities tips in his favor, or that injunctive relief would serve the public interest. It should
require no further explanation that discovering and coming to terms with the causes underlying the
January 6 attack is a matter of unsurpassed public importance. Learning the lessons of January 6 is
crucial to protecting our democratic institutions, and to restoring public confidence in them. Cf. Nixon
v. GSA, 433 U.S. at 453 (citing the “substantial public interest” served by Congress’s “desire to restore
public confidence in our political processes”). Simply put, the public interest served by the Select
Committee’s inquiry overwhelms Plaintiff’s asserted fears of injury to Executive Branch interests,
especially when weighed against the considered judgment of the person “in the best position to assess
the past and future needs of the Executive Branch,” the incumbent President, Nixon v. GSA, 433 U.S.
at 449, who has already spoken to the compelling public interest in ensuring that the Select Committee
19
Plaintiff also contends that an injunction is needed to protect against a risk of inadvertent
disclosure of privileged documents, allegedly due to the “short time periods” allowed under the PRA
for review of potentially large volumes of documents whose sensitivity may not be apparent if their
authors or custodians cannot be readily ascertained. Pl.’s Mot. at 37. This too is a matter of conjecture.
Thus far, Plaintiff’s PRA Representatives have successfully reviewed the records in the first three
notifications, and Plaintiff has invoked privilege over a number of them. See supra at 11. Moreover,
NARA routinely accommodates requests from former Presidents for additional time to complete their
reviews when the volume or complexity of records requires. Laster Decl. ¶ 11. NARA maintains the
records in the same order and manner of organization as they were transmitted to NARA by the
outgoing administration. Id. ¶ 6. To the extent practicable and necessary, NARA informs the PRA
Representatives where the responsive records came from, such as from a staff member’s office files.
Id. When asked, NARA also assists former Presidents in identifying records’ authors and custodians.
Id. ¶ 11.
41
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 50 of 51
On this score, Plaintiff has little to say, except to opine that “there is no harm to Defendants
by delaying production” of records to the Select Committee while the case is litigated. Pl.’s Mot. at
38. Federal courts, however, cannot be so dismissive of the consequences of “halt[ing] the functions
of a coordinate branch.” Eastland, 421 U.S. at 511 n.17. Contrary to the lesson drawn by Plaintiff,
Pl.’s Mot. at 39-40, Eastland teaches that judicially imposed delays in the conduct of legislative business
are often contrary to the public interest, and should not be taken lightly. That is certainly the case
here, where the public interest in the timely and unfettered completion of the Select Committee’s work
is paramount.20
and Third Notifications are scheduled to be released to the Select Committee on November 12 and
26, 2021. Laster Decl. ¶¶ 19, 26. The Court should also reject any request by the former President
that, in lieu of a broader injunction, the release of these specific records be delayed.
The assertedly privileged records in the first three notifications consist principally, as discussed
above, of talking points prepared for the White House Press Secretary, and presidential schedules,
activity logs, and call logs. Id. ¶¶ 31, 33, 35. President Trump has made no showing that releasing
these specific records will, in and of itself, cause such immediate injury to the long-term interests of
the Executive Branch as to justify impeding the progress of the Select Committee’s investigation. To
the contrary, President Biden, the individual best positioned to assess the interests of the Executive
Branch, has already determined that the release of these particular records would do no harm to those
interests that would justify withholding the documents from the Select Committee. At the very least,
in the absence of a clear and convincing showing by Plaintiff of a palpable injury demanding immediate
20
As Plaintiff observes, Pl.’s Mot. at 39-40, at the onset of litigation in Eastland the D.C. Circuit
entered a stay of the sub-committee subpoena that had been issued in that case. U.S. Servicemen’s Fund
v. Eastland, 488 F.2d 1252, 1254-57 (D.C. Cir. 1974). That decision drew rebuke from the Supreme
Court, however, for “frustrat[ing] a valid congressional inquiry” while the case “dragged through the
courts.” Eastland, 421 U.S. at 511 & n.17. The stay decision in Eastland is also not binding here, contra
Pl.’s Mot at 39-40, for the additional reason that the “decisive element” in the Court of Appeals’
decision to stay the sub-committee’s subpoena was the irreparable harm that the plaintiffs personally
would have suffered otherwise, 488 F.2d at 356, a showing President Trump has not made here.
42
Case 1:21-cv-02769-TSC Document 21 Filed 10/30/21 Page 51 of 51
relief, the Court has no basis on which to second-guess the judgment of the sitting President on a
CONCLUSION
The NARA Defendants respectfully request that the motion for a preliminary injunction be
denied.
BRIAN M. BOYNTON
Acting Assistant Attorney General
BRIAN D. NETTER
Deputy Assistant Attorney General
JOHN R. GRIFFITHS
Director
43
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 1 of 57
)
DONALD J. TRUMP, in his capacity as )
former President of the United States, )
)
Plaintiff, )
)
v. )
) No. 1:21-cv-2679 (TSC)
BENNIE G. THOMPSON, in his official )
capacity as Chairman of the Select )
Committee to Investigate the January 6th )
Attack on the United States Capitol, United )
States House of Representatives, et al., )
)
Defendants. )
)
I, B. John Laster, under 28 U.S.C. § 1746, hereby declare and state as follows:
1. I currently serve as the Director of the White House Liaison Division of the Office of
Legislative Archives, Presidential Libraries, and Museum Services in the National Archives
and Records Administration (NARA). I have held this position since February 2020. Prior
to this, I was the Director of the Presidential Materials Division of NARA for seven years.
