The Presence of Buddhist Thought in Kalām Literature
The Presence of Buddhist Thought in Kalām Literature
The Presence of Buddhist Thought in Kalām Literature
Dong Xiuyuan
Philosophy East and West, Volume 68, Number 3, July 2018, pp. 944-973 (Article)
Dong Xiuyuan
Center for Judaic and Inter-religious Studies, Shandong University
dongxiuyuan2010@126.com
He answered: No.
They said: Tell us about the object of your worship (ma‘būd). Do you know
Him (‘araftahu) by any of them?
He answered: No.
They said: Consequently He is unknown.
Hereupon he remained silent and wrote about this to Wāṣil [b. ‘Aṭā’]. The latter
replied and said: You may posit a sixth [source of knowledge], namely
inference (dalīl). Hereupon they will say: He (God) does not follow either from
the senses or from inference (my emphasis). Thereupon I shall ask them whether
they distinguish between the living and the dead, between rational being and a
madman. There is no doubt about an affirmative answer. Now this is known by
944 Philosophy East & West Volume 68, Number 3 July 2018 944–973
© 2018 by University of Hawai‘i Press
means of inference. When Jahm gave this answer, they (the Samaniyya) said:
‘This is not your discourse (kalām)’. He informed them (of the facts). Hereupon
they went to Wāṣil, had a conversation with him, and were converted by him
to Islam.4
It is said that (thereafter) Jahm was confused and did not participate in worship
for forty days. Then he came up with an argument just like that of the Christian
heretics who assert that the spirit (rūh. ) in Jesus the son of Maria is the spirit of
God from God’s essence . . . Jahm came up with an argument just like this
one. Thus he said to the Samaniyya: Do you not admit that there is a soul (rūh. )
inside you? They said: Yes. He said: Did you see your soul? They said: No. He
said: Did you hear its word? They said: No. He said: Did you find it by taste or
touch? They said: No. He said: Then similarly God does not have a face to be
seen, nor voice to be heard, nor smell to be smelled, and (then) he is unseen
(ghā’ib ‘ani ’l-abṣār) and not in any place.5
The views of the Samaniyya in both versions reflect faithfully the
Buddhist theory on the criteria of knowledge (pramāṇa). According to
Dharmakīrti (around 600–660), there are two and only two sources of
knowledge:
Right knowledge is two-fold: perceptual (pratyakṣam) and inferential (anumānaṃ).
Perceptual knowledge means here neither construction (kalpanā) nor illusion . . .
It is four-fold: (1) sense knowledge; (2) mental knowledge [that] follows [the first
moment of every] sense-cognition [which is thus] its immediately preceding
homogeneous cause. [The latter] is cooperating with [the corresponding moment
of] the object, which immediately follows the proper object [of sensation]; (3)
every consciousness and every mental phenomena [that] are self-conscious; (4)
the intuition of the saints (yogijñānaṃ) [that] is produced from the supreme state
of deep meditation on true reality (bhūtārtha).
Vasumitra said: There are unbelievers who affirm the existence of the soul
(shiwo 實我) by invalid reasoning: The soul is subtle and permanent everywhere;
it is either latent or active in the phenomena. When the unbelievers see that the
wind is blowing and the river is flowing, they say it is the soul that causes all
these phenomena. Their reasoning is not valid like inferring the effect of the
wind from the movement of the tree . . . those who assume “I am the agent”
insist that there is a real soul (shengyiwo 勝義我) inside the body, which is able
to affect, generate and transform all kinds of [psychical] things, and those who
assume “He is the agent” insist that there is a real soul outside the body, which
is able to affect, generate and transform all kinds of [physical] things.13
The Buddhists used the term ātman to denote both the soul inside the
human body and the soul of the universe. The exponents of these two kinds
of souls infer the existence of the transcendent entities from the sensible
phenomena (both physical and psychical). Vasumitra rejected the inference
as invalid, for he takes correct inference to be confined to the domain of the
perceptible. In Abhidharma-Kośa-śāstra (composed around the fourth to fifth
century C.E., hereinafter referred as Kośa), the author Vasubandhu exposed
the fallacy of this kind of inference in more detail:
How do we know that the word ‘soul’ (ātmā; wo 我) is only a designation for a
series of skandhas, and that no soul exists in and of itself? We know this
In Kalām literature, the term “Barāhima” denotes an Indian sect that argued
against Islamic prophecy. Although the pronunciation of this term is close to
“Brāhmaṇa”, there is no apparent connection between the Barāhima’s
rejection of prophecy in Muslim reports and the actual doctrine of the
Indian Brahmans. Kraus argued that the alleged Barāhima’s intellectual
argument is in fact a fiction invented by the ninth-century freethinker Ibn al-
Rāwandī, who put his own heretical thesis in the mouth of the Barāhima as
a ruse against persecution by the Islamic authorities.25 Bruce Lawrence
basically accepted Kraus’ fiction-theory, while he also noted some differ-
ences between the heresiographer Shahrastānī’s (1086–1153) account of the
Barāhima arguments and Ibn al-Rāwandī’s.26
Shlomo Pines stressed the difficulty Kraus faced in his attempt to derive
the report of the Jewish thinker Sa‘adia (d. 942) on the Barāhima—who in
Sa‘adia’s account assert that Adam was the first prophet and his prophecy
cannot be abrogated—from Ibn al-Rāwandī’s work. Pines also pointed to a
similar claim of an Indian group called “Ibrāhīmiyya”27 recorded by the
ninth-century Zaidite scholar al-Qāsim b. Ibrāhīm. Based on these two texts,
Pines reasoned that the accounts of the Barāhima referred to by al-Qāsim and
Sa‘adia are not likely to be a fiction invited by Ibn al-Rāwandī but rather a
reflection on the Brahman Law of Manu (the first man in ancient Indian
mythology), of which Ibn al-Rāwandī made use to convey his own view.28
Sarah Stroumsa further cleared Ibn al-Rāwandī from Pines’ modified
indictment by analyzing some early Islamic and Jewish sources, particularly the
arguments of the Barāhima recorded in ‘Ishrūn maqāla of al-Muqammaṣ.
