Minimum Criteria For Promotion Guideline
Minimum Criteria For Promotion Guideline
Promotion
Preamble.......................................................................................................................... 1
Article 1. Short Title .......................................................................................................... 1
Article 2. Definitions ......................................................................................................... 1
Article 3. Reputability of Publications ............................................................................... 3
3.1. Reputability of Journal articles ........................................................................................... 3
3.1.1. Articles in International Journals ................................................................................................... 3
3.1.2. Article Published in a local Journal ................................................................................................. 3
3.1.3. Articles published in conference proceedings ................................................................................. 3
3.1.4. Book .................................................................................................................................................... 3
3.1.5. Text Book ........................................................................................................................................... 4
3.1.6. Teaching material.............................................................................................................................. 4
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Preamble
WHEREAS, the Ministry of Science and Higher Education (MoSHE) here after the Ministry
is established by proclamation 1097/2018 to regulate the higher education system in order to
promote excellence in the cultivation, dissemination, and utilization of advanced scientific
knowledge through teaching, research, and publication to address the country’s national
development needs, priorities, and policies through production of competent, knowledgeable
and skilled workforce, fostering the expansion of higher education, and supporting the
achievement of the growth and transformation plans of the government;
WHEREAS, the recent expansion of higher learning given rise to subsequent increase in
research, innovation and publication of diverse standards;
Recognizing the disparities in the assessment of academic publications, patents, work of art,
technology packages, community engagement and clinical services for promotion and related
recognitions, and the need to regulate these disparities;
this directive is issued by the Ministry pursuant to the power vested on it by the Ethiopia
Higher Education Proclamation 1097/2018.
This Directive may be cited as “The 2019 MoSHE Directive on Academic Publishing and
Promotion.”
Article 2. Definitions
Unless explicitly provided or the context requires otherwise, in this Directive:
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3. “Academic Unit” means a college, faculty, school, an institute, a department, a center, or
a unit with any other designation established as a constituent unit of a higher education
institution and shall include research centers and institutes.
5. “Publication” shall mean a book, book chapter, textbook, journal article, review article,
conference proceedings, teaching material or a brief, short communication or technical
note, that having been authored solely or jointly by academic/research staff.
6. “Patent” shall mean the right granted to an inventor that permits the inventor to exclude
others from recreating, selling or using the invention for a specified period of time.
7. “Technology Package” shall mean all relevant documents relating to the Intellectual
Property, regulatory information, biological materials, manufacturing and other products
owned by the technologist.
8. “Prototype” shall mean a preliminary sample or model or release of a product built to test
a concept or process that could be replicated or learned from.
9. “Work of art” shall be defined as diverse range of human activities in creating visual,
auditory or performing artifacts (artworks), expressing the author's imaginative,
conceptual ideas, or technical skill, intended to create satisfaction through their beauty or
emotional power.
10. “Public Service/Professional activity” shall mean short or long-term service rendered
by an academic staff of a HEI for the benefit of the community, public, institutions or
non-profit organizations through the application of one’s own area of specialization or
professional expertise.
11. “Clinical Service” shall mean clinical consultations given and/or procedures performed
by an academic staff in the Colleges of human or veterinary medicine.
12. “Promotion” shall mean the action of rising to a higher academic rank the rank of an
academic staff of HEI based on meeting the requirements set for the rank in accordance
with the relevant provisions of this Directive, the Senate Legislation, and other rules,
regulations, and laws of the HEI and the country.
13. “Book “or “Text Book” shall mean a written material prepared by and emanating
from the teaching and/or research experience of one or more academic staff of HEI,
and possessing a degree of originality.
14. “Teaching material” shall mean written material (in either hard or soft copy) prepared
for a particular course based on teaching and/or research experiences of one or more
academic staff.
15. “HEI Affairs” shall mean holding a post of academic administration at department,
college and/or university level; participating in standing and/or ad-hoc committees and
taking any other assignment within the HEI.
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16. “Community Engagement” shall mean the participation of an academic staff in the
collaboration between HEIs or its academic units and communities for the mutually
beneficial exchange of knowledge and resources in the context of partnership and
reciprocity to enhance sociocultural and economic development.
17. “Academic publishing” shall mean publishing of research articles with the required level
of review and editorial services as well as traceable editorial team and publication history.
18. “Predatory publishing” shall mean usually fee based exploitative publishing without
rendering acceptable levels of review and editorial services for publications in journals
with untraceable editorial team.
An article published in a peer reviewed international journal is acceptable for the purpose of
promotion in accordance with the relevant provisions of this Directive if the reputability of
the journal is unequivocally established.
