Page V Smith
Page V Smith
Page V Smith
1 A.C.
^mf f*ic!:011;
of Birkenhead
M. G.
D
[HOUSE OF LORDS]
PAGE
APPELLANT
AND
SMITH
1995
RESPONDENTS
156
Page v. Smith (H.L.(E.))
[1996]
157
1 A.C.
Page v. Smith (H.L.(E.))
McLoughlin v. O'Brian [1983] 1 A.C. 410; [1982] 2 W.L.R. 982; [1982] 2 All
E.R. 298, H.L.(E.)
Malcolm v. Broadhurst [1970] 3 All E.R. 508
Mount Isa Mines Ltd. v. Pusey (1970) 125 C.L.R. 383
Nicholls v. Rushton, The Times, 19 June 1992; Court of Appeal (Civil
Division) Transcript No. 401 of 1992, C.A.
Overseas Tankship (U.K.) Ltd. v. Miller Steamship Co. Pty. (The Wagon
Mound (No. 2)) [1967] 1 A.C. 617; [1966] 3 W.L.R. 498; [1966] 2 All
E.R. 709, P.C.
Overseas Tankship (U.K.) Ltd. v. Morts Dock & Engineering Co. Ltd. (The
Wagon Mound) [1961] A.C. 388; [1961] 2 W.L.R. 126; [1961] 1 All E.R.
404, P.C.
Polemis and Furness, Withy & Co., In re [1921] 3 K.B. 560, C.A.
Schneider v. Eisovitch [1960] 2 Q.B. 430; [1960] 2 W.L.R. 169; [1960] 1 All
E.R. 169
Victorian Railways Commissioners v. Coultas (1888) 13 App.Cas. 222, P.C.
Wilkinson v. Downton [1897] 2 Q.B. 57
The following additional cases were cited in argument:
Abramzik v. Brenner (1967) 65 D.L.R. (2d) 651
Caparo Industries Pic. v. Dickman [1990] 2 A.C. 605; [1990] 2 W.L.R. 358;
[1990] 1 All E.R. 568, H.L.(E.)
Czarnikow (C.) Ltd. v. Koufos [1969] 1 A.C. 350; [1967] 3 W.L.R. 1491; [1967]
3 All E.R. 686, H.L.(E.)
Dooley v. Cammell Laird & Co. Ltd. [1951] 1 Lloyd's Rep. 271
Hughes v. Lord Advocate [1963] A.C. 837; [1963] 2 W.L.R. 779; [1963] 1 All
E.R. 705, H.L.(Sc)
Marshall v. Lionel Enterprises Inc. (1971) 25 D.L.R. (3d) 141
Nader v. Urban Transit Authority of New South Wales [1985] 2 N.S.W.L.R.
501
Pollard v. Makarchuk (1958) 16 D.L.R. (2d) 225
Smith v. Leech Brain & Co. Ltd. [1962] 2 Q.B. 405; [1962] 2 W.L.R. 148;
[1961] 3 All E.R. 1159
Sutherland Shire Council v. Heyman (1985) 157 C.L.R. 424
Tremain v. Pike [1969] 1 W.L.R. 1556; [1969] 3 All E.R. 1303
"
158
Page v. Smith (H.L.(E.))
|1996|
Colin Mackay Q.C. and Jennifer Richards for the plaintiff. The
defendant should compensate the plaintiff for the personal injury he
sustained if it was reasonably foreseeable in the moments before the
accident that the accident would cause him some personal injury. If it is
necessary that the defendant should have to foresee the kind of injury that
the plaintiff sustained and/or the manner in which it was caused, that risk
was itself foreseeable if the relevant test for foreseeability is applied. The
plaintiffs susceptibility to the particular form of injury that he sustained
is irrelevant. Such an approach does not open any floodgates, or create
new categories of negligence.
The present case does not raise the problem of nervous shock sustained
by an onlooker. "Nervous shock" has been used to refer to (i) psychiatric
or mental illness and (ii) the process whereby a sudden and frightening
external event operates through the senses and/or nerves so as to produce
illness whose symptoms may be mental and/or physical. The second
meaning is to be preferred.
"Damage" in the present context means merely personal injury. The
action is a claim for personal injuries. The defence concede that the
plaintiffs symptoms were entirely physical, for the defendant's psychiatric
expert accepted that the plaintiff suffered from no form of psychiatric
illness.
As to the test of foreseeability in negligence, it is the same at all stages,
that is, for determining both culpability and compensation: Overseas
Tankship (U.K.) Ltd. v. Morts Dock & Engineering Co. Ltd. (The Wagon
Mound) [1961] A.C. 388, 424-425. The injury complained of must be of a
class or character foreseeable as a possible result of the negligence, but,
otherwise the defendant must take the plaintiff as he finds him: Smith v.
Leech Brain & Co. Ltd. [1962] 2 Q.B. 405, 413, 414. The fact that the
accident was foreseeable but happened in an unpredictable way does not
debar the plaintiff from recovering: Hughes v. Lord Advocate [1963] A.C.
837. Further, there must have been a real risk of the injury complained
of, one which a reasonable man in the defendant's shoes would not brush
aside as far-fetched: Overseas Tankship (U.K.) Ltd. v. Miller Steamship
Co. Pty. (The Wagon Mound (No. 2)) [1967] 1 A.C. 617, 636, 643.
The Court of Appeal [1994] 4 All E.R. 522, 542G, 549J, 551A-B, held
that as distinct from purely physical injury cases, in cases of injury caused
by nervous shock the judgment in relation to foreseeability is made in the
light of hindsight, In other words, the court waits to see how the accident
turned out in ternjis of severity and so forth before assessing what the
alleged tortfeasor could have foreseen. But the notion of retrospective
foresight is a difficult concept and one which is not in accord with
Donoghue v. Stevenson [1932] A.C. 562: seeder Lord Atkin, at p. 580. The
Court of Appeal relied on McLoughlin v. O'Brian [1983] 1 A.C. 410, 420,
432, but the hindsight element is a necessary one in the bystander case
where questions of policy are a relevant consideration. Nervous shock
suffered by rescuers comes into the same category as that suffered by
victims rather than that suffered by bystanders: see Chadwick v. British
Railways Board [1967] 1 W.L.R. 912.
As to the development of reasonable foreseeability in the nervous
shock cases, the first objection to such claims was simply that there was
A.
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1 A.C.
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"
no direct physical trauma and for that reason alone they should not be
entertained: Victorian Railways Commissioners v. Coultas (1888)
13 App.Cas. 222. That decision had been effectively disapproved by the
time of Dulieu v. White & Sons [1901] 2 K.B. 669, where the Divisional
Court declined to follow it but restricted the class of claimants to those
who had experienced shock arising from a reasonable fear of immediate
personal injury to themselves. These are the only two cases which are
participant cases. All the other cases involve either a rescuer or a
bystander.
In Hambrook v. Stokes Brothers [1925] 1 K.B. 141, the majority of the
Court of Appeal took a further step in that they held that there was no
warrant for distinguishing between fear for oneself and fear for one's
children, but with that exception appear to have followed the reasoning in
Dulieu v. White & Sons. Nevertheless, as questions of remoteness were
involved, policy considerations required the imposition of a restriction to
close relatives who saw or heard the event with their own senses.
