Linear Algebra Answers

Answers to exercises
LINEAR ALGEBRA
Jim Hefferon
http://joshua.smcvt.edu/linearalgebra
Notation
R, R+ , Rn
N, C
(a .. b), [a .. b]
h. . .i
hi,j
V, W, U
~v, ~0, ~0V
Pn , Mnm
[S]
~ ~
hB, Di, ,
En = h~e1 , . . . , ~en i
W
V=
MN
h, g
t, s
RepB (~v), RepB,D (h)
Znm or Z, Inn or I
|T |
R(h), N (h)
R (h), N (h)
real numbers, positive reals, n-tuples of reals

natural numbers {0, 1, 2, . . . }, complex numbers
open interval, closed interval
sequence (a list in which order matters)
row i and column j entry of matrix H
vector spaces
vector, zero vector, zero vector of a space V
space of degree n polynomials, nm matrices
span of a set
basis, basis vectors
standard basis for Rn
isomorphic spaces
direct sum of subspaces
homomorphisms (linear maps)
transformations (linear maps from a space to itself)
representation of a vector, a map
zero matrix, identity matrix
determinant of the matrix
range space, null space of the map
generalized range space and null space
Greek letters with pronounciation
character
,
,

name
alpha AL-fuh
beta BAY-tuh
gamma GAM-muh
delta DEL-tuh
epsilon EP-suh-lon
zeta ZAY-tuh
eta AY-tuh
theta THAY-tuh
iota eye-OH-tuh
kappa KAP-uh
lambda LAM-duh
mu MEW
character
,
o
,
,
,
,
,
name
nu NEW
xi KSIGH
omicron OM-uh-CRON
pi PIE
rho ROW
sigma SIG-muh
tau TOW (as in cow)
upsilon OOP-suh-LON
phi FEE, or FI (as in hi)
chi KI (as in hi)
psi SIGH, or PSIGH
omega oh-MAY-guh
Capitals shown are the ones that differ from Roman capitals.
Preface
These are answers to the exercises in Linear Algebra by J Hefferon. An answer labeled
here as One.II.3.4 is for the question numbered 4 from the first chapter, second section,
and third subsection. The Topics are numbered separately.
If you have an electronic version of this file then save it in the same directory as the
book. That way, clicking on the question number in the book takes you to its answer
and clicking on the answer number takes you to the question,
I welcome bug reports and comments. Contact information is on the books home
page http://joshua.smcvt.edu/linearalgebra.
Jim Hefferon
Saint Michaels College, Colchester VT USA
2014-Mar-17
Contents
Chapter One: Linear Systems
Solving Linear Systems . . . . . . . . . . . . . .
One.I.1: Gausss Method . . . . . . . . . . . .
One.I.2: Describing the Solution Set . . . . .
One.I.3: General = Particular + Homogeneous
Linear Geometry . . . . . . . . . . . . . . . . .
One.II.1: Vectors in Space . . . . . . . . . . .
One.II.2: Length and Angle Measures . . . .
Reduced Echelon Form . . . . . . . . . . . . . .
One.III.1: Gauss-Jordan Reduction . . . . . .
One.III.2: The Linear Combination Lemma .
Topic: Computer Algebra Systems . . . . . . .
Topic: Accuracy of Computations . . . . . . . .
Topic: Analyzing Networks . . . . . . . . . . . .
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Chapter Two: Vector Spaces

Definition of Vector Space . . . . . . . . . . . .
Two.I.1: Definition and Examples . . . . . . .
Two.I.2: Subspaces and Spanning Sets . . . .
Linear Independence . . . . . . . . . . . . . . .
Two.II.1: Definition and Examples . . . . . .
Basis and Dimension . . . . . . . . . . . . . . .
Two.III.1: Basis . . . . . . . . . . . . . . . . .
Two.III.2: Dimension . . . . . . . . . . . . . .
Two.III.3: Vector Spaces and Linear Systems
Two.III.4: Combining Subspaces . . . . . . .
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. 55
. 55
. 65
. 76
. 76
. 87
. 87
. 95
. 100
. 109
1
1
8
15
22
22
25
35
35
41
45
49
50
iv
Linear Algebra, by Hefferon

Topic:
Topic:
Topic:
Topic:
Fields . . . . . . . . .
Crystals . . . . . . .
Voting Paradoxes . .
Dimensional Analysis
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114
115
116
119
Chapter Three: Maps Between Spaces

Isomorphisms . . . . . . . . . . . . . . . . . . . . . . .
Three.I.1: Definition and Examples . . . . . . . . . .
Three.I.2: Dimension Characterizes Isomorphism . .
Homomorphisms . . . . . . . . . . . . . . . . . . . . .
Three.II.1: Definition . . . . . . . . . . . . . . . . . .
Three.II.2: Range space and Null space . . . . . . .
Computing Linear Maps . . . . . . . . . . . . . . . . .
Three.III.1: Representing Linear Maps with Matrices
Three.III.2: Any Matrix Represents a Linear Map . .
Matrix Operations . . . . . . . . . . . . . . . . . . . .
Three.IV.1: Sums and Scalar Products . . . . . . . .
Three.IV.2: Matrix Multiplication . . . . . . . . . .
Three.IV.3: Mechanics of Matrix Multiplication . . .
Three.IV.4: Inverses . . . . . . . . . . . . . . . . . .
Change of Basis . . . . . . . . . . . . . . . . . . . . . .
Three.V.1: Changing Representations of Vectors . .
Three.V.2: Changing Map Representations . . . . .
Projection . . . . . . . . . . . . . . . . . . . . . . . . .
Three.VI.1: Orthogonal Projection Into a Line . . .
Three.VI.2: Gram-Schmidt Orthogonalization . . . .
Three.VI.3: Projection Into a Subspace . . . . . . .
Topic: Line of Best Fit . . . . . . . . . . . . . . . . . .
Topic: Geometry of Linear Maps . . . . . . . . . . . .
Topic: Magic Squares . . . . . . . . . . . . . . . . . . .
Topic: Markov Chains . . . . . . . . . . . . . . . . . .
Topic: Orthonormal Matrices . . . . . . . . . . . . . .
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123
123
137
140
140
149
156
156
170
176
176
179
186
192
200
200
206
211
211
216
228
237
242
246
249
258
Chapter Four: Determinants

Definition . . . . . . . . . . . . . . . . .
Four.I.1: Exploration . . . . . . . . . .
Four.I.2: Properties of Determinants .
Four.I.3: The Permutation Expansion
Four.I.4: Determinants Exist . . . . .
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261
261
265
269
273
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Answers to Exercises
Geometry of Determinants . . . . . . . . . .
Four.II.1: Determinants as Size Functions
Laplaces Formula . . . . . . . . . . . . . . .
Four.III.1: Laplaces Expansion . . . . . .
Topic: Cramers Rule . . . . . . . . . . . . .
Topic: Speed of Calculating Determinants .
Topic: Chis Method . . . . . . . . . . . . .
Topic: Projective Geometry . . . . . . . . .
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276
276
282
282
287
289
290
292
Chapter Five: Similarity

Complex Vector Spaces . . . . . . . . . . . . . .
Similarity . . . . . . . . . . . . . . . . . . . . .
Five.II.1: Definition and Examples . . . . . .
Five.II.2: Diagonalizability . . . . . . . . . . .
Five.II.3: Eigenvalues and Eigenvectors . . .
Nilpotence . . . . . . . . . . . . . . . . . . . . .
Five.III.1: Self-Composition . . . . . . . . . .
Five.III.2: Strings . . . . . . . . . . . . . . . .
Jordan Form . . . . . . . . . . . . . . . . . . . .
Five.IV.1: Polynomials of Maps and Matrices
Five.IV.2: Jordan Canonical Form . . . . . .
Topic: Method of Powers . . . . . . . . . . . . .
Topic: Stable Populations . . . . . . . . . . . .
Topic: Page Ranking . . . . . . . . . . . . . . .
Topic: Linear Recurrences . . . . . . . . . . . .
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297
297
297
303
308
316
316
318
326
326
336
348
350
352
353
ii
Chapter One
Chapter One: Linear

Systems
Solving Linear Systems
One.I.1: Gausss Method
One.I.1.17
(a) Gausss Method

(1/2)1 +2
2x +
3y =
13
(5/2)y = 15/2
gives that the solution is y = 3 and x = 2.

(b) Gausss Method here
x
31 +2
1 +3
z=0
y + 3z = 1
y
=4
x
2 +3
z=0
y + 3z = 1
3z = 3
gives x = 1, y = 4, and z = 1.
One.I.1.18
(a) Gaussian reduction

(1/2)1 +2
2x + 2y =
5
5y = 5/2
shows that y = 1/2 and x = 2 is the unique solution.

(b) Gausss Method
1 +2 x + y = 1
2y = 3
gives y = 3/2 and x = 1/2 as the only solution.

(c) Row reduction
x 3y + z = 1
4y + z = 13
1 +2
shows, because the variable z is not a leading variable in any row, that there are
many solutions.
(d) Row reduction
31 +2 x y = 1
0 = 1
shows that there is no solution.
(e) Gausss Method
1 4
x+
x + y z = 10
2x 2y + z = 0
x
+z= 5
4y + z = 20
21 +2
1 +3
y z = 10
4y + 3z = 20
y + 2z = 5
4y + z = 20
x+
(1/4)2 +3
2 +4
y
4y +
z = 10
3z = 20
(5/4)z = 0
4z = 0
gives the unique solution (x, y, z) = (5, 5, 0).

(f) Here Gausss Method gives
2x
z+
w=
5
w=
1
(5/2)z (5/2)w = 15/2
y
w=
1
(3/2)1 +3
21 +4
2x
2 +4
z+
w=
5
y
w=
1
(5/2)z (5/2)w = 15/2
0=
0
which shows that there are many solutions.

One.I.1.19 (a) From x = 1 3y we get that 2(1 3y) + y = 3, giving y = 1.
(b) From x = 1 3y we get that 2(1 3y) + 2y = 0, leading to the conclusion that
y = 1/2.
Users of this method must check any potential solutions by substituting back into
all the equations.
One.I.1.20 Do the reduction
31 +2
xy=
1
0 = 3 + k
to conclude this system has no solutions if k 6= 3 and if k = 3 then it has infinitely

many solutions. It never has a unique solution.
One.I.1.21 Let x = sin , y = cos , and z = tan :
2x y + 3z = 3
2x y + 3z = 3
21 +2
4x + 2y 2z = 10
4y 8z = 4
31 +3
6x 3y + z = 9
8z = 0
gives z = 0, y = 1, and x = 2. Note that no satisfies that requirement.
One.I.1.22 (a) Gausss Method
x 3y =
b1
x 3y =
b1
10y = 3b1 + b2 2 +3
10y =
3b1 + b2
31 +2
1 +3
10y = b1 + b3 2 +4
0 = 2b1 b2 + b3
21 +4
10y = 2b1 + b4
0 = b1 b2 + b4
shows that this system is consistent if and only if both b3 = 2b1 + b2 and
b4 = b1 + b2 .
(b) Reduction
x1 + 2x2 + 3x3 =
b1
21 +2
x2 3x3 = 2b1 + b2
1 +3
2x2 + 5x3 = b1 + b3
x1 + 2x2 + 3x3 =
b1
x2 3x3 =
2b1 + b2
x3 = 5b1 + 2b2 + b3
shows that each of b1 , b2 , and b3 can be any real number this system always has
a unique solution.
One.I.1.23 This system with more unknowns than equations
x+y+z=0
x+y+z=1
has no solution.
One.I.1.24 Yes. For example, the fact that we can have the same reaction in two different
flasks shows that twice any solution is another, different, solution (if a physical reaction
occurs then there must be at least one nonzero solution).
One.I.1.25 Because f(1) = 2, f(1) = 6, and f(2) = 3 we get a linear system.
1a + 1b + c = 2
1a 1b + c = 6
4a + 2b + c = 3
Gausss Method
a+ b+ c= 2
a+ b+ c= 2
1 +2
2 +3
2b
= 4
2b
= 4
41 +3
2b 3c = 5
3c = 9
shows that the solution is f(x) = 1x2 2x + 3.
22 +3
One.I.1.26 Here S0 = {(1, 1) }

x + y = 2 02 x + y = 2
xy=0
0=0
while S1 is a proper superset because it contains at least two points: (1, 1) and (2, 0).
In this example the solution set does not change.
x + y = 2 02 x + y = 2
2x + 2y = 4
0=0
One.I.1.27 (a) Yes, by inspection the given equation results from 1 + 2 .
(b) No. The pair (1, 1) satisfies the given equation. However, that pair does not
satisfy the first equation in the system.
(c) Yes. To see if the given row is c1 1 + c2 2 , solve the system of equations relating
the coefficients of x, y, z, and the constants:
2c1 + 6c2 = 6
c1 3c2 = 9
c1 + c2 = 5
4c1 + 5c2 = 2
and get c1 = 3 and c2 = 2, so the given row is 31 + 22 .
One.I.1.28 If a 6= 0 then the solution set of the first equation is {(x, y) | x = (c by)/a }.
Taking y = 0 gives the solution (c/a, 0), and since the second equation is supposed to
have the same solution set, substituting into it gives that a(c/a) + d 0 = e, so c = e.
Then taking y = 1 in x = (c by)/a gives that a((c b)/a) + d 1 = e, which gives
that b = d. Hence they are the same equation.
When a = 0 the equations can be different and still have the same solution set: e.g.,
0x + 3y = 6 and 0x + 6y = 12.
One.I.1.29 We take three cases: that a 6= 0, that a = 0 and c 6= 0, and that both a = 0
and c = 0.
For the first, we assume that a 6= 0. Then the reduction
by = j
(c/a)1 +2 ax +
((cb/a) + d)y = (cj/a) + k

shows that this system has a unique solution if and only if (cb/a) + d 6= 0; remember
that a 6= 0 so that back substitution yields a unique x (observe, by the way, that j and
k play no role in the conclusion that there is a unique solution, although if there is a
unique solution then they contribute to its value). But (cb/a) + d = (ad bc)/a
and a fraction is not equal to 0 if and only if its numerator is not equal to 0. Thus, in
this first case, there is a unique solution if and only if ad bc 6= 0.
In the second case, if a = 0 but c 6= 0, then we swap
cx + dy = k
by = j
to conclude that the system has a unique solution if and only if b 6= 0 (we use the case
assumption that c 6= 0 to get a unique x in back substitution). But where a = 0
and c 6= 0 the condition b 6= 0 is equivalent to the condition ad bc 6= 0. That
finishes the second case.
Finally, for the third case, if both a and c are 0 then the system
0x + by = j
0x + dy = k
might have no solutions (if the second equation is not a multiple of the first) or it
might have infinitely many solutions (if the second equation is a multiple of the first
then for each y satisfying both equations, any pair (x, y) will do), but it never has a
unique solution. Note that a = 0 and c = 0 gives that ad bc = 0.
One.I.1.30 Recall that if a pair of lines share two distinct points then they are the same
line. Thats because two points determine a line, so these two points determine each
of the two lines, and so they are the same line.
Thus the lines can share one point (giving a unique solution), share no points
(giving no solutions), or share at least two points (which makes them the same line).
One.I.1.31 For the reduction operation of multiplying i by a nonzero real number k,
we have that (s1 , . . . , sn ) satisfies this system
a1,1 x1 + a1,2 x2 + + a1,n xn = d1
..
.
kai,1 x1 + kai,2 x2 + + kai,n xn = kdi
..
.
am,1 x1 + am,2 x2 + + am,n xn = dm
if and only if a1,1 s1 + a1,2 s2 + + a1,n sn = d1 and . . . kai,1 s1 + kai,2 s2 + +
kai,n sn = kdi and . . . am,1 s1 + am,2 s2 + + am,n sn = dm by the definition of
satisfies. Because k 6= 0, thats true if and only if a1,1 s1 + a1,2 s2 + + a1,n sn = d1
and . . . ai,1 s1 +ai,2 s2 + +ai,n sn = di and . . . am,1 s1 +am,2 s2 + +am,n sn = dm
(this is straightforward canceling on both sides of the i-th equation), which says that
(s1 , . . . , sn ) solves
a1,1 x1 + a1,2 x2 + + a1,n xn = d1
..
.
ai,1 x1 + ai,2 x2 + + ai,n xn = di
..
.
am,1 x1 + am,2 x2 + + am,n xn = dm
as required.

For the combination operation ki + j , the tuple (s1 , . . . , sn ) satisfies
a1,1 x1 + +
a1,n xn = d1
..
.
ai,1 x1 + +
ai,n xn = di
..
.
(kai,1 + aj,1 )x1 + + (kai,n + aj,n )xn = kdi + dj
..
.
am,1 x1 + +
am,n xn = dm
if and only if a1,1 s1 + + a1,n sn = d1 and . . . ai,1 s1 + + ai,n sn = di and . . .
(kai,1 + aj,1 )s1 + + (kai,n + aj,n )sn = kdi + dj and . . . am,1 s1 + am,2 s2 + +
am,n sn = dm again by the definition of satisfies. Subtract k times the equation i from
equation j. (Here is where we need i 6= j; if i = j then the two di s above are not equal.)
The previous compound statement holds if and only if a1,1 s1 + + a1,n sn = d1
and . . . ai,1 s1 + + ai,n sn = di and. . . (kai,1 + aj,1 )s1 + + (kai,n + aj,n )sn
(kai,1 s1 + + kai,n sn ) = kdi + dj kdi and. . . am,1 s1 + + am,n sn = dm , which
after cancellation says that (s1 , . . . , sn ) solves
a1,1 x1 + + a1,n xn = d1
..
.
ai,1 x1 + + ai,n xn = di
..
.
aj,1 x1 + + aj,n xn = dj
..
.
am,1 x1 + + am,n xn = dm
as required.
One.I.1.32 Yes, this one-equation system:
0x + 0y = 0
2
is satisfied by every (x, y) R .

One.I.1.33 Yes. This sequence of operations swaps rows i and j
i +j j +i i +j 1i
so the row-swap operation is redundant in the presence of the other two.

One.I.1.34 Reverse a row swap i j by swapping back j i . Reverse the ki
step of multiplying k 6= 0 on both sides of a row by dividing through (1/k)i .
The row combination case is the nontrivial one. The operation ki + j results in
this j-th row.
k ai,1 + aj,1 + + k ai,n + aj,n = k di + dj
The i-th row unchanged because of the i 6= j restriction. Because the i-th row is
unchanged, the operation ki + j returns the j-th row to its original state.
(Observe that the i = j conditino on the ki + j is needed, or else this could
happen
3x + 2y = 7
21 +1
9x + 6y = 21
21 +1
9x 6y = 21
and so the result wouldnt hold.)

One.I.1.35 Let p, n, and d be the number of pennies, nickels, and dimes. For variables
that are real numbers, this system
p + n + d = 13
p + 5n + 10d = 83
1 +2
p + n + d = 13
4n + 9d = 70
has more than one solution; in fact, it has infinitely many of them. However, it has a
limited number of solutions in which p, n, and d are non-negative integers. Running
through d = 0, . . . , d = 8 shows that (p, n, d) = (3, 4, 6) is the only solution using
natural numbers.
One.I.1.36 Solving the system
(1/3)(a + b + c) + d = 29
(1/3)(b + c + d) + a = 23
(1/3)(c + d + a) + b = 21
(1/3)(d + a + b) + c = 17
we obtain a = 12, b = 9, c = 3, d = 21. Thus the second item, 21, is the correct
answer.
One.I.1.37 This is how the answer was given in the cited source. A comparison of
the units and hundreds columns of this addition shows that there must be a carry
from the tens column. The tens column then tells us that A < H, so there can be no
carry from the units or hundreds columns. The five columns then give the following
five equations.
A+E=W
2H = A + 10
H=W+1
H + T = E + 10
A+1=T
The five linear equations in five unknowns, if solved simultaneously, produce the
unique solution: A = 4, T = 5, H = 7, W = 6 and E = 2, so that the original example
in addition was 47474 + 5272 = 52746.
One.I.1.38 This is how the answer was given in the cited source. Eight commissioners
voted for B. To see this, we will use the given information to study how many voters
chose each order of A, B, C.
The six orders of preference are ABC, ACB, BAC, BCA, CAB, CBA; assume they
receive a, b, c, d, e, f votes respectively. We know that
a + b + e = 11
d + e + f = 12
a + c + d = 14
from the number preferring A over B, the number preferring C over A, and the number
preferring B over C. Because 20 votes were cast, we also know that
c+d+ f=9
a+b+c=8
b+ e+ f=6
from the preferences for B over A, for A over C, and for C over B.
The solution is a = 6, b = 1, c = 1, d = 7, e = 4, and f = 1. The number of
commissioners voting for B as their first choice is therefore c + d = 1 + 7 = 8.
Comments. The answer to this question would have been the same had we known
only that at least 14 commissioners preferred B over C.
The seemingly paradoxical nature of the commissioners preferences (A is preferred
to B, and B is preferred to C, and C is preferred to A), an example of non-transitive
dominance, is not uncommon when individual choices are pooled.
One.I.1.39 This is how the answer was given in the cited source. We have not used
dependent yet; it means here that Gausss Method shows that there is not a
unique solution. If n > 3 the system is dependent and the solution is not unique.
Hence n < 3. But the term system implies n > 1. Hence n = 2. If the equations are
ax + (a + d)y = a + 2d
(a + 3d)x + (a + 4d)y = a + 5d
then x = 1, y = 2.
One.I.2: Describing the Solution Set

One.I.2.15
(a) 2
One.I.2.16
(a) 23
(b) 3
(c) 1
(b) 32
(d) Not defined.
(c) 22
One.I.2.17

5

(a) 1
5
9
20
5
(b)

2

(c) 4
0
41
52
(d)
!
(e) Not defined.
12

(f) 8
4
One.I.2.18
(a) This reduction

3 6
1 2
18
6
3
0
(1/3)1 +2
18
0
6
0
leaves x leading and y free. Making y the parameter, gives x = 6 2y and this
solution set.
!
!
6
2
{
+
y | y R}
0
1
(b) A reduction
1
1
1
1
1
1
1
0
1 +2
1
2
1
2
gives the unique solution y = 1, x = 0. The solution set is this.

!
0
{
}
1
(c) Gausss Method
1 0 1
4
5
1 1 2
4 1 5 17
1 +2
41 +3
0
0
0
1
1
1
1
1
1
1
2 +3
0
0
0
1
0
leaves x1 and x2 leading with x3 free. The solution set is this.

4
1

{ 1 + 1 x3 | x3 R }
1
0
(d) This reduction
2 1
2 0
1 1
1
1
0
3
0
1 +2
(1/2)1 +3
(3/2)2 +3
0
0
0
0
1
1
3/2
1
1
0
1
2
1/2
1
2
5/2
1
1
1
5/2
1
1
0
1
0
10

shows that the solution set is a singleton set.

1

{ 1 }
1
(e) This reduction is easy
1 2 1
0
2 1
1 1 1
0
1
1
4
1
1 2 1 0
3
0 3 2 1 2
0 3 2 1 2
1 2 1 0
3
0 3 2 1 2
0 0
0 0
0
21 +2
1 +3
2 +3
and ends with x and y leading while z and w are free. Solving for y gives y =
(2 + 2z + w)/3 and substitution shows that x + 2(2 + 2z + w)/3 z = 3 so x =
(5/3) (1/3)z (2/3)w, making this the solution set.
5/3
1/3
2/3
2/3 2/3
1/3
{
+
z +
w | z, w R}
0 1
0
0
0
1
(f) The reduction
1 0
2 1
3 1
1 1
0 1
1 0
2
7
21 +2
31 +3
2 +3
0
0
0
0
0
1
1
0
1
0
1
2
2
1
2
0
1
3
3
1
3
0
6
5
6
1
shows that there is no solution the solution set is empty.

One.I.2.19
(a) The reduction

2
4
1
1
1
0
1
3
21 +2
2
0
1
3
1
2
1
1
ends with x and y leading, and with z free. Solving for y gives y = (1 2z)/(3),
and then substitution 2x + (1 2z)/(3) z = 1 shows that x = ((4/3) + (1/3)z)/2.
Hence the solution set is this.
2/3
1/6
{ 1/3 + 2/3 z | z R }
0
1
11
(b) This application of Gausss
1 0 1 0
0 1 2 1
1 2 3 1
Method
1 0 1 0 1
1
1 +3
3
0 1 2 1 3
7
0 2 4 1 6
1 0 1 0 1
22 +3
0 1 2 1 3
0 0 0
1 0
leaves x, y, and w leading. The solution set is here.

1
1
3 2

{ + z | z R}
0 1
0
0
(c) This row reduction
1 1 1 0 0
1 1 1 0 0
0 1 0 1 0
31 +3 0 1 0 1 0
0 1 0 1 0
3 2 3 1 0
0 1 0 1 0
0 1 0 1 0
1 1 1 0 0
1 0 1 0
2 +3 0
2 +4
0 0 0 0 0
0 0 0 0 0
ends with z and w free.
We
have
this
solution
set.
0
1
1
0 0
1

{ + z + w | z, w R}
0 1
0
0
0
1
(d) Gausss Method done in this way
!
!
1 2 3 1 1 1
1 2
3
1 1 1
31 +2
3 1 1 1 1 3
0 7 8 2 4 0
ends with c, d, and e free. Solving for b shows that b = (8c + 2d 4e)/(7)
and then substitution a + 2(8c + 2d 4e)/(7) + 3c + 1d 1e = 1 shows that
a = 1 (5/7)c (3/7)d (1/7)e and we have the solution set.

1
5/7
3/7
1/7
0 8/7
2/7
4/7

{ 0 + 1 c + 0 d + 0 e | c, d, e R}

0 0
1
0
0
0
0
1
12
One.I.2.20 For each problem we get a system of linear equations by looking at the
equations of components.
(a) k = 5
(b) The second components show that i = 2, the third components show that j = 1.
(c) m = 4, n = 2
One.I.2.21 For each problem we get a system of linear equations by looking at the
equations of components.
(a) Yes; take k = 1/2.
(b) No; the system with equations 5 = 5 j and 4 = 4 j has no solution.
(c) Yes; take r = 2.
(d) No. The second components give k = 0. Then the third components give j = 1.
But the first components dont check.
One.I.2.22 (a) Let c be the number of acres of corn, s be the number of acres of soy,
and a be the number of acres of oats.
c + s + a = 1200 201 +2 c + s + a = 1200
20c + 50s + 12a = 40 000

30s 8a = 16 000
To describe the solution set we can parametrize using a.

c
20 000/30
38/30

{ s = 16 000/30 + 8/30 a | a R}
a
0
1
(b) There are many answers possible here. For instance we can take a = 0 to get
c = 20 000/30 666.66 and s = 16000/30 533.33. Another example is to take
a = 20 000/38 526.32, giving c = 0 and s = 7360/38 193.68.
(c) Plug your answers from the prior part into 100c + 300s + 80a.
One.I.2.23 This system has one equation. The leading variable is x1 , the other variables
are free.
1
1
1
0
{ . x2 + + .
xn | x2 , . . . , xn R }
..
..
0
1
One.I.2.24 (a) Gausss Method here gives
1 2 0 1
a
1 2 0 1 a
21 +2
0 4 1 2 2a + b
2 0 1 0 b
1 +3
1 1 0 2 c
0 1 0 3
a + c
1 2
0
1
a
(1/4)2 +3
1
2
2a + b
0 4
0 0 1/4 5/2 (1/2)a (1/4)b + c
13
leaving w free. Solve: z = 2a + b 4c + 10w, and 4y = 2a + b (2a + b 4c +

10w) 2w so y = a c + 3w, and x = a 2(a c + 3w) + w = a + 2c 5w.
Therefore the solution set is this.

a + 2c
5
ac 3

{
+ w | w R}
2a + b 4c 10
0
1
(b) Plug in with a = 3, b = 1, and c = 2.

7
5
5 3

{ + w | w R}
15 10
1
0
One.I.2.25 Leaving the comma out, say by writing a123 ,
mean a1,23 or a12,3 .
2 3 4 5
1 1 1
3 4 5 6
1 1 1
One.I.2.26
(a)
(b)
4 5 6 7
1 1 1
5 6 7 8
1 1 1
!
1 4
2 1
5
One.I.2.27
(a) 2 5
(b)
(c)
3 1
10
3 6
One.I.2.28
is ambiguous because it could
1
1
1
1
!
10
5
(d) (1 1 0)
(a) Plugging in x = 1 and x = 1 gives

a+b+c=2
ab+c=6
1 +2
a+
b+c=2
2b
=4
so the set of functions is {f(x) = (4 c)x2 2x + c | c R}.

(b) Putting in x = 1 gives
a+b+c=2
so the set of functions is {f(x) = (2 b c)x2 + bx + c | b, c R}.
One.I.2.29 On plugging in the five pairs (x, y) we get a system with the five equations
and six unknowns a, . . . , f. Because there are more unknowns than equations, if no
inconsistency exists among the equations then there are infinitely many solutions (at
least one variable will end up free).
But no inconsistency can exist because a = 0, . . . , f = 0 is a solution (we are only
using this zero solution to show that the system is consistent the prior paragraph
shows that there are nonzero solutions).
14
One.I.2.30
(a) Here is one the fourth equation is redundant but still OK.
x+y z+ w=0
y z
=0
2z + 2w = 0
z+ w=0
(b) Here is one.
x+yz+w=0
w=0
w=0
w=0
(c) This is one.
x+yz+w=0
x+yz+w=0
x+yz+w=0
x+yz+w=0
One.I.2.31 This is how the answer was given in the cited source. My solution was
to define the numbers of arbuzoids as 3-dimensional vectors, and express all possible
elementary transitions as such vectors, too:

R: 13
1
1
2

Operations: 1, 2 , and 1
G: 15
B: 17
2
1
1
Now, it is enough to check whether the solution to one of the following systems of
linear
equations
exists:

13
1
1
2
0
0
45

(or 45 or 0 )
15 + x 1 + y 2 + 1 = 0
17
2
1
1
45
0
0
Solving
1 1 2 13
1 1 2 13
1 +2 2 +3
0
3 3
2
1 2 1 15
21 +3
2 1 1
28
0
0
0
0
gives y + 2/3 = z so if the number of transformations z is an integer then y is not.
The other two systems give similar conclusions so there is no solution.
One.I.2.32 This is how the answer was given in the cited source.
(a) Formal solution of the system yields
a3 1
a2 + a
x= 2
y= 2
.
a 1
a 1
If a + 1 6= 0 and a 1 6= 0, then the system has the single solution
a2 + a + 1
a
x=
y=
.
a+1
a+1
15
If a = 1, or if a = +1, then the formulas are meaningless; in the first instance we

arrive at the system

x + y = 1
xy=1
which is a contradictory system. In the second instance we have

x+y=1
x+y=1
which has an infinite number of solutions (for example, for x arbitrary, y = 1 x).
(b) Solution of the system yields
a4 1
a3 + a
x= 2
y= 2
.
a 1
a 1
Here, is a2 1 6= 0, the system has the single solution x = a2 + 1, y = a. For
a = 1 and a = 1, we obtain the systems

x + y = 1
x+y=1
xy= 1
x+y=1
both of which have an infinite number of solutions.
One.I.2.33 This is how the answer was given in the cited source. Let u, v, x, y, z be
the volumes in cm3 of Al, Cu, Pb, Ag, and Au, respectively, contained in the sphere,
which we assume to be not hollow. Since the loss of weight in water (specific gravity
1.00) is 1000 grams, the volume of the sphere is 1000 cm3 . Then the data, some of
which is superfluous, though consistent, leads to only 2 independent equations, one
relating volumes and the other, weights.
u+
v+
x+
y+
z = 1000
2.7u + 8.9v + 11.3x + 10.5y + 19.3z = 7558
Clearly the sphere must contain some aluminum to bring its mean specific gravity
below the specific gravities of all the other metals. There is no unique result to
this part of the problem, for the amounts of three metals may be chosen arbitrarily,
provided that the choices will not result in negative amounts of any metal.
If the ball contains only aluminum and gold, there are 294.5 cm3 of gold and
705.5 cm3 of aluminum. Another possibility is 124.7 cm3 each of Cu, Au, Pb, and Ag
and 501.2 cm3 of Al.
One.I.3: General = Particular + Homogeneous

One.I.3.14 For the arithmetic to these, see the answers from the prior subsection.
16

(a) This is the solution set.
6
S={
0
!
+
!
2
y | y R}
1
Here are the particular solution and the solution set for the associated homogeneous
system.
!
!
6
2
and {
y | y R}
0
1
Note. There are two possible points of confusion here. First, the set S given above
is equal to this set
!
!
4
2
T ={
+
y | y R}
1
1
because the two sets contain the same members. All of these are correct answers to,
What is a particular solution?
!
!
!
!
6
4
2
1
,
,
,
0
1
2
2.5
The second point of confusion is that the letter we use in the set doesnt matter.
This set also equals S.
!
!
6
2
U={
+
u | u R}
0
1
(b) This is the solution set.
!
0
{
}
1
These are a particular solution, and the solution set for the associated homogeneous
system.
!
!
0
0
{
}
1
0
(c) The solution set is infinite.

4
1

{ 1 + 1 x3 | x3 R }
0
1
This is a particular solution and the solution set for the associated homogeneous
system.

4
1

{
1

1 x3 | x3 R }
0
1
17
(d) The solution set is a singleton.

1

{ 1 }
1
A particular solution and the solution set for the associated homogeneous system
are here.

1
0

{ 0 }
1
1
0
(e) The solution set is infinite.
5/3
1/3
2/3
2/3 2/3
1/3
{
+
z +
w | z, w R}
0 1
0
0
0
1
A particular solution and the solution set for the associated homogeneous system
are here.
5/3
1/3
2/3
2/3
2/3
1/3
{
z +
w | z, w R}
0
1
0
0
0
1
(f) This systems solution set is empty. Thus, there is no particular solution. The
solution set of the associated homogeneous system is this.

1
1
2
3

{ z + w | z, w R }
1
0
0
1
One.I.3.15 The answers from the prior subsection show the row operations. Each
answer here just lists the solution set, the particular solution, and the homogeneous
solution.
(a) The solution set is this.
2/3
1/6
{ 1/3 + 2/3 z | z R}
0
1
A particular solution and the solution
are here.
2/3
1/3
0
set for the associated homogeneous system
1/6
{ 2/3 z | z R }
1
18

(b) The solution set is infinite.

1
1
3 2

{ + z | z R}
0 1
0
0
Here are a particular solution and the solution set for the associated homogeneous
system.

1
1
3
2

{ z | z R}

0
1
0
0
(c) This is the solution set.

0
1
1
0 0
1

{ + z + w | z, w R}
0
0 1
0
1
0
Here is a particular solution and the solution set for the associated homogeneous
system.

0
1
1
0
0
1

{ z + w | z, w R }

0
1
0
0
0
1
(d) The solution set is this.

5/7
3/7
1/7
1
0 8/7
2/7
4/7

{ 0 + 1 c + 0 d + 0 e | c, d, e R }

0 0
1
0
0
0
0
1
And, this is a particular solution and the solution set for the associated homogeneous
system.

1
5/7
3/7
1/7
0
8/7
2/7
4/7

{ 1 c + 0 d + 0 e | c, d, e R }
0

0
0
1
0
0
0
0
1
One.I.3.16 Just plug them in and see if they satisfy all three equations.
(a) No.
(b) Yes.
19
(c) Yes.
One.I.3.17 Gausss Method
1 1 0
2 3 1
0 1
1
on the associated
1 0
21 +2
0 0
1 0
homogeneous system
1 1 0
1 0
0 5 1 2 0
0 1
1
1 0
1 1
0
1
0
(1/5)2 +3
1 2 0
0 5
0 0 6/5 7/5 0
gives this is the solution to the homogeneous problem.
5/6
1/6
{
w | w R}
7/6
1
(a) That vector is indeed a particular solution, so the required general solution is
this.

0
5/6
0 1/6

{ +
w | w R}
0 7/6
4
1
(b) That vector is a particular solution so the required general solution is this.

5
5/6
1 1/6

{ +
w | w R}
7 7/6
10
1
(c) That vector is not a solution of the system since it does not satisfy the third
equation. No such general solution exists.
One.I.3.18 The first is nonsingular while the second is singular. Just do Gausss Method
and see if the echelon form result has non-0 numbers in each entry on the diagonal.
One.I.3.19
(a) Nonsingular:
1 +2
1
0
2
1
ends with each row containing a leading entry.

(b) Singular:
!
1 2
31 +2
0 0
ends with row 2 without a leading entry.
20

(c) Neither. A matrix must be square for either word to apply.
(d) Singular.
(e) Nonsingular.
One.I.3.20 In each case we must decide if the vector is a linear combination of the
vectors in the set.
(a) Yes. Solve
!
!
!
1
1
2
c1
+ c2
=
4
5
3
with
1 1
4 5
2
3
41 +2
1
0
1
1
2
5
to conclude that there are c1 and c2 giving the combination.

(b) No. The reduction
2 1 1
1
2
1
2
(1/2)1 +2
22 +3
0
1 0
0 1/2 1/2
0
0 1
0
1
0
1
1
shows that
has no solution.
(c) Yes. The reduction
1 2 3 4
0 1 3 2
4 5 0 1
1
1/2
0

1
2
1

c1 1 + c2 0 = 0
1
0
1
3
0
41 +3
32 +3
1 2
3
4
1
3
3
2
0 1
0 3 12 15 4
1 2 3
4 1
2 3
0 1 3
0 0 3 9 5
shows that there are infinitely many ways

c1
10
9
c 8 7
2

{ =
+ c4 | c4 R }
c3 5/3 3
c4
0
1
to write a combination.

1
1
2
3
4

=
c
+
c
+
c
+
c
3
0
1
3

1
2
3
4 2
0
4
5
0
1
1/2
2
21
(d) No. Look at the third components.

One.I.3.21 Because the matrix of coefficients is nonsingular, Gausss Method ends with
an echelon form where each variable leads an equation. Back substitution gives a
unique solution.
(Another way to see that the solution is unique is to note that with a nonsingular
matrix of coefficients the associated homogeneous system has a unique solution, by
definition. Since the general solution is the sum of a particular solution with each
homogeneous solution, the general solution has at most one element.)
One.I.3.22 In this case the solution set is all of Rn and we can express it in the required
form.

1
0
0

0
1
0

{c1
.. + c2 .. + + cn .. | c1 , . . . , cn R }
.
.
.
0
One.I.3.23 Assume ~s, ~t R and write them as here.

s1
t1
..
..
~
~s = .
t= .
n
sn
tn
Also let ai,1 x1 + + ai,n xn = 0 be the i-th equation in the homogeneous system.
(a) The check is easy.
ai,1 (s1 + t1 ) + + ai,n (sn + tn )
= (ai,1 s1 + + ai,n sn ) + (ai,1 t1 + + ai,n tn ) = 0 + 0
(b) This is similar to the prior one.
ai,1 (3s1 ) + + ai,n (3sn ) = 3(ai,1 s1 + + ai,n sn ) = 3 0 = 0
(c) This one is not much harder.
ai,1 (ks1 + mt1 ) + + ai,n (ksn + mtn )
= k(ai,1 s1 + + ai,n sn ) + m(ai,1 t1 + + ai,n tn ) = k 0 + m 0
What is wrong with that argument is that any linear combination involving only the
zero vector yields the zero vector.
One.I.3.24 First the proof.
Gausss Method will use only rationals (e.g., (m/n)i + j ). Thus we can express
the solution set using only rational numbers as the components of each vector. Now
the particular solution is all rational.
There are infinitely many rational vector solutions if and only if the associated
homogeneous system has infinitely many real vector solutions. Thats because setting
any parameters to be rationals will produce an all-rational solution.
22
Linear Geometry
One.II.1: Vectors in Space
One.II.1.1
One.II.1.2
(a)
2
1
!
(b)
1
2
4

(c) 0
3

0

(d) 0
0
(a) No, their canonical positions are different.

!
!
1
0
1
3
(b) Yes, their canonical positions are the same.

1

1

3
One.II.1.3 That line is this set.

2
7
1 9

{ + t | t R}
1 2
0
4
Note that this system
2 + 7t = 1
1 + 9t = 0
1 2t = 2
0 + 4t = 1
has no solution. Thus the given point is not in the line.
One.II.1.4
(a) Note that

2
1
1
2 1 1

=
2 5 3
0
1
1

3
1
2
1 1 0

=
0 5 5
4
1
5
and so the plane is this set.

1
1
2
1 1
0

{ + t + s | t, s R }
5 3
5
1
1
5
23
(b) No; this system

1 + 1t + 2s = 0
1 + 1t
=0
5 3t 5s = 0
1 + 1t + 5s = 0
has no solution.
One.II.1.5 The vector

2

0
3
is not in the line. Because

2
1
3

=
0 0 0
3
4
7
we can describe that plane in this way.

1
1
3

{ 0 + m 1 + n 0 | m, n R}
4
2
7
One.II.1.6 The points of coincidence are solutions of this system.
t
= 1 + 2m
t + s = 1 + 3k
t + 3s =
4m
Gausss Method
1 0 0 2 1
1 0 0 2 1
1 +2
0
1 1 3 0 1
0 1 3 2
1 +3
1 3 0 4 0
0 3 0 2 1
1 0 0 2 1
32 +3
0
0 1 3 2
0 0 9 8 1
gives k = (1/9) + (8/9)m, so s = (1/3) + (2/3)m and t = 1 + 2m. The intersection
is this.

1
0
2
1
2

{ 1 + 3 ( 19 + 89 m) + 0 m | m R } = { 2/3 + 8/3 m | m R}
4
0
4
0
0
One.II.1.7
(a) The system

1=
1
1+t= 3+s
2 + t = 2 + 2s
24
gives s = 6 and t = 8, so this is the solution

set.
1

{ 9 }
10
(b) This system
2+t=
0
t = s + 4w
1 t = 2s + w
gives t = 2, w = 1, and s = 2 so their
is this point.
intersection
0

2
3
One.II.1.8 (a) The vector shown
is not the result of doubling

2
0.5

0 + 1 1
0
0
instead it is

1
2
0.5

0 + 1 2 = 2
0
0
0
which has a parameter twice as large.
(b) The vector

2
1/2
1/2
P = { 0 + y 1 + z 0 | y, z R }
0
0
1
is not the result of adding

2
0.5
2
0.5

(0 + 1 1) + (0 + 0 1)
0
0
0
1
instead it is
25

2
0.5
0.5
1

0 + 1 1 + 0 1 = 1
0
0
1
1
which adds the parameters.

One.II.1.9 The if half is straightforward. If b1 a1 = d1 c1 and b2 a2 = d2 c2
then
q
q
(b1 a1 )2 + (b2 a2 )2 = (d1 c1 )2 + (d2 c2 )2
so they have the same lengths, and the slopes are just as easy:
b2 a2
d2 c2
=
b1 a1
d1 a1
(if the denominators are 0 they both have undefined slopes).
For only if, assume that the two segments have the same length and slope (the
case of undefined slopes is easy; we will do the case where both segments have a slope
m). Also assume, without loss of generality, that a1 < b1 and that c1 < d1 . The first
segment is (a1 , a2 )(b1 , b2 ) = {(x, y) | y = mx + n1 , x [a1 ..b1 ] } (for some intercept
n1 ) and the second segment is (c1 , c2 )(d1 , d2 ) = { (x, y) | y = mx + n2 , x [c1 ..d1 ] }
(for some n2 ). Then the lengths of those segments are
q
q
(b1 a1 )2 + ((mb1 + n1 ) (ma1 + n1 ))2 = (1 + m2 )(b1 a1 )2
p
and, similarly, (1 + m2 )(d1 c1 )2 . Therefore, |b1 a1 | = |d1 c1 |. Thus, as we
assumed that a1 < b1 and c1 < d1 , we have that b1 a1 = d1 c1 .
The other equality is similar.
One.II.1.10 We shall later define it to be a set with one element an origin.
One.II.1.11 This is how the answer was given in the cited source. The vector triangle
is as follows, so w
~ = 3 2 from the north west.
@

w
~@
@
R
@
One.II.1.12 Euclid no doubt is picturing a plane inside of R3 . Observe, however, that
both R1 and R2 also satisfy that definition.
One.II.2: Length and Angle Measures

One.II.2.11
(a)
32 + 12 = 10
(b)
(c)
18
(d) 0
(e)
26
One.II.2.12
(a) arccos(9/ 85) 0.22 radians
(c) Not defined.
(b) arccos(8/ 85) 0.52 radians
One.II.2.13 We express each displacement as a vector, rounded to one decimal place

because thats the accuracy of the problems statement, and add to find the total
displacement (ignoring the curvature of the earth).
!
!
!
!
!
0.0
3.8
4.0
3.3
11.1
+
+
+
=
1.2
4.8
0.1
5.6
2.1
The distance is 11.12 + 2.12 11.3.

One.II.2.14 Solve (k)(4) + (1)(3) = 0 to get k = 3/4.
One.II.2.15 We could describe the set

x

{ y | 1x + 3y 1z = 0 }
z
with parameters in this way.

