Latent TB
Latent TB
Latent TB
tuberculosis
H. Esmail1,2, C. E. Barry 3rd3, D. B. Young1,4 and R. J. Wilkinson1,2,4
1
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Review
Cite this article: Esmail H, Barry CE 3rd,
Young DB, Wilkinson RJ. 2014 The ongoing
challenge of latent tuberculosis. Phil.
Trans. R. Soc. B 369: 20130437.
http://dx.doi.org/10.1098/rstb.2013.0437
One contribution of 12 to a Theme Issue After
2015: infectious diseases in a new era of
health and development.
Subject Areas:
health and disease and epidemiology,
immunology, microbiology
The global health community has set itself the task of eliminating tuberculosis
(TB) as a public health problem by 2050. Although progress has been made in
global TB control, the current decline in incidence of 2% yr21 is far from the
rate needed to achieve this. If we are to succeed in this endeavour, new strategies to reduce the reservoir of latently infected persons (from which new cases
arise) would be advantageous. However, ascertainment of the extent and risk
posed by this group is poor. The current diagnostics tests (tuberculin skin test
and interferon-gamma release assays) poorly predict who will develop active
disease and the therapeutic options available are not optimal for the scale of
the intervention that may be required. In this article, we outline a basis for
our current understanding of latent TB and highlight areas where innovation
leading to development of novel diagnostic tests, drug regimens and vaccines
may assist progress. We argue that the pool of individuals at high risk of progression may be significantly smaller than the 2.33 billion thought to be
immune sensitized by Mycobacterium tuberculosis and that identifying and
targeting this group will be an important strategy in the road to elimination.
1. Introduction
Keywords:
latent tuberculosis, Mycobacterium tuberculosis,
elimination, diagnosis, treatment,
natural history
Author for correspondence:
H. Esmail
e-mail: h.esmail@imperial.ac.uk
Mycobacterium tuberculosis (Mtb) is a pathogen that has coevolved with anatomically modern humans [13], co-migrating from Africa as our population
expanded to cover every area of the globe (see box 1). It has been estimated
that in 2006 there were more cases of tuberculosis (TB) than in any other year in
recent history [7], and yet the ambitious vision adopted by the World Health
Organization (WHO) and Stop TB partnership is to eliminate TB as a public
health problem by 2050 [8]. This has been defined as achieving an incidence
rate of less than 1 case per million of the global population; for comparison, the
2012 rate is 1220 cases per million [9]. Various regions of the world are in different
phases of the TB epidemic and will require different strategies to make progress
towards elimination. In the twentieth century, much of Western Europe, North
America and parts of East Asia saw dramatic reductions in TB incidence through
major social and economic progress and implementation of improved TB control
and treatment programmes, with reduction in TB cases of up to 8.8% yr21 being
achieved after the second world war [10]. By contrast, sub-Saharan Africa and
Eastern Europe/Central Asia in particular suffered a steep increase in incidence during the 1990s owing to the HIV epidemic and the social and
economic disruption following collapse of the Soviet Union, respectively.
& 2014 The Authors. Published by the Royal Society under the terms of the Creative Commons Attribution
License http://creativecommons.org/licenses/by/3.0/, which permits unrestricted use, provided the original
author and source are credited.
Subsequently, as part of the response to the United Nations Millennium Development Goal 6 to combat HIV/AIDS, malaria
and other major diseases, the Stop TB partnership set a target
of reducing the global mortality and prevalence of TB disease
by 50% compared with 1990 levels. By 2012, a 37% reduction
in global prevalence of TB had been achieved (although not
on track to achieve 50% reduction by 2015) and a 45% reduction
in mortality (on track to achieve 50% reduction by 2015) [12].
