Account No: 55238363
Account Name: JENNIFER BARRICELLA
E*TRADE SECURITIES LLC Recipient’s TIN: ***−**−5342
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No:
ORIGINAL: 12/31/2020
CONSOLIDATED 2020 FORMS 1099 AND DETAILS
JENNIFER BARRICELLA
1430 MARKMAN PARK ROAD
BADEN, PA 15005−2879
YEAR−END MESSAGES
CERTAIN EVENTS SUCH AS COST BASIS, ORIGINAL ISSUE DISCOUNT ADJUSTMENTS OR
RECLASSIFICATIONS OF AN INCOME PAYMENT RECEIVED FROM A MUTUAL FUND, ETF,
REIT, OR RIC MAY RESULT IN AN AMENDED 1099 FOR PRIOR OR CURRENT TAX YEARS.
PLEASE SEE INSERT FOR DETAILS OR VISIT WWW.ETRADE.COM/TAXCENTER FOR ANY TABLE OF CONTENTS
UPDATES. IF YOU HAVE QUESTIONS PLEASE CALL 800−ETRADE−1 (800−387−2331) OR Consolidated 1099 Sections:
LOG ON TO YOUR ACCOUNT AND SEND US A SECURE MESSAGE BY CLICKING ON THE
Summary Information Page 3
CUSTOMER SERVICE LINK AT THE TOP OF THE PAGE
1099−B Proceeds from Broker and Barter Exchange Transactions Page 4
Details:
Investment Details Page 7
Your Account did not receive the following Forms:
1099−DIV
1099−INT
1099−OID
1099−MISC
Page 1 of 7
***THIS PAGE IS INTENTIONALLY LEFT BLANK***
Page 2 of 7
Account No: 55238363
Account Name: JENNIFER BARRICELLA
E*TRADE SECURITIES LLC Recipient’s TIN: ***−**−5342
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No:
ORIGINAL: 12/31/2020
FORM 1099−B TOTALS SUMMARY
REALIZED GAIN / LOSS SUMMARY
Refer to Proceeds from Broker and Barter Exchange Transactions for detailed information regarding these summary values. The amounts shown below are for informational purposes only.
MARKET WASH SALE LOSS REALIZED GAIN
SHORT−TERM GAINS OR (LOSSES) − REPORT ON FORM 8949, PART I PROCEEDS COST BASIS DISCOUNT DISALLOWED OR (LOSS)
Box A (basis reported to IRS) $37,201.27 $26,558.88 $0.00 $0.00 $10,642.39
Box A − Ordinary − (basis reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box B (basis not reported to IRS) $15,327.22 $0.00 $0.00 $0.00 $15,327.22
Box B − Ordinary − (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Total Short−Term $52,528.49 $26,558.88 $0.00 $0.00 $25,969.61
LONG−TERM GAINS OR (LOSSES) − REPORT ON FORM 8949, PART II
Box D (basis reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box D − Ordinary − (basis reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box E (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box E − Ordinary − (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Total Long−Term $0.00 $0.00 $0.00 $0.00 $0.00
UNKNOWN TERM − CODE (X) REPORT ON FORM 8949 PART I OR PART II
Box B or Box E (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Box B or Box E − Ordinary − (basis not reported to IRS) $0.00 $0.00 $0.00 $0.00 $0.00
Total Unknown Term $0.00 $0.00 $0.00 $0.00 $0.00
Page 3 of 7
Account No: 55238363
Account Name: JENNIFER BARRICELLA
E*TRADE SECURITIES LLC Recipient’s TIN: ***−**−5342
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No:
ORIGINAL: 12/31/2020
RECIPIENT’S Name, Street Address, City, State, and Zip Code PAYER’S TIN: 35−2167612
JENNIFER BARRICELLA PAYER’S Name, Street, City, State, Zip Code:
1430 MARKMAN PARK ROAD E*TRADE SECURITIES LLC
BADEN, PA 15005−2879 PO BOX 484
JERSEY CITY, NJ 07303−0484
FATCA Filing Requirement Telephone Number: 800 387 2331
2020 FORM 1099−B: PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS OMB NO. 1545−0715
The information provided below is in accordance with Federal tax regulations and the IRS instructions that govern our reporting requirements. You should review this information
carefully when completing your Form 8949 and Schedule D. There may be instances where our reporting requirements will not be consistent with your particular tax accounting
position or elections. For these reasons, the IRS requires us to provide you with this reminder: Taxpayers are ultimately responsible for the accuracy of their tax returns.
