Recommended Marking Guidelines For Underground Utilities
Recommended Marking Guidelines For Underground Utilities
TABLE OF CONTENTS
Background ..................................................................................................................................1
Discussion ....................................................................................................................................1
Methodology.................................................................................................................................2
Recommendations ......................................................................................................................4
i
Recommended Marking Guidelines
For Underground Utilities
Background
Why are the Guidelines for marking underground facilities needed? The
American Public Works Association took the lead in the development of the color
codes for the identification of underground-buried facilities that have been
adopted throughout the United States and many other countries. Currently
throughout the nation and the world for that matter, the placement and
replacement of underground facilities thrives.
The challenges faced by excavators are enormous enough on top of the fact that
they must deal with different legislative requirements from different municipalities
and states. As a result of this drive to place more and more of our infrastructure
underground, a large number of contractors are crossing both local and state
boundaries.
Discussion
The Transportation Equity Act for the 21st Century (TEA 21), and the high
visibility damages to underground facilities that lead up to it changed all this.
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Membership of the APWA took a lead on this effort and through the relationships
built through this process it was agreed that the time was right to move forward
with these guidelines.
These proposed guidelines are not all inclusive, nor with emerging technologies,
should anything we propose be.
Methodology
There were nine responses from the recommendations posting on the web.
Several comments expressed concerns relating to the marking of no/conflict, or
all clear of facilities. Actually this was an oversight by the committee before the
posting of the guidelines on the web and the following changes have been made:
If a no conflict exists at the excavation site instead of GAS/OK, a marking
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Finally, there has been a great deal of concern raised about the amount of paint
placed on the ground. This was a concern of the committee as well, however of
a higher concern was that of Public Safety and the reliability of the nations
underground infrastructure.
All responses and comments from this posting have been compiled as well as my
responses and are included as appendices.
The process for all decisions was based on obtaining consensus of all parties.
Everything you see within this proposal are suggested guidelines that all
participants could live with and agreed upon. Many issues still exist that we could
not reach agreement on, however it is the committees feeling that this indeed is
a step in the right direction.
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Recommendations
We respectfully ask the Board to adopt the following Resolution endorsing the
Recommended Marking Guidelines in conjunction with the current Color Codes.
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Larry the committee agrees totally. Your recommendation will be part of the
report delivered to the APWA Board of Directors for approval. Thank you
again for taking the time.
-----Original Message-----
From: Ferguson, Larry D [mailto:Larry.D.Ferguson@Williams.com]
Sent: Friday, June 22, 2001 9:17 PM
To: Teresa Hon
Cc: Haberkorn, Michael A
Subject: Suggestion to showing no gas in area
I work for Williams Gas Pipeline and we are in the same areas as local
Distribution companies -- In the past we had a real problem with the
Local gas company marking no gas -- but guess what Williams had a high
Pressure main 3 feet away. It is imperative that the company Logo or
Initials be placed in the locate marks to show which company has no
Facility in the area.
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(Marking Offsets)
If every underground facility, road or permanent surface ran north to south
or east to west, this would be a viable option.
(Marking Buried Splices, Valves, and Manholes)
The proposed guidelines are all the Committee could reach consensus on.
(What was not addressed)
1. White Markings: No consensus could be reached due to varied local
legislation and whether this should be required on small jobs.
2. Addressed with corridor marking
3. Addressed with corridor marking
4. No consensus could be reached
5. No consensus could be reached
6. No consensus could be reached along with magnetic tape
-----Original Message-----
From: Munthe, Dan [mailto:Dan.Munthe@state.mn.us]
Sent: Tuesday, August 21, 2001 12:12 PM
To: 'Mike McDonald'; Teresa Hon
Subject: RE: Proposed marking guidelines
"Line Markings"
Arrows should be used only at the ends of the requested area (as indicated on
the one call ticket). This would indicate that the facility continues (of course).
"Corridor Markings"
This could potentially be abused, i.e. if two facilities shared a 10'
easement could a locate technician then paint a 10' corridor marking across the
whole easement?
"High Pressure"
H.P.= High Pressure. It would be beneficial to develop a standardized list of
acronyms for other situations as well...
COM = Communications
ELC = Electric
STL = Steel
EMS = Electronic Marking System device
CON = Concrete and etc.
"Marking Offsets"
direction (N,S,E,and W) should be included.
"No Conflict"
Should only be used with an informational flag (translucent in color) that
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identifies the facility owner and included locate ticket information so that
the flag can not be displaced and used elsewhere.
