Ulep v. Legal Clinic Inc., BM 553, 1993
Ulep v. Legal Clinic Inc., BM 553, 1993
Ulep v. Legal Clinic Inc., BM 553, 1993
FACTS:
- Respondent The Legal Clinic Inc. posted and published the following advertisements:
Annex A
SECRET MARRIAGE?
P560.00 for a valid marriage.
Info on DIVORCE. ABSENCE.
ANNULMENT. VISA.
THE Please call: 521-0767 LEGAL 5217232, 5222041 CLINIC, INC. 8:30 am 6:00 pm 7Flr. Victoria Bldg., UN Ave., Mla.
Annex B
GUAM DIVORCE.
DON PARKINSON
an Attorney in Guam, is giving FREE BOOKS on Guam Divorce through The Legal Clinic
beginning Monday to Friday during office hours.
Guam divorce. Annulment of Marriage. Immigration Problems, Visa Ext. Quota/Non-quota
Res. & Special Retiree's Visa. Declaration of Absence. Remarriage to Filipina Fiancees.
Adoption. Investment in the Phil. US/Foreign Visa for Filipina Spouse/Children. Call Marivic.
THE 7F Victoria Bldg. 429 UN Ave., LEGAL Ermita, Manila nr. US Embassy CLINIC, INC. 1
Tel. 521-7232; 521-7251; 522-2041; 521-0767
ISSUE:
- Whether or not Respondent The Legal Clinic Inc. should be prohibited from posting and
publishing such advertisements similar to Annex A and B
RULING:
Conclusion:
- Respondent The Legal Clinic Inc. is prohibited from posting and publishing such
advertisements similar to Annex A and B. The petition is granted.
Rule:
- Practice of law means any activity, in or out of court, which requires the application of law,
legal procedures, knowledge, training and experience. To engage in the practice of law is to
perform those acts which are characteristic of the profession. Generally, to practice law is to give
advice or render any kind of service that involves legal knowledge or skill. 12
- The practice of law is not limited to the conduct of cases in court. It includes legal advice and
counsel, and the preparation of legal instruments and contract by which legal rights are secured,
although such matter may or may not be pending in a court. 13
- In the practice of his profession, a licensed attorney at law generally engages in three principal
types of professional activity: legal advice and instructions to clients to inform them of their
rights and obligations, preparation for clients of documents requiring knowledge of legal
principles not possessed by ordinary layman, and appearance for clients before public tribunals
which possess power and authority to determine rights of life, liberty, and property according to
law, in order to assist in proper interpretation and enforcement of law
- Public policy requires that the practice of law be limited to those individuals found duly
qualified in education and character. The permissive right conferred on the lawyers is an
individual and limited privilege subject to withdrawal if he fails to maintain proper standards of
moral and professional conduct. The purpose is to protect the public, the court, the client and the
bar from the incompetence or dishonesty of those unlicensed to practice law and not subject to
the disciplinary control of the court.
- The Code of Professional Responsibility provides that a lawyer in making known his legal
services shall use only true, honest, fair, dignified and objective information or statement of
facts. 33 He is not supposed to use or permit the use of any false, fraudulent, misleading,
deceptive, undignified, self-laudatory or unfair statement or claim regarding his qualifications or
legal services
- The standards of the legal profession condemn the lawyer's advertisement of his talents. A
lawyer cannot, without violating the ethics of his profession. advertise his talents or skill as in a
manner similar to a merchant advertising his goods. 37 The prescription against advertising of
legal services or solicitation of legal business rests on the fundamental postulate that the that the
practice of law is a profession
Application:
- In this case, the contention of respondent that it merely offers legal support services can neither
be seriously considered nor sustained. Said proposition is belied by respondent's own description
of the services it has been offering
- That activity falls squarely within the jurisprudential definition of "practice of law." Such a
conclusion will not be altered by the fact that respondent corporation does not represent clients in
court since law practice, as the weight of authority holds, is not limited merely giving legal
advice, contract drafting and so forth
Conclusion:
- Thus, Respondent The Legal Clinic Inc. is prohibited from posting and publishing such
advertisements similar to Annex A and B
REGALADO, J.:
Petitioner prays this Court "to order the respondent to cease and desist from issuing
advertisements similar to or of the same tenor as that of annexes "A" and "B" (of said petition)
and to perpetually prohibit persons or entities from making advertisements pertaining to the
exercise of the law profession other than those allowed by law."
The advertisements complained of by herein petitioner are as follows:
Annex A
SECRET MARRIAGE?
P560.00 for a valid marriage.