Stroumsa proposed that the debate between the Barāhima and al-Muqammaṣ
(both the former’s arguments against prophecy and the latter’s response) reflects
Buddhist thought, and that the discrepancy between the Kalām accounts of the
Barāhima and actual Indian conceptions, as well as the divergence of the two
versions of the Barāhima arguments, is the result of the debate strategy.29
Binyamin Abrahamov and Norman Calder criticized Stroumsa’s theory
and insisted that there is no evidence to support any real connection between
the Barāhima narratives and Indian thought (either Brahman or Buddhist).
They both looked west for the source of the Barāhima: for Abrahamov, it is
remnants of late antique paganism, known in Arabic historiography as the
religion of the Ṣābians; for Calder, it is the so-called “Abrahamic religion”.30
Stroumsa responded to these criticisms in her Freethinkers of Medieval Islam,
revealing that these two alternative candidates are even more obscure than
the Barāhima on which they are supposed to shed light, and their existence
just as controversial.31
I (Sa‘adia) perceive that some of them (1) say: “if the Brahmans (al-Barāhima)
should say to you: ‘we have received the order transmitted from Adam to wear
clothes made both of wool and flax . . . ’, you would not be in a position to
put forward (against this) the statement of the prophet who has forbidden these.
For they (2) would say to you: ‘Adam has told us that these (orders) will not be
abrogated.’ ”
Abū Ṣālih. ’s objection points to the basic structure of the atoms exposited
by Abū al-Hudhayl. For the latter, the six atoms are distributed around
another atom in three dimensions, and in each dimension, this central atom
is in contact with two other atoms. But Abū Ṣālih. only discusses one branch
of the question (i.e., the case of one atom touching two other atoms which
merge together), while his treatment of the other branch (the case of these
two atoms taking distinct positions) is missing. We find a full version of
this dilemma argument in Ibn Mattawayh’s report of the alleged opponents
of atomism:
The statement that one atom meets (yulāqī) six other atoms would be true only
if it meets them through its distinct sides (jihāt). If it meets them through one
single side, all the atoms will be on its right or its left or some side other than
these two. If this is not the case – namely, the sides are distinct – what this
atom meets is not that which the other atom meets. So it91 must be [a
compound of] multiple things. But this is impossible, for it is one single thing.92
Actually, this argument does not go against the concept of atom but only
denies the possibility of one atom touching more than one other atom. The
early Mutakallimūn of Basra, such as Abū al-Hudhayl, respond to the
objection by stating that the atoms touch one another through their sides
(jihāt), which are something other than the atoms themselves (ghayr al-
jawhar/al-’ajzā’), and that by the phrase something other than the atoms,
they mean some kind of geometrical boundary between the atoms, just like
the extremity (ṭarf) and the edge (h. add) of a body, which are something
other than the body.93
All the obscurities of the Mutakallimūn’s arguments mentioned above
will become clear, when we take into account the relevant points in
Sarvāstivādin atomism. The Sarvāstivādins assert that seven atoms constitute
a smallest body,94 which exactly corresponds to the one-touching-six
structure. It makes sense that the early Mutakallimūn learned this model
through the Buddhists they encountered (see below, Part IV) and then tried
to tackle its follow-up questions.