1. White Markings
2. Size indications (anything over 2" diameter).
3. Material indications (steel, plastic, clay tile, etc.)
4. Spacing of the marks
5. Flags (standardization; owner & phone number?) and frequency of use.
6. Alternative markings; stake chasers
Thanks,
Dan Munthe
Minnesota Office of Pipeline Safety
651-296-7364
Thank you for your support Mr. Davis. The reason for "Recommended
Marking Guidelines" verses "Marking Standards" is as follows.
Emerging technologies for our industry is changing the way we do
business at a rapid pace. I can remember going on jobsites with my father
watching him locate underground facilities with witching rods. Today I go
to jobsites and see demonstrations of the latest generations of Ground
Penetrating Radar.
Our hope is that these guidelines if adopted by the APWA Board be liquid
and easily modified verses an ANSI standard.
-----Original Message-----
From: Robert H. Davis [mailto:rhdservices@mindspring.com]
Sent: Thursday, August 09, 2001 5:58 AM
To: Teresa Hon
Cc: Tim Boatfield; Hans Wonneberger
Subject: Marking Guidelines Feedback
I cannot offer any specific input at this time, only a strong interest.
I just became aware of this effort from Tim Boatfield (GAUPC).
My firm is in the private locating business, locating not only on private property,
but often in the right-of-way. We have been encountering many more types of
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facilities than there are official APWA designations over the years. Obviously my
technicians "made up" markings. It has become more of a problem as we have
more technicians and surveyors that we work with and need to standardize.
I think your work in this area is important. However, I am not clear as to why you
want to change from develping standards to only "recommended" markings.
Bob Davis
-----Original Message-----
From: Patricia Koeb [mailto:patricia.koeb@southernunionco.com]
Sent: Wednesday, August 08, 2001 1:36 PM
To: Teresa Hon
Cc: Melvin Burns
Subject: Feedback concerning Proposed Marking Guidelines
8 August 2001
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Regarding the APWA June 6th, 2001 proposed utility marking guideline,
Missouri Gas Energy would like to comment on 2 separate markings:
MGE personnel think that: GAS & (circle with / thru it) may be more
appropriate or possibly just no marking; if that utility is not in the
area.
---------------------------------------
Sincerely,
Patricia Koeb
Gary- the committee agrees with your issue regarding no conflict, site
clear, and the potential for disastrous results. Your recommendation and
comments have been incorporated into the final report for the APWA Board
of Directors.
As with you a large concern for the industry is the issue of over marking. A
great deal of discussion and compromise took place between the
contractors associations as well as the owners of underground facilities.
Your concerns on this matter will be addressed in the report as well.
Thank you again for your participation.
-----Original Message-----
From: Auvil, Gary [mailto:Auvil.Gary@broadband.att.com]
Sent: Tuesday, August 07, 2001 1:47 PM
To: Teresa Hon
Subject: Marking Guidelines Feedback
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telephone lines to worry about, while Sprint, MCI WorldCom, and other local
telephone companies may have facilities in the area. Additionally, many
companies now operate separate and distinct businesses that have been merged
together under one name, with segment identifiers. AT&T for instance, has AT&T
Long Distance (designated "LD") and AT&T Broadband (designated "BB"). I am
also aware of numerous local government organizations who have expanded
their public works departments and utility units from typical water, sewer, street,
and drain operators into power, telephone, cable TV, ISP, and other
telecommunications carriers.
All marks should identify the company or entity, and further identify by company
segment. Tickets generated by the local One Call entity will list the member
companies, giving the excavator names of companies and segments or
departments to look for.
Gary Auvil
Director - New Construction
San Francisco Bay Market
550 Garcia Avenue
Pittsburg, CA. 94565
925.432.0500 ext. 225
925.382.7443 Wireless
925.439.9537 Fax
auvil.gary@broadband.att.com
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-----Original Message-----
From: Phillips, Bill [mailto:bphillip@czn.com]
Sent: Tuesday, August 07, 2001 10:47 AM
To: Teresa Hon
Cc: Farrow, Mike
Subject: Marking Guidelines Feedback
This is some feed back from the field
I only care that the facilities are marked so that the contractor
understands. I prefer generic facility designations such as TEL OK for
notification of no conflicts. Most contractors don't know who the local
Company is. This may be a problem for multiple CATV vendors, but they
usually are in common trenches anyway.
