PAS
PAS
PAS
Cases
Author(s): CAROL S. BRUCH
Source: Family Law Quarterly, Vol. 35, No. 3 (Fall 2001), pp. 527-552
Published by: American Bar Association
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Parental Alienation Syndrome and
Parental Alienation: Getting It Wrong
in Child Custody Cases*
CAROL S. BRUCH**
I. Introduction
As American courts and legislatures continue their enthusiastic ven
tures into family law reform, they make frequent use of theories and
research from the social sciences. This essay focuses on developments
in child custody law stemming from Parental Alienation Syndrome
(PAS), a theory propounded in 1985 that became widely used despite
its lack of scientific foundations. The discussion highlights theoretical
and practical problems with PAS, provides a similar discussion of more
recent proposals labeled Parental Alienation (PA), and concludes with
recommendations for lawyers and judges who must evaluate these and
similar developments.
527
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528 Family Law Quarterly, Volume 35, Number 3, Fall 2001
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Parental Alienation Syndrome and Parental Alienation 529
at discerning whether the beloved parent and child are lying, not
whether the target parent is untruthful or has behaved in a way that
might explain the child's aversion.6 His recommended treatment for
serious cases is to transfer custody of the child from the beloved cus
todial parent to the rejected parent for deprogramming. This may entail
institutional care for a transitional period, and all contact, even tele
phone calls, with the primary caregiver must be terminated for "at least
a few weeks." Only after reverse-brainwashing may the child slowly
be reintroduced to the earlier custodian through supervised visitation.7
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530 Family Law Quarterly, Volume 35, Number 3, Fall 2001
lems occur. Dr. Gardner's description of PAS may well remind parents,
therapists, lawyers, mediators, and judges of these frequently encoun
tered emotions, and this may help to explain why his audience has often
accepted PAS without question. The overwhelming absence of careful
analysis and attention to scientific rigor these professionals demon
strate, however, is deeply troubling. As the following discussion re
veals, this carelessness has permitted what is popularly termed junk
science (pseudo science) to influence custody cases in ways that are
likely to harm children.
people in his/her household. Violent behavior is the only allegation that is consistently
leveled with greater frequency against men." Jessica Pearson & Jean Anhalt, Enforcing
Visitation Rights?Innovative Programs in Five State Courts May Provide Answers to
This Difficult Problem, 33 (2) Judges' J. at 3, 40-41 (Spring 1994) (citing four addi
tional studies which also indicate ' 'that safety concerns feature prominently in many
visitation disputes").
10. See Judith S. Wallerstein & Joan Berlin Kelly, Surviving the
Breakup?How Children and Parents Cope with Divorce 77-80 (1980) (special
vulnerability of 9- to 12-year-olds to alignments, for whom this coping behavior at
divorce wards off loneliness, sadness, and more serious depression), 99, 145-46, 233
34 (only a weak correlation between children's anger and parents' quarreling), 237,
253; Judith S. Wallerstein, Julie M. Lewis & Sandra Blakeslee, The Unex
pected Legacy of Divorce?A 25 Year Landmark Study 115-17, 125 (2000)
(alliances usually involve pre-adolescents or young adolescents in high-conflict cases
or when "enmity overshadows good sense"); Janet R. Johnston, Children of Divorce
Who Refuse Visitation, in Nonresidential Parenting 109-35, at 124 (Charlene E.
Depner & James H. Bray eds., 1993) [hereafter Johnston, Children Who Refuse Visits],
11. See American Psychiatric Association, Diagnostic and Statistical
Manual of Mental Disorders: DSM IV ? 297.3: Shared Psychotic Disorder (Folie
a Deux) (4th ed. 1994) ("This disorder [in which a second or further person in a close
relationship with a primary person comes to share delusional beliefs of the primary
person, who already had a Psychotic Disorder, most commonly Schizophrenia,] is rare
in clinical settings, although it has been argued that some cases go unrecognized");
Jorg M. Fegert, Parental Alienation oder Parental Accusation Syndrome??Part 1,
Kind-Prax 1/2001, at 3 (hereafter: Fegert, Part 7); id. Part 2, at Kind-Prax 2/2001,
at 39, 41^42 (hereafter: Fegert, Part 2) (citing a literature search by the Wurzburger
Klinik of the period from 1877 through 1995 that produced only 69 case reports of
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Parental Alienation Syndrome and Parental Alienation 531
children and youth that match the description of folie a deux); Jose M. Silveria & Mary
V. Seeman, Shared Psychotic Disorder: A Critical Review of the Literature, 40 Ca
nadian J. Psychiatry 380, 390-91 (1995) (reporting a literature search covering 51
years, from 1942 through 1993, that produced 123 cases, of which only 75 met the
tests for a shared psychotic disorder under DSM-IV; of these only 61 involved two
people, of which 31.1% [19 cases] involved parents and children, with only 5 of these
involving children 18 years old or younger). Silveria and Seeman note that whether
published cases reports provide a representative sample or reflect frequency is un
known, but they, Fegert {supra note 11), and the DSM {supra this note) all describe
the phenomenon as rare. See also World Health Organization, International
Statistical Classification of Diseases and Related Health Problems [ICD
10], Disorder F24: Induced Delusional Disorder (Folie a deux), at 331 (10th ed. 1992).
12. Silveria and Seeman, supra note 11, at 390, 392, report, "Age ranges were
similar for both the secondaries (10 to 81 years) and the primaries (9 to 81 years)."
There were also no differences in the average ages for primaries and secondaries.
Instead, "the age distribution is more in keeping with the expected distribution of age
of onset for other nonorganic psychotic disorders in general, which is relatively rare in
the very young and the very old." Id.