Latest estimates suggest that in 2012 there were 8.6 million
new cases of TB and 1.3 million deaths, with the global incidence of TB falling 2% yr21 over recent years [9]. In this
context, the 2050 elimination target seems particularly bold,
requiring a historically unprecedented 20% yr21 reduction in
global incidence [10]. A detailed strategy to make the 2050
vision a reality is currently being developed and will be
announced in 2014 with interim targets for 2025 and 2035
being proposed. In the initial phase, scale-up and widespread
implementation of current TB control measures coupled with
continued socioeconomic development particularly within the
BRICS (Brazil, Russia, India, China and South Africa) countries
along with continued antiretroviral therapy (ART) roll out in
sub-Saharan Africa could result in reductions in TB incidence
of 10% yr21. However, to bring global incidence down towards
current levels seen in North America and parts of Western
Europe, considered to be in the elimination phase (less than
100 cases/million yr21), by 2035 will require development of
novel technologies and approaches though research and innovation. Whereas until now TB control has focused on
detection and management of active disease, which will continue to be important, a renewed focus on understanding and
managing the important reservoir of infected humans with
latent infection will be critical to future progress. Modelling
suggests that mass treatment of latent TB would be one of
the most effective ways to reduce incidence of TB [10,13], but
with current treatment and diagnostics this would involve up
to one-third of the worlds population taking three to nine
months of anti-tuberculous therapy, which is neither desirable
or feasible. In this article, we will highlight our current understanding of latent TB and the gaps in our knowledge that need
to be filled to develop more predictive diagnostic tests, effective
short-course treatments and vaccines.
Current evidence suggests that Mtb was already established as an infection of ancient human populations prior to migration out
of Africa. In these small isolated hunter gatherer populations, sustained infection would be favoured by low-virulence pathogens capable of persisting within the human host by chronic or latent infection and transmitting to susceptible new birth cohorts
years or decades after initial infection. Higher virulence pathogens with shorter incubation would result in self-terminating epidemics owing to elimination of susceptible hosts [2,4]. It has been speculated that increases in human population density
associated with the Neolithic Revolution in farming and the Industrial Revolution in Europe may have favoured the emergence
of Mtb strains with greater virulence and shorter incubation periods [1,3,5]. According to this model, carriage as an asymptomatic commensal may have been the predominant mode of Mtb infection in ancient human populations and may have shaped
the natural immune response. The current predominant high mortality form of TB would then represent a relatively recent challenge to human health. This model is consistent with phylogenetic analysis of global Mtb and with epidemiological differences
between the spread of modern Beijing strains and that of ancient Mycobacterium africanum [6].
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known
7 billion
unknown
? immune sensitized at
some stage but reverted
Figure 1. Reservoir of TBwe currently have estimates for proportion of population that are immune sensitized (large circle) and number of cases of active TB annually
(small filled circle). As TST and IGRA reversion can occur, total number of exposed persons may be greater than this (larger dashed circle), in addition TST and IGRA are
only moderately sensitive for active TB. A much smaller pool of people may be at much higher risk of TB (bottom small dashed circle) and also a proportion of people
may receive considerable protection against reinfection (top small dashed circle). Identifying these additional populations may be very valuable. (Online version in colour.)
incidence of 50/100 000 yr21 results in an infection rate of 1000/
100 000 yr21. This may be less applicable in the contemporary
era as improved diagnosis and treatment may have reduced
the average duration of infectiousness significantly and factors
such as population density, success of TB control programmes,
the prevalence of HIV infection and the prevalence of drugresistant TB will also have influenced transmission [33]. A
recent analysis of data from East Asian countries between
1975 and 1994 by van Leth et al. [34] determined that the
number of infections per prevalent smear positive case was
2.65.9 yr21, so at least in some parts of the world Styblos
rule overestimates infection [33,34]. Smear positive TB is also
not homogeneous. Jones-Lopez et al. [35] have shown that in
only 45% of smear positive cases could Mtb be cultured from
cough aerosols generated through 10 min of strong coughing.
In addition, the variability in colony-forming units (cfu) generated was great (1378 cfu). They also showed that infection of
household contacts was significantly greater when the index
cases had a high cough aerosol cfu compared with low or no
cough aerosol cfu [35]. Confirming that cases of TB transmit variably, Escombe et al. [36] using the Riley guinea pig model of
airborne infection in an HIV/TB ward in Peru showed that
8.5% of admissions were responsible for 98% of infections in
guinea pigs. Further complicating the situation is the fact that
although previously Mtb was considered a highly invariant
pathogen, recent large-scale whole genome sequencing projects
have made it clear that the pathogen has continued to evolve.