During my 25-year career with NARA, I have worked exclusively with Presidential and Vice
Presidential records. I hold a master’s degree in history from Auburn University and a
2. I am responsible for administering all access requests for Presidential records that have been
transferred into NARA’s custody in accordance with the Presidential Records Act (PRA), as
3. The statements contained in this declaration are based upon my personal knowledge, upon
information furnished to me in the course of my official duties, and upon conclusions and
4. The PRA established U.S. Government ownership of all Presidential records, and requires
that such records shall be transferred into NARA’s custody and control when the President
leaves office. 44 U.S.C. § 2203(g). In general, access outside NARA to the Presidential
records of a former President is restricted (that is to say, not permitted) for five years
following their transfer to NARA, or until NARA completes their processing and
President may specify that access to records in one or more of six statutorily defined
categories may be restricted for up to twelve years from the end of his administration. Id. §
2204(a). Restrictions under 44 U.S.C. § 2204(a) and (b) work in concert with eight of the
nine Freedom of Information Act (FOIA) exemptions to limit public access to the records.
Id. § 2204(c). Former President Trump applied the 12-year restrictions to each of the six
5. Section 2205 of the PRA, entitled “Exceptions to Restricted Access,” provides that
section 2205, “[n]otwithstanding any restrictions on access” imposed under section 2204. As
relevant here, section 2205 directs NARA to make Presidential records available “to either
House of Congress, or, to the extent of matter within its jurisdiction, to any committee or
subcommittee thereof if such records contain information that is needed for the conduct of its
business and that is not otherwise available,” 44 U.S.C. § 2205(2)(C), “subject to any rights,
2
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 3 of 57
defenses, or privileges which the United States or any agency or person may invoke,” id.
§ 2205(2). NARA refers to section 2205 requests as “special access requests,” as distinct
from “public access requests,” which remain subject to the restrictions imposed under section
2204.
under section 2205 and identifying records that NARA believes are responsive, NARA then
notifies, in accordance with its regulations, at 36 C.F.R. § 1270.44, and Executive Order
13489, the representatives of the former and incumbent Presidents (collectively, the PRA
Representatives) of its intent to disclose the records to the requesting committee. NARA
furnishes copies of the responsive records to the PRA Representatives of the incumbent and
former Presidents, so that they can review the records and consider whether the incumbent or
executive privilege, against disclosure. NARA maintains the records in the same order and
To the extent practicable and necessary, NARA informs the PRA Representatives where the
responsive records came from, such as from a staff member’s office files.
7. NARA follows a separate notification process when releasing Presidential records to the
public in accordance with section 2204. That process is governed by section 2208 of the
PRA, and the records are also subject to the restrictions in section 2204.
8. The notification to the PRA Representatives includes a time period for the review, which is
typically 30 calendar days, although NARA’s regulations state that “[t]he Archivist [of the
United States] may adjust any time period or deadline under this subpart, as appropriate, to
3
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 4 of 57
accommodate records requested under this section.” 36 C.F.R. § 1270.44(g). NARA first
notifies the representatives of the former President, and then notifies the representative of the
incumbent President approximately one week later, which means that the representatives of
the former President can continue their review while the incumbent review is still ongoing.
Depending on the volume and complexity of the records and the need and expectations of the
requesting committee, the time period allowed for review by either or both PRA
Representatives may be extended beyond the prescribed time period, as part of an informal
accommodations process. In addition, under section 2(b) of Executive Order 13489, the
incumbent President or his designee may instruct the Archivist “to extend the time period for
a time certain[.]”
9. Depending on the complexity of the search and the volume of responsive records, NARA
may provide notifications to the PRA Representatives on a rolling basis (as it is doing in this
case). Similarly, as part of the accommodation process NARA may allow the PRA
allowing NARA to make rolling disclosures to the requesting committee, while the PRA
10. In the course of their review, the PRA Representatives also may seek clarification from
NARA on whether specific records are responsive to a request. Upon receipt of such a
request, NARA will examine the record(s), considering the issues raised by the PRA
Representatives. If NARA agrees that a record is not responsive, the record is withdrawn
11. On occasion PRA Representatives may also inquire regarding the identity of the authors or
custodians of particular records when they are not apparent from either the faces of the
4
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 5 of 57
records or the surrounding files with which they were produced. (As noted above, to the
extent practicable, NARA informs the PRA Representatives which files responsive records
came from.) When it receives inquiries of this kind, NARA attempts to answer them as best
12. Prior to this case, no former or incumbent President has asserted a constitutionally based
privilege with respect to records requested under section 2205 of the PRA. In the past,
concerns raised by PRA Representatives of the incumbent or former President about the
sensitivity of responsive records, or the scope of a request, have always been addressed and
resolved through the accommodation process. For example, committees have on occasion
agreed to narrow the scope of their requests, and have also agreed to restrictions on the type
Representatives directly.
13. On March 25, 2021, NARA received a special access request from the House Committee on
Oversight and Reform and five other Committees seeking Trump Presidential records related
to the events of January 6, 2021 (Maloney Request). Attachment A. On August 25, 2021,
NARA received a request from the House Select Committee to Investigate the January 6th
Attack on the United States Capitol (January 6th Committee) that subsumed the March 25,
2021, Maloney Request, and made additional requests (Thompson Request). Attachment B.