13. "Resistance to visitation among young children, for example, is a develop
mentally expectable divorce-specific separation anxiety, which is made more intense
by overt conflict between parents" and is unrelated to emotional disturbance of either
parents or children. Johnston, Children Who Refuse Visits, supra note 10, at 118. For
typical responses to chronically disputing parents at the developmental stages Johnston
studied, see id. at 120: "temporary reactions (2- [to] 4-year-olds), shifting allegiances
(4- [to] 7-year-olds), loyalty conflicts (7- [to] 10-year-olds), and alignments (9- [to]
12-year-olds)."
14. The reference is, of course, to the story of several blind men, each attempting
to describe an elephant. One holds the tail, another the trunk, the third a tusk, and the
fourth a leg. Because each describes only his own perceptions, no one provides an
accurate description.
15. As Faller points out, Gardner does not attempt to explain why he believes that
"perhaps 95% or more" of all allegations of child sexual abuse are true but "the vast
majority of allegations in [divorce custody cases] are false." Faller, supra note 3, at
103-04.
16. As to the frequency of unsubstantiated abuse allegations, see the literature col
lected and analyzed in John E.B. Myers, A Mother's Nightmare?Incest: A
Practical Legal Guide for Parents and Professionals 133-35,198-210 (1997);
see also id. at 144 45 (innocent misperceptions of innocent behavior); Cheri L. Wood,
The Parental Alienation Syndrome: A Dangerous Aura of Reliability, 27 Loy. L.A. L.
Rev. 1367, 1373-74, 1391-94 (1994).
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532 Family Law Quarterly, Volume 35, Number 3, Fall 2001
Third, in this fashion, PAS shifts attention away from the perhaps
dangerous behavior of the parent seeking custody to that of the custo
dial parent. This person, who may be attempting to protect the child,
is instead presumed to be lying and poisoning the child. Indeed, for
Gardner, the concerned custodial parent's steps to obtain professional
assistance in diagnosing, treating, and protecting the child constitute
evidence of false allegations.17 Worse yet, if therapists agree that danger
exists, Gardner asserts that they are almost always man-hating women
who have entered into a folie a trois with the complaining child and
concerned parent.18 Indeed, he warns judges not to take abuse allega
tions seriously in the divorce court setting in high conflict cases (severe
PAS cases). Neither Gardner nor those who accept his views acknowl
edge the logical difficulties when Gardner asserts that abuse allegations
which are believed by therapists constitute evidence of PA by the pro
tective parent.
Fourth, Gardner believes that, particularly in serious cases, the rela
tionship of an alienated child with the rejected parent will be irreparably
damaged, probably ending for all time,19 unless immediate, drastic mea
sures (custody transfer, isolation from the loved parent, and deprogram
17. Gardner once identified a public prosecutor in a criminal child sex-abuse pros
ecution, for example, as a mother's "hired gun." He accordingly rated the defendant
less likely to be guilty than if the woman had not sought legal assistance. The prosecutor
later pointed out the absurdity of Gardner's reasoning, saying, "If you believe your
child has been sexually abused, shouldn't you be going to an attorney and seeking
medical advice?" Rorie Sherman, A Controversial Psychiatrist and Influential Witness
Leads the Backlash against Child Sex Abuse "Hysteria," 15 Nat'l L.J., August 16,
1993, at p. 1. The custodial parent, of course, is left in an untenable position under
Gardner's approach. If he or she fails to act in the face of possible abuse, the custodial
parent may be guilty of a failure to protect the child, passivity that may lead to a child
dependency action or, even, to criminal charges.
18. Compare Gardner (1992), supra note 4, at 146-47 (such folies a trois with
therapists are "a widespread phenomenon") and Gardner, Ct. Rev., supra note 6, at
18, with Faller, supra note 3, at 102-03 (collecting and critiquing relevant passages
from Gardner's work) and Fegert, Part 2, supra note 11, at 41 (reports of a folie a
deux or trois are extremely rare). Further, Gardner asserts that when sexual abuse is
alleged, these custodial parents and therapists may take personal sexual pleasure in
visualizing the alleged activity between the noncustodial parent and the child. See
Faller, supra note 3, at 103, 104, 110-11 (collecting quotations and providing research
literature to the contrary); see also Gardner, Ct. Rev., supra note 6, at 16 (attributing
allegations to mothers' sexual fantasies). A trial court judge who sat as a family court
judge for one year after several years on the criminal law bench is reported as noting
PAS in "most of the family law cases he heard" and as cautioning family law judges
"to be aware that in addition to the child, professionals upon whom the court relies
may also be 'brainwashed' by the alienating parent." Judge Nakahara on PAS and the
Role of the Court in Family Law, PAS-Newsletter, January 1999, at unnumbered 2
3 (News for Subscribers), at http://www.vev.ch/en/pas/bwl99901.htm (last visited
April 8, 2001).
19. See Richard A. Gardner, March 2000 Addendum (to Gardner (2d ed.), supra
note 2), at http://www.rgardner.com/refs/addendum2.html (last visited September 30,
2001).
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Parental Alienation Syndrome and Parental Alienation 533
ming) are taken. Here, too, reliable sources reveal that his theory is ex
aggerated, with all but unusual cases (for example, those appearing in
violent families) resolving themselves as the children mature.20
Fifth, as these sources suggest, Gardner's proposed remedy for ex
treme cases is unsupported and endangers children.21 In his admitted
decision to err on the side of under-identifying abusers, Gardner ap
pears to have overlooked the policy differences between criminal law
and child custody law and also to have misunderstood the distinction
between the burdens of proof in criminal and civil cases in the United
States. To the extent that PAS results in placing children with a parent
who is, in fact, abusive, the youngsters will be bereft of contact with
the parent who might help them. Parent groups and investigative re
porting describe, for example, numerous cases in which trial courts
have transferred children's custody to known or likely abusers and cus
todial parents have been denied contact with the children they have
been trying to protect.22 In less extreme cases, too, children are likely
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534 Family Law Quarterly, Volume 35, Number 3, Fall 2001
to suffer from such a sudden dislocation in their home life and rela
tionship with the parent they trust. Even therapists who accept PAS
theory have advised against custody transfers to no avail in some re
ported cases in which it seems judges have implemented Gardner's
views on their own initiative.23
In sum, children's reluctance or refusal to visit noncustodial parents
can probably be better explained without resorting to Gardner's theory.
