POLICY TRANSFER
BY NUR AFIFAH, MPA.
POLICY TRANSFER
Paris
Los Angeles Tokyo
Jakarta
Lima
Melbourne
Agenda Style
01 DEFINITON OF POLICY TRANSFER
02 WHY DO ACTORS ENGAGE IN POLICY TRANSFER
03 WHO ARE THE KEY ACTORS INVOLVED IN THE POLICY
TRANSFER PROCESS
04 WHAT IS TRANSFERRED ?
05 WHAT ARE THE DIFFERENT DEGREES OF TRANSFER
06 HOW TRANSFER LEADS TO POLICY FAILURE ?
POLICY TRANSFER DEFINITION
Policy transfer (Dolowitz
and Marsh 2000,5) Policy diffusion (Majone
1991
A process in which knowledge .
about policies, administrative
arrangements, instituitions and
1 3 An Attempts to diffuse
policies and ideas among
ideas in one political setting is countries
used in the development of
policies, administrative
arrangement, institution and
ideas in another political
setting
Policy Convergence (Coleman
Lesson drawing (Rose 1991) 1994),
Focusing on lesson learned from 2 4 Similarities developments take
place in various nation with or
success story
without any direct linkages between
them
.
WHO ARE THE KEY ACTORS INVOLVED IN THE POLICY
TRANSFER PROCESS
Political party
Elected Bureaucrats/Civil
Officials Servants
Pressure Groups
Policy Entrepreneursl/
Experts
supra-national
Consultant, Analyst, institutions
Thinktank Intitution
UN, EU, OECD
Why Policy Transfer Occurs
VOLUNTARY
Voluntary transfer driven by some Direct Coercive
dissatisfaction or problem with the status quo
Borrowing countries forced to adopt some policies .
• Smart City in Jakarta and Sydney 2017 • American regulators forced European state to adopt
• Democracy from French and American American anti-cartel laws (Majone, 1991)
revolution 1974-1990s (Huntington, 1993)
• Supra-national institutions have played a crucial role
• Good governance from U.S 1950-1960s and
from UK Reagan and Thaetcher
in the spread of Western monetary policies to Third
administration World countries (Dolowitz and Marsh 1996)
• Participatory Budgeting from Porto Allegre
Brazil 2004 (Streck, 2004, p.222)
Indirect Coercive
Voluntary but driven by perceived need for change
• Family planning program in Indonesia (Singarimbun, 1968)
• Canadians looked to America for lessons which could be used in drafting their environmental regulation, largely as a result
of the indirect effect US pollutants (Hoberg, 1991)
What is transferred ?
Policy goals, Institutions Negative lessons
structure and (KPK from Korea)
content American auto-emission
Policy Ideas, attitudes and
instruments or concepts standards 1970, Canadian
(Smartcity from
administrative Ideology Saemaul Undong legislators made an explicit
Sydney) Program from South
techniques decision not to emulate
Korea
(Kapitalisme, American standards,
(Good Comunisme)
believing them to be
Governance
principles) unnecessarily
Dolowitz and Marsh, 1996
WHAT ARE THE DIFFERENT DEGREES OF TRANSFER
Copying Combinations
1st which involves direct and complete
transfer. 3st which involve mixtures of several
different policies; and inspiration,
where policy in another jurisdiction
Emulation may inspire a policy change, but
where the final outcome does not
2st which involves transfer of the ideas
behind the policy or program
actually draw upon the original.
Source : Rose 1993; Dolowitz and Marsh 1996
• HOW TRANSFER LEADS TO POLICY FAILURE ?
Uninformed transfer
the borrowing country
may have insufficient
information about the
policy/institution and
how it operates in the Inappropriate transfer
country from which it is insufficient attention
transferred may be paid to the
differences between the
economic, social, political
and ideological contexts in
Incomplete transfer
the transferring and the
Although transfer has occurred, borrowing country
crucial elements of what made the
policy or institutional structure a
success in the originating country
may not be transferred, leading to
failure Source : Dolowitz and Marsh, 2000
Thank You
NOTE:
Open Google Classroom with code class usphyp6 and do the quiz