Info on DIVORCE. ABSENCE.
ANNULMENT. VISA.
THE Please call: 521-0767 LEGAL 5217232, 5222041 CLINIC, INC. 8:30 am
6:00 pm 7-Flr. Victoria Bldg., UN Ave., Mla.
Annex B
GUAM DIVORCE.
DON PARKINSON
aforementioned bar associations and the memoranda submitted by them on the issues involved in
this bar matter.
1. Integrated Bar of the Philippines:
xxx xxx xxx
Notwithstanding the subtle manner by which respondent endeavored to
distinguish the two terms, i.e., "legal support services" vis-a-vis "legal services",
common sense would readily dictate that the same are essentially without
substantial distinction. For who could deny that document search, evidence
gathering, assistance to layman in need of basic institutional services from
government or non-government agencies like birth, marriage, property, or
business registration, obtaining documents like clearance, passports, local or
foreign visas, constitutes practice of law?
xxx xxx xxx
The Integrated Bar of the Philippines (IBP) does not wish to make issue with
respondent's foreign citations. Suffice it to state that the IBP has made its position
manifest, to wit, that it strongly opposes the view espoused by respondent (to the
effect that today it is alright to advertise one's legal services).
The IBP accordingly declares in no uncertain terms its opposition to respondent's
act of establishing a "legal clinic" and of concomitantly advertising the same
through newspaper publications.
The IBP would therefore invoke the administrative supervision of this Honorable
Court to perpetually restrain respondent from undertaking highly unethical
activities in the field of law practice as aforedescribed. 4
xxx xxx xxx
A. The use of the name "The Legal Clinic, Inc." gives the impression that
respondent corporation is being operated by lawyers and that it renders legal
services.
While the respondent repeatedly denies that it offers legal services to the public,
the advertisements in question give the impression that respondent is offering
legal services. The Petition in fact simply assumes this to be so, as earlier
mentioned, apparently because this (is) the effect that the advertisements have on
the reading public.
It must not be forgotten, too, that the Family Code (defines) a marriage as
follows:
Article 1. Marriage is special contract of permanent union between
a man and woman entered into accordance with law for the
establishment of conjugal and family life. It is the foundation of
the family and an inviolable social institution whose nature,
consequences, and incidents are governed by law and not subject
to stipulation, except that marriage settlements may fix the
property relation during the marriage within the limits provided by
this Code.
By simply reading the questioned advertisements, it is obvious that the message
being conveyed is that Filipinos can avoid the legal consequences of a marriage
celebrated in accordance with our law, by simply going to Guam for a divorce.
This is not only misleading, but encourages, or serves to induce, violation of
Philippine law. At the very least, this can be considered "the dark side" of legal
practice, where certain defects in Philippine laws are exploited for the sake of
profit. At worst, this is outright malpractice.
Rule 1.02. A lawyer shall not counsel or abet activities aimed at
defiance of the law or at lessening confidence in the legal system.
In addition, it may also be relevant to point out that advertisements such as that
shown in Annex "A" of the Petition, which contains a cartoon of a motor vehicle
with the words "Just Married" on its bumper and seems to address those planning
a "secret marriage," if not suggesting a "secret marriage," makes light of the
"special contract of permanent union," the inviolable social institution," which is
how the Family Code describes marriage, obviously to emphasize its sanctity and
inviolability. Worse, this particular advertisement appears to encourage marriages
celebrated in secrecy, which is suggestive of immoral publication of applications
for a marriage license.
If the article "Rx for Legal Problems" is to be reviewed, it can readily be
concluded that the above impressions one may gather from the advertisements in
question are accurate. The Sharon Cuneta-Gabby Concepcion example alone
confirms what the advertisements suggest. Here it can be seen that criminal acts
are being encouraged or committed
(a bigamous marriage in Hong Kong or Las Vegas) with impunity simply because
the jurisdiction of Philippine courts does not extend to the place where the crime
is committed.
the Bench and Bar. Respondent would then be offering technical assistance, not
legal services. Alternatively, the more difficult task of carefully distinguishing
between which service may be offered to the public in general and which should
be made available exclusively to members of the Bar may be undertaken. This,
however, may require further proceedings because of the factual considerations
involved.
It must be emphasized, however, that some of respondent's services ought to be
prohibited outright, such as acts which tend to suggest or induce celebration
abroad of marriages which are bigamous or otherwise illegal and void under
Philippine law. While respondent may not be prohibited from simply
disseminating information regarding such matters, it must be required to include,
in the information given, a disclaimer that it is not authorized to practice law, that
certain course of action may be illegal under Philippine law, that it is not
authorized or capable of rendering a legal opinion, that a lawyer should be
consulted before deciding on which course of action to take, and that it cannot
recommend any particular lawyer without subjecting itself to possible sanctions
for illegal practice of law.