Studies that followed families over several years, for example, report
that visits may cease or be resisted when a variety of reasons cause
custodial parents and children to be angry or uncomfortable with the
other parent. Often the noncustodial parent's behavior and the child's
developmental stage play decisive roles. Alignments or alliances that
are somewhat reminiscent of Gardner's construct are much less fre
quent than he suggests, and even in extreme cases, these scholars agree
that PAS theory calls for inappropriate and harmful responses that in
tensify the problem.24
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Parental Alienation Syndrome and Parental Alienation 535
26. See, e.g., Justice R. James Williams, Should Judges Close the Gate on PAS and
PA? 39 Fam. Ct. Rev. 267, 267 (2001) (referring to "Dr. Richard Gardner, a psychi
atrist at Columbia University"); Rola J. Yamini, Note: Repressed and Recovered Mem
ories of Child Sexual Abuse, 47 Hastings L.J. 551, 557 n.58 (1996) (referring to "Dr.
Richard Gardner, professor of psychiatry at Columbia University"); Joseph Berger,
Recanting a Sex Abuse Charge; Family Needs to Heal, but Which Statement Is the Lie?
N.Y. Times, July 10, 1998, at Bl (referring to "Dr. Richard A. Gardner, professor of
child psychiatry at Columbia University Medical School"); Jon Meacham, Trials and
Troubles in Happy Valley, Newsweek (US Edition), May 8, 1995, at 58 (referring to
' 'Richard A. Gardner, a professor of child psychiatry at Columbia University medical
school"). Gardner identifies himself by the courtesy academic title he holds from Co
lumbia University (Clinical Professor of Medicine), a title that U.S. medical schools
provide to doctors who permit students to observe their practice. Unlike the title Pro
fessor of Clinical Medicine, however, the title Gardner enjoys indicates neither full
faculty membership nor research accomplishment. See People v. Fortin, 706 N.Y.S.2d
611, 612 (Crim. Ct. 2000), reporting Gardner's testimony that his academic appoint
ment is unpaid, and that "at present [Gardner's] therapeutic work actively takes ap
proximately 1 to 2% of his time and the remainder of his time and income are accounted
for by forensic analysis and testimony [that increasingly concerns PAS]."
{Fortin was a criminal sex abuse case in which Dr. Gardner offered to testify concerning
PAS and the credibility of the complaining witness. The court refused to permit his
testimony because of a failure to establish general acceptance of PAS within the pro
fessional community.)
27. Creative Therapeutics of Cresskill, N.J., is the publishing firm that Gardner
established to publish his works. People v. Fortin, 706 N.Y.S.2d 611, 612 (Crim. Ct.
2000) (reporting that Gardner's company had published and marketed all but one of
his books since 1978).
28. Seeking to refute criticism about the absence of scientifically rigorous reports
on PAS, Gardner recently published a report of cases from his own practice and con
sulting work in which he concluded that PAS was present; the case summaries concern
99 children. Richard A. Gardner, Should Courts Order PAS Children to Visit/Reside
With the Alienated Parent? A Follow-up Study, 19(3) Am. J. Forensic Psychol. 61
(2001). The article is unsuccessful, however, because in it Gardner confounds criminal,
family law, and personal injury cases; omits essential information (e.g., the children's
ages and information on the nature of any abuse allegations); includes cases in which
he had no direct contact with the child; and treats highly disparate factual and legal
issues as equivalents. For example, Gardner tallies criminal and personal injury deci
sions (where courts were without power to adjust custody orders) as cases in which
custody or visitation was not adjusted to account for PAS.
29. An April 2001 electronic search of the Research Libraries Information Network
(RLIN), a database that includes the holdings of over 160 major reference libraries,
revealed that only 9 of these libraries hold one or both editions of Gardner's book, The
Parental Alienation Syndrome.
30. See Gardner's website for a listing of his appearances. See generally Sherman,
supra note 17.
31. See generally Williams, supra note 26, at 269 and n.21 (concerning the websites
of fathers' groups).
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536 Family Law Quarterly Volume 35, Number 3, Fall 2001
32. See Gardner's website, supra note 2, for a listing of such appearances.
33. See, e.g., the publications and cases listed on his website. The website identifies
negative publications as supporting PAS, claims that discussions of entirely distinct
phenomena (such as alignments) are about PAS, claims that cases in which any ref
erence to PAS is made constitute decisions that the syndrome is scientifically and
legally accepted, and claims that articles in peer-reviewed law or mediation journals
(which do not provide substantive review of his scientific claims) establish the scientific
merit of PAS.
34. See Gardner, Or. Rev., supra note 6.
35. Id. ("Richard A. Gardner, M.D., is clinical professor of child psychiatry at
Columbia University, College of Physicians and Surgeons.")
36. Specifically, Sigmund Freud, Three Contributions to the Theory of Sex: II?
Infantile Sexuality, in The Basic Writing of Sigmund Freud 592-93 (A.A. Brill
ed., 1938), is cited to support Gardner's statement concerning cases in which sexual
abuse is alleged: "I agree with Freud that children are 'polymorphous perverse,' and
thereby provide [their] mothers with ample supply of material to serve as nuclei for
[the mothers' projection of their own inclinations to pedophilia] onto the father." Ad
ditional dangerous hyperbole is typified by Gardner's statement that a child's hatred
for one parent is "superficial" and his warning to judges that "tak[ing] the allegations
of maltreatment seriously may help entrench the parental alienation syndrome and may
result in years of, if not lifelong, alienation." Gardner, Ct. Rev., supra note 6. Compare
the views of reputable scholars set forth in notes 15-18 supra.