3
1

{ 1 y + 0 z | y, z R }
0
1
One.II.2.16
(a) We can use the x-axis.

arccos(
(1)(1) + (0)(1)

) 0.79 radians
1 2
(b) Again, use the x-axis.

arccos(
(1)(1) + (0)(1) + (0)(1)

) 0.96 radians
1 3
(c) The x-axis worked before and it will work again.

1
(1)(1) + + (0)(1)

) = arccos( )
n
1 n
(d) Using the formula from the prior item, limn arccos(1/ n) = /2 radians.
arccos(
One.II.2.17 Clearly u1 u1 + + un un is zero if and only if each ui is zero. So only

~0 Rn is perpendicular to itself.
One.II.2.18 In each item below, assume that the vectors ~u,~v, w
~ Rn have components
u 1 , . . . , u n , v 1 , . . . , wn .
27
(a) Dot product is right-distributive.

w1
u1
v1
.
.
.
~ = [ .. + .. ] ..
(~u + ~v) w
wn
un
vn

w1
u 1 + v1
..
..
=
.
.
u n + vn
wn
= (u1 + v1 )w1 + + (un + vn )wn

= (u1 w1 + + un wn ) + (v1 w1 + + vn wn )
= ~u w
~ + ~v w
~
(b) Dot product is also left distributive: w
~ (~u + ~v) = w
~ ~u + w
~ ~v. The proof is
just like the prior one.
(c) Dot product commutes.

u1
v1
v1
u1
.. ..
.. ..
. . = u 1 v1 + + u n vn = v1 u 1 + + vn u n = . .
un
vn
vn
un
(d) Because ~u ~v is a scalar, not a vector, the expression (~u ~v) w

~ makes no sense;
the dot product of a scalar and a vector is not defined.
(e) This is a vague question so it has many answers. Some are (1) k(~u ~v) = (k~u) ~v
and k(~u ~v) = ~u (k~v), (2) k(~u ~v) 6= (k~u) (k~v) (in general; an example is easy to
produce), and (3) |k~v | = |k||~v | (the connection between length and dot product is
that the square of the length is the dot product of a vector with itself).
One.II.2.19 (a) Verifying that (k~x) ~y = k(~x ~y) = ~x (k~y) for k R and ~x, ~y Rn is
easy. Now, for k R and ~v, w
~ Rn , if ~u = k~v then ~u ~v = (k~v) ~v = k(~v ~v), which
is k times a nonnegative real.
The ~v = k~u half is similar (actually, taking the k in this paragraph to be the
reciprocal of the k above gives that we need only worry about the k = 0 case).
(b) We first consider the ~u ~v > 0 case. From the Triangle Inequality we know that
~u ~v = |~u | |~v | if and only if one vector is a nonnegative scalar multiple of the other.
But thats all we need because the first part of this exercise shows that, in a context
where the dot product of the two vectors is positive, the two statements one vector
is a scalar multiple of the other and one vector is a nonnegative scalar multiple of
the other, are equivalent.
We finish by considering the ~u ~v < 0 case. Because 0 < |~u ~v| = (~u ~v) = (~u) ~v
and |~u | |~v | = |~u | |~v |, we have that 0 < (~u) ~v = |~u | |~v |. Now the prior paragraph
applies to give that one of the two vectors ~u and ~v is a scalar multiple of the other.
28

But thats equivalent to the assertion that one of the two vectors ~u and ~v is a scalar
multiple of the other, as desired.
One.II.2.20 No. These give an example.

!
1
~u =
~v =
0
1
0
!
w
~ =
1
1
One.II.2.21 We prove that a vector has length zero if and only if all its components are
zero.
Let ~u Rn have components u1 , . . . , un . Recall that the square of any real
number is greater than or equal to zero, with equality only when that real is zero.
Thus |~u |2 = u1 2 + + un 2 is a sum of numbers greater than or equal to zero, and
so is itself greater than or equal to zero, with equality if and only if each ui is zero.
Hence |~u | = 0 if and only if all the components of ~u are zero.
One.II.2.22 We can easily check that
x1 + x2 y1 + y2
,
2
2
is on the line connecting the two, and is equidistant from both. The generalization is
obvious.
One.II.2.23 Assume that ~v Rn has components v1 , . . . , vn . If ~v 6= ~0 then we have this.
v
!2
!2
u
u
v1
vn
t p
+ + p
v1 2 + + vn 2
v1 2 + + vn 2
s

v1 2
vn 2
=
+
+
v1 2 + + vn 2
v1 2 + + vn 2
=1
If ~v = ~0 then ~v/|~v | is not defined.
One.II.2.24 For the first question, assume that ~v Rn and r > 0, take the root, and
factor.
q
q
|r~v | = (rv1 )2 + + (rvn )2 = r2 (v1 2 + + vn 2 = r|~v |
For the second question, the result is r times as long, but it points in the opposite
direction in that r~v + (r)~v = ~0.
One.II.2.25 Assume that ~u,~v Rn both have length 1. Apply Cauchy-Schwarz: |~u ~v| 6
|~u | |~v | = 1.
To see that less than can happen, in R2 take
!
!
1
0
~u =
~v =
0
1
and note that ~u ~v = 0. For equal to, note that ~u ~u = 1.
29
One.II.2.26 Write
u1
.
~u = ..
un
v1
.
~v = ..
vn
and then this computation works.

|~u + ~v |2 + |~u ~v |2 = (u1 + v1 )2 + + (un + vn )2
+ (u1 v1 )2 + + (un vn )2
= u1 2 + 2u1 v1 + v1 2 + + un 2 + 2un vn + vn 2
+ u1 2 2u1 v1 + v1 2 + + un 2 2un vn + vn 2
= 2(u1 2 + + un 2 ) + 2(v1 2 + + vn 2 )
= 2|~u |2 + 2|~v |2
One.II.2.27 We will prove this demonstrating that the contrapositive statement holds: if
~x 6= ~0 then there is a ~y with ~x ~y 6= 0.
Assume that ~x Rn . If ~x 6= ~0 then it has a nonzero component, say the i-th one
xi . But the vector ~y Rn that is all zeroes except for a one in component i gives
~x ~y = xi . (A slicker proof just considers ~x ~x.)
One.II.2.28 Yes; we can prove this by induction.
Assume that the vectors are in some Rk . Clearly the statement applies to one
vector. The Triangle Inequality is this statement applied to two vectors. For an
inductive step assume the statement is true for n or fewer vectors. Then this
|~u1 + + ~un + ~un+1 | 6 |~u1 + + ~un | + |~un+1 |
follows by the Triangle Inequality for two vectors. Now the inductive hypothesis,
applied to the first summand on the right, gives that as less than or equal to |~u1 | +
+ |~un | + |~un+1 |.
One.II.2.29 By definition
~u ~v
= cos
|~u | |~v |
where is the angle between the vectors. Thus the ratio is |cos |.
One.II.2.30 So that the statement vectors are orthogonal iff their dot product is zero
has no exceptions.
One.II.2.31 We can find the angle between (a) and (b) (for a, b 6= 0) with
ab
arccos( ).
a2 b2
If a or b is zero then the angle is /2 radians. Otherwise, if a and b are of opposite
signs then the angle is radians, else the angle is zero radians.
30
One.II.2.32 The angle between ~u and ~v is acute if ~u ~v > 0, is right if ~u ~v = 0, and is

obtuse if ~u ~v < 0. Thats because, in the formula for the angle, the denominator is
never negative.
One.II.2.33 Suppose that ~u,~v Rn . If ~u and ~v are perpendicular then
|~u + ~v |2 = (~u + ~v) (~u + ~v) = ~u ~u + 2 ~u ~v + ~v ~v = ~u ~u + ~v ~v = |~u |2 + |~v |2
(the third equality holds because ~u ~v = 0).
One.II.2.34 Where ~u,~v Rn , the vectors ~u + ~v and ~u ~v are perpendicular if and only
if 0 = (~u + ~v) (~u ~v) = ~u ~u ~v ~v, which shows that those two are perpendicular if
and only if ~u ~u = ~v ~v. That holds if and only if |~u | = |~v |.
One.II.2.35 Suppose ~u Rn is perpendicular to both ~v Rn and w
~ Rn . Then, for
any k, m R we have this.
~u (k~v + m~
w) = k(~u ~v) + m(~u w
~ ) = k(0) + m(0) = 0
One.II.2.36 We will show something more general: if |~z1 | = |~z2 | for ~z1 , ~z2 Rn , then
~z1 + ~z2 bisects the angle between ~z1 and ~z2

000 0

0

gives
00 0

0

*

0

(we ignore the case where ~z1 and ~z2 are the zero vector).
The ~z1 + ~z2 = ~0 case is easy. For the rest, by the definition of angle, we will be
finished if we show this.
~z1 (~z1 + ~z2 ) ~z2 (~z1 + ~z2 )
=
|~z1 | |~z1 + ~z2 |
|~z2 | |~z1 + ~z2 |
But distributing inside each expression gives
~z1 ~z1 + ~z1 ~z2
~z2 ~z1 + ~z2 ~z2
|~z1 | |~z1 + ~z2 |
|~z2 | |~z1 + ~z2 |
and ~z1 ~z1 = |~z1 |2 = |~z2 |2 = ~z2 ~z2 , so the two are equal.
One.II.2.37 We can show the two statements together. Let ~u,~v Rn , write

u1
v1
..
..
~u = .
~v = .
un
vn
and calculate.
ku1 v1 + + kun vn
k ~u ~v
~u ~v
cos = q
=
=
p
|k|
|~
u
|
|~
v
|
|~
u
| |~v |
(ku1 )2 + + (kun )2 b1 2 + + bn 2
31
One.II.2.38 Let
u1
.
~u = .. ,
v1
.
~v = ..
un
w1
.
w
~ = ..
vn
wn
and then
u1
kv1
mw1
. . .
k~v + m~
w = .. .. + ..
kvn
un
mwn

kv1 + mw1
u1
.
..
= ..
~u
un
kvn + mwn
= u1 (kv1 + mw1 ) + + un (kvn + mwn )

= ku1 v1 + mu1 w1 + + kun vn + mun wn
= (ku1 v1 + + kun vn ) + (mu1 w1 + + mun wn )
~)
= k(~u ~v) + m(~u w
as required.
One.II.2.39 For x, y R+ , set
~u =
!
x
~v =
!
y
so that the Cauchy-Schwarz inequality asserts that (after squaring)

( x y + y x)2 6 ( x x + y y)( y y + x x)

(2 x y)2 6 (x + y)2
x+y
xy 6
2
as desired.
One.II.2.40
(a) For instance, a birthday of October 12 gives this.

!
!
7
10
12
12
214
!
! ) = arccos(
= arccos(
) 0.17 rad
244
193
7
10
|
||
|
12
12
(b) Applying the same equation to (9 19) gives about 0.09 radians.
(c) The angle will measure 0 radians if the other person is born on the same day. It
will also measure 0 if one birthday is a scalar multiple of the other. For instance, a
person born on Mar 6 would be harmonious with a person born on Feb 4.
32

Given a birthday, we can get Sage to plot the angle for other dates. This
example shows the relationship of all dates with July 12.
sage: plot3d(lambda x, y: math.acos((x*7+y*12)/(math.sqrt(7**2+12**2)*math.sqrt(x**2+y**2))),
(1,12),(1,31))
(d) We want to maximize this.

!
7
12
!
= arccos(
7
|
||
12
m
d
! )
m
|
d
Of course, we cannot take m or d negative and so we cannot get a vector orthogonal

to the given one. This Python script finds the largest angle by brute force.
import math
days={1:31, # Jan
2:29, 3:31, 4:30, 5:31, 6:30, 7:31, 8:31, 9:30, 10:31, 11:30, 12:31}
BDAY=(7,12)
max_res=0
max_res_date=(-1,-1)
for month in range(1,13):
for day in range(1,days[month]+1):
num=BDAY[0]*month+BDAY[1]*day
denom=math.sqrt(BDAY[0]**2+BDAY[1]**2)*math.sqrt(month**2+day**2)
if denom>0:
res=math.acos(min(num*1.0/denom,1))
print "day:",str(month),str(day)," angle:",str(res)
if res>max_res:
max_res=res
max_res_date=(month,day)
print "For ",str(BDAY),"worst case",str(max_res),"rads, date",str(max_res_date)
print " That is ",180*max_res/math.pi,"degrees"
The result is
For (7, 12) worst case 0.95958064648 rads, date (12, 1)
That is 54.9799211457 degrees
33
A more conceptual approach is to consider the relation of all points (month, day)
to the point (7, 12). The picture below makes clear that the answer is either Dec 1
or Jan 31, depending on which is further from the birthdate. The dashed line
bisects the angle between the line from the origin to Dec 1, and the line from the
origin to Jan 31. Birthdays above the line are furthest from Dec 1 and birthdays
below the line are furthest from Jan 31.
30
20
10
J F MAM J J A S O N D
One.II.2.41 This is how the answer was given in the cited source. The actual velocity
~v of the wind is the sum of the ships velocity and the apparent velocity of the wind.
Without loss of generality we may assume a
~ and ~b to be unit vectors, and may write
~v = ~v1 + s~
a = ~v2 + t~b
where s and t are undetermined scalars. Take the dot product first by a
~ and then by
34
~b to obtain
s t~
a ~b = a
~ (~v2 ~v1 )
s~
a ~b t = ~b (~v2 ~v1 )
Multiply the second by a
~ ~b, subtract the result from the first, and find
s=
[~
a (~
a ~b)~b] (~v2 ~v1 )
.
1 (~
a ~b)2
Substituting in the original displayed equation, we get

[~
a (~
a ~b)~b] (~v2 ~v1 )~
a
.
2
~
1 (~
a b)
~v = ~v1 +
One.II.2.42 We use induction on n.
In the n = 1 base case the identity reduces to

(a1 b1 )2 = (a1 2 )(b1 2 ) 0
and clearly holds.
For the inductive step assume that the formula holds for the 0, . . . , n cases. We
will show that it then holds in the n + 1 case. Start with the right-hand side
X
aj 2
16j6n+1

bj 2
16j6n+1
ak bj aj bk
2
16k<j6n+1
X
X

= (
aj 2 ) + an+1 2 (
bj 2 ) + bn+1 2
16j6n
16j6n
ak bj aj bk
16k<j6n
aj
16j6n

2
aj
bj
bj
bj an+1 +
16k6n
ak bn+1 an+1 bk
bj 2 an+1 2 +
16j6n
16j6n
2
16j6n
ak bj aj bk
16j6n
16k6n

2
16j6n
16k<j6n
2
2
aj 2 bn+1 2 + an+1 2 bn+1 2
16j6n
ak bn+1 an+1 bk
16k6n
ak bj aj bk
2
16k<j6n
aj 2 bn+1 2 + an+1 2 bn+1 2
16j6n
ak bn+1 an+1 bk
2
2
2
35
and apply the inductive hypothesis.

X
X
X
2
=
aj bj +
bj 2 an+1 2 +
aj 2 bn+1 2 + an+1 2 bn+1 2
16j6n
X
16j6n
2
ak bn+1 2
16k6n
aj bj
2
+2
16j6n
16j6n
ak bn+1 an+1 bk +
16k6n
an+1 2 bk 2
16k6n
ak bn+1 an+1 bk + an+1 bn+1 2

2
16k6n
aj bj + an+1 bn+1
2
16j6n
to derive the left-hand side.
Reduced Echelon Form

One.III.1: Gauss-Jordan Reduction
One.III.1.8 These answers show only the Gauss-Jordan reduction. With it, describing
the solution set is easy.
(a) The solution set contains only a single element.
!
!
1 1
2
1 1 2
1 +2
1 1 0
0 2 2
!
!
1 1 2
1 0 1
(1/2)2
2 +1
0 1 1
0 1 1
(b) The solution set has one parameter.
!
1 0 1 4
1 0 1
21 +2
2 2 0 1
0 2 2
(c) There is a unique solution.
!
3 2
1
21 +2
6 1 1/2
(1/3)1
(1/5)2
3
0
1
0
2
5
2/3
1
4
7
!
1
3/2
!
1/3
3/10
(1/2)2
(2/3)2 +1
1 0
0 1
1
1
1 0
0 1
!
4
7/2
2/15
3/10
36

(d) A row swap in the second step makes the arithmetic easier.
2 1
0
2 1 0 1
1
(1/2)1 +2
5
0 7/2 1 11/2
1 3 1
5
5
0 1
2
0
1
2
2 1
0
1
1
2 1 0
2 3
(7/2)2 +3
1
2
2
5
5
0 1
0 7/2 1 11/2
0 0 8 12
1 1/2 0 1/2
1 1/2 0 1/2
(1/2)1
23 +2
1
2
5
1
0
2
0
0
(1/8)2
0
0
1
3/2
0
0
1
3/2
1 0 0 1/2
(1/2)2 +1
2
0 1 0
0 0 1 3/2
One.III.1.9 Use Gauss-Jordan reduction.

(a) The reduced echelon form is all zeroes except for a diagonal of ones.
!
!
2
1
1 1/2
1
(1/2)1 +2
(1/2)1
(1/2)2 +1
0 5/2
0
1
0
(2/5)2
(b) As in the prior problem, the reduced echelon form is all zeroes but for
of ones.
1 3
1
1 3
1
21 +2
(1/6)2
0 6 2
0 1 1/3
1 +3
(1/2)3
0 0 2
0 0
1
1 3 0
1
(1/3)3 +2
32 +1
0 1 0
0
3 +1
0 0 1
0
(c) There are more columns than
ones.
1 0 3
1
1 +2
0 4 1 0
31 +3
0 4 1 2
1 0
3
(1/4)2
0
1
1/4
(1/2)3
0 0
0
0
1
a diagonal
0
1
0
0
1
rows so we must get more than just a diagonal of
3
4
2 +3
1
2
0 3/4
1 7/2
0
0
3 +1
0
4
0
3
1
0
1 0
0 1
0 0
1
0
2
3
1/4
0
3
7
0
0
1
3/2
3/4
7/2
37
(d) As in the prior item,
1 5 1
1 3
0 0 5
0 1 3
this is not a square matrix.
5
1 5 1 5
2 3
6 0 1 3 2
2
0 0 5 6
1 5 0 19/5
1 5 1
5
(1/5)3
33 +2
2
0 1 3
0 1 0 8/5
3 +1
0 0 1 6/5
0 0 1 6/5
1 0 0 59/5
52 +1
0 1 0 8/5
0 0 1 6/5
One.III.1.10 For the Gausss halves, see the answers to Chapter Ones section I.2 question
Exercise 19.
(a) The Jordan half goes this way. !
!
1 1/2
0
1
(1/3)2
The solution set is this
(1/2)1
1/2
2/3
1/2
1/3
(1/2)2 +1
1
0
2/3
1/6
{ 1/3 + 2/3 z | z R }
0
1
(b) The second half is
3 +2
so the solution is this.
1 0
0 1
0 0
1
2
0
0
0
1
3
0

1
1
3 2

{ + z | z R}
0 1
0
0
(c) This Jordan half
2 +1
1 0
0 1
0 0
0 0
1 1
0 1
0 0
0 0
0
0
0
0
gives

0
1
1
0 0
1

{ + z + w | z, w R}
0 1
0
0
0
1
0
1
1/6
2/3
2/3
1/3
38

(of course, we could omit the zero vector from the description).
(d) The Jordan half
!
1
1 2
3
1
1
(1/7)2
0 1 8/7 2/7 4/7 0

!
1 0 5/7 3/7 1/7 1
22 +1
0 1 8/7 2/7 4/7 0

ends with this solution set.

1
5/7
3/7
1/7
0 8/7
2/7
4/7

{ 0 + 1 c + 0 d + 0 e | c, d, e R }

0 0
1
0
0
0
0
1
One.III.1.11 Routine Gausss Method gives one:
2
1
1
3
2
31 +2
(9/2)2 +3
1
2 7
0
0
(1/2)1 +3
0 9/2 1/2 7/2
0
and any cosmetic change, such as multiplying
2 1 1
0 1 2
0 0 19
1
1
0
1
2
19/2
7
35
the bottom row by 2,
7
70
gives another.
One.III.1.12 In the cases listed below, we take a, b R. Thus, some canonical forms
listed below actually include infinitely many cases. In particular, they includes the
cases a = 0 !
and b = 0.
!
!
!
0 0
1 a
0 1
1 0
(a)
,
,
,
0 0
0 0
0 0
0 1
!
!
!
!
!
!
0 0 0
1 a b
0 1 a
0 0 1
1 0 a
1 a 0
(b)
,
,
,
,
,
,
0 0 0
0 0 0
0 0 0
0 0 0
0 1 b
0 0 1
!
0 1 0
0 0 1
0 0
1 a
0 1
1 0
(c) 0 0, 0 0 , 0 0, 0 1
0 0
0 0
0 0
0 0
0 0 0
1 a b
0 1 a
0 1 0
0 0 1
1 0 a
(d) 0 0 0, 0 0 0 , 0 0 0 , 0 0 1, 0 0 0, 0 1 b,
0 0 0
0 0 0
0 0 0
0 0 0
0 0 0
0 0 0
0
0
a
0
0

0
1

1, 0
0
0
39
0
1
0
0
1
One.III.1.13 A nonsingular homogeneous linear system has a unique solution. So a

nonsingular matrix must reduce to a (square) matrix that is all 0s except for 1s down
the upper-left to lower-right diagonal, such as these.
!
1 0 0
1 0
0 1 0
0 1
0 0 1
One.III.1.14 It is an equivalence relation. To prove that we must check that the relation
is reflexive, symmetric, and transitive.
Assume that all matrices are 22. For reflexive, we note that a matrix has the
same sum of entries as itself. For symmetric, we assume A has the same sum of
entries as B and obviously then B has the same sum of entries as A. Transitivity is no
harder if A has the same sum of entries as B and B has the same sum of entries as
C then A has the same as C.
One.III.1.15
(a) For instance,

!
1 2
3 4
leaves the matrix changed.

(b) This operation
..
.
i,1 ai,n
.
aj,1 aj,n
..
.
1 +1
0
3
ki +j
0
4
0
3
1 +1
0
4
..
.
ai,1
..
kai,1 + aj,1
..
.
kai,n + aj,n
ai,n
leaves the i-th row unchanged because of the i 6= j restriction. Because the i-th row
is unchanged, this operation
..
.
ai,1
ai,n
ki +j
.
kai,1 + kai,1 + aj,1 kai,n + kai,n + aj,n
..
.
returns the j-th row to its original state.
40
One.III.1.16 To be an equivalence, each relation must be reflexive, symmetric, and

transitive.
(a) This relation is not symmetric because if x has taken 4 classes and y has taken 3
then x is related to y but y is not related to x.
(b) This is reflexive because xs name starts with the same letter as does xs. It is
symmetric because if xs name starts with the same letter as ys then ys starts
with the same letter as does xs. And it is transitive because if xs name starts with
the same letter as does ys and ys name starts with the same letter as does zs
then xs starts with the same letter as does zs. So it is an equivalence.
One.III.1.17 For each we must check the three conditions of reflexivity, symmetry, and
transitivity.
(a) Any matrix clearly has the same product down the diagonal as itself, so the
relation is reflexive. The relation is symmetric because if A has the same product
down its diagonal as does B, if a1,1 a2,2 = b1,1 b2,2 , then B has the same product
as does A.
Transitivity is similar: suppose that As product is r and that it equals Bs
product. Suppose also that Bs product equals Cs. Then all three have a product
of r, and As equals Cs.
There is an equivalence class for each real number, namely the class contains all
22 matrices whose product down the diagonal is that real.
(b) For reflexivity, if the matrix A has a 1 entry then it is related to itself while if it
does not then it is also related to itself. Symmetry also has two cases: suppose that
A and B are related. If A has a 1 entry then so does B, and thus B is related to A.
If A has no 1 then neither does B, and again B is related to A.
For transitivity, suppose that A is related to B and B to C. If A has a 1 entry
then so does B, and because B is related to C, therefore so does C, and hence A is
related to C. Likewise, if A has no 1 then neither does B, and consequently neither
does C, giving the conclusion that A is related to C.
There are exactly two equivalence classes, one containing any 22 matrix that
has at least one entry that is a 1, and the other containing all the matrices that
have no 1s.
One.III.1.18 (a) This relation is not reflexive.
left entry of 1 is not related to itself.
(b) This relation is not transitive. For these
to C, but A is not related to C.
!
0 0
4
A=
, B=
0 0
0
For instance, any matrix with an upperthree, A is related to B, and B is related

!
0
,
0
C=
8
0
!
0
,
0
41
One.III.2: The Linear Combination Lemma

One.III.2.10 Bring each to reduced echelon form and compare.
(a) The first gives
!
1 2
41 +2
0 0
while the second gives
1
0
1 2
2
1
1
0
22 +1
0
1
The two reduced echelon form matrices are not identical, and so the original matrices
are not row equivalent.
(b) The first is this.
1 0
2
1 0
2
1 0 2
31 +2
2 +3
2
0 1 5
0 1 5 0 1 5
51 +3
0 1 5
0 0
0
0 0 0
The second is this.
21 +3
0
0
0
2
0
10
0
(1/2)2
0
0
5
0
0
1
0
These two are row equivalent.

(c) These two are not row equivalent because they have different sizes.
(d) The first,
!
!
!
1 1 1
1 1 1
1 0 0
1 +2
(1/3)2
2 +1
0 3 3
0 1 1
0 1 1
and the second.
1 2
2
0
2
3
5
1
(1/2)1
(1/3)2
1
0
1
1
5/2
1/3
2 +1
These are not row equivalent.

(e) Here the first is
(1/3)2
1
0
1
0
1
0
1
1
!
1
1
2 +1
1
0
1
0
!
0
1
2 +1
1
0
0
1
!
3
2
while this is the second.

1 2
These are not row equivalent.
!
1
2
1
0
0
1
!
17/6
1/3
42
One.III.2.11 First, the only matrix row equivalent to the matrix of all 0s is itself (since
row operations have no effect).
Second, the matrices that reduce to
!
1 a
0 0
have the form
b
c
ba
ca
(where a, b, c R, and b and c are not both zero).

Next, the matrices that reduce to
!
0 1
0 0
have the form
0
0
a
b
(where a, b R, and not both are zero).

Finally, the matrices that reduce to
1
0
0
1
are the nonsingular matrices. Thats because a linear system for which this is the matrix
of coefficients will have a unique solution, and that is the definition of nonsingular.
(Another way to say the same thing is to say that they fall into none of the above
classes.)
One.III.2.12
(a) They have the form

a 0
b 0
where a, b R.
(b) They have this form (for a, b R).
1a
1b
!
2a
2b
(c) They have the form

a
c
b
d
(for a, b, c, d R) where ad bc 6= 0. (This is the formula that determines when a

22 matrix is nonsingular.)
43
One.III.2.13 Infinitely many. For instance, in

1
0
k
0
each k R gives a different class.

One.III.2.14 No. Row operations do not change the size of a matrix.
One.III.2.15 (a) A row operation on a matrix of zeros has no effect. Thus each such
matrix is alone in its row equivalence class.
(b) No. Any nonzero entry can be rescaled.
One.III.2.16 Here are two.
1
0
1
0
!
0
1
and
1
0
0
0
!
0
1
One.III.2.17 Any two nn nonsingular matrices have the same reduced echelon form,
namely the matrix with all 0s except for 1s down the diagonal.
1 0
0
0
0 1
..
0 0
1
Two same-sized singular matrices need not be row equivalent. For example, these
two 22 singular matrices are not row equivalent.
!
!
1 1
1 0
and
0 0
0 0
One.III.2.18 Since there is one and only one reduced echelon form matrix in each class,
we can just list the possible reduced echelon form matrices.
For that list, see the answer for Exercise 12.
One.III.2.19 (a) If there is a linear relationship where c0 is not zero then we can
~ 0 from both sides and divide by c0 to get
~ 0 as a linear combination
subtract c0
of the others. (Remark: if there are no other vectors in the set if the relationship
is, say, ~0 = 3 ~0 then the statement is still true because the zero vector is by
definition the sum of the empty set of vectors.)
~ 0 is a combination of the others
~ 0 = c1
~ 1 + + cn
~ n then
Conversely, if
~
subtracting 0 from both sides gives a relationship where at least one of the
~ 0.
coefficients is nonzero; namely, the 1 in front of
(b) The first row is not a linear combination of the others for the reason given in the
proof: in the equation of components from the column containing the leading entry
of the first row, the only nonzero entry is the leading entry from the first row, so
its coefficient must be zero. Thus, from the prior part of this exercise, the first row
is in no linear relationship with the other rows.
Thus, when considering whether the second row can be in a linear relationship
with the other rows, we can leave the first row out. But now the argument just
applied to the first row will apply to the second row. (That is, we are arguing here
by induction.)
One.III.2.20 We know that 4s + c + 10d = 8.45 and that 3s + c + 7d = 6.30, and wed
like to know what s + c + d is. Fortunately, s + c + d is a linear combination of
4s + c + 10d and 3s + c + 7d. Calling the unknown price p, we have this reduction.
4 1 10 8.45
8.45
4
1
10
(3/4)1 +2
0.037 5
0 1/4 1/2
3 1 7 6.30
(1/4)1 +3
1 1 1
0 3/4 3/2 p 2.112 5
p
4
1
10
8.45
32 +3
0 1/4 1/2 0.037 5

p 2.00
0
0
0
The price paid is $2.00.
One.III.2.21 (1) An easy answer is this.
0=3
For a less wise-guy-ish answer, solve the system:
!
3 1 8
3 1
(2/3)1 +2
2 1 3
0 5/3
8
7/3
gives y = 7/5 and x = 11/5. Now any equation not satisfied by (7/5, 11/5)
will do, e.g., 5x + 5y = 3.
(2) Every equation can be derived from an inconsistent system. For instance, here is
how to derive 3x + 2y = 4 from 0 = 5. First,
0=5
(3/5)1
x1
0 = 3 0 = 3x
(validity of the x = 0 case is separate but clear). Similarly, 0 = 2y. Ditto for
0 = 4. But now, 0 + 0 = 0 gives 3x + 2y = 4.
One.III.2.22 Define linear systems to be equivalent if their augmented matrices are row
equivalent. The proof that equivalent systems have the same solution set is easy.
One.III.2.23 (a) The three possible row swaps are easy, as are the three possible
rescalings. One of the six possible row combinations is k1 + 2 :
1
2
3
k 1 + 3 k 2 + 0 k 3 + 3
1
4
5
and again the first and second columns add to the third. The other five combinations
are similar.
(b) The obvious conjecture is that row operations do not change linear relationships
among columns.
(c) A case-by-case proof follows the sketch given in the first item.
45
Topic: Computer Algebra Systems

1
(a) Sage does this.

sage: var('h,c')
(h, c)
sage: statics = [40*h + 15*c == 100,
....:
25*c == 50 + 50*h]
sage: solve(statics, h,c)
[[h == 1, c == 4]]
Other Computer Algebra Systems have similar commands. These Maple commands
> A:=array( [[40,15],
[-50,25]] );
> u:=array([100,50]);
> linsolve(A,u);
get the answer [1,4].

(b) Here there is a free variable. Sage gives this.
sage: var('h,i,j,k')
(h, i, j, k)
sage: chemistry = [7*h == 7*j,
....:
8*h + 1*i == 5*j + 2*k,
....:
1*i == 3*j,
....:
3*i == 6*j + 1*k]
sage: solve(chemistry, h,i,j,k)
[[h == 1/3*r1, i == r1, j == 1/3*r1, k == r1]]
Similarly, this Maple session

> A:=array( [[7,0,-7,0],
[8,1,-5,2],
[0,1,-3,0],
[0,3,-6,-1]] );
> u:=array([0,0,0,0]);
> linsolve(A,u);
prompts the same reply (but with parameter t1 ).

2
(a) The answer is x = 2 and y = 1/2. A Sage session does this.

sage: var('x,y')
(x, y)
sage: system = [2*x + 2*y == 5,
....:
x - 4*y == 0]
sage: solve(system, x,y)
[[x == 2, y == (1/2)]]
A Maple session
> A:=array( [[2,2],
[1,-4]] );
> u:=array([5,0]);
> linsolve(A,u);
gets the same answer, of course.

(b) The answer is x = 1/2 and y = 3/2.
46

sage: var('x,y')
(x, y)
sage: system = [-1*x + y == 1,
....:
x + y == 2]
[[x == (1/2), y == (3/2)]]
(c) This system has infinitely many solutions. In the first subsection, with z as a
parameter, we got x = (43 7z)/4 and y = (13 z)/4. Sage gets the same.
sage: var('x,y,z')
(x, y, z)
sage: system = [x - 3*y + z == 1,
....:
x + y + 2*z == 14]
[[x == -7/4*z + 43/4, y == -1/4*z + 13/4]]
Maple responds with (12 + 7t1 , t1 , 13 4t1 ), preferring y as a parameter.

(d) There is no solution to this system. Sage gives an empty list.
sage: var('x,y')
(x, y)
sage: system = [-1*x - y == 1,
....:
-3*x - 3*y == 2]
[]
Similarly, When the array A and vector u are given to Maple and it is asked to
linsolve(A,u), it returns no result at all; that is, it responds with no solutions.
(e) Sage finds
sage: var('x,y,z')
(x, y, z)
sage: system = [
4*y + z == 20,
....:
2*x - 2*y + z == 0,
....:
x +
z == 5,
....:
x +
y - z == 10]
sage: solve(system, x,y,z)
[[x == 5, y == 5, z == 0]]
that the solutions is (x, y, z) = (5, 5, 0).

(f) There are infinitely many solutions. Sage does this.
sage: var('x,y,z,w')
(x, y, z, w)
sage: system = [ 2*x +
z
....:
y ....:
3*x z
....:
4*x + y + 2*z
sage: solve(system, x,y,z,w)
[[x == 1, y == r2 - 1, z == -r2
+ w
w
- w
+ w
==
==
==
==
5,
-1,
0,
9]
+ 3, w == r2]]
Maple gives (1, 1 + t1 , 3 t1 , t1 ).

3
(a) This system has infinitely many solutions. In the second subsection we gave
the solution set as
!
!
6
2
{
+
y | y R}
0
1
47
and Sage finds

sage: var('x,y')
(x, y)
sage: system = [ 3*x + 6*y == 18,
....:
x + 2*y == 6]
[[x == -2*r3 + 6, y == r3]]
while Maple responds with (6 2t1 , t1 ).

(b) The solution set has only one member.
!
0
{
}
1
Sage gives this.
sage: var('x,y')
(x, y)
sage: system = [ x + y == 1,
....:
x - y == -1]
[[x == 0, y == 1]]
(c) This systems solution set is infinite

4
1

{ 1 + 1 x3 | x3 R}
0
1
Sage gives this
sage: var('x1,x2,x3')
(x1, x2, x3)
sage: system = [
x1 +
x3
....:
x1 - x2 + 2*x3
....:
4*x1 - x2 + 5*x3
sage: solve(system, x1,x2,x3)
[[x1 == -r4 + 4, x2 == r4 - 1, x3
== 4,
== 5,
== 17]
== r4]]
and Maple gives (t1 , t1 + 3, t1 + 4).

(d) There is a unique solution

1

{ 1 }
1
and Sage finds it.
sage: var('a,b,c')
(a, b, c)
sage: system = [ 2*a + b - c == 2,
....:
2*a +
c == 3,
....:
a - b
== 0]
sage: solve(system, a,b,c)
[[a == 1, b == 1, c == 1]]
(e) This system has infinitely many solutions; in the second subsection we described
the solution set with two parameters.
5/3
1/3
2/3
2/3 2/3
1/3
{
+
z +
w | z, w R}
0 1
0
0
0
1
Sage does the same.
(x, y, z, w)
sage: system = [
x + 2*y - z
== 3,
....:
2*x +
y
+ w == 4,
....:
x y + z + w == 1]
[[x == r6, y == -r5 - 2*r6 + 4, z == -2*r5 - 3*r6 + 5, w == r5]]
as does Maple (3 2t1 + t2 , t1 , t2 , 2 + 3t1 2t2 ).

(f) The solution set is empty.
(x, y, z, w)
sage: system = [
x +
z + w == 4,
....:
2*x + y
- w == 2,
....:
3*x + y + z
== 7]
[]
4 Sage does this.

sage: var('x,y,a,b,c,d,p,q')
(x, y, a, b, c, d, p, q)
sage: system = [ a*x + c*y == p,
....:
b*x + d*y == q]
[[x == -(d*p - c*q)/(b*c - a*d), y == (b*p - a*q)/(b*c - a*d)]]
In response to this prompting

> A:=array( [[a,c],
[b,d]] );
> u:=array([p,q]);
> linsolve(A,u);
Maple gave this reply.

d p + q c b p + a q
,
b c + a d b c + a d
49
Topic: Accuracy of Computations

1 Scientific notation because is convenient for expressing the two-place restriction:
.25 102 + .67 100 = .25 102 . Notice that the 2/3 has no effect.
2 The reduction
31 +2
x + 2y =
3
8y = 7.992
gives (x, y) = (1.002, 0.999). So for this system a small change in the constant produces
only a small change in the solution.
3
(a) The fully accurate solution is that x = 10 and y = 0.

(b) The four-digit reduction
(.3454/.0003)1 +2
.0003
0
1.556
1789
1.569
1805
gives the conclusion that x = 10460 and y = 1.009. Of course, this is wildly
different than the correct answer.
4
(a) For the first one, first, (2/3) (1/3) is .666 666 67 .333 333 33 = .333 333 34
and so (2/3) + ((2/3) (1/3)) = .666 666 67 + .333 333 34 = 1.000 000 0.
For the other one, first ((2/3) + (2/3)) = .666 666 67 + .666 666 67 = 1.333 333 3
and so ((2/3) + (2/3)) (1/3) = 1.333 333 3 .333 333 33 = .999 999 97.
(b) The first equation is .333 333 33 x + 1.000 000 0 y = 0 while the second is
.666 666 67 x + 2.000 000 0 y = 0.
(a) This calculation
(2/3)1 +2
(1/3)1 +3
(1/2)2 +3
0
0
0
0
2
1
(4/3) + 2 (2/3) + 2
(2/3) + 2 (1/3)
2
1
(4/3) + 2 (2/3) + 2
2 + 4
1 +
2 + 4
gives a third equation of y 2z = 1. Substituting into the second equation gives

((10/3) + 6) z = (10/3) + 6 so z = 1 and thus y = 1. With those, the first
equation says that x = 1.
(b) As above, scientific notation is convenient to express the restriction on the numbe
of digits.
The solution with two digits retained is z = 2.1, y = 2.6, and x = .43.
.30 101 .20 101

.10 101
.60 101
.10 101 .20 103 .20 103 .20 101

.30 101 .20 103 .10 103 .10 101
.30 101 .20 101

.10 101
.60 101
(2/3)1 +2
0
.13 101 .67 100 .20 101
(1/3)1 +3
0
.67 100 .33 100 .10 101
.30 101 .20 101

.10 101
.60 101
(.67/1.3)2 +3
0
.13 101 .67 100 .20 101
2
2
0
0
.15 10
.31 10
Topic: Analyzing Networks

1
(a) The total resistance is 7 ohms. With a 9 volt potential, the flow will be
9/7 amperes. Incidentally, the voltage drops will then be: 27/7 volts across the
3 ohm resistor, and 18/7 volts across each of the two 2 ohm resistors.
(b) One way to do this network is to note that the 2 ohm resistor on the left has
a voltage drop of 9 volts (and hence the flow through it is 9/2 amperes), and the
remaining portion on the right also has a voltage drop of 9 volts, and so we can
analyze it as in the prior item. We can also use linear systems.
i0
i2
i1
i3
Using the variables from the diagram we get a linear system

i0 i1 i2
=0
i1 + i2 i3 = 0
2i1
=9
7i2
=9
which yields the unique solution i1 = 81/14, i1 = 9/2, i2 = 9/7, and i3 = 81/14.
Of course, the first and second paragraphs yield the same answer. Essentially,
in the first paragraph we solved the linear system by a method less systematic than
Gausss Method, solving for some of the variables and then substituting.
51
(c) Using these variables
i0
i2
i1
i3
i4
i6
i5
one linear system that suffices to yield a unique solution is this.

i0 i1 i2
=0
i2 i3 i4
=0
i3 + i4 i5
=0
i1
+ i5 i6 = 0
3i1
=9
3i2
+ 2i4 + 2i5
=9
3i2 + 9i3
+ 2i5
=9
(The last three equations come from the circuit involving i0 -i1 -i6 , the circuit
involving i0 -i2 -i4 -i5 -i6 , and the circuit with i0 -i2 -i3 -i5 -i6 .) Octave gives i0 =
4.35616, i1 = 3.00000, i2 = 1.35616, i3 = 0.24658, i4 = 1.10959, i5 = 1.35616,
i6 = 4.35616.
2
(a) Using the variables from the earlier analysis,

i0
i0 +
i1 i2 = 0
i1 + i2 = 0
5i1
= 20
8i2 = 20
5i1 + 8i2 = 0
The current flowing in each branch is then is i2 = 20/8 = 2.5, i1 = 20/5 = 4, and
i0 = 13/2 = 6.5, all in amperes. Thus the parallel portion is acting like a single
resistor of size 20/(13/2) 3.08 ohms.
(b) A similar analysis gives that is i2 = i1 = 20/8 = 4 and i0 = 40/8 = 5 amperes.
The equivalent resistance is 20/5 = 4 ohms.
(c) Another analysis like the prior ones gives is i2 = 20/r2 , i1 = 20/r1 , and i0 =
20(r1 + r2 )/(r1 r2 ), all in amperes. So the parallel portion is acting like a single
resistor of size 20/i1 = r1 r2 /(r1 + r2 ) ohms. (This equation is often stated as: the
equivalent resistance r satisfies 1/r = (1/r1 ) + (1/r2 ).)
3 Kirchoffs Current Law, applied to the node where r1 , r2 , and rg come together, and
also applied to the node where r3 , r4 , and rg come together gives these.
i1 i2 ig = 0
i3 i4 + ig = 0
52

Kirchoffs Voltage law, applied to the loop in the top right, and to the loop in the
bottom right, gives these.
i3 r3 ig rg i1 r1 = 0
i4 r4 i2 r2 + ig rg = 0
Assuming that ig is zero gives that i1 = i2 , that i3 = i4 , that i1 r1 = i3 r3 , and that

i2 r2 = i4 r4 . Then rearranging the last equality
i2 r2 i3 r3
r4 =
i4 i1 r1
and cancelling the is gives the desired conclusion.
4
(a) An adaptation is: in any intersection the flow in equals the flow out. It does
seem reasonable in this case, unless cars are stuck at an intersection for a long time.
(b) We can label the flow in this way.
Shelburne St
Willow
Jay Ln
west
east
Winooski Ave
Because 50 cars leave via Main while 25 cars enter, i1 25 = i2 . Similarly Piers
in/out balance means that i2 = i3 and North gives i3 + 25 = i1 . We have this
system.
i1 i2
= 25
i2 i3 = 0
i1
+ i3 = 25
(c) The row operations 1 + 2 and rho2 + 3 lead to the conclusion that there are
infinitely many solutions. With i3 as the parameter,
25 + i3
{ i3 | i3 R}
i3
of course, since the problem is stated in number of cars, we might restrict i3 to be
a natural number.
(d) If we picture an initially-empty circle with the given input/output behavior, we
can superimpose a z3 -many cars circling endlessly to get a new solution.
(e) A suitable restatement might be: the number of cars entering the circle must
equal the number of cars leaving. The reasonableness of this one is not as clear.
Over the five minute time period we could find that a half dozen more cars entered
than left, although the problem statements into/out table does satisfy this property.
In any event, it is of no help in getting a unique solution since for that we would
need to know the number of cars circling endlessly.
5
53
(a) Here is a variable for each unknown block; each known block has the flow shown.
65
55
i1
75
40
i2
i4
i3
5
80
50
30
i5
70
i7
i6
We apply Kirchhoffs principle that the flow into the intersection of Willow and
Shelburne must equal the flow out to get i1 + 25 = i2 + 125. Doing the intersections
from right to left and top to bottom gives these equations.
i1 i2
= 10
i1
+ i3
= 15
i2
+ i4
= 5
i3 i4
+ i6
= 50
i5
i7 = 10
i6 + i7 = 30
The row operation 1 + 2 followed by 2 + 3 then 3 + 4 and 4 + 5 and finally
5 + 6 result in this system.
i1 i2
= 10
i2 + i3
= 25
i3 + i4 i5
= 30
i5 + i6
= 20
i6 + i7 = 30
0= 0
Since the free variables are i4 and i7 we take them as parameters.
i6 = i7 30
i5 = i6 + 20 = (i7 30) + 20 = i7 10
i3 = i4 + i5 + 30 = i4 + (i7 10) + 30 = i4 + i7 + 20
i2 = i3 25 = (i4 + i7 + 20) 25 = i4 + i7 5
i1 = i2 + 10 = (i4 + i7 5) + 10 = i4 + i7 + 5
Obviously i4 and i7 have to be positive, and in fact the first equation shows
that i7 must be at least 30. If we start with i7 , then the i2 equation shows that
0 6 i4 6 i7 5.
(b) We cannot take i7 to be zero or else i6 will be negative (this would mean cars
going the wrong way on the one-way street Jay). We can, however, take i7 to be as
small as 30, and then there are many suitable i4 s. For instance, the solution
(i1 , i2 , i3 , i4 , i5 , i6 , i7 ) = (35, 25, 50, 0, 20, 0, 30)
results from choosing i4 = 0.
Chapter Two
Chapter Two: Vector