14. In response to these requests, NARA conducted searches of the Trump Presidential records in
its custody and control. Although the Trump Presidential records came into NARA’s legal
custody on January 20, 2021, due to the complex technical work needed to transfer hundreds
5
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 6 of 57
of terabytes of electronic records, coupled with the limitations on advanced planning that are
endemic to a one-term transition, it took until August 2021 for NARA to receive the vast
majority of the electronic Trump Presidential records, with a few outstanding data sets still
waiting to be transferred. While these electronic records were being prepared for transfer to
NARA, the records remained on servers controlled by the Executive Office of the President
(EOP). Accordingly, even though NARA has now received the vast majority of the
electronic Trump Presidential records, NARA began its search for records responsive to the
Thompson Request with the hard-copy records in our custody that we could initially identify
15. During this interim period when the electronic Trump Presidential records remained on
EOP’s servers, NARA requested that the EOP perform a search for email records responsive
to this request, which identified several hundred thousand potentially responsive records (out
of a corpus of approximately 100 million emails). NARA is now beginning to review that set
16. On August 30, 2021, NARA provided the first notification to the PRA representatives of
former President Trump of its intent to disclose approximately 136 pages of records
responsive to the Thompson Request, and on September 8, 2021, NARA notified the PRA
representative of President Biden of its intent to disclose the same records (together, the First
the request.
6
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 7 of 57
17. On October 8, 2021, former President Trump informed the Archivist, David S. Ferriero, that
subject to the First Notification. President Trump’s letter also asserted privilege over the
seven pages of non-responsive records that had been withdrawn from the notification.
Attachment C.
18. On October 8, 2021, the Counsel to President Biden informed the Archivist that President
Biden would not uphold former President Trump’s privilege claim and was not asserting a
claim of privilege on any other records subject to the First Notification. Attachment D. Also
on October 8, 2021, the Counsel to the President sent a second letter to the Archivist
instructing him to provide the pages identified as privileged by former President Trump to
the January 6th Committee 30 days after informing the former President, absent any
19. On October 13, 2021, the Archivist responded to former President Trump, informing him
that, after consultation with the Counsel to the President and the Acting Assistant Attorney
General for the Office of Legal Counsel, and as instructed by President Biden, NARA would
disclose the records in the First Notification subject to former President Trump’s claim of
privilege to the January 6th Committee in 30 calendar days (that is, on November 12, 2021)
per 36 C.F.R. 1270.44(g), absent any intervening court order. Attachment F. The
Archivist’s letter further noted that the seven pages NARA had deemed non-responsive
20. On October 13, 2021, NARA disclosed to the January 6th Committee the 90 pages of records
in the First Notification that were not subject to any claim of privilege.
7
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 8 of 57
21. On September 9, 2021, NARA provided the second notification to the PRA Representatives
of former President Trump of its intent to disclose approximately 742 pages of records
responsive to the Thompson Request, and on September 16, 2021, NARA notified the PRA
Representatives of President Biden of its intent to disclose the same records (together, the
Second Notification).
22. On September 16, 2021, NARA provided a third notification to the PRA Representatives of
former President Trump of its intent to disclose approximately 146 pages of records
responsive to the Thompson Request, and on September 23, 2021, NARA notified the PRA
Representatives of President Biden of its intent to disclose the same records (together, the
Third Notification).
23. On October 17, 2021, the Counsel to the President – as the incumbent President’s designee –
instructed the Archivist to extend the incumbent’s review period for the Second Notification
by one week to coincide with the end of the review period for the Third Notification, and the
PRA Representatives of former President Trump were afforded the same extension of time to
24. On October 22, 2021, former President Trump informed the Archivist that he was asserting a
constitutionally based privilege over 724 of the 885 pages of responsive records subject to
the Second and Third Notifications. Attachment G. (NARA had previously withdrawn three
pages from the Second Notification, because they were not Presidential records.)
8
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 9 of 57
25. On October 25, 2021, the Counsel to President Biden informed the Archivist that President
Biden would not uphold former President Trump’s privilege claim and was not asserting a
claim of privilege on any records subject to the Second and Third Notifications and
instructing him to provide the pages identified as privileged by former President Trump to
the January 6th Committee 30 days after informing the former President, absent any
intervening court order. Attachment H. The Counsel to President Biden further explained
that, in the course of an accommodation process between Congress and the Executive
Branch, the Select Committee had agreed to defer its request for 50 pages of responsive
records.
26. On October 27, 2021, the Archivist responded to former President Trump, informing him
that, after consultation with the Counsel to the President and the Acting Assistant Attorney
General for the Office of Legal Counsel, and as instructed by President Biden, NARA would
disclose the records in the Second and Third Notifications subject to former President
Trump’s claim of privilege to the January 6th Committee in 30 calendar days (that is, on
November 26, 2021), per 36 C.F.R. 1270.44(g), absent any intervening court order.
Attachment I.
Further Notifications
27. On October 15, 2021, NARA provided the fourth notification to the PRA Representatives of
former President Trump of its intent to disclose 551 pages of records responsive to the
Thompson Request, and on October 22, 2021, NARA notified the PRA Representatives of
President Biden of its intent to disclose the same records (together, the Fourth Notification).