37. A recent friend-of-the-court brief provides an example. See Amici Curiae Brief
of Leslie Ellen Shear, et al., Montenegro v. Diaz, Supreme Court of California No.
S090699 (2001). Written on behalf of mediators, therapists and California attorneys
who have passed a specialist's examination in family law, the briefs arguments in
favor of easier custody modification standards (including transfers in custody) include
reliance on PAS. Id. at 26-30. Judges have also endorsed PAS. See, e.g., the remarks
of Judge Aviva Bobb, Presiding Judge of the Los Angeles Superior Court Family Court,
quoted in Keating, supra note 22:
[Just because PAS is not supported by scientific evidence] does not mean that
it does not exist. One parent is being successful in undermining the child's
relationships with the other parent. That is so serious that the child will not be
able to bond [sic] with the other parent. . . . And unless that parent stops that
behavior, that parent should be monitored by a third party.
38. Even Gardner now concedes that this is a frequent pattern. Keating, supra note
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Parental Alienation Syndrome and Parental Alienation 537
An electronic search for all reported U.S. cases between 1985 and
February 2001 employing the term "parental alienation syndrome" re
vealed numerous mental health professionals in addition to Gardner
who have testified that PAS was present, although far fewer were will
ing to recommend that custody be transferred and contact with the
primary custodian be terminated. The search produced forty-eight cases
from twenty states, including the highest courts in six states. The degree
to which PAS has been invoked by expert witnesses, attorneys, or
judges in these cases and the almost total absence of inquiries into its
scientific validity is profoundly disturbing.39 In only a handful of cases
did the trial or appellate court specifically consider whether the sup
posed syndrome was admissible under the accepted precedents that test
either acceptance in the scientific community or acceptable scientific
methodology,40 and in several of these, the court determined that it did
not need to reach the admissibility question, often because no alienation
had been shown.41 On more than one occasion, however, appellate
22 (quoting Gardner: "Now that PAS is a widespread diagnosis, many abusers are
claiming they are innocent victims of PAS").
39. Most of the cases listed as admitting PAS on Gardner's website fit into this
category, and the list is therefore misleading. When PAS is mentioned by a party, an
expert or a judge, but no challenge to admissibility or decision on point has occurred,
no conclusion concerning admissibility can be drawn; the issue has simply been waived.
See, e.g., In re Violetta B., 568 N.E.2d 1345 (111. Ct. App. 1991) (PAS mentioned by
one witness, but not discussed and irrelevant to decision); Crews v. McKenna k/a
Kuchta, 1998 Minn. App. LEXIS 793 (July 7, 1998) ("kernel of authenticity" to 11
year-old's fears, but "some" of child's behavior evidenced PAS); Truax v. Truax k/a
Briley, 874 P.2d 10 (Nev. 1994); Loll v. Loll, 561 N.W.2d 625 (N.D. 1997) (state
supreme court upheld the trial court's decision that alienation had not been shown; it
noted but did not respond to the mother's objection that the son's therapist was "un
aware that [the child] ... was suffering from parental alienation syndrome").
40. In the United States, reliable expert testimony on scientific, technical or other
specialized knowledge is generally permitted if it will assist the trier of fact understand
the evidence or determine a fact that is in issue. The general-acceptance-in-a-particular
field test first articulated for the federal courts in Frye v. United States, 293 F. 1013,
1014 (D.C. Cir. 1923) became the test in most state courts as well. Paul C. Giannelli
& Edward J. Imwinkelried, 1 Scientific Evidence ? 1-5 (3d ed. 1999). The U.S.
Supreme Court ruled that the Federal Rules of Evidence (adopted in 1975) displaced
the Frye test in Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579 (1993). Most states
have also replaced Frye with Daubert, the new test that considers many factors to
determine scientific reliability. Id. ?? 1-7 to 1-8 (comparing the standards). See also
id. ? 9-5 (on opinion evidence).
41. See e.g., In the Interest of T.M.W., 553 So. 2d 260, 261 (Ha. Dist. Ct. App.
1989) (court's power to order psychological examination at issue, not merits of father's
PAS argument or its relevance to adoption case); Bowles v. Bowles, No. 356104,1997
Conn. Super. LEXIS 2721 (Conn. Super. Ct. Aug. 7,1997) (court makes orders without
regard to PAS theory); In re Marriage of Rosenfeld, 524 N.W.2d 212, 215 (Iowa Ct.
App. 1994) (same). See also Pearson v. Pearson, 5 P.3d 239, 243 (Alaska 2000), where
the father's PAS assertions were heard at trial and the mother apparently did not chal
lenge admissibility on appeal. The state supreme court upheld the trial court's finding
that no alienation was present.
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538 Family Law Quarterly, Volume 35, Number 3, Fall 2001
courts nevertheless took the occasion to alert trial courts to the fact that
Gardner's work is seriously disputed.42
In the few reported cases in which Gardner's proffered testimony
was challenged or the validity of PAS was otherwise questioned, courts
usually exclude his testimony and reliance on PAS. These cases reveal
two areas of concern. First, courts are consistent in refusing to permit
Gardner to testify on the truth or falsity of witnesses, noting that this
question is reserved to the trier of fact.43 Second, most U.S. courts
considering the question agree that PAS has not been generally accepted
by professionals and does not meet the applicable test for scientific
reliability.44 These conclusions are echoed by a Canadian jurist in an
article discussing admissibility issues under both U.S. and Canadian
42. See, e.g., In the Interest of T.M.W., 553 So. 2d 260,261 n.3 (Fla. Dist. Ct. App.
1989); Hanson v. Spolnik, 685 N.E.2d 71, 84 n.10 (Ind. Ct. App. 1997). A powerful
concurrence and dissent in Hanson by Judge Chezem details the deficiencies of PAS
as a theory and as implemented in this case. The appellate court upheld the trial court's
order of a custody transfer (with complete termination of the mother's contact with her
6-year-old daughter for two months) on the basis of testimony provided by a psychol
ogist. The psychologist had not interviewed either parent or the child, but based his
analysis instead on notes made by a therapist who, in turn, had never met the father.