If respondent is allowed to advertise, advertising should be directed exclusively at
members of the Bar, with a clear and unmistakable disclaimer that it is not
authorized to practice law or perform legal services.
The benefits of being assisted by paralegals cannot be ignored. But nobody should
be allowed to represent himself as a "paralegal" for profit, without such term
being clearly defined by rule or regulation, and without any adequate and
effective means of regulating his activities. Also, law practice in a corporate form
may prove to be advantageous to the legal profession, but before allowance of
such practice may be considered, the corporation's Article of Incorporation and
By-laws must conform to each and every provision of the Code of Professional
Responsibility and the Rules of Court. 5
2. Philippine Bar Association:
xxx xxx xxx.
Respondent asserts that it "is not engaged in the practice of law but engaged in
giving legal support services to lawyers and laymen, through experienced
paralegals, with the use of modern computers and electronic machines" (pars. 2
and 3, Comment). This is absurd. Unquestionably, respondent's acts of holding
out itself to the public under the trade name "The Legal Clinic, Inc.," and
soliciting employment for its enumerated services fall within the realm of a
practice which thus yields itself to the regulatory powers of the Supreme Court.
For respondent to say that it is merely engaged in paralegal work is to stretch
credulity. Respondent's own commercial advertisement which announces a certain
Atty. Don Parkinson to be handling the fields of law belies its pretense. From all
indications, respondent "The Legal Clinic, Inc." is offering and rendering legal
services through its reserve of lawyers. It has been held that the practice of law is
not limited to the conduct of cases in court, but includes drawing of deeds,
incorporation, rendering opinions, and advising clients as to their legal right and
then take them to an attorney and ask the latter to look after their case in court
See Martin, Legal and Judicial Ethics, 1984 ed., p. 39).
It is apt to recall that only natural persons can engage in the practice of law, and
such limitation cannot be evaded by a corporation employing competent lawyers
to practice for it. Obviously, this is the scheme or device by which respondent
"The Legal Clinic, Inc." holds out itself to the public and solicits employment of
its legal services. It is an odious vehicle for deception, especially so when the
public cannot ventilate any grievance for malpractice against the business
conduit. Precisely, the limitation of practice of law to persons who have been duly
admitted as members of the Bar (Sec. 1, Rule 138, Revised Rules of Court) is to
subject the members to the discipline of the Supreme Court. Although respondent
uses its business name, the persons and the lawyers who act for it are subject to
court discipline. The practice of law is not a profession open to all who wish to
engage in it nor can it be assigned to another (See 5 Am. Jur. 270). It is a personal
right limited to persons who have qualified themselves under the law. It follows
that not only respondent but also all the persons who are acting for respondent are
the persons engaged in unethical law practice. 6
3. Philippine Lawyers' Association:
The Philippine Lawyers' Association's position, in answer to the issues stated
herein, are wit:
1. The Legal Clinic is engaged in the practice of law;
2. Such practice is unauthorized;
3. The advertisements complained of are not only unethical, but also misleading
and patently immoral; and
4. The Honorable Supreme Court has the power to supress and punish the Legal
Clinic and its corporate officers for its unauthorized practice of law and for its
unethical, misleading and immoral advertising.
xxx xxx xxx
Respondent posits that is it not engaged in the practice of law. It claims that it
merely renders "legal support services" to answers, litigants and the general
public as enunciated in the Primary Purpose Clause of its Article(s) of
Incorporation. (See pages 2 to 5 of Respondent's Comment). But its advertised
services, as enumerated above, clearly and convincingly show that it is indeed
engaged in law practice, albeit outside of court.
As advertised, it offers the general public its advisory services on Persons and
Family Relations Law, particularly regarding foreign divorces, annulment of
marriages, secret marriages, absence and adoption; Immigration Laws,
particularly on visa related problems, immigration problems; the Investments Law
of the Philippines and such other related laws.
Its advertised services unmistakably require the application of the aforesaid law,
the legal principles and procedures related thereto, the legal advices based thereon
and which activities call for legal training, knowledge and experience.
Applying the test laid down by the Court in the aforecited Agrava Case, the
activities of respondent fall squarely and are embraced in what lawyers and
laymen equally term as "the practice of law." 7
4. U.P. Women Lawyers' Circle:
In resolving, the issues before this Honorable Court, paramount consideration
should be given to the protection of the general public from the danger of being
exploited by unqualified persons or entities who may be engaged in the practice
of law.