9
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 10 of 57
28. NARA anticipates providing multiple additional notifications for electronic records,
including email, digital photographs, and additional hard copy records, on a rolling basis as it
29. I discuss below the general categories of records included in the First, Second, and Third
Notifications over which former President Trump has made particularized assertions of
executive privilege. The following is not intended as a detailed description of these records
30. First Notification: The First Notification includes 136 pages of records transferred to NARA
from (i) the files of Chief of Staff Mark Meadows, (ii) the files of Senior Advisor to the
President Stephen Miller, (iii) the files of Deputy Counsel to the President Patrick Philbin,
(iv) the White House Daily Diary, which is a chronological record of the President’s
movements, phone calls, trips, briefings, meetings, and activities, (v) the White House Office
of Records Management, and (vi) the files of Brian de Guzman, Director of White House
Information Services.
31. President Trump made particularized assertions of executive privilege over 46 of these 136
pages of records (including seven pages of records that, as noted above, had been removed as
appointment information showing visitors to the White House, activity logs, call logs, and
switchboard shift-change checklists showing calls to the President and Vice President, all
specifically for or encompassing January 6, 2021 (30 pages); (ii) drafts of speeches, remarks,
and correspondence concerning the events of January 6, 2021 (13 pages); and (iii) three
handwritten notes concerning the events of January 6 from Mr. Meadows’ files (3 pages).
10
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 11 of 57
32. Second Notification: The Second Notification includes 742 pages of records transferred to
NARA from: (i) the files of Chief of Staff Mark Meadows; (ii) the White House Office of the
Executive Clerk; (iii) files from the White House Oval Office Operations; (iv) the files of
White House Press Secretary Kayleigh McEnany; and (v) Senior Advisor to the President
Stephen Miller.
33. President Trump made particularized assertions of executive privilege over 656 of these 742
pages of records. He asserted privilege over: (i) pages from multiple binders containing
proposed talking points for the Press Secretary, interspersed with a relatively small number
election security, and other topics concerning the 2020 election (629 pages); (ii) presidential
activity calendars and a related handwritten note for January 6, 2021, and for January 2021
generally, including January 6 (11 pages); (iii) draft text of a presidential speech for the
January 6, 2021, Save America March (10 pages); (iv) a handwritten note from former Chief
of Staff Mark Meadows’ files listing potential or scheduled briefings and telephone calls
concerning the January 6 certification and other election issues (2 pages); and (v) a draft
34. Third Notification: The Third Notification includes 146 pages of records transferred to
NARA from (i) the White House Office of the Executive Clerk and (ii) the files of Deputy
35. President Trump made particularized assertions of executive privilege over 68 of these 146
pages of records. He asserted privilege over: (i) a draft proclamation honoring the Capitol
Police and deceased officers Brian Sicknick and Howard Liebengood, and related emails
11
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 12 of 57
from the files of the Office of the Executive Clerk (53 pages); and (ii) records from the files
originating outside the White House regarding a potential lawsuit by the United States
against several states President Biden won (4 pages), an email chain originating from a state
concerning the security of the 2020 presidential election and ordering various actions (3
pages), and notes apparently indicating from whom some of the foregoing were sent (2
pages).
Pursuant to 28 U.S.C. § 1746, I declare under penalty of perjury that the foregoing is true and
correct.
B. JOHN LASTER
12
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 13 of 57
ATTACHMENT A
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 14 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 15 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 16 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 17 of 57
ATTACHMENT B
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 18 of 57
The Select Committee to Investigate the January 6th Attack on the United States Capitol is
examining the facts, circumstances, and causes of the January 6th attack. Our Constitution
provides for a peaceful transfer of power, and this investigation seeks to evaluate threats to that
process, identify lessons learned, and recommend laws, policies, procedures, rules, or regulations
necessary to protect our Republic in the future. Pursuant to the Presidential Records Act (44
U.S.C. § 2205(2)(C)), and House Resolution 503, the Select Committee requests that you
produce the documents described in the attached schedule from the Executive Office of the
President (EOP) and the Office of the Vice President (OVP) in your custody, control, or
possession.
Given the urgent nature of our request, we ask that you expedite your consultation and
processing times pursuant to your authority under 36 C.F.R. § 1270.44(g). We have some
concern about the delay in producing documents requested this past March, and we want to assist
your prompt production of materials. We look forward to discussing ways in which we can do
that. Toward that end, we request that NARA meet expeditiously with Select Committee
investigative staff to discuss production priorities.
This is our first request for materials, and we anticipate additional requests as our investigation
continues. Please produce this information to the Select Committee no later than September 9,
2021. An attachment to this letter provides additional instructions for responding to the Select
Committee’s request.
If you have questions, please contact Select Committee investigative staff at 202-225-7800.
Sincerely,
__________________________
Bennie G. Thompson
Chairman
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 19 of 57
DOCUMENT SCHEDULE
Pending Requests
The Select Committee reiterates the requests made in the March 25, 2021,1 correspondence from
multiple committees of the House of Representatives, which the Select Committee subsequently
joined, for documents and communications received, prepared, or sent between December 1,
2020, and January 20, 2021, relating to the counting of the electoral college vote on January 6,
2021, the potential for demonstrations, violence, or attacks in the National Capital Region on or
around January 6, 2021, and the events or aftermath of January 6, 2021.
Those March 25, 2021, requests include but are not limited to:
1. All documents and communications relating in any way to remarks made by Donald
Trump or any other persons on January 6, including Donald Trump’s and other speakers’
public remarks at the rally on the morning of January 6, and Donald Trump’s Twitter
messages throughout the day.
