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Curriculum - Nsdl-Depository Operations Module: Overview of The Capital Market

This document outlines the curriculum for the NSDL–Depository Operations Module. It covers an overview of the capital markets and NSDL's legal framework and organization structure. It also describes NSDL's business partners including their eligibility and roles. The document summarizes the various services offered by NSDL's depository like account opening, dematerialization, trading and settlement. It also covers special services including pledging, securities lending, corporate actions and government securities. Finally, it discusses NSDL's charges, safety measures and progress updates.

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Subrat Tripathi
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136 views3 pages

Curriculum - Nsdl-Depository Operations Module: Overview of The Capital Market

This document outlines the curriculum for the NSDL–Depository Operations Module. It covers an overview of the capital markets and NSDL's legal framework and organization structure. It also describes NSDL's business partners including their eligibility and roles. The document summarizes the various services offered by NSDL's depository like account opening, dematerialization, trading and settlement. It also covers special services including pledging, securities lending, corporate actions and government securities. Finally, it discusses NSDL's charges, safety measures and progress updates.

Uploaded by

Subrat Tripathi
Copyright
© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOC, PDF, TXT or read online on Scribd
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CURRICULUM - NSDL–DEPOSITORY OPERATIONS MODULE

1. Overview of the Capital Market

1.1 Overview of relevant laws, regulations


1.2 Primary Market
1.3 Secondary Market
1.4 Capital Market Intermediaries

2. Overview of NSDL

2.1 Features of Depository System


2.2 Legal Framework
2.3 Organisation structure of NSDL
2.4 Bye-Laws & Business Rules of NSDL
2.5 NSDL System & Connectivity

3. Business Partners of NSDL

3.1 Business Partners of NSDL

Eligibility, Joining – Procedure/steps, Services, Records and


Reconciliation, Rights & Obligations

3.2 CCs/ CHs

Eligibility, Admission criteria

3.3 Issuers and Registrar & Share Transfer Agents

Eligibility, Services, Records and Reconciliation, Rights & Obligations,


Role of RTAs in demat and remat

3.4 NSDL Application software


3.5 Hardware Requirements of business partners
3.6 Service Standards
3.7 Benefits & Safety

4. Services Offered by Depository

4.1 Account Opening

Beneficiary Account - Salient Features, Procedure, Precautions


Clearing Member Account - Salient Features, Procedure, Precautions
Intermediary Account - Salient Features, Procedure, Precautions

4.2 Transmission & Nomination


4.3 Dematerialisation

Salient Features, Procedure, Precautions

4.4 Rematerialisation

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Salient Features, Procedure, Precautions

4.5 Trading & Settlement

Salient Features, Off-market/market transfers, Pay-in, Pay-out,


Settlement of Trades, Precautions

4.6 Internet initiatives by NSDL

Speed-e, Ideas, Steady

5. Special Services

5.1 Pledging/ Hypothecation

Salient Features, Procedures for Creating, Confirming, Closing and


Invoking a Pledge, Precautions

5.2 Securities Lending & Borrowing

Salient Features, Procedures for lending & borrowing, Repay of


securities borrowed, Recall of securities lent

5.3 Corporate Actions

Non-cash Corporate Actions


Cash Corporate Actions
Payment of interest on Debt instrument by NSDL

5.4 Public Issues


5.5 Units of Mutual Funds

Salient Features, Procedure, Precautions and Distinguishing features


in
respect of US-64

5.6 Debt instruments

Salient Features, Mode of Operations, Procedure for Certificate of


Deposits (CD), Commercial Papers etc.

5.7 Government Securities (G-Sec)

Salient Features, Procedure for dematerialisation & rematerialisation


of
physical certificates, G-sec in SGL form to Depository a/c, Precautions

5.8 NSC/KVP in Dematerialisation

Features and advantages

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5.9 Dematerialisation of Warehouse Receipts - Features
5.10 MAPIN & TIN – Overview

6. Charges

Salient Features, NSDL Charges and DP Charges

7. Safety

General, Specific and System Level, Benefits and Safety

8. Progress

(Numbers as given in the NEST update)

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