The first case in which this House had to consider the consequences of
nervous shock was Bourhill v. Young [1943] A.C. 92. That was a classic
bystander case and has not always been accurately analysed or referred to
in subsequent decisions. In the court below the question had been whether
the pursuer had to show that she suffered injury by shock through fear
for her own safety. The House did not address that issue, but considered
instead the logically prior question whether the pursuer was a foreseeable
victim situated as she was outside the area of potential physical danger
and thus of reasonable contemplation: see pp. 98, 102, 105, 106, 116-117.
King v. Phillips [1953] 1 Q.B. 429 is important. Singleton L.J.'s
observation, at p. 437, after referring to Bourhill v. Young, that it is
difficult to draw a distinction between damages for physical injury and
damage from shock is correct. But Denning L.J.'s statement, at p. 441,
which has often subsequently been cited, that "there can be no doubt since
Bourhill v. Young that the test of liability for shock is foreseeability of
injury by shock," is misleading. To be an accurate statement of the law,
after the word "liability," there should be added the words "in the case of
persons physically remote from the tort." Later cases, especially in other
jurisdictions, have misapplied this passage by applying it to non-bystander
situations.
In McLoughlin v. O'Brian [1983] 1 A.C. 410 the House was considering
the position of a plaintiff arriving at the immediate aftermath of the event
in question. The essential question was whether in addition to foreseeability
a plaintiff had to satisfy the court that there was no policy requirement
barring the claim. Of relevance to the issues in the present case is Lord
Wilberforce's dictum, at p. 422B, that one reason for denying recovery by
the ordinary bystander falling outside the close and caring relationship
category is that he must be assumed to possess fortitude sufficient to
enable him to endure the calamities of modern life. Presumably the
bystander is there being contrasted with the close relative and the primary
victim in each of whose case no such assumption needed to be made or
should be made. Lord Edmund-Davies's helpful analysis (pp. 4 2 3 D - 4 2 4 C )
of the dicta in Bourhill v. Young shows that the requirement of
foreseeability of injury by shock was designed as a liberating step freeing
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161
1 A.C.
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[19961
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1 A.C.
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[1996]
fail in their claim; (b) lead to the courts considering minor elements of the
symptoms of nervous shock, rather than the condition leading to those
symptoms; (c) lead to a court having to consider whether a physical
complaint which results from a psychiatric condition exists as a physical
symptom or not; and (d) end the distinction between nervous shock and
bodily injury as different types of damage in many cases.
The accident was a trivial incident and the consequences alleged were
outside the experience of the medical experts, many of whom specialised
in the treatment of this condition. The Court of Appeal's conclusion that
the injury by shock was not foreseeable, given the test of foreseeability
applied, was both inevitable and correct.
Hogarth following. The Commonwealth and foreign cases are important
for several reasons, (i) All the cases are concerned with the question of
the extent of a person's liability for his acts and the reason for that
restriction, (ii) The Australian cases are especially similar in this area as
they follow The Wagon Mound [1961] A.C. 388 which effectively
incorporates the nervous shock cases, (iii) Two of the cases are
"participant" cases: Mount ha Mines Ltd. v. Pusey (1970) 125 C.L.R. 383
and Pollard v. Makarchuk, 16 D.L.R. (2d) 225. (iv) They all demonstrate
that foreseeability of injury by shock is the sole test for liability in cases
involving injury by shock, (v) The distinction the plaintiff makes between
a bystander and a participant is unsupported by any British authority but
can be said to be not inconsistent with those authorities. They are all
silent on the point in the sense that it is not referred to, either because
there is no difference or because there is but the plaintiff is the first person
to see the distinction. The fact that no such distinction is found elsewhere
in the authorities or in the textbooks suggests that it does not exist.
The plaintiff submits that he does not need to prove that damage by
nervous shock was foreseeable if damage of physical injury was foreseeable.
That position is clearly untenable in view of the decisions in Bourhill v.
Young [1943] A.C. 92; Alcock v. Chief Constable of South Yorkshire Police
[1992] 1 A.C. 310; McLoughlin v. O'Brian [1983] 1 A.C. 410; King v.
Phillips [1953] 1 Q.B. 429 and The Wagon Mound [1961] A.C. 388. The
plaintiff says that the test as stated should be qualified by the words "in
the case of a bystander only, but in the case of a participant it is only
necessary to foresee some personal injury." There can only be three
reasons for drawing such a distinction, (i) It may be based on the fact
that he suffered some blow or bodily injury, (ii) It may be based upon the
fact that the plaintiff was in fear for his own safety, (iii) It may be based
upon the fact that the plaintiff was in the zone of physical danger. This is
in effect a description of the historical limits on liability in cases of
nervous shock. The first category is Victorian Railways Commissioners v.
Coultas, 13 App.Cas. 222, the second is Dulieu v. White & Sons [1901]
2 K.B. 669, and the third has never been a criterion for limiting liability
in the United Kingdom. If it exists at all it was in the short period
between the decisions in Hambrook v. Stokes Brothers [1925] 1 K.B. 141
and Bourhill v. Young [1943] A.C. 92. The first of these rationales does not
assist a plaintiff who has no physical injury. As to the second, the example
given in Hambrook v. Stokes Brothers of the two women crossing the road
"
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1 A.C.
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"
demonstrates that it has no logical basis. The third is the only one which
survives as a possibility.
As to the zone of physical danger, if it ever existed as a reason for
denying liability, that restriction was abandoned many years ago. It was
inevitably arbitrary. It did not add anything to the second of the
postulated rationales, and it is difficult to see why it should be used as an
inclusionary or an exclusionary criterion.
The development of the law in other common law jurisdictions follows
the same patterns. The reasons for the progressive abandonment of these
barriers serves to demonstrate the untenability of the putative rationales:
see Dillon v. Legg, 29 A.L.R. 3d 1316.
If there is liability for all the consequences of whatever kind once some
physical damage is foreseeable, there was nothing to be decided in Smith
v. Leech Brain & Co. Ltd. [1962] 2 Q.B. 405, and probably nothing to
decide in Hughes v. Lord Advocate [1963] A.C. 837. Tremain v. Pike [1969]
1 W.L.R. 1556 was wrongly decided. Moreover, Brice v. Brown [1984]
1 All E.R. 997 and Schneider v. Eisovitch [1960] 2 Q.B. 430 were decided on
an unnecessary basis. [Reference was also made to Pollard v. Makarchuk,
16 D.L.R. (2d) 225.] The rule contended for is inconsistent with the
decision in The Wagon Mound [1961] A.C. 388. The Australian cases
demonstrate that The Wagon Mound principle applies without the
unwritten qualification suggested by the plaintiff: see Mount Isa Mines
Ltd. v. Pusey, 125 C.L.R. 383, 392, 394; Jaensch v. Coffey, 155 C.L.R.
549, 555, 568, 604-605 and Sutherland Shire Council v. Heyman, 157
C.L.R. 424, 486, 487. The textbooks demonstrate that the distinction
argued for does not exist: see Mullany and Handford, Tort Liability for
Psychiatric Damage (1993), pp. 64-73, 224-238; Linden, Canadian Tort
Law, 5th ed. (1993), pp. 363-379 and Clerk & Lindsell on Torts, 16th ed.