Spaces
Definition of Vector Space
Two.I.1: Definition and Examples
Two.I.1.17 (a) 0 + !
0x + 0x2 + 0x3
0 0 0 0
(b)
0 0 0 0
(c) The constant function f(x) = 0
(d) The constant function f(n) = 0
Two.I.1.18
(a) 3 + 2x x
(b)
1
0
+1
3
!
(c) 3ex + 2ex
Two.I.1.19 (a) Three elements are: 1 + 2x, 2 1x, and x. (Of course, many answers
are possible.)
The verification is just like Example 1.3. We first do conditions 1-5 from
Definition 1.1, having to do with addition. For closure under addition, condition (1),
note that where a+bx, c+dx P1 we have that (a+bx)+(c+dx) = (a+c)+(b+d)x
is a linear polynomial with real coefficients and so is an element of P1 . Condition (2)
is verified with: where a+bx, c+dx P1 then (a+bx)+(c+dx) = (a+c)+(b+d)x,
while in the other order they are (c + dx) + (a + bx) = (c + a) + (d + b)x, and
both a + c = c + a and b + d = d + b as these are real numbers. Condition (3) is
similar: suppose a + bx, c + dx, e + fx P then ((a + bx) + (c + dx)) + (e + fx) =
(a+c+e)+(b+d+f)x while (a+bx)+((c+dx)+(e+fx)) = (a+c+e)+(b+d+f)x,
and the two are equal (that is, real number addition is associative so (a + c) + e =
56

a + (c + e) and (b + d) + f = b + (d + f)). For condition (4) observe that the
linear polynomial 0 + 0x P1 has the property that (a + bx) + (0 + 0x) = a + bx
and (0 + 0x) + (a + bx) = a + bx. For the last condition in this paragraph,
condition (5), note that for any a + bx P1 the additive inverse is a bx P1
since (a + bx) + (a bx) = (a bx) + (a + bx) = 0 + 0x.
We next also check conditions (6)-(10), involving scalar multiplication. For (6),
the condition that the space be closed under scalar multiplication, suppose that r is
a real number and a + bx is an element of P1 , and then r(a + bx) = (ra) + (rb)x
is an element of P1 because it is a linear polynomial with real number coefficients.
Condition (7) holds because (r + s)(a + bx) = r(a + bx) + s(a + bx) is true
from the distributive property for real number multiplication. Condition (8) is
similar: r((a + bx) + (c + dx)) = r((a + c) + (b + d)x) = r(a + c) + r(b + d)x =
(ra + rc) + (rb + rd)x = r(a + bx) + r(c + dx). For (9) we have (rs)(a + bx) =
(rsa) + (rsb)x = r(sa + sbx) = r(s(a + bx)). Finally, condition (10) is 1(a + bx) =
(1a) + (1b)x = a + bx.
(b) Call the set P. In the prior item in this exercise there was no restriction on the
coefficients but here we are restricting attention to those linear polynomials where
a0 2a1 = 0, that is, where the constant term minus twice the coefficient of the
linear term is zero. Thus, three typical elements of P are 2 + 1x, 6 + 3x, and 4 2x.
For condition (1) we must show that if we add two linear polynomials that
satisfy the restriction then we get a linear polynomial also satisfying the restriction:
here that argument is that if a + bx, c + dx P then (a + bx) + (c + dx) =
(a + c) + (b + d)x is an element of P because (a + c) 2(b + d) = (a 2b) + (c
2d) = 0 + 0 = 0. We can verify condition (2) with: where a + bx, c + dx P1
then (a + bx) + (c + dx) = (a + c) + (b + d)x, while in the other order they
are (c + dx) + (a + bx) = (c + a) + (d + b)x, and both a + c = c + a and
b + d = d + b as these are real numbers. (That is, this condition is not affected by
the restriction and the verification is the same as the verification in the first item of
this exercise). Condition (3) is also not affected by the extra restriction: suppose that
a+bx, c+dx, e+fx P then ((a+bx)+(c+dx))+(e+fx) = (a+c+e)+(b+d+f)x
while (a + bx) + ((c + dx) + (e + fx)) = (a + c + e) + (b + d + f)x, and the two are
equal. For condition (4) observe that the linear polynomial satisfies the restriction
0 + 0x P because its constant term minus twice the coefficient of its linear term is
zero, and then the verification from the first item of this question applies: 0+0x P1
has the property that (a + bx) + (0 + 0x) = a + bx and (0 + 0x) + (a + bx) = a + bx.
To check condition (5), note that for any a + bx P the additive inverse is a bx
since it is an element of P (because a + bx P we know that a 2b = 0 and
multiplying both sides by 1 gives that a + 2b = 0), and as in the first item it
acts as the additive inverse (a + bx) + (a bx) = (a bx) + (a + bx) = 0 + 0x.
57
We must also check conditions (6)-(10), those for scalar multiplication. For (6),
the condition that the space be closed under scalar multiplication, suppose that r is a
real number and a + bx P (so that a 2b = 0), then r(a + bx) = (ra) + (rb)x is an
element of P because it is a linear polynomial with real number coefficients satisfying
that (ra) 2(rb) = r(a 2b) = 0. Condition (7) holds for the same reason that it
holds in the first item of this exercise, because (r+s)(a+bx) = r(a+bx) +s(a+bx)
is true from the distributive property for real number multiplication. Condition (8)
is also unchanged from the first item: r((a + bx) + (c + dx)) = r((a + c) + (b + d)x) =
r(a + c) + r(b + d)x = (ra + rc) + (rb + rd)x = r(a + bx) + r(c + dx). So
is (9): (rs)(a + bx) = (rsa) + (rsb)x = r(sa + sbx) = r(s(a + bx)). Finally,
so is condition (10): 1(a + bx) = (1a) + (1b)x = a + bx.
Two.I.1.20 Use Example 1.3 as a guide.
are quite easy to check, sometimes a
something. Keep in mind that easy to
to do.)
(a) Here are three elements.
!
1 2
,
3 4
(Comment. Because many of the conditions

person can feel that they must have missed
do, or routine, is different from not necessary
1
3
!
2
,
4
0
0
0
0
For (1), the sum of 22 real matrices is a 22 real matrix. For (2) we consider
the sum of two matrices
!
!
!
a b
e f
a+e b+f
+
=
c d
g h
c+g d+h
and apply commutativity of real number addition
!
!
e+a f+b
e f
=
=
+
g+c h+d
g h
a
c
b
d
to verify that the addition of the matrices is commutative. The verification for
condition (3), associativity of matrix addition, is similar to the prior verification:
!
!
!
!
a b
e f
i j
(a + e) + i (b + f) + j
+
+
=
c d
g h
k l
(c + g) + k (d + h) + l
while
a
c
b
d
!
+
e
g
f
h
!
+
i
k
!
j
=
l
a + (e + i)
c + (g + k)
b + (f + j)
d + (h + l)
and the two are the same entry-by-entry because real number addition is associative.
For (4), the zero element of this space is the 22 matrix of zeroes. Condition (5)
holds because for any 22 matrix A the additive inverse is the matrix whose entries
are the negative of As, the matrix 1 A.
58

Condition (6) holds because a scalar multiple of a 22 matrix is a 22 matrix.
For condition (7) we have this.
!
!
a b
(r + s)a (r + s)b
(r + s)
=
c d
(r + s)c (r + s)d
!
!
!
ra + sa rb + sb
a b
a b
=
=r
+s
rc + sc rd + sd
c d
c d
Condition (8) goes the same way.
!
!
a b
e f
a+e
r
+
=r
c d
g h
c+g
a
=r
c
b
d
!
ra + re rb + rf
=
rc + rg rd + rh
!
!
e f
a b
e
+r
=r
+
g h
c d
g
b+f
d+h
!
!
f
h
For (9) we have this.

a
(rs)
c
b
d
!
=
rsa
rsc
Condition (10) is just as easy.

!
a b
1
=
c d
rsb
rsd
sa
=r
sc
1a 1b
1c 1d
sb
sd
!
=
sa
sc
a
=r s
c
sb
sd
!
b
d
(b) This differs from the prior item in this exercise only in that we are restricting to
the set T of matrices with a zero in the second row and first column. Here are three
elements of T .
!
!
!
1 2
1 2
0 0
,
,
0 4
0 4
0 0
Some of the verifications for this item are the same as for the first item in this
exercise, and below well just do the ones that are different.
For (1), the sum of 22 real matrices with a zero in the 2, 1 entry is also a 22
real matrix with a zero in the!2, 1 entry. !
!
a
0
b
d
e
0
f
h
a+e
0
b+f
d+h
The verification for condition (2) given in the prior item works in this item also.
The same holds for condition (3). For (4), note that the 22 matrix of zeroes is
an element of T . Condition (5) holds because for any 22 matrix A the additive
inverse is the matrix 1 A and so the additive inverse of a matrix with a zero in
the 2, 1 entry is also a matrix with a zero in the 2, 1 entry.
Condition 6 holds because a scalar multiple of a 22 matrix with a zero in the
2, 1 entry is a 22 matrix with a zero in the 2, 1 entry. Condition (7)s verification
is the same as in the prior item. So are condition (8)s, (9)s, and (10)s.
59
Two.I.1.21 (a) Three elements are (1 2 3), (2 1 3), and (0 0 0).

We must check conditions (1)-(10) in Definition 1.1. Conditions (1)-(5) concern
addition. For condition (1) recall that the sum of two three-component row vectors
(a b c) + (d e f) = (a + d b + e c + f)
is also a three-component row vector (all of the letters a, . . . , f represent real
numbers). Verification of (2) is routine
(a b c) + (d e f) = (a + d b + e c + f)
= (d + a e + b f + c) = (d e f) + (a b c)
(the second equality holds because the three entries are real numbers and real
number addition commutes). Condition (3)s verification is similar.

(a b c) + (d e f) + (g h i) = ((a + d) + g (b + e) + h (c + f) + i)

= (a + (d + g) b + (e + h) c + (f + i)) = (a b c) + (d e f) + (g h i)
For (4), observe that the three-component row vector (0 0 0) is the additive
identity: (a b c) + (0 0 0) = (a b c). To verify condition (5), assume we are
given the element (a b c) of the set and note that (a b c) is also in the set
and has the desired property: (a b c) + (a b c) = (0 0 0).
Conditions (6)-(10) involve scalar multiplication. To verify (6), that the space
is closed under the scalar multiplication operation that was given, note that
r(a b c) = (ra rb rc) is a three-component row vector with real entries. For (7)
we compute.
(r + s)(a b c) = ((r + s)a (r + s)b (r + s)c) = (ra + sa rb + sb rc + sc)
= (ra rb rc) + (sa sb sc) = r(a b c) + s(a b c)
Condition (8) is very similar.

r (a b c) + (d e f)
= r(a + d b + e c + f) = (r(a + d) r(b + e) r(c + f))
= (ra + rd rb + re rc + rf) = (ra rb rc) + (rd re rf)
= r(a b c) + r(d e f)
So is the computation for condition (9).

(rs)(a b c) = (rsa rsb rsc) = r(sa sb sc) = r s(a b c)
Condition (10) is just as routine 1(a b c) = (1 a 1 b 1 c) = (a b c).
(b) Call the set L. Closure of addition, condition (1), involves checking that if the
summands are members of Lthen
the
sum

a
e
a+e
b f b + f

+ =
c g c + g
d
h
d+h
60

is also a member of L, which is true because it satisfies the criteria for membership
in L: (a + e) + (b + f) (c + g) + (d + h) = (a + b c + d) + (e + f g + h) = 0 + 0.
The verifications for conditions (2), (3), and (5) are similar to the ones in the first
part of this exercise. For condition (4) note that the vector of zeroes is a member
of L because its first component plus its second, minus its third, and plus its fourth,
totals to zero.
Condition (6), closure of scalar multiplication, is similar: where the vector is an
element of L,

a
ra
b rb

r =
c rc
d
rd
is also an element of L because ra + rb rc + rd = r(a + b c + d) = r 0 = 0.
The verification for conditions (7), (8), (9), and (10) are as in the prior item of this
exercise.
Two.I.1.22 In each item the set is called Q. For some items, there are other correct
ways to show that Q is not a vector space.
(a) It is not closed under addition; it fails to meet condition (1).

1
0
1

0 , 1 Q
1 6 Q
0
0
0
(b) It is not closed under addition.

1
0

0 , 1 Q
0
0
(c) It is not closed under addition.
!
!
0 1
1 1
,
Q
0 0
0 0

1

1 6 Q
0
1
0
2
0
!
6 Q
(d) It is not closed under scalar multiplication.

1 + 1x + 1x2 Q
1 (1 + 1x + 1x2 ) 6 Q
(e) It is empty, violating condition (4).

Two.I.1.23 The usual operations (v0 + v1 i) + (w0 + w1 i) = (v0 + w0 ) + (v1 + w1 )i and
r(v0 + v1 i) = (rv0 ) + (rv1 )i suffice. The check is easy.
Two.I.1.24 No, it is not closed under scalar multiplication since, e.g., (1) is not a
rational number.
61
Two.I.1.25 The natural operations are (v1 x + v2 y + v3 z) + (w1 x + w2 y + w3 z) =

(v1 +w1 )x+(v2 +w2 )y+(v3 +w3 )z and r(v1 x+v2 y+v3 z) = (rv1 )x+(rv2 )y+(rv3 )z.
The check that this is a vector space is easy; use Example 1.3 as a guide.
Two.I.1.26 The + operation is not commutative (that is, condition (2) is not met);
producing two members of the set witnessing this assertion is easy.
Two.I.1.27
(a) It is not a vector space.

1
1
1

(1 + 1) 0 6= 0 + 0
0
0
0
(b) It is not a vector space.

1
1

1 0 6= 0
0
0
Two.I.1.28 For each yes answer, you must give a check of all the conditions given in
the definition of a vector space. For each no answer, give a specific example of the
failure of one of the conditions.
(a) Yes.
(b) Yes.
(c) No, this set is not closed under the natural addition operation. The vector of all
1/4s is a member of this set but when added to itself the result, the vector of all
1/2s, is a nonmember.
(d) Yes.
(e) No, f(x) = e2x + (1/2) is in the set but 2 f is not (that is, condition (6) fails).
Two.I.1.29 It is a vector space. Most conditions of the definition of vector space are
routine; we here check only closure. For addition, (f1 + f2 ) (7) = f1 (7) + f2 (7) =
0 + 0 = 0. For scalar multiplication, (r f) (7) = rf(7) = r0 = 0.
Two.I.1.30 We check Definition 1.1.
First, closure under + holds because the product of two positive reals is a positive
real. The second condition is satisfied because real multiplication commutes. Similarly,
as real multiplication associates, the third checks. For the fourth condition, observe
that multiplying a number by 1 R+ wont change the number. Fifth, any positive
real has a reciprocal that is a positive real.
The sixth, closure under , holds because any power of a positive real is a positive
real. The seventh condition is just the rule that vr+s equals the product of vr and
vs . The eight condition says that (vw)r = vr wr . The ninth condition asserts that
(vr )s = vrs . The final condition says that v1 = v.
Two.I.1.31
(a) No: 1 (0, 1) + 1 (0, 1) 6= (1 + 1) (0, 1).
62

(b) No; the same calculation as the prior answer shows a condition in the definition
of a vector space that is violated. Another example of a violation of the conditions
for a vector space is that 1 (0, 1) 6= (0, 1).
Two.I.1.32 It is not a vector space since it is not closed under addition, as (x2 )+(1+xx2 )
is not in the set.
Two.I.1.33 (a) 6
(b) nm
(c) 3
(d) To see that the answer is 2, rewrite it as
!
a
0
{
| a, b R }
b a b
so that there are two parameters.
~
Two.I.1.34 A vector space (over R) consists of a set V along with two operations +
~
and ~ subject to these conditions. Where ~v, w
~ V, (1) their vector sum ~v + w
~ is an
~w
~ ~v and (3) (~v +
~w
~ ~u = ~v +
~ (~
~ ~u).
element of V. If ~u,~v, w
~ V then (2) ~v +
~ =w
~+
~ )+
w+
~ ~0 = ~v for all ~v V. (5) Each ~v V
(4) There is a zero vector ~0 V such that ~v +
~ ~v = ~0. If r, s are scalars, that is,
has an additive inverse w
~ V such that w
~ +
members of R), and ~v, w
~ V then (6) each scalar multiple r ~v is in V. If r, s R
~ s ~v, and (8) r~ (~v + w
and ~v, w
~ V then (7) (r + s) ~v = r ~v +
~ ) = r~ ~v + r~ w
~ , and
(9) (rs)~ ~v = r~ (s~ ~v), and (10) 1~ ~v = ~v.
~ V
Two.I.1.35 (a) Let V be a vector space, assume that ~v V, and assume that w
~
is the additive inverse of ~v so that w
~ + ~v = 0. Because addition is commutative,
~0 = w
~ + ~v = ~v + w
~ , so therefore ~v is also the additive inverse of w
~.
~
(b) Let V be a vector space and suppose ~v,~s, t V. The additive inverse of ~v is ~v
so ~v + ~s = ~v + ~t gives that ~v + ~v + ~s = ~v + ~v + ~t, which says that ~0 + ~s = ~0 + ~t
and so ~s = ~t.
Two.I.1.36 Addition is commutative, so in any vector space, for any vector ~v we have
that ~v = ~v + ~0 = ~0 + ~v.
Two.I.1.37 It is not a vector space since addition of two matrices of unequal sizes is not
defined, and thus the set fails to satisfy the closure condition.
Two.I.1.38 Each element of a vector space has one and only one additive inverse.
For, let V be a vector space and suppose that ~v V. If w
~ 1, w
~ 2 V are both
additive inverses of ~v then consider w
~ 1 + ~v + w
~ 2 . On the one hand, we have that
it equals w
~ 1 + (~v + w
~ 2) = w
~ 1 + ~0 = w
~ 1 . On the other hand we have that it equals
(~
w1 + ~v) + w
~ 2 = ~0 + w
~2 =w
~ 2 . Therefore, w
~1 =w
~ 2.
63
Two.I.1.39 (a) Every such set has the form { r ~v + s w

~ | r, s R } where either or
both of ~v, w
~ may be ~0. With the inherited operations, closure of addition (r1~v +
w) =
s1 w
~ ) + (r2~v + s2 w
~ ) = (r1 + r2 )~v + (s1 + s2 )~
w and scalar multiplication c(r~v + s~
(cr)~v + (cs)~
w are easy. The other conditions are also routine.
(b) No such set can be a vector space under the inherited operations because it does
not have a zero element.
Two.I.1.40 Assume that ~v V is not ~0.
(a) One direction of the if and only if is clear: if r = 0 then r ~v = ~0. For the other
way, let r be a nonzero scalar. If r~v = ~0 then (1/r) r~v = (1/r) ~0 shows that ~v = ~0,
contrary to the assumption.
(b) Where r1 , r2 are scalars, r1~v = r2~v holds if and only if (r1 r2 )~v = ~0. By the
prior item, then r1 r2 = 0.
(c) A nontrivial space has a vector ~v 6= ~0. Consider the set { k ~v | k R }. By the
prior item this set is infinite.
(d) The solution set is either trivial, or nontrivial. In the second case, it is infinite.
Two.I.1.41 Yes. A theorem of first semester calculus says that a sum of differentiable
functions is differentiable and that (f + g)0 = f0 + g0 , and that a multiple of a
differentiable function is differentiable and that (r f)0 = r f0 .
Two.I.1.42 The check is routine. Note that 1 is 1 + 0i and the zero elements are
these.
2
(a) (0 + 0i) + (0 + 0i)x
! + (0 + 0i)x
0 + 0i 0 + 0i
(b)
0 + 0i 0 + 0i
Two.I.1.43 Notably absent from the definition of a vector space is a distance measure.
Two.I.1.44
(a) A small rearrangement does the trick.

(~v1 + (~v2 + ~v3 )) + ~v4 = ((~v1 + ~v2 ) + ~v3 ) + ~v4
= (~v1 + ~v2 ) + (~v3 + ~v4 )
= ~v1 + (~v2 + (~v3 + ~v4 ))
= ~v1 + ((~v2 + ~v3 ) + ~v4 )
Each equality above follows from the associativity of three vectors that is given as
a condition in the definition of a vector space. For instance, the second = applies
the rule (~
w1 + w
~ 2) + w
~3 =w
~ 1 + (~
w2 + w
~ 3 ) by taking w
~ 1 to be ~v1 + ~v2 , taking w
~2
to be ~v3 , and taking w
~ 3 to be ~v4 .
(b) The base case for induction is the three vector case. This case ~v1 + (~v2 + ~v3 ) =
(~v1 + ~v2 ) + ~v3 is one of the conditions in the definition of a vector space.
For the inductive step, assume that any two sums of three vectors, any two
sums of four vectors, . . . , any two sums of k vectors are equal no matter how we
64

parenthesize the sums. We will show that any sum of k + 1 vectors equals this one
(( ((~v1 + ~v2 ) + ~v3 ) + ) + ~vk ) + ~vk+1 .
Any parenthesized sum has an outermost +. Assume that it lies between ~vm
and ~vm+1 so the sum looks like this.
( ~v1 ~vm ) + ( ~vm+1 ~vk+1 )
The second half involves fewer than k + 1 additions, so by the inductive hypothesis
we can re-parenthesize it so that it reads left to right from the inside out, and in
particular, so that its outermost + occurs right before ~vk+1 .
= ( ~v1 ~vm ) + (( (~vm+1 + ~vm+2 ) + + ~vk ) + ~vk+1 )
Apply the associativity of the sum of three things
= (( ~v1 ~vm ) + ( (~vm+1 + ~vm+2 ) + ~vk )) + ~vk+1
and finish by applying the inductive hypothesis inside these outermost parenthesis.
Two.I.1.45 Let ~v be a member of R2 with components v1 and v2 . We can abbreviate

the condition that both components have the same sign or are 0 by v1 v2 > 0.
To show the set is closed under scalar multiplication, observe that the components
of r~v satisfy (rv1 )(rv2 ) = r2 (v1 v2 ) and r2 > 0 so r2 v1 v2 > 0.
To show the set is not closed under addition we need only produce one example.
The vector with components 1 and 0, when added to the vector with components 0
and 1 makes a vector with mixed-sign components of 1 and 1.
Two.I.1.46 (a) We outline the check of the conditions from Definition 1.1.
Additive closure holds because if a0 + a1 + a2 = 0 and b0 + b1 + b2 = 0 then
(a0 + a1 x + a2 x2 ) + (b0 + b1 x + b2 x2 ) = (a0 + b0 ) + (a1 + b1 )x + (a2 + b2 )x2
is in the set since (a0 + b0 ) + (a1 + b1 ) + (a2 + b2 ) = (a0 + a1 + a2 ) + (b0 + b1 + b2 )
is zero. The second through fifth conditions are easy.
Closure under scalar multiplication holds because if a0 + a1 + a2 = 0 then
r (a0 + a1 x + a2 x2 ) = (ra0 ) + (ra1 )x + (ra2 )x2
is in the set as ra0 + ra1 + ra2 = r(a0 + a1 + a2 ) is zero. The remaining conditions
here are also easy.
(b) This is similar to the prior answer.
(c) Call the vector space V. We have two implications: left to right, if S is a subspace
then it is closed under linear combinations of pairs of vectors and, right to left, if a
nonempty subset is closed under linear combinations of pairs of vectors then it is
a subspace. The left to right implication is easy; we here sketch the other one by
assuming S is nonempty and closed, and checking the conditions of Definition 1.1.
First, to show closure under addition, if ~s1 ,~s2 S then ~s1 + ~s2 S as ~s1 + ~s2 =
1 ~s1 + 1 ~s2 . Second, for any ~s1 ,~s2 S, because addition is inherited from V,
the sum ~s1 + ~s2 in S equals the sum ~s1 + ~s2 in V and that equals the sum ~s2 + ~s1
65
in V and that in turn equals the sum ~s2 + ~s1 in S. The argument for the third
condition is similar to that for the second. For the fourth, suppose that ~s is in the
nonempty set S and note that 0 ~s = ~0 S; showing that the ~0 of V acts under
the inherited operations as the additive identity of S is easy. The fifth condition is
satisfied because for any ~s S closure under linear combinations shows that the
vector 0 ~0 + (1) ~s is in S; showing that it is the additive inverse of ~s under the
inherited operations is routine.
The proofs for the remaining conditions are similar.
Two.I.2: Subspaces and Spanning Sets

Two.I.2.20 By Lemma 2.9, to see if each subset of M22 is a subspace, we need only
check if it is nonempty and closed.
(a) Yes, we can easily check that it is nonempty and closed. This is a parametrization.
!
!
1 0
0 0
{a
+b
| a, b R}
0 0
0 1
By the way, the parametrization also shows that it is a subspace, since it is given as
the span of the two-matrix set, and any span is a subspace.
(b) Yes; it is easily checked to be nonempty and closed. Alternatively, as mentioned
in the prior answer, the existence of a parametrization shows that it is a subspace.
For the parametrization, the condition a + b = 0 can be rewritten as a = b. Then
we have this.
!
!
b 0
1 0
{
| b R} = {b
| b R}
0 b
0 1
(c) No. It is not closed under addition. For instance,
!
!
!
5 0
5 0
10 0
+
=
0 0
0 0
0 0
is not in the set. (This set is also not closed under scalar multiplication, for instance,
it does not contain the zero matrix.)
(d) Yes.
!
!
1 0
0 1
{b
+c
| b, c R }
0 1
0 0
Two.I.2.21 No, it is not closed. In particular, it is not closed under scalar multiplication
because it does not contain the zero polynomial.
66
Two.I.2.22
(a) Yes, solving the linear system arising from

0
2
1

r1 0 + r2 0 = 0
0
1
1
gives r1 = 2 and r2 = 1.
(b) Yes; the linear system arising from r1 (x2 ) + r2 (2x + x2 ) + r3 (x + x3 ) = x x3
2r2 + r3 = 1
r1 + r2
= 0
r3 = 1
gives that 1(x2 ) + 1(2x + x2 ) 1(x + x3 ) = x x3 .
(c) No; any combination of the two given matrices has a zero in the upper right.
Two.I.2.23 (a) Yes; it is in that span since 1 cos2 x + 1 sin2 x = f(x).
(b) No, since r1 cos2 x + r2 sin2 x = 3 + x2 has no scalar solutions that work for all x.
For instance, setting x to be 0 and gives the two equations r1 1 + r2 0 = 3 and
r1 1 + r2 0 = 3 + 2 , which are not consistent with each other.
(c) No; consider what happens on setting x to be /2 and 3/2.
(d) Yes, cos(2x) = 1 cos2 (x) 1 sin2 (x).
Two.I.2.24 (a) Yes, for any x, y, z R this equation

1
0
0
x

r1 0 + r2 2 + r3 0 = y
0
0
3
z
has the solution r1 = x, r2 = y/2, and r3 = z/3.
(b) Yes, the equation

x
1
0
2

r1 0 + r2 1 + r3 0 = y
0
1
z
1
gives rise to this
2r1 + r2
=x
2r1 + r2
=x
(1/2)1 +3 (1/2)2 +3
r2
=y
r2
=y
r3 = (1/2)x + (1/2)y + z
r1
+ r3 = z
so that, given any x, y, and z, we can compute that r3 = (1/2)x + (1/2)y + z,
r2 = y, and r1 = (1/2)x (1/2)y.
(c) No. In particular, we cannot get the vector

0

0
1
as a linear combination since the two given vectors both have a third component of
zero.
67
(d) Yes. The equation

1
3
1
2
x

r1 0 + r2 1 + r3 0 + r4 1 = y
1
0
0
5
z
leads
to this reduction.
1 3 1 2
x
1 3 1 2 x
1 +3 32 +3
y
0 1 0 1
0 1 0 1 y
1 0 0 5 z
0 0 1 6 x + 3y + z
We have infinitely many solutions. We can, for example, set r4 to be zero and solve
for r3 , r2 , and r1 in terms of x, y, and z by the usual methods of back-substitution.
(e) No. The equation

3
5
6
x
2

r1 1 + r2 0 + r3 1 + r4 0 = y
1
1
2
2
z
leads to this reduction.
2 3 5 6 x
1 0 1 0 y
1 1 2 2 z
x
2
3
5
6
(1/2)1 +2 (1/3)2 +3
(1/2)x + y
0 3/2 3/2 3
(1/2)1 +3
0
0
0
0 (1/3)x (1/3)y + z
This shows that not every three-tall vector can be so expressed. Only the vectors
satisfying the restriction that (1/3)x (1/3)y + z = 0 are in the span. (To see
that any such vector is indeed expressible, take r3 and r4 to be zero and solve for
r1 and r2 in terms of x, y, and z by back-substitution.)
Two.I.2.25 (a) {(c b c) | b, c R } = {b(0 1 0) + c(1 0 1) | b, c R } The obvious
choice for the set that spans is {(0 1 0), (1 0 1) }.
!
!
!
!
d b
0 1
0 0
1 0
(b) {
| b, c, d R} = {b
+c
+d
| b, c, d R }
c d
0 0
1 0
0 1
One set that spans this space consists of those three matrices.
(c) The system
a + 3b
=0
2a
c d = 0
gives b = (c + d)/6 and a = (c + d)/2. So one description is this.
!
!
1/2 1/6
1/2 1/6
{c
+d
| c, d R }
1
0
0
1
That shows that a set spanning this subspace consists of those two matrices.
68
(d) The a = 2b c gives that the set {(2b c) + bx + cx3 | b, c R } equals the
set {b(2 + x) + c(1 + x3 ) | b, c R }. So the subspace is the span of the set
{ 2 + x, 1 + x3 }.
(e) The set {a + bx + cx2 | a + 7b + 49c = 0 } can be parametrized as
{b(7 + x) + c(49 + x2 ) | b, c R }
and so has the spanning set { 7 + x, 49 + x2 }.
Two.I.2.26 (a) We canparametrize
in this
way

x
1
0

{ 0 | x, z R} = {x 0 + z 0 | x, z R }
z
0
1
giving this for a spanning set.

1
0

{ 0 , 0 }
0
1
(b) Here is a parametrization,
and
the
associated
spanning
set.
2/3
1/3
2/3
1/3
{ y 1 + z 0 | y, z R }
{ 1 , 0 }
0
1
0
1

1
1/2
2 0

(c) { ,
}
1 0
0
1
(d) Parametrize the description as { a1 + a1 x + a3 x2 + a3 x3 | a1 , a3 R} to get
{ 1 + x, x2 + x3 }.
(e) {1, x, x2!
, x3 , x4 } !
!
!
1 0
0 1
0 0
0 0
(f) {
,
,
,
}
0 0
0 0
1 0
0 1
Two.I.2.27 Technically, no. Subspaces of R3 are sets of three-tall vectors, while R2 is a
2
3
set of two-tall vectors. Clearly though,
R is just like this subspace of R .
x

{ y | x, y R }
0
Two.I.2.28 Of course, the addition and scalar multiplication operations are the ones
inherited from the enclosing space.
(a) This is a subspace. It is not empty as it contains at least the two example
functions given. It is closed because if f1 , f2 are even and c1 , c2 are scalars then we
have this.
(c1 f1 + c2 f2 ) (x) = c1 f1 (x) + c2 f2 (x) = c1 f1 (x) + c2 f2 (x) = (c1 f1 + c2 f2 ) (x)
69
(b) This is also a subspace; the check is similar to the prior one.
Two.I.2.29 It can be improper. If ~v = ~0 then this is a trivial subspace. At the opposite
extreme, if the vector space is R1 and ~v 6= ~0 then the subspace is all of R1 .
Two.I.2.30 No, such a set is not closed. For one thing, it does not contain the zero
vector.
Two.I.2.31
(a) This nonempty subset of M22 is not a subspace.

!
!
1 2
5 6
A={
,
}
3 4
7 8
One reason that it is not a subspace of M22 is that it does not contain the zero
matrix. (Another reason is that it is not closed under addition, since the sum of
the two is not an element of A. It is also not closed under scalar multiplication.)
(b) This set of two vectors does not span R2 .
!
!
1
3
{
,
}
1
3
No linear combination of these two can give a vector whose second component is
unequal to its first component.
Two.I.2.32 No. The only subspaces of R1 are the space itself and its trivial subspace.
Any subspace S of R that contains a nonzero member ~v must contain the set of all of
its scalar multiples {r ~v | r R }. But this set is all of R.
Two.I.2.33 Item (1) is checked in the text.
Item (2) has five conditions. First, for closure, if c R and ~s S then c ~s S
as c ~s = c ~s + 0 ~0. Second, because the operations in S are inherited from V, for
c, d R and ~s S, the scalar product (c + d) ~s in S equals the product (c + d) ~s
in V, and that equals c ~s + d ~s in V, which equals c ~s + d ~s in S.
The check for the third, fourth, and fifth conditions are similar to the second
conditions check just given.
Two.I.2.34 An exercise in the prior subsection shows that every vector space has only
one zero vector (that is, there is only one vector that is the additive identity element
of the space). But a trivial space has only one element and that element must be this
(unique) zero vector.
Two.I.2.35 As the hint suggests, the basic reason is the Linear Combination Lemma
from the first chapter. For the full proof, we will show mutual containment between
the two sets.
The first containment [[S]] [S] is an instance of the more general, and obvious,
fact that for any subset T of a vector space, [T ] T .
70

For the other containment, that [[S]] [S], take m vectors from [S], namely
c1,1~s1,1 + + c1,n1~s1,n1 , . . . , c1,m~s1,m + + c1,nm~s1,nm , and note that any linear
combination of those
r1 (c1,1~s1,1 + + c1,n1~s1,n1 ) + + rm (c1,m~s1,m + + c1,nm~s1,nm )
is a linear combination of elements of S
= (r1 c1,1 )~s1,1 + + (r1 c1,n1 )~s1,n1 + + (rm c1,m )~s1,m + + (rm c1,nm )~s1,nm
and so is in [S]. That is, simply recall that a linear combination of linear combinations
(of members of S) is a linear combination (again of members of S).
Two.I.2.36 (a) It is not a subspace because these are not the inherited operations. For
one thing, in this space,

x
1

0 y = 0
z
0
while this does not, of course, hold in R3 .
(b) We can combine the argument showing closure under addition with the argument
showing closure under scalar multiplication into one single argument showing closure
under linear combinations of two vectors. If r1 , r2 , x1 , x2 , y1 , y2 , z1 , z2 are in R then

x1
x2
r1 x1 r1 + 1
r2 x2 r2 + 1

r1 y1 + r2 y2 =
r1 y1
r2 y2
+
z1
z2
r1 z1
r2 z2
r1 x1 r1 + r2 x2 r2 + 1
=
r1 y1 + r2 y2
r1 z1 + r2 z2
(note that the definition of addition in this space is that the first components
combine as (r1 x1 r1 + 1) + (r2 x2 r2 + 1) 1, so the first component of the last
vector does not say + 2). Adding the three components of the last vector gives
r1 (x1 1 + y1 + z1 ) + r2 (x2 1 + y2 + z2 ) + 1 = r1 0 + r2 0 + 1 = 1.
Most of the other checks of the conditions are easy (although the oddness of the
operations keeps them from being routine). Commutativity of addition goes like
this.

x1
x2
x1 + x2 1
x2 + x1 1
x2
x1

+
=
=
=
+
y
y
y
+
y
y
+
y
y
y
1 2 1
2
2 1
2
1
z1
z2
z1 + z2
z 2 + z1
z2
z1
Associativity of addition has

x1
x2
x3
(x1 + x2 1) + x3 1

(y1 + y2 ) + y3 =
(y1 + y2 ) + y3
z1
z2
z3
(z1 + z2 ) + z3
71
while
x1
x2
x3
x1 + (x2 + x3 1) 1

y1 + (y2 + y3 )
y1 + (y2 + y3 ) =
z1
z2
z3
z1 + (z2 + z3 )
and they are equal. The identity element with respect to this addition operation
works this way

x
1
x+11
x

y + 0 = y + 0 = y
z
0
z+0
z
and the additive inverse is similar.

x
x + 2
x + (x + 2) 1
1

yy
y + y =
= 0
z
z
zz
0
The conditions on scalar multiplication are also easy. For the first condition,

(r + s)x (r + s) + 1
x

(r + s) y =
(r + s)y
(r + s)z
z
while

sx s + 1
rx r + 1
x
x

r y + s y =
ry
sy
+
sz
z
z
rz
(rx r + 1) + (sx s + 1) 1
=
ry + sy
rz + sz
and the two are equal. The second condition compares

x1
x2
x1 + x2 1
r(x1 + x2 1) r + 1

r (y1 + y2 ) = r y1 + y2 =
r(y1 + y2 )
z1
z2
z1 + z2
r(z1 + z2 )
with
x1
x2
rx1 r + 1
rx2 r + 1

r y1 + r y2 =
ry1
ry2
+
z1
z2
rz1
rz2
(rx1 r + 1) + (rx2 r + 1) 1
=
ry1 + ry2
rz1 + rz2
72

and they are equal. For the third condition,

x
rsx rs + 1

(rs) y =
rsy
z
rsz
while

x
sx s + 1
r(sx s + 1) r + 1

r(s y) = r(
sy
rsy
) =
z
sz
rsz
and the two are equal. For scalar multiplication by 1 we have this.

x
1x 1 + 1
x

1 y =
1y
= y
z
1z
z
Thus all the conditions on a vector space are met by these two operations.
Remark. A way to understand this vector space is to think of it as the plane in
R3

x

P = { y | x + y + z = 0 }
z
displaced away from the origin by 1 along the x-axis. Then addition becomes: to
add two members of this space,

x1
x2

y1 , y2
z1
z2
(such that x1 + y1 + z1 = 1 and x2 + y2 + z2 = 1) move them back by 1 to place
them in P and add as usual,
x1 1
x2 1
x1 + x2 2
(in P)
y1 + y2 = y1 + y2
z1
z2
z 1 + z2
and then move the result back out by 1 along the x-axis.
x1 + x2 1
y1 + y2 .
z1 + z 2
Scalar multiplication is similar.
(c) For the subspace to be closed under the inherited scalar multiplication, where ~v
is a member of that subspace,

0

0 ~v = 0
0
73
must also be a member.

The converse does not hold. Here is a subset of R3 that contains the origin

0
1

{ 0 , 0 }
0
0
(this subset has only two elements) but is not a subspace.
Two.I.2.37 (a) (~v1 + ~v2 + ~v3 ) (~v1 + ~v2 ) = ~v3
(b) (~v1 + ~v2 ) (~v1 ) = ~v2
(c) Surely, ~v1 .
(d) Taking the one-long sum and subtracting gives (~v1 ) ~v1 = ~0.
Two.I.2.38 Yes; any space is a subspace of itself, so each space contains the other.
Two.I.2.39 (a) The union of the x-axis and the y-axis in R2 is one.
(b) The set of integers, as a subset of R1 , is one.
(c) The subset {~v } of R2 is one, where ~v is any nonzero vector.
Two.I.2.40 Because vector space addition is commutative, a reordering of summands
leaves a linear combination unchanged.
Two.I.2.41 We always consider that span in the context of an enclosing space.
Two.I.2.42 It is both if and only if.
For if, let S be a subset of a vector space V and assume ~v S satisfies ~v =
c1~s1 + + cn~sn where c1 , . . . , cn are scalars and ~s1 , . . . ,~sn S. We must show that
[S {~v }] = [S].
Containment one way, [S] [S {~v }] is obvious. For the other direction, [S
{~v }] [S], note that if a vector is in the set on the left then it has the form d0~v +
d1~t1 + + dm~tm where the ds are scalars and the ~t s are in S. Rewrite that as
d0 (c1~s1 + + cn~sn ) + d1~t1 + + dm~tm and note that the result is a member of
the span of S.
The only if is clearly true adding ~v enlarges the span to include at least ~v.
Two.I.2.43 (a) Always.
Assume that A, B are subspaces of V. Note that their intersection is not empty
as both contain the zero vector. If w
~ ,~s A B and r, s are scalars then r~v + s~
wA
because each vector is in A and so a linear combination is in A, and r~v + s~
wB
for the same reason. Thus the intersection is closed. Now Lemma 2.9 applies.
(b) Sometimes (more precisely, only if A B or B A).
To see the answer is not always, take V to be R3 , take A to be the x-axis, and
B to be the y-axis. Note that
!
!
!
!
1
0
1
0
A and
B but
+
6 A B
0
1
0
1
74

as the sum is in neither A nor B.
The answer is not never because if A B or B A then clearly A B is a
subspace.
To show that A B is a subspace only if one subspace contains the other, we
assume that A 6 B and B 6 A and prove that the union is not a subspace. The
assumption that A is not a subset of B means that there is an a
~ A with a
~ 6 B.
The other assumption gives a ~b B with ~b 6 A. Consider a
~ + ~b. Note that sum is
not an element of A or else (~
a + ~b) a
~ would be in A, which it is not. Similarly
the sum is not an element of B. Hence the sum is not an element of A B, and so
the union is not a subspace.
(c) Never. As A is a subspace, it contains the zero vector, and therefore the set that
is As complement does not. Without the zero vector, the complement cannot be a
vector space.
Two.I.2.44 The span of a set does not depend on the enclosing space. A linear combination of vectors from S gives the same sum whether we regard the operations as those
of W or as those of V, because the operations of W are inherited from V.
Two.I.2.45 It is; apply Lemma 2.9. (You must consider the following. Suppose B is
a subspace of a vector space V and suppose A B V is a subspace. From which
space does A inherit its operations? The answer is that it doesnt matter A will
inherit the same operations in either case.)
Two.I.2.46 (a) Always; if S T then a linear combination of elements of S is also a
linear combination of elements of T .
(b) Sometimes (more precisely, if and only if S T or T S).
The answer is not always as is shown by this example from R3

1
0
1
0

S = { 0 , 1 }, T = { 0 , 0 }
0
0
0
1
because of this.

1

1 [S T ]
1

1

1 6 [S] [T ]
1
The answer is not never because if either set contains the other then equality
is clear. We can characterize equality as happening only when either set contains
the other by assuming S 6 T (implying the existence of a vector ~s S with ~s 6 T )
and T 6 S (giving a ~t T with ~t 6 S), noting ~s + ~t [S T ], and showing that
~s + ~t 6 [S] [T ].
(c) Sometimes.
75
Clearly [S T ] [S] [T ] because any linear combination of vectors from S T

is a combination of vectors from S and also a combination of vectors from T .
Containment the other way does not always hold. For instance, in R2 , take
!
!
!
1
0
2
S={
,
}, T = {
}
0
1
0
so that [S] [T ] is the x-axis but [S T ] is the trivial subspace.
Characterizing exactly when equality holds is tough. Clearly equality holds if
either set contains the other, but that is not only if by this example in R3 .