Covered Short−Term Gains or Losses on Gross Proceeds
Report on Form 8949, Part I with Box A checked
Box 6: Gross Proceeds Box 5: Box Not Checked (Covered Security) Box 12: Basis Reported to the IRS Box 2: Type of Gain or Loss − Short−Term
The 1099−B data referenced by a Box Number is reported to the IRS. The additional information not referenced by a Box Number is not reported to the IRS, but may be helpful to complete your return.
Accrued Wash Sale
Description of property Date Date Sold Cost or Market Loss Gain/Loss
CUSIP Quantity Sold Acquired or Disposed Proceeds Other Basis Discount Disallowed Amount Additional Information
(Box 1a) (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g)
ALEXION PHARMACEUTICALS INC 93.00000 12/15/2019 05/28/2020 $10,504.00 $8,728.70 $0.00 $0.00 $1,775.30
CUSIP: 015351109 0.43190 12/15/2019 05/28/2020 $48.86 $40.54 $0.00 $0.00 $8.32
95.00000 06/15/2020 10/07/2020 $11,792.30 $8,733.11 $0.00 $0.00 $3,059.19
0.39300 06/15/2020 10/07/2020 $48.85 $36.13 $0.00 $0.00 $12.72
0.42330 12/15/2020 12/18/2020 $66.46 $40.44 $0.00 $0.00 $26.02
94.00000 12/15/2020 12/18/2020 $14,740.80 $8,979.96 $0.00 $0.00 $5,760.84
Subtotals 283.24820 $37,201.27 $26,558.88 $0.00 $0.00 $10,642.39
6 ITEMS − TOTAL $37,201.27 $26,558.88 $0.00 $0.00 $10,642.39
THIS IS YOUR FORM 1099 (COPY B FOR RECIPIENT). KEEP FOR YOUR RECORDS.
This is important tax information and is being furnished to the IRS. If you are required to file a return, a negligence penalty or other sanction
may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
Page 4 of 7
Account No: 55238363
Account Name: JENNIFER BARRICELLA
E*TRADE SECURITIES LLC Recipient’s TIN: ***−**−5342
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No:
ORIGINAL: 12/31/2020
2020 FORM 1099−B: PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS, CONTINUED OMB NO. 1545−0715
Noncovered Short−Term Gains or Losses on Gross Proceeds
Report on Form 8949, Part I with Box B checked
Box 6: Gross Proceeds Box 5: Box Checked (Noncovered Security) Box 12: Basis Not Reported to the IRS Box 2: Type of Gain or Loss − Short−Term
The 1099−B data referenced by a Box Number is reported to the IRS. The additional information not referenced by a Box Number is not reported to the IRS, but may be helpful to complete your return.
Accrued Wash Sale
Description of property Date Date Sold Proceeds/ Cost or Market Loss Gain/Loss
CUSIP Quantity Sold Acquired or Disposed Reported to IRS Other Basis Discount Disallowed Amount Additional Information
(Box 1a) (Box 1c) (Box 1d)
ALEXION PHARMACEUTICALS INC 48.00000 02/01/2020 02/03/2020 $4,788.27 $0.00 $0.00 $0.00 $4,788.27
CUSIP: 015351109 91.00000 02/01/2020 06/05/2020 $10,538.95 $0.00 $0.00 $0.00 $10,538.95
Subtotals 139.00000 $15,327.22 $0.00 $0.00 $0.00 $15,327.22
2 ITEMS − TOTAL $15,327.22 $0.00 $0.00 $0.00 $15,327.22
FOOTNOTES
SHORT SALE − Short sales covered in December that settle in January will be reported on your Form 1099−B in the year they are settled.
END OF 2020 FORM 1099−B
THIS IS YOUR FORM 1099 (COPY B FOR RECIPIENT). KEEP FOR YOUR RECORDS.
This is important tax information and is being furnished to the IRS. If you are required to file a return, a negligence penalty or other sanction
may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
Page 5 of 7
Form 1099−B (OMB NO. 1545−0715)
Brokers and barter exchanges must report proceeds from (and in some cases, basis for) transactions to you and the IRS on Form 1099−B. Reporting is also required when your broker knows or has reason to know that a corporation
in which you own stock has had a reportable change in control or capital structure. You may be required to recognize gain from the receipt of cash, stock, or other property that was exchanged for the corporation’s stock. If your
broker reported this type of transaction to you, the corporation is identified in box 1a.