(1989), pp. 437-443, 577-591.
As to when foreseeability is judged, it is said that foreseeability should
always be judged in advance. But it may be difficult to do so. Why there
should be a distinction between a bystander and a participant is unclear.
One may be able to deduce from the foreign authorities that there are two
reasons for permitting the inclusion of the consequences of the defendant's
acts, (i) The correct rule is exclusionary in that some may be excluded
from compensation for the injuries which they have in fact suffered, its
limits being drawn as a matter of policy. As a matter of policy there is a
willingness to look at the consequences before deciding whether to allow
a remedy, for it would be unjust to permit someone who has created a
gruesome event to escape the consequences. The more gruesome the event
the more likely it is that a court will consider that a remedy is appropriate.
(ii) The essence of the shock is the effect that an event has on the mind,
which leads to physical consequences. In order to see whether that event
is foreseeable, it is necessary to look at the circumstances at the moment
when the event operates on the mind and this is inevitably after the event.
As to the objective test of foreseeability at the breach of duty stage,
the plaintiff submits that the test of foreseeability is whether the
consequences are remote or far-fetched or would not be brushed aside. If
they cannot be then it is said that the claim succeeds. The answer to this
proposition is sixfold, (i) The cases referred to are remoteness cases.
166
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[1996]
(ii) In Jaensch v. Coffey, 155 C.L.R. 549 the reference to the remoteness
test in C. Czarnikow Ltd. v. Koufos [1969] 1 A.C. 350 is explained in terms
that once duty is established there are favourable rules permitting recovery
for all damage of the same type, (iii) There is always an objective standard
applied when the existence of a duty is being considered and the cases
referred to are cases dealing with remoteness of damage once duty is
established. Dillon v. Legg, 29 A.L.R. 3d 1316 and Jaensch v. Coffey make
it clear that this objective test is correct when dealing with the existence
of duty. An objective test is necessary or else the term foreseeability is
meaningless in that one must be taken to foresee all damage if it occurs.
(iv) It is possible to view the test of reasonable fortitude as being the
mirror image of the rule that reasonable foreseeability is an objective test.
This helps to explain the existence of the man of reasonable fortitude
when duty is being considered. He is the check of reasonable foreseeability
if an objective criterion is used. It will be seen that all jurisdictions have
accepted this criterion, (v) The old cases labour under the difficulty that
foreseeability was viewed as a criterion not relating to liability but to
damages, (vi) There is no authority which supports a contrary view.
[Reference was made to Abramzik v. Brenner (1967) 65 D.L.R. (2d) 651
and Marshall v. Lionel Enterprises Inc., 25 D.L.R. (3d) 141.]
Mackay Q.C., in reply, referred to Alcock v. Chief Constable of South
Yorkshire Police [1992] 1 A.C. 310; Bourhill v. Young [1943] A.C. 92; King
v. Phillips [1953] 1 Q.B. 429; Nader v. Urban Transit Authority of New
South Wales [1985] 2 N.S.W.L.R. 501; McFarlane v. E.E. Caledonia Ltd.
[1994] 2 All E.R. 1; Mount Isa Mines Ltd. v. Pusey, 125 C.L.R. 383;
Dooley v. Cammell Laird & Co. Ltd. [1951] 1 Lloyd's Rep. 271; Schneider
v. Eisovitch [1960] 2 Q.B. 430 and Jaensch v. Coffey, 155 C.L.R. 549.
"
167
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168
Lord Keith of Kinkcl
11996]
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170
Lord Keith of Kinkel
|1996|
C
My Lords, I have had the advantage of reading in
draft the speech of my noble and learned friend, Lord Lloyd of Berwick.
I agree with it and for the reasons he gives I, too, would allow this appeal
and make the order he proposes.
As regards Mr. Mackay's alternative submission, namely, that if it was
necessary to establish foreseeability of injury by nervous shock in a person
of normal fortitude, then the Court of Appeal were wrong to hold that
such injury was not foreseeable, I should like to add the following
observation.
Assuming in favour of the respondent that the circumstances of the
accident were such that (1) the risk of injury by nervous shock was
remote; and (2) such a risk, although a possibility would become an
actuality only in very exceptional circumstances.
Nevertheless, the risk could not be said to be so far-fetched or fantastic
as to be "a mere possibility which would never occur to the mind of a
reasonable man:" per Lord Dunedin in Far don v. Harcourt-Rivington
(1932) 146 L.T. 391, 392. The risk was a real risk in the sense that it was
justifiable not to take steps to eliminate it only if the circumstances were
such that a reasonable man, careful of the safety of his neighbours, would
think it right to neglect it. A reasonable man would only neglect such a
risk if he had some valid reason for doing so, e.g. if it would involve
considerable expense to eliminate the risk. He would weigh the risk against
the difficulty of eliminating it: see The Wagon Mound (No. 2) [1967]
1 A.C. 617, 640-642, per Lord Reid, where for the reasons which have
already been explained, the evidence led was substantially different from
the evidence led in The Wagon Mound. Of course, there was no justification
whatsoever for the respondent suddenly and without warning driving
across the path of the appellant, thereby making what must have been a
frightening collision inevitable.
The risk of injury by nervous shock was clearly foreseeable. A person
of "normal fortitude," whatever that imprecise phrase may mean, could
well have been terrified by the event and the resultant assault on his or
her nervous system could well have caused a post-traumatic neurosis of
one kind or another. That it would have been as serious and as long
lasting, as occurred in this case, is accepted by the respondent to be
nothing to the point.
LORD ACKNER.
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"Their Lordships conclude this part of the case with some general
observations. They have been concerned primarily to displace the
proposition that unforeseeability is irrelevant if damage is 'direct.' In
doing so they have inevitably insisted that the essential factor in
determining liability is whether the damage is of such a kind as the
reasonable man should have foreseen. This accords with the general
view thus stated by Lord Atkin in Donoghue v. Stevenson [1932] A.C.
562, 580: 'The liability for negligence, whether you style it such or
treat it as in other systems as a species of "culpa," is no doubt based
upon a general public sentiment of moral wrongdoing for which the
offender must pay.' It is a departure from this sovereign principle if
liability is made to depend solely on the damage being the 'direct' or
'natural' consequence of the precedent act. Who knows or can be
assumed to know all the processes of nature?"
If therefore a plaintiff who is directly involved in an accident requires
to establish that the physical injuries sustained by him were the foreseeable
consequences of a negligent act it is not easy to see in principle why such
a plaintiff who suffers merely nervous shock and its consequences should
not require to prove that it was similarly foreseeable. As a matter of
common sense physical injuries are far more likely to result from an
172
Lord Jauncey of Tullichettle
|1996|
173
1 A.C.
Denning L.J. said in King v. Phillips [1953] 1 Q.B. 429, 441 'there can
be no doubt since Bourhill v. Young that the test of liability for shock
is foreseeability of injury by shock.' Their Lordships substitute the
word 'fire' for 'shock' and endorse this statement of the law."