1
0
1
0

S = { 0 , 1 }, T = { 0 , 0 }
0
0
0
1
(d) Never, as the span of the complement is a subspace, while the complement of
the span is not (it does not contain the zero vector).
Two.I.2.47 Call the subset S. By Lemma 2.9, we need to check that [S] is closed under
linear combinations. If c1~s1 + + cn~sn , cn+1~sn+1 + + cm~sm [S] then for any
p, r R we have
p (c1~s1 + + cn~sn ) + r (cn+1~sn+1 + + cm~sm )
= pc1~s1 + + pcn~sn + rcn+1~sn+1 + + rcm~sm
which is an element of [S].
Two.I.2.48 For this to happen, one of the conditions giving the sensibleness of the
addition and scalar multiplication operations must be violated. Consider R2 with
these operations.
!
!
!
!
!
x1
x2
0
x
0
+
=
r
=
y1
y2
0
y
0
The set R2 is closed under these operations. But it is not a vector space.
!
!
1
1
1
6=
1
1
76
Linear Independence
Two.II.1: Definition and Examples
Two.II.1.20 For each of these, when the subset is independent you must prove it, and
when the subset is dependent you must give an example of a dependence.
(a) It is dependent. Considering

1
2
4
0

c1 3 + c2 2 + c3 4 = 0
5
4
14
0
gives this linear system.
c1 + 2c2 + 4c3 = 0
3c1 + 2c2 4c3 = 0
5c1 + 4c2 + 14c3 = 0
Gausss Method
1 2 4 0
1 2 4 0
31 +2 (3/4)2 +3
0 8 8 0
3 2 4 0
51 +3
5 4 14 0
0 0 0 0
yields a free variable, so there are infinitely many solutions. For an example of
a particular dependence we can set c3 to be, say, 1. Then we get c2 = 1 and
c1 = 2.
(b) It is dependent. The linear system that arises here
1 2 3 0
0
1 2
3
71 +2 2 +3
7 7 7 0
0 7 14 0
71 +3
7 7 7 0
0 0
0
0
has infinitely many solutions. We can get a particular solution by taking c3 to be,
say, 1, and back-substituting to get the resulting c2 and c1 .
(c) It is linearly independent. The system
1 4 0
0 1 0
1 2 3 1
0 1 0
0 0 0
1 4 0
0 0 0
has only the solution c1 = 0 and c2 = 0. (We could also have gotten the answer
by inspection the second vector is obviously not a multiple of the first, and vice
versa.)
(d) It is linearly dependent. The linear system
9 2 3
12 0
12 0
9 0 5
0 1 4 1 0
77
has more unknowns than equations, and so Gausss Method must end with at
least one variable free (there cant be a contradictory equation because the system
is homogeneous, and so has at least the solution of all zeroes). To exhibit a
combination, we can do the reduction
9 2
3
12 0
1 +2
(1/2)2 +3
0 0
0 2 2
0 0 3 1 0
and take, say, c4 = 1. Then we have that c3 = 1/3, c2 = 1/3, and c1 = 31/27.
Two.II.1.21 In the cases of independence, you must prove that it is independent. Otherwise, you must exhibit a dependence. (Here we give a specific dependence but others
are possible.)
(a) This set is independent. Setting up the relation c1 (3 x + 9x2 ) + c2 (5 6x +
3x2 ) + c3 (1 + 1x 5x2 ) = 0 + 0x + 0x2 gives a linear system
3
5
1 0
0
3
5
1
(1/3)1 +2 32 (12/13)2 +3
4
0
1 6 1 0
0 13
31 +3
9
3 5 0
0
0
128/13 0
with only one solution: c1 = 0, c2 = 0, and c3 = 0.
(b) This set is independent. We can see this by inspection, straight from the definition
of linear independence. Obviously neither is a multiple of the other.
(c) This set is linearly independent. The linear system reduces in this way
2 3
4 0
0
2
3
4
(1/2)1 +2 (17/5)2 +3
2
0
1 1 0 0
0 5/2
(7/2)1 +3
7 2 3 0
0
0
51/5 0
to show that there is only the solution c1 = 0, c2 = 0, and c3 = 0.
(d) This set is linearly dependent. The linear system
8 0 2 8 0
3 1 2 2 0
3 2 2 5 0
must, after reduction, end with at least one variable free (there are more variables
than equations, and there is no possibility of a contradictory equation because the
system is homogeneous). We can take the free variables as parameters to describe
the solution set. We can then set the parameter to a nonzero value to get a nontrivial
linear relation.
Two.II.1.22 Let Z be the zero function Z(x) = 0, which is the additive identity in the
vector space under discussion.
78
(a) This set is linearly independent. Consider c1 f(x) + c2 g(x) = Z(x). Plugging
in x = 1 and x = 2 gives a linear system
c1 1 +
c2 1 = 0
c1 2 + c2 (1/2) = 0
with the unique solution c1 = 0, c2 = 0.
(b) This set is linearly independent. Consider c1 f(x) + c2 g(x) = Z(x) and plug
in x = 0 and x = /2 to get
c1 1 + c2 0 = 0
c1 0 + c2 1 = 0
which obviously gives that c1 = 0, c2 = 0.
(c) This set is also linearly independent. Considering c1 f(x) + c2 g(x) = Z(x) and
plugging in x = 1 and x = e
c1 e + c2 0 = 0
c1 e e + c2 1 = 0
gives that c1 = 0 and c2 = 0.
Two.II.1.23 In each case, if the set is independent then you must prove that and if it is
dependent then you must exhibit a dependence.
(a) This set is dependent. The familiar relation sin2 (x) + cos2 (x) = 1 shows that
2 = c1 (4 sin2 (x)) + c2 (cos2 (x)) is satisfied by c1 = 1/2 and c2 = 2.
(b) This set is independent. Consider the relationship c1 1+c2 sin(x)+c3 sin(2x) = 0
(that 0 is the zero function). Taking three suitable points such as x = , x = /2,
x = /4 gives a system
c1
=0
c1 +
c2
=0
c1 + ( 2/2)c2 + c3 = 0
whose only solution is c1 = 0, c2 = 0, and c3 = 0.
(c) By inspection, this set is independent. Any dependence cos(x) = c x is not
possible since the cosine function is not a multiple of the identity function (we are
applying Corollary 1.18).
(d) By inspection, we spot that there is a dependence. Because (1 + x)2 = x2 + 2x + 1,
we get that c1 (1 + x)2 + c2 (x2 + 2x) = 3 is satisfied by c1 = 3 and c2 = 3.
(e) This set is dependent. The easiest way to see that is to recall the trigonometric
relationship cos2 (x) sin2 (x) = cos(2x). (Remark. A person who doesnt recall
this, and tries some xs, simply never gets a system leading to a unique solution,
and never gets to conclude that the set is independent. Of course, this person might
wonder if they simply never tried the right set of xs, but a few tries will lead most
people to look instead for a dependence.)
(f) This set is dependent, because it contains the zero object in the vector space,
the zero polynomial.
79
Two.II.1.24 No, that equation is not a linear relationship. In fact this set is independent,
as the system arising from taking x to be 0, /6 and /4 shows.
Two.II.1.25 No. Here are two members of the plane where the second is a multiple of
the first.

1
2

0 , 0
0
0
(Another reason that the answer is no is the the zero vector is a member of the
plane and no set containing the zero vector is linearly independent.)
Two.II.1.26 We have already showed this: the Linear Combination Lemma and its
corollary state that in an echelon form matrix, no nonzero row is a linear combination
of the others.
~ } is linearly independent, so that any relationship
Two.II.1.27 (a) Assume that {~u,~v, w
d0 ~u + d1~v + d2 w
~ = ~0 leads to the conclusion that d0 = 0, d1 = 0, and d2 = 0.
Consider the relationship c1 (~u) + c2 (~u + ~v) + c3 (~u + ~v + w
~ ) = ~0. Rewrite it to
~
get (c1 + c2 + c3 )~u + (c2 + c3 )~v + (c3 )~
w = 0. Taking d0 to be c1 + c2 + c3 , taking
d1 to be c2 + c3 , and taking d2 to be c3 we have this system.
c1 + c2 + c3 = 0
c2 + c3 = 0
c3 = 0
Conclusion: the cs are all zero, and so the set is linearly independent.
(b) The second set is dependent
1 (~u ~v) + 1 (~v w
~ ) + 1 (~
w ~u) = ~0
whether or not the first set is independent.
Two.II.1.28 (a) A singleton set {~v } is linearly independent if and only if ~v 6= ~0. For the
if direction, with ~v 6= ~0, we can apply Lemma 1.5 by considering the relationship
c ~v = ~0 and noting that the only solution is the trivial one: c = 0. For the only if
direction, just recall that Example 1.11 shows that {~0 } is linearly dependent, and
so if the set {~v } is linearly independent then ~v 6= ~0.
(Remark. Another answer is to say that this is the special case of Lemma 1.14
where S = .)
(b) A set with two elements is linearly independent if and only if neither member is
a multiple of the other (note that if one is the zero vector then it is a multiple of
the other). This is an equivalent statement: a set is linearly dependent if and only
if one element is a multiple of the other.
The proof is easy. A set {~v1 ,~v2 } is linearly dependent if and only if there is a
relationship c1~v1 + c2~v2 = ~0 with either c1 6= 0 or c2 6= 0 (or both). That holds if
and only if ~v1 = (c2 /c1 )~v2 or ~v2 = (c1 /c2 )~v1 (or both).
80
Two.II.1.29 This set is linearly dependent set because it contains the zero vector.
Two.II.1.30 Lemma 1.19 gives the if half. The converse (the only if statement) does
not hold. An example is to consider the vector space R2 and these vectors.
!
!
!
1
0
1
~x =
, ~y =
, ~z =
0
1
1
Two.II.1.31
(a) The linear system arising from

1
1
0

c1 1 + c2 2 = 0
0
0
0
has the unique solution c1 = 0 and c2 = 0.

(b) The linear system arising from

1
3
1

c1 1 + c2 2 = 2
0
0
0
has the unique solution c1 = 8/3 and c2 = 1/3.
(c) Suppose that S is linearly independent. Suppose that we have both ~v = c1~s1 +
+ cn~sn and ~v = d1~t1 + + dm~tm (where the vectors are members of S). Now,
c1~s1 + + cn~sn = ~v = d1~t1 + + dm~tm
can be rewritten in this way.
c1~s1 + + cn~sn d1~t1 dm~tm = ~0
Possibly some of the ~s s equal some of the ~t s; we can combine the associated
coefficients (i.e., if ~si = ~tj then + ci~si + dj~tj can be rewritten as
+ (ci dj )~si + ). That equation is a linear relationship among distinct (after
the combining is done) members of the set S. Weve assumed that S is linearly
independent, so all of the coefficients are zero. If i is such that ~si does not equal
any ~tj then ci is zero. If j is such that ~tj does not equal any ~si then dj is zero. In
the final case, we have that ci dj = 0 and so ci = dj .
Therefore, the original two sums are the same, except perhaps for some 0 ~si or
0 ~tj terms that we can neglect.
(d) This set is not linearly independent:
!
!
1
2
S={
,
} R2
0
0
and these two linear combinations give the same result
!
!
!
!
0
1
2
1
=2
1
=4
2
0
0
0
0
Thus, a linearly dependent set might have indistinct sums.
2
0
81
In fact, this stronger statement holds: if a set is linearly dependent then it must
have the property that there are two distinct linear combinations that sum to the
same vector. Briefly, where c1~s1 + + cn~sn = ~0 then multiplying both sides of the
relationship by two gives another relationship. If the first relationship is nontrivial
then the second is also.
Two.II.1.32 In this if and only if statement, the if half is clear if the polynomial is
the zero polynomial then the function that arises from the action of the polynomial
must be the zero function x 7 0. For only if we write p(x) = cn xn + + c0 .
Plugging in zero p(0) = 0 gives that c0 = 0. Taking the derivative and plugging in
zero p0 (0) = 0 gives that c1 = 0. Similarly we get that each ci is zero, and p is the
zero polynomial.
Two.II.1.33 The work in this section suggests that we should define an n-dimensional
non-degenerate linear surface as the span of a linearly independent set of n vectors.
Two.II.1.34
(a) For any a1,1 , . . . , a2,4 ,

!
!
a1,1
a1,2
c1
+ c2
+ c3
a2,1
a2,2
a1,3
a2,3
!
+ c4
a1,4
a2,4
!
=
0
0
yields a linear system

a1,1 c1 + a1,2 c2 + a1,3 c3 + a1,4 c4 = 0
a2,1 c1 + a2,2 c2 + a2,3 c3 + a2,4 c4 = 0
that has infinitely many solutions (Gausss Method leaves at least two variables
free). Hence there are nontrivial linear relationships among the given members of
R2 .
(b) Any set five vectors is a superset of a set of four vectors, and so is linearly
dependent.
With three vectors from R2 , the argument from the prior item still applies, with
the slight change that Gausss Method now only leaves at least one variable free
(but that still gives infinitely many solutions).
(c) The prior item shows that no three-element subset of R2 is independent. We
know that there are two-element subsets of R2 that are independent one is
!
!
1
0
{
,
}
0
1
and so the answer is two.
Two.II.1.35 Yes; here is one.

1
0
0
1

{ 0 , 1 , 0 , 1 }
0
0
1
1
82
Two.II.1.36 Yes. The two improper subsets, the entire set and the empty subset, serve
as examples.
Two.II.1.37 In R4 the biggest linearly independent set has four vectors. There are many
examples of such sets, this is one.

1
0
0
0
0 1 0 0

{ , , , }
0 0 1 0
0
0
0
1
To see that
no
set
with
five
or
more
vectors
can
be
up
independent,
set
a1,1
a1,2
a1,3
a1,4
a1,5
0
a
a
a
a
a 0
2,1
2,2
2,3
2,4
2,5
c1
+ c2
+ c3
+ c4
+ c5
=
a3,1
a3,2
a3,3
a3,4
a3,5 0
a4,1
a4,2
a4,3
a4,4
a4,5
0
and note that the resulting linear system
a1,1 c1 + a1,2 c2 + a1,3 c3 + a1,4 c4 + a1,5 c5 = 0
a2,1 c1 + a2,2 c2 + a2,3 c3 + a2,4 c4 + a2,5 c5 = 0
a3,1 c1 + a3,2 c2 + a3,3 c3 + a3,4 c4 + a3,5 c5 = 0
a4,1 c1 + a4,2 c2 + a4,3 c3 + a4,4 c4 + a4,5 c5 = 0
has four equations and five unknowns, so Gausss Method must end with at least one c
variable free, so there are infinitely many solutions, and so the above linear relationship
among the four-tall vectors has more solutions than just the trivial solution.
The smallest linearly independent set is the empty set.
The biggest linearly dependent set is R4 . The smallest is {~0 }.
Two.II.1.38 (a) The intersection of two linearly independent sets S T must be linearly
independent as it is a subset of the linearly independent set S (as well as the linearly
independent set T also, of course).
(b) The complement of a linearly independent set is linearly dependent as it contains
the zero vector.
(c) A simple example in R2 is these two
! sets.
!
S={
1
}
0
T ={
0
}
1
2
A somewhat subtler example, again
! in R , is these
! two.!
1
1
0
S={
}
T ={
,
}
0
0
1
2
(d) We must produce an example. One,
! in R , is
!
1
2
S={
}
T ={
}
0
0
since the linear dependence of S1 S2 is easy to see.
83
Two.II.1.39 (a) Lemma 1.5 requires that the vectors ~s1 , . . . ,~sn , ~t1 , . . . , ~tm be distinct.
But we could have that the union S T is linearly independent with some ~si equal
to some ~tj .
(b) One example in R2 is these two.
!
!
!
1
1
0
S={
}
T ={
,
}
0
0
1
(c) An example from R2 is these sets.
!
!
1
0
S={
,
}
0
1
!
!
1
1
T ={
,
}
0
1
(d) The union of two linearly independent sets ST is linearly independent if and only
if their spans of S and T (S T ) have a trivial intersection [S] [T (S T )] = {~0 }.
To prove that, assume that S and T are linearly independent subsets of some vector
space.
For the only if direction, assume that the intersection of the spans is trivial
[S] [T (S T )] = {~0 }. Consider the set S (T (S T )) = S T and consider the
linear relationship c1~s1 + + cn~sn + d1~t1 + + dm~tm = ~0. Subtracting gives
c1~s1 + + cn~sn = d1~t1 dm~tm . The left side of that equation sums to
a vector in [S], and the right side is a vector in [T (S T )]. Therefore, since the
intersection of the spans is trivial, both sides equal the zero vector. Because S is
linearly independent, all of the cs are zero. Because T is linearly independent so
also is T (S T ) linearly independent, and therefore all of the ds are zero. Thus,
the original linear relationship among members of S T only holds if all of the
coefficients are zero. Hence, S T is linearly independent.
For the if half we can make the same argument in reverse. Suppose that
the union S T is linearly independent. Consider a linear relationship among
members of S and T (S T ). c1~s1 + + cn~sn + d1~t1 + + dm~tm = ~0 Note
that no ~si is equal to a ~tj so that is a combination of distinct vectors, as required
by Lemma 1.5. So the only solution is the trivial one c1 = 0, . . . , dm = 0.
Since any vector ~v in the intersection of the spans [S] [T (S T )] we can write
~v = c1~s1 + + cn~sn = d1~t1 dm~tm , and it must be the zero vector because
each scalar is zero.
Two.II.1.40 (a) We do induction on the number of vectors in the finite set S.
The base case is that S has no elements. In this case S is linearly independent
and there is nothing to check a subset of S that has the same span as S is S itself.
For the inductive step assume that the theorem is true for all sets of size n = 0,
n = 1, . . . , n = k in order to prove that it holds when S has n = k + 1 elements.
If the k + 1-element set S = {~s0 , . . . ,~sk } is linearly independent then the theorem
is trivial, so assume that it is dependent. By Corollary 1.18 there is an ~si that is
84

a linear combination of other vectors in S. Define S1 = S {~si } and note that S1
has the same span as S by Corollary 1.3. The set S1 has k elements and so the
inductive hypothesis applies to give that it has a linearly independent subset with
the same span. That subset of S1 is the desired subset of S.
(b) Here is a sketch of the argument. We have left out the induction argument
details.
If the finite set S is empty then there is nothing to prove. If S = {~0 } then the
empty subset will do.
Otherwise, take some nonzero vector ~s1 S and define S1 = {~s1 }. If [S1 ] = [S]
then we are finished with this proof by noting that S1 is linearly independent.
If not, then there is a nonzero vector ~s2 S [S1 ] (if every ~s S is in [S1 ]
then [S1 ] = [S]). Define S2 = S1 {~s2 }. If [S2 ] = [S] then we are finished by using
Theorem 1.18 to show that S2 is linearly independent.
Repeat the last paragraph until a set with a big enough span appears. That
must eventually happen because S is finite, and [S] will be reached at worst when
we have used every vector from S.
Two.II.1.41
(a) Assuming first that a 6= 0,

!
!
a
b
x
+y
=
c
d
0
0
gives
ax + by = 0
cx + dy = 0
(c/a)1 +2
ax +
by = 0
((c/a)b + d)y = 0
which has a solution if and only if 0 6= (c/a)b + d = (cb + ad)/d (weve assumed
in this case that a 6= 0, and so back substitution yields a unique solution).
The a = 0 case is also not hard break it into the c 6= 0 and c = 0 subcases
and note that in these cases ad bc = 0 d bc.
Comment. An earlier exercise showed that a two-vector set is linearly dependent
if and only if either vector is a scalar multiple of the other. We could also use that
to make the calculation.
(b) The equation

a
b
c
0

c1 d + c2 e + c3 f = 0
g
h
i
0
expresses a homogeneous linear system. We proceed by writing it in matrix form
and applying Gausss Method.
We first reduce the matrix to upper-triangular. Assume that a 6= 0. With that,
85
we can clear
down the first
1 b/a c/a
(1/a)1
e
f
d
g
h
i
column.
1
0
d1 +2
0
0
g1 +3
0
0
b/a
(ae bd)/a
(ah bg)/a
c/a
(af cd)/a
(ai cg)/a
0
0
Then we get a 1 in the second row, second column entry. (Assuming for the moment
that ae bd 6= 0, in order to do the row reduction step.)
1
b/a
c/a
0
(a/(aebd))2
1
(af cd)/(ae bd) 0
0
0 (ah bg)/a
(ai cg)/a
0
Then, under the assumptions, we perform the row operation ((ah bg)/a)2 + 3
to get this.
1 b/a
c/a
0
0
1
(af cd)/(ae bd)
0
0
0
(aei + bgf + cdh hfa idb gec)/(ae bd) 0
Therefore, the original system is nonsingular if and only if the above 3, 3 entry is
nonzero (this fraction is defined because of the ae bd 6= 0 assumption). It equals
zero if and only if the numerator is zero.
We next worry about the assumptions. First, if a 6= 0 but ae bd = 0 then we
swap
1
b/a
c/a
0
0
(af cd)/a 0
0
0 (ah bg)/a (ai cg)/a 0
1
b/a
c/a
0
2 3
0 (ah bg)/a (ai cg)/a 0

0
0
(af cd)/a 0
and conclude that the system is nonsingular if and only if either ah bg = 0 or
af cd = 0. Thats the same as asking that their product be zero:
ahaf ahcd bgaf + bgcd = 0
ahaf ahcd bgaf + aegc = 0
a(haf hcd bgf + egc) = 0
(in going from the first line to the second weve applied the case assumption that
ae bd = 0 by substituting ae for bd). Since we are assuming that a 6= 0, we have
that haf hcd bgf + egc = 0. With ae bd = 0 we can rewrite this to fit the
form we need: in this a 6= 0 and ae bd = 0 case, the given system is nonsingular
when haf hcd bgf + egc i(ae bd) = 0, as required.
The remaining cases have the same character. Do the a = 0 but d 6= 0 case
and the a = 0 and d = 0 but g 6= 0 case by first swapping rows and then going on
86

as above. The a = 0, d = 0, and g = 0 case is easy a set with a zero vector is
linearly dependent, and the formula comes out to equal zero.
(c) It is linearly dependent if and only if either vector is a multiple of the other.
That is, it is not independent iff

a
b
b
a

=
r
or
=
s
d
e
e

d
g
h
h
g
(or both) for some scalars r and s. Eliminating r and s in order to restate this
condition only in terms of the given letters a, b, d, e, g, h, we have that it is not
independent it is dependent iff ae bd = ah gb = dh ge.
(d) Dependence or independence is a function of the indices, so there is indeed a
formula (although at first glance a person might think the formula involves cases:
if the first component of the first vector is zero then . . . , this guess turns out not
to be correct).
Two.II.1.42 Recall that two vectors from Rn are perpendicular if and only if their dot
product is zero.
(a) Assume that ~v and w
~ are perpendicular nonzero vectors in Rn , with n > 1.
With the linear relationship c~v + d~
w = ~0, apply ~v to both sides to conclude that
2
c k~vk + d 0 = 0. Because ~v 6= ~0 we have that c = 0. A similar application of w
~
shows that d = 0.
(b) Two vectors in R1 are perpendicular if and only if at least one of them is zero.
We define R0 to be a trivial space, and so both ~v and w
~ are the zero vector.
(c) The right generalization is to look at a set {~v1 , . . . ,~vn } Rk of vectors that
are mutually orthogonal (also called pairwise perpendicular ): if i 6= j then ~vi is
perpendicular to ~vj . Mimicking the proof of the first item above shows that such a
set of nonzero vectors is linearly independent.
Two.II.1.43 (a) This check is routine.
(b) The summation is infinite (has infinitely many summands). The definition of
linear combination involves only finite sums.
(c) No nontrivial finite sum of members of {g, f0 , f1 , . . . } adds to the zero object: assume that
c0 (1/(1 x)) + c1 1 + + cn xn = 0
(any finite sum uses a highest power, here n). Multiply both sides by 1 x to
conclude that each coefficient is zero, because a polynomial describes the zero
function only when it is the zero polynomial.
Two.II.1.44 It is both if and only if.
Let T be a subset of the subspace S of the vector space V. The assertion that any
linear relationship c1~t1 + + cn~tn = ~0 among members of T must be the trivial
87
relationship c1 = 0, . . . , cn = 0 is a statement that holds in S if and only if it holds

in V, because the subspace S inherits its addition and scalar multiplication operations
from V.
Basis and Dimension

Two.III.1: Basis
Two.III.1.18 (a) This is a basis for P2 . To show that it spans the space we consider
a generic a2 x2 + a1 x + a0 P2 and look for scalars c1 , c2 , c3 R such that
a2 x2 + a1 x + a0 = c1 (x2 x + 1) + c2 (2x + 1) + c3 (2x 1). Gausss Method on
the linear system
c1
= a2
2c2 + 2c3 = a1
c2 c3 = a0
shows that given the ai s we can compute the cj s as c1 = a2 , c2 = (1/4)a1 +(1/2)a0 ,
and c3 = (1/4)a1 (1/2)a0 . Thus each element of P2 is a combination of the given
three.
To prove that the set of the given three is linearly independent we can set up
the equation 0x2 + 0x + 0 = c1 (x2 x + 1) + c2 (2x + 1) + c3 (2x 1) and solve,
and it will give that c1 = 0, c2 = 0, and c3 = 0. Or, we can instead observe that
the solution in the prior paragraph is unique, and cite Theorem 1.12.
(b) This is not a basis. It does not span the space since no combination of the two
c1 (x + x2 ) + c2 (x x2 ) will sum to the polynomial 3 P2 .
Two.III.1.19 By Theorem 1.12, each is a basis if and only if we can express each vector
in the space in a unique way as a linear combination of the given vectors.
(a) Yes this is a basis. Therelation

1
3
0
x

c1 2 + c2 2 + c3 0 = y
3
1
1
z
gives
1 3 0 x
1 3 0 x
21 +2 22 +3
2 2 0 y
0 4 0 2x + y
31 +3
3 1 1 z
0 0 1 x 2y + z
which has the unique solution c3 = x2y+z, c2 = x/2y/4, and c1 = x/2+3y/4.
88
(b) This is not a basis. Setting

it up
as intheprior
item
1
3
x

c1 2 + c2 2 = y
3
1
z
gives a linearsystem whose
solution
1 3 x
1 3 x
21 +2 22 +3
0 4 2x + y
2 2 y
31 +3
3 1 z
0 0 x 2y + z
is possible if and only if the three-tall vectors components x, y, and z satisfy
x 2y + z = 0. For instance, we can find the coefficients c1 and c2 that work when
x = 1, y = 1, and z = 1. However, there are no cs that work for x = 1, y = 1, and
z = 2. Thus this is not a basis; it does not span the space.
(c)
basis. Setting up the relationshipleads to this reduction
Yes, this is a
0 1 2 x
1 1
0
z
1 3 21 +2 (1/3)2 +3
5
y + 2z
2 1 5 y
0 3
1 1 0 z
0 0 1/3 x y/3 2z/3
which has a unique solution for each triple of components x, y, and z.
(d)No, this is nota basis. The reduction
1 1 0 z
0 1 1 x
1 3 21 +2 (1/3)2 +3
0 3 3 y + 2z
2 1 3 y
1 1 0 z
0 0 0 x y/3 2z/3
which does not have a solution for each triple x, y, and z. Instead, the span of the
given set includes only those three-tall vectors where x = y/3 + 2z/3.
Two.III.1.20 (a) We solve
!
!
!
1
1
1
c1
+ c2
=
1
1
2
with
!
!
1 1 1
1 1 1
1 +2
1 1 2
0 2 1
and conclude that c2 = 1/2 and so c1 =
! 3/2. Thus,
! the representation is this.
RepB (
1
)=
2
3/2
1/2
(b) The relationship c1 (1)+c2 (1+x)+c3 (1+x+x2 )+c4 (1+x+x2 +x3 ) = x2 +x3
is easily solved by eye to give that c4 = 1, c3
= 0,
c2 = 1, and c1 = 0.
0
1
RepD (x2 + x3 ) =
0
1 D
89
0
0
1
1

(c) RepE4 ( ) =
0
0
1 E
1
Two.III.1.21 A natural basis is h1, x, x2 i. There are bases for P2 that do not contain
any polynomials of degree one or degree zero. One is h1 + x + x2 , x + x2 , x2 i. (Every
basis has at least one polynomial of degree two, though.)
Two.III.1.22 The reduction
1 4 3
2 8 6
1
2
0
0
21 +2
1
0
4
0
3 1
0 0
0
0
gives that the only condition is that x1 = 4x2 3x3 + x4 . The solution set is
4x2 3x3 + x4
x2
{
| x2 , x3 , x4 R}
x3
x4

4
3
1
1
0
0

= {x2 + x3 + x4 | x2 , x3 , x4 R}
0
1
0
0
0
1
and so the obvious candidate forthe

basis
isthis.
1
3
4
1 0 0

h , , i
0 1 0
1
0
0
Weve shown that this spans the space, and showing it is also linearly independent is
routine.
Two.III.1.23 There are many bases. This is a natural one.
!
!
!
!
1 0
0 1
0 0
0 0
h
,
,
,
i
0 0
0 0
1 0
0 1
Two.III.1.24 For each item, many answers are possible.
(a) One way to proceed is to parametrize by expressing the a2 as a combination of
the other two a2 = 2a1 + a0 . Then a2 x2 + a1 x + a0 is (2a1 + a0 )x2 + a1 x + a0 and
{(2a1 + a0 )x2 + a1 x + a0 | a1 , a0 R}
= {a1 (2x2 + x) + a0 (x2 + 1) | a1 , a0 R}
suggests h2x2 + x, x2 + 1i. This only shows that it spans, but checking that it is
linearly independent is routine.
90

(b) Parametrize {(a b c) | a + b = 0 } to get {(b b c) | b, c R}, which suggests
using the sequence h(1 1 0), (0 0 1)i. Weve shown that it spans, and checking
that it is linearly independent is easy.
(c) Rewriting
!
!
!
a b
1 0
0 1
{
| a, b R } = {a
+b
| a, b R}
0 2b
0 0
0 2
suggests this for the basis.
1
h
0
!
0
0
,
0
0
!
1
i
2
Two.III.1.25 We will show that the second is a basis; the first is similar. We will show
this straight from the definition of a basis, because this example appears before
Theorem 1.12.
To see that it is linearly independent, we set up c1 (cos sin ) + c2 (2 cos +
3 sin ) = 0 cos + 0 sin . Taking = 0 and = /2 gives this system
c1 1 + c2 2 = 0 1 +2 c1 + 2c2 = 0
c1 (1) + c2 3 = 0
+ 5c2 = 0
which shows that c1 = 0 and c2 = 0.
The calculation for span is also easy; for any x, y R, we have that c1 (cos
sin ) + c2 (2 cos + 3 sin ) = x cos + y sin gives that c2 = x/5 + y/5 and that
c1 = 3x/5 2y/5, and so the span is the entire space.
Two.III.1.26 (a) Asking which a0 +a1 x+a2 x2 can be expressed as c1 (1+x)+c2 (1+2x)
gives rise to three linear equations, describing the coefficients of x2 , x, and the
constants.
c1 + c2 = a 0
c1 + 2c2 = a1
0 = a2
Gausss Method with back-substitution shows, provided that a2 = 0, that c2 =
a0 + a1 and c1 = 2a0 a1 . Thus, with a2 = 0, we can compute appropriate
c1 and c2 for any a0 and a1 . So the span is the entire set of linear polynomials
{ a0 + a1 x | a0 , a1 R}. Parametrizing that set {a0 1 + a1 x | a0 , a1 R } suggests a basis h1, xi (weve shown that it spans; checking linear independence is
easy).
(b) With
a0 + a1 x + a2 x2 = c1 (2 2x) + c2 (3 + 4x2 ) = (2c1 + 3c2 ) + (2c1 )x + (4c2 )x2
we get this system.
2c1 + 3c2 = a0
2c1
= a1
4c2 = a2
1 +2 (4/3)2 +3
2c1 + 3c2 = a0
3c2 = a0 + a1
0 = (4/3)a0 (4/3)a1 + a2
91
Thus, the only quadratic polynomials a0 + a1 x + a2 x2 with associated cs are the

ones such that 0 = (4/3)a0 (4/3)a1 + a2 . Hence the span is this.
{ (a1 + (3/4)a2 ) + a1 x + a2 x2 | a1 , a2 R }
Parametrizing gives {a1 (1 + x) + a2 ((3/4) + x2 ) | a1 , a2 R}, which suggests
h1 + x, (3/4) + x2 i (checking that it is linearly independent is routine).
Two.III.1.27 (a) The subspace is this.
{ a0 + a1 x + a2 x2 + a3 x3 | a0 + 7a1 + 49a2 + 343a3 = 0 }
Rewriting a0 = 7a1 49a2 343a3 gives this.
{(7a1 49a2 343a3 ) + a1 x + a2 x2 + a3 x3 | a1 , a2 , a3 R}
On breaking out the parameters, this suggests h7 + x, 49 + x2 , 343 + x3 i for
the basis (it is easily verified).
(b) The given subspace is the collection of cubics p(x) = a0 + a1 x + a2 x2 + a3 x3
such that a0 + 7a1 + 49a2 + 343a3 = 0 and a0 + 5a1 + 25a2 + 125a3 = 0. Gausss
Method
a0 + 7a1 + 49a2 + 343a3 = 0 1 +2 a0 + 7a1 + 49a2 + 343a3 = 0
a0 + 5a1 + 25a2 + 125a3 = 0

2a1 24a2 218a3 = 0
gives that a1 = 12a2 109a3 and that a0 = 35a2 + 420a3 . Rewriting (35a2 +
420a3 )+(12a2 109a3 )x+a2 x2 +a3 x3 as a2 (3512x+x2 )+a3 (420109x+x3 )
suggests this for a basis h35 12x + x2 , 420 109x + x3 i. The above shows that
it spans the space. Checking it is linearly independent is routine. (Comment. A
worthwhile check is to verify that both polynomials in the basis have both seven
and five as roots.)
(c) Here there are three conditions on the cubics, that a0 + 7a1 + 49a2 + 343a3 = 0,
that a0 + 5a1 + 25a2 + 125a3 = 0, and that a0 + 3a1 + 9a2 + 27a3 = 0. Gausss
Method
a0 + 7a1 + 49a2 + 343a3 = 0
a0 + 7a1 + 49a2 + 343a3 = 0
1 +2 22 +3
a0 + 5a1 + 25a2 + 125a3 = 0

2a1 24a2 218a3 = 0
1 +3
a0 + 3a1 + 9a2 + 27a3 = 0
8a2 + 120a3 = 0
yields the single free variable a3 , with a2 = 15a3 , a1 = 71a3 , and a0 = 105a3 .
The parametrization is this.
{(105a3 ) + (71a3 )x + (15a3 )x2 + (a3 )x3 | a3 R }
= {a3 (105 + 71x 15x2 + x3 ) | a3 R}
Therefore, a natural candidate for the basis is h105 + 71x 15x2 + x3 i. It spans
the space by the work above. It is clearly linearly independent because it is a
one-element set (with that single element not the zero object of the space). Thus,
any cubic through the three points (7, 0), (5, 0), and (3, 0) is a multiple of this one.
(Comment. As in the prior question, a worthwhile check is to verify that plugging
seven, five, and three into this polynomial yields zero each time.)
92

(d) This is the trivial subspace of P3 . Thus, the basis is empty hi.
Remark. Alternatively, we could have derived the polynomial in the third item by
multiplying out (x 7)(x 5)(x 3).
Two.III.1.28 Yes. Linear independence and span are unchanged by reordering.

Two.III.1.29 No linearly independent set contains a zero vector.
~ 1) +
Two.III.1.30 (a) To show that it is linearly independent, note that if d1 (c1
~ 2 ) + d3 (c3
~ 3 ) = ~0 then (d1 c1 )
~ 1 + (d2 c2 )
~ 2 + (d3 c3 )
~ 3 = ~0, which in turn
d2 (c2
implies that each di ci is zero. But with ci 6= 0 that means that each di is zero.
~ 1,
~ 2,
~ 3 i is a basis,
Showing that it spans the space is much the same; because h
~ 1 + d2
~ 2 + d3
~ 3 , and then
and so spans the space, we can for any ~v write ~v = d1
~
~
~
~v = (d1 /c1 )(c1 1 ) + (d2 /c2 )(c2 2 ) + (d3 /c3 )(c3 3 ).
If any of the scalars are zero then the result is not a basis, because it is not
linearly independent.
~ 1,
~1 +
~ 2,
~1 +
~ 3 i is linearly independent is easy. To show
(b) Showing that h2
~ 1 + d2
~ 2 + d3
~ 3 . Then, we can
that it spans the space, assume that ~v = d1
~
~
~
~
~
represent the same ~v with respect to h21 , 1 + 2 , 1 + 3 i in this way ~v =
~ 1 ) + d2 (
~1 +
~ 2 ) + d3 (
~1 +
~ 3 ).
(1/2)(d1 d2 d3 )(2
Two.III.1.31 Each forms a linearly independent set if we omit ~v. To preserve linear
independence, we must expand the span of each. That is, we must determine the
span of each (leaving ~v out), and then pick a ~v lying outside of that span. Then to
finish, we must check that the result spans the entire given space. Those checks are
routine.
(a) Any vector that is not a multiple of the given one, that is, any vector that is not
on the line y = x will do here. One is ~v = ~e1 .
(b) By inspection, we notice that the vector ~e3 is not in the span of the set of the
two given vectors. The check that the resulting set is a basis for R3 is routine.
(c) For any member of the span { c1 (x) + c2 (1 + x2 ) | c1 , c2 R}, the coefficient
of x2 equals the constant term. So we expand the span if we add a quadratic
without this property, say, ~v = 1 x2 . The check that the result is a basis for P2 is
easy.
~ 1 + + ck
~k
Two.III.1.32 To show that each scalar is zero, simply subtract c1
~
~
~
ck+1 k+1 cn n = 0. The obvious generalization is that in any equation
~ and in which each
~ appears only once, each scalar is zero.
involving only the s,
For instance, an equation with a combination of the even-indexed basis vectors (i.e.,
~ 2,
~ 4 , etc.) on the right and the odd-indexed basis vectors on the left also gives the
conclusion that all of the coefficients are zero.

Two.III.1.33 No; no linearly independent set contains the zero vector.
93
Two.III.1.34 Here is a subset of R2 that is not a basis, and two different linear combinations of its elements
same vector.
! that!sum to the !
!
!
!
1
2
1
2
1
2
{
,
}
2
+0
=0
+1
2
4
2
4
2
4
Thus, when a subset is not a basis, it can be the case that its linear combinations are
not unique.
But just because a subset is not a basis does not imply that its combinations must
be not unique. For instance, this set
!
1
{
}
2
does have the property that
1
2
c1
!
= c2
1
2
implies that c1 = c2 . The idea here is that this subset fails to be a basis because it
fails to span the space; the proof of the theorem establishes that linear combinations
are unique if and only if the subset is linearly independent.
Two.III.1.35
(a) Describing the vector space as

!
a b
{
| a, b, c R }
b c
suggests this for a basis.

1
h
0
Verification is easy.
(b) This is one possible

1 0 0
0 0

h0 0 0 , 0 1
0 0
0 0 0
basis.

0
0

0 , 0
0
0
!
0
0
,
0
0
0
0
0
!
0
0
,
1
1

0
0

0 , 1
1
0
1
0
0
!
1
i
0

0
0

0 , 0
1
0
0
0
0

1
0

0 , 0
0
0
0
0
1
1i
0
(c) As in the prior two questions, we can form a basis from two kinds of matrices.
First are the matrices with a single one on the diagonal and all other entries zero
(there are n of those matrices). Second are the matrices with two opposed offdiagonal entries are ones and all other entries are zeros. (That is, all entries in M
are zero except that mi,j and mj,i are one.)
Two.III.1.36 (a) Any four vectors from R3 are linearly related because the vector
equation

x1
x2
x3
x4
0

c1 y1 + c2 y2 + c3 y3 + c4 y4 = 0
z1
z2
z3
z4
0
94
gives rise to a linear system

x1 c1 + x2 c2 + x3 c3 + x4 c4 = 0
y1 c1 + y2 c2 + y3 c3 + y4 c4 = 0
z1 c1 + z2 c2 + z3 c3 + z4 c4 = 0
that is homogeneous (and so has a solution) and has four unknowns but only three
equations, and therefore has nontrivial solutions. (Of course, this argument applies
to any subset of R3 with four or more vectors.)
(b) We shall do just the two-vector case. Given x1 , . . . , z2 ,

x1
x2

S = { y1 , y2 }
z1
z2
to decide which vectors

x

y
z
are in the span of S, set up

x1
x2
x

c1 y1 + c2 y2 = y
z1
z2
z
and row reduce the resulting system.
x1 c1 + x2 c2 = x
y 1 c1 + y2 c2 = y
z 1 c1 + z 2 c2 = z
There are two variables c1 and c2 but three equations, so when Gausss Method
finishes, on the bottom row there will be some relationship of the form 0 =
m1 x + m2 y + m3 z. Hence, vectors in the span of the two-element set S must satisfy
some restriction. Hence the span is not all of R3 .
Two.III.1.37 We have (using these odball operations with care)
1yz
y + 1
z + 1
{
y
| y, z R } = { y + 0 | y, z R }
z
0
z

0
0

= { y 1 + z 0 | y, z R}
0
1
and so a natural candidate for a basis
is
this.

0
0

h1 , 0i
1
0
95
To check linear independence we set up

0
0
1

c1 1 + c2 0 = 0
0
1
0
(the vector on the right is the zero object in this space). That yields the linear system
(c1 + 1) + (c2 + 1) 1 = 1
c1
=0
c2
=0
with only the solution c1 = 0 and c2 = 0. Checking the span is similar.
Two.III.2: Dimension
Two.III.2.16 One basis is h1, x, x2 i, and so the dimension is three.
Two.III.2.17 The solution set is
4x2 3x3 + x4
x2
{
| x2 , x3 , x4 R }
x3
x4
so a natural basis is this

4
3
1
1 0 0

h , , i
0 1 0
0
0
1
(checking linear independence is easy). Thus the dimension is three.
Two.III.2.18 For this space
!
a b
{
| a, b, c, d R}
c d
= {a
1
0
0
0
!
+ + d
0
0
this is a natural basis.

1
h
0
The dimension is four.
!
0
0
,
0
0
!
1
0
,
0
1
!
0
0
,
0
0
!
0
i
1
0
1
!
| a, b, c, d R}
96
Two.III.2.19 (a) As in the prior exercise, the space M22 of matrices without restriction
has this basis
!
!
!
!
1 0
0 1
0 0
0 0
h
,
,
,
i
0 0
0 0
1 0
0 1
and so the dimension is four.
(b) For this space
!
a b
{
| a = b 2c and d R }
c d
!
1 1
= {b
+c
0 0
2 0
1 0
!
+d
0
0
0
1
!
| b, c, d R}
this is a natural basis.

1
h
0
!
!
1
2 0
0
,
,
0
1 0
0
!
0
i
1
The dimension is three.

(c) Gausss Method applied to the two-equation linear system gives that c = 0 and
that a = b. Thus, we have this description
!
!
!
b b
1 1
0 0
{
| b, d R } = { b
+d
| b, d R }
0 d
0 0
0 1
and so this is a natural basis.
1
h
0
!
1
0
,
0
0
!
0
i
1
The dimension is two.

Two.III.2.20 The bases for these spaces are developed in the answer set of the prior
subsection.
(a) One basis is h7 + x, 49 + x2 , 343 + x3 i. The dimension is three.
(b) One basis is h35 12x + x2 , 420 109x + x3 i so the dimension is two.
(c) A basis is {105 + 71x 15x2 + x3 }. The dimension is one.
(d) This is the trivial subspace of P3 and so the basis is empty. The dimension is
zero.
Two.III.2.21 First recall that cos 2 = cos2 sin2 , and so deletion of cos 2 from this
set leaves the span unchanged. Whats left, the set {cos2 , sin2 , sin 2 }, is linearly
independent (consider the relationship c1 cos2 + c2 sin2 + c3 sin 2 = Z() where
Z is the zero function, and then take = 0, = /4, and = /2 to conclude that
each c is zero). It is therefore a basis for its span. That shows that the span is a
dimension three vector space.
97
Two.III.2.22 Here is a basis

h(1 + 0i, 0 + 0i, . . . , 0 + 0i), (0 + 1i, 0 + 0i, . . . , 0 + 0i), (0 + 0i, 1 + 0i, . . . , 0 + 0i), . . .i
and so the dimension is 2 47 = 94.
Two.III.2.23
A basis is

1 0 0 0 0
0 1

h0 0 0 0 0 , 0 0
0 0 0 0 0
0 0
and thus the dimension is 3 5 = 15.
0
0
0
0
0
0
0
0
0 , . . . , 0
0
0
0
0
0
0
0
0
0
0
0
0i
1
Two.III.2.24 In a four-dimensional space a set of four vectors is linearly independent if

and only if it spans the space. The form of these vectors makes linear independence
easy to show (look at the equation of fourth components, then at the equation of third
components, etc.).
Two.III.2.25 (a) The diagram for P2 has four levels. The top level has the only
three-dimensional subspace, P2 itself. The next level contains the two-dimensional
subspaces (not just the linear polynomials; any two-dimensional subspace, like those
polynomials of the form ax2 + b). Below that are the one-dimensional subspaces.
Finally, of course, is the only zero-dimensional subspace, the trivial subspace.
(b) For M22 , the diagram has five levels, including subspaces of dimension four
through zero.
Two.III.2.26
(a) One
(b) Two
(c) n
Two.III.2.27 We need only produce an infinite linearly independent set. One is such
sequence is hf1 , f2 , . . .i where fi : R R is

1 if x = i
fi (x) =
0 otherwise
the function that has value 1 only at x = i.
Two.III.2.28 A function is a set of ordered pairs (x, f(x)). So there is only one function
with an empty domain, namely the empty set. A vector space with only one element
a trivial vector space and has dimension zero.
Two.III.2.29 Apply Corollary 2.11.
Two.III.2.30 A plane has the form {~p + t1~v1 + t2~v2 | t1 , t2 R }. (The first chapter also
calls this a 2-flat, and contains a discussion of why this is equivalent to the description
often taken in Calculus as the set of points (x, y, z) subject to a condition of the
form ax + by + cz = d). When the plane passes through the origin we can take the
particular vector ~p to be ~0. Thus, in the language we have developed in this chapter,
a plane through the origin is the span of a set of two vectors.
Now for the statement. Asserting that the three are not coplanar is the same
as asserting that no vector lies in the span of the other two no vector is a linear
98

combination of the other two. Thats simply an assertion that the three-element set
is linearly independent. By Corollary 2.15, thats equivalent to an assertion that the
set is a basis for R3 (more precisely, any sequence made from the sets elements is a
basis).
Two.III.2.31 Let the space V be finite dimensional. Let S be a subspace of V.