2. All calendars, schedules, and movement logs regarding meetings or events attended by
President Trump, including the identity of any individuals in attendance, whether virtual
or in-person, on January 6, 2021.
3. All documents and communications regarding the movements and protection of Vice
President Pence on January 6, 2021.
4. All video communications recorded of the President speaking on January 6, 2021, and all
documents and communications related thereto, including communications involving the
President or any other officials or employees in the Executive Office of the President or
the Office of the Vice President. This request specifically includes videos of
communications released to the public and communications recorded but not released to
the public, any documents or other communications identifying or discussing the content
of those videos.
5. All photographs, videos, or other media, including any digital time stamps for such
media, taken or recorded within the White House on January 6, 2021, or taken of the
crowd assembled for the rally on the morning of January 6, and all communications or
other documents related to that media.
1
Letter from Chairwoman Carolyn B. Maloney, House Committee on Oversight and Reform, et al., to
David Ferriero, Archivist, National Archives (March 25, 2021) (online at
https://oversight house.gov/sites/democrats.oversight.house.gov/files/2021-03-
25.House%20Committees%20to%20Agencies%20re%20Jan%206%20Attack.pdf).
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 20 of 57
6. All photographs, videos, or other media, including any digital time stamps for such
media, taken or recorded of Vice President Mike Pence or any individuals accompanying
him, on January 6, 2021.
7. All documents and communications within the White House on January 6, 2021, relating
in any way to the following:
• Ivanka Trump;
• Eric Trump;
• Lara Trump;
• Donald Trump, Jr.;
• Jared Kushner;
• Melania Trump;
• Kimberly Guilfoyle;
• Steve Bannon;
• Michael Flynn;
• Rudolph “Rudy” Giuliani;
• Roger Stone;
• any Member of Congress or congressional staff; or
• the Department of Defense, the Department of Justice, the Department of
Homeland Security, the Department of the Interior, or any element of the National
Guard.
9. All documents and communications regarding the movement of the President on January
6, 2021.
10. All call logs and telephone records identifying calls placed to or from any individuals
identified in (7) above.
11. All schedules for any individuals identified in (7) above on January 6, 2021, and all
documents relating to such meetings, including memoranda, read-aheads, and summaries
of such meetings.
12. All documents and communications received, prepared, or sent by any official within the
White House Situation Room and the White House Operations Center on January 6,
2021, including but not limited to any communication logs, situation reports, and watch
officer notes.
Additional Requests
In addition, to the extent not included in the scope of the March 25, 2021, request, and as a
supplement to the requests previously made on March 25, 2021, we hereby make the following
additional requests.
(a) Planning by the White House and Others for Legal or Other Strategies to Delay, Halt,
or Otherwise Impede the Electoral Count
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 22 of 57
1. From April 1, 2020, through January 20, 2021, all documents and
communications related to efforts, plans, or proposals to contest the 2020
Presidential election results.
2. From April 1, 2020, through January 20, 2021, all documents and
communications related to plans, efforts, or discussions regarding the electoral
count (including plans, efforts, or discussions regarding delaying or impeding the
electoral count).
3. All documents and communications concerning the role of the Vice President as
the Presiding Officer in the certification of the votes of the electoral college.
4. From November 3, 2020, through January 20, 2021, all documents and
communications referring or relating to the 2020 election results between White
House officials and officials of State Governments. This includes, but is not
limited to, communications with the following individuals and their staff and
subordinates:
• Doug Ducey,
• Brian Kemp,
• Brad Raffensperger,
• Ken Paxton,
• Frances Watson,
• Mike Shirkey,
• Lee Chatfield, or
• Monica Palmer.
5. From April 1, 2020, through January 20, 2021, all documents and
communications related to the 2020 election results, to or from one or more of the
following individuals: Rudolph “Rudy” Giuliani, Justin Clark, Matt Morgan,
Sidney Powell, Kurt Olsen, or Cleta Mitchell.
6. From April 1, 2020, through January 20, 2021, all documents and
communications related to the 2020 Presidential election, including forecasting,
polling, or results, and which are authored, presented by, or related in any way to
the following individuals: Anthony “Tony” Fabrizio, Brad Parscale, Bill Stepien,
Corey Lewandowski, or Jason Miller.
9. From November 3, 2020, through January 20, 2021, all documents and
communications relating to the State of Texas and litigation concerning the 2020
Presidential election.
10. From November 3, 2020, through December 31, 2020, all documents and
communications relating to an amicus brief concerning litigation involving the
State of Texas.
11. All documents and communications relating to decisions of the United States
Supreme Court issued on December 8, 2020, and December 11, 2020.
12. From November 3, 2020, through January 20, 2021, all documents and
communications relating to Justin Riemer and the electoral count or litigation
concerning the 2020 Presidential election.
13. All documents and communications referring or relating to QAnon, the Proud
Boys, Stop the Steal, Oath Keepers, or Three Percenters concerning the 2020
election results, or the counting of the electoral college vote on January 6, 2021.
15. From November 3, 2020, through January 19, 2021, all documents and
communications concerning the resignation of any White House personnel or any
politically appointed personnel of any Federal department or agency (including
the resignation of any member of the President’s Cabinet) and mentioning the
2020 Presidential election or the events of January 6, 2021.
16. All documents and communications concerning prepared remarks for a speech by
Donald Trump on November 3, 2020, or November 4, 2020.