The plain common sense stated by Lord Russell of Killowen is to be
found in the passage, at p. 101, to which I have already referred. In
McLoughlin v. O'Brian [1983] 1 A.C. 410, 432, although the appellant
(plaintiff), accepted that the agreed test for liability for shock was the
foreseeability thereof Lord Bridge of Harwich said:
"The judges, in all the decisions we have been referred to, have
assumed that it lay within their own competence to determine whether
the plaintiffs 'nervous shock' (as lawyers quaintly persist in calling
it) was in any given circumstances a sufficiently foreseeable
consequence of the defendant's act of omission relied on as negligent
to bring the plaintiff within the scope of those to whom the defendant
owed a duty of care."
He later stated, at p. 433:
"The question, then, for your Lordships' decision is whether the
law, as a matter of policy, draws a line which exempts from liability
a defendant whose negligent act or omission was actually and
foreseeably the cause of the plaintiffs psychiatric illness and, if so,
where that line is to be drawn."
It was argued that Denning L.J. had misunderstood the reasoning in
Bourhill v. Young [1943] A.C. 92 and that his error had been perpetuated
in later cases. I do not consider that this criticism is justified. In both King
v. Phillips [1953] 1 Q.B. 429 and in Bourhill v. Young the only injury relied
upon by the plaintiff was that resulting from nervous shock. The pursuer
failed in Bourhill v. Young because it was held that the motorcyclist could
not reasonably have foreseen that she would suffer nervous shock as a
result of his negligent driving. The factual position in King v. Phillips was
broadly similar and it seems to me that Denning L.J. was doing no more
than recognise that where the only injury complained of results from
nervous shock foreseeability of such shock must be established before a
breach of duty can arise.
My Lords, as is so often the case in the field of negligence valuable
contributions to the discussion are to be found in judgments of the High
Court of Australia and in the context of this appeal I propose to refer to
two. In Mount Isa Mines Ltd v. Pusey, 125 C.L.R. 383 two electricians in
a power house were horribly burnt following an explosion and an electric
arc of intense heat. The plaintiff who was working on a lower floor heard
the noise, immediately went to investigate and helped one of the two
electricians down to an ambulance. He later developed a serious mental
disturbance. The High Court, in holding the defendant liable, accepted
that the test of liability for shock was foreseeability of injury by shock.
Windeyer J., after referring to a passage in the judgment of Dixon J. in
an earlier case in The High Court of Australia said, at p. 395:
"This passage is noteworthy: first, as an anticipation of the presentday rule that a cause of action for nervous shock depends on
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He said, at p. 402:
"In what way does one test whether a particular harm is of the
genus that was foreseeable? We have at least one 'fixed and definite
line.' Liability for nervous shock depends on foreseeability of nervous
shock. That, not some other form of harm, must have been a
foreseeable result of the conduct complained of. The particular
pathological condition which the shock produced need not have been
foreseeable. It is enough that it is a 'recognisable psychiatric illness.'"
C
Walsh J. said, at p. 413:
"One must ask also whether or not the finding that 'shock and
some form of mental illness or neurosis' was foreseeable satisfies the
requirements of the principle asserted in The Wagon Mound [1961]
A.C. 388, 426 that 'the essential factor in determining liability is
whether the damage is of such a kind as the reasonable man should
have foreseen.' In the application of this principle there may be
difficulty in some cases in determining whether damage for which an
action is brought and damage which was foreseeable are the same
'kind' of damage. But in the present case there are two reasons which
appear to me to justify the conclusion reached by Skerman J. The
first is that it is not a condition of liability that either the precise
character of the damage or the extent of it should have been foreseen.
It is necessary only that the damage suffered should not be different
in kind from that which was foreseeable: see Hughes v. Lord Advocate
[1963] A.C. 837, 845 and Chapman v. Hearse (1961) 106 C.L.R. 112,
121. The second reason is that in The Wagon Mound [1961] A.C. 388,
426 express approval was given to the statement of Denning L.J. in
King v. Phillips [1953] 1 Q.B. 429, 441 that 'there can be no doubt
since Bourhill v. Young [1943] A.C. 92 that the test of liability for
shock is foreseeability of injury by shock.' Thus injury by shock is
treated as a distinct 'kind' or class of damage for the purposes of the
general principle enunciated in The Wagon Mound [1961] A.C. 388
that liability depends upon the foreseeability of the kind of damage
for which the defendant is sued."
In Jaensch v. Coffey (1984) 155 C.L.R. 549, 566 the High Court held
that it was reasonably foreseeable that a wife who visited her seriously
injured husband in hospital would suffer shock inducing a psychiatric
illness. Brennan J. after a detailed consideration of authorities including
Bourhill v. Young, the two Wagon Mound cases, Mount Isa Mines Ltd. v.
Pusey and McLoughlin v. O'Brian said, at p. 566:
"In cases of negligence occasioning nervous shock, as in cases of
negligence occasioning physical injury the 'essential factor in
determining liability is whether the damage is of such a kind as the
reasonable man should have foreseen:' (The Wagon Mound [1961]
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1 A.C.
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A.C. 388, 426). The distinction in principle between the two classes
of cases, however, depends on the kind of damage that the reasonable
man should foresee. Where a plaintiff is entitled to damages for
negligence occasioning nervous shock, some recognisable psychiatric
illness induced by shock must be reasonably foreseeable."
Deane J. expressed views to a similar effect, at p. 604:
"The limitations upon the ordinary test of reasonable foreseeability
in cases of mere psychiatric injury are conveniently stated in negative
form. Two of them have already been mentioned. The first of those is
that reasonable foreseeability of risk of personal injury generally will
not suffice to give rise to a duty of care to avoid psychiatric injury
unassociated with conventional physical injury: a duty of care will
not arise unless risk of injury in that particular form was reasonably
foreseeable."
In the U.S.A. Tobriner J., delivering the judgment of the Supreme
Court of California in Dillon v. Legg (1968) 29 A.L.R. 3d 1316, also refers
to the fact that the law of tort holds a defendant liable only for injuries to
others which to the defendant at the time were reasonably foreseeable,
and he continued later, at pp. 1325-1326:
"This foreseeable risk may be of two types. The first class involves
actual physical impact. A second type of risk applies to the instant
situation. 'In other cases, however, plaintiff is outside the zone of
physical risk (or there is no risk of physical impact at all), but bodily
injury or sickness is brought on by emotional disturbance which in
turn is caused by defendant's conduct. Under general principles
recovery should be had in such a case if defendant should foresee
fright or shock severe enough to cause substantial injury in a person
normally constituted' . . . (2 Harper & James, The Law of Torts
(1956) at 1035-1036)."
It was urged upon your Lordships that all these cases involved
bystanders as opposed to participants and that they were therefore not
relevant to the present appeal where the appellant was directly involved in
the collision. I reject this submission for two reasons. In the first place in
none of the judgments was it suggested that the need to prove foreseeability
of nervous shock was other than a general requirement applicable to all
cases where damages therefor were claimed. Indeed The Wagon Mound
[1961] A.C. 388 was a case of direct damage by fire, comparable to a
participant case, but the judgment nevertheless applied to it the dictum of
Denning L.J. to which I have already referred, in King v. Phillips [1953]
1 Q.B. 429, 441, albeit substituting "fire" for "shock." In the second place
foreseeability of injury is necessary to determine whether a duty is owed
to the victim. Unless such injury can be foreseen the victim is not a
neighbour within the celebrated dictum of Lord Atkin in Donoghue v.