Judge Chezem's opinion points out that although the father was unable to work due to
an emotional disability, neither psychologist had any way of knowing whether the
mother's assertions about the father's behavior (she suspected sexual abuse) were true.
By one year after the transfer order, the mother was being permitted a six-hour visit
once every two weeks. See also Pearson v. Pearson, 5 P.3d 239, 243 (Alaska 2000),
where the state supreme court volunteered that PAS (which both parties' experts ac
cepted) is "not universally accepted."
43. See, e.g., Tungate v. Commonwealth, 901 S.W.2d 41 (Ky. 1995) (refusing Gard
ner's proposed testimony on "indicators for pedophilia" in criminal case because it
went to ultimate issue of guilt or innocence and "lacked sufficient scientific basis for
the opinions offered").
44. See, e.g., People v. Fortin, 706 N.Y.S.2d 611 (N.Y. Crim. Ct. 2000); Husband
Is Entitled to Divorce Based on Cruel and Inhuman Treatment: Oliver V. v. Kelly V.,
224 N.Y. L. J., Nov. 27, 2000, at 25 (noting that no testimony was offered to validate
PAS and therefore declining to make such a finding). The Fortin court refused to hear
Gardner's PAS testimony for the defendant in a criminal case, holding that the defen
dant "has not established general acceptance of Parental Alienation Syndrome within
the professional community which would provide a foundation for its admission at
trial." In support of its holding, the court cited a concurring opinion of Chief Judge
Kaye of the New York Court of Appeal and several articles, including Wood, supra
note 16. It also quoted Gardner's view that "the concept of scientific proof... is not
applicable in the field of psychology; especially with regard to issues being dealt with
in such areas as child custody disputes, and sex abuse allegations," citing Gardner's
own writings (on which he was cross-examined). See also Wiederholt v. Fischer, 485
N.W.2d 442 (Wis. Ct. App. 1992) (appellate court, although not discussing validity of
PAS, upheld trial court's refusal to transfer custody of "alienated" children to father
as his expert urged because only "limited research data" supported theory that removal
would provide cure, expert conceded cure was controversial and carried uncertain risks,
and testimony from parents and children supported trial court's finding that transfer
would not succeed and was unreasonable). But see Kilgore v. Boyd, Case no. 94-7573
(13th Jud. Cir., Fla. Nov. 22, 2000) (transcript of hearing permitting Gardner's PAS
testimony), at http://www.rgardner.com/pages/kg.excerpt.html.
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Parental Alienation Syndrome and Parental Alienation 539
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540 Family Law Quarterly, Volume 35, Number 3, Fall 2001
jority of the cases mentioning PAS reveal that one or more of the ex
perts evaluated the case in light of PAS, and there is nothing to suggest
that anyone?expert, attorney or judge?thought to question whether
the theory is well founded or leads to sound recommendations or or
ders.49 A similar lack of rigor is now also seen in foreign sources.50
In practice, PAS has provided litigational advantages to noncustodial
parents with sufficient resources to hire attorneys and experts.51 It is
possible that many attorneys and mental health professionals have sim
ply seized on a new revenue source?a way to "do something for the
father when he hires me," as one practitioner puts it. For those who
focus on children's well-being, it hardly matters whether PAS is one
49. See, e.g., Metza v. Metza, 1998 Conn. Super. LEXIS 2727 (Conn. Super. Ct.
1998) (mother's disparaging remarks ''can lead to the Parental Alienation Syndrome");
Blosser v. Blosser, 707 So. 2d 778, 780 (Fla. Dist. Ct. App. 1998) (parties stipulated
to admission of psychologist's report that included conclusion that "child did not
exhibit any parental alienation syndrome"); In re Marriage of Condon, 73 Cal. Rptr.
2d 33, 39 n.9 (Ct. App. 1998) (mentioning but not discussing father's "declaration and
supporting materials [from a psychologist] regarding 'Parental Alienation Syn
drome' "; however, suggest skepticism); In re John W., 48 Cal. Rptr. 2d 899, 902 (Ct.
App. 1996) (father given custody without discussing expert's reasoning that mother's
good faith belief that father had molested child was produced by subtle, unconscious
PAS); White v. White, 655 N.E.2d 523 (Ind. Ct. App. 1995) (mother sought to intro
duce evidence to rebut father's factual assertions but did not question PAS theory). But
see Wiederholt v. Fischer, 485 N.W.2d 442 (Wis. Ct. App. 1992) (appellate court
upheld trial court's refusal to transfer custody of "alienated" children to father as his
expert urged, in part because transfer carried uncertain risks, and testimony from the
parents and children supported trial court's finding that transfer was unreasonable);
Bowles v. Bowles, 1997 Conn. Super. LEXIS 2721 (Conn. Super. Ct. 1997) (court
refuses to order custody transfer to father because ' 'it would be unrealistic and counter
productive"). Cases that Gardner's website lists as examples of PAS's admissibility,
however, whether domestic or foreign, rarely address the scientific sufficiency question.
See infra note 50 and accompanying text.