17. All documents and communications to or from John Eastman from November 3,
2020, through January 20, 2021.
20. All documents and communications relating to the results of the 2020 Presidential
election and Peter Navarro.
(b) Recruitment, Planning, Coordination, and Other Preparations for the Rallies Leading
up to and Including January 6th and the Violence on January 6th
4. From December 1, 2020, through January 20, 2021, any documents and
communications involving White House personnel and any Member of Congress,
referring or relating to (a) civil unrest, violence, or attacks at the Capitol; (b)
challenging, overturning, or questioning the validity of the 2020 election results;
(c) the counting of the electoral college vote on January 6, 2021; or (d) appealing
the decisions of courts related to the 2020 Presidential election.
6. All documents and communications related to any plan for the President to march
or walk to the Capitol on January 6, 2021. This request includes any such
documents or communications related to a decision not to march or walk to the
Capitol on January 6, 2021.
7. From April 1, 2020, through January 20, 2021, all documents and
communications concerning the 2020 election and relating to the following
individuals:
▪ Cindy Chafian,
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 25 of 57
▪ Greg Locke,
▪ Robert Patrick Lewis,
▪ Chris Lippe,
▪ Tracy Diaz,
▪ Alex Phillips,
▪ Bianca Gracia,
▪ Ali Alexander,
▪ Brandon Straka,
▪ Rose Tennet,
▪ Ed Martin,
▪ Vernon Jones,
▪ Cordie Williams,
▪ Michael Flynn,
▪ Alex Jones,
▪ Owen Schroyer,
▪ Karyn Turk,
▪ Scott Presler,
▪ Rogan O’Handley,
▪ Christie Hutcherson,
▪ Gina Loudon,
▪ Jack Posobiec,
▪ Bryson Grey,
▪ Angela Stanton King,
▪ Brian Gibson,
▪ George Papadopoulos,
▪ Julio Gonzalez,
▪ Bernard Kerik,
▪ Mark Burns,
▪ Roger Stone,
▪ George Flynn,
▪ Tom Van Flein,
▪ Doug Logan,
▪ Katrina Pierson,
▪ Amy Kremer,
▪ Dustin Stockton,
▪ Enrique Tarrio,
▪ Kenneth Harrelson,
▪ Caroline Wren, or
▪ Michael Coudrey.
(c) Information Donald Trump Received Following the Election Regarding the Election
Outcome, and What He Told the American People About the Election
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 26 of 57
1. From November 3, 2020, to January 20, 2021, all documents and communications
reporting, summarizing, or detailing the voting returns and election results of the
2020 Presidential election.
5. From April 1, 2020, through January 20, 2021, all documents and
communications relating to challenging the validity of the 2020 election, to, from,
or mentioning Mike Lindell.
6. From April 1, 2020, through January 20, 2021, all documents and
communications relating to challenging the validity of the 2020 election, to, from,
or mentioning Doug Logan.
7. From November 3, 2020, through January 20, 2021, all documents and
communications related to prepared public remarks and actual public remarks of
Donald Trump.
(d) What the President Knew About the Election’s Likely Outcome Before the Election
Results and How He Characterized the Validity of the Nation’s Election System
2. From April 1, 2020, through January 20, 2021, all documents and
communications provided to Donald Trump or Mark Meadows relating to mail-in
ballots and their effect or predicted effect on results of the election or the timing
of election-related news or decisions.
4. From April 1, 2020, through January 20, 2021, all documents provided to Donald
Trump or Mark Meadows reviewing, assessing, or reporting on the security of
election systems in the United States.
5. From April 1, 2020, through January 20, 2021, all documents and
communications provided to Donald Trump or Mark Meadows regarding
purported election irregularities, election-related fraud, or other election-related
malfeasance.
6. From April 1, 2020, through January 20, 2021, all documents and
communications provided to Donald Trump or Mark Meadows referring to a
stolen election, stealing the election, or a “rigged” election.
(e) Responsibilities in the Transfer of Power and the Obligation to Follow the Rule of Law
1. All documents and communications relating to legal advice or legal analysis of, or
compliance with, the constitutional process for certifying the electoral vote. This
includes, but is not limited to, communications with and from the following
individuals:
• Pat Cipollone,
• Patrick Philbin,
• Eric Herschmann,
• John Eastman, or
• Greg Jacobs.
3. From January 6, 2021, through January 20, 2021, all documents and
communications related to the events of January 6, 2021, and Mark Milley,
Christopher Miller, Kashyap “Kash” Patel, or Ryan McCarthy.
4. From November 3, 2020, through January 20, 2021, all documents and
communications concerning the potential or actual changes in personnel at the
following departments and agencies:
• The Department of Defense, within the Office of the Secretary and the
Joint Chiefs of Staff. This should include, but is not limited to, such
documents and communications concerning the following individuals:
o Mark Esper,
o Mark Milley,
o Christopher Miller,
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 28 of 57
• The Department of Justice. This should include, but is not limited to, such
documents and communications concerning the following individuals:
o Jeffrey Rosen,
o Richard Donoghue,
o Jeffrey Clark, or
o John McEntee
• The Central Intelligence Agency. This should include, but is not limited
to, such documents and communications concerning the following
individuals:
o Chad Wolf, or
o John McEntee.