At present, becoming a lawyer requires one to take a rigorous four-year course of
study on top of a four-year bachelor of arts or sciences course and then to take and
pass the bar examinations. Only then, is a lawyer qualified to practice law.
While the use of a paralegal is sanctioned in many jurisdiction as an aid to the
administration of justice, there are in those jurisdictions, courses of study and/or
standards which would qualify these paralegals to deal with the general public as
such. While it may now be the opportune time to establish these courses of study
and/or standards, the fact remains that at present, these do not exist in the
Philippines. In the meantime, this Honorable Court may decide to make measures
to protect the general public from being exploited by those who may be dealing
with the general public in the guise of being "paralegals" without being qualified
to do so.
In the same manner, the general public should also be protected from the dangers
which may be brought about by advertising of legal services. While it appears that
lawyers are prohibited under the present Code of Professional Responsibility from
advertising, it appears in the instant case that legal services are being advertised
not by lawyers but by an entity staffed by "paralegals." Clearly, measures should
be taken to protect the general public from falling prey to those who advertise
legal services without being qualified to offer such services. 8
A perusal of the questioned advertisements of Respondent, however, seems to
give the impression that information regarding validity of marriages, divorce,
annulment of marriage, immigration, visa extensions, declaration of absence,
adoption and foreign investment, which are in essence, legal matters , will be
given to them if they avail of its services. The Respondent's name The Legal
Clinic, Inc. does not help matters. It gives the impression again that
Respondent will or can cure the legal problems brought to them. Assuming that
Respondent is, as claimed, staffed purely by paralegals, it also gives the
misleading impression that there are lawyers involved in The Legal Clinic, Inc., as
there are doctors in any medical clinic, when only "paralegals" are involved in
The Legal Clinic, Inc.
Respondent's allegations are further belied by the very admissions of its President
and majority stockholder, Atty. Nogales, who gave an insight on the structure and
main purpose of Respondent corporation in the aforementioned "Starweek"
article." 9
5. Women Lawyer's Association of the Philippines:
Annexes "A" and "B" of the petition are clearly advertisements to solicit cases for
the purpose of gain which, as provided for under the above cited law, (are) illegal
and against the Code of Professional Responsibility of lawyers in this country.
Annex "A" of the petition is not only illegal in that it is an advertisement to solicit
cases, but it is illegal in that in bold letters it announces that the Legal Clinic, Inc.,
could work out/cause the celebration of a secret marriage which is not only illegal
but immoral in this country. While it is advertised that one has to go to said
agency and pay P560 for a valid marriage it is certainly fooling the public for
valid marriages in the Philippines are solemnized only by officers authorized to
do so under the law. And to employ an agency for said purpose of contracting
marriage is not necessary.
No amount of reasoning that in the USA, Canada and other countries the trend is
towards allowing lawyers to advertise their special skills to enable people to
obtain from qualified practitioners legal services for their particular needs can
justify the use of advertisements such as are the subject matter of the petition, for
one (cannot) justify an illegal act even by whatever merit the illegal act may
serve. The law has yet to be amended so that such act could become justifiable.
We submit further that these advertisements that seem to project that secret
marriages and divorce are possible in this country for a fee, when in fact it is not
so, are highly reprehensible.
It would encourage people to consult this clinic about how they could go about
having a secret marriage here, when it cannot nor should ever be attempted, and
seek advice on divorce, where in this country there is none, except under the Code
of Muslim Personal Laws in the Philippines. It is also against good morals and is
deceitful because it falsely represents to the public to be able to do that which by
our laws cannot be done (and) by our Code of Morals should not be done.
In the case (of) In re Taguda, 53 Phil. 37, the Supreme Court held that solicitation
for clients by an attorney by circulars of advertisements, is unprofessional, and
offenses of this character justify permanent elimination from the Bar. 10
6. Federacion Internacional de Abogados:
xxx xxx xxx
1.7 That entities admittedly not engaged in the practice of law, such as
management consultancy firms or travel agencies, whether run by lawyers or not,
perform the services rendered by Respondent does not necessarily lead to the
conclusion that Respondent is not unlawfully practicing law. In the same vein,
however, the fact that the business of respondent (assuming it can be engaged in
independently of the practice of law) involves knowledge of the law does not
necessarily make respondent guilty of unlawful practice of law.