Bill Phillips
Operations Supervisor
PSC West
916-686-3032
916-686-9528 fax
Bruce thanks you for your remarks and your concerns. I will attempt to
address them in the order received. Please keep in mind these
recommendations were reached by consensus and anything that could not
be agreed to was not included.
2. Your comments relating to no conflict are right on target and have been
adopted for the Boards approval.
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3. At the national level there is a great need in both the Electric and
Communications industries. Electronic Markers are used for the following:
service stub-outs, junction boxes, conduit stub outs, and with emerging
technologies data warehousing of facility installation and maintenance
information. The committee could not reach consensus on this issue as
stated in the guidelines.
Thank you again for taking the time and effort to participate.
-----Original Message-----
From: Bocking, Bruce - TPBXB [mailto:tpbxb@socalgas.com]
Sent: Tuesday, August 07, 2001 8:44 AM
To: thon@apwa.net
Cc: Hammer, Steve B. - TPSBH
Subject: Proposed Markings
#1) I feel the proposed "corridor" markings are excessive and not warranted. If a
facility owner marks up the street with that much paint the cities will demand their
removal.
#2) The "No Conflict" suggestions are ambiguous. GAS/OK could mean no
natural gas line in conflict but there could be a gasoline line existing or vice
versa. What if one member fails to show up? I would suggest "NO SCG" for no
Southern California Gas in conflict. Or "NO Shell", etc..
#3) Marks For electronic markers and buried splices are not appropriate under
Suggested marking guidelines. Those marks mean nothing to an excavator and
just add to the national excessive street marking problem. Thanks for the
opportunity to comment.
Bruce Bocking
Southern California Gas Co.
E&TS - Field Technologies
Bbocking@socalgas.com
213-244-4290
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-----Original Message-----
From: Richard Lonn [mailto:rlonn@aglresources.com]
Sent: Tuesday, July 24, 2001 4:54 AM
To: Teresa Hon
Cc: Colleen Heflin; Terry McCready; TBoatfield@gaupc.com;
tvjackson@southernco.com
Subject: Marking Guidelines Feedback
Dear folks,
However, I have one concern that relates to several of the examples, and that is
to request the locator to mark the size, pressure and material of gas lines with
the symbology. To ask the locator to determine whether the line they are
locating is 6", 4" or 2" and plastic, steel or cast iron when he may not have
records available on site could result in significant misinformation and
mismarkings where you have mixed systems with multiple material and size
changes within a small area.
This is a particularly difficult situation for utilities who cannot take electronic
records into the field The other issue of indicating
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pressure is even more difficult to ensure and provides no benefit to the excavator
that I can see. A damaged gas line is dangerous regardless of whether it has a
1/4 psi, 60 psi or 300 psi pressure on it.
As I said earlier, overall, I think most of the recommendations have
merit, but the reasons for not providing information on size, material
and pressure are important and not different at all from the reasons
that locators do not provide depth either.
Sincerely,
Richard R. Lonn
Chief Engineer
AGL Resources
Don thanks for participating and taking the time to send your comments.
I will start by saying that these are recommendations and not standards. As
far as the question of who should come up with these recommendations,
my understanding was that this was voted on by the membership of One
Call Systems International who charged the committee with the task of
moving forward. This effort also falls into line with the APWA color codes,
which has been adopted internationally.
APWA took the same approach as the common ground best practices for
these recommendations, and that was one of consensus.
Please keep in mind that you represent three states and there stakeholders.
APWA represents stakeholders in all 50 states as well as other countries.
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Based off of your remarks and those received by others, the no conflict
symbol will be changed to include the initials of the facility owner. Your
point is well taken that it is ambiguous and could lead to disastrous
results.
While we agree that these recommendations are not all inclusive, they are
recommendations that every participant can agree upon. As was found on
the Common Ground Best Practices Study, it is almost impossible to arrive
at solutions that satisfy the requirements of all state and local legislation.
The same challenges held true for the color codes.
Through education, and the continuing partnerships with other Trade
Organizations, and our participation with the Common Ground Alliance, we
feel this effort is just the beginning of heightened public awareness and
public safety as a whole.
-----Original Message-----
From: Don Heyer [mailto:dheyer@usan.org]
Sent: Monday, June 25, 2001 4:00 PM
To: Teresa Hon
Subject: Comments on Marking Recommendationns Committee
APWA
To Whom It May Concern:
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2. These recommendations only deal with one half of the issue. They are
limited to owner/operators of underground facilities and have no
recommendations for the excavators. This leaves a great void between
the two groups, if Damage Prevention is a shared responsibility where are
the recommendations for the excavator as some States have already
adopted. In the three states that my One-Call Center serves, we have had
Suggested Marking Guidelines for both the excavator and the
owner/operator for 5 years plus, why have our and other One-Call Centers
guidelines and been ignored?