Recipient’s taxpayer identification number (TIN). For your protection, this form may show only the last four digits of your TIN (social security number (SSN), individual taxpayer identification number (ITIN), adoption taxpayer
identification number (ATIN), or employer identification number (EIN)). However, the issuer has reported your complete TIN to the IRS.
Account number. May show an account or other unique number the payer assigned to distinguish your account.
CUSIP number. Shows the CUSIP (Committee on Uniform Security Identification Procedures) number or other applicable identifying number.
FATCA filing requirement. If the FATCA filing requirement box is checked, the payer is reporting on this Form 1099 to satisfy its chapter 4 account reporting requirement. You may also have a filing requirement. See the
Instructions for Form 8938.
Applicable checkbox on Form 8949. Indicates where to report this transaction on Form 8949 and Schedule D (Form 1040 or 1040−SR), and which checkbox is applicable. See the instructions for your Schedule D (Form 1040
or 1040−SR) and/or Form 8949.
Box 1a. Shows a brief description of the item or service for which amounts are being reported. For regulated futures contracts and forward contracts, "RFC" or other appropriate description may be shown. For Section 1256 option
contracts, "Section 1256 option" or other appropriate description may be shown. For a corporation that had a reportable change in control or capital structure, this box may show the class of stock as C (common), P (preferred), or
O (other).
Box 1b. This box may be blank if box 5 is checked or if the securities sold were acquired on a variety of dates. For short sales, the date shown is the date you acquired the security delivered to close the short sale.
Box 1c. Shows the trade date of the sale or exchange. For short sales, the date shown is the date the security was delivered to close the short sale. For aggregate reporting in boxes 8 through 11, no entry will be present.
Box 1d. Shows the cash proceeds, reduced by any commissions or transfer taxes related to the sale, for transactions involving stocks, debt, commodities, forward contracts, non−Section 1256 option contracts, or securities
futures contracts. May show the proceeds from the disposition of your interest(s) in a widely held fixed investment trust. May also show the aggregate amount of cash and the fair market value of any stock or other property
received in a reportable change in control or capital structure arising from the corporate transfer of property to a foreign corporation. Losses on forward contracts or non−Section 1256 option contracts are shown in parentheses. This
box does not include proceeds from regulated futures contracts or Section 1256 option contracts. Report this amount on Form 8949 or on Schedule D (Form 1040 or 1040−SR) (whichever is applicable) as explained in the Instructions
for Schedule D (Form 1040 or 1040−SR).
Box 1e. Shows the cost or other basis of securities sold. If the securities were acquired through the exercise of a noncompensatory option granted or acquired on or after January 1, 2014, the basis has been adjusted to reflect
your option premium. If the securities were acquired through the exercise of a noncompensatory option granted or acquired before January 1, 2014, your broker is permitted, but not required, to adjust the basis to reflect your
option premium. If the securities were acquired through the exercise of a compensatory option, the basis has not been adjusted to include any amount related to the option that was reported to you on a Form W−2. If box 5 is
checked, box 1e may be blank. See the Instructions for Form 8949, the Instructions for Schedule D (Form 1040 or 1040−SR), or Pub. 550 for details.
Box 1f. Shows the amount of accrued market discount. For details on market discount, see the Schedule D (Form 1040 or 1040−SR) instructions, the Instructions for Form 8949, and Pub. 550. If box 5 is checked, box 1f may be blank.
Box 1g. Shows the amount of nondeductible loss in a wash sale transaction. For details on wash sales, see the Schedule D (Form 1040 or 1040−SR) instructions, the Instructions for Form 8949, and Pub. 550. If box 5 is checked,
box 1g may be blank.
Box 2. The short−term and long−term boxes pertain to short−term gain or loss and long−term gain or loss. If the "Ordinary" box is checked, your security may be subject to special rules. For example, gain on a contingent payment
debt instrument subject to the noncontingent bond method generally is treated as ordinary interest income rather than as capital gain. See the Instructions for Form 8949, Pub. 550, or Pub. 1212 for more details on whether there
are any special rules or adjustments that might apply to your security. If box 5 is checked, box 2 may be blank.
Box 3. If checked, proceeds are from a transaction involving collectibles or from a Qualified Opportunity Fund (QOF).