As human population density has expanded exponentially and
living conditions have shifted from low-density agrarian conditions to high-density urban conditions, new genetic variants
of Mtb have emerged, displacing formerly resident strains [37]
(see box 1). More modern strains differ from their ancient progenitors, notably at a cellular level in the magnitude of the
innate immune response they elicit [38]. More variation in
these strains has been observed than previously expected, and
plausible links to enhanced transmissibility have been inferred
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? degree of protection
from re-infection by Mtb
The lifetime age-weighted risk of TB following infection in settings with low exogenous reinfection is estimated to be 12%
[60]. Careful follow-up in placebo-controlled intervention
studies has demonstrated that disease is most likely to occur
in the first year following infection, with stepwise reduction
year on year over the following 510 years (figure 2), by
which time incidence approaches that of uninfected contacts
[22]. The different manifestations of TB occur at different intervals following infection, with pleural TB, TB meningitis and
miliary TB occurring after a shorter interval than pulmonary
or other extra-pulmonary sites.
Reactivation several decades after initial infection occurs
[61], but as observational studies with close follow-up
rarely continue beyond 10 years it is difficult to assess how
common reactivation is outside this timeframe. In addition,
conventional observational studies make it difficult to evaluate whether disease relates to the initial infection event or
subsequent reinfection. Borgdorff et al. [62] applied a molecular epidemiology approach (using restriction fragment length
polymorphism of IS6110 /2 polymorphic GC-rich
sequence) to 12 222 cases of TB over a 15-year period in the
1200
TST +ve placebo
1000
800
600
400
200
0
0
4
6
years since contact
10
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of cases) is necessary for transmission of infection, in particular pulmonary cavitation facilitates efficient Mtb replication
and transmission. There is some evidence that suggests Mtb
may specifically exploit the immune response through conservation of immunodominant epitopes [42], which could
promote the induction of immunopathology that leads to
lung cavitation. It is immunocompetent adults that contribute
most to disease transmission. These individuals who are most
effective at transmitting are often sputum smear positive and
cough spontaneously, thereby generating infectious particles.
Infection is initiated by droplet nuclei of less than 5 mm that
can remain suspended in the air for hours (if not disrupted by
turbulence) and be inhaled by contacts sharing the same
environment [43]. Around 3050% of close household contacts will develop evidence of immune sensitization as a
result of infection [44].
A single droplet nucleus ( probably containing 110 bacilli)
can initiate infection, with the site of implantation following
chance distribution strongly influenced by the particle size
across the lung lobes [45]. The early stages of infection are
characterized by a localized macrophage-rich alveolitis, lymphatic spread to regional mediastinal lymph nodes and a
low-grade bacillaemia allowing distant dissemination [46,47].
Approximately 210 weeks following initial infection, a cellmediated immune response develops, signified by tuberculin
conversion, facilitating the development of granulomas
which promote control of infection [48] (box 2). This initial
infection is often asymptomatic but may be associated with
fever, mild chest symptoms and increased inflammatory markers [52,53]. The primary infiltrate may be visible on chest
radiograph in 26% of older children and adults [54] (this
may be considerably higher in young children [55,56]). In a
small proportion (less than 15%), the visible primary infiltrate
may progress ( progressive primary TB), but in general the
lesion heals and often eventually calcifies. If progressive TB
disease subsequently develops within the lungs, it does so at
a distant site, most commonly arising apically or sub-apically;
the mechanism for this characteristic localization is poorly
understood and the source of some speculation [5759].
(b) Immunosuppression
A number of conditions are associated with increased risk of
progression of TB, with HIV infection and anti-tumour necrosis
factor (TNF) therapy being two well-documented examples.
The effect of anti-TNF therapy is particularly striking in the
macaque model of latent TB treatment, with anti-TNF resulting
in almost universal reactivation in animals that had initially no
signs or symptoms of active disease for at least six months from
the time of infection [70]. In humans treated with anti-TNF
therapy, especially with infliximab, the risk of TB is increased
initially up to 20-fold with 43% of TB cases occurring within
the first 90 days of administration of anti-TNF therapy, demonstrating how rapidly active disease can be precipitated [71].
