“HART’S CONCEPT OF LAW AND JUSTICE”
Ravindra Kumar Singh
A summary by Raeesa Khan
Learning unit 2
LO4: Outline Hart’s views on law and justice.
Hart believes strongly in modern Anglo-English theory.
Hart says that there is no necessary correlation between law and coercion or between law
and morality. According to him, the classification of all laws as coercive orders or as moral
commands will oversimplify the relation between law, coercion and morality.
Additionally, to do so (conceptualise all laws as coercive orders or moral commands) will
lead to a mischaracterization of the purpose, function, content, mode of origin, and range of
application of certain laws.
Hart disagrees with Austin’s Command theory, which states that, “all laws are commands of
a legally unlimited sovereign, and all laws are coercive orders that impose duties or
obligations on individuals”.
According to Hart:
i. Laws may be at a variance from the commands of a sovereign in as much as
they may apply to those individuals who enact them and not merely to other
individuals,
ii. Laws may also be different from coercive orders as they may not impose duties
or obligations but confer powers or privilege,
iii. The continuance of pre-existing laws cannot be explained on the basis of
command,
iv. Austin fails to consider the difference between a habit and a rule. A habit requires
common behaviour whilst a rule is used by people as a standard by which to
judge deviations.
v. Hart uses rule to differentiate between ‘being obliged’ and ‘having an obligation’,
whilst Austin’s theory fails to account for these.
For Hart, a legal system is a system of rules consisting of primary rules and secondary rules.
The union of the two rules is the essence of his concept of law.
These are social because:
i. They regulate conduct of member of society, and are guides to human conduct
and standards of criticism of social conduct, and are
ii. Derived from human social practices.
Primary rules of obligations are “rules that impose duties or obligations on individuals, such
as the rules of the criminal law or the law of tort”. They are binding because of practices of
acceptance which people are required to do or to abstain from certain actions.
Secondary rules are “those which confer power, public or private, such as the law that
facilitate the making of contracts, wills trusts etc., or which lay down rules governing the
composition of power of courts, legislatures and other official bodies”.
Primary rules are concerned with what the individuals must do or refrain from doing whereas
secondary rules provide operations which lead to the creation or variation of duties or
obligations.
The secondary rules specify the way in which the primary rules may be ascertained,
introduced, eliminated, varied, and the fact of their violation conclusively determined.
Secondary rules are chiefly procedural and remedial and embrace not only the rules
governing sanctions but also go far beyond them. Furthermore, these rules also extend to
the rules of judicial procedure, evidence and the rules governing the procedure for new
legislation.
For the effective function of a legal system, the rules must be clear and concise to be
understood to the individuals to whom they apply. Secondary rules of recognition stipulate
how legal rules are to be identified, to be followed and enforced within the community. The
secondary rules of recognition authoritatively and in the proper way settle doubts as to what
these rules are and what their scope is.
‘Secondary rules of change’ empower certain individuals to introduce new rules relating to
the conduct of individuals of that community and to eliminate the old rules, hence specify the
mechanism for changing primary rules. It is in terms such a rule that the system of legislative
enactment and repeal are to be understood. ‘Secondary rules of change’ may be either very
simple or very complex.
The regime of primary rules suffers from the defect of inefficiency. This shortcoming can be
met by having ‘secondary rules of adjudication’ which confer powers on certain individuals to
ascertain and to make authoritative pronouncements whether rules have been violated or
breached. Besides, they also define the procedure to be followed, and characterize the legal
conception of judge, court, jurisdiction and judgment.
Hart’s thesis that: “a rule of recognition exists in every legal system” is the central feature of
his positivistic theory of law. It provides a means for identifying the law in a morally neutral
approach.
Hart states the primary rules of obligations are not sufficient to establish a system of laws
that can be formally recognised, changed, or adjudicated. Therefore, secondary rules are
necessary to provide an authoritative statement of all the primary rules:
i. To allow legislators to make changes in the primary rules if they are defective or
inadequate,
ii. To enable courts to resolve disputes over interpretation and application of
primary rules.