The reputability of international journal is determined considering factors including peer
review, originality, scientific quality, technical editing quality, editorial quality and regularity
of the journal and indexing in at least two of the following:
a. Scopus
b. Science Citation Index Expanded (SCI-Expanded),
c. Social Sciences Citation Index (SSCI),
d. Art and Humanities Citation Index (A&HCI)
3.1.4. Book
A book shall be deemed acceptable for the purpose of promotion in accordance with the
relevant provisions of this Directive where it is established that it has been published by a
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reputable publisher that meets the generally accepted standard profile of books and the
material contents of the book comprise original substantive data or research method and
includes at least 6 citations from relevant peer reviewed journal articles published by the
author.
A publisher of a book shall be considered reputable in the context of this Directive where the
publisher is a professional society, scholarly association, university department, research
institute, think-tank, or commercial academic publisher; has a viable publication policy; and
possesses a well-known track record as regards the focus, frequency, scope of distribution. In
addition, international publishers should be indexed in Web of Science or Scopus to be
considered as reputable.
A textbook shall be deemed acceptable for the purpose of promotion in accordance with the
relevant provisions of this Directive where it is established that it has been published by a
reputable book publisher as defined in sub article 3.1.4 of this article, and it meets the
generally accepted standard profile of books and serves as a standard resource for the study
of a given subject.
The publication points to be awarded for each publication type and its maximum point to be
considered for promotion is shown in table 1.
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Conference Proceedings 0.5 20
Short Communications or Technical Notes 0.5 20
Patent 0.5 25
Prototype 0.5 25
Technology Package 1 50
Work of Art 1 100
Note: Except for promotions earned from Work of Arts, publication points accrued from journal
articles shall constitute at least 50% of the total publications required.
While the publication point of a solo author is 1.00, the publication point of joint authorship is
awarded as shown in Table 2.
Share of
No. of authors each co-
author
2 0.7
3 0.6
4 0.5
5 0.4
6 or more 0.35
5.1. Weighted values are assigned to each of the major components of the criteria in
the manner provided hereunder.
5.2. In the case of promotions to academic ranks below that of an assistant
professor, it is sufficient that the candidate meets the minimum in terms of
years of service, academic qualification and publications wherever
applicable.
5.3. The following weights in percentage shall apply for promotion to the ranks of
assistant professor, associate professor and professor:
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c. Participation in HEI affairs 10.5-21.0
d. Public service or professional activities 6.25-12.5
5.4. Apart from the fulfillment of the individual criterion specified in the preceding
provisions a candidate for the ranks of assistant professor, associate professor
and professor shall earn a minimum of 75% of the maximum possible total
points indicated hereof.
5.5. Community engagement which part of a mandatory workload of an academic
staff constitutes 3 credit hours or 12.5% of the workload in an academic year
and therefore not calculated in the weighted values of criterial for academic
promotion.
3. An academic staff who did not get the opportunity to serve in the HEI
academic administration or those who, for valid reasons, decline to accept
such assignments may be evaluated by other HEI-wide, academic unit
committees, ad-hoc committees, professional development and such other
assignments as may be deemed appropriate
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Article 7. Public Service and Professional Activities
8.1. Lecturer
8.2.1. A candidate with the qualification of the degree of Doctor of Philosophy (Ph.D.) or
equivalent; or an MD or DVM with specialty certificate/Master’s degree; or
8.2.2. a candidate with the qualification of a Master’s Degree or MD or DVM degree or
equivalent and a minimum of four years of effective teaching and research as a lecturer,
or in the case of Visual and Performing arts, a candidate with a qualification of a BA or
BFA degree or its equivalent and a minimum of four years of effective teaching and
research/professional performance as a lecturer; and
8.2.3. at least, two publication points since last promotion; and
8.2.4. active participation in the affairs of the HEI.
8.3.1. Four years of effective teaching and research as an Assistant Professor; and
8.3.2. At least three publication points; and
8.3.3. Notwithstanding the preceding provisions of this Article, publications or
works not employed for the last promotion may be considered for
subsequent promotion provided they do not exceed one fourth of the
required number of publication points for the promotion sought.
8.3.3. Active participation in the affairs of the HEI; and
8.3.4. Supervision of 4 graduate students to completion; and
8.3.5. Community Engagement
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8.4. Professor
8.4.1. Four years of effective teaching and research as an Associate Professor; and
8.4.2. The degree of doctor of philosophy (Ph.D.), or its equivalent whose nature
shall be determined in HEI guideline; and
8.4.3. At least five publication points; and
8.4.4. Active participation in the affairs of the HEI; and
8.4.5. Supervision of 5 graduate students to completion, at least two which are PhD.
Candidates; and
8.4.6. At least one research grant won as a Principal Investigator (PI); and
8.4.7. Community Engagement.
8.4.8. A candidate for promotion to the rank of professorship shall submit a solo
full-length journal article or at least three full length journal articles in
which she/he is a first or corresponding author.