However, reactivation is by no means universal. In an evaluation of the implementation of LTBI screening prior to
Mtb adapts to environmental triggers such as hypoxia, nutrient starvation and reduced pH encountered during infection by
altering metabolism and arresting replication [49]. Adaptation often includes transient transcriptional activation of a characteristic set of approximately 50 genes under the control of the DosR dormancy regulator, together with additional genes
appropriate to the specific environmental cue [50]. The products of these induced genes are currently being explored as
potential biomarkers. Resumption of replication following exposure to a more favourable environment is presumed to
involve analogous transcriptional and metabolic reprogramming, including cell wall changes mediated by a family of transglycosylase enzymes [51]. The ability of Mtb to persist in a reversible non-replicating state is a key virulence factor but the
direct equation of clinical latency with non-replicating mycobacteria and active disease with replicating mycobacteria is an
oversimplification. Although active disease is characterized by uncontrolled increases in bacillary numbers, imaging and
autopsy studies show that there are numerous micro-environments that exhibit varying degrees of progression and healing.
A partially overlapping heterogeneous spectrum is seen in latent stages of infection. The prolonged courses of treatment
required to prevent relapse following treatment of active TB are thought to be due to persistent populations of bacilli,
whereas the efficacy of isoniazid as preventive therapy in latent infection is thought to be due to its effect on replicating bacilli.
In short, although absolute numbers and proportion clearly differ it seems likely that both replicating and non-replicating
bacilli are present in both latent infection and active disease.
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(a)
disease
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1 progression
infection
unstable
Prc
Prd
Prc
Prc
Prc
stable
(b)
Prc
pathology
unstable LTBI
clinical TB
culture
imaging
time (months)
Figure 3. (a) Following infection, there may be a critical period where fate of infection is determined with predisposing factors (Prd) influencing this outcome. In a
small proportion, the primary infection may be progressive; in those that control primary infection, a proportion may eliminate TB or exert highly effective control
and be at very low risk of reactivation. In the third group, control may be unstable waxing and waning in response to a variety of precipitating factors (Prc) with
reactivation of TB most likely to occur in this high-risk group. (b) Precipitating factors (Prc) may lead to progression of disease. Prior to presentation these individuals
may pass through a subclinical phase of active infection which may last months; during this phase Mtb may be isolated by culture or pathology may be visible
through imaging prior to symptomatic presentation. (Online version in colour.)
approaches have also suggested a protective effect of infection.
Using national datasets over long periods of time to model the
dynamics of TB, Vynnycky & Fine [60] from data for England
and Wales 19001990 predicted a 1641% protection from an
initial infection against reinfection, and Sutherland et al. [77]
from data for the Netherlands predicted 6381% protection.
Taking an alternative strategy, Brooks-Pollock et al. [78] used
cross-sectional household data from Lima, Peru from 1996
2002 to propose 35% protection. In detailed studies of reinfection in the rabbit model, Lurie [79] demonstrated that control
of a re-infecting strain in previously infected rabbits was
mediated by tissue resident mononuclear cells, with efficiency
of control relating to the extent of the primary lesion from the
initial infection. The mechanism of protection in humans is
not known but clearly an improved understanding of this
could greatly facilitate vaccine development.
infection may have been eliminated, while at the other end disease may be active but in a subclinical form, and between these
two extremes infection is controlled in a quiescent state [8084].
When carefully considering the natural history of infection, it
seems plausible that soon after initial infection and immune
sensitization there are three main possible outcomes influenced
by predisposing factors that determine the course of infection
during this critical phase and alter the proportions in each
group (figure 3). Some may initially develop primary progressive disease; this may be a very small proportion in adults but
would likely be more common in advanced immunosuppression and infants. A second group (a high-risk groupthe
main group from which reactivation disease arises) enter a
more unstable state with infection taking a waxingwaning
course during which periods of progression triggered by
precipitating factors may be followed by control (which may
lead to evidence of immunopathology) or the development of
clinical disease. Some precipitating factors may be more
potent than others; very potent precipitating factors (such as
anti-TNF and HIV) may have the effect of causing rapid progression over a short time interval. It is also in this group that
isoniazid preventive therapy may be most effective. A third
group may rapidly and effectively control infection and
eventually may even sterilize the organism and may be at
control/ elimination
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and IFNg production [90]. So it seems plausible that pro-inflammatory responses in healthy adolescents and young adults have
detrimental effects leading to cavitary disease, anti-inflammatory responses in infants lead to their inability to control
replication and there is a more optimal balanced response in
older children.