(a) The empty set is a linearly independent subset of S. By Corollary 2.13, it can be
expanded to a basis for the vector space S.
(b) Any basis for the subspace S is a linearly independent set in the superspace V.
Hence it can be expanded to a basis for the superspace, which is finite dimensional.
Therefore it has only finitely many members.
~
Two.III.2.32 It ensures that we exhaust the s.
That is, it justifies the first sentence of
the last paragraph.
Two.III.2.33 Let BU be a basis for U and let BW be a basis for W. Consider the
concatenation of the two basis sequences. If there is a repeated element then the
intersection U W is nontrivial. Otherwise, the set BU BW is linearly dependent
as it is a six member subset of the five-dimensional space R5 . In either case some
member of BW is in the span of BU , and thus U W is more than just the trivial
space {~0 }.
Generalization: if U, W are subspaces of a vector space of dimension n and if
dim(U) + dim(W) > n then they have a nontrivial intersection.
Two.III.2.34 First, note that a set is a basis for some space if and only if it is linearly
independent, because in that case it is a basis for its own span.
(a) The answer to the question in the second paragraph is yes (implying yes
answers for both questions in the first paragraph). If BU is a basis for U then BU is
a linearly independent subset of W. Apply Corollary 2.13 to expand it to a basis
for W. That is the desired BW .
The answer to the question in the third paragraph is no, which implies a no
answer to the question of the fourth paragraph. Here is an example of a basis for a
superspace with no sub-basis forming a basis for a subspace: in W = R2 , consider
the standard basis E2 . No sub-basis of E2 forms a basis for the subspace U of R2
that is the line y = x.
(b) It is a basis (for its span) because the intersection of linearly independent sets is
linearly independent (the intersection is a subset of each of the linearly independent
sets).
It is not, however, a basis for the intersection of the spaces. For instance, these
are bases for R2 :
!
!
!
!
B1 = h
1
0
,
i
0
1
and B2 = h[ir]
2
0
,
0
2
99
and R2 R2 = R2 , but B1 B2 is empty. All we can say is

is a basis for a subset of the intersection of the spaces.
(c) The of bases need not be a basis: in R2
!
!
!
1
1
1
B1 = h
,
i and B2 = h
,
0
1
0
that the of the bases
!
0
i
2
B1 B2 is not linearly independent. A necessary and sufficient condition for a of

two bases to be a basis
B1 B2 is linearly independent
[B1 B2 ] = [B1 ] [B2 ]
it is easy enough to prove (but perhaps hard to apply).

(d) The complement of a basis cannot be a basis because it contains the zero vector.
Two.III.2.35 (a) A basis for U is a linearly independent set in W and so can be expanded
via Corollary 2.13 to a basis for W. The second basis has at least as many members
as the first.
(b) One direction is clear: if V = W then they have the same dimension. For the
converse, let BU be a basis for U. It is a linearly independent subset of W and so
can be expanded to a basis for W. If dim(U) = dim(W) then this basis for W has
no more members than does BU and so equals BU . Since U and W have the same
bases, they are equal.
(c) Let W be the space of finite-degree polynomials and let U be the subspace of
polynomials that have only even-powered terms.
{a0 + a1 x2 + a2 x4 + + an x2n | a0 , . . . , an R}
Both spaces have infinite dimension, but U is a proper subspace.
Two.III.2.36 The possibilities for the dimension of V are 0, 1, n 1, and n.
To see this, first consider the case when all the coordinates of ~v are equal.

z

z
~v =
..
.
z
Then (~v) = ~v for every permutation , so V is just the span of ~v, which has dimension
0 or 1 according to whether ~v is ~0 or not.
Now suppose not all the coordinates of ~v are equal; let x and y with x 6= y be
among the coordinates of ~v. Then we can find permutations 1 and 2 such that

x
y
y
x

a
a
3
1 (~v) = and 2 (~v) =
3
..
..
.
.
an
an
100
for some a3 , . . . , an R. Therefore,
1
1

1
0
1 (~v) 2 (~v) =
yx
..
.
0
is in V. That is, ~e2 ~e1 V, where ~e1 , ~e2 , . . . , ~en is the standard basis for Rn .
Similarly, ~e3 ~e2 , . . . , ~en ~e1 are all in V. It is easy to see that the vectors ~e2 ~e1 ,
~e3 ~e2 , . . . , ~en ~e1 are linearly independent (that is, form a linearly independent
set), so dim V > n 1.
Finally, we can write
~v = x1~e1 + x2~e2 + + xn~en
= (x1 + x2 + + xn )~e1 + x2 (~e2 ~e1 ) + + xn (~en ~e1 )
This shows that if x1 + x2 + + xn = 0 then ~v is in the span of ~e2 ~e1 , . . . ,
e~n ~e1 (that is, is in the span of the set of those vectors); similarly, each (~v) will
be in this span, so V will equal this span and dim V = n 1. On the other hand,
if x1 + x2 + + xn 6= 0 then the above equation shows that ~e1 V and thus
~e1 , . . . , ~en V, so V = Rn and dim V = n.
Two.III.3: Vector Spaces and Linear Systems

Two.III.3.16
(e)
1
2
(a)
2
1
3
1
!
(b)
2
1
1
3
(c) 4
3
7
8
(d) (0 0 0)
Two.III.3.17 (a) Yes. To see if there are c1 and c2 such that c1 (2 1)+c2 (3 1) = (1 0)
we solve
2c1 + 3c2 = 1
c1 + c2 = 0
and get c1 = 1 and c2 = 1. Thus the vector is in the row space.
(b) No. The equation c1 (0 1 3) + c2 (1 0 1) + c3 (1 2 7) = (1 1 1) has no
101
solution.
1
0 1 1 1
1 2 31 +2 2 +3
1
1
0
2
0
3 1
7 1
0
Thus, the vector is not in the row space.
Two.III.3.18 (a) No. To see if there are
! c1 , c2 !R such!that
0
1
0
2
1
0
1
1
1
1
1
+ c2
=
1
1
3
we can use Gausss Method on the resulting linear system.
c1 + c2 = 1 1 +2 c1 + c2 = 1
c1 + c2 = 3
0=2
There is no solution and so the vector is not in the column space.
(b) Yes. From this relationship

1
1
3
1

c1 2 + c2 0 + c3 4 = 0
0
1
3
3
we get a linear
system
that,
when
we
apply
Gausss
Method,
1 3
1
1 3
1 1
1
21 +2 2 +3
4 0
0 6 2 2
2 0
1 +3
1 3 3 0
0 0 6
1
yields a solution. Thus, the vector is in the column space.
Two.III.3.19 (a) Yes; we are asking if!there are!scalars c!
1 and c2 such that
c1
2
1
1
+ c2
=
2
5
3
which gives rise to a linear system
2c1 + c2 = 1 1 +2 2c1 + c2 = 1
2c1 + 5c2 = 3
4c2 = 4
and Gausss Method produces c2 = 1 and c1 = 1. That is, there is indeed such a
pair of scalars and so the vector is indeed in the column space of the matrix.
(b) No; we are asking if there are scalars
c1 and
!
! c2 such
! that
c1
4
8
0
+ c2
=
2
4
1
and one way to proceed is to consider the resulting linear system
4c1 8c2 = 0
2c1 4c2 = 1
that is easily seen to have no solution. Another way to proceed is to note that any
linear combination of the columns on the left has a second component half as big
as its first component, but the vector on the right does not meet that criterion.
c1
102

(c) Yes; we can simply observe that the vector is the first column minus the second.
Or, failing that, setting up the relationship among the columns

1
1
1
2

c1 1 + c2 1 + c3 1 = 0
1
1
1
0
and considering the resulting linear system
c1 c2 + c3 = 2
c1 c2 + c3 = 2
1 +2
c1 + c2 c3 = 0
2c2 2c3 = 2
1 +3
c1 c2 + c3 = 0
2c2 + 2c3 = 2
c1 c2 + c3 = 2
2c2 2c3 = 2
0= 0
2 +3
gives the additional information (beyond that there is at least one solution) that
there are infinitely many solutions. Parametrizing gives c2 = 1 + c3 and c1 = 1,
and so taking c3 to be zero gives a particular solution of c1 = 1, c2 = 1, and
c3 = 0 (which is, of course, the observation made at the start).
Two.III.3.20
2
0
3
1
A
0
1
1
0
routine Gaussian
reduction
3
4
1 1
(3/2)1 +3 2 +3
0
2 (1/2)1 +4
4 1
3 +4
2
0
0
0
0
1
0
0
3
1
11/2
0
4
1
3
0
suggests this basis h(2 0 3 4), (0 1 1 1), (0 0 11/2 3)i.

Another procedure, perhaps more convenient, is to swap rows first,
1 0 4 1
1 1
1 4 31 +3 2 +3 3 +4 0 1
21 +4
0 0 11
6
0 0 0
0
leading to the basis h(1 0 4 1), (0 1 1 1), (0 0 11 6)i.
Two.III.3.21
(a) This reduction

(1/2)1 +2 (1/3)2 +3
(1/2)1 +3
0
0
1
3/2
0
1/2
4/3
shows that the row rank, and hence the rank, is three.
(b) Inspection of the columns shows that the others are multiples of the first (inspection of the rows shows the same thing). Thus the rank is one.
Alternatively, the reduction
1 1 2
1 1 2
31 +2
3 3 6
0 0 0
21 +3
2 2 4
0 0 0
shows the same thing.
(c) This calculation
5
6
103
3
1
4
1
3
51 +2 2 +3
61 +3
0
0
9
0
3
14
0
shows that the rank is two.

(d) The rank is zero.
Two.III.3.22
(a) This reduction
1 3
1 3
1 4
2 1
1 +2
(1/6)2 +3
1 +3
21 +4
(5/6)2 +4
gives h(1 3), (0 6)i.

(b) Transposing and reducing
1 2
1
1
31 +2
3
1
1
+
0
1
3
1 3 3
0
2
5
5
4
4
1
0
0
0
3
6
0
0
0
0
2 +3
2
5
0
4
0
and then transposing back gives this basis.

1
0

h2 , 5i
1
4
(c) Notice first that the surrounding space is as P3 , not P2 . Then, taking the first
polynomial 1 + 1 x + 0 x2 + 0 x3 to be the same as the row vector (1 1 0 0),
etc., leads to
1 1 0 0
1 1
0 0
1 +2 2 +3
1 0 1 0
0 1 1 0
31 +3
3 2 1 0
0 0
0 0
which yields the basis h1 + x, x x2 i.
(d) Here the same gives
1 0 1
3
1 1
1 +2
2
1
4
1 0 3
1 +3
1 0 5 1 1 9
0
0
!
1
0 0
,
1
1 0
!
2
i
5
22 +3
leading to this basis.

1
h
3
0
1
0
0
0
1 3
2 1
0 0
1
0
0
5
0
104
Two.III.3.23 Only the zero matrices have rank of zero. The only matrices of rank one
have the form
k1
..
.
km
where is some nonzero row vector, and not all of the ki s are zero. (Remark. We
cant simply say that all of the rows are multiples of the first because the first row
might be the zero row. Another Remark. The above also applies with column
replacing row.)
Two.III.3.24 If a 6= 0 then a choice of d = (c/a)b will make the second row be a multiple
of the first, specifically, c/a times the first. If a = 0 and b = 0 then any non-0 choice
for d will ensure that the second row is nonzero. If a = 0 and b 6= 0 and c = 0 then
any choice for d will do, since the matrix will automatically have rank one (even with
the choice of d = 0). Finally, if a = 0 and b 6= 0 and c 6= 0 then no choice for d will
suffice because the matrix is sure to have rank two.
Two.III.3.25 The column rank is two. One way to see this is by inspection the column
space consists of two-tall columns and so can have a dimension of at least two, and we
can easily find two columns that together form a linearly independent set (the fourth
and fifth columns, for instance). Another way to see this is to recall that the column
rank equals the row rank, and to perform Gausss Method, which leaves two nonzero
rows.
Two.III.3.26 We apply Theorem 3.13. The number of columns of a matrix of coefficients
A of a linear system equals the number n of unknowns. A linear system with at
least one solution has at most one solution if and only if the space of solutions of
the associated homogeneous system has dimension zero (recall: in the General =
Particular + Homogeneous equation ~v = ~p + ~h, provided that such a ~p exists, the
solution ~v is unique if and only if the vector ~h is unique, namely ~h = ~0). But that
means, by the theorem, that n = r.
Two.III.3.27 The set of columns must be dependent because the rank of the matrix is
at most five while there are nine columns.
Two.III.3.28 There is little danger of their being equal since the row space is a set of
row vectors while the column space is a set of columns (unless the matrix is 11, in
which case the two spaces must be equal).
Remark. Consider
!
1 3
A=
2 6
105
and note that the row space is the set of all multiples of (1 3) while the column space
consists of multiples of
!
1
2
so we also cannot argue that the two spaces must be simply transposes of each other.
Two.III.3.29 First, the vector space is the set of four-tuples of real numbers, under the
natural operations. Although this is not the set of four-wide row vectors, the difference
is slight it is the same as that set. So we will treat the four-tuples like four-wide
vectors.
With that, one way to see that (1, 0, 1, 0) is not in the span of the first set is to
note that thisreduction
1 1 2 3
1 1 2 3
1 +2 2 +3
1 1 2 0
0 2 0 3
31 +3
3 1 6 6
0 0 0 0
and this
one
1 1 2 3
1 1 2
3
1 1 2 0
2
0
3
2 +3
3 4 0
1 +2
3
+
3 1 6 6
0 0 1 3/2
1
3 (1/2)2 +4
1 +4
1 0 1 0
0 0
0
0
yield matrices differing in rank. This means that addition of (1, 0, 1, 0) to the set of the
first three four-tuples increases the rank, and hence the span, of that set. Therefore
(1, 0, 1, 0) is not already in the span.
Two.III.3.30 It is a subspace because
it is the column
space of the matrix
3 2 4
1 0 1
2 2 5
of coefficients. To finda basis
forthe
column
space,
3
2
4

{c1 1 + c2 0 + c3 1 | c1 , c2 , c3 R }
2
2
5
we take the
three vectors
reduce,
from the spanning set, transpose,
3 1 2
3
1
2
(2/3)1 +2 (7/2)2 +3
2 0 2
0 2/3 2/3
(4/3)1 +3
4 1 5
0
0
0
and transpose back to get this.
3
0

h1 , 2/3i
2
2/3
106
Two.III.3.31 We can do this as a straightforward calculation.
T
ra1,1 + sb1,1 . . . ra1,n + sb1,n
..
(rA + sB)T =
.
ram,1 + sbm,1 . . . ram,n + sbm,n
ra1,1 + sb1,1 . . . ram,1 + sbm,1
..
=
.
ra1,n + sb1,n . . . ram,n + sbm,n
ra1,1 . . . ram,1
sb1,1 . . . sbm,1
..
..
=
+
.
.
ra1,n
...
ram,n
sb1,n
...
sbm,n
= rAT + sBT
Two.III.3.32
(a) These reductions give different bases.

!
!
!
1 2 0
1 2 0
1 2 0
1 +2
1 2 1
0 0 1
1 2 1
1 +2
22
1
0
2
0
!
0
2
(b) An easy example is this.

1
3
2
1
!
1
4
3
0
2
1
0
4
0
!
1
4
1
3
2
4
2
1
4
3
1
4
2
5
This is a less simplistic example.

1
3
2
1
(c) Assume that A and B are matrices with equal row spaces. Construct a matrix C
with the rows of A above the rows of B, and another matrix D with the rows of B
above the rows of A.
!
!
A
B
C=
D=
B
A
Observe that C and D are row-equivalent (via a sequence of row-swaps) and so
Gauss-Jordan reduce to the same reduced echelon form matrix.
Because the row spaces are equal, the rows of B are linear combinations of the
rows of A so Gauss-Jordan reduction on C simply turns the rows of B to zero rows
and thus the nonzero rows of C are just the nonzero rows obtained by Gauss-Jordan
reducing A. The same can be said for the matrix D Gauss-Jordan reduction on D
gives the same non-zero rows as are produced by reduction on B alone. Therefore,
107
A yields the same nonzero rows as C, which yields the same nonzero rows as D,
which yields the same nonzero rows as B.
Two.III.3.33 It cannot be bigger.
Two.III.3.34 The number of rows in a maximal linearly independent set cannot exceed
the number of rows. A better bound (the bound that is, in general, the best possible)
is the minimum of m and n, because the row rank equals the column rank.
Two.III.3.35 Because the rows of a matrix A are the columns of AT the dimension of the
row space of A equals the dimension of the column space of AT . But the dimension
of the row space of A is the rank of A and the dimension of the column space of AT
is the rank of AT . Thus the two ranks are equal.
Two.III.3.36 False. The first is a set of columns while the
This example, however,
!
1
1 2 3
A=
,
AT = 2
4 5 6
3
second is a set of rows.
5
6
indicates that as soon as we have a formal meaning for the same, we can apply it
here:
!
!
!
1
2
3
Columnspace(A) = [{
,
,
}]
4
5
6
while
Rowspace(AT ) = [{(1 4), (2 5), (3 6) }]
are the same as each other.
Two.III.3.37 No. Here, Gausss Method does not change the column space.
!
!
1 0
1 0
31 +2
3 1
0 1
Two.III.3.38 A linear system
c1 a
~ 1 + + cn a
~ n = ~d
has a solution if and only if ~d is in the span of the set { a
~ 1, . . . , a
~ n }. Thats true if and
only if the column rank of the augmented matrix equals the column rank of the matrix
of coefficients. Since rank equals the column rank, the system has a solution if and
only if the rank of its augmented matrix equals the rank of its matrix of coefficients.
Two.III.3.39 (a) Row rank equals column rank so each is at most the minimum of the
number of rows and columns. Hence both can be full only if the number of rows
equals the number of columns. (Of course, the converse does not hold: a square
matrix need not have full row rank or full column rank.)
108
(b) If A has full row rank then, no matter what the right-hand side, Gausss Method
on the augmented matrix ends with a leading one in each row and none of those leading ones in the furthest right column (the augmenting column). Back substitution
then gives a solution.
On the other hand, if the linear system lacks a solution for some right-hand side
it can only be because Gausss Method leaves some row so that it is all zeroes to
the left of the augmenting bar and has a nonzero entry on the right. Thus, if A
does not have a solution for some right-hand sides, then A does not have full row
rank because some of its rows have been eliminated.
(c) The matrix A has full column rank if and only if its columns form a linearly
independent set. Thats equivalent to the existence of only the trivial linear
relationship among the columns, so the only solution of the system is where each
variable is 0.
(d) The matrix A has full column rank if and only if the set of its columns is linearly
independent, and so forms a basis for its span. Thats equivalent to the existence of
a unique linear representation of all vectors in that span. That proves it, since any
linear representation of a vector in the span is a solution of the linear system.
Two.III.3.40 Instead of the row spaces being the same, the row space of B would be a
subspace (possibly equal to) the row space of A.
Two.III.3.41 Clearly rank(A) = rank(A) as Gausss Method allows us to multiply all
rows of a matrix by 1. In the same way, when k 6= 0 we have rank(A) = rank(kA).
Addition is more interesting. The rank of a sum can be smaller than the rank of
the summands.
!
!
!
1 2
1 2
0 0
+
=
3 4
3 4
0 0
The rank of a sum can be bigger !
than the rank
! of the summands.
!
1
0
2
0
0
3
0
4
1
3
2
4
But there is an upper bound (other than the size of the matrices). In general,
rank(A + B) 6 rank(A) + rank(B).
To prove this, note that we can perform Gaussian elimination on A + B in either
of two ways: we can first add A to B and then apply the appropriate sequence of
reduction steps
(A + B)
step1
stepk
echelon form
or we can get the same results by performing step1 through stepk separately on A
and B, and then adding. The largest rank that we can end with in the second case is
clearly the sum of the ranks. (The matrices above give examples of both possibilities,
rank(A + B) < rank(A) + rank(B) and rank(A + B) = rank(A) + rank(B), happening.)
109
Two.III.4: Combining Subspaces

Two.III.4.20 With each of these we can apply Lemma 4.15.
(a) Yes. The plane is the sum of this W1 and W2 because for any scalars a and b
!
!
!
a
ab
b
=
+
b
0
b
shows that the general vector is a sum of vectors from the two parts. And, these two
subspaces are (different) lines through the origin, and so have a trivial intersection.
(b) Yes. To see that any vector in the plane is a combination of vectors from these
parts, consider this relationship.
!
!
!
a
1
1
= c1
+ c2
b
1
1.1
We could now simply note that the set
!
!
1
1
{
,
}
1
1.1
is a basis for the space (because it is clearly linearly independent, and has size two
in R2 ), and thus there is one and only one solution to the above equation, implying
that all decompositions are unique. Alternatively, we can solve
c1 +
c2 = a 1 +2 c1 +
c2 =
a
c1 + 1.1c2 = b
0.1c2 = a + b
to get that c2 = 10(a + b) and c1 = 11a 10b, and so we have
!
!
!
a
11a 10b
10a + 10b
=
+
b
11a 10b
1.1 (10a + 10b)
as required. As with the prior answer, each of the two subspaces is a line through
the origin, and their intersection is trivial.
(c) Yes. Each vector in the plane is a sum in this way
!
!
!
x
x
0
=
+
y
y
0
and the intersection of the two subspaces is trivial.
(d) No. The intersection is not trivial.
(e) No. These are not subspaces.
Two.III.4.21 With each of these we can use Lemma 4.15.
(a) Any vector in R3 can be decomposed as this sum.

x
x
0

y = y + 0
z
0
z
And, the intersection of the xy-plane and the z-axis is the trivial subspace.
110

(b) Any vector in R3 can be decomposed as

x
xz
z

y = y z + z
z
0
z
and the intersection of the two spaces is trivial.
Two.III.4.22 It is. Showing that these two are subspaces is routine. To see that the
space is the direct sum of these two, just note that each member of P2 has the unique
decomposition m + nx + px2 = (m + px2 ) + (nx).
Two.III.4.23 To show that they are subspaces is routine. We will argue they are
complements with Lemma 4.15. The intersection E O is trivial because the only
polynomial satisfying both conditions p(x) = p(x) and p(x) = p(x) is the zero
polynomial. To see that the entire space is the sum of the subspaces E + O = Pn , note
that the polynomials p0 (x) = 1, p2 (x) = x2 , p4 (x) = x4 , etc., are in E and also note
that the polynomials p1 (x) = x, p3 (x) = x3 , etc., are in O. Hence any member of Pn
is a combination of members of E and O.
Two.III.4.24 Each of these is R3 .
(a) These are broken into some separate lines for readability.
W1 + W2 + W3 , W1 + W2 + W3 + W4 , W1 + W2 + W3 + W5 ,
W1 + W2 + W3 + W4 + W5 , W1 + W2 + W4 , W1 + W2 + W4 + W5 ,
W1 + W2 + W5 , W1 + W3 + W4 , W1 + W3 + W5 , W1 + W3 + W4 + W5 ,
W1 + W4 , W1 + W4 + W5 , W1 + W5 ,
W2 + W3 + W4 , W2 + W3 + W4 + W5 , W2 + W4 , W2 + W4 + W5 ,
W3 + W4 , W3 + W4 + W5 ,
W4 + W5
(b) W1 W2 W3 , W1 W4 , W1 W5 , W2 W4 , W3 W4
Two.III.4.25 Clearly each is a subspace. The bases Bi = hxi i for the subspaces, when
concatenated, form a basis for the whole space.
Two.III.4.26 It is W2 .
Two.III.4.27 True by Lemma 4.8.
Two.III.4.28 Two distinct direct sum decompositions of R4 are easy to find. Two such
are W1 = [{~e1 , ~e2 }] and W2 = [{~e3 , ~e4 }], and also U1 = [{~e1 }] and U2 = [{~e2 , ~e3 , ~e4 }].
(Many more are possible, for example R4 and its trivial subspace.)
In contrast, any partition of R1 s single-vector basis will give one basis with no
elements and another with a single element. Thus any decomposition involves R1 and
its trivial subspace.
111
Two.III.4.29 Set inclusion one way is easy: { w

~ 1 + + w
~k |w
~ i Wi } is a subset of
[W1 . . . Wk ] because each w
~ 1 + + w
~ k is a sum of vectors from the union.
For the other inclusion, to any linear combination of vectors from the union apply
commutativity of vector addition to put vectors from W1 first, followed by vectors
from W2 , etc. Add the vectors from W1 to get a w
~ 1 W1 , add the vectors from W2
to get a w
~ 2 W2 , etc. The result has the desired form.
Two.III.4.30 One example is to take the space to be R3 , and to take the subspaces to
be the xy-plane, the xz-plane, and the yz-plane.
Two.III.4.31 Of course, the zero vector is in all of the subspaces, so the intersection
contains at least that one vector.. By the definition of direct sum the set {W1 , . . . , Wk }
is independent and so no nonzero vector of Wi is a multiple of a member of Wj , when
i 6= j. In particular, no nonzero vector from Wi equals a member of Wj .
Two.III.4.32 It can contain a trivial subspace; this set of subspaces of R3 is independent:
{ {~0 }, x-axis }. No nonzero vector from the trivial space {~0 } is a multiple of a vector from
the x-axis, simply because the trivial space has no nonzero vectors to be candidates
for such a multiple (and also no nonzero vector from the x-axis is a multiple of the
zero vector from the trivial subspace).
Two.III.4.33 Yes. For any subspace of a vector space we can take any basis h
~ 1, . . . ,
~ ki
~ k+1 , . . . ,
~ n i for the whole
for that subspace and extend it to a basis h
~ 1, . . . ,
~ k,
~ k+1 , . . . ,
~ n i.
space. Then the complement of the original subspace has this basis h
Two.III.4.34 (a) It must. We can write any member of W1 + W2 as w
~1+w
~ 2 where
w
~ 1 W1 and w
~ 2 W2 . As S1 spans W1 , the vector w
~ 1 is a combination of
members of S1 . Similarly w
~ 2 is a combination of members of S2 .
(b) An easy way to see that it can be linearly independent is to take each to be the
empty set. On the other hand, in the space R1 , if W1 = R1 and W2 = R1 and
S1 = {1 } and S2 = {2 }, then their union S1 S2 is not independent.
Two.III.4.35
(a) The intersection and sum are

!
0 0
0
{
| c R}
{
c 0
c
!
b
| b, c, d R}
d
which have dimensions one and three.

(b) We write BUW for the basis for U W, we write BU for the basis for U, we
write BW for the basis for W, and we write BU+W for the basis under consideration.
To see that BU+W spans U + W, observe that we can write any vector c~u + d~
w
from U + W as a linear combination of the vectors in BU+W , simply by expressing
~u in terms of BU and expressing w
~ in terms of BW .
We finish by showing that BU+W is linearly independent. Consider
~ 1 + + cj+k+p
c1 ~1 + + cj+1
~ p = ~0
112

which can be rewritten in this way.
~ 1 cj+k+p
c1 ~1 + + cj ~j = cj+1
~p
Note that the left side sums to a vector in U while right side sums to a vector in
W, and thus both sides sum to a member of U W. Since the left side is a member
of U W, it is expressible in terms of the members of BUW , which gives the
~
combination of ~s from the left side above as equal to a combination of s.
But,
the fact that the basis BU is linearly independent shows that any such combination
is trivial, and in particular, the coefficients c1 , . . . , cj from the left side above are
all zero. Similarly, the coefficients of the s
~ are all zero. This leaves the above
~ but BUW is linearly independent,
equation as a linear relationship among the s,
~ are also zero.
and therefore all of the coefficients of the s
(c) Just count the basis vectors in the prior item: dim(U + W) = j + k + p, and
dim(U) = j + k, and dim(W) = k + p, and dim(U W) = k.
(d) We know that dim(W1 + W2 ) = dim(W1 ) + dim(W2 ) dim(W1 W2 ). Because
W1 W1 + W2 , we know that W1 + W2 must have dimension greater than that
of W1 , that is, must have dimension eight, nine, or ten. Substituting gives us
three possibilities 8 = 8 + 8 dim(W1 W2 ) or 9 = 8 + 8 dim(W1 W2 ) or
10 = 8 + 8 dim(W1 W2 ). Thus dim(W1 W2 ) must be either eight, seven, or
six. (Giving examples to show that each of these three cases is possible is easy, for
instance in R10 .)
Two.III.4.36 Expand each Si to a basis Bi for Wi . The concatenation of those bases

_
_
B1 Bk is a basis for V and thus its members form a linearly independent set.
But the union S1 Sk is a subset of that linearly independent set, and thus is
itself linearly independent.
Two.III.4.37
(a) Two such are these.

1
2
2
3
0 1
1 0
For the antisymmetric one, entries on the diagonal must be zero.

(b) A square symmetric matrix equals its transpose. A square antisymmetric matrix
equals the negative of its transpose.
(c) Showing that the two sets are subspaces is easy. Suppose that A Mnn . To
express A as a sum of a symmetric and an antisymmetric matrix, we observe that
A = (1/2)(A + AT ) + (1/2)(A AT )
and note the first summand is symmetric while the second is antisymmetric. Thus
Mnn is the sum of the two subspaces. To show that the sum is direct, assume a
matrix A is both symmetric A = AT and antisymmetric A = AT . Then A = A
and so all of As entries are zeroes.
113
Two.III.4.38 Assume that ~v (W1 W2 ) + (W1 W3 ). Then ~v = w

~2 +w
~ 3 where
w
~ 2 W1 W2 and w
~ 3 W1 W3 . Note that w
~ 2, w
~ 3 W1 and, as a subspace is
closed under addition, w
~2+w
~ 3 W1 . Thus ~v = w
~2+w
~ 3 W1 (W2 + W3 ).
This example proves that the inclusion may be strict: in R2 take W1 to be the
x-axis, take W2 to be the y-axis, and take W3 to be the line y = x. Then W1 W2
and W1 W3 are trivial and so their sum is trivial. But W2 + W3 is all of R2 so
W1 (W2 + W3 ) is the x-axis.
Two.III.4.39 It happens when at least one of W1 , W2 is trivial. But that is the only way
it can happen.
To prove this, assume that both are non-trivial, select nonzero vectors w
~ 1, w
~ 2 from
each, and consider w
~ 1 +w
~ 2 . This sum is not in W1 because w
~ 1 +w
~ 2 = ~v W1 would
imply that w
~ 2 = ~v w
~ 1 is in W1 , which violates the assumption of the independence
of the subspaces. Similarly, w
~1+w
~ 2 is not in W2 . Thus there is an element of V that
is not in W1 W2 .
Two.III.4.40 Yes. The left-to-right implication is Corollary 4.13. For the other direction, assume that dim(V) = dim(W1 ) + + dim(Wk ). Let B1 , . . . , Bk be bases
for W1 , . . . , Wk . As V is the sum of the subspaces, we can write any ~v V as
~v = w
~ 1 + + w
~ k and expressing each w
~ i as a combination of vectors from the
_
_
associated basis Bi shows that the concatenation B1 Bk spans V. Now, that
concatenation has dim(W1 ) + + dim(Wk ) members, and so it is a spanning set of
size dim(V). The concatenation is therefore a basis for V. Thus V is the direct sum.
Two.III.4.41 No. The standard basis for R2 does not split into bases for the complementary subspaces the line x = y and the line x = y.
Two.III.4.42 (a) Yes, W1 + W2 = W2 + W1 for all subspaces W1 , W2 because each side
is the span of W1 W2 = W2 W1 .
(b) This one is similar to the prior one each side of that equation is the span of
(W1 W2 ) W3 = W1 (W2 W3 ).
(c) Because this is an equality between sets, we can show that it holds by mutual
inclusion. Clearly W W + W. For W + W W just recall that every subset is
closed under addition so any sum of the form w
~1+w
~ 2 is in W.
(d) In each vector space, the identity element with respect to subspace addition is
the trivial subspace.
(e) Neither of left or right cancellation needs to hold. For an example, in R3 take
W1 to be the xy-plane, take W2 to be the x-axis, and take W3 to be the y-axis.
Two.III.4.43 (a) They are equal because for each, V is the direct sum if and only if we
can write each ~v V in a unique way as a sum ~v = w
~1+w
~ 2 and ~v = w
~2+w
~ 1.
(b) They are equal because for each, V is the direct sum if and only if we can write
each ~v V in a unique way as a sum of a vector from each ~v = (~
w1 + w
~ 2) + w
~3
and ~v = w
~ 1 + (~
w2 + w
~ 3 ).
(c) We can decompose any vector in R3 uniquely into the sum of a vector from each
axis.
(d) No. For an example, in R2 take W1 to be the x-axis, take W2 to be the y-axis,
and take W3 to be the line y = x.
(e) In any vector space the trivial subspace acts as the identity element with respect
to direct sum.
(f) In any vector space, only the trivial subspace has a direct-sum inverse (namely,
itself). One way to see this is that dimensions add, and so increase.
Topic: Fields
1 Going through the five conditions shows that they are all familiar from elementary
mathematics.
2 As with the prior question, going through the five conditions shows that for both of
these structures, the properties are familiar.
3 The integers fail condition (5). For instance, there is no multiplicative inverse for
2 while 2 is an integer, 1/2 is not.
4 We can do these checks by listing all of the possibilities. For instance, to verify the
first half of condition (2) we must check that the structure is closed under addition and
that addition is commutative a + b = b + a, we can check both of these for all possible
pairs a and b because there are only four such pairs. Similarly, for associativity, there
are only eight triples a, b, c, and so the check is not too long. (There are other ways
to do the checks; in particular, you may recognize these operations as arithmetic
modulo 2. But an exhaustive check is not onerous)
5 These will do.
+ 0 1
0 0 1
1 1 2
2 2 0
As in the prior item, we could verify
the cases.
2
0
2
0 0
0
1 0
1
2 0
that they satisfy
1
0
1
2
the
2
0
2
1
conditions by listing all of
115
Topic: Crystals
1 Each fundamental unit is 3.34 1010 cm, so there are about 0.1/(3.34 1010 )
such units. That gives 2.99 108 , so there are something like 300, 000, 000 (three
hundred million) regions.
2
(a) We solve
c1
1.42
0
!
+ c2
1.23
0.71
!
=
5.67
3.14
!
=
1.42c1 + 1.23c2 = 5.67

0.71c2 = 3.14
to get c2 4.42 and c1 0.16.

(b) Here is the point located in the lattice. In the picture on the left, superimposed
~ 1 and
~ 2 , and a box showing the offset
on the unit cell are the two basis vectors
~ 1 + 4.42
~ 2 . The picture on the right shows where that appears inside of
of 0.16
the crystal lattice, taking as the origin the lower left corner of the hexagon in the
lower left.
So this point is in the next column of hexagons over, and either one hexagon up or
two hexagons up, depending on how you count them.
(c) This second basis
!
!
1.42
0
h
,
i
0
1.42
makes the computation easier
!
!
1.42
0
c1
+ c2
=
0
1.42
5.67
3.14
!
=
1.42c1
= 5.67
1.42c2 = 3.14
(we get c2 2.21 and c1 3.99), but it doesnt seem to have to do much with the
physical structure that we are studying.
3 In terms of the basis the locations of the corner atoms are (0, 0, 0), (1, 0, 0), . . . ,
(1, 1, 1). The locations of the face atoms are (0.5, 0.5, 1), (1, 0.5, 0.5), (0.5, 1, 0.5),
(0, 0.5, 0.5), (0.5, 0, 0.5), and (0.5, 0.5, 0). The locations of the atoms a quarter of
the way down from the top are (0.75, 0.75, 0.75) and (0.25, 0.25, 0.25). The atoms a
quarter of the way up from the bottom are at (0.75, 0.25, 0.25) and (0.25, 0.75, 0.25).
Converting to ngstroms is easy.
4
(a) 195.08/6.02 1023 = 3.239 1022

(b) Each platinum atom in the middle of each face is split between two cubes, so
that is 6/2 = 3 atoms so far. Each atom at a corner is split among eight cubes, so
that makes an additional 8/8 = 1 atom, so the total is 4.
(c) 4 3.239 1022 = 1.296 1021
(d) 1.296 1021 /21.45 = 6.042 1023 cubic centimeters
8
(e) 3.924
10 centimeters.

0
0
3.924 108
(f) h
0
0
, 3.924 108 ,
i
8
0
0
3.924 10
Topic: Voting Paradoxes

1 This example yields a non-rational preference order for a single voter.
Democrat
Republican
Third
character
most
middle
least
experience
middle
least
most
policies
least
most
middle
The Democrat is better than the Republican for character and experience. The
Republican wins over the Third for character and policies. And, the Third beats the
Democrat for experience and policies.
2 First, compare the D > R > T decomposition that was

1
1
1
1 2 2
1 = 1 + 1 +
3
3
3
1
0
1
covered in the Topic

1

0
1
with the decomposition of the opposite T > R > D voter.

1
1
1
1

=
d
+
d
+
d
1
1
1

1
2
3 0
1
1
0
1
Obviously, the second is the negative of the first, and so d1 = 1/3, d2 = 2/3, and
d3 = 2/3. This principle holds for any pair of opposite voters, and so we need only
117
do the computation for a voter from the second row, and a voter from the third row.
For a positive spin voter in the second row,
c1 c2 c3 = 1
c1 + c2
= 1
c1
+ c3 = 1
c1 c2
2c2 +
1 +2 (1/2)2 +3
1 +3
c3 = 1
c3 = 0
(3/2)c3 = 2
gives c3 = 4/3, c2 = 2/3, and c1 = 1/3. For a positive spin voter in the third row,
c1 c2 c3 = 1
c1 + c2
= 1
c1
+ c3 = 1
c1 c2
2c2 +
1 +2 (1/2)2 +3
1 +3
c3 = 1
c3 = 2
(3/2)c3 = 1
gives c3 = 2/3, c2 = 4/3, and c1 = 1/3.

3 The mock election corresponds to the table on page 153 in the way shown in the
first table, and after cancellation the result is the second table.
positive spin
D>R>T
5 voters
R>T >D
8 voters
T >D>R
8 voters
negative spin
T >R>D
2 voters
D>T >R
4 voters
R>D>T
2 voters
positive spin
D>R>T
3 voters
R>T >D
4 voters
T >D>R
6 voters
negative spin
T >R>D
-cancelledD>T >R
-cancelledR>D>T
-cancelled-
All three come from the same side of the table (the left), as the result from this Topic
says must happen. Tallying the election can now proceed, using the canceled numbers
D
1
D
1
+4
R
1
+6
D
1
R
1
R
1
to get the same outcome.

4
(a) We can rewrite the two as c 6 a b and c 6 b a. Either a b or b a

is nonpositive and so c 6 |a b|, as required.
(b) This is immediate from the supposition that 0 6 a + b c.
(c) A trivial example starts with the zero-voter election and adds any one voter. A
more interesting example takes the Political Science mock election and add two
T > D > R voters (they can be added one at a time, to satisfy the addition of one
more voter criteria in the question). The additional voters have positive spin, which
is the spin of the votes remaining after cancellation in the original mock election.
This is the resulting table of voters and next to it is the result of cancellation.
118

positive spin negative spin
positive spin
D>R>T
T >R>D
D>R>T
5 voters
2 voters
3 voters
R>T >D
D>T >R
R>T >D
8 voters
4 voters
4 voters
T >D>R
R>D>T
T >D>R
10 voters
2 voters
8 voters
This is the election using the canceled numbers.
D
1
D
1
+4
+8
D
1
negative spin
T >R>D
-cancelled
D>T >R
-cancelledR>D>T
-cancelled-
R
1
The majority cycle has indeed disappeared.

(d) One such condition is that, after cancellation, all three be nonnegative or all
three be nonpositive, and: |c| < |a + b| and |b| < |a + c| and |a| < |b + c|. That
follows from this diagram.
D
T
D
c
D
a
a+bc
ab+c
a + b + c
(a) A two-voter election can have a majority cycle in two ways. First, the two
voters could be opposites, resulting after cancellation in the trivial election (with
the majority cycle of all zeroes). Second, the two voters could have the same spin
but come from different rows, as here.
D
1
D
1
+1
+0
D
1
(b) There are two cases. An even number of voters can split half and half into
opposites, e.g., half the voters are D > R > T and half are T > R > D. Then
cancellation gives the trivial election. If the number of voters is greater than one
and odd (of the form 2k + 1 with k > 0) then using the cycle diagram from the
proof,
D
T
R
a
D
a
R
b
D
c
R
c
ab+c
a + b + c
a+bc
we can take a = k and b = k and c = 1. Because k > 0, this is a majority cycle.

6 It is nonempty because it contains the zero vector. To see that it is closed under
linear combinations of two of its members, suppose that ~v1 and ~v2 are in U and
consider c1~v1 + c2~v2 . For any ~u U,
(c1~v1 + c2~v2 ) ~u = c1 (~v1 ~u) + c2 (~v2 ~u) = c1 0 + c2 0 = 0
and so c1~v1 + c2~v2 U .

As to whether it holds if U is a subset but not a subspace, the answer is yes.
Topic: Dimensional Analysis

1
(a) Assuming that this

(L1 M0 T 0 )p1 (L1 M0 T 0 )p2 (L1 M0 T 1 )p3 (L0 M0 T 0 )p4 (L1 M0 T 2 )p5 (L0 M0 T 1 )p6
equals L0 M0 T 0 gives rise to this linear system
p1 + p2 + p3 + p5
=0
p3 2p5 + p6 = 0
(there is no restriction on p4 ). The natural parametrization uses the free variables
to give p3 = 2p5 + p6 and p1 = p2 + p5 p6 . The resulting description of the
solution
set

p1
1
0
1
1
p2
1
0
0
0

p
0
0
2
1
3

{ = p2 + p4 + p5 + p6 | p2 , p4 , p5 , p6 R}
p4
0
1
0
0

p5
0
0
1
0
p6
0
0
0
1
gives {y/x, , xt/v0 2 , v0 t/x} as a complete set of dimensionless products (recall that
complete in this context does not mean that there are no other dimensionless
products; it simply means that the set is a basis). This is, however, not the set of
dimensionless products that the question asks for.
There are two ways to proceed. The first is to fiddle with the choice of parameters,
hoping to hit on the right set. For that, we can do the prior paragraph in reverse.
Converting the given dimensionless products gt/v0 , gx/v20 , gy/v20 , and into
vectors gives this description (note the ? s where the parameters will go).

p1
0
1
0
0
p2
0
0
1
0

p
0
1
2
2
3

{ = ? + ? + ? + p4 | p2 , p4 , p5 , p6 R }
p4
0
0
0
1

p5
1
1
1
0
p6
1
0
0
0
The p4 is already in place. Examining the rows shows that we can also put in place
p6 , p1 , and p2 .
The second way to proceed, following the hint, is to note that the given set is
of size four in a four-dimensional vector space and so we need only show that it is
linearly independent. That is easily done by inspection, by considering the sixth,
first, second, and fourth components of the vectors.
120
(b) The first equation can be rewritten

gt
gx
=
cos
2
v0
v0
so that Buckinghams function is f1 (1 , 2 , 3 , 4 ) = 2 1 cos(4 ). The second
equation can be rewritten
2
gy
gt
1 gt
=
sin
v0 2
v0
2 v0
and Buckinghams function here is f2 (1 , 2 , 3 , 4 ) = 3 1 sin(4 ) + (1/2)1 2 .
2 Consider
(L0 M0 T 1 )p1 (L1 M1 T 2 )p2 (L3 M0 T 0 )p3 (L0 M1 T 0 )p4 = (L0 M0 T 0 )
which gives these relations among the powers.
p2 3p3
=0
p1 + 2p2
=0
1 3 2 +3
p2
+ p4 = 0
p2
+ p4 = 0
p1 + 2p2
=0
3p3 + p4 = 0
This is the solution space (because we wish to express k as a function of the other
quantities, we take p2 as the parameter).
2
1
{
p2 | p2 R }
1/3
1
Thus, 1 = 2 kN1/3 m is the dimensionless combination, and we have that k equals
2 N1/3 m1 times a constant (the function f is constant since it has no arguments).
3 (a) Setting
(L2 M1 T 2 )p1 (L0 M0 T 1 )p2 (L3 M0 T 0 )p3 = (L0 M0 T 0 )
gives this
2p1
+ 3p3 = 0
p1
=0
2p1 p2
=0
which implies that p1 = p2 = p3 = 0. That is, among quantities with these
dimensional formulas, the only dimensionless product is the trivial one.
(b) Setting
gives this.
2p1
+ 3p3 3p4 = 0
p1
+ p4 = 0
2p1 p2
=0
(1/2)1 +2 2 3
1 +3
2p1
+
p2 +
3p3
3p4 = 0
3p3
3p4 = 0
(3/2)p3 + (5/2)p4 = 0
121
Taking p1 as parameter to express the torque gives this description of the solution
set.
1
2
{
p1 | p1 R }
5/3
1
Denoting the torque by , the rotation rate by r, the volume of air by V, and the
density of air by d we have that 1 = r2 V 5/3 d1 , and so the torque is r2 V 5/3 d
times a constant.
4 (a) These are the dimensional formulas.
dimensional
quantity formula
speed of the wave v L1 M0 T 1
separation of the dominoes d L1 M0 T 0
height of the dominoes h L1 M0 T 0
acceleration due to gravity g L1 M0 T 2
(b) The relationship
gives this linear system.
p1 + p2 + p3 + p4 = 0
1 +4 p1 + p2 + p3 + p4 = 0
0 = 0
p2 + p3 p4 = 0
p1
2p4 = 0
Taking p3 and p4 as parameters,
can describe
the solution set in this way.
we
0
2
1
1

{ p3 + p 4 | p 3 , p 4 R }
1
0
0
1
2
That gives {1 = h/d, 2 = dg/v } as a complete set.
and so, since g is a constant,

(c) Buckinghams Theorem says that v2 = dg f(h/d)
if h/d is fixed then v is proportional to d .