Stevenson [1932] A.C. 562 and cannot recover. A victim therefore has to
establish neighbourhood whether he is a participant in the negligent act or
merely a bystander and there can be justification neither in law nor in
logic for departing from the general principles expressed in Donoghue v.
Stevenson. I have no doubt that the Court of Appeal were correct to
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Lord Oliver then went on to remark that cases of "liability for nervous
shock" broadly divided into two categories:
"that is to say, those cases in which the injured plaintiff was involved,
either mediately or immediately, as a participant, and those in which
the plaintiff was no more than the passive and unwilling witness of
injury caused to others. In the context of the instant appeals the cases
of the former type are not particularly helpful, except to the extent
that they yield a number of illuminating dicta, for they illustrate only
a directness of relationship (and thus a duty) which is almost selfevident from a mere recital of the facts."
"
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1 A.C.
I take from this passage that the judge thought it appropriate to apply
the foreseeability test in the context of a person of normal susceptibility
to such an act. In Bourhill v. Young [1943] A.C. 92, 110 Lord Wright said:
"What is now being considered is the question of liability, and this,
I think, in a question whether there is duty owing to members of the
public who come within the ambit of the act, must generally depend
on a normal standard of susceptibility."
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"
Lord Browne-Wilkinson
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damages for nervous shock caused by her fear for her own safety: see also
Brown v. Glasgow Corporation, 1922 S.C. 527. A consultation paper
(No. 137 of 1995) entitled Liability for Psychiatric Illness issued by the
Law Commission since the conclusion of the argument before your
Lordships contains material showing that psychiatric illness is a frequent
consequence of involvement in a road accident and that participants in a
traumatic event are more likely to suffer such illness than those who
merely witness or hear of it: see particularly paragraphs 3.11 and 3.13.
The law has therefore been established both in England and Scotland
for many years that a plaintiff who is a participant in an accident is
entitled to recover damages for shock even though he or she has not
suffered any tangible physical injury. I can see no good reason to modify
this law. The analogy drawn with the more recent development in the law
permitting a plaintiff, not a participant in an accident, to recover damages
for nervous shock flowing from fear for the safety of others or from the
trauma of witnessing the event does not seem to me to touch on the case.
A non-participant plaintiff is outside the ordinary area within which the
defendant can foresee causing damage. The only method whereby a non
participant plaintiff can establish that the defendant should have foreseen
damage to the plaintiff is by showing that he ought to have foreseen
nervous shock. As Lord Lloyd of Berwick has demonstrated, the law as
laid down in relation to these non-participant claims for nervous shock
damages has not been applied to claims for such damages made by a
plaintiff who was himself involved in the accident. In this connection, it is
noteworthy that in Bourhill v. Young [1943] A.C. 92, 120 Lord Porter,
whilst dismissing the pursuer's claim in that case, referred to Currie v.
Wardrop 1927 S.C. 538 and said "Undoubtedly, there was in that case a
duty to the pursuer (the woman) and a breach of that duty. . ." It is clear
that Lord Porter at least was drawing a distinction between claims for
nervous shock made by a participant in the accident on the one hand and
by a non-participant on the other.
I am therefore of opinion that any driver of a car should reasonably
foresee that, if he drives carelessly, he will be liable to cause injury, either
physical or psychiatric or both, to other users of the highway who become
involved in an accident. Therefore he owes to such persons a duty of care
to avoid such injury. In the present case the defendant could not foresee
the exact type of psychiatric damage in fact suffered by the plaintiff who,
due to his M.E., was "an eggshell personality." But that is of no
significance since the defendant did owe a duty of care to prevent
foreseeable damage, including psychiatric damage. Once such duty of care
is established, the defendant must take the plaintiff as he finds him.
Finally I would endorse Lord Lloyd's remarks about the dangers of
the court seeking to draw hard and fast lines between physical illness and
its causes on the one hand and psychiatric illness and its causes on the
other. Although medical science has not as yet progressed very far in
elucidating the processes whereby psychiatric disorders come about, recent
developments suggest a much closer relationship between physical and
mental processes than had previously been thought. There is a substantial
body of informed medical opinion which attributes some mental illness to
physical causes such as chemical or hormonal imbalance. In the present
"
"
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1 A.C.
case, for example, although all but one of the distinguished doctors who
gave evidence were agreed that there was indeed an illness (however
mysterious) called M.E. and that the plaintiff suffered from it, they had
differing views as to its causes. One thought M.E. was linked to viral
infection (physical) and stress (psychological): another to neuroendocrine
disturbance (physical) and psychiatric disorder. In cases where distingui
shed doctors take differing views as to the aetiology of an illness it
obviously presents great problems for the court to resolve what was the
cause of the recrudescence of such an illness. For the courts to impose
different criteria for liability depending upon whether the injury is
"physical" or "psychiatric" is likely to lead to a growing complication in
straight forward personal injury cases. In my judgment, the law will be
more effective if it accepts that the result of being involved in a collision
may include both physical and psychiatric damage.
I would therefore allow the appeal and remit the issue of causation (if
not agreed) to the Court of Appeal for its determination.
LORD LLOYD OF BERWICK.
Lord Browne-Wilkinson
My Lords,
Introduction
This is the fourth occasion on which the House has been called on to
consider "nervous shock." On the three previous occasions, Bourhill v.
Young [1943] A.C. 92, McLoughlin v. O'Brian [1983] 1 A.C. 410 and
Alcock v. Chief Constable of South Yorkshire Police [1992] 1 A.C. 310, the
plaintiffs were, in each case, outside the range of foreseeable physical
injury. Thus, in Bourhill v. Young [1943] A.C. 92 the plaintiff was "not in
any way physically involved in the collision:" see per Lord Russell of
Killowen, at p. 101. The defendant's motor cycle was already some 45 feet
past the plaintiff when he collided with a motor car, and was killed. The
plaintiff was on the far side of a tramcar, and so shielded from the
physical consequences of the accident. If, therefore, liability was to be
established, it could only be on the basis that the defendant should have
foreseen injury by nervous shock. The plaintiff did, in fact, suffer injury
to her health as a result of the shock which she sustained. But as the
defendant could not reasonably foresee that she would suffer injury by
shock, it was held that she could not recover.
Likewise, in McLoughlin v. O'Brian [1983] 1 A.C. 410, the plaintiff was
at home two miles away when her husband and three children were
involved in a road accident. When she reached the hospital about two
hours later, she heard that her daughter had been killed and saw the
extent of her son's injuries. The shock which she suffered resulted in
psychiatric illness. It was held by this House, reversing the Court of
Appeal and the trial judge, that the plaintiff could recover damages, since
it was reasonably foreseeable that, unlike Mrs. Bourhill, she would suffer
nervous shock as a result of injuries to her family.