We find in both Vibhāṣā and Kośa that the Vaibhāṣikas treat the problem
of contact in a classical way:
The question is therefore posed whether the atoms do or do not touch one
another (spṛśanti; xiangchu 相觸). The Vaibhāṣikas of Kaśmir (Vibhāṣā, TD 27,
683a24) say that atoms do not touch one another; if atoms touch one another in
their totality, that is to say, the different atoms, would “mix with one another,”
that is, they would only occupy one place; and if atoms touched each other in
one spot, they would thus have parts: and atoms do not have any parts.95
Xuan Zang’s report demonstrates that the teaching of Vibhāṣā (most likely
with Kośa) was alive and well in Balkh in the 620s, on the eve of the Arab
conquest (653–663/4).118 He consulted Prajñākara about Kośa and Vibhāṣā,
and studied Vibhāṣā for a month in the New Sanghārāma.119 Prajñākara was
a monk of Hīnayāna from Tcheka. All the classical works he mastered belong
to the Sarvāstivādins. We therefore have good reason to assume that he was a
Sarvāstivādin scholar. His pilgrimage to Balkh was not accidental. Bactria had
been a stronghold of the western branch of the Sarvāstivāda since no later
than the beginning of the Christian Era.120 Dharma-śresthin, the author of an
early Sarvāstivādin classical work, the Abhidharmahṛdaya-śāstra, is a native of
Balkh, and Ghoṣaka, one of the Four Masters of the Sarvāstivādins, also came
from Tokharistan.121 The archaeological evidence shows as well that the
Vinaya of Tokharistan belongs to the Sarvāstivādin school.122
In respect to Arabic reports, Ibn al-Nadīm provides an important clue for
the source of the Samaniyya:
The prophet of the Shamanīya is Buddha, and the majority of the people of the
land beyond the river (Transoxiana) were in accord with this doctrine before
Islam, in ancient times.123
The point of view reported here is the third version of the Barāhima’s
rejection of Islamic prophecy. Abū Mutī‘ probably confused the learned
The Jahmiyya is not the only link between early Kalām and
the Buddhists. Al-Murtaḍā’s version of this debate and the disputation of al-
Naz. z. ām against the Samaniyya reported by al-Māturīdī show that the
Mu‘tazila were also exposed to the same challenge.131 In addition, al-
Baghdādī associates the Mu‘tazila with the Barāhima for their common
ground in religious rationalism and points out that the Mu‘tazila diverge
from the Barāhima on the possibility of prophecy.132
As for the transmission through the converts to Islam, Kevin van Bladel’s
study on the Barmakids’ Bactrian background sheds light on this point.133
The Barmakids, whose ancestor was the founder of the famous Naw
Bahār,134 came from Balkh. After conversion to Islam and entering the core
of power in the early Abbasid dynasty, they sponsored a series of
translations of Sanskrit scientific and literary works into Arabic and sent a
mission to India to learn about the religions there.135 It would be natural for
the Buddhist converts, represented by the Barmakids, to introduce their own
intellectual legacy, including epistemology and cosmology, into the nascent
Islamic theology.
By way of conclusion, we should return, as promised, to the question of
the transmission of Buddhist atomism to the Kalām physical theory. As
shown above, these two versions of atomism share the same assumptions,
focus, and even approaches to their problems. The impermanence and
limitedness of the world revealed by Buddhist atomism perfectly fits
the need of the Mutakallimūn to establish the absolute sovereignty of the
Creator. The difficulty that Buddhist thinkers faced in reconstructing the
natural and ethical order on the basis of a thoroughgoing atomism also left
Notes
1 – My thanks to Prof. Sarah Stroumsa, Prof. Lenn E. Goodman, Prof.
Steven Harvey, Prof. Frank Griffel, Prof. Binyamin Abrahamov, Prof.
David Shulman, Dr. Roy Vilozny, and Dr. Shalom Sadik for their
careful reading of an earlier draft of this article and for their valuable
remarks and suggestions. In addition, I would like to thank the Van
Leer Jerusalem Institute for providing me with ideal working conditions
to complete this article when I studied there as a Polonsky Academy
Fellow in 2015–2016. The research is supported by “The Fundamental
Research Funds of Shandong University” (No.: 2017TB0022).
2 – Daniel Gimaret, “Bouddha et les Bouddhistes dans la tradition
Musulmane”, Journal Asiatique 257 (1969): 291; Shlomo Pines, “A
Study of The Impact of Indian, Mainly Buddhist, Thought on Some
Aspects of Kalām Doctrines”, JSAI 17 (1994): 183, n. 6; Norman
Calder, “The Barāhima: Literary Construct and Historical Reality”,
Bulletin of the School of Oriental and African Studies, University of
London 57 (1) (1994): 47; Derryl N. Maclean, Religion and Society in
Arab Sind (Leiden: Brill, 1989), p. 5; E. C. Sachau, Alberuni’s India
(London: Kegan Paul, Trench, Trübner, 1910), xlv, p. 40.
3 – Shlomo Pines, Beiträge zur Islamischen Atomenlehre (Berlin: 1936,
Friedrich Wilhelms Universität, New York: Garland Publishing, 1987),