. . . . Of necessity, no one . . . . acting as a consultant can render
effective service unless he is familiar with such statutes and
like the defendants have the same service that the larger employers
get from their own specialized staff.
The handling of industrial relations is growing into a recognized
profession for which appropriate courses are offered by our leading
universities. The court should be very cautious about declaring
[that] a widespread, well-established method of conducting
business is unlawful, or that the considerable class of men who
customarily perform a certain function have no right to do so, or
that the technical education given by our schools cannot be used by
the graduates in their business.
In determining whether a man is practicing law, we should
consider his work for any particular client or customer, as a whole.
I can imagine defendant being engaged primarily to advise as to
the law defining his client's obligations to his employees, to guide
his client's obligations to his employees, to guide his client along
the path charted by law. This, of course, would be the practice of
the law. But such is not the fact in the case before me. Defendant's
primarily efforts are along economic and psychological lines. The
law only provides the frame within which he must work, just as the
zoning code limits the kind of building the limits the kind of
building the architect may plan. The incidental legal advice or
information defendant may give, does not transform his activities
into the practice of law. Let me add that if, even as a minor feature
of his work, he performed services which are customarily reserved
to members of the bar, he would be practicing law. For instance, if
as part of a welfare program, he drew employees' wills.
Another branch of defendant's work is the representations of the
employer in the adjustment of grievances and in collective
bargaining, with or without a mediator. This is not per se the
practice of law. Anyone may use an agent for negotiations and may
select an agent particularly skilled in the subject under discussion,
and the person appointed is free to accept the employment whether
or not he is a member of the bar. Here, however, there may be an
exception where the business turns on a question of law. Most real
estate sales are negotiated by brokers who are not lawyers. But if
the value of the land depends on a disputed right-of-way and the
principal role of the negotiator is to assess the probable outcome of
the dispute and persuade the opposite party to the same opinion,
2.11. Annex "B" may likewise be ethically objectionable. The second paragraph
thereof (which is not necessarily related to the first paragraph) fails to state the
limitation that only "paralegal services?" or "legal support services", and not legal
services, are available." 11
A prefatory discussion on the meaning of the phrase "practice of law" becomes exigent for the
proper determination of the issues raised by the petition at bar. On this score, we note that the
clause "practice of law" has long been the subject of judicial construction and interpretation. The
courts have laid down general principles and doctrines explaining the meaning and scope of the
term, some of which we now take into account.
Practice of law means any activity, in or out of court, which requires the application of law, legal
procedures, knowledge, training and experience. To engage in the practice of law is to perform
those acts which are characteristic of the profession. Generally, to practice law is to give advice
or render any kind of service that involves legal knowledge or skill. 12
The practice of law is not limited to the conduct of cases in court. It includes legal advice and
counsel, and the preparation of legal instruments and contract by which legal rights are secured,
although such matter may or may not be pending in a court. 13
In the practice of his profession, a licensed attorney at law generally engages in three principal
types of professional activity: legal advice and instructions to clients to inform them of their
rights and obligations, preparation for clients of documents requiring knowledge of legal
principles not possessed by ordinary layman, and appearance for clients before public tribunals
which possess power and authority to determine rights of life, liberty, and property according to
law, in order to assist in proper interpretation and enforcement of law. 14
When a person participates in the a trial and advertises himself as a lawyer, he is in the practice
of law. 15 One who confers with clients, advises them as to their legal rights and then takes the
business to an attorney and asks the latter to look after the case in court, is also practicing law. 16
Giving advice for compensation regarding the legal status and rights of another and the conduct
with respect thereto constitutes a practice of law. 17 One who renders an opinion as to the proper
interpretation of a statute, and receives pay for it, is, to that extent, practicing law. 18
In the recent case of Cayetano vs. Monsod, 19 after citing the doctrines in several cases, we laid
down the test to determine whether certain acts constitute "practice of law," thus:
Black defines "practice of law" as:
The rendition of services requiring the knowledge and the application of legal
principles and technique to serve the interest of another with his consent. It is not
The Legal Clinic has regular and walk-in clients. "when they come, we start by
analyzing the problem. That's what doctors do also. They ask you how you
contracted what's bothering you, they take your temperature, they observe you for
the symptoms and so on. That's how we operate, too. And once the problem has
been categorized, then it's referred to one of our specialists.
There are cases which do not, in medical terms, require surgery or follow-up
treatment. These The Legal Clinic disposes of in a matter of minutes. "Things like
preparing a simple deed of sale or an affidavit of loss can be taken care of by our
staff or, if this were a hospital the residents or the interns. We can take care of
these matters on a while you wait basis. Again, kung baga sa hospital, out-patient,
hindi kailangang ma-confine. It's just like a common cold or diarrhea," explains
Atty. Nogales.