5 Checking the conditions in the definition of a vector space is routine.
6 (a) The dimensional formula of the circumference is L, that is, L1 M0 T 0 . The
dimensional formula of the area is L2 .
(b) One is C + A = 2r + r2 .
(c) One example is this formula relating the the length of arc subtended by an angle
to the radius and the angle measure in radians: ` r = 0. Both terms in that
formula have dimensional formula L1 . The relationship holds for some unit systems
(inches and radians, for instance) but not for all unit systems (inches and degrees,
for instance).
Chapter Three
Chapter Three: Maps

Between Spaces
Isomorphisms
Three.I.1: Definition and Examples
Three.I.1.12
(a) Call the map f.

f
(a b) 7
!
a
b
It is one-to-one
because

if f sends
two members of the domain to the same image,
that is, if f (a b) = f (c d) , then the definition of f gives that
!
!
a
c
=
b
d
and since column vectors are equal only if they have equal components, we have
that a = c and that b = d. Thus, if f maps two row vectors from the domain to
the same column vector then the two row vectors are equal: (a b) = (c d).
To show that f is onto we must show that any member of the codomain R2 is
the image under f of some row vector. Thats easy;
!
x
y

is f (x y) .
124

The computation for preservation of addition is this.
!
a+c
b+d
!
!

a
c
+
= f (a b) + f (c d)
b
d

f (a b) + (c d) = f (a + c b + d) =
The computation for preservation of scalar multiplication is similar.

!
!

ra
a
f r (a b) = f (ra rb) =
=r
= r f (a b)
rb
b
(b) Denote the map from Example 1.2 by f. To show that it is one-to-one, assume
that f(a0 +a1 x+a2 x2 ) = f(b0 +b1 x+b2 x2 ). Then by the definition of the function,

a0
b0

=
a
1 b 1
a2
b2
and so a0 = b0 and a1 = b1 and a2 = b2 . Thus a0 + a1 x + a2 x2 = b0 + b1 x + b2 x2 ,
and consequently f is one-to-one.
The function f is onto because there is a polynomial sent to

a

b
c
by f, namely, a + bx + cx2 .
As for structure, this shows that f preserves addition
f (a0 + a1 x + a2 x2 ) + (b0 + b1 x + b2 x2 )
= f (a0 + b0 ) + (a1 + b1 )x + (a2 + b2 )x2
a0 + b0
= a1 + b1
a2 + b2

a0
b0

= a1 + b1
a2
b2
= f(a0 + a1 x + a2 x2 ) + f(b0 + b1 x + b2 x2 )
125
and this shows

f( r(a0 + a1 x + a2 x2 ) ) = f( (ra0 ) + (ra1 )x + (ra2 )x2 )
ra0
= ra1
ra2

a0

= r a1
a2
= r f(a0 + a1 x + a2 x2 )
that it preserves scalar multiplication.
Three.I.1.13 !
These are the
! images.
!
5
0
1
(a)
(b)
(c)
2
2
1
To prove that f is one-to-one, assume that it maps two linear polynomials to the
same image f(a1 + b1 x) = f(a2 + b2 x). Then
!
!
a1 b 1
a2 b2
=
b1
b2
and so, since column vectors are equal only when their components are equal, b1 = b2
and a1 = a2 . That shows that the two linear polynomials are equal, and so f is
one-to-one.
To show that f is onto, note that this member of the codomain
!
s
t
is the image of this member of the domain (s + t) + tx.
To check that f preserves structure, we can use item (2) of Lemma 1.11.
f (c1 (a1 + b1 x) + c2 (a2 + b2 x)) = f ((c1 a1 + c2 a2 ) + (c1 b1 + c2 b2 )x)
!
(c1 a1 + c2 a2 ) (c1 b1 + c2 b2 )
=
c1 b 1 + c2 b 2
!
!
a1 b1
a2 b2
= c1
+ c2
b1
b2
= c1 f(a1 + b1 x) + c2 f(a2 + b2 x)
Three.I.1.14 To verify it is one-to-one, assume that f1 (c1 x + c2 y + c3 z) = f1 (d1 x +
d2 y + d3 z). Then c1 + c2 x + c3 x2 = d1 + d2 x + d3 x2 by the definition of f1 . Members
of P2 are equal only when they have the same coefficients, so this implies that c1 = d1
126
and c2 = d2 and c3 = d3 . Therefore f1 (c1 x + c2 y + c3 z) = f1 (d1 x + d2 y + d3 z)

implies that c1 x + c2 y + c3 z = d1 x + d2 y + d3 z, and so f1 is one-to-one.
To verify that it is onto, consider an arbitrary member of the codomain a1 + a2 x +
a3 x2 and observe that it is indeed the image of a member of the domain, namely, it is
f1 (a1 x + a2 y + a3 z). (For instance, 0 + 3x + 6x2 = f1 (0x + 3y + 6z).)
The computation checking that f1 preserves addition is this.
f1 ( (c1 x + c2 y + c3 z) + (d1 x + d2 y + d3 z) )
= f1 ( (c1 + d1 )x + (c2 + d2 )y + (c3 + d3 )z )
= (c1 + d1 ) + (c2 + d2 )x + (c3 + d3 )x2
= (c1 + c2 x + c3 x2 ) + (d1 + d2 x + d3 x2 )
= f1 (c1 x + c2 y + c3 z) + f1 (d1 x + d2 y + d3 z)
The check that f1 preserves scalar multiplication is this.
f1 ( r (c1 x + c2 y + c3 z) ) = f1 ( (rc1 )x + (rc2 )y + (rc3 )z )
= (rc1 ) + (rc2 )x + (rc3 )x2
= r (c1 + c2 x + c3 x2 )
= r f1 (c1 x + c2 y + c3 z)
Three.I.1.15 (a) No; this map is not one-to-one. In particular, the matrix of all zeroes
is mapped to the same image as the matrix of all ones.
(b) Yes, this is an isomorphism.
It is one-to-one:
!
!
a1 b1
a2 b2
if f(
) = f(
)
c1 d1
c2 d 2
a1 + b1 + c1 + d1
a2 + b2 + c2 + d2
a +b +c
a +b +c
1
1
1
2
2
2
then
=
a1 + b1
a2 + b2
a1
a2
gives that a1 = a2 , and that b1 = b2 , and that c1 = c2 , and that d1 = d2 .
It is onto, since this shows

x
!
y
w
zw

)
= f(
z
yz xy
w
that any four-tall vector is the image of a 22 matrix.
127
Finally, it preserves combinations

!
!
a1 b 1
a2 b2
f( r1
+ r2
)
c1 d 1
c2 d 2
!
r1 a1 + r2 a2 r1 b1 + r2 b2
= f(
)
r1 c1 + r2 c2 r1 d1 + r2 d2
r1 a1 + + r2 d2
r a + + r c
1 1
2 2
=
r1 a1 + + r2 b2
r1 a1 + r2 a2
a 1 + + d1
a2 + + d2
a + + c
a + + c
1
2
1
2
= r1
+ r2
a1 + b1
a2 + b 2
a1
a2
!
!
a1 b1
a2 b 2
= r1 f(
) + r2 f(
)
c1 d 1
c2 d 2
and so item (2) of Lemma 1.11 shows that it preserves structure.
(c) Yes, it is an isomorphism.
To show that it is one-to-one, we suppose that two members of the domain have
the same image under f.
!
!
a1 b1
a2 b2
f(
) = f(
)
c1 d 1
c2 d 2
This gives, by the definition of f, that c1 + (d1 + c1 )x + (b1 + a1 )x2 + a1 x3 =
c2 + (d2 + c2 )x + (b2 + a2 )x2 + a2 x3 and then the fact that polynomials are equal
only when their coefficients are equal gives a set of linear equations
c1 = c2
d1 + c1 = d2 + c2
b1 + a1 = b2 + a2
a1 = a2
that has only the solution a1 = a2 , b1 = b2 , c1 = c2 , and d1 = d2 .
To show that f is onto, we note that p + qx + rx2 + sx3 is the image under f of
this matrix.
!
s rs
p qp
128

We can check that f preserves structure by using item (2) of Lemma 1.11.
!
!
a1 b1
a2 b2
f(r1
+ r2
)
c1 d 1
c2 d 2
!
r1 a1 + r2 a2 r1 b1 + r2 b2
= f(
)
r1 c1 + r2 c2 r1 d1 + r2 d2
= (r1 c1 + r2 c2 ) + (r1 d1 + r2 d2 + r1 c1 + r2 c2 )x
+ (r1 b1 + r2 b2 + r1 a1 + r2 a2 )x2 + (r1 a1 + r2 a2 )x3

= r1 c1 + (d1 + c1 )x + (b1 + a1 )x2 + a1 x3

+ r2 c2 + (d2 + c2 )x + (b2 + a2 )x2 + a2 x3
!
!
a1 b 1
a2 b2
= r1 f(
) + r2 f(
)
c1 d 1
c2 d 2
(d) No, this map does not preserve structure. For instance, it does not send the
matrix of all zeroes to the zero polynomial.
Three.I.1.16 It is one-to-one and onto, a correspondence, because it has an inverse
(namely, f1 (x) = 3 x). However, it is not an isomorphism. For instance, f(1) + f(1) 6=
f(1 + 1).
Three.I.1.17 Many maps are possible. Here are two.
!
b
(a b) 7
and (a b) 7
a
2a
b
The verifications are straightforward adaptations of the others above.

Three.I.1.18 Here are two.

a1

a0 + a1 x + a2 x2 7 a0
a2
a0 + a1
and a0 + a1 x + a2 x2 7 a1
a2
Verification is straightforward (for the second, to show that it is onto, note that

s

t
u
is the image of (s t) + tx + ux2 ).
Three.I.1.19 The space R2 is not a subspace of R3 because it is not a subset of R3 . The
two-tall vectors in R2 are not members of R3 .
The natural isomorphism : R2 R3 (called the injection map) is this.

!
x
x

7 y
y
0
129
This map is one-to-one because

!
!
x1
x2
f(
) = f(
)
y1
y2
implies

x1
x2

y1 = y2
0
0
which in turn implies that x1 = x2 and y1 = y2 , and therefore the initial two two-tall
vectors are equal.
Because

!
x
x

)
y = f(
y
0
this map is onto the xy-plane.
To show that this map preserves structure, we will use item (2) of Lemma 1.11
and show
!
!
!
c1 x1 + c2 x2
x1
x2
c1 x1 + c2 x2
f(c1
+ c2
) = f(
) = c1 y1 + c2 y2
y1
y2
c1 y1 + c2 y2
0

!
!
x1
x2
x1
x2

= c1 y1 + c2 y2 = c1 f(
) + c2 f(
)
y1
y2
0
0
that it preserves combinations of two vectors.
Three.I.1.20 Here are two:

r1

r1 r2
r2
. 7
.
.
r16
...
...
r16
and
r1
r1

r2
r2
. 7 .
.
.
.
.
r16
..
.
r16
Verification that each is an isomorphism is easy.

Three.I.1.21 When k is the product k = mn, here is an isomorphism.
r1
r1 r2 . . .
r2
..
7 ..
.
.
. . . rmn
rmn
Checking that this is an isomorphism is easy.
Rn . (If we take P1 and R0 to be trivial vector
Three.I.1.22 If n > 1 then Pn1 =
spaces, then the relationship extends one dimension lower.) The natural isomorphism
130
between them is this.
a0 + a1 x + + an1 xn1
a0
a1
7
..
.
an1
Checking that it is an isomorphism is straightforward.

Three.I.1.23 This is the map, expanded.
f(a0 + a1 x + a2 x2 + a3 x3 + a4 x4 + a5 x5 )
= a0 + a1 (x 1) + a2 (x 1)2 + a3 (x 1)3
+ a4 (x 1)4 + a5 (x 1)5
= a0 + a1 (x 1) + a2 (x2 2x + 1)
+ a3 (x3 3x2 + 3x 1)
+ a4 (x4 4x3 + 6x2 4x + 1)
+ a5 (x5 5x4 + 10x3 10x2 + 5x 1)
= (a0 a1 + a2 a3 + a4 a5 )
+ (a1 2a2 + 3a3 4a4 + 5a5 )x
+ (a2 3a3 + 6a4 10a5 )x2
+ (a3 4a4 + 10a5 )x3
+ (a4 5a5 )x4 + a5 x5
This map is a correspondence because it has an inverse, the map p(x) 7 p(x + 1).
To finish checking that it is an isomorphism we apply item (2) of Lemma 1.11 and
show that it preserves linear combinations of two polynomials. Briefly, f(c (a0 +
a1 x + + a5 x5 ) + d (b0 + b1 x + + b5 x5 )) equals this
(ca0 ca1 + ca2 ca3 + ca4 ca5 + db0 db1 + db2 db3 + db4 db5 )
+ + (ca5 + db5 )x5
which equals c f(a0 + a1 x + + a5 x5 ) + d f(b0 + b1 x + + b5 x5 ).
Three.I.1.24 No vector space has the empty set underlying it. We can take ~v to be the
zero vector.
~ } and { ~b }, the map sending a
~ to ~b is
Three.I.1.25 Yes; where the two spaces are { a
clearly one-to-one and onto, and also preserves what little structure there is.
Three.I.1.26 A linear combination of n = 0 vectors adds to the zero vector and so
Lemma 1.10 shows that the three statements are equivalent in this case.
131
Three.I.1.27 Consider the basis h1i for P0 and let f(1) R be k. For any a P0 we
have that f(a) = f(a 1) = af(1) = ak and so fs action is multiplication by k. Note
that k 6= 0 or else the map is not one-to-one. (Incidentally, any such map a 7 ka is
an isomorphism, as is easy to check.)
Three.I.1.28 In each item, following item (2) of Lemma 1.11, we show that the map
preserves structure by showing that the it preserves linear combinations of two
members of the domain.
(a) The identity map is clearly one-to-one and onto. For linear combinations the
check is easy.
id(c1 ~v1 + c2 ~v2 ) = c1~v1 + c2~v2 = c1 id(~v1 ) + c2 id(~v2 )
(b) The inverse of a correspondence is also a correspondence (as stated in the
appendix), so we need only check that the inverse preserves linear combinations.
Assume that w
~ 1 = f(~v1 ) (so f1 (~
w1 ) = ~v1 ) and assume that w
~ 2 = f(~v2 ).

f1 (c1 w
~ 1 + c2 w
~ 2 ) = f1 c1 f(~v1 ) + c2 f(~v2 )

= f1 ( f c1~v1 + c2~v2 )
= c1~v1 + c2~v2
= c1 f1 (~
w1 ) + c2 f1 (~
w2 )
(c) The composition of two correspondences is a correspondence (as stated in the
appendix), so we need only check that the composition map preserves linear combinations.

g f c1 ~v1 + c2 ~v2 = g f(c1~v1 + c2~v2 )

= g c1 f(~v1 ) + c2 f(~v2 )

= c1 g f(~v1 )) + c2 g(f(~v2 )
= c1 g f (~v1 ) + c2 g f (~v2 )
Three.I.1.29 One direction is easy: by definition, if f is one-to-one then for any w
~ W
at most one ~v V has f(~v ) = w
~ , and so in particular, at most one member of V is
mapped to ~0W . The proof of Lemma 1.10 does not use the fact that the map is a
correspondence and therefore shows that any structure-preserving map f sends ~0V to
~0W .
For the other direction, assume that the only member of V that is mapped to ~0W is
~0V . To show that f is one-to-one assume that f(~v1 ) = f(~v2 ). Then f(~v1 ) f(~v2 ) = ~0W
and so f(~v1 ~v2 ) = ~0W . Consequently ~v1 ~v2 = ~0V , so ~v1 = ~v2 , and so f is one-to-one.
Three.I.1.30 We will prove something stronger not only is the existence of a dependence preserved by isomorphism, but each instance of a dependence is preserved, that
132
is,
~vi = c1~v1 + + ci1~vi1 + ci+1~vi+1 + + ck~vk
f(~vi ) = c1 f(~v1 ) + + ci1 f(~vi1 ) + ci+1 f(~vi+1 ) + + ck f(~vk ).
The = direction of this statement holds by item (3) of Lemma 1.11. The =
direction holds by regrouping
f(~vi ) = c1 f(~v1 ) + + ci1 f(~vi1 ) + ci+1 f(~vi+1 ) + + ck f(~vk )
= f(c1~v1 + + ci1~vi1 + ci+1~vi+1 + + ck~vk )
and applying the fact that f is one-to-one, and so for the two vectors ~vi and c1~v1 +
+ ci1~vi1 + ci+1 f~vi+1 + + ck f(~vk to be mapped to the same image by f, they
must be equal.
Three.I.1.31 (a) This map is one-to-one because if ds (~v1 ) = ds (~v2 ) then by definition
of the map, s ~v1 = s ~v2 and so ~v1 = ~v2 , as s is nonzero. This map is onto as any
w
~ R2 is the image of ~v = (1/s) w
~ (again, note that s is nonzero). (Another way
to see that this map is a correspondence is to observe that it has an inverse: the
inverse of ds is d1/s .)
To finish, note that this map preserves linear combinations
ds (c1 ~v1 + c2 ~v2 ) = s(c1~v1 + c2~v2 ) = c1 s~v1 + c2 s~v2 = c1 ds (~v1 ) + c2 ds (~v2 )
and therefore is an isomorphism.
(b) As in the prior item, we can show that the map t is a correspondence by noting
that it has an inverse, t .
That the map preserves structure is geometrically easy to see. For instance,
adding two vectors and then rotating them has the same effect as rotating first
and then adding. For an algebraic argument, consider polar coordinates: the map
t sends the vector with endpoint (r, ) to the vector with endpoint (r, + ).
Then the familiar trigonometric formulas cos( + ) = cos cos sin sin and
sin( + ) = sin cos + cos sin show how to express the maps action in the
usual rectangular coordinate system.
!
!
!
!
x
r cos t r cos( + )
x cos y sin
=
7
=
y
r sin
r sin( + )
x sin + y cos
Now the calculation for preservation of addition is routine.
!
!
x1 + x2
(x1 + x2 ) cos (y1 + y2 ) sin
t
7
y1 + y2
(x1 + x2 ) sin + (y1 + y2 ) cos
!
!
x1 cos y1 sin
x2 cos y2 sin
=
+
x1 sin + y1 cos
x2 sin + y2 cos
The calculation for preservation of scalar multiplication is similar.
133
(c) This map is a correspondence because it has an inverse (namely, itself).

As in the last item, that the reflection map preserves structure is geometrically
easy to see: adding vectors and then reflecting gives the same result as reflecting
first and then adding, for instance. For an algebraic proof, suppose that the line
` has slope k (the case of a line with undefined slope can be done as a separate,
but easy, case). We can follow the hint and use polar coordinates: where the line
` forms an angle of with the x-axis, the action of f` is to send the vector with
endpoint (r cos , r sin ) to the one with endpoint (r cos(2 ), r sin(2 )).
f
`
7
( )
To convert to rectangular coordinates, we will use some trigonometric formulas, as

we did in the prior item. First observe that cos and sin can be determined from
the slope k of the line. This picture
x 1 + k2
kx
gives that cos = 1/ 1 + k2 and sin = k/ 1 + k2 . Now,

cos(2 ) = cos(2) cos + sin(2) sin

= cos2 sin2 cos + (2 sin cos ) sin

1
k
k
1
= (
)2 (
)2 cos + 2
sin
1 + k2
1 + k2
1 + k2 1 + k2

1 k2
2k
=
cos +
sin
1 + k2
1 + k2
and thus the first component of the image vector is this.
1 k2
2k
r cos(2 ) =
x+
y
1 + k2
1 + k2
A similar calculation shows that the second component of the image vector is this.
2k
1 k2
r sin(2 ) =
x
y
2
1+k
1 + k2
With this algebraic description of the action of f`
!
!
x
(1 k2 /1 + k2 ) x + (2k/1 + k2 ) y
f`
7
y
(2k/1 + k2 ) x (1 k2 /1 + k2 ) y
checking that it preserves structure is routine.
Three.I.1.32 First, the map p(x) 7 p(x + k) doesnt count because it is a version of
p(x) 7 p(x k). Here is a correct answer (many others are also correct): a0 + a1 x +
a2 x2 7 a2 + a0 x + a1 x2 . Verification that this is an isomorphism is straightforward.
134
Three.I.1.33 (a) For the only if half, let f : R1 R1 to be an isomorphism. Consider

the basis h1i R1 . Designate f(1) by k. Then for any x we have that f(x) =
f(x 1) = x f(1) = xk, and so fs action is multiplication by k. To finish this half,
just note that k 6= 0 or else f would not be one-to-one.
For the if half we only have to check that such a map is an isomorphism when
k 6= 0. To check that it is one-to-one, assume that f(x1 ) = f(x2 ) so that kx1 = kx2
and divide by the nonzero factor k to conclude that x1 = x2 . To check that it is
onto, note that any y R1 is the image of x = y/k (again, k 6= 0). Finally, to check
that such a map preserves combinations of two members of the domain, we have
this.
f(c1 x1 + c2 x2 ) = k(c1 x1 + c2 x2 ) = c1 kx1 + c2 kx2 = c1 f(x1 ) + c2 f(x2 )
(b) By the prior item, fs action is x 7 (7/3)x. Thus f(2) = 14/3.
(c) For the only if half, assume that f : R2 R2 is an automorphism. Consider the
standard basis E2 for R2 . Let
!
!
a
b
f(~e1 ) =
and f(~e2 ) =
.
c
d
Then the action of f on any vector is determined by by its action on the two basis
vectors.
!
!
!
!
x
a
b
ax + by
f(
) = f(x ~e1 + y ~e2 ) = x f(~e1 ) + y f(~e2 ) = x
+y
=
y
c
d
cx + dy
To finish this half, note that if ad bc = 0, that is, if f(~e2 ) is a multiple of f(~e1 ),
then f is not one-to-one.
For if we must check that the map is an isomorphism, under the condition
that ad bc 6= 0. The structure-preservation check is easy; we will here show that
f is a correspondence.
For the
this.
!
! argument that the map!is one-to-one, assume
!
x1
x2
ax1 + by1
ax2 + by2
) = f(
) and so
=
y1
y2
cx1 + dy1
cx2 + dy2
Then, because ad bc 6= 0, the resulting system
a(x1 x2 ) + b(y1 y2 ) = 0
c(x1 x2 ) + d(y1 y2 ) = 0
has a unique solution, namely the trivial one x1 x2 = 0 and y1 y2 = 0 (this
follows from the hint).
The argument that this map is onto is closely related this system
ax1 + by1 = x
cx1 + dy1 = y
has a solution for any x and y if and only
! if this
! set
f(
a
b
,
}
c
d
135
spans R2 , i.e., if and only if this set is a basis (because it is a two-element subset of
R2 ), i.e., if and only if ad bc 6= 0.
(d)
!
!
!
!
!
!
!
!
0
1
1
1
1
2
0
2
f(
) = f(
) = f(
) f(
)=
=
1
3
4
3
4
1
1
2
Three.I.1.34 There are many answers; two are linear independence and subspaces.
First we show that if a set {~v1 , . . . ,~vn } is linearly independent then its image
{f(~v1 ), . . . , f(~vn ) } is also linearly independent. Consider a linear relationship among
members of the image set.
0 = c1 f(~v1 ) + + cn f(v~n ) = f(c1~v1 ) + + f(cn v~n ) = f(c1~v1 + + cn v~n )
Because this map is an isomorphism, it is one-to-one. So f maps only one vector from
the domain to the zero vector in the range, that is, c1~v1 + + cn~vn equals the zero
vector (in the domain, of course). But, if {~v1 , . . . ,~vn } is linearly independent then all
of the cs are zero, and so { f(~v1 ), . . . , f(~vn ) } is linearly independent also. (Remark.
There is a small point about this argument that is worth mention. In a set, repeats
collapse, that is, strictly speaking, this is a one-element set: {~v,~v }, because the things
listed as in it are the same thing. Observe, however, the use of the subscript n in
the above argument. In moving from the domain set {~v1 , . . . ,~vn } to the image set
{f(~v1 ), . . . , f(~vn ) }, there is no collapsing, because the image set does not have repeats,
because the isomorphism f is one-to-one.)
To show that if f : V W is an isomorphism and if U is a subspace of the domain V
then the set of image vectors f(U) = { w
~ W|w
~ = f(~u) for some ~u U} is a subspace
of W, we need only show that it is closed under linear combinations of two of its
members (it is nonempty because it contains the image of the zero vector). We have
c1 f(~u1 ) + c2 f(~u2 ) = f(c1 ~u1 ) + f(c2 ~u2 ) = f(c1 ~u1 + c2 ~u2 )
and c1 ~u1 + c2 ~u2 is a member of U because of the closure of a subspace under
combinations. Hence the combination of f(~u1 ) and f(~u2 ) is a member of f(U).
Three.I.1.35
(a) The association

c1
RepB ()
~
~
~
~p = c1 1 + c2 2 + c3 3 7 c2
c3
is a function if every member ~p of the domain is associated with at least one member
of the codomain, and if every member ~p of the domain is associated with at most
one member of the codomain. The first condition holds because the basis B spans
~
the domain every ~p can be written as at least one linear combination of s.
The
second condition holds because the basis B is linearly independent every member
~
~p of the domain can be written as at most one linear combination of the s.
136

~1 +
(b) For the one-to-one argument, if RepB (~p) = RepB (~q), that is, if RepB (p1
~ 2 + p3
~ 3 ) = RepB (q1
~ 1 + q2
~ +q
~ 3 ) then
p2
2 3
p1
q1

p2 = q2
p3
q3
and so p1 = q1 and p2 = q2 and p3 = q3 , which gives the conclusion that ~p = ~q.
Therefore this map is one-to-one.
For onto, we can just note that

a

b
c
~ 1 + b
~ 2 + c
~ 3 ), and so any member of the codomain R3 is the
equals RepB (a
image of some member of the domain P2 .
(c) This map respects addition and scalar multiplication because it respects combinations of two members of the domain (that is, we are using item (2) of Lemma 1.11):
~ 1 + p2
~ 2 + p3
~ 3 and ~q = q1
~ 1 + q2
~ 2 + q3
~ 3 , we have this.
where ~p = p1
~ 1 + (cp2 + dq2 )
~ 2 + (cp3 + dq3 )
~3 )
RepB (c ~p + d ~q) = RepB ( (cp1 + dq1 )
cp1 + dq1
= cp2 + dq2
cp3 + dq3

p1
q1

= c p2 + d q2
p3
q3
= RepB (~p) + RepB (~q)

(d) Use any basis B for P2 whose first two members are x + x2 and 1 x, say
B = hx + x2 , 1 x, 1i.
Three.I.1.36 See the next subsection.
Three.I.1.37 (a) Most of the conditions in the definition of a vector space are routine.
We here sketch the verification of part (1) of that definition.
For closure of U W, note that because U and W are closed, we have that
~u1 + ~u2 U and w
~ 1 +w
~ 2 W and so (~u1 + ~u2 , w
~ 1 +w
~ 2 ) U W. Commutativity
of addition in U W follows from commutativity of addition in U and W.
(~u1 , w
~ 1 )+(~u2 , w
~ 2 ) = (~u1 +~u2 , w
~ 1 +w
~ 2 ) = (~u2 +~u1 , w
~ 2 +w
~ 1 ) = (~u2 , w
~ 2 )+(~u1 , w
~ 1)
~
~
The check for associativity of addition is similar. The zero element is (0U , 0W )
U W and the additive inverse of (~u, w
~ ) is (~u, ~
w).
The checks for the second part of the definition of a vector space are also
straightforward.
137
(b) This is a basis

!
!
!
!
!
0
0
0
1
0
2
h (1,
), (x,
), (x ,
), (1,
), (1,
)i
0
0
0
0
1
because there is one and only one way to represent any member of P2 R2 with
respect to this set; here is an example.
!
!
!
!
!
!
5
0
0
0
1
0
2
2
(3+2x+x ,
) = 3(1,
)+2(x,
)+(x ,
)+5(1,
)+4(1,
)
4
0
0
0
0
1
The dimension of this space is five.
(c) We have dim(U W) = dim(U) + dim(W) as this is a basis.
h(~1 , ~0W ), . . . , (~dim(U) , ~0W ), (~0U ,
~ 1 ), . . . , (~0U ,
~ dim(W) )i
~ in
(d) We know that if V = U W then each ~v V can be written as ~v = ~u + w
one and only one way. This is just what we need to prove that the given function
an isomorphism.
First, to show that f is one-to-one we can show that if f ((~u1 , w
~ 1 )) = ((~u2 , w
~ 2 )),
that is, if ~u1 + w
~ 1 = ~u2 + w
~ 2 then ~u1 = ~u2 and w
~1 =w
~ 2 . But the statement each
~v is such a sum in only one way is exactly what is needed to make this conclusion.
Similarly, the argument that f is onto is completed by the statement that each ~v is
such a sum in at least one way.
This map also preserves linear combinations
f( c1 (~u1 , w
~ 1 ) + c2 (~u2 , w
~ 2 ) ) = f( (c1 ~u1 + c2 ~u2 , c1 w
~ 1 + c2 w
~ 2) )
= c1 ~u1 + c2 ~u2 + c1 w
~ 1 + c2 w
~2
= c1 ~u1 + c1 w
~ 1 + c2 ~u2 + c2 w
~2
= c1 f( (~u1 , w
~ 1 ) ) + c2 f( (~u2 , w
~ 2) )
and so it is an isomorphism.
Three.I.2: Dimension Characterizes Isomorphism

Three.I.2.9 Each pair of spaces is isomorphic if and only if the two have the same
dimension. We can, when there is an isomorphism, state a map, but it isnt strictly
necessary.
(a) No, they have different dimensions.
(b) No, they have different dimensions.
138

(c) Yes, they have the same dimension. One isomorphism is this.

!
a
a b c
..
7 .
d e f
f
(d) Yes, they have the same dimension. This is an isomorphism.
!
a b c
5
a + bx + + fx 7
d e f
(e) Yes, both have dimension 2k.
Three.I.2.10
(a) RepB (3 2x) =
5
2
!
(b)
0
2
!
(c)
1
1
Three.I.2.11 They have different dimensions.

Three.I.2.12 Yes, both are mn-dimensional.
Three.I.2.13 Yes, any two (nondegenerate) planes are both two-dimensional vector
spaces.
Three.I.2.14 There are many answers, one is the set of Pk (taking P1 to be the trivial
vector space).
Three.I.2.15 False (except when n = 0). For instance, if f : V Rn is an isomorphism
then multiplying by any nonzero scalar, gives another, different, isomorphism. (Between trivial spaces the isomorphisms are unique; the only map possible is ~0V 7 0W .)
Three.I.2.16 No. A proper subspace has a strictly lower dimension than its superspace;
if U is a proper subspace of V then any linearly independent subset of U must have
fewer than dim(V) members or else that set would be a basis for V, and U wouldnt
be proper.
~ 1, . . . ,
~ n i, the inverse is this.
Three.I.2.17 Where B = h

c1
..
~ 1 + + cn
~n
. 7 c1
cn
Three.I.2.18 All three spaces have dimension equal to the rank of the matrix.
~1 +
Three.I.2.19 We must show that if a
~ = ~b then f(~
a) = f(~b). So suppose that a1
~ n = b1
~ 1 + + bn
~ n . Each vector in a vector space (here, the domain
+ an
space) has a unique representation as a linear combination of basis vectors, so we can
conclude that a1 = b1 , . . . , an = bn . Thus,

a1
b1
.. ..
f(~
a) = . = . = f(~b)
an
and so the function is well-defined.
bn
139
Three.I.2.20 Yes, because a zero-dimensional space is a trivial space.

Three.I.2.21 (a) No, this collection has no spaces of odd dimension.
Rk+1 .
(b) Yes, because Pk =
M32 .
(c) No, for instance, M23 =
Three.I.2.22 One direction is easy: if the two are isomorphic via f then for any basis
B V, the set D = f(B) is also a basis (this is shown in Lemma 2.4). The check
~ 1 + + cn
~ n) =
that corresponding vectors have the same coordinates: f(c1
~
~
~
~
c1 f(1 ) + + cn f(n ) = c1 1 + + cn n is routine.
For the other half, assume that there are bases such that corresponding vectors have
the same coordinates with respect to those bases. Because f is a correspondence, to
show that it is an isomorphism, we need only show that it preserves structure. Because
RepB (~v ) = RepD (f(~v )), the map f preserves structure if and only if representations
preserve addition: RepB (~v1 + ~v2 ) = RepB (~v1 ) + RepB (~v2 ) and scalar multiplication:
~ 1 + + (cn +
RepB (r ~v ) = r RepB (~v ) The addition calculation is this: (c1 + d1 )
~ n = c1
~ 1 + + cn
~ n + d1
~ 1 + + dn
~ n , and the scalar multiplication
dn )
calculation is similar.
Three.I.2.23 (a) Pulling the definition back from R4 to P3 gives that a0 + a1 x + a2 x2 +
a3 x3 is orthogonal to b0 +b1 x+b2 x2 +b3 x3 if and only if a0 b0 +a1 b1 +a2 b2 +a3 b3 =
0.
(b) A natural definition is this.

a0
a1
a
2a
1
2
D( ) =
a2
3a3
a3
0
Three.I.2.24 Yes.
First, f is well-defined because every member of V has one and only one representation as a linear combination of elements of B.
Second we must show that f is one-to-one and onto. It is one-to-one because every
member of W has only one representation as a linear combination of elements of
D, since D is a basis. And f is onto because every member of W has at least one
representation as a linear combination of members of D.
Finally, preservation of structure is routine to check. For instance, here is the
140
preservation of addition calculation.

(c1
~ 1 + + cn
~ n ) + (d1
~ 1 + + dn
~ n) )
f(
(c1 + d1 )
~ 1 + + (cn + dn )
~n )
= f(
~ 1 ) + + (cn + dn )f(
~ n)
= (c1 + d1 )f(
~ 1 ) + + cn f(
~ n ) + d1 f(
~ 1 ) + + dn f(
~ n)
= c1 f(
1
1
~ 1 + + cn
~ n ) + +f(d
~ 1 + + dn
~ n)
= f(c
Preservation of scalar multiplication is
(The second equality is the definition of f.)
similar.
Three.I.2.25 Because V1 V2 = {~0V } and f is one-to-one we have that f(V1 ) f(V2 ) =
{~0U }. To finish, count the dimensions: dim(U) = dim(V) = dim(V1 ) + dim(V2 ) =
dim(f(V1 )) + dim(f(V2 )), as required.
Three.I.2.26 Rational numbers have many representations, e.g., 1/2 = 3/6, and the
numerators can vary among representations.
Homomorphisms
Three.II.1: Definition
Three.II.1.18
(a) Yes. The verification is straightforward.

x1
x2
c1 x1 + c2 x2
h(c1 y1 + c2 y2 ) = h(c1 y1 + c2 y2 )
z1
z2
c1 z 1 + c2 z 2
c1 x1 + c2 x2
=
c1 x1 + c2 x2 + c1 y1 + c2 y2 + c1 z1 + c2 z2
!
!
x1
x2
= c1
+ c2
x1 + y1 + z1
c2 + y 2 + z 2

x1
x2

= c1 h(y1 ) + c2 h(y2 )
z1
z2
141
(b) Yes. The verification is easy.

x1
x2
c1 x1 + c2 x2

h(c1 y1 + c2 y2 ) = h(c1 y1 + c2 y2 )
z1
z2
c1 z 1 + c2 z 2
!
0
=
0

x1
x2

= c1 h(y1 ) + c2 h(y2 )
z1
z2
(c) No. An example of an addition that is not respected is this.

!
0
0
0
0
1

h(0 + 0) =
6= h(0) + h(0)
1
0
0
0
0
(d) Yes. The verification is straightforward.

x1
x2
c1 x1 + c2 x2

h(c1 y1 + c2 y2 ) = h(c1 y1 + c2 y2 )
z1
z2
c1 z 1 + c2 z 2
!
2(c1 x1 + c2 x2 ) + (c1 y1 + c2 y2 )
=
3(c1 y1 + c2 y2 ) 4(c1 z1 + c2 z2 )
!
!
2x1 + y1
2x2 + y2
= c1
+ c2
3y1 4z1
3y2 4z2

x1
x2

= c1 h(y1 ) + c2 h(y2 )
z1
z2
Three.II.1.19 For each, we must either check that the map preserves linear combinations
or give an example of a linear combination that is not.
(a) Yes. The check that it preserves combinations is routine.
!
!
!
a1 b1
a2 b2
r1 a1 + r2 a2 r1 b1 + r2 b2
h(r1
+ r2
) = h(
)
c1 d1
c2 d2
r1 c1 + r2 c2 r1 d1 + r2 d2
= (r1 a1 + r2 a2 ) + (r1 d1 + r2 d2 )
= r1 (a1 + d1 ) + r2 (a2 + d2 )
!
a1 b1
a2
= r1 h(
) + r2 h(
c1 d 1
c2
!
b2
)
d2
142

(b) No. For instance, not preserved is multiplication by the scalar 2.
!
!
!
1 0
2 0
1 0
h(2
) = h(
) = 4 while 2 h(
)=21=2
0 1
0 2
0 1
(c) Yes. This is the check that it preserves combinations of two members of
the domain.
!
!
a1 b1
a2 b2
h(r1
+ r2
)
c1 d 1
c2 d 2
!
r1 a1 + r2 a2 r1 b1 + r2 b2
= h(
)
r1 c1 + r2 c2 r1 d1 + r2 d2
= 2(r1 a1 + r2 a2 ) + 3(r1 b1 + r2 b2 ) + (r1 c1 + r2 c2 ) (r1 d1 + r2 d2 )
= r1 (2a1 + 3b1 + c1 d1 ) + r2 (2a2 + 3b2 + c2 d2 )
!
!
a1 b1
a2 b2
= r1 h(
+ r2 h(
)
c1 d 1
c2 d2
(d) No. An example of a combination that is not preserved is that doing it
one way gives this
!
!
!
1 0
1 0
2 0
h(
+
) = h(
)=4
0 0
0 0
0 0
while the other way gives this.
1
h(
0
!
0
1
) + h(
0
0
!
0
)=1+1=2
0
Three.II.1.20 The check that each is a homomorphisms is routine. Here is the check for
the differentiation map.
d
(r (a0 + a1 x + a2 x2 + a3 x3 ) + s (b0 + b1 x + b2 x2 + b3 x3 ))
dx
d
=
((ra0 + sb0 ) + (ra1 + sb1 )x + (ra2 + sb2 )x2 + (ra3 + sb3 )x3 )
dx
= (ra1 + sb1 ) + 2(ra2 + sb2 )x + 3(ra3 + sb3 )x2
= r (a1 + 2a2 x + 3a3 x2 ) + s (b1 + 2b2 x + 3b3 x2 )
d
d
=r
(a0 + a1 x + a2 x2 + a3 x3 ) + s
(b0 + b1 x + b2 x2 + b3 x3 )
dx
dx
(An alternate proof is to simply note that this is a property of differentiation that is
familiar from calculus.)
These two maps are not inverses as this composition does not act as the identity
map on this element of the domain.
d/dx
1 P3 7 0 P2 7 0 P3
143
Three.II.1.21 Each of these projections is a homomorphism. Projection to the xz-plane

and to the yz-plane are these maps.

x
x
x
0

y 7 0
y 7 y
z
z
z
z
Projection to the x-axis, to the y-axis, and to the z-axis are these maps.

x
x
x
0
x
0

7 0
y 7 0
y 7 y
y
z
0
z
0
z
z
And projection to the origin is this map.

x
0

7
y

0
0
z
Verification that each is a homomorphism is straightforward. (The last one, of course,
is the zero transformation on R3 .)
Three.II.1.22 The first is not onto; for instance, there is no polynomial that is sent the
constant polynomial p(x) = 1. The second is not one-to-one; both of these members
of the domain
!
!
1 0
0 0
and
0 0
0 1
map to the same member of the codomain, 1 R.
Three.II.1.23 Yes; in any space id(c ~v + d w
~ ) = c ~v + d w
~ = c id(~v) + d id(~
w).
Three.II.1.24 (a) This map does not preserve structure since f(1 + 1) = 3, while
f(1) + f(1) = 2.
(b) The check is routine.
!
!
!
x1
x2
r1 x1 + r2 x2
f(r1
+ r2
) = f(
)
y1
y2
r1 y1 + r2 y2
= (r1 x1 + r2 x2 ) + 2(r1 y1 + r2 y2 )
= r1 (x1 + 2y1 ) + r2 (x2 + 2y2 )
!
!
x1
x2
= r1 f(
) + r2 f(
)
y1
y2
Three.II.1.25 Yes. Where h : V W is linear, h(~u ~v) = h(~u + (1) ~v) = h(~u) +
(1) h(~v) = h(~u) h(~v).
~1 +
Three.II.1.26 (a) Let ~v V be represented with respect to the basis as ~v = c1
~
~
~
~
~
+ cn n . Then h(~v) = h(c1 1 + + cn n ) = c1 h(1 ) + + cn h(n ) =
c1 ~0 + + cn ~0 = ~0.
144

(b) This argument is similar to the prior one. Let ~v V be represented with
~ 1 + + cn
~ n . Then h(c1
~ 1 + + cn
~ n) =
respect to the basis as ~v = c1
~
~
~
~
c1 h(1 ) + + cn h(n ) = c1 1 + + cn n = ~v.
~ 1 ) + + cn h(
~ n ) = c1 r
~ 1 + + cn r
~ n = r(c1
~1 ++
(c) As above, only c1 h(
~ n ) = r~v.
cn
Three.II.1.27 That it is a homomorphism follows from the familiar rules that the
logarithm of a product is the sum of the logarithms ln(ab) = ln(a) + ln(b) and that
the logarithm of a power is the multiple of the logarithm ln(ar ) = r ln(a). This map
is an isomorphism because it has an inverse, namely, the exponential map, so it is a
correspondence, and therefore it is an isomorphism.
= x/2 and y
= y/3, the image set is
Three.II.1.28 Where x
!
!
x
x
(2
x)2 (3
y) 2
2 + y
2 = 1 }
{
| 4 + 9 = 1} = {
|x
y
y
y
-plane.
the unit circle in the x
Three.II.1.29 The circumference function r 7 2r is linear. Thus we have 2 (rearth +
6) 2 (rearth ) = 12. Observe that it takes the same amount of extra rope to raise
the circle from tightly wound around a basketball to six feet above that basketball as
it does to raise it from tightly wound around the earth to six feet above the earth.
Three.II.1.30 Verifying that it is linear is routine.

x1
x2
c1 x1 + c2 x2

h(c1 y1 + c2 y2 ) = h(c1 y1 + c2 y2 )
z1
z2
c1 z 1 + c2 z 2
= 3(c1 x1 + c2 x2 ) (c1 y1 + c2 y2 ) (c1 z1 + c2 z2 )
= c1 (3x1 y1 z1 ) + c2 (3x2 y2 z2 )

x1
x2

= c1 h(y1 ) + c2 h(y2 )
z1
z2
The natural guess at a generalization is that for any fixed ~k R3 the map ~v 7 ~v ~k
is linear. This statement is true. It follows from properties of the dot product we
have seen earlier: (~v + ~u) ~k = ~v ~k + ~u ~k and (r~v) ~k = r(~v ~k). (The natural guess
at a generalization of this generalization, that the map from Rn to R whose action
consists of taking the dot product of its argument with a fixed vector ~k Rn is linear,
is also true.)
Three.II.1.31 Let h : R1 R1 be linear. A linear map is determined by its action on a
basis, so fix the basis h1i for R1 . For any r R1 we have that h(r) = h(r 1) = r h(1)
and so h acts on any argument r by multiplying it by the constant h(1). If h(1) is
145
not zero then the map is a correspondence its inverse is division by h(1) so any
nontrivial transformation of R1 is an isomorphism.
This projection map is an example that shows that not every transformation of
Rn acts via multiplication by a constant
when
n> 1, including when n = 2.
x1
x1

x2
0
. 7 .
.
.
.
.
xn
0
Three.II.1.32 (a) Where c and d are scalars, we have this.

x1
y1
..
..
h(c . + d . )
xn
yn
cx1 + dy1
..
= h(
)
.
cxn + dyn
a1,1 (cx1 + dy1 ) + + a1,n (cxn + dyn )
..
=
.
am,1 (cx1 + dy1 ) + + am,n (cxn + dyn )
a1,1 x1 + + a1,n xn
a1,1 y1 + + a1,n yn
..
..
=c
+d
.
.
am,1 x1 + + am,n xn
am,1 y1 + + am,n yn

x1
y1
..
..
= c h( . ) + d h( . )
xn
yn
(b) Each power i of the derivative operator is linear because of these rules familiar
from calculus.
di
di
di
di
di
( f(x) + g(x) ) =
f(x) + i g(x)
r f(x) = r i f(x)
i
i
i
dx
dx
dx
dx
dx
Thus the given map is a linear transformation of Pn because any linear combination
of linear maps is also a linear map.
Three.II.1.33 (This argument has already appeared, as part of the proof that isomorphism is an equivalence.) Let f : U V and g : V W be linear. The composition
preserves linear combinations
g f(c1 ~u1 + c2 ~u2 ) = g( f(c1 ~u1 + c2 ~u2 ) ) = g( c1 f(~u1 ) + c2 f(~u2 ) )

= c1 g(f(~u1 )) + c2 g(f(~u2 )) = c1 g f(~u1 ) + c2 g f(~u2 )
146
where ~u1 , ~u2 U and scalars c1 , c2

~ s cannot be linearly independent if the set of
Three.II.1.34 (a) Yes. The set of w
~v s is linearly dependent because any nontrivial relationship in the domain ~0V =
c1~v1 + + cn~vn would give a nontrivial relationship in the range f(~0V ) = ~0W =
f(c1~v1 + + cn~vn ) = c1 f(~v1 ) + + cn f(~vn ) = c1 w
~ + + cn w
~ n.
(b) Not necessarily. For instance, the transformation of R2 given by
!
!
x
x+y
7
y
x+y
sends this linearly independent set in the domain to a linearly dependent image.
!
!
!
!
1
1
1
2
{~v1 ,~v2 } = {
,
} 7 {
,
} = {w
~ 1, w
~ 2}
0
1
1
2
(c) Not necessarily. An example is the projection map : R3 R2

!
x
x

y 7
y
z
and this set that does not span the domain but maps to a set that does span the
codomain.