3. One of the greatest out cries that the Cities and Counties of California,
Hawaii and Nevada has is Graffiti. Approximately 4 years ago the Cities
and Counties of California tried to past a bill, that would outlaw the use of
spray can paint. If it had pasted, how would the owner/operators of
underground facilities have marked the horizontal path of their facilities?
One of the major reasons that this bill was defeated was an agreement
between stakeholders (especially these cities and counties) that our
marking guidelines would be used to educate both excavator and
owner/operator to limit the over-marking of excavation sites. The white
markings from excavators indicating the limits of their job site is a crucial
part of this undertaking, and the cooperation of the owner/operation to limit
their marking to the area indicated by the excavators white markings.
These recommendations also increase the size of marking by the owner
operator to a point where I believe the Cities and Counties of California
will try to eliminate spray can paint again.
The following are samples on how the above suggestions would look (All
markings would correspond to current APWA color code standards:
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Line Markings
SBC
Utility identified by Initials
Example A: SBC
24
Our marking example uses less marking paint without arrow points and
allows for width or number of facilities to be displayed which helps the
excavator. Use of arrows is limited to providing direction of offsets
or laterals only.
Corridor Markings
SRP
Identification when number
of lines cannot be
determined
Example B:
SRP
24
Either of the markings above or below use less marking paint and allows for
the width or number of facilities to be displayed. These markings represent
the centerline of the facility or the facility and the hand dig buffer. CA &
HI hand dig buffer is 24 while NV buffer is 30.
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W 42
Markings for large diameter structures
This type of marking is excessive and unnecessary, examples A
& B take width into consideration, no matter how wide or
narrow.
Conduit Markings
Conduit can be marked just like any other type of facility by using examples
A & B and adding the number of ducts or the width of the duct structure, this
will eliminate unnecessary and excessive markings.
Marking Gas Lines High Pressure
Example C:
D.E. E.O.M.
This is how we mark the termination points; either the marking without
letters or with D.E. (Dead End) or E.O. M. (End of Main), width of line can
be added.
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Example D:
Marking Offsets
SBC 12
STL
12
Indicate Facility
owner, direction to
utility and distance to
The above is our example of our offset markings. We suggest that the arrow
points the direction to the line, which includes the initials of the utility,
and the distance to the line. The width and composition of the line is
marked on the other side for clarification. Use of arrows is limited to
providing direction of offsets or laterals.
No PG&E or PG&E
Example E:
The use of generic description of facilities is strongly discouraged
because of liability. By saying NO or a circle with a slash through it
with the company initials clearly indicates that this utility has no
facilities
Electronic at this site.
Marker
Thanks,
Don Heyer, Operations Manager
USA North
dheyer@usan.org
925-798-9504 ext 4
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There are at least 20 known methods for indicating a buried duct structure
There are at least 18 known methods for indicating a single buried facility.
It is not unusual to see completely different methods of marking the same
type of utility line or structure in the same city or region. This is often the
case with different utility owners of the same utility type providing service in
the same areas.
It was with these problems and ideas in hand that the first committee assembled.
The first meeting of the APWA Marking Standards Committee took place on February
29, 2000 at the Underground Safety 2000 Show in Las Vegas, Nevada.
In attendance were:
The 2000 APWA Symposium in Phoenix, Arizona was the second meeting of the
APWA Marking Standards Committee. The first two meetings where then followed by
a series of conference calls to help clarify the position of the APWA Marking
Standards Committee.
Additional participants in these meetings were:
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Provide Input Regarding the Proposed Marking Guidelines (Please submit no later
than August 15, 2001) e-mail input to: thon@apwa.net
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APWA Resolution
WHEREAS, the American Public Works Association (APWA) has been a leader in the
movement to protect underground utilities through the establishment of the Uniform
Color Code for designating the various utilities, which has become a national standard,
and
WHEREAS, the Transportation Equity Act for the 21st Century (TEA 21) provided monies
for exploring best practices for protecting underground utilities, which has raised the
expectations in the construction, utility, and right-of-way management professions, and
The Board of Directors of the American Public Works Association encourages all utility
owners and public agencies to use the recommended guidelines set forth in
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