Alcock v. Chief Constable of South Yorkshire Police [1992] 1 A.C. 310
was the case arising out of the disaster at the Hillsborough football
stadium. A number of plaintiffs brought actions for damages for nervous
shock. Two of the plaintiffs were present at the stadium. Others saw the
disaster on television. They all failed either because the relationship
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between the plaintiffs and the victims was not sufficiently close, or because
watching the scene on television did not create the necessary degree of
proximity.
In all these cases the plaintiff was the secondary victim of the
defendant's negligence. He or she was in the position of a spectator or
bystander. In the present case, by contrast, the plaintiff was a participant.
He was himself directly involved in the accident, and well within the range
of foreseeable physical injury. He was the primary victim. This is thus the
first occasion on which your Lordships have had to decide whether, in
such a case, the foreseeability of physical injury is enough to enable the
plaintiff to recover damages for nervous shock.
The factual distinction between primary and secondary victims of an
accident is obvious and of long-standing. It was recognised by
Lord Russell of Killowen in Bourhill v. Young [1943] A.C. 92, when he
pointed out that Mrs. Bourhill was not physically involved in the collision.
In Alcock's case [1992] 1 A.C. 310 Lord Keith of Kinkel said, at p. 396,
that in the type of case which was then before the House, injury by
psychiatric illness "is a secondary sort of injury brought about by the
infliction of physical injury, or the risk of physical injury, upon another
person." In the same case, Lord Oliver of Aylmerton said, at p. 407, of
cases in which damages are claimed for nervous shock:
"Broadly they divide into two categories, that is to say, those cases in
which the injured plaintiff was involved, either mediately, or
immediately, as a participant, and those in which the plaintiff was no
more than the passive and unwilling witness of injury caused to
others."
Later in the same speech, at pp. 410-411, he referred to those who are
involved in an accident as the primary victims, and to those who are not
directly involved, but who suffer from what they see or hear, as the
secondary victims. This is, in my opinion, the most convenient and
appropriate terminology.
Though the distinction between primary and secondary victims is a
factual one, it has, as will be seen, important legal consequences. So the
classification of all nervous shock cases under the same head may be
misleading. In Alcock's case Lord Oliver said, at p. 407:
"It is customary to classify cases in which damages are claimed
for injury occasioned in this way under a single generic label as cases
of 'liability for nervous shock.' This may be convenient but in fact
the label is misleading if and to the extent that it is assumed to lead
to a conclusion that they have more in common than the fact of
similarity of the medium through which the injury is sustainedthat
of an assault upon the nervous system of the plaintiff through
witnessing or taking part in an eventand that they will, on account
of this factor, provide a single common test for the circumstances
which give rise to a duty of care."
**
_,
i_r
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Three hours later the plaintiff felt exhausted. He took to his bed. The
exhaustion continued. The plaintiff has never fully recovered, and has not
worked since.
The judge heard a great deal of medical evidence over many days as
to whether an illness or condition known as M.E. exists at all, and if so
how it is caused, whether the plaintiff was suffering from the illness before
the accident, and whether and to what extent his present condition is
attributable to the accident.
Having heard all this evidence, the judge made the findings to which
I have already briefly referred. In particular, he found that, despite
scepticism on the part of some of the doctors, and it may be members of
the public, M.E. is a genuine illness. He specifically rejected any suggestion
that the plaintiff is guilty of malingering or hysteria.
The correct approach
Against that factual background, the judge dealt with the law quite
shortly. He referred to Malcolm v. Broadhurst [1970] 3 All E.R. 508, a
decision of Geoffrey Lane J. In that case, a woman suffered head injuries
in a car accident, as a result of which a pre-existing nervous disturbance
was exacerbated. Geoffrey Lane J. said, at p. 511:
"The defendant must take the wife as he finds her and there is no
difference in principle between an egg-shell skull and an egg-shell
personality: Love v. Port of London Authority [1959] 2 Lloyd's
Rep. 541. Exacerbation of her nervous depression was a readily
foreseeable consequence of injuring her. . . . I do not derive any
assistance from the 'nervous shock' cases; they are concerned with the
effect of the sudden traumatic effect of witnessing or hearing of an
accident and their somewhat special rules do not seem to me to be
applicable to the present circumstances."
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j)
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"
"
Court and the county courts. Of course, it would have been necessary to
prove that the psychiatric illness was genuine, and that it was caused by
the accident. But nobody would have stopped to consider the foreseeability
of nervous shock. Nobody would have referred to Bourhill v. Young [1943]
A.C. 92. We now know that the plaintiff escaped without external injury.
Can it be the law that this makes all the difference? Can it be the law that
the fortuitous absence of actual physical injury means that a different test
has to be applied? Is it to becofne necessary, in ordinary personal injury
claims, where the plaintiff is the primary victim, for the court to concern
itself with different "kinds" of injury?
Suppose, in the present case, the plaintiff had been accompanied by
his wife, just recovering from a depressive illness, and that she had
suffered a cracked rib, followed by an onset of psychiatric illness. Clearly,
she would have recovered damages, including damages for her illness,
since it is conceded that the defendant owed the occupants of the car a
duty not to cause physical harm. Why should it be necessary to ask a
different question, or apply a different test, in the case of the plaintiff?
Why should it make any difference that the physical illness that the
plaintiff undoubtedly suffered as a result of the accident operated through
the medium of the mind, or of the nervous system, without physical
injury? If he had suffered a heart attack, it cannot be doubted that he
would have recovered damages for pain and suffering, even though he
suffered no broken bones. It would have been no answer that he had a
weak heart.
I must say at once that I prefer the simplicity of the judge's approach
to what, with respect, seems to be an unnecessary complication introduced
by the Court of Appeal. Foreseeability of psychiatric injury remains a
crucial ingredient when the plaintiff is the secondary victim, for the very
reason that the secondary victim is almost always outside the area of
physical impact, and therefore outside the range of foreseeable physical
injury. But where the plaintiff is the primary victim of the defendant's
negligence, the nervous shock cases, by which I mean the cases following
on from Bourhill v. Young, are not in point. Since the defendant was
admittedly under a duty of care not to cause the plaintiff foreseeable
physical injury, it was unnecessary to ask whether he was under a separate
duty of care not to cause foreseeable psychiatric injury.
Apart from its simplicity, Otton J.'s approach has other attractions.
As medical science advances, it is important that the law should not be
seen to limp too far behind: see Mount Isa Mines Ltd. v. Pusey, 125
C.L.R. 383, 395, per Windeyer J. As long ago as 1901 the courts were
already beginning to become aware that there may be no hard and fast
line between physical and psychiatric injury, such as had hitherto been
supposed. In Dulieu v. White & Sons [1901] 2 K.B. 669, 677 Kennedy J.
said:
"For my own part, I should not like to assume it to be scientifically
true that a nervous shock which causes serious bodily illness is not
actually accompanied by physical injury, although it may be
impossible, or at least difficult, to detect the injury at the time in the
living subject. I should not be surprised if the surgeon or the
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1 A.C.
"
"
before the event. It could not be right that a negligent defendant should
escape liability for psychiatric injury just because, though serious physical
injury was foreseeable, it did not in fact transpire. Such a result in the
case of a primary victim is neither necessary, logical nor just. To introduce
hindsight into the trial of an ordinary running-down action would do the
law no service.