Those cases which requires more extensive "treatment" are dealt with accordingly.
"If you had a rich relative who died and named you her sole heir, and you stand to
inherit millions of pesos of property, we would refer you to a specialist in
taxation. There would be real estate taxes and arrears which would need to be put
in order, and your relative is even taxed by the state for the right to transfer her
property, and only a specialist in taxation would be properly trained to deal with
the problem. Now, if there were other heirs contesting your rich relatives will,
then you would need a litigator, who knows how to arrange the problem for
presentation in court, and gather evidence to support the case. 21
That fact that the corporation employs paralegals to carry out its services is not controlling. What
is important is that it is engaged in the practice of law by virtue of the nature of the services it
renders which thereby brings it within the ambit of the statutory prohibitions against the
advertisements which it has caused to be published and are now assailed in this proceeding.
Further, as correctly and appropriately pointed out by the U.P. WILOCI, said reported facts
sufficiently establish that the main purpose of respondent is to serve as a one-stop-shop of sorts
for various legal problems wherein a client may avail of legal services from simple
documentation to complex litigation and corporate undertakings. Most of these services are
undoubtedly beyond the domain of paralegals, but rather, are exclusive functions of lawyers
engaged in the practice of law. 22
It should be noted that in our jurisdiction the services being offered by private respondent which
constitute practice of law cannot be performed by paralegals. Only a person duly admitted as a
member of the bar, or hereafter admitted as such in accordance with the provisions of the Rules
of Court, and who is in good and regular standing, is entitled to practice law. 23
Public policy requires that the practice of law be limited to those individuals found duly qualified
in education and character. The permissive right conferred on the lawyers is an individual and
limited privilege subject to withdrawal if he fails to maintain proper standards of moral and
professional conduct. The purpose is to protect the public, the court, the client and the bar from
the incompetence or dishonesty of those unlicensed to practice law and not subject to the
disciplinary control of the court. 24
The same rule is observed in the american jurisdiction wherefrom respondent would wish to
draw support for his thesis. The doctrines there also stress that the practice of law is limited to
those who meet the requirements for, and have been admitted to, the bar, and various statutes or
rules specifically so provide. 25 The practice of law is not a lawful business except for members
of the bar who have complied with all the conditions required by statute and the rules of court.
Only those persons are allowed to practice law who, by reason of attainments previously
acquired through education and study, have been recognized by the courts as possessing
profound knowledge of legal science entitling them to advise, counsel with, protect, or defend
the rights claims, or liabilities of their clients, with respect to the construction, interpretation,
operation and effect of law. 26 The justification for excluding from the practice of law those not
admitted to the bar is found, not in the protection of the bar from competition, but in the
protection of the public from being advised and represented in legal matters by incompetent and
unreliable persons over whom the judicial department can exercise little control. 27
We have to necessarily and definitely reject respondent's position that the concept in the United
States of paralegals as an occupation separate from the law profession be adopted in this
jurisdiction. Whatever may be its merits, respondent cannot but be aware that this should first be
a matter for judicial rules or legislative action, and not of unilateral adoption as it has done.
Paralegals in the United States are trained professionals. As admitted by respondent, there are
schools and universities there which offer studies and degrees in paralegal education, while there
are none in the Philippines. 28 As the concept of the "paralegals" or "legal assistant" evolved in
the United States, standards and guidelines also evolved to protect the general public. One of the
major standards or guidelines was developed by the American Bar Association which set up
Guidelines for the Approval of Legal Assistant Education Programs (1973). Legislation has even
been proposed to certify legal assistants. There are also associations of paralegals in the United
States with their own code of professional ethics, such as the National Association of Legal
Assistants, Inc. and the American Paralegal Association. 29
In the Philippines, we still have a restricted concept and limited acceptance of what may be
considered as paralegal service. As pointed out by FIDA, some persons not duly licensed to
practice law are or have been allowed limited representation in behalf of another or to render
legal services, but such allowable services are limited in scope and extent by the law, rules or
regulations granting permission therefor. 30
Accordingly, we have adopted the American judicial policy that, in the absence of constitutional
or statutory authority, a person who has not been admitted as an attorney cannot practice law for
the proper administration of justice cannot be hindered by the unwarranted intrusion of an
unauthorized and unskilled person into the practice of law. 31 That policy should continue to be
one of encouraging persons who are unsure of their legal rights and remedies to seek legal
assistance only from persons licensed to practice law in the state. 32
Anent the issue on the validity of the questioned advertisements, the Code of Professional
Responsibility provides that a lawyer in making known his legal services shall use only true,
honest, fair, dignified and objective information or statement of facts. 33 He is not supposed to
use or permit the use of any false, fraudulent, misleading, deceptive, undignified, self-laudatory
or unfair statement or claim regarding his qualifications or legal services. 34 Nor shall he pay or
give something of value to representatives of the mass media in anticipation of, or in return for,
publicity to attract legal business. 35 Prior to the adoption of the code of Professional
Responsibility, the Canons of Professional Ethics had also warned that lawyers should not resort
to indirect advertisements for professional employment, such as furnishing or inspiring
newspaper comments, or procuring his photograph to be published in connection with causes in
which the lawyer has been or is engaged or concerning the manner of their conduct, the
magnitude of the interest involved, the importance of the lawyer's position, and all other like
self-laudation. 36
The standards of the legal profession condemn the lawyer's advertisement of his talents. A lawyer
cannot, without violating the ethics of his profession. advertise his talents or skill as in a manner
similar to a merchant advertising his goods. 37 The prescription against advertising of legal
services or solicitation of legal business rests on the fundamental postulate that the that the
practice of law is a profession. Thus, in the case of The Director of Religious Affairs. vs.