A further incompletely understood historical observation
recently being revisited is the effect of monocyte : lymphocyte
ratio (M : L) on risk of disease. It has been found in both
animal models and clinical observation that extremes of
both low and high M : L result in a greater risk of developing
TB, but what is still not clear is whether this is a predisposing
factor [91] or a marker of progressive disease as TB treatment
normalizes the M : L ratio [92].
While some precipitating factors may be well known
and potent resulting in rapid progression of the at risk group
(e.g. anti-TNF therapy), some may just contribute to a fluctuating
course triggering disease in a minority. To consider an example,
an interesting observation is the seasonality of TB with increased
case notification that can be 2025% higher in spring/summer
compared with autumn/winter [9396]. This is striking for an
infectious disease with relatively prolonged and variable incubation. In common with other respiratory pathogens, one
explanation would be behavioural, with winter crowding leading to greater transmission, but modelling evidence and
analysis of unique and clustered Mtb strains suggest that this
cannot fully explain seasonality of TB [97,98]. A seasonal precipitating factor such as vitamin D deficiency or viral respiratory
infection (e.g influenza) is an alternative explanation. Vitamin
D, synthesized within the skin requiring UV light, acts as an
immunomodulatory and anti-inflammatory agent primarily
exerting its effect on the macrophage, facilitating enhanced control of mycobacteria through pleiotropic mechanisms [92,99]. A
number of clinical observations provide some support for the
role of vitamin D deficiency in inducing reactivation. TB patients
are well documented to have significantly lower vitamin D levels
than healthy household controls [100,101], and the spring/
summer peak in TB notifications is preceded by a winter
trough in vitamin D levels in Cape Town [102]. There is some evidence to suggest that seasonality is more pronounced in foreignborn cases (who may be at greater risk of vitamin D deficiency
owing to skin tone) compared with native cases in Europe
[103,104]. An alternative seasonal precipitant could be viral infection. It has recently been shown that the type 2 interferon (IFNg)
response critical for mycobacterial control can be impaired by the
downstream effects of type 1 interferons (IFNa/b) [105]. It has
therefore been hypothesized that viral respiratory infections
inducing a type 1 interferon response could lead to reactivation
by impairment of type 2 interferon facilitated control of Mtb. In
the mouse model, mycobacterial growth is enhanced and survival decreased in mice previously exposed to influenza by a
mechanism dependent on type 1 interferon signalling [106]. In
addition, historical observations and modelling of the 1918 influenza pandemic suggest a negative impact of influenza on TB
[107]. It is also possible that aside from host factors, variability
of the bacillus may influence rate of progression and disease outcome, and it is worth noting that there is clear evidence for
diversifying selection in genes of the bacillus whose functional
roles are less than clear [108].
Having a fuller understanding of these predisposing and
precipitating factors and the magnitude of their effects might
allow us to consider the impact of novel intervention strategies: for instance, whether widespread or targeted vitamin
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current
LTBI tx
10
(c) Drugs
are a major factor when treating otherwise asymptomatic persons (as demonstrated by pyrazinamide), especially while we
are unable to more precisely define who will derive greatest
benefit from preventive therapy.
A further challenge is how to best evaluate novel LTBI regimens. Currently, the only endpoint for clinical trials is the
absence of disease and hence in order to demonstrate clinical
efficacy studies they will need large numbers and prolonged
follow-up. A surrogate marker of clinical response (analogous
to 14-day early bactericidal activity or two-month culture conversion for active TB) may allow for more rapid evaluation of
different regimens to select which should go forward to
larger clinical studies. Peripheral blood biomarkers that signify
treatment success for LTBI would be very useful in this regard.
An alternative approach that is being developed similar to
oncology studies is the use of PET/CT imaging to evaluate
response of therapy. 18F-Fluorodeoxyglucose (FDG) is the
most widely used tracer, is a non-specific marker of metabolic
activity and is taken up avidly by activated neutrophils and
macrophages [121]. Sites of active TB even in the absence of
symptoms accumulate FDG avidly and a number of studies
have demonstrated that uptake is markedly reduced following
TB treatment [122125]. Tracers that are more specific for Mtb
would be a great advance and these are currently in early
stages of development.
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7. Concluding remarks
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