Are there any disadvantages in taking the simple approach adopted by
Otton J.? It may be said that it would open the door too wide, and
encourage bogus claims. As for opening the door, this is a very important
consideration in claims by secondary victims. It is for this reason that the
courts have, as a matter of policy, rightly insisted on a number of control
mechanisms. Otherwise, a negligent defendant might find himself being
made liable to all the world. Thus in the case of secondary victims,
foreseeability of injury by shock is not enough. The law also requires a
degree of proximity: see Alcock's case [1992] 1 A.C. 310, per Lord Keith
of Kinkel, at p. 396, and the illuminating judgment of Stuart-Smith L.J.
in McFarlane v. E.E. Caledonia Ltd. [1994] 2 All E.R. 1, 14. This means
not only proximity to the event in time and space, but also proximity of
relationship between the primary victim and the secondary victim.
A further control mechanism is that the secondary victim will only recover
damages for nervous shock if the defendant should have foreseen injury
by shock to a person of normal fortitude or "ordinary phlegm."
None of these mechanisms are required in the case of a primary victim.
Since liability depends on foreseeability of physical injury, there could be
no question of the defendant finding himself liable to all the world.
Proximity of relationship cannot arise, and proximity in time and space
goes without saying.
Nor in the case of a primary victim is it appropriate to ask whether he
is a person of "ordinary phlegm." In the case of physical injury there is
no such requirement. The negligent defendant, or more usually his insurer,
takes his victim as he finds him. The same should apply in the case of
psychiatric injury. There is no difference in principle, as Geoffrey Lane J.
pointed out in Malcolm v. Broadhurst [1970] 3 All E.R. 508, between an
eggshell skull and an eggshell personality. Since the number of potential
claimants is limited by the nature of the case, there is no need to impose
any further limit by reference to a person of ordinary phlegm. Nor can
I see any justification for doing so.
As for bogus claims, it is sometimes said that if the law were such as
I believe it to be, the plaintiff would be able to recover damages for a
fright. This is not so. Shock by itself is not the subject of compensation,
any more than fear or grief or any other human emotion occasioned by
the defendant's negligent conduct. It is only when shock is followed by
recognisable psychiatric illness that the defendant may be held liable.
There is another limiting factor. Before a defendant can be held liable
for psychiatric injury suffered by a primary victim, he must at least have
foreseen the risk of physical injury. So that if, to take the example given
by my noble and learned friend, Lord Jauncey of Tullichettle, the
defendant bumped his neighbour's car while parking in the street, in
circumstances in which he could not reasonably foresee that the occupant
would suffer any physical injury at all, or suffer injury so trivial as not to
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found an action in tort, there could be no question of his being held liable
for the onset of hysteria. Since he could not reasonably foresee any injury,
physical or psychiatric, he would owe the plaintiff no duty of care. That
example is, however, very far removed from the present.
So I do not foresee any great increase in unmeritorious claims. The
court will, as ever, have to be vigilant to discern genuine shock resulting
in recognised psychiatric illness. But there is nothing new in that. The
floodgates argument has made regular appearances in this field, ever since
it first appeared in Victorian Railways Commissioners v. Coultas (1888)
13 App.Cas. 222. I do not regard it as a serious obstacle here.
My provisional conclusion, therefore, is that Otton J.'s approach was
correct. The test in every case ought to be whether the defendant can
reasonably foresee that his conduct will expose the plaintiff to risk of
personal injury. If so, then he comes under a duty of care to that plaintiff.
If a working definition of "personal injury" is needed, it can be found in
section 38(1) of the Limitation Act 1980: "'Personal injuries' includes
any disease and any impairment of a person's physical or mental
condition . . ." There are numerous other statutory definitions to the same
effect. In the case of a secondary victim, the question will usually turn on
whether the foreseeable injury is psychiatric, for the reasons already
explained. In the case of a primary victim the question will almost always
turn on whether the foreseeable injury is physical. But it is the same test
in both cases, with different applications. There is no justification for
regarding physical and psychiatric injury as different "kinds" of injury.
Once it is established that the defendant is under a duty of care to avoid
causing personal injury to the plaintiff, it matters not whether the injury
in fact sustained is physical, psychiatric or both. The utility of a single test
is most apparent in those cases such as Schneider v. Eisovitch [1960]
2 Q.B. 430, Malcolm v. Broadhurst [1970] 3 All E.R. 508 and Brice v.
Brown [1984] 1 All E.R. 997, where the plaintiff is both primary and
secondary victim of the same accident.
Applying that test in the present case, it was enough to ask whether
the defendant should have reasonably foreseen that the plaintiff might
suffer physical injury as a result of the defendant's negligence, so as to
bring him within the range of the defendant's duty of care. It was
unnecessary to ask, as a separate question, whether the defendant should
reasonably have foreseen injury by shock; and it is irrelevant that the
plaintiff did not, in fact, suffer any external physical injury.
The authorities
I turn now to the authorities to see if there is anything which supports
the contrary view taken by the Court of Appeal. All the dicta which
appear to support the contrary view are to be found in cases where the
plaintiff was the secondary victim, and they almost all go back to an
observation of Denning L.J. in King v. Phillips [1953] 1 Q.B. 429, 441, an
observation which has been very frequently repeated, but has often,
I suspect, been misunderstood.
Before coming to King v. Phillips, however, it is first necessary to look
at Victorian Railways Commissioners v. Coultas, 13 App.Cas. 222 and
Dulieu v. White & Sons [1901] 2 K.B. 669.
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Mr. Priest relied heavily on two cases decided by the High Court of
Australia. In the first, Mount Isa Mines Ltd. v. Pusey, 125 C.L.R. 383, the
plaintiff went to the rescue of two fellow employees who had been severely
burnt by an electrical short circuit. One of them died the next day. The
plaintiff went on working without any apparent ill consequences. Then
about four weeks later he developed a psychiatric illness described as
severe schizophrenic reaction. The court had no difficulty in holding that
the defendant should have foreseen that a fellow employee might come to
the rescue, and might suffer psychiatric damage. The point in the case, as
appears from the argument at p. 385, and the judgment of Barwick C.J.,
at p. 388 and p. 390, turned on the finding of the trial judge that the
"specific psychological reaction" was not foreseeable. It was held by the
High Court that this was irrelevant. It was enough that the class of injury
as distinct from the particular injury was foreseeable. The observation of
Windeyer J., at p. 402, to which Lord Keith of Kinkel has referred, must
be read in this light. The purpose of referring to psychiatric injury as a
class was not to draw a line between psychiatric injury on the one hand
and physical injury on the other; but to include within the psychiatric
class all forms of psychiatric injury however rare and unforeseen. It
follows that the case does not touch in any way on the issue in the present
case. This is abundantly clear from a passage in Walsh J.'s judgment at
p. 414. Having cited Denning L.J.'s dictum, he continued:
"It is not here necessary to consider whether or not there are
satisfactory reasons for treating injury by shock as different in kind
from other forms of personal injury. If all personal injuries, whether
"mental" or "physical," were to be treated as being of the same kind,
then it would be evident in the present case that damage of a
foreseeable kind was suffered. But for the purposes of the present
case the statement in The Wagon Mound [1961] A.C. 388, 426 that the
test of liability for shock is foreseeability of injury by shock may be
accepted."