!
!
1
0
1
0

{ 0 , 1 } 7 {
,
}
0
1
0
0
(d) Not necessarily. For instance, the injection map : R2 R3 sends the standard
basis E2 for the domain to a set that does not span the codomain. (Remark.
However, the set of w
~ s does span the range. A proof is easy.)
Three.II.1.35 Recall that the entry in row i and column j of the transpose of M is the
entry mj,i from row j and column i of M. Now, the check is routine. Start with the
transpose of the combination.
T
..
..
.
.
[r
ai,j + s bi,j ]
..
..
.
.
Combine and take the transpose.
..
.
ra
+
sbi,j
i,j
..
.
..
.
raj,i + sbj,i
=

..
.
147
Then bring out the scalars, and un-transpose.
..
..
.
.
=r
aj,i + s bj,i
..
..
.
.
..
.
=r
aj,i
..
.

+ s
..
.
bj,i
..
.
The domain is Mmn while the codomain is Mnm .

Three.II.1.36
(a) For any homomorphism h : Rn Rm we have
h(`) = {h(t ~u + (1 t) ~v) | t [0..1] } = {t h(~u) + (1 t) h(~v) | t [0..1] }

which is the line segment from h(~u) to h(~v).
(b) We must show that if a subset of the domain is convex then its image, as a subset
of the range, is also convex. Suppose that C Rn is convex and consider its image
h(C). To show h(C) is convex we must show that for any two of its members, ~d1
and ~d2 , the line segment connecting them
` = {t ~d1 + (1 t) ~d2 | t [0..1] }
is a subset of h(C).
Fix any member t ~d1 + (1 t) ~d2 of that line segment. Because the endpoints
of ` are in the image of C, there are members of C that map to them, say h(~c1 ) = ~d1
and h(~c2 ) = ~d2 . Now, where t is the scalar that we fixed in the first sentence of this
paragraph, observe that h(t~c1 +(1t)~c2 ) = th(~c1 )+(1t)h(~c2 ) = t~d1 +(1t)~d2
Thus, any member of ` is a member of h(C), and so h(C) is convex.
Three.II.1.37 (a) For ~v0 ,~v1 Rn , the line through ~v0 with direction ~v1 is the set
{~v0 + t ~v1 | t R }. The image under h of that line {h(~v0 + t ~v1 ) | t R } =
{ h(~v0 ) + t h(~v1 ) | t R } is the line through h(~v0 ) with direction h(~v1 ). If h(~v1 )
is the zero vector then this line is degenerate.
(b) A k-dimensional linear surface in Rn maps to a k-dimensional linear surface in
Rm (possibly it is degenerate). The proof is just like that the one for the line.
Three.II.1.38 Suppose that h : V W is a homomorphism and suppose that S is a
: S W defined by h(~
s) = h(~s). (The only
subspace of V. Consider the map h
difference between h and h is the difference in domain.) Then this new map is linear:
1 ~s1 + c2 ~s2 ) = h(c1~s1 + c2~s2 ) = c1 h(~s1 ) + c2 h(~s2 ) = c1 h(~
s1 ) + c2 h(~
s2 ).
h(c
Three.II.1.39 This will appear as a lemma in the next subsection.
148

(a) The range is nonempty because V is nonempty. To finish we need to show that it
is closed under combinations. A combination of range vectors has the form, where
~v1 , . . . ,~vn V,
c1 h(~v1 ) + + cn h(~vn ) = h(c1~v1 ) + + h(cn~vn ) = h(c1 ~v1 + + cn ~vn ),
which is itself in the range as c1 ~v1 + + cn ~vn is a member of domain V.
Therefore the range is a subspace.
(b) The null space is nonempty since it contains ~0V , as ~0V maps to ~0W . It is closed
under linear combinations because, where ~v1 , . . . ,~vn V are elements of the inverse
image {~v V | h(~v) = ~0W }, for c1 , . . . , cn R
~0W = c1 h(~v1 ) + + cn h(~vn ) = h(c1 ~v1 + + cn ~vn )
and so c1 ~v1 + + cn ~vn is also in the inverse image of ~0W .
(c) This image of U nonempty because U is nonempty. For closure under combinations, where ~u1 , . . . , ~un U,
c1 h(~u1 ) + + cn h(~un ) = h(c1 ~u1 ) + + h(cn ~un ) = h(c1 ~u1 + + cn ~un )
which is itself in h(U) as c1 ~u1 + + cn ~un is in U. Thus this set is a subspace.
(d) The natural generalization is that the inverse image of a subspace of is a subspace.
Suppose that X is a subspace of W. Note that ~0W X so that the set
{~v V | h(~v) X } is not empty. To show that this set is closed under combinations, let ~v1 , . . . ,~vn be elements of V such that h(~v1 ) = ~x1 , . . . , h(~vn ) = ~xn and
note that
h(c1 ~v1 + + cn ~vn ) = c1 h(~v1 ) + + cn h(~vn ) = c1 ~x1 + + cn ~xn
so a linear combination of elements of h1 (X) is also in h1 (X).
Three.II.1.40 No; the set of isomorphisms does not contain the zero map (unless the
space is trivial).
~ 1, . . . ,
~ n i doesnt span the space then the map neednt be unique.
Three.II.1.41 If h
For instance, if we try to define a map from R2 to itself by specifying only that ~e1
maps to itself, then there is more than one homomorphism possible; both the identity
map and the projection map onto the first component fit this condition.
~ 1, . . . ,
~ n i is linearly independent then we risk
If we drop the condition that h
an inconsistent specification (i.e, there could be no such map). An example is if
we consider h~e2 , ~e1 , 2~e1 i, and try to define a map from R2 to itself that sends ~e2 to
itself, and sends both ~e1 and 2~e1 to ~e1 . No homomorphism can satisfy these three
conditions.
149
Three.II.1.42
(a) Briefly, the check of linearity is this.

!
f1 (r1~v1 + r2~v2 )
F(r1 ~v1 + r2 ~v2 ) =
f2 (r1~v1 + r2~v2 )
!
!
f1 (~v1 )
f1 (~v2 )
= r1
+ r2
= r1 F(~v1 ) + r2 F(~v2 )
f2 (~v1 )
f2 (~v2 )
(b) Yes. Let 1 : R2 R1 and 2 : R2 R1 be the projections

!
!
x 1
x 2
7 x and
7 y
y
y
onto the two axes. Now, where f1 (~v) = 1 (F(~v)) and f2 (~v) = 2 (F(~v)) we have the
desired component functions.
!
f1 (~v)
F(~v) =
f2 (~v)
They are linear because they are the composition of linear functions, and the
fact that the composition of linear functions is linear was part of the proof that
isomorphism is an equivalence relation (alternatively, the check that they are linear
is straightforward).
(c) In general, a map from a vector space V to an Rn is linear if and only if each of
the component functions is linear. The verification is as in the prior item.
Three.II.2: Range space and Null space

Three.II.2.21 First, to answer whether a polynomial is in the null space, we have to
consider it as a member of the domain P3 . To answer whether it is in the range space,
we consider it as a member of the codomain P4 . That is, for p(x) = x4 , the question
of whether it is in the range space is sensible but the question of whether it is in the
null space is not because it is not even in the domain.
(a) The polynomial x3 P3 is not in the null space because h(x3 ) = x4 is not the
zero polynomial in P4 . The polynomial x3 P4 is in the range space because
x2 P3 is mapped by h to x3 .
(b) The answer to both questions is, Yes, because h(0) = 0. The polynomial 0 P3
is in the null space because it is mapped by h to the zero polynomial in P4 . The
polynomial 0 P4 is in the range space because it is the image, under h, of 0 P3 .
(c) The polynomial 7 P3 is not in the null space because h(7) = 7x is not the zero
polynomial in P4 . The polynomial 7 P4 is not in the range space because there is
150
no member of the domain that when multiplied by x gives the constant polynomial
p(x) = 7.
(d) The polynomial 12x0.5x3 P3 is not in the null space because h(12x0.5x3 ) =
12x2 0.5x4 . The polynomial 12x 0.5x3 P4 is in the range space because it is
the image of 12 0.5x2 .
(e) The polynomial 1+3x2 x3 P3 is not in the null space because h(1+3x2 x3 ) =
x + 3x3 x4 . The polynomial 1 + 3x2 x3 P4 is not in the range space because
of the constant term.
Three.II.2.22 (a)!The null space is
!
a
0
2
2
3
2
3
N (h) = {
R | a + ax + ax + 0x = 0 + 0x + 0x + 0x } = {
| b R}
b
b
while the range space is
R(h) = {a + ax + ax2 P3 | a, b R} = {a (1 + x + x2 ) | a R}
and so the nullity is one and the rank is one.
(b) The null space is this.
!
!
a b
d b
N (h) = {
| a + d = 0} = {
| b, c, d R }
c d
c d
The range space
R(h) = {a + d | a, b, c, d R }
is all of R (we can get any real number by taking d to be 0 and taking a to be the
desired number). Thus, the nullity is three and the rank is one.
(c) The null space is !
!
a b
b c b
N (h) = {
| a + b + c = 0 and d = 0 } = {
| b, c R}
c d
c
0
while the range space is R(h) = {r + sx2 | r, s R}. Thus, the nullity is two and
the rank is two.
(d) The null space is all of R3 so the nullity is three. The range space is the trivial
subspace of R4 so the rank is zero.
Three.II.2.23 For each, use the result that the rank plus the nullity equals the dimension
of the domain.
(a) 0
(b) 3
(c) 3
(d) 0
Three.II.2.24 Because
d
(a0 + a1 x + + an xn ) = a1 + 2a2 x + 3a3 x2 + + nan xn1
dx
we have this.
d
N ( ) = {a0 + + an xn | a1 + 2a2 x + + nan xn1 = 0 + 0x + + 0xn1 }
dx
= {a0 + + an xn | a1 = 0, and a2 = 0, . . . , an = 0 }
= {a0 + 0x + 0x2 + + 0xn | a0 R}
151
In the same way,

N(
dk
) = { a0 + a1 x + + an xn | a0 , . . . , ak1 R }
dxk
for k 6 n.
Three.II.2.25 The shadow of a scalar multiple is the scalar multiple of the shadow.
Three.II.2.26 (a) Setting a0 +(a0 +a1 )x+(a2 +a3 )x3 = 0+0x+0x2 +0x3 gives a0 = 0
and a0 + a1 = 0 and a2 + a3 = 0, so the null space is {a3 x2 + a3 x3 | a3 R }.
(b) Setting a0 + (a0 + a1 )x + (a2 + a3 )x3 = 2 + 0x + 0x2 x3 gives that a0 = 2,
and a1 = 2, and a2 + a3 = 1. Taking a3 as a parameter, and renaming it a3 = a gives this set description {2 2x + (1 a)x2 + ax3 | a R} =
{ (2 2x x2 ) + a (x2 + x3 ) | a R}.
(c) This set is empty because the range of h includes only those polynomials with a
0x2 term.
Three.II.2.27 All inverse images are lines with slope 2.
2x + y = 0
2x + y = 3
2x + y = 1
Three.II.2.28 These are the inverses.

(a) a0 + a1 x + a2 x2 + a3 x3 7 a0 + a1 x + (a2 /2)x2 + (a3 /3)x3
(b) a0 + a1 x + a2 x2 + a3 x3 7 a0 + a2 x + a1 x2 + a3 x3
(c) a0 + a1 x + a2 x2 + a3 x3 7 a3 + a0 x + a1 x2 + a2 x3
(d) a0 + a1 x + a2 x2 + a3 x3 7 a0 + (a1 a0 )x + (a2 a1 )x2 + (a3 a2 )x3
For instance, for the second one, the map given in the question sends 0+1x+2x2 +3x3 7
0+2x+1x2 +3x3 and then the inverse above sends 0+2x+1x2 +3x3 7 0+1x+2x2 +3x3 .
So this map is actually self-inverse.
Three.II.2.29 For any vector space V, the null space
{~v V | 2~v = ~0 }
is trivial, while the range space
{w
~ V |w
~ = 2~v for some ~v V }
is all of V, because every vector w
~ is twice some other vector, specifically, it is twice
(1/2)~
w. (Thus, this transformation is actually an automorphism.)
Three.II.2.30 Because the rank plus the nullity equals the dimension of the domain
(here, five), and the rank is at most three, the possible pairs are: (3, 2), (2, 3), (1, 4),
and (0, 5). Coming up with linear maps that show that each pair is indeed possible is
easy.
152
Three.II.2.31 No (unless Pn is trivial), because the two polynomials f0 (x) = 0 and

f1 (x) = 1 have the same derivative; a map must be one-to-one to have an inverse.
Three.II.2.32 The null space is this.
{ a0 + a1 x + + an xn | a0 (1) + a21 (12 ) + + na+n 1 (1n+1 ) = 0 }
= {a0 + a1 x + + an xn | a0 + (a1 /2) + + (an /n + 1) = 0 }
Thus the nullity is n.
Three.II.2.33 (a) One direction is obvious: if the homomorphism is onto then its range
is the codomain and so its rank equals the dimension of its codomain. For the other
direction assume that the maps rank equals the dimension of the codomain. Then
the maps range is a subspace of the codomain, and has dimension equal to the
dimension of the codomain. Therefore, the maps range must equal the codomain,
and the map is onto. (The therefore is because there is a linearly independent
subset of the range that is of size equal to the dimension of the codomain, but any
such linearly independent subset of the codomain must be a basis for the codomain,
and so the range equals the codomain.)
(b) By Theorem 2.20, a homomorphism is one-to-one if and only if its nullity is
zero. Because rank plus nullity equals the dimension of the domain, it follows that
a homomorphism is one-to-one if and only if its rank equals the dimension of its
domain. But this domain and codomain have the same dimension, so the map is
one-to-one if and only if it is onto.
Three.II.2.34 We are proving that h : V W is one-to-one if and only if for every
linearly independent subset S of V the subset h(S) = {h(~s) | ~s S} of W is linearly
independent.
One half is easy by Theorem 2.20, if h is not one-to-one then its null space is
nontrivial, that is, it contains more than just the zero vector. So where ~v 6= ~0V is in
that null space, the singleton set { v~ } is independent while its image { h(~v) } = {~0W } is
not.
For the other half, assume that h is one-to-one and so by Theorem 2.20 has a
trivial null space. Then for any ~v1 , . . . ,~vn V, the relation
~0W = c1 h(~v1 ) + + cn h(~vn ) = h(c1 ~v1 + + cn ~vn )
implies the relation c1 ~v1 + + cn ~vn = ~0V . Hence, if a subset of V is independent
then so is its image in W.
Remark. The statement is that a linear map is one-to-one if and only if it
preserves independence for all sets (that is, if a set is independent then its image is
also independent). A map that is not one-to-one may well preserve some independent
153
sets. One example is this map from R3 to R2 .

!
x
x+y+z

y 7
0
z
Linear independence is preserved for this set

!
1
1

{ 0 } 7 {
}
0
0
and (in a somewhat more tricky example) also for this set

!
1
0
1

{ 0 , 1 } 7 {
}
0
0
0
(recall that in a set, repeated elements do not appear twice). However, there are sets
whose independence is not preserved under this map

!
!
1
0
1
2

{ 0 , 2 } 7 {
,
}
0
0
0
0
and so not all sets have independence preserved.
~ 1, . . . ,
~ n i for V
Three.II.2.35 (We use the notation from Theorem 1.9.) Fix a basis h
and a basis h~
w1 , . . . , w
~ k i for W. If the dimension k of W is less than or equal to the
dimension n of V then the theorem gives a linear map from V to W determined in
this way.
~ 1 7 w
~ k 7 w
~ 1, . . . ,
~k
and
~ k+1 7 w
~ n 7 w
~ k, . . . ,
~k
We need only to verify that this map is onto.

We can write any member of W as a linear combination of basis elements c1
w
~ 1 + + ck w
~ k . This vector is the image, under the map described above, of
~ 1 + + ck
~k + 0
~ k+1 + 0
~ n . Thus the map is onto.
c1
Three.II.2.36 Yes. For the transformation of R2
!
x
h
7
y
given by
!
0
x
we have this.
0
N (h) = {
y
!
| y R} = R(h)
Remark. We will see more of this in the fifth chapter.
154
Three.II.2.37 This is a simple calculation.

h([S]) = {h(c1~s1 + + cn~sn ) | c1 , . . . , cn R and ~s1 , . . . ,~sn S}
= {c1 h(~s1 ) + + cn h(~sn ) | c1 , . . . , cn R and ~s1 , . . . ,~sn S}
= [h(S)]
w) = {~v + n
~ |n
~ N (h) } by
Three.II.2.38 (a) We will show the sets are equal h1 (~
1
mutual inclusion. For the {~v + n
~ |n
~ N (h) } h (~
w) direction, just note that
h(~v + n
~ ) = h(~v) + h(~
n) equals w
~ , and so any member of the first set is a member of
the second. For the h1 (~
w) {~v + n
~ |n
~ N (h) } direction, consider ~u h1 (~
w).
~
Because h is linear, h(~u) = h(~v) implies that h(~u ~v) = 0. We can write ~u ~v as n
~,
and then we have that ~u {~v + n
~ |n
~ N (h) }, as desired, because ~u = ~v + (~u ~v).
(b) This check is routine.
(c) This is immediate.
(d) For the linearity check, briefly, where c, d are scalars and ~x, ~y Rn have
components x1 , . . . , xn and y1 , . . . , yn , we have this.
a1,1 (cx1 + dy1 ) + + a1,n (cxn + dyn )
..
h(c ~x + d ~y) =
.
am,1 (cx1 + dy1 ) + + am,n (cxn + dyn )
a1,1 cx1 + + a1,n cxn

a1,1 dy1 + + a1,n dyn
..
..
=
+
.
.
am,1 cx1 + + am,n cxn
am,1 dy1 + + am,n dyn
= c h(~x) + d h(~y)
The appropriate conclusion is that General = Particular + Homogeneous.
(e) Each power of the derivative is linear because of the rules
dk
dk
dk
dk
dk
(f(x)
+
g(x))
=
f(x)
+
g(x)
and
rf(x)
=
r
f(x)
dxk
dxk
dxk
dxk
dxk
from calculus. Thus the given map is a linear transformation of the space because
any linear combination of linear maps is also a linear map by Lemma 1.17. The
appropriate conclusion is General = Particular+Homogeneous, where the associated
homogeneous differential equation has a constant of 0.
Three.II.2.39 Because the rank of t is one, the range space of t is a one-dimensional set.
Taking hh(~v)i as a basis (for some appropriate ~v), we have that for every w
~ V, the
image h(~
w) V is a multiple of this basis vector associated with each w
~ there is a
scalar cw
such
that
t(~
w
)
=
c
t(~
v
).
Apply
t
to
both
sides
of
that
equation
and take r
~
w
~
to be ct(~v)
tt(~
w) = t(cw
v)) = cw
v ) = cw
v ) = cw
v) = rcw
v) = rt(~
w)
~ t(~
~ tt(~
~ ct(~
~ rt(~
~ t(~
v) t(~
to get the desired conclusion.
155
Three.II.2.40 By assumption, h is not the zero map and so a vector ~v V exists that
is not in the null space. Note that hh(~v)i is a basis for R, because it is a size-one
linearly independent subset of R. Consequently h is onto, as for any r R we have
r = c h(~v) for some scalar c, and so r = h(c~v).
Thus the rank of h is one. Because the nullity is n, the dimension of the domain
~ 1, . . . ,
~ n } is linearly
of h, the vector space V, is n + 1. We can finish by showing {~v,
~ 1, . . . ,
~n}
independent, as it is a size n+1 subset of a dimension n+1 space. Because {
is linearly independent we need only show that ~v is not a linear combination of the
~ 1 + + cn
~ n = ~v would give ~v + c1
~ 1 + + cn
~ n = ~0 and
other vectors. But c1
applying h to both sides would give a contradiction.
~ 1, . . . ,
~ n i for V. We shall prove that this map
Three.II.2.41 Fix a basis h
~
h(1 )

.
h 7 ..
~ n)
h(
n
is an isomorphism from V to R .
To see that is one-to-one, assume that h1 and h2 are members of V such that
(h1 ) = (h2 ). Then
~ 1 ) h2 (
~ 1)
h1 (
.. ..
. = .
~ n)
~ n)
h1 (
h2 (
~ 1 ) = h2 (
~ 1 ), etc. But a homomorphism is determined by its
and consequently, h1 (
action on a basis, so h1 = h2 , and therefore is one-to-one.
To see that is onto, consider

x1
..
.
xn
for x1 , . . . , xn R. This function h from V to R
~ 1 + + cn
~ n 7h c1 x1 + + cn xn
c1
is linear and maps it to the given vector in Rn , so is onto.
The map also preserves structure: where
1
~ 1 + + cn
~ n 7h
~ 1 ) + + cn h 1 (
~ n)
c1
c1 h 1 (
2
~ 1 + + cn
~ n 7h
~ 1 ) + + cn h 2 (
~ n)
c1 h 2 (
c1
we have
~ 1 + + cn
~ n)
(r1 h1 + r2 h2 )(c1
~ 1 ) + r2 h2 (
~ 1 )) + + cn (r1 h1 (
~ n ) + r2 h2 (
~ n ))
= c1 (r1 h1 (
~ 1 ) + + cn h 1 (
~ n )) + r2 (c1 h2 (
~ 1 ) + + cn h2 (
~ n ))
= r1 (c1 h1 (
156
so (r1 h1 + r2 h2 ) = r1 (h1 ) + r2 (h2 ).

~ 1, . . . ,
~ n i for V. Consider these
Three.II.2.42 Let h : V W be linear and fix a basis h
n maps from V to W
~ 1 ), h2 (~v) = c2 h(
~ 2 ), . . . , hn (~v) = cn h(
~ n)
h1 (~v) = c1 h(
~ 1 + + cn
~ n . Clearly h is the sum of the hi s. We need only check
for any ~v = c1
~ 1 + + dn
~ n we have hi (r~v + s~u) = rci + sdi =
that each hi is linear: where ~u = d1
rhi (~v) + shi (~u).
Three.II.2.43 Either yes (trivially) or no (nearly trivially).
If we take V is homomorphic to W to mean there is a homomorphism from V
into (but not necessarily onto) W, then every space is homomorphic to every other
space as a zero map always exists.
If we take V is homomorphic to W to mean there is an onto homomorphism
from V to W then the relation is not an equivalence. For instance, there is an onto
homomorphism from R3 to R2 (projection is one) but no homomorphism from R2
onto R3 by Corollary 2.17, so the relation is not reflexive.
Three.II.2.44 That they form the chains is obvious. For the rest, we show here that
R(tj+1 ) = R(tj ) implies that R(tj+2 ) = R(tj+1 ). Induction then applies.
Assume that R(tj+1 ) = R(tj ). Then t : R(tj+1 ) R(tj+2 ) is the same map, with
the same domain, as t : R(tj ) R(tj+1 ). Thus it has the same range: R(tj+2 ) =
R(tj+1 ).
Computing Linear Maps

Three.III.1: Representing Linear Maps with Matrices
Three.III.1.12

12+31+10
5

(a) 0 2 + (1) 1 + 2 0 = 1
12+11+00
3

0

(c) 0
0
More information on equivalence relations is in the appendix.
(b) Not defined.
Three.III.1.13
(a)
157
24+12
3 4 (1/2) 2
!
=
10
11
!
(b)
4
1
!
(c) Not defined.
Three.III.1.14 Matrix-vector multiplication gives rise to a linear system.

2x + y + z = 8
y + 3z = 4
x y + 2z = 4
Gaussian reduction shows that z = 1, y = 1, and x = 3.
Three.III.1.15 Here are two ways to get the answer.
First, obviously 1 3x + 2x2 = 1 1 3 x + 2 x2 , and so we can apply the general
property of preservation of combinations to get h(13x+2x2 ) = h(113x+2x2 ) =
1 h(1) 3 h(x) + 2 h(x2 ) = 1 (1 + x) 3 (1 + 2x) + 2 (x x3 ) = 2 3x 2x3 .
The other way uses the computation scheme developed in this subsection. Because
we know where these elements of the space go, we consider this basis B = h1, x, x2 i
for the domain. Arbitrarily, we can take D = h1, x, x2 , x3 i as a basis for the codomain.
With those choices, we have that
1 1 0
1 2 1
RepB,D (h) =
0 0 0
0 0 1 B,D
and, as
1

RepB (1 3x + 2x2 ) = 3
2
the matrix-vector multiplication calculation gives this.

2
1 1 0
1
3
1 2 1

RepD (h(1 3x + 2x2 )) =
3 =
0
0 0 0
2
B
2 D
0 0 1 B,D
Thus, h(1 3x + 2x2 ) = 2 1 3 x + 0 x2 2 x3 = 2 3x 2x3 , as above.
Three.III.1.16 Again, as recalled in the subsection, with respect to Ei , a column vector
represents itself.
(a) To represent h with respect to E2 , E3 take the images of the basis vectors from
the domain, and represent them with respect to the basis for the codomain. The
first is this

2
2

RepE3 ( h(~e1 ) ) = RepE3 (2) = 2
0
0
158

while the second is this.

0
0

RepE3 ( h(~e2 ) ) = RepE3 ( 1 ) = 1
1
1
Adjoin these to make the matrix.
RepE2 ,E3 (h) = 2

0
1
1
(b) For any ~v in the domain R2 ,

!
v1
RepE2 (~v) = RepE2 (
)=
v2
v1
v2
and so
RepE3 ( h(~v) ) = 2
0
!
0
2v1
v1
= 2v1 + v2
1
v2
1
v2
is the desired representation.

Three.III.1.17
(a) We must first find the image of each vector from the domains
basis, and then represent that image with respect to the codomains basis.

0
1
0
0
0
2
dx
d x2
d1

RepB (
) = RepB (
) = RepB (
)=
0
0
0
dx
dx
dx
0
0
0

0
0
d x3

RepB (
)=
3
dx
0
Those representations are then adjoined to make the matrix representing the
map.
0 1 0 0
0 0 2 0
d
RepB,B ( ) =
0 0 0 3
dx
0 0 0 0
(b) Proceeding as in the prior item, we represent the images of the domains
159
basis vectors

0
0
d1

)=
RepD (
0
dx
0

1
0
dx

RepD (
)=
0
dx
0

0
1
d x2

RepD (
)=
0
dx
0

0
3
dx
0
RepD (
)=
1
dx
0
and adjoin to make the matrix.
0
0
d
RepB,D ( ) =
0
dx
0
1
0
0
0
0
1
0
0
0
0
1
0
Three.III.1.18 For each, we must find the image of each of the domains basis vectors,
represent each image with respect to the codomains basis, and then adjoin those
representations to get the matrix.
(a) The basis vectors from the domain have these images
1 7 0
x 7 1
x2 7 2x
...
and these images are represented with respect to the codomains basis in this way.

0
0

0
RepB (0) =
..
.

1
0

0
RepB (1) =
..
.

0
2

0
RepB (2x) =
..
.

...

0
0

0
n1
RepB (nx
)=
..
.

n
0
160

The matrix
0
0
d
RepB,B ( ) =
dx
0
0
1
0
..
.
0
0
0
2
...
...
0
0
...
...
0
0
n
0
has n + 1 rows and columns.

(b) Once the images under this map of the domains basis vectors are determined
1 7 x
x 7 x2 /2
x2 7 x3 /3
...
then they can be represented with respect to the codomains basis

0
0
0
1

2
0 RepB
1/2
(x
/2)
=
RepBn+1 (x) =
n+1

..
..
.
.
n+1
0
RepBn+1 (x
/(n + 1)) =
..
.
1/(n + 1)
...
and put together to make the matrix.
0
0
1
0
0
1/2
RepBn ,Bn+1 ( ) =
..
.
0
0
...
...
...
0
0
0
0
0
0
...
1/(n + 1)
(c) The images of the basis vectors of the domain are

1 7 1
x 7 1/2
x2 7 1/3
...
and they are represented with respect to the codomains basis as

RepE1 (1) = 1
so the matrix is
RepE1 (1/2) = 1/2
...

RepB,E1 ( ) = 1
(this is an 1(n + 1) matrix).
1/2
1/n 1/(n + 1)
161
(d) Here, the images of the domains basis vectors are

1 7 1
x 7 3
x2 7 9
...
and they are represented in the codomain as

RepE1 (1) = 1
RepE1 (9) = 9
RepE1 (3) = 3
and so the matrix is this.

RepB,E1 (
Z1

)= 1
9 3n
...
(e) The images of the basis vectors from the domain are 1 7 1, and x 7 x+1 = 1+x,
and x2 7 (x + 1)2 = 1 + 2x + x2 , and x3 7 (x + 1)3 = 1 + 3x + 3x2 + x3 , etc. The
representations are here.

1
1
1
0
1
2

0
0
1
2
RepB (1) = 0 RepB (1 + x) = 0 RepB (1 + 2x + x ) =

0 . . .

..
..
..
.
.
.
0
0
0
The resulting matrix
1 1 1 1 ... 1
0 1 2 3 . . . n
1
RepB,B (slide1 ) = 0 0 1 3 . . .
2
..
0 0 0
... 1

n
is Pascals triangle (recall that r is the number of ways to choose r things,
without order and without repetition, from a set of size n).
Three.III.1.19 Where the space is n-dimensional,
1 0...
0 1 . . .
RepB,B (id) =
..
0 0...
is the nn identity matrix.
Three.III.1.20 Taking this as the natural basis
!
1
0
0
~ 1,
~ 2,
~ 3,
~ 4i = h
B = h
,
0 0
0
the transpose map acts in this way
~ 1 7
~1
~2
~3
1 B,B
!
1
0
,
0
1
~ 3 7
~2
!
0
0
,
0
0
~ 4 7
~4
!
0
i
1
162
so that representing the images with respect to the codomains basis and adjoining
those column vectors together gives this.
1 0 0 0
0 0 1 0
RepB,B (trans) =
0 1 0 0
0 0 0 1 B,B
Three.III.1.21 (a) With respect to the basis of the codomain, the images of the members
of the basis of the domain are represented as

0
0
0
0
1
0
0
0
~ 2 ) = RepB (
~ 3 ) = RepB (
~ 4 ) = RepB (~0) =
RepB (
0
1
0
0
0
0
1
0
and consequently, the matrix representing the transformation is this.
0 0 0 0
1 0 0 0
0 1 0 0
0 0 1 0
0 0 0 0
1 0 0 0
(b)
0 0 0 0
0 0 1 0
0 0 0 0
1 0 0 0
(c)
0 1 0 0
0 0 0 0
Three.III.1.22
(a) The picture of ds : R2 R2 is this.

ds (~u)
~u
~v
This maps effect on the vectors in

!
1 ds
7
0
ds
ds (~v)
the standard basis for the domain is

!
!
!
s
0 ds 0
7
0
1
s
and those images are represented with respect to the codomains basis (again, the
standard basis) by themselves.
!
!
!
!
s
s
0
0
RepE2 (
)=
RepE2 (
)=
0
0
s
s
163
Thus the representation of the dilation map is this.

s
0
RepE2 ,E2 (ds ) =
0
s
(b) The picture of f` : R2 R2 is this.

f
`
7
Some calculation (see Exercise I.31) shows that when the line has slope k
!
!
!
!
1 f`
(1 k2 )/(1 + k2 )
0 f`
2k/(1 + k2 )
7
7
0
2k/(1 + k2 )
1
(1 k2 )/(1 + k2 )
(the case of a line with undefined slope is separate but easy) and so the matrix
representing reflection is this.
!
1
1 k2
2k
RepE2 ,E2 (f` ) =
1 + k2
2k
(1 k2 )
Three.III.1.23 Call the map t : R2 R2 .
(a) To represent this map with respect to the standard bases, we must find, and
then represent, the images of the vectors ~e1 and ~e2 from the domains basis. The
image of ~e1 is given.
One way to find the image of ~e2 is by eye we can see this.
!
!
!
!
!
!
1
1
0
2
1
3
t
=
7
=
1
0
1
0
0
0
A more systematic way to find the image of ~e2 is to use the given information
to represent the transformation, and then use that representation to determine the
image. Taking this for a basis,
!
!
1
1
C=h
,
i
1
0
the given information says this.
2
RepC,E2 (t)
0
1
0
As
RepC (~e2 ) =
1
1
!
C
we have that
RepE2 (t(~e2 )) =
2
0
1
0
!
C,E2
1
1
!
=
C
3
0
!
E2
164

and consequently we know that t(~e2 ) = 3 ~e1 (since, with respect to the standard
basis, this vector is represented by itself). Therefore, this is the representation of t
with respect to E2 , E2 .
!
1 3
RepE2 ,E2 (t) =
0 0
E2 ,E2
(b) To use the matrix developed in the prior item, note that
!
!
0
0
RepE2 (
)=
5
5
E2
and so we have this is the representation, with respect to the codomains basis, of
the image of the given vector.
!
!
!
!
0
1 3
0
15
)) =
RepE2 (t(
=
5
0 0
0
5
E2 ,E2
E2
E2
Because the codomains basis is the standard one, and so vectors in the codomain
are represented by themselves, we have this.
!
!
0
15
t(
)=
5
0
(c) We first find the image of each member of B, and then represent those images
with respect to D. For the first step, we can use the matrix developed earlier.
!
!
!
!
!
!
1
1 3
1
4
1
4
RepE2 (
=
so t(
)=
)=
1
0 0
1
0
1
0
E2 ,E2
E2
Actually, for the second member of B there is

the problem statement gives its image.
!
1
t(
)=
1
E2
no need to apply the matrix because

2
0
Now representing those images with respect to D is routine.

!
!
!
4
1
2
RepD (
)=
and RepD (
)=
0
2
0
D
1/2
1
!
D
Thus, the matrix is this.

RepB,D (t) =
1
2
1/2
1
!
B,D
(d) We know the images of the members of the domains basis from the prior item.
!
!
!
!
1
4
1
2
t(
)=
t(
)=
1
0
1
0
165
We can compute the representation of those images with respect to the codomains
basis.
!
!
!
!
4
2
2
1
RepB (
)=
and RepB (
)=
0
2
0
1
B
Thus this is the matrix.

RepB,B (t) =
Three.III.1.24
2
2
1
1
!
B,B
(a) The images of the members of the domains basis are

~ 1 7 h(
~ 1)
~ 2 7 h(
~ 2) . . .
~ n 7 h(
~ n)
and those images are represented with respect to the codomains basis in this way.

1
0

0
1
~ 1 ) ) = . Reph(B) ( h(
~ 2) ) = .
Reph(B) ( h(
.
.
.
.
0
...

0

0
~ n) ) = .
Reph(B) ( h(
.
.
1
Hence, the matrix is the identity.
0
RepB,h(B) (h) =
0
1
...
..
(b) Using the matrix in the prior item, the representation is this.

c1
..
Reph(B) ( h(~v) ) = .
cn
h(B)
Three.III.1.25 The product
h1,1
h
2,1
hm,1
...
...
..
.
...
h1,i
h2,i
...
...
hm,i
...
gives the i-th column of the matrix.
h1,n .
h1,i
.
.
h2,n
h2,i

1 = .
.. .
.
h1,n
hm,i
0
166
Three.III.1.26
d/dx
(a) The images of the basis vectors for the domain are cos x 7 sin x
d/dx
and sin x 7 cos x. Representing those with respect to the codomains basis (again,
B) and adjoining the representations gives this matrix.
!
d
0 1
RepB,B ( ) =
dx
1 0
B,B
d/dx
d/dx
(b) The images of the vectors in the domains basis are ex 7 ex and e2x 7 2e2x .
Representing with respect to the codomains basis and adjoining gives this matrix.
!
d
1 0
RepB,B ( ) =
dx
0 2
B,B
d/dx
d/dx
(c) The images of the members of the domains basis are 1 7 0, x 7 1,

d/dx
d/dx
ex 7 ex , and xex 7 ex + xex . Representing

and adjoining gives this matrix.
0 1 0
0 0 0
d
RepB,B ( ) =
0 0 1
dx
0 0 0
these images with respect to B
0
0
1
1 B,B
Three.III.1.27 (a) It is the set of vectors of the codomain represented with respect to
the codomains basis in this way.
!
!
!
1 0
x
x
{
| x, y R} = {
| x, y R }
0 0
y
0
As the codomains basis is E2 , and so each vector is represented by itself, the range
of this transformation is the x-axis.
(b) It is the set of vectors of the codomain represented in this way.
!
!
!
0 0
x
0
{
| x, y R} = {
| x, y R }
3 2
y
3x + 2y
With respect to E2 vectors represent themselves so this range is the y axis.
(c) The set of vectors represented with respect to E2 as
!
!
!
a
b
x
ax + by
{
| x, y R } = {
| x, y R}
2a 2b
y
2ax + 2by
!
1
= { (ax + by)
| x, y R}
2
is the line y = 2x, provided either a or b is not zero, and is the set consisting of
just the origin if both are zero.
167
Three.III.1.28 Yes, for two reasons.

need not have the same domain and codomain. For
First, the two maps h and h
instance,
!
1 2
3 4
represents a map h : R2 R2 with respect to the standard bases that sends
!
!
!
!
1
1
0
2
7
and
7
0
3
1
4
: P1 R2 with respect to h1, xi and E2 that acts in this way.
and also represents a h
!
!
1
2
1 7
and x
7
3
4
coincide,
The second reason is that, even if the domain and codomain of h and h
different bases produce different maps. An example is the 22 identity matrix
!
1 0
I=
0 1
which represents the identity map on R2 with respect to E2 , E2 . However, with respect
to E2 for the domain but the basis D = h~e2 , ~e1 i for the codomain, the same matrix I
represents the map that swaps the first and second components
!
!
x
y
7
y
x
(that is, reflection about the line y = x).
Three.III.1.29 We mimic Example 1.1, just replacing
~ 1, . . . ,
~ n i and D as h~1 , . . . , ~m i.
Write B as h
a map with respect to bases, the assumption that
h1,1 . . .
..
RepB,D (h) = .
hm,1 . . .
the numbers with letters.

By definition of representation of
h1,n
..
.
hm,n
~ i ) = hi,1~1 + + hi,n~n . And, by the definition of the representation

means that h(
of a vector with respect to a basis, the assumption that

c1
..
RepB (~v) = .
cn
168
~ 1 + + cn
~ n . Substituting gives
means that ~v = c1
~ 1 + + cn
~ n)
h(~v) = h(c1
~ 1 ) + + cn
~n
= c1 h(
= c1 (h1,1~1 + + hm,1~m ) + + cn (h1,n~1 + + hm,n~m )
= (h1,1 c1 + + h1,n cn ) ~1 + + (hm,1 c1 + + hm,n cn ) ~m
and so h(~v) is represented as required.
Three.III.1.30
(a) The picture is this.
The images of the vectors from the domains basis

0
0
1
1

7 cos
1
0 7 0
sin
0
0
0

0
0

0 7 sin
cos
1
are represented with respect to the codomains basis (again, E3 ) by themselves, so

adjoining the representations to make the matrix gives this.
1
0
0
RepE3 ,E3 (r ) = 0 cos sin

0 sin cos
(b) The picture is similar to the
from the domains
basis
1
cos

0 7 0
0
sin
one in the prior answer. The images of the vectors

0
0

1 7 1
0
0
0
sin

0 7 0
1
cos
are represented with respect to the codomains basis E3 by themselves, so this is

the matrix.
cos 0 sin
1
0
0
sin 0 cos
(c) To a person standing up, with the vertical z-axis, a rotation of the xy-plane that
is clockwise proceeds from the positive y-axis to the positive x-axis. That is, it
rotates opposite to the direction in Example 1.9. The images of the vectors from
the domains
basis

1
cos
0
sin
0
0

0 7 sin
1 7 cos
0 7 0
0
0
0
0
1
1
169
are represented with respect to E3 by themselves, so the matrix is this.
cos sin 0
sin cos 0
0
0
1
cos sin 0 0
sin cos 0 0
(d)
0
0
1 0
0
0
0 1
~ 1, . . . ,
~ k i and then write BV as the extenThree.III.1.31 (a) Write the basis BU as h
~
~
~
~
sion h1 , . . . , k , k+1 , . . . , n i. If
c1
.
RepBU (~v) = ..
ck
~ 1 + + ck
~ k then
so that ~v = c1
c1
.
..

c
k
RepBV (~v) =
0

..
.
0
~ 1 + + ck
~k + 0
~ k+1 + + 0
~ n.
because ~v = c1
(b) We must first decide what the question means. Compare h : V W with its
restriction to the subspace h U : U W. The range space of the restriction is a
subspace of W, so fix a basis Dh(U) for this range space and extend it to a basis
DV for W. We want the relationship between these two.
RepBV ,DV (h)
and
RepBU ,Dh(U) (h U )
The answer falls right out of the prior item: if
h1,1
..
RepBU ,Dh(U) (h U ) = .
hp,1
...
...
h1,k
..
.
hp,k
170

then the extension is represented
h1,1
.
..
h
p,1
RepBV ,DV (h) =
0
..
.
0
in this way.
...
h1,k
h1,k+1
...
...
...
hp,k
0
hp,k+1
hp+1,k+1
...
...
...
hm,k+1
...
h1,n
..
.
hp,n
hp+1,n
..
.
hm,n
~ 1 ), . . . , h(
~ i ) }.
(c) Take Wi to be the span of {h(
(d) Apply the answer from the second item to the third item.
(e) No. For instance x : R2 R2 , projection onto the x axis, is represented by
these two upper-triangular matrices
!
!
1 0
0 1
RepE2 ,E2 (x ) =
and RepC,E2 (x ) =
0 0
0 0
where C = h~e2 , ~e1 i.
Three.III.2: Any Matrix Represents a Linear Map

Three.III.2.12 With respect to B the vectors representation is this.
!
1
RepB (2x 1) =
3
Using the matrix-vector product we can compute RepD (h(~v))
!
!
!
2 1
1
1
RepD (h(2x 1)) =
=
4 2
3
2
B
From that representation we can compute h(~v).

!
1
h(2x 1) = 1
+2
1
1
0
!
=
3
1
Three.III.2.13 As described in the subsection, with respect to the standard bases, representations are transparent, and so, for instance, the first matrix describes this
map.

!
!
!
!
1
1
0
0
1
1
1
3

=
0 = 0 7
1 7
0 7
0
0
1
4
E
0
0
0
1
2
E3
171
So, for this first one, we are asking whether there are scalars such that
!
!
!
!
1
1
3
1
c1
+ c2
+ c3
=
0
1
4
3
that is, whether the vector is in the column space of the matrix.
(a) Yes. We can get this conclusion by setting up the resulting linear system and
applying Gausss Method, as usual. Another way to get it is to note by inspection
of the equation of columns that taking c3 = 3/4, and c1 = 5/4, and c2 = 0 will
do. Still a third way to get this conclusion is to note that the rank of the matrix is
two, which equals the dimension of the codomain, and so the map is onto the
range is all of R2 and in particular includes the given vector.
(b) No; note that all of the columns in the matrix have a second component that is
twice the first, while the vector does not. Alternatively, the column space of the
matrix is
!
!
!
!
2
0
3
1
{c1
+ c2
+ c3
| c1 , c2 , c3 R} = {c
| c R}
4
0
6
2
(which is the fact already noted, but we got it by calculation rather than inspiration),
and the given vector is not in this set.
Three.III.2.14
(a) The first member of the basis

!
!
0
1
=
1
0
maps to
!
1/2
1/2
which is this member of the codomain.
!
1
1
1

2
2
1
1
1
(b) The second member of the basis maps

!
!
1
0
=
7
0
1
B
to this member of the codomain. !