5. From November 3, 2020, through January 20, 2021, all documents and
communications relating to Jeffrey Clark.
6. From November 3, 2020, through January 20, 2021, all documents and
communications related to the Twenty-Fifth Amendment to the U.S. Constitution.
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 29 of 57
7. From January 6, 2021, through January 20, 2021, all documents and
communications related to the mental stability of Donald Trump or his fitness for
office.
10. All documents and communications concerning the potential invocation of the
Insurrection Act.
11. From November 3, 2020, through January 20, 2021, all documents and
communications related to martial law.
12. All documents and communications concerning the use of Federal law
enforcement or military personnel during voting in the 2020 Presidential election.
13. From November 3, 2020, through January 20, 2021, all documents and
communications related to Kashyap “Kash” Patel.
14. From November 3, 2020, through January 20, 2021, all documents and
communications related to John McEntee.
2. All documents and communications related to the January 3, 2021, letter from 10
former Defense Secretaries warning of use of the military in election disputes.
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 30 of 57
Responding to the Select Committee to Investigate the January 6th Attack on the United
States Capitol’s Document Requests
3. In the event that any entity, organization, or individual denoted in this request is or
has been known by any name other than that herein denoted, the request shall be
read also to include that alternative identification.
1
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 31 of 57
8. When you produce documents, you should identify the paragraph(s) or request(s)
in the Committee’s letter to which the documents respond.
9. The fact that any other person or entity also possesses non-identical or identical
copies of the same documents shall not be a basis to withhold any information.
11. In accordance with 5 U.S.C.§ 552(d), the Freedom of Information Act (FOIA)
and any statutory exemptions to FOIA shall not be a basis for withholding any
information.
12. Pursuant to 5 U.S.C. § 552a(b)(9), the Privacy Act shall not be a basis for
withholding information.
13. If compliance with the request cannot be made in full by the specified return date,
compliance shall be made to the extent possible by that date. An explanation of
why full compliance is not possible shall be provided along with any partial
production, as well as a date certain as to when full production will be satisfied.
14. In the event that a document is withheld on any basis, provide a log containing the
following information concerning any such document: (a) the reason it is being
withheld, including, if applicable, the privilege asserted; (b) the type of document;
(c) the general subject matter; (d) the date, author, addressee, and any other
recipient(s); (e) the relationship of the author and addressee to each other; and (f)
the basis for the withholding.
15. If any document responsive to this request was, but no longer is, in your
possession, custody, or control, identify the document (by date, author, subject,
and recipients), and explain the circumstances under which the document ceased
to be in your possession, custody, or control. Additionally, identify where the
responsive document can now be found including name, location, and contact
information of the entity or entities now in possession of the responsive
document(s).
2
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 32 of 57
16. If a date or other descriptive detail set forth in this request referring to a document
is inaccurate, but the actual date or other descriptive detail is known to you or is
otherwise apparent from the context of the request, produce all documents that
would be responsive as if the date or other descriptive detail were correct.
19. Upon completion of the production, submit a written certification, signed by you or
your counsel, stating that: (1) a diligent search has been completed of all
documents in your possession, custody, or control that reasonably could contain
responsive documents; and
(2) all documents located during the search that are responsive have been produced
to the Committee.
Definitions
1. The term “document” means any written, recorded, or graphic matter of any nature
whatsoever, regardless of classification level, how recorded, or how
stored/displayed (e.g. on a social media platform) and whether original or copy,
including, but not limited to, the following: memoranda, reports, expense reports,
books, manuals, instructions, financial reports, data, working papers, records, notes,
letters, notices, confirmations, telegrams, receipts, appraisals, pamphlets,
magazines, newspapers, prospectuses, communications, electronic mail (email),
contracts, cables, notations of any type of conversation, telephone call, meeting or
other inter-office or intra-office communication, bulletins, printed matter, computer
printouts, computer or mobile device screenshots/screen captures, teletypes,
invoices, transcripts, diaries, analyses, returns, summaries, minutes, bills, accounts,
estimates, projections, comparisons, messages, correspondence, press releases,
circulars, financial statements, reviews, opinions, offers, studies and investigations,
questionnaires and surveys, and work sheets (and all drafts, preliminary versions,
alterations, modifications, revisions, changes, and amendments of any of the
foregoing, as well as any attachments or appendices thereto), and graphic or oral
records or representations of any kind (including without limitation, photographs,
charts, graphs, microfiche, microfilm, videotape, recordings and motion pictures),
and electronic, mechanical, and electric records or representations of any kind
(including, without limitation, tapes, cassettes, disks, and recordings) and other
written, printed, typed, or other graphic or recorded matter of any kind or nature,
however produced or reproduced, and whether preserved in writing, film, tape, disk,
videotape, or otherwise. A document bearing any notation not a part of the original
text is to be considered a separate document. A draft or non-identical copy is a
separate document within the meaning of this term.
3
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 33 of 57
3. The terms “and” and “or” shall be construed broadly and either conjunctively or
disjunctively to bring within the scope of this request any information that might
otherwise be construed to be outside its scope. The singular includes plural number,
and vice versa. The masculine includes the feminine and neutral genders.
4. The term “including” shall be construed broadly to mean “including, but not limited
to.”
5. The term “Company” means the named legal entity as well as any units, firms,
partnerships, associations, corporations, limited liability companies, trusts,
subsidiaries, affiliates, divisions, departments, branches, joint ventures,
proprietorships, syndicates, or other legal, business or government entities over
which the named legal entity exercises control or in which the named entity has any
ownership whatsoever.