50. See, e.g., Johnson v. Johnson, No. AD6182, Appeal No. SA1 of 1997, Family
Court of Australia (Full Court) (July 7, 1997), at http://www.austlii.edu.au/au/cases/
cth/family_ct/ (trial court erred in not allowing father to recall expert witness in order
to put questions on PAS; no discussion of PAS' scientific sufficience; mother's counsel
conceded relevance of PAS but argued unsuccessfully that questions had already been
put under another label); Elsholz v. Germany, 8 Eur. Ct. H.R. 2000, at para. 53
(deciding that the German courts' refusal to order an independent psychological report
on the child's wishes and the absence of a hearing before the Regional Court constituted
an insufficient involvement of the applicant in the decision-making process, thereby
violating the applicant's rights under Articles 8 and 6 ? 1 of the Convention for the
Protection of Human Rights and Fundamental Freedoms). PAS appears only in the
father's arguments, not in the Court's findings or reasoning. See id. paras. 33-35, 43
53, 62-66.
51. As a general matter, custodial households are at a financial disadvantage in the
United States, and custodial parents are less likely than noncustodial parents to be
represented in custody litigation. Myers, supra note 16, at 8, vividly describes the
costs to the custodial parent and the tactical advantages to the noncustodial parent of
pretrial discovery to "keep ... [the protective parent and counsel] off balance and
distract them from the important work of getting ready for court."
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Parental Alienation Syndrome and Parental Alienation 541
more example of a "street myth" that has been too willingly embraced
by the media and those involved in child custody litigation, or whether
attorneys and mental health professionals truly do not know how to
evaluate new psychological theories.52 This latter possibility may, how
ever, explain why an annual essay prize from the American Bar As
sociation's Section on Alternate Dispute Resolution went to a remark
ably non-evaluative, hence inadequate, piece on PAS,53 and why
articles on PAS that seriously misstate the research literature have ap
peared even in refereed journals.54
52. Similar analytical sloppiness has accompanied other recent fads in American
custody law?theories favoring joint physical custody over the objections of a parent,
opposing relocation of custodial households, enforcing frequent visitation in high
conflict (even physically abusive) cases, and permitting dispositional recommendations
from mediators to courts. In each of these areas, a great many troubling trial court
decisions had been entered before leading scholars and practitioners pointed out their
flawed reasoning. For a critical assessment of one such more recent innovation see the
textual discussion below of so-called special masters.
53. See Anita Vestal, Mediation and Parental Alienation Syndrome: Considerations
for an Intervention Model, 37 Fam. & Conciliation Courts Rev. 487 (1999).
54. See, e.g., Deirdre Conway Rand, The Spectrum of Parental Alienation Syn
drome, Am. J. Forensic Psychol., vol. 15, 1997, no. 3, at 23 (Part I) and No. 4, at
39 (Part II), which is replete with inaccurate characterizations of the findings and views
of many scholars, including those of Judith Wallerstein, Janet Johnston and Dorothy
Huntington. Rand frequently cites works as dealing with PAS although they discuss
distinct matters that Rand and others confound with PAS in ways similar to Gardner,
as discussed in this article. Accord, telephone conversation with Dr. Judith Wallerstein,
April 10, 2001.
55. In May 2001, for example, a national conference on Conflict Resolution, Chil
dren and the Courts included both a half-day institute titled "The ABC's of High
Conflict Families and Alienated Children" and a panel devoted to "Restoring Rela
tionships Between Alienated Children and their Parents." AFCC 38th Annual Confer
ence, May 9-12, 2001. The July 2001 issue of Family Court Review contains a sym
posium on PA. As described by the editors, the purpose is ' 'to review the psychological
and legal difficulties with Parental Alienation Syndrome . . . and to develop a more
complex and useful understanding of situations in which children strongly and unex
pectedly reject a parent during or after divorce." Janet R. Johnston & Joan B. Kelly,
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542 Family Law Quarterly, Volume 35, Number 3, Fall 2001
Guest Editorial Notes, 39 Fam. Ct. Rev. 246, 246 (2001) [hereafter Johnston & Kelly,
Ed. Notes]. In their joint article for the issue, Johnston and Kelly argue for a new
formulation that would distinguish alienated children "from other children who also
resist contact with a parent after separation but for a variety of normal developmentally
expectable reasons (including realistic estrangement from violent, neglectful, or abusive
parents)." Id., summarizing Joan B. Kelly & Janet R. Johnston, The Alienated Child:
A Reformulation of Parental Alienation Syndrome, 39 Fam. Ct. Rev. 249 (2001) [here
after Kelly & Johnston, The Alienated Child].
56. The following summary is based largely on Kelly & Johnston, The Alienated
Child, supra note 55. Disagreement with Gardner concerning custody changes, how
ever, appears in a companion piece, Janet R. Johnston et al., Therapeutic Work With
Alienated Children and Their Families, 39 Fam. Ct. Rev. 316, 316 (2001):
The therapeutic approach to alienated children and their families described in
this article stands in marked contrast to others that are largely coercive and
punitive in nature (e.g., Gardner [2d ed., supra note 2] prescribed primarily court
sanctions in mild and moderate cases and change of custody in severe ones). It
draws on two decades of specialized knowledge and skill derived from more
humane methods of educating, mediating, and counseling ....
Johnston and her co-authors do, however, accept what they term ' 'judicious and co
ordinate use of legal constraints and case management together with these therapeutic
interventions," and adopt certain coercive recommendations from a companion piece
by Sullivan and Kelly. Id. at 316, 330-32, setting forth their own more moderate
approach, but relying in part on Matthew J. Sullivan & Joan B. Kelly, Legal and
Psychological Management of Cases With an Alienated Child, 39 Fam. Ct. Rev. 299
(2001).