Box 4. Shows backup withholding. Generally, a payer must backup withhold if you did not furnish your TIN to the payer. See Form W−9 for information on backup withholding. Include this amount on your
income tax return as tax withheld.
Box 5. If checked, the securities sold were noncovered securities and boxes 1b, 1e, 1f, 1g, and 2 may be blank. Generally, a noncovered security means: stock purchased before 2011, stock in most mutual funds purchased
before 2012, stock purchased in or transferred to a dividend reinvestment plan before 2012, debt acquired before 2014, options granted or acquired before 2014, and securities futures contracts entered into before 2014.
Box 6. If the exercise of a noncompensatory option resulted in a sale of a security, a checked "net proceeds" box indicates whether the amount in box 1d was adjusted for option premium.
Box 7. If checked, you cannot take a loss on your tax return based on gross proceeds from a reportable change in control or capital structure reported in box 1d. See the Form 8949 and Schedule D (Form 1040 or 1040−SR) instructions.
The broker should advise you of any losses on a separate statement.
Box 12. If checked, the basis in box 1e has been reported to the IRS and either the short−term or the long−term gain or loss box in box 2 will be checked. If box 12 is checked on Form(s) 1099−B and NO adjustment is required,
see the instructions for your Schedule D (Form 1040 or 1040−SR) as you may be able to report your transaction directly on Schedule D (Form 1040 or 1040−SR). If the "Ordinary" box in box 2 is checked, an adjustment may be required.
Box 13. Shows the cash you received, the fair market value of any property or services you received, and the fair market value of any trade credits or scrip credited to your account by a barter exchange. See Pub. 525.
Boxes 14−16.Show state(s)/local income tax information.
Future developments. For the latest information about any developments related to Form 1099−B and its instructions, such as legislation enacted after they were published, go towww.irs.gov/Form1099B.
Form 1099−B (OMB NO. 1545−0715)
Regulated Futures Contracts, Foreign Currency Contracts, and Section 1256 Option Contracts (Boxes 8 Through 11)
Box 8. Shows the profit or (loss) realized on regulated futures, foreign currency, or Section 1256 option contracts closed during 2020.
Box 9. Shows any year−end adjustment to the profit or (loss) shown in box 8 due to open contracts on December 31, 2019.
Box 10. Shows the unrealized profit or (loss) on open contracts held in your account on December 31, 2020. These are considered closed out as of that date. This will become an adjustment reported as
unrealized profit or (loss) on open contracts−12/31/2020 in 2021.
Box 11. Boxes 8, 9, and 10 are all used to figure the aggregate profit or (loss) on regulated futures, foreign currency, or Section 1256 option contracts for the year. Include this amount on your 2020 Form 6781.
Page 6 of 7
Account No: 55238363
Account Name: JENNIFER BARRICELLA
E*TRADE SECURITIES LLC Recipient’s TIN: ***−**−5342
PO BOX 484
JERSEY CITY, NJ 07303−0484
Account Executive No:
ORIGINAL: 12/31/2020
2020 INVESTMENT DETAILS
DETAILS OF 2020 INVESTMENT ACTIVITY
Date Security CUSIP Transaction Quantity Price Amount Additional Information
Description Description
02/03/20 ALEXION PHARMACEUTICALS INC 015351109 SELL 48.000 $100.09 $4,788.27
05/28/20 ALEXION PHARMACEUTICALS INC 015351109 SELL 0.432 $113.13 $48.86
05/28/20 ALEXION PHARMACEUTICALS INC 015351109 SELL 93.000 $113.13 $10,504.00
06/05/20 ALEXION PHARMACEUTICALS INC 015351109 SELL 91.000 $116.00 $10,538.95
10/07/20 ALEXION PHARMACEUTICALS INC 015351109 SELL 0.393 $124.31 $48.85
10/07/20 ALEXION PHARMACEUTICALS INC 015351109 SELL 95.000 $124.31 $11,792.30
12/18/20 ALEXION PHARMACEUTICALS INC 015351109 SELL 0.423 $157.00 $66.46
12/18/20 ALEXION PHARMACEUTICALS INC 015351109 SELL 94.000 $157.00 $14,740.80
END OF 2020 DETAILS
THIS STATEMENT IS NOT A SUBSTITUTE FOR FORM 1099 AND IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY.
Page 7 of 7