8.4.9. Notwithstanding the preceding provisions of this Article, publications or
works not employed for the last promotion may be considered for
subsequent promotion provided they do not exceed one fourth of the
required number of publication points for the promotion sought.
8.4.10. The publications and CV of the applicant shall be sent to two external and
two
internal assessors who are renown academicians in the field chosen by the
academic commission of the respective college. The assessors will use the
form provided in Annex-I to fill their evaluations
9.1. The promotion requirements for academic staff in research institutes shall be similar
to those in teaching units in terms of participation in HEI affairs and community
engagement, but the publication points shall be one and a half times as much as is
required of those in teaching units; and
9.2. At least two external research grants won out of which she/he is a PI for one of them
for promotion to the rank of professor.
10.1. Clinical consultations given and/or procedures performed in the course of rendering
clinical services, since last promotion, by an academic staff at Health Science and
Veterinary Medicine Colleges shall be considered as a separate special requirement
for promotion. Guidelines shall be issued to indicate the percentage to be attached
to clinical services, determine the minimum number of patient consultations that
must be given and/or the minimum number of procedures that must be performed by
the academic staff concerned to earn publication points indicated hereof. However,
publication points allocated to clinical services shall not exceed 20% of the
publication point requirement.
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Article 11. Promotion requirements of academic staff of HEI involved in
Work of Arts
11.1. Promotion requirements for academic staff in Fine Arts and Design
11.1.1. Lecturer
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11.1.3.4. Participation in HEI affairs; and
11.1.3.5. Supervision of 4 graduate students to completion; and
11.1.3.6. Community Engagement
11.1.4. Professor
11.2.1 Lecturer
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11.2.2.4. Six strongly creative solo concerts or four strongly creative
compositions (written for symphony, solo instrument, chamber
orchestra, etc.) since last promotion, with the artist’s written
statements, critically and favorably evaluated by internal and external
experts in the area; and
11.2.2.5. Participation in HEI affairs; and
11.2.2.6. Community Engagement
11.2.4. Professor
11.3.1. Lecturer
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a. rigorously and positively evaluated and compiled lecture notes which
accommodate new developments in his field of study; or
b. authorship or co-authorship of an article in a journal or a realized Work of
Art; and
c. Participation in HEI Affairs; and
d. Community Engagement
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11.3.3.8. Community Engagement
11.3.4. Professor
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promotion; active participation in the University affairs; and
Community Engagement.
12.6. Librarian - Four years of effective experience, as an Associate Librarian;
and 5 publication points since last promotion; and active participation
in University affairs; and Community Engagement.
a. every one hundred percent point achieved over and above the required
points for publication in a given academic rank shall be considered
equivalent to a year of effective teaching, provided, however, that a staff
member should at least serve half of the number of years of the required
term of service for his rank; and
b. the candidate shall score 90% weighted average on academic performance
evaluation; and
c. for promotion to the rank of Assistant Professor, the candidate shall be a
corresponding author of at least two articles;
d. for promotion to the rank of Associate Professor, the candidate shall be a
principal author of at least three articles she/he has presented and secured
at least one external research project;
e. for promotion to the rank of Professor, the candidate shall be a
corresponding author of at least four articles and has secured at least two
external research/project grants one of which is from international
sources.
13.2. Subject to sub-article 11.1. of this Article, a particular academic unit in which
the candidate is a member can initiate recommendations for accelerated
promotions. Such recommendation should be supported by documents that
evidence the special merits of the candidate.
13.3. Review of the recommendation shall follow the normal process and shall be
submitted to the committee of the relevant academic unit or the Senate and/or
the Board for approval. Such recommendation shall be accompanied by a
detailed description of the special merits of the candidate that would justify the
academic unit concerned or the Senate and/or the Board taking an extra-
ordinary decision on the recommendation for promotion.
13.4. If the promotion sought is for professorship, the publications and CV of the
applicant shall be sent to two external and two internal assessors who are
renown academicians in the field chosen by the academic commission of the
respective college. The assessors will use the form provided in Annex-I to fill
their evaluations and recommendations.
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Annex-I: ASSESSMENT FORM FOR PROFESSORSHIP
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2. Detailed evaluation of the publications since his/her last promotion (on a scale of 5,
i.e. Poor(1), Satisfactory(2), Good(3), Very Good(4), and Excellent(5) is as follows:
Average
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