57. The definition of alienated child used in the Family Court Review sympo
sium is:
one who expressed freely and persistently, unreasonable negative feelings and
beliefs (such as anger, hatred, rejection, and/or/fear) toward a parent that are
significantly disproportionate to the child's actual experience with that parent.
From this viewpoint, the pernicious behaviors of a "programming" parent are
no longer the starting point. Rather, the problem of the alienated child begins
with a primary focus on the child, his or her observable behaviors, and parent
child relationships.
Andrew Schepard, Editorial Notes, 39 Fam. Ct. Rev. 243, 243 (2001), citing Kelly &
Johnston, The Alienated Child, supra note 55, at 251. See generally Williams, supra
note 26, at 271-73 (discussing others' varying definitions of parental alienation).
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Parental Alienation Syndrome and Parental Alienation 543
58. Sullivan & Kelly, supra note 56, at 314, Appendix. See also id. at 300, 308
(role of special masters regarding counseling for child), 309, 310 (sample order com
pelling parties to sign waivers of confidentiality and agree to share costs, and sample
order referring disputed custody issues to special master and prohibiting parents from
obtaining attorney-drafted "letters or filed motions" until after special master has held
meeting), 311 (referring to delegated authority to a team leader to "codify" decisions
as court orders), 315 ("If authorized by the court, the special master can take on ...
interventions that are legally binding ..."). Compare id. at 303, the authors' only
reference to a stipulation, one authorizing "a time-limited special master while an
evaluation is going on."
59. See id. at 310 (sample order compelling parties to sign waivers of confidenti
ality). The authors acknowledge in passing, without explanation, that their recommen
dation may come under legal or ethical scrutiny. Id.
60. References to expense appear, for example, in Johnston et al., supra, note 56,
at 330-31 and Sullivan & Kelly, supra note 56, at 300, 311 (concerning cases in which
a family's needs far exceed available resources), and 314 (listing a special master,
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544 Family Law Quarterly, Volume 35, Number 3, Fall 2001
child's therapist, parents' therapists, co-parent counselor, parents' attorneys, and child's
attorney or guardian ad litem as potential "collaborative team" members). Sullivan
and Kelly recommend orders splitting all uninsured costs equally between the parties
throughout their article.
61. Sullivan and Kelly may have confounded voluntary stipulations with court or
ders following litigation. Their use of language throughout, particularly in their sample
orders, incorrectly suggests that courts may order a person to agree to matters that the
law leaves to an individual's choice. See Ruisi v. Thieriot, 62 Cal. Rptr. 2d 766, 771
75 (Ct. App. 1997), which reversed the trial court's order (adopting the recommendation
of Dr. Margaret Lee) that a special master be appointed over the objection of one parent
and also reversed an order excusing the special master from requirements that the
proceedings be reported. Id. at 772. The appellate court held,
[T]he authority of the trial court to [designate a separate forum to resolve family
law disputes] is constrained by the basic [state] constitutional principle that ju
dicial power may not be delegated.
The trial court has no authority to assign matters to a referee or special master
for decision without explicit statutory authorization. An invalid reference con
stitutes jurisdictional error which cannot be waived.
When, as here, the parties do not consent to a reference, the authority of the
trial court to direct a special reference is limited to particular issues. The trial
court has no power to refer issues other than those explicitly specified by
statute.. ..
Id. at 772-73 (citations omitted). As the court also pointed out, the case did not involve
the appointment of a court commissioner. Id. at 772 n.9. Nor did it involve the court's
power, upon agreement by the parties, to order a reference to try "any or all of the
issues in an action or proceeding, whether or fact or of law." Id. at 773 n.13.
(Reversal was also granted in Ruisi v. Thieriot on a second issue as to which the trial
court accepted a recommendation from Dr. Lee, who had testified that it would harm
an 8-year-old boy's development to move anywhere at all with his mother, even to a
nearby county. The child lived with his mother and saw his father on weekends. On
remand, in light of In re Marriage of Burgess, 913 P.2d 473 (Cal. 1996), which artic
ulated a new standard for relocation cases, the mother and child were permitted to
relocate to the East Coast. See generally, Carol S. Bruch & Janet M. Bowermaster, The
Relocation of Children and Custodial Parents: Public Policy, Past and Present, 30
Fam. L.Q. 245 (1996).)
62. California evidence law, for example, requires that judges recognize privileges
such as patient therapist confidentiality on the motion of any party or, indeed, sua
sponte, unless a specific exception applies. Cal. Evid. Code ? 916. Sullivan and
Kelly's suggestions that courts order parties to waive such confidentiality asks, at least
in the California context in which they practice, that judges violate their statutory duties.
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Parental Alienation Syndrome and Parental Alienation 545
63. See, e.g., S. Margaret Lee & Nancy W. Olesen, Assessing for Alienation in
Child Custody and Access Evaluations, 39 Fam. Ct. Rev. 282, 295-96 (2001) (Dr.
Lee was the expert who recommended the appointment of a special master in Ruisi).
See also note 61 supra.
64. See, e.g., references to parties' abilities to pay in Johnston et al., supra note 56,
at 330-31; Sullivan & Kelly, supra note 56, at 300, 311 (concerning cases in which
the family's needs far exceed available resources), 314 (listing the special master,
child's therapist, parents' therapists, co-parent counselor, parents' attorneys, and child's
attorney or guardian ad litem as potential "collaborative team" members). Sullivan
and Kelly repeatedly recommend orders splitting all uninsured costs equally between
the parties; this recommendation is likely to cause serious hardship for the lower
earning parent, and it is puzzling that they do not account for that difficulty.
65. Sullivan & Kelly, supra note 56, at 309: "[S]anctions [of an uncooperative
parent] that involve the child or custody (sometimes as extreme as hospitalization or
incarceration) are rarely based on the best interests of the child."