The facts of the second Australian case, Jaensch v. Coffey, 155 C.L.R.
549 were very similar to those in McLoughlin v. O'Brian. The plaintiff
suffered severe anxiety and depression after seeing her husband in hospital,
shortly after he had been severely injured in a car accident. The High
Court upheld her claim for damages. The only point of interest in the
decision, as appears from the leading judgment of Gibbs C.J. is that the
plaintiff was "exceptionally predisposed" to anxiety and depression.
Otherwise, all the case called for was a straightforward application of the
principles already well established in Mount Isa Mines Ltd. v. Pusey and
McLoughlin v. O'Brian. The facts came nowhere near the present case.
However, in the course of a very lengthy judgment Deane J. made a
number of observations, two of which are quoted by Hoffmann L.J. in
the Court of Appeal in the present case. He said, at p. 595:
"One finds in the judgments [in Bourhill v. Young] an implicit (explicit
in the case of Lord Porter, at p. 119) acceptance of a refinement of
the ordinary test of foreseeability of injury which has subsequently
received general acceptance: in the case of mere psychiatric injury, the
requirement of reasonable foreseeability will not be satisfied unless
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complete defence. The defendants could, however, foresee that the oil
would do some trivial damage to the plaintiffs slipway by fouling. The
Supreme Court of New South Wales found in favour of the plaintiffs,
applying the rule in In re Polemis and Furness Withy & Co. Ltd. [1921]
3 K.B. 560. The decision was overturned by the Privy Council. Viscount
Simonds, in tendering the advice of the Privy Council, said that their
Lordships had been concerned primarily to displace the proposition that
unforeseeability is irrelevant if damage is "direct." But in the course of his
judgment, at p. 426, he cited by way of illustration the dictum of
Denning L.J. in King v. Phillips [1953] 1 Q.B. 429, 441, and added: "Their
Lordships substitute the word 'fire' for 'shock' and endorse this statement
of the law."
Viscount Simonds did not attempt to define what he meant by "kind
of damage," and the concept is apt to be elusive, as Mr. R. W. M. Dias
and Professor Jolowicz have pointed out in their comments [1961] C.L.J.
23-30: see also Clerk and Lindsell on Torts, 16th ed. (1989), at pp. 587588. It is clear that Viscount Simonds regarded shock as a "kind of
damage." Otherwise, he would not have cited Denning L.J.'s dictum. But
the case was not in any way concerned with liability for shock. The
reference to Bourhill v. Young [1943] A.C. 92, both in the argument and in
the judgment, was for quite a different purpose, namely, to pray in aid the
"plain common sense" stated by Lord Russell of Killowen, that
foreseeability goes to compensation as well as culpability. I do not think
the Privy Council was intending to indicate that Denning L.J.'s dictum
applied across the board in personal injury actions, or that psychiatric
injury is "a different kind of damage" from physical injury, for the
purposes of establishing the relevant duty of care. Although the Privy
Council in The Wagon Mound has often been regarded as having approved
the full width of Denning L.J.'s dictum, I consider this goes too far. As
I have said, I prefer to regard the reference to the dictum as being more
by way of illustration. If so, then it does not stand in the way of a sensible
and practical approach to cases where the plaintiff is the primary victim
of the defendant's negligence, along the lines proposed by the judge.
Many other cases were cited in argument, but I need only refer to one,
Brice v. Brown [1984] 1 All E.R. 997. This was one of the authorities cited
with approval by Hoffmann L.J. There can be no doubt that the case was
correctly decided on the facts. It would have been a reproach to the law if
the plaintiff had not been able to recover damages for the severe mental
illness which she suffered as a result of the accident, partly out of fear for
herself, and partly out of fear for her daughter. But as she was herself
involved in the accident, and as the accident was quite severe (her
daughter suffered quite serious injuries), she was plainly owed a duty of
care by the defendant. In these circumstances it was, in my opinion,
unnecessary to ask as a separate question whether the defendant should
have foreseen injury by shock to a person of normally robust constitution.
It sufficed that she was a primary victim of the defendant's negligence.
I return to the facts of the present case to mention a fallback argument
on which Mr. McKay relied. Assuming, contrary to his primary argument,
that it was necessary to establish foreseeability of injury by nervous shock
in a person of normal fortitude, then the Court of Appeal were wrong to
"
197
1 A.C.
hold that such injury was not foreseeable. The judge held, as I have said,
that the collision was one of moderate severity. He had no doubt that the
plaintiff suffered nervous shock in the broad sense of that word. He
concluded that since the plaintiff was actually involved in the accident, it
became a foreseeable consequence.
I have some difficulty in understanding how the Court of Appeal was
justified in disturbing the judge's primary findings or the inference which
he drew from those findings. Ralph Gibson L.J. was impressed by the fact
that the plaintiff suffered no physical injury. If he was using this piece of
hindsight in order to qualify the judge's finding that the accident was one
of moderate severity, then, with respect, he was wrong. If he was saying
that a person of normal fortitude involved in an accident does not suffer
shock, with recognised psychiatric consequences, unless he receives some
physical injury, then I would disagree. As Lord Bridge of Harwich, said
in McLoughlin v. O'Brian [1983] 1 A.C. 410, 433:
"an acute emotional trauma, like a physical trauma, can well cause a
psychiatric illness in a wide range of circumstances and in a wide
range of individuals whom it would be wrong to regard as having any
abnormal psychological make-up."
"
When cars collide at 30 miles per hour, the possibility that those involved
will suffer nervous shock, resulting in some form of psychiatric illness, is
not something to be brushed aside. In my opinion, the Court of Appeal
were wrong to find that psychiatric illness, in some form, was not a
foreseeable consequence of the accident in a person of normal fortitude.
But for reasons already mentioned, I do not regard that as the relevant
test.
In conclusion, the following propositions can be supported. 1. In cases
involving nervous shock, it is essential to distinguish between the primary
victim and secondary victims. 2. In claims by secondary victims the law
insists on certain control mechanisms, in order as a matter of policy to
limit the number of potential claimants. Thus, the defendant will not be
liable unless psychiatric injury is foreseeable in a person of normal
fortitude. These control mechanisms have no place where the plaintiff is
the primary victim. 3. In claims by secondary victims, it may be legitimate
to use hindsight in order to be able to apply the test of reasonable
foreseeability at all. Hindsight, however, has no part to play where the
plaintiff is the primary victim. 4. Subject to the above qualifications, the
approach in all cases should be the same, namely, whether the defendant
can reasonably foresee that his conduct will expose the plaintiff to the risk
of personal injury, whether physical or psychiatric. If the answer is yes,
then the duty of care is established, even though physical injury does not,
in fact, occur. There is no justification for regarding physical and
psychiatric injury as different "kinds of damage." 5. A defendant who is
under a duty of care to the plaintiff, whether as primary or secondary
victim, is not liable for damages for nervous shock unless the shock results
in some recognised psychiatric illness. It is no answer that the plaintiff
was predisposed to psychiatric illness. Nor is it relevant that the illness
takes a rare form or is of unusual severity. The defendant must take his
victim as he finds him.
198
Lord Lloyd of Berwick
[1996|
"