Estanislao R. Bayot 38 an advertisement, similar to those of respondent which are involved in the
present proceeding, 39 was held to constitute improper advertising or solicitation.
The pertinent part of the decision therein reads:
It is undeniable that the advertisement in question was a flagrant violation by the
respondent of the ethics of his profession, it being a brazen solicitation of business
from the public. Section 25 of Rule 127 expressly provides among other things
that "the practice of soliciting cases at law for the purpose of gain, either
personally or thru paid agents or brokers, constitutes malpractice." It is highly
unethical for an attorney to advertise his talents or skill as a merchant advertises
his wares. Law is a profession and not a trade. The lawyer degrades himself and
his profession who stoops to and adopts the practices of mercantilism by
advertising his services or offering them to the public. As a member of the bar, he
defiles the temple of justice with mercenary activities as the money-changers of
old defiled the temple of Jehovah. "The most worthy and effective advertisement
possible, even for a young lawyer, . . . . is the establishment of a well-merited
reputation for professional capacity and fidelity to trust. This cannot be forced but
must be the outcome of character and conduct." (Canon 27, Code of Ethics.).
We repeat, the canon of the profession tell us that the best advertising possible for a lawyer is a
well-merited reputation for professional capacity and fidelity to trust, which must be earned as
the outcome of character and conduct. Good and efficient service to a client as well as to the
community has a way of publicizing itself and catching public attention. That publicity is a
normal by-product of effective service which is right and proper. A good and reputable lawyer
needs no artificial stimulus to generate it and to magnify his success. He easily sees the
difference between a normal by-product of able service and the unwholesome result of
propaganda. 40
Of course, not all types of advertising or solicitation are prohibited. The canons of the profession
enumerate exceptions to the rule against advertising or solicitation and define the extent to which
they may be undertaken. The exceptions are of two broad categories, namely, those which are
expressly allowed and those which are necessarily implied from the restrictions. 41
The first of such exceptions is the publication in reputable law lists, in a manner consistent with
the standards of conduct imposed by the canons, of brief biographical and informative data.
"Such data must not be misleading and may include only a statement of the lawyer's name and
the names of his professional associates; addresses, telephone numbers, cable addresses;
branches of law practiced; date and place of birth and admission to the bar; schools attended with
dates of graduation, degrees and other educational distinction; public or quasi-public offices;
posts of honor; legal authorships; legal teaching positions; membership and offices in bar
associations and committees thereof, in legal and scientific societies and legal fraternities; the
fact of listings in other reputable law lists; the names and addresses of references; and, with their
written consent, the names of clients regularly represented." 42
The law list must be a reputable law list published primarily for that purpose; it cannot be a mere
supplemental feature of a paper, magazine, trade journal or periodical which is published
principally for other purposes. For that reason, a lawyer may not properly publish his brief
biographical and informative data in a daily paper, magazine, trade journal or society program.