66. See notes 68-77 infra and accompanying text.
67. Sullivan & Kelly, supra note 56, at 313-34.
68. Johnston et al., supra note 56, at 329.
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546 Family Law Quarterly, Volume 35, Number 3, Fall 2001
69. The works reviewed here from the Family Court Review July 2001 symposium
and a recent friend-of-the court brief indicate that many mental health professionals
hope to do far more than counsel parties. They seek quasi-judicial roles that will au
thorize them to prescribe the details of life for many parents and children. Most trou
bling of all is that they wish to do so in a framework that lacks due process projections
such as a record, evidentiary privileges, and full access to the courts. See Amici Curiae
Brief, supra note 37.
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Parental Alienation Syndrome and Parental Alienation 547
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548 Family Law Quarterly, Volume 35, Number 3, Fall 2001
In following these alliances over the years, I find that the vast majority
are short-lived and can even boomerang. Children ... soon become bored
or ashamed of their mischief. Not one alliance lasted through adolescence
and most crumbled within a year or two_[M]ost children find their
way back to age-appropriate activities as they enter adolescence_With
time they are likely to turn against the parent who encouraged them to
misbehave_74
It has been our experience that forcibly removing ... children from the
aligned parent and placing them in the custody of the rejected parent, as
recommended by Gardner (1987), is a misguided resolution; it is likely
to be not only ineffective but actually punitive and harmful because it
usually intensifies the problem.76
Despite the fact that mental health professionals are recommending and
courts are ordering visitation arrangements for thousands of children
daily, there is yet a meager knowledge base to justify their decisions.77
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Parental Alienation Syndrome and Parental Alienation 549
78. Kelly & Johnston, The Alienated Child, supra note 55, at 254.
79. Janet R. Johnston, High-Conflict and Violent Parents in Family
Court: Findings on Children's Adjustment, and Proposed Guidelines for the
Resolution of Custody and Visitation Disputes, Access /Visitation: General
Principles No. 2 & n.2, at http://www.courtinfo.ca.gov/programs/cfcc/resources/
publications%20folder/hcvpfcs.pdf.
80. See generally Carol S. Bruch, The Effects of Ideology and Mediation on Child
Custody Law and Children's Weil-Being in the United States, 2 Int'l J.L. & Fam. 106
(1988); Carol S. Bruch, Taking Ourselves Seriously Enough to be Cautious: A Response
to Hugh Mclsaac, 5 Int'l J.L.& Fam. 82 (1991); Bruch & Bowermaster, supra note
61, at 262-69.
81. A case in point is Sullivan and Kelly's recommended order in high-conflict
cases that would literally require children to pass through a no-man's land each time
they leave or return from a visit. Sullivan and Kelly, who display helpful insight into
the dynamics of alienation cases, are far less convincing when they suggest legal re
sponses. See notes 58-69 supra and accompanying text.
82. Kelly and Johnston suggest, for example, that children who evidence PA may
have already endured unbearable pressures. Kelly & Johnston, The Alienated Child,
supra note 55, at 255.
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550 Family Law Quarterly, Volume 35, Number 3, Fall 2001
and sometimes break them.83 We do not yet know enough about how
children develop loyalties and antipathies or resolve them as they ma
ture, whether in intact or divided households. Until we do, caution
should guide therapists and courts. A growing body of research docu
ments the harsh and sometimes violent world that a large percentage
of children in high-conflict custody disputes seeks to escape.
PAS as developed and purveyed by Richard Gardner has neither a
logical nor a scientific basis. It is rejected by responsible social scien
tists and lacks solid grounding in psychological theory or research. PA,
although more refined in its understanding of child-parent difficulties,
entails intrusive, coercive, unsubstantiated remedies of its own. Law
yers, judges, and mental health professionals who deal with child cus
tody issues should think carefully and respond judiciously when claims
based on either theory are advanced.
More generally, far greater interdisciplinary training and competence
in scientific methodology are needed. These should be brought to bear
whenever a new assertion is made that, if accepted, will shape the
interpretation or application of family law principles (for example, the
concept of a child's best interest). Although the use of expert testimony
is often useful, decision-makers need to do their homework rather than
rely uncritically on experts' views. This is particularly true in fields
such as psychology and psychiatry, where even experts have a wide
range of differing views and professionals, whether by accident or de
sign, sometimes offer opinions beyond their expertise. Lawyers and
judges are trained to ask the hard questions, and that skill should be
employed here.
The first question is whether scientific sufficiency has been indicated
by respected professional vetting, for example, inclusion in the Amer
ican Psychiatric Association's DSM-IV84 or the World Health Orga
83. The author of this article first learned of PAS from a psychologist who was
called for assistance when an 8-year-old girl became suicidal while institutionalized.
The child had been totally cut off from her mother by a court that followed the rec
ommendation of a custody evaluator who applies Gardner's principles rigorously. This
evaluator and his partner continue to apply Gardner's principles fully, even in the face
of serious abuse concerns, although now referring to "a parental alienation matter"
rather than PAS, according to investigative reporter Karen Winner, who was commis
sioned by a parents' organization to investigate family law practices in the Sacramento,
California courts. See Winner, supra note 22. Psychologist Vivienne Roseby of the
Judith Wallerstein Center for the Family in Transition in Corte Madera, California
reports that she and her colleagues have confronted similar difficulties with PAS
inspired custody transfers, including a case in which a 12-year-old boy died when he
hanged himself on the day his custody was to be transferred. Telephone conversation
with Dr. Vivienne Roseby, May 6, 2001, in Davis, California.
84. American Psychiatric Association, supra note 11.
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Parental Alienation Syndrome and Parental Alienation 551
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552 Family Law Quarterly, Volume 35, Number 3, Fall 2001
88. Jerome Frank, Courts on Trial: Myth and Reality in American Justice
79 (1949).
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