7. The term “related to” or “referring or relating to,” with respect to any given
subject, means anything that constitutes, contains, embodies, reflects, identifies,
states, refers to, deals with, or is pertinent to that subject in any manner
whatsoever.
8. The term “employee” means any past or present agent, borrowed employee,
casual employee, consultant, contractor, de facto employee, detailee,
assignee, fellow, independent contractor, intern, joint adventurer, loaned
employee, officer, part-time employee, permanent employee, provisional
employee, special government employee, subcontractor, or any other type of
service provider.
9. The term “individual” means all natural persons and all persons or entities
acting on their behalf.
4
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 34 of 57
ATTACHMENT C
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 35 of 57
DONALD J. TRUMP
October 8, 2021
I write concerning requests for documents and records sent to your office on March 25, 2021 and
August 25, 2021 by the Select Committee to Investigate the January 6th Attack on the United States
Capitol (the "Committee"). The Committee requested an extremely broad set of documents and
records, potentially numbering in the millions, which unquestionably contain information protected
from disclosure by the executive and other privileges, including but not limited to the presidential
communications, deliberative process, and attorney-client privileges.
On August 30, 2021, the National Archives and Records Administration noticed the first set of records
for review (P0000l - P00136) (the "First Tranche"). Following a review of such records, pursuant
to the Presidential Records Act, 44 U.S.C. § 2208(b), Executive Order 13489, and 36 CFR 1270.44,
I have determined that the following records contain information subject to executive privilege,
including the presidential communications and deliberative process privileges, and I hereby formally
assert executive privilege over these records:
P0000I
P00002
P00004
P0000S
P00006
P00007 - P00009
P000I0
P000I I - P000l2
P000l3 - P000l4
P000IS
P000l6
P000l7
P00045 - P00049
P000SI
P00053 - P00058
P00060
P0006I
P00 I 15 - P00 120
P00 12 I - P00 122
P00l23 - P00l28
P00l3 l - P00l32
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 36 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 37 of 57
ATTACHMENT D
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 38 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 39 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 40 of 57
ATTACHMENT E
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 41 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 42 of 57
ATTACHMENT F
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 43 of 57
After consultation with the Counsel to the President and the Acting Assistant Attorney
General for the Office of Legal Counsel, and as instructed by President Biden, I have
determined to disclose to the Select Committee the pages below, which you identified
as privileged in your letter of October 8, 2021. Pursuant to President Biden’s
subsequent instruction and my authority under 36 C.F.R. 1270.44(g), I will deliver these
pages to the Select Committee in 30 days (on November 12, 2021), absent any
intervening court order:
● P00001
● P00002
● P00005
● P00006
● P00007-P00009
● P00010
● P00011-P00012
● P00013-P00014
● P00015
● P00016
● P00017
● P00045-P00049
● P00051
● P00053-P00058
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 44 of 57
● P00060
● P00061
● P00121-P00122
● P00123-P00128
● P00131-P00132
Please note that pages P0004 and P00115-P00120 are not responsive to the Select
Committee’s request, and therefore I will not provide them to the Select Committee.
The remaining 90 pages covered by our August 30, 2021 notification are not subject to
any assertion of privilege, and therefore I intend to provide them to the Select
Committee today.
Sincerely,
DAVID S. FERRIERO
Archivist of the United States
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 45 of 57
ATTACHMENT G
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 46 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 47 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 48 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 49 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 50 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 51 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 52 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 53 of 57
ATTACHMENT H
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 54 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 55 of 57
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 56 of 57
ATTACHMENT I
Case 1:21-cv-02769-TSC Document 21-1 Filed 10/30/21 Page 57 of 57
After consultation with the Counsel to the President and the Acting Assistant Attorney
General for the Office of Legal Counsel, and as instructed by President Biden, I have
determined to disclose to the House Select Committee to Investigate the January 6th
Attack on the United States Capital (“Select Committee”) the 724 pages from the
Second and Third Notifications that you identified as privileged in your letter of October
21, 2021. Pursuant to President Biden’s subsequent instruction and my authority under
36 C.F.R. 1270.44(g), I will deliver these pages to the Select Committee 30 days from
today (November 26, 2021), absent any intervening court order.
As your letter notes, NARA has determined that the pages numbered P000443-P000445
are not Presidential records, and we have therefore withdrawn these pages from the
Second Notification. As your letter further notes, the pages numbered
P000143-P000179, P000398, and P000879-P000890 have been deferred from final
consideration and thus will not be provided to the Select Committee at this time. I will
provide to the Select Committee in short order the remaining 111 pages that are not
subject to an assertion of privilege.
Sincerely,
DAVID S. FERRIERO
Archivist of the United States
Case 1:21-cv-02769-TSC Document 21-2 Filed 10/30/21 Page 1 of 1
Plaintiff,
v.
No. 1:21-cv-2769 (TSC)
BENNIE G. THOMPSON, in his official
capacity as Chairman of the Select
Committee to Investigate the January 6th
Attack on the United States Capitol, United
States House of Representatives, et al.,
Defendants.
[PROPOSED] ORDER
Having considered Plaintiff’s Motion for a Preliminary Injunction, ECF No. 5, and
SO ORDERED.
Dated: ___________________
Hon. Tanya S. Chutkan
United States District Judge