Nor may a lawyer permit his name to be published in a law list the conduct, management or
contents of which are calculated or likely to deceive or injure the public or the bar, or to lower
the dignity or standing of the profession. 43
The use of an ordinary simple professional card is also permitted. The card may contain only a
statement of his name, the name of the law firm which he is connected with, address, telephone
number and special branch of law practiced. The publication of a simple announcement of the
opening of a law firm or of changes in the partnership, associates, firm name or office address,
being for the convenience of the profession, is not objectionable. He may likewise have his name
listed in a telephone directory but not under a designation of special branch of law. 44
Verily, taking into consideration the nature and contents of the advertisements for which
respondent is being taken to task, which even includes a quotation of the fees charged by said
respondent corporation for services rendered, we find and so hold that the same definitely do not
and conclusively cannot fall under any of the above-mentioned exceptions.
The ruling in the case of Bates, et al. vs. State Bar of Arizona, 45 which is repeatedly invoked and
constitutes the justification relied upon by respondent, is obviously not applicable to the case at
bar. Foremost is the fact that the disciplinary rule involved in said case explicitly allows a
lawyer, as an exception to the prohibition against advertisements by lawyers, to publish a
statement of legal fees for an initial consultation or the availability upon request of a written
schedule of fees or an estimate of the fee to be charged for the specific services. No such
exception is provided for, expressly or impliedly, whether in our former Canons of Professional
Ethics or the present Code of Professional Responsibility. Besides, even the disciplinary rule in
the Bates case contains a proviso that the exceptions stated therein are "not applicable in any
state unless and until it is implemented by such authority in that state." 46 This goes to show that
an exception to the general rule, such as that being invoked by herein respondent, can be made
only if and when the canons expressly provide for such an exception. Otherwise, the prohibition
stands, as in the case at bar.
It bears mention that in a survey conducted by the American Bar Association after the decision in
Bates, on the attitude of the public about lawyers after viewing television commercials, it was
found that public opinion dropped significantly 47 with respect to these characteristics of lawyers:
Trustworthy from 71% to 14%
Professional from 71% to 14%
Honest from 65% to 14%
Dignified from 45% to 14%
Secondly, it is our firm belief that with the present situation of our legal and judicial systems, to
allow the publication of advertisements of the kind used by respondent would only serve to
aggravate what is already a deteriorating public opinion of the legal profession whose integrity
has consistently been under attack lately by media and the community in general. At this point in
time, it is of utmost importance in the face of such negative, even if unfair, criticisms at times, to
adopt and maintain that level of professional conduct which is beyond reproach, and to exert all
efforts to regain the high esteem formerly accorded to the legal profession.
In sum, it is undoubtedly a misbehavior on the part of the lawyer, subject to disciplinary action,
to advertise his services except in allowable instances 48 or to aid a layman in the unauthorized
practice of law. 49 Considering that Atty. Rogelio P. Nogales, who is the prime incorporator,
major stockholder and proprietor of The Legal Clinic, Inc. is a member of the Philippine Bar, he
is hereby reprimanded, with a warning that a repetition of the same or similar acts which are
involved in this proceeding will be dealt with more severely.
While we deem it necessary that the question as to the legality or illegality of the purpose/s for
which the Legal Clinic, Inc. was created should be passed upon and determined, we are
constrained to refrain from lapsing into an obiter on that aspect since it is clearly not within the
adjudicative parameters of the present proceeding which is merely administrative in nature. It is,
of course, imperative that this matter be promptly determined, albeit in a different proceeding
and forum, since, under the present state of our law and jurisprudence, a corporation cannot be
organized for or engage in the practice of law in this country. This interdiction, just like the rule
against unethical advertising, cannot be subverted by employing some so-called paralegals
supposedly rendering the alleged support services.
The remedy for the apparent breach of this prohibition by respondent is the concern and province
of the Solicitor General who can institute the corresponding quo warranto action, 50 after due
ascertainment of the factual background and basis for the grant of respondent's corporate charter,
in light of the putative misuse thereof. That spin-off from the instant bar matter is referred to the
Solicitor General for such action as may be necessary under the circumstances.
ACCORDINGLY, the Court Resolved to RESTRAIN and ENJOIN herein respondent, The Legal
Clinic, Inc., from issuing or causing the publication or dissemination of any advertisement in any
form which is of the same or similar tenor and purpose as Annexes "A" and "B" of this petition,
and from conducting, directly or indirectly, any activity, operation or transaction proscribed by
law or the Code of Professional Ethics as indicated herein. Let copies of this resolution be
furnished the Integrated Bar of the Philippines, the Office of the Bar Confidant and the Office of
the Solicitor General for appropriate action in accordance herewith.
Narvasa, C.J., Cruz, Feliciano, Padilla, Bidin, Grio-Aquino, Davide, Jr., Romero, Nocon,
Bellosillo, Melo and Quiason, JJ., concur