Secondary rules of a legal system include:
i. Rules of recognition
ii. Rules of change
iii. Rules of adjudication
The primary rules acquire the character of a legal system through their union with secondary
rules. If a primary or secondary rule satisfies the criteria which are provided by the ultimate
rule of recognition, then that rule is legally valid.
There are two fundamental essentials which must be satisfied for a legal system to exist:
i. private citizens must generally obey the primary rules of obligation,
ii. public officials must accept the secondary rules of recognition, change, and
adjudication as standards of official conduct.
Morality is also included in Hart’s concept of law. Moral and legal rules overlap because
moral and legal obligation may be similar or different depending on the situation.
Moral and legal rules may be appropriate and valid in similar aspects of conduct, such as the
obligation to be honest and truthful or the obligation to respect the rights of other individuals.
However, moral rules cannot always be changed in the way in which the legal rules can be
changed.
Hart acknowledges that the ultimate basis for preferring the positive thesis, which insists on
a clear differentiation of law and morals, is itself a moral one. But Hart distinguishes law from
morality, custom, etiquette, and other kinds of social rules.
According to Hart, four features of morality are necessary for a clear picture of his concept of
law. They are—
i. importance,
ii. immunity from deliberate change,
iii. voluntary character of moral offence and
iv. forms of moral pressure
Moral responsibility is a matter of internal behaviour while law is generally concerned with
external behaviour. Hart’s view is that law depends not only on the external social pressures
which are brought to bear on human beings, but also on the inner point of view that such
beings take towards rules conceived as imposing obligations.
JUSTICE
The notion of justice is more ancient than that of law. The concept of justice is based upon
and is equated with moral rightness (ethics), rationality, law, natural law, fairness,
righteousness, equality, goodness, and equity. Justice has been subject to various
philosophical, legal and theological reflections and debate throughout the history.
There are various forms and variations of the concept of justice:
i. Utilitarianism is a form where punishment is forward-looking;
ii. Retributive justice administers proportionate response to crime proven by lawful
evidence, so that punishment is justly imposed and considered as morally-correct
and fully deserved;
iii. The law of retaliation (lex talionis) is a military theory of retributive justice which
states that reciprocity should be equal to the wrong suffered;
iv. Distributive justice is directed at the appropriate allocation of things - wealth,
power, reward, respect - between different people, i.e. equal distribution among
the equals;
v. Corrective justice seeks to reinstate equality when this is disturbed.
In very general terms, justice signifies a cluster of ideals and principles for common good
and welfare without the least hope or opportunity of injustice, inequality or discrimination. It is
the notion of justice which directs our attention to the fairness and reasonableness of the
rules, principles, and standards that are the ingredients of the normative edifice.
Hart, by defining law as the combination of rules, makes morality or justice as a necessary
component of law through the rule of recognition.
Hart is aware that they be cases in which existing laws are vague and judicial discretion may
be necessary to interpret existing laws or to look outside the law for standards to guide in
supplementing old legal rules or creating new ones according to the community’s ideal of
morality or justice.
Hart analyses the concept of justice into a general principle or definition with changeable
criteria. According to Hart, the general concept of justice relates to fairness. Evaluations
using justice and injustice could use fair and unfair instead.
The concept of justice applies to two primary types of circumstances
i. the distribution of benefits or burden upon individuals, and
ii. where wrongdoers compensate to the victims for the injuries caused.
The general precept of justice is that ‘Treat like cases alike and different cases differently’.
This must be supplemented by an account of relevant criteria for deciding whether the cases
are similar or different. Hart does not provide a general theory or set of principle for
determining which characteristics are. The concept of justice is morally neutral. The concept
of justice is a formal and not a substantive one.
Objections to theory of treating like cases alike:
i. the precept does not always be relevant and treating cases alike possibly creates
a conflict with following rules.
ii. Treating like cases does not provide a prima facie reason of justice;
iii. Hart’s principle of treating like cases alike is not sufficient to account for
compensatory justice
iv. Hart’s precept of justice of treating like cases alike is also, thus, insufficient
though it is relevant to punishment.