1
1
1
+
2
2
1
1
1
!
=
(1/2
1/2
!
=
0
1
!
D
1
0
(c) Because the map that the matrix represents is the identity map on the basis,
it must be the identity on all members of the domain. We can come to the same
conclusion in another way by considering
!
!
x
y
=
y
x
B
172

which maps to
(x + y)/2
(x y)/2
which represents this member of R2 .
!
x+y
xy
1
2
2
1
!
D
1
1
!
=
x
y
Three.III.2.15 A general member of the domain, represented with respect to the domains
basis as
!
a
a cos + b sin =
a+b
B
maps to
!
0
a
representing
0 (cos + sin ) + a (cos )
and so the linear map represented by the matrix with respect to these bases
a cos + b sin 7 a cos
is projection onto the first component.
Three.III.2.16 Denote the given basis of P2 by B. Application of the linear map is
represented by matrix-vector multiplication. Thus the first vector in E3 maps to the
element of P2 represented with respect to B by

1 3 0
1
1

0 1 0 0 = 0
1 0 1
0
1
and that
way.
1 3
0 1
1 0
element is 1 + x. Calculate the other two images of basis vectors in the same

0
0
3

0 1 = 1 = RepB (4 + x2 )
1
0
0
0
1
3
1
0

0
0
0

0 0 = 0 = RepB (x)
1
1
1
So the range of h is the span of three polynomials 1 + x, 4 + x2 , and x. We can thus

decide if 1 + 2x is in the range of the map by looking for scalars c1 , c2 , and c3 such
that
c1 (1 + x) + c2 (4 + x2 ) + c3 (x) = 1 + 2x
and obviously c1 = 1, c2 = 0, and c3 = 1 suffice. Thus 1 + 2x is in the range, since it
is the image of this vector.

1
0
0

1 0 + 0 1 + 1 0
0
0
1
173
Comment. A slicker argument is to note that the matrix is nonsingular, so it has

rank 3, so the range has dimension 3, and since the codomain has dimension 3 the map
is onto. Thus every polynomial is the image of some vector and in particular 1 + 2x is
the image of a vector in the domain.
Three.III.2.17 Let the matrix be G, and suppose that it represents g : V W with
respect to bases B and D. Because G has two columns, V is two-dimensional. Because
G has two rows, W is two-dimensional. The action of g on a general member of the
domain is this.
!
!
x
x + 2y
7
y
3x + 6y
B
(a) The only representation of the zero vector in!the codomain is

0
RepD (~0) =
0
D
and so the set!of representations of members of the null space
! is this.
x
1/2
{
| x + 2y = 0 and 3x + 6y = 0 } = {y
| y R}
y
1
B
(b) The representation map RepD : W R2 and its inverse are isomorphisms, and
so preserve the dimension of subspaces. The subspace of R2 that is in the prior
item is one-dimensional. Therefore, the image of that subspace under the inverse of
the representation map the null space of G, is also one-dimensional.
(c) The set of representations!of members of the range
! space is this.
x + 2y
1
{
| x, y R } = { k
| k R}
3x + 6y
3
D
D
(d) Of course, Theorem 2.4 gives that the rank of the map equals the rank of the
matrix, which is one. Alternatively, the same argument that we used above for the
null space gives here that the dimension of the range space is one.
(e) One plus one equals two.
Three.III.2.18 (a) The defined map h is onto if and only if for every w
~ W there
is a ~v V such that h(~v) = w
~ . Since for every vector there is exactly one
representation, converting to representations gives that h is onto if and only if
for every representation RepD (~
w) there is a representation RepB (~v) such that
H RepB (~v) = RepD (~
w).
(b) This is just like the prior part.
(c) As described at the start of this subsection, by definition the map h defined by
the matrix H
associates
this domain vector ~v with this
~.
codomain vector w
v1
h1,1 v1 + + h1,n vn
.
..
RepB (~v) = ..
RepD (~
w) = H RepB (~v) =
.
vn
hm,1 v1 + + hm,n vn
174

Fix w
~ W and consider the linear system defined by the above equation.
h1,1 v1 + + h1,n vn = w1
h2,1 v1 + + h2,n vn = w2
..
.
hn,1 v1 + + hn,n vn = wn
(Again, here the wi are fixed and the vj are unknowns.) Now, H is nonsingular if
and only if for all w1 , . . . , wn this system has a solution and the solution is unique.
By the first two parts of this exercise this is true if and only if the map h is onto
and one-to-one. This in turn is true if and only if h is an isomorphism.
Three.III.2.19 No, the range spaces may differ. Example 2.3 shows this.
Three.III.2.20 Recall that the representation map
Rep
V 7B Rn
n
is an isomorphism. Thus, its inverse map Rep1
B : R V is also an isomorphism.
n
The desired transformation of R is then this composition.
Rep1
Rep
B
Rn 7
V 7D Rn
Because a composition of isomorphisms is also an isomorphism, this map RepD Rep1

B
is an isomorphism.
Three.III.2.21 Yes. Consider
1
0
H=
0
1
representing a map from R2 to R2 . With respect to the standard bases B1 = E2 , D1 =

E2 this matrix represents the identity map. With respect to
!
!
1
1
B2 = D2 = h
,
i
1
1
this matrix again represents the identity. In fact, as long as the starting and ending
bases are equal as long as Bi = Di then the map represented by H is the identity.
Three.III.2.22 This is immediate from Lemma 2.9.
Three.III.2.23 The first map
x
y
!
=
x
y
!
7
E2
3x
2y
stretches vectors by a factor of three in the x

y direction. The second map
!
!
x
x
=
7
y
y
E2
!
=
E2
3x
2y
direction and by a factor of two in the

!
x
0
=
E2
!
x
0
175
projects vectors onto the x axis. The third

!
!
x
x
=
7
y
y
E2
y
x
!
=
E2
y
x
interchanges first and second components (that is, it is a reflection about the line
y = x). The last
!
!
!
!
x
x
x + 3y
x + 3y
7
=
=
y
y
y
y
E2
E2
stretches vectors parallel to the y axis, by an amount equal to three times their
distance from that axis (this is a skew.)
Three.III.2.24 (a) This is immediate from Theorem 2.4.
(b) Yes. This is immediate from the prior item.
To give a specific example, we can start with E3 as the basis for the domain,
and then we require a basis D for the codomain R3 . The matrix H gives the action
of the map as this

1
1
1
0
0
0

0 = 0 7 2
1 = 1 7 0
0
0
0
0
0
1
E3
D
E3
D

0
0
0

0 = 0 7 0
1
1
0
E3
and there is no harm in finding a basis D so that

1
1
0
0

RepD (0) = 2
and RepD (1) = 0
0
0
0
1
D
that is, so that the map represented by H with respect to E3 , D is projection down
onto the xy plane. The second condition gives that the third member of D is ~e2 .
The first condition gives that the first member of D plus twice the second equals
~e1 , and so this basis will do.

0
1/2
0

D = h1 , 1/2 , 1i
0
0
0
Three.III.2.25 (a) Recall that the representation map RepB : V Rn is linear (it is
actually an isomorphism, but we do not need that it is one-to-one or onto here).
Considering the column vector x to be a n1 matrix gives that the map from Rn
to R that takes a column vector to its dot product with ~x is linear (this is a matrixvector product and so Theorem 2.2 applies). Thus the map under consideration h~x
176

is linear because it is the composition of two linear maps.
~v 7 RepB (~v) 7 ~x RepB (~v)
(b) Any linear map g : V R is represented by some matrix

g1 g2 g n
(the matrix has n columns because V is n-dimensional and it has only one row
because R is one-dimensional). Then taking ~x to be the column vector that is the
transpose of this matrix

g1
..
~x = .
gn
has the desired action.

v1
g1
v1
..
.. ..
~v = . 7 . . = g1 v1 + + gn vn
vn
gn
vn
(c) No. If ~x has any nonzero entries then h~x cannot be the zero map (and if ~x is the
zero vector then h~x can only be the zero map).
Three.III.2.26 See the following section.
Matrix Operations
Three.IV.1: Sums and Scalar Products
Three.IV.1.8
(d)
1
2
(a)
!
28
1
7
9
0
1
!
6
6
(b)
12
6
6
12
6
18
!
(c)
4
0
2
6
(e) Not defined.
Three.IV.1.9 Represent the domain vector ~v V and the maps g, h : V W with

respect to bases B, D in the usual way.
177
(a) The representation of (g + h) (~v) = g(~v) + h(~v)

(g1,1 v1 + + g1,n vn )~1 + + (gm,1 v1 + + gm,n vn )~m

+ (h1,1 v1 + + h1,n vn )~1 + + (hm,1 v1 + + hm,n vn )~m
regroups
= ((g1,1 + h1,1 )v1 + + (g1,1 + h1,n )vn ) ~1
+ + ((gm,1 + hm,1 )v1 + + (gm,n + hm,n )vn ) ~m
to the entry-by-entry sum of the representation of g(~v) and the representation of
h(~v).

(b) The representation of (r h) (~v) = r h(~v)
r (h1,1 v1 + h1,2 v2 + + h1,n vn )~1

+ + (hm,1 v1 + hm,2 v2 + + hm,n vn )~m
= (rh1,1 v1 + + rh1,n vn ) ~1
+ + (rhm,1 v1 + + rhm,n vn ) ~m
is the entry-by-entry multiple of r and the representation of h.
Three.IV.1.10 First, each of these properties is easy to check in an entry-by-entry way.
For example, writing
g1,1 . . . g1,n
h1,1 . . . h1,n
.
.
..
..
G = ..
H = ..
.
.
hm,1 . . . hm,n
gm,1 . . . gm,n
then, by definition we have
g1,1 + h1,1
..
G+H=
.
gm,1 + hm,1
...
...
g1,n + h1,n
..
.
gm,n + hm,n
and
h1,1 + g1,1
..
H+G=
.
hm,1 + gm,1
...
...
h1,n + g1,n
..
.
hm,n + gm,n
and the two are equal since their entries are equal gi,j + hi,j = hi,j + gi,j . That is,
each of these is easy to check by using Definition 1.3 alone.
However, each property is also easy to understand in terms of the represented
maps, by applying Theorem 1.4 as well as the definition.
(a) The two maps g + h and h + g are equal because g(~v) + h(~v) = h(~v) + g(~v), as
addition is commutative in any vector space. Because the maps are the same, they
must have the same representative.
178

(b) As with the prior answer, except that here we apply that vector space addition
is associative.
(c) As before, except that here we note that g(~v) + z(~v) = g(~v) + ~0 = g(~v).
(d) Apply that 0 g(~v) = ~0 = z(~v).
(e) Apply that (r + s) g(~v) = r g(~v) + s g(~v).
(f) Apply the prior two items with r = 1 and s = 1.
(g) Apply that r (g(~v) + h(~v)) = r g(~v) + r h(~v).
(h) Apply that (rs) g(~v) = r (s g(~v)).
Three.IV.1.11 For any V, W with bases B, D, the (appropriately-sized) zero matrix

represents this map.
~ 1 7 0 ~1 + + 0 ~m
~n
7 0 ~1 + + 0 ~m
This is the zero map.
There are no other matrices that represent only one map. For, suppose that H is
not the zero matrix. Then it has a nonzero entry; assume that hi,j 6= 0. With respect
to bases B, D, it represents h1 : V W sending
~ j 7 h1,j~1 + + hi,j~i + + hm,j~m
and with respect to B, 2 D it also represents h2 : V W sending

~ j 7 h1,j (2~1 ) + + hi,j (2~i ) + + hm,j (2~m )
(the notation 2 D means to double all of the members of D). These maps are easily
seen to be unequal.
Three.IV.1.12 Fix bases B and D for V and W, and consider RepB,D : L(V, W) Mmn
associating each linear map with the matrix representing that map h 7 RepB,D (h).
From the prior section we know that (under fixed bases) the matrices correspond
to linear maps, so the representation map is one-to-one and onto. That it preserves
linear operations is Theorem 1.4.
Three.IV.1.13 Fix bases and represent the transformations with 22 matrices. The
space of matrices M22 has dimension four, and hence the above six-element set is
linearly dependent. By the prior exercise that extends to a dependence of maps. (The
misleading part is only that there are six transformations, not five, so that we have
more than we need to give the existence of the dependence.)
Three.IV.1.14 That the trace of a sum is the sum of the traces holds because both
trace(H + G) and trace(H) + trace(G) are the sum of h1,1 + g1,1 with h2,2 + g2,2 , etc.
For scalar multiplication we have trace(r H) = r trace(H); the proof is easy. Thus
the trace map is a homomorphism from Mnn to R.
Three.IV.1.15 (a) The i, j entry of (G + H)T is gj,i + hj,i . That is also the i, j entry of
GT + HT .
(b) The i, j entry of (r H)T is rhj,i , which is also the i, j entry of r HT .
179
Three.IV.1.16 (a) For H+HT , the i, j entry is hi,j +hj,i and the j, i entry of is hj,i +hi,j .
The two are equal and thus H + HT is symmetric.
Every symmetric matrix does have that form, since we can write H = (1/2)
(H + HT ).
(b) The set of symmetric matrices is nonempty as it contains the zero matrix.
Clearly a scalar multiple of a symmetric matrix is symmetric. A sum H + G of two
symmetric matrices is symmetric because hi,j + gi,j = hj,i + gj,i (since hi,j = hj,i
and gi,j = gj,i ). Thus the subset is nonempty and closed under the inherited
operations, and so it is a subspace.
Three.IV.1.17 (a) Scalar multiplication leaves the rank of a matrix unchanged except
that multiplication by zero leaves the matrix with rank zero. (This follows from
the first theorem of the book, that multiplying a row by a nonzero scalar doesnt
change the solution set of the associated linear system.)
(b) A sum of rank n matrices can have rank less than n. For instance, for any matrix
H, the sum H + (1) H has rank zero.
A sum of rank n matrices can have rank greater than n. Here are rank one
matrices that sum to a rank two!matrix. !
!
1 0
0 0
1 0
+
=
0 0
0 1
0 1
Three.IV.2: Matrix Multiplication

Three.IV.2.14
(d)
1
0
(a)
0
1
Three.IV.2.15
(c)
18
24
0
0
15.5
19
1
10
2
4
!
(b)
2
17
1
1
1
1
!
(c) Not defined.
(a)
!
17
16
(d)
1
2
!
!
2
2 3
6
(b)
=
4
4 1
36
!
!
!
1
18 17
6
1
=
0
24 16
36 34
1
10
Three.IV.2.16
(a) Yes.
(b) Yes.
(c) No.
Three.IV.2.17
(a) 21
(b) 11
(c) Not defined.
1
34
(d) No.
(d) 22
Three.IV.2.18 We have
h1,1 (g1,1 y1 + g1,2 y2 ) + h1,2 (g2,1 y1 + g2,2 y2 ) + h1,3 (g3,1 y1 + g3,2 y2 ) = d1
h2,1 (g1,1 y1 + g1,2 y2 ) + h2,2 (g2,1 y1 + g2,2 y2 ) + h2,3 (g3,1 y1 + g3,2 y2 ) = d2
180
which, after expanding and regrouping about the ys yields this.

(h1,1 g1,1 + h1,2 g2,1 + h1,3 g3,1 )y1 + (h1,1 g1,2 + h1,2 g2,2 + h1,3 g3,2 )y2 = d1
(h2,1 g1,1 + h2,2 g2,1 + h2,3 g3,1 )y1 + (h2,1 g1,2 + h2,2 g2,2 + h2,3 g3,2 )y2 = d2
We can express the starting system and the system used for the substitutions in matrix
language, as

! x
!
x1
1
h1,1 h1,2 h1,3
d1

x2 = H x2 =
h2,1 h2,2 h2,3
d2
x3
x3
and
g1,1
g2,1
g3,1

!
!
g1,2
x1
y1
y1

=G
= x2
g2,2
y2
y2
g3,2
x3
and with this, the substitution is ~d = H~x = H(G~y) = (HG)~y.

Three.IV.2.19 Technically, no. The dot product operation yields a scalar while the
matrix product yields a 11 matrix. However, we usually will ignore the distinction.
Three.IV.2.20 The action of d/dx on B is 1 7 0, x 7 1, x2 7 2x, . . . and so this is its
(n + 1)(n + 1) matrix representation.
0 1 0
0
0 0 2
0
d
.
.
RepB,B ( ) =
.
dx
0 0 0
n
0 0 0
0
The product of this matrix with itself is defined because the matrix is square.
2
0 0 2 0
0
0 1 0
0
0 0 0 6
0
0 0 2
..
.
..
0 0 0
n(n 1)
0 0 0
n
0 0 0
0
0 0 0
0
0 0 0
0
The map so represented is the composition
d
d
d p dx
d2 p
p 7dx
7
dx
dx2
which is the second derivative operation.
Three.IV.2.21 (a) iii
(b) iv
(c) None
(d) None (or (i) if we allow multiplication from the left)
181
Three.IV.2.22 It is true for all one-dimensional spaces. Let f and g be transformations

of a one-dimensional space. We must show that g f (~v) = f g (~v) for all vectors. Fix
a basis B for the space and then the transformations are represented by 11 matrices.

F = RepB,B (f) = f1,1
G = RepB,B (g) = g1,1
Therefore, the compositions can be represented as GF and FG.

GF = RepB,B (g f) = g1,1 f1,1
FG = RepB,B (f g) = f1,1 g1,1
These two matrices are equal and so the compositions have the same effect on each
vector in the space.
Three.IV.2.23 It would not represent linear map composition; Theorem 2.6 would fail.
Three.IV.2.24 Each follows easily from the associated map fact. For instance, p applications of the transformation h, following q applications, is simply p + q applications.
Three.IV.2.25 Although we can do these by going through the indices, they are best
understood in terms of the represented maps. That is, fix spaces and bases so that
the matrices represent linear maps f, g, h.
(a) Yes; we have both r (g h) (~v) = r g( h(~v) ) = (r g) h (~v) and g (r h) (~v) =
g( r h(~v) ) = r g(h(~v)) = r (g h) (~v) (the second equality holds because of the
linearity of g).
(b) Both answers are yes. First, f (rg + sh) and r (f g) + s (f h) both send ~v
to r f(g(~v)) + s f(h(~v)); the calculation is as in the prior item (using the linearity
of f for the first one). For the other, (rf + sg) h and r (f h) + s (g h) both
send ~v to r f(h(~v)) + s g(h(~v)).
Three.IV.2.26 We have not seen a map interpretation of the transpose operation, so we
will verify these by considering the entries.
(a) The i, j entry of GHT is the j, i entry of GH, which is the dot product of the j-th
row of G and the i-th column of H. The i, j entry of HT GT is the dot product of
the i-th row of HT and the j-th column of GT , which is the dot product of the i-th
column of H and the j-th row of G. Dot product is commutative and so these two
are equal.
T
T
(b) By the prior item each equals its transpose, e.g., (HHT ) = HT HT = HHT .
Three.IV.2.27 Consider rx , ry : R3 R3 rotating all vectors /2 radians counterclockwise about the x and y axes (counterclockwise in the sense that a person whose head
is at ~e1 or ~e2 and whose feet are at the origin sees, when looking toward the origin,
the rotation as counterclockwise).
182
Rotating rx first and then ry is different than rotating ry first and then rx . In
particular, rx (~e3 ) = ~e2 so ry rx (~e3 ) = ~e2 , while ry (~e3 ) = ~e1 so rx ry (~e3 ) = ~e1 ,
and hence the maps do not commute.
Three.IV.2.28 It doesnt matter (as long as the spaces have the appropriate dimensions).
For associativity, suppose that F is mr, that G is rn, and that H is nk. We
can take any r dimensional space, any m dimensional space, any n dimensional space,
and any k dimensional space for instance, Rr , Rm , Rn , and Rk will do. We can take
any bases A, B, C, and D, for those spaces. Then, with respect to C, D the matrix H
represents a linear map h, with respect to B, C the matrix G represents a g, and with
respect to A, B the matrix F represents an f. We can use those maps in the proof.
The second half is similar, except that we add G and H and so we must take them
to represent maps with the same domain and codomain.
Three.IV.2.29 (a) The product of rank n matrices can have rank less than or equal to
n but not greater than n.
To see that the rank can fall, consider the maps x , y : R2 R2 projecting
onto the axes. Each is rank one but their composition x y , which is the zero
map, is rank zero. That translates over to matrices representing those maps in this
way.
!
!
!
1 0
0 0
0 0
RepE2 ,E2 (x ) RepE2 ,E2 (y ) =
=
0 0
0 1
0 0
To prove that the product of rank n matrices cannot have rank greater than n,
we can apply the map result that the image of a linearly dependent set is linearly
dependent. That is, if h : V W and g : W X both have rank n then a set in
the range R(g h) of size larger than n is the image under g of a set in W of size
larger than n and so is linearly dependent (since the rank of h is n). Now, the
image of a linearly dependent set is dependent, so any set of size larger than n in
the range is dependent. (By the way, observe that the rank of g was not mentioned.
See the next part.)
(b) Fix spaces and bases and consider the associated linear maps f and g. Recall
that the dimension of the image of a map (the maps rank) is less than or equal to
the dimension of the domain, and consider the arrow diagram.
f
V 7 R(f) 7 R(g f)
First, the image of R(f) must have dimension less than or equal to the dimension of
R(f), by the prior sentence. On the other hand, R(f) is a subset of the domain of
g, and thus its image has dimension less than or equal the dimension of the domain
of g. Combining those two, the rank of a composition is less than or equal to the
minimum of the two ranks.
The matrix fact follows immediately.
183
Three.IV.2.30 The commutes with relation is reflexive and symmetric. However, it is

not transitive: for instance, with!
!
!
1 2
1 0
5 6
G=
H=
J=
3 4
0 1
7 8
G commutes with H and H commutes with J, but G does not commute with J.
Three.IV.2.31 (a)
ofthese.

Either

0
0
x
x
x
0
y x
x y
y 7 y 7 0
y 7 0 7 0
0
0
z
z
0
0
(b) The composition is the fifth derivative map d5 /dx5 on the space of fourth-degree
polynomials.
(c) With respect to the natural
bases,
1 0 0
0 0 0
RepE3 ,E3 (x ) = 0 0 0
RepE3 ,E3 (y ) = 0 1 0
0 0 0
0 0 0
and their product (in either order) is the zero matrix.
(d) Where B = h1, x, x2 , x3 , x4 i,
0 0 2 0 0
0 0 0 6 0
0 0 0 6 0
0 0 0 0 24
d3
d2
RepB,B ( 3 ) = 0 0 0 0 0
RepB,B ( 2 ) = 0 0 0 0 12
dx
dx
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
and their product (in either order) is the zero matrix.
Three.IV.2.32 Note that (S + T )(S T ) = S2 ST + T S T 2 , so a reasonable try is to
look at matrices that do not commute so
! that ST and
! T S dont cancel: with
1 2
5 6
S=
T=
3 4
7 8
we have the desired inequality.
!
!
56 56
60
68
(S + T )(S T ) =
S2 T 2 =
88 88
76 84
~ 1 7
~ 1, . . . ,
~ n 7
~ n,
Three.IV.2.33 Because the identity map acts on the basis B as
the representation is this.
1 0 0
0
0 1 0
0
0
0 0 1
..
.
0 0 0
1
The second part of the question is obvious from Theorem 2.6.
184
Three.IV.2.34 Here are four solutions.

T=
1
0
0
1
Three.IV.2.35 (a) The vector space M22 has dimension four. The set { T 4 , . . . , T, I }
has five elements and thus is linearly dependent.
(b) Where T is nn, generalizing the argument from the prior item shows that there
2
is such a polynomial of degree n2 or less, since {T n , . . . , T, I } is a n2 + 1-member
subset of the n2 -dimensional space Mnn .
(c) First compute the powers
!
!
!
1/2
3/2
0
1
1/2
3/2
T2 =
T3 =
T4 =
3/2
1/2
1 0
3/2 1/2
(observe that rotating by /6 three times results in a rotation by /2, which is
indeed what T 3 represents). Then set c4 T 4 + c3 T 3 + c2 T 2 + c1 T + c0 I equal to the
zero matrix
!
!
!
1/2 3/2
0 1
1/2 3/2
c4 +
c3 +
c2
3/2 1/2
1 0
3/2
1/2
!
!
!
3/2 1/2
1 0
0 0
c1 +
c0 =
+
1/2
3/2
0 1
0 0
to get this linear system.
(1/2)c4
+ (1/2)c2 + ( 3/2)c1 + c0 = 0
( 3/2)c4 c3 ( 3/2)c2 (1/2)c1

=0
=0
( 3/2)c4 + c3 + ( 3/2)c2 + (1/2)c1
(1/2)c4
+ (1/2)c2 + ( 3/2)c1 + c0 = 0
Apply Gaussian reduction.
(1/2)c4
+ (1/2)c2 + ( 3/2)c1 + c0 = 0
(1/2)c1
=0
1 +4 2 +3 ( 3/2)c4 c3 ( 3/2)c2
0=0
0=0
(1/2)c4
+ (1/2)c2 + ( 3/2)c1 +
c =0
3c2
2c1 3c0 = 0
c3
31 +2
0=0
0=0
Setting c4 , c3 , and c2 to zero makes c1 and c0 also come out to be zero so no degree
one or degree zero polynomial will do. Setting c4 and c3 to zero (and c2 to one)
gives a linear system
(1/2) + ( 3/2)c1 +
c =0
0
3
2c1 3c0 = 0
185
with solution c1 = 3 and c0 = 1. Conclusion: the polynomial m(x) = x2 3x+1

is minimal for the matrix T .
Three.IV.2.36 The check is routine:
d/dx
a0 +a1 x+ +an xn 7 a0 x+a1 x2 + +an xn+1 7 a0 +2a1 x+ +(n+1)an xn

while
d/dx
a0 + a1 x + + an xn 7 a1 + + nan xn1 7 a1 x + + an xn
so that under the map (d/dx s) (s d/dx) we have a0 + a1 x + + an xn 7
a0 + a1 x + + an xn .
Three.IV.2.37 (a) Tracing through the remark at the end of the subsection gives that
the i, j entry of (FG)H is this
s X
r
X
s X
r
s X
r
X
X

fi,k gk,t ht,j =
(fi,k gk,t )ht,j =
fi,k (gk,t ht,j )
t=1 k=1
t=1 k=1
t=1 k=1
r X
s
X
fi,k (gk,t ht,j ) =
k=1 t=1
r
X
fi,k
k=1
s
X
gk,t ht,j
t=1
(the first equality comes from using the distributive law to multiply through the
hs, the second equality is the associative law for real numbers, the third is the
commutative law for reals, and the fourth equality follows on using the distributive
law to factor the fs out), which is the i, j entry of F(GH).
(b) The k-th component of h(~v) is
n
X
hk,j vj
j=1
and so the i-th component of g h (~v) is this

r
X
k=1
gi,k
n
X
j=1
r X
n
r X
n
X
X
hk,j vj =
gi,k hk,j vj =
(gi,k hk,j )vj
k=1 j=1
k=1 j=1
n
X
r
X
j=1 k=1
(gi,k hk,j )vj =
n X
r
X
(
gi,k hk,j ) vj
j=1 k=1
(the first equality holds by using the distributive law to multiply the gs through,
the second equality represents the use of associativity of reals, the third follows by
commutativity of reals, and the fourth comes from using the distributive law to
factor the vs out).
186
Three.IV.3: Mechanics of Matrix Multiplication

Three.IV.3.24
(a) The second matrix has its first row multiplied by 3.

!
3 6
3 4
(b) The second matrix has its second row multiplied by 2.

!
1 2
6 8
(c) The second matrix undergoes the combination operation of replacing the second
row with 2 times the first row added to the second.
!
1 2
1 0
(d) The first matrix undergoes the column operation of: replace the second column
by 1 times the first column plus the second.
!
1 1
3 1
(e) The first matrix has its columns swapped.
!
2 1
4 3
Three.IV.3.25 (a) The second matrix has its first row multiplied by 3 and its second
row multiplied by 0.
!
3 6
0 0
(b) The second matrix has its first row multiplied by 4 and its second row multiplied
by 2.
!
4 8
6 8
Three.IV.3.26
(a) This matrix swaps row
0 1 0
a
1 0 0 d
g
0 0 1
one and row three.

b c
d e f

e f = a b c
h i
g h i
(b) This matrix swaps column one and two.

!
!
a b
0 1
=
c d
1 0
b
d
a
c
Three.IV.3.27 The pay due each person appears in the matrix product of the two arrays.
187
Three.IV.3.28 The product is the identity matrix (recall that cos2 + sin2 = 1). An
explanation is that the given matrix represents, with respect to the standard bases, a
rotation in R2 of radians while the transpose represents a rotation of radians.
The two cancel.
Three.IV.3.29 (a) The adjacency matrix is this (e.g, the first row shows that there is
only one connection including Burlington, the road to Winooski).
0 0 0 0 1
0 0 1 1 1
0 1 0 1 0
0 1 1 0 0
1 1 0 0 0
(b) Because these are two-way roads, any road connecting city i to city j gives a
connection between city j and city i.
(c) The square of the adjacency matrix tells how cities are connected by trips
involving two roads.
Three.IV.3.30 The set of diagonal matrices is nonempty as the zero matrix is diagonal.
Clearly it is closed under scalar multiples and sums. Therefore it is a subspace. The
dimension is n; here is a basis.
1 0 ...
0 0 ...
0 0
0 0
,...,
}
{
..
..
.
.
0 0
0
0 0
1
Three.IV.3.31 No. In P1 , with respect to the unequal bases B = h1, xi and D =
h1 + x, 1 xi, the identity transformation is represented by this matrix.
!
1/2 1/2
RepB,D (id) =
1/2 1/2
B,D
Three.IV.3.32 For any scalar r and square matrix H we have (rI)H = r(IH) = rH =
r(HI) = (Hr)I = H(rI).
There are no other such matrices; here is an argument for 22 matrices that is
easily extended to nn. If a matrix commutes with all others then it commutes with
this unit matrix. !
!
!
!
!
!
0
0
a
c
a
c
b
d
0
0
1
0
0
0
1
0
a
c
b
d
c d
0 0
From this we first conclude that the upper left entry a must equal its lower right
entry d. We also conclude that the lower left entry c is zero. The argument for the
upper right entry b is similar.
188
Three.IV.3.33 It is false; these two dont commute.

!
!
1 2
5 6
3 4
7 8
Three.IV.3.34 A permutation matrix has a single one in each row and column, and all
its other entries are zeroes. Fix such a matrix. Suppose that the i-th row has its one
in its j-th column. Then no other row has its one in the j-th column; every other row
has a zero in the j-th column. Thus the dot product of the i-th row and any other
row is zero.
The i-th row of the product is made up of the dot products of the i-th row of
the matrix and the columns of the transpose. By the last paragraph, all such dot
products are zero except for the i-th one, which is one.
Three.IV.3.35 The generalization is to go from the first and second rows to the i1 -th
and i2 -th rows. Row i of GH is made up of the dot products of row i of G and the
columns of H. Thus if rows i1 and i2 of G are equal then so are rows i1 and i2 of GH.
Three.IV.3.36 If the product of two diagonal matrices is defined if both are nn
then the product of the diagonals is the diagonal of the products: where G, H are
equal-sized diagonal matrices, GH is all zeros except each that i, i entry is gi,i hi,i .
Three.IV.3.37 One way to produce this matrix from the identity is to use the column
operations of first multiplying the second column by three, and then adding the
negative of the resulting second column to the first.
!
!
!
1 0
1 0
1 0
0 1
0 3
3 3
In contrast with row operations, column operations are written from left to right, so
this matrix product expresses doing the above two operations.
!
!
1 0
1 0
0 3
1 1
Remark. Alternatively, we could get the required matrix with row operations. Starting
with the identity, first adding the negative of the first row to the second, and then
multiplying the second row by three will work. Because we write successive row
operations as matrix products from right to left, doing these two row operations is
expressed with: the same matrix product.
Three.IV.3.38 The i-th row of GH is made up of the dot products of the i-th row of G
with the columns of H. The dot product of a zero row with a column is zero.
It works for columns if stated correctly: if H has a column of zeros then GH (if
defined) has a column of zeros. The proof is easy.
189
Three.IV.3.39 Perhaps the easiest way is to show that each nm matrix is a linear
combination of unit matrices in one and only one way:
1 0 ...
0 0 ...
a1,1 a1,2 . . .
.
..
c1 0 0
= .
+ + cn,m ..
..
.
0 ...
1
an,1 . . .
an,m
has the unique solution c1 = a1,1 , c2 = a1,2 , etc.
Three.IV.3.40 Call that matrix F. We have
!
2 1
3
2
F =
F3 =
1 1
2
2
1
!
4
F =
5
3
3
2
In general,
Fn =
fn+1
fn
fn
fn1
where fi is the i-th Fibonacci number fi = fi1 + fi2 and f0 = 0, f1 = 1, which we

verify by induction, based on this equation.
!
!
!
fi1 fi2
1 1
fi
fi1
=
fi2 fi3
1 0
fi1 fi2
Three.IV.3.41 Chapter Five gives a less computational reason the trace of a
matrix is the second coefficient in its characteristic polynomial but for now we
can use indices. We have
Tr(GH) = (g1,1 h1,1 + g1,2 h2,1 + + g1,n hn,1 )
+ (g2,1 h1,2 + g2,2 h2,2 + + g2,n hn,2 )
+ + (gn,1 h1,n + gn,2 h2,n + + gn,n hn,n )
while
Tr(HG) = (h1,1 g1,1 + h1,2 g2,1 + + h1,n gn,1 )
+ (h2,1 g1,2 + h2,2 g2,2 + + h2,n gn,2 )
+ + (hn,1 g1,n + hn,2 g2,n + + hn,n gn,n )
and the two are equal.
Three.IV.3.42 A matrix is upper triangular if and only if its i, j entry is zero whenever
i > j. Thus, if G, H are upper triangular then hi,j and gi,j are zero when i > j. An
entry in the product pi,j = gi,1 h1,j + + gi,n hn,j is zero unless at least some of the
terms are nonzero, that is, unless for at least some of the summands gi,r hr,j both
i 6 r and r 6 j. Of course, if i > j this cannot happen and so the product of two
upper triangular matrices is upper triangular. (A similar argument works for lower
triangular matrices.)
190
Three.IV.3.43 The sum along the i-th row of the product is this.
pi,1 + + pi,n = (hi,1 g1,1 + hi,2 g2,1 + + hi,n gn,1 )
+ (hi,1 g1,2 + hi,2 g2,2 + + hi,n gn,2 )
+ + (hi,1 g1,n + hi,2 g2,n + + hi,n gn,n )
= hi,1 (g1,1 + g1,2 + + g1,n )
+ hi,2 (g2,1 + g2,2 + + g2,n )
+ + hi,n (gn,1 + gn,2 + + gn,n )
= hi,1 1 + + hi,n 1
=1
Three.IV.3.44 Matrices representing (say, with respect to E2 , E2 R2 ) the maps that
send
~ 1 7h
~1
~ 2 7h ~0
and
~ 1 7g
~2
~ 2 7g ~0
will do.
Three.IV.3.45 The combination is to have all entries of the matrix be zero except for
one (possibly) nonzero entry in each row and column. We can write such a matrix as
the product of a permutation
matrix
and a diagonal

matrix, e.g.,
0 4 0
0 1 0
4 0 0
2 0 0 = 1 0 0 0 2 0
0 0 5
0 0 1
0 0 5
and its action is thus to rescale the rows and permute them.
Three.IV.3.46 (a) Each entry pi,j = gi,1 h1,j + + g1,r hr,1 takes r multiplications
and there are m n entries. Thus there are m n r multiplications.
(b) Let H1 be 510, let H2 be 1020, let H3 be 205, let H4 be 51. Then, using
the formula from the prior part,
this association uses this many multiplications
((H1 H2 )H3 )H4
1000 + 500 + 25 = 1525
(H1 (H2 H3 ))H4
1000 + 250 + 25 = 1275
(H1 H2 )(H3 H4 )
1000 + 100 + 100 = 1200
H1 (H2 (H3 H4 ))
100 + 200 + 50 = 350
H1 ((H2 H3 )H4 )
1000 + 50 + 50 = 1100
shows which is cheapest.
(c) This is an improvement by S. Winograd of a formula due to V. Strassen: let
w = aA (a c d)(A C + D)
! and then
!
!
a
c
b
d
A
C
B
D
191
where = aA + bB, and = w + (c + d)(C A) + (a + b c d)D, and

= w+(ac)(DC)d(ABC+D), and = w+(ac)(DC)+(c+d)(CA).
This takes seven multiplications and fifteen additions (save the intermediate results).
Three.IV.3.47 This is how the answer was given in the cited source. No, it does not.
Let A and B represent, with respect to the standard bases, these transformations of
R3 .

x
x
x
0
a
a
y 7 y
y 7 x
z
0
z
y
Observe that

x
0
abab
y 7 0
z
0
but

x
0
baba
y 7 0 .
z
x
Three.IV.3.48 This is how the answer was given in the cited source.
(a) Obvious.
(b) If AT A~x = ~0 then ~y ~y = 0 where ~y = A~x. Hence ~y = ~0 by (a).
The converse is obvious.
(c) By (b), A~x1 ,. . . ,A~xn are linearly independent iff AT A~x1 ,. . . , AT A~vn are linearly
independent.
(d) We have
col rank(A) = col rank(AT A) = dim {AT (A~x) | all ~x }
6 dim { AT~y | all ~y } = col rank(AT ).
T
Thus also col rank(AT ) 6 col rank(AT ) and so col rank(A) = col rank(AT ) =
row rank(A).
Three.IV.3.49 This is how the answer was given in the cited source. Let h~z1 , . . . , ~zk i
be a basis for R(A) N (A) (k might be 0). Let ~x1 , . . . , ~xk V be such that
A~xi = ~zi . Note { A~x1 , . . . , A~xk } is linearly independent, and extend to a basis for
R(A): A~x1 , . . . , A~xk , A~xk+1 , . . . , A~xr1 where r1 = dim(R(A)).
Now take ~x V. Write
A~x = a1 (A~x1 ) + + ar1 (A~xr1 )
and so
A2~x = a1 (A2~x1 ) + + ar1 (A2~xr1 ).
But A~x1 , . . . , A~xk N (A), so A2~x1 = ~0, . . . , A2~xk = ~0 and we now know
A2~xk+1 , . . . , A2~xr1
spans R(A2 ).
192

To see {A2~xk+1 , . . . , A2~xr1 } is linearly independent, write
bk+1 A2~xk+1 + + br1 A2~xr1 = ~0
A[bk+1 A~xk+1 + + br1 A~xr1 ] = ~0
and, since bk+1 A~xk+1 + + br1 A~xr1 N (A) we get a contradiction unless it is ~0
(clearly it is in R(A), but A~x1 , . . . , A~xk is a basis for R(A) N (A)).
Hence dim(R(A2 )) = r1 k = dim(R(A)) dim(R(A) N (A)).
Three.IV.4: Inverses
Three.IV.4.12 Here is one way to proceed. Follow
1
0
1 0 1 0
1
1 2
1 +3
0
3 1 1 0 0
0
1 1
0 0 0 1
0
0
3
1
1
1
1
0
1
0
0
1
1
0
1
with
(1/3)2 +3
0
0
0
3
0
1
1
4/3
0
1
1
0
1/3 1
0
1
0
1
0
1 0
1
(1/3)2
1/3
0
0
0 1 1/3
(3/4)3
0 0
1 1/4 3/4 3/4
1 0 0
1/4 1/4
3/4
(1/3)3 +2
1/4 1/4 1/4

0 1 0
3 +1
0 0 1 1/4 3/4 3/4
and read the answer off of the right side.
Three.IV.4.13
(c) No.
(a) Yes, it has an inverse: ad bc = 2 1 1 (1) 6= 0.
!
1
1
1 1
1
Three.IV.4.14 (a)
=
2 1 1 (1)
3
1 2
1
!
!
1
3 4
3/4 1
(b)
=
0 (3) 4 1
1 0
1/4 0
(c) The prior question shows that no inverse exists.
1
2
!
=
1/3
1/3
(b) Yes.
1/3
2/3
Three.IV.4.15
193
(a) The reduction is routine.

!
3 1 1 0
(1/3)1
0 2 0 1
(1/2)2
1
0
(1/3)2 +1
1/3
1
1/3
0
1 0
0 1
0
1/2
!
1/3 1/6
0
1/2
This answer agrees with the answer from the check.

!1
!
1
1
3 1
2 1
=
=
3201
6
0 2
0 3
(b) This reduction is easy.
!
2 1/2 1 0
(3/2)1 +2
3
1 0 1
(1/2)1
42
1 1/4
0
1
2
0
!
2 1/2
1 0
0 1/4 3/2 1
!
1/2 0
(1/4)2 +1
6 4
1
3
1
0
0
1
2
6
1
4
The check agrees.

1
2 1 3 (1/2)
1
3
!
1/2
=2
2
(c) Trying the Gauss-Jordan reduction

!
2 4 1 0
(1/2)1 +2
1
2 0 1
2
0
1
3
4
0
1/2
2
1 0
1/2 1
shows that the left side wont reduce to the identity, so no inverse exists. The check
ad bc = 2 2 (4) (1) = 0 agrees.
(d) This produces an inverse.
1 1 3 1 0 0
1 1 3 1 0 0
1 +3
0 2 4 0 1 0 0 2 4 0 1 0
1 1 0 0 0 1
0 2 3 1 0 1
1 1
3 1
0 0
1 1 3
1
0
0
2 +3
(1/2)2
4 0
1 0
0 1/2
0
0 2
0 1 2
3
0 0 1 1 1 1
0 0 1 1
1 1
1 1 0
4
3
3
23 +2
2 3/2
2
0 1 0
33 +1
0 0 1 1
1 1
1 0 0
2 3/2
1
2 +1
2 3/2
2
0 1 0
0 0 1 1
1 1
194

(e) This is one way to
0
1
5 1
4 0
0 2
2
3 2 0
do the reduction.
2
0 0
3 1
1 0
0
0 1
0
3 2
2
4
1
5
2
3
0 2
0
0
(1/2)2 +3
0
0
1
0
0
0
1
0
2
4
7
0
0
1
0
1
1/2
0
0
1 3/2 1
0
0 1/2
(1/2)1
1 2
0 1/2
0
0
(1/2)2
0
0
1 1/7 1/14
0
(1/7)3
1/14 1/2
1 3/2 0 1/7
23 +2
1 0 2/7 5/14
0
0
3 +1
0
0 1 1/7
1/14
0
1 0 0 2/7 17/28 1/2

(3/2)2 +1
2/7 5/14
0
0 1 0
0 0 1
1/7
1/14
0
(f) There is no inverse.
2
2
3 1 0
1 2 3 0 1
4 2 3 0 0
0
1
(1/2)1 +2
21 +3
22 +3
0
0
0
0
2
3
6
2
3
0
3
9/2
9
3
9/2
0
0
1
0 0
1 0
2 1
1 0
1/2 1
2 0
1
1/2
1
As a check, note that the third column of the starting matrix is 3/2 times the
second, and so it is indeed singular and therefore has no inverse.
Three.IV.4.16 We can use Corollary 4.11.
1
1523
5
2
3
1
!
=
5
2
3
1
Three.IV.4.17 (a) The proof that the inverse is r1 H1 = (1/r) H1 (provided, of

course, that the matrix is invertible) is easy.
(b) No. For one thing, the fact that H + G has an inverse doesnt imply that H has
an inverse or that G has an inverse. Neither of these matrices is invertible but their
sum is.
!
!
1 0
0 0
0 0
0 1
195
Another point is that just because H and G each has an inverse doesnt mean H + G
has an inverse; here is an example. !
!
1
0
0
1
1
0
0
1
Still a third point is that, even if the two matrices have inverses, and the sum has
an inverse, doesnt imply that the equation holds:
!1
!1
!1
!1
2 0
1/2
0
3 0
1/3
0
=
=
0
1/3
0
1/2
0 3
0 2
but
5
0
0
5
!1
=
1/5
0
0
1/5
!1
and (1/2)+ (1/3) does not equal 1/5.

Three.IV.4.18 Yes: T k (T 1 )k = (T T T ) (T 1 T 1 T 1 ) = T k1 (T T 1 )(T 1 )k1 =
= I.
Three.IV.4.19 Yes, the inverse of H1 is H.
Three.IV.4.20 One way to check that the first is true is with the angle sum formulas
from trigonometry.
!
cos(1 + 2 ) sin(1 + 2 )
sin(1 + 2 ) cos(1 + 2 )
!
cos 1 cos 2 sin 1 sin 2 sin 1 cos 2 cos 1 sin 2
=
sin 1 cos 2 + cos 1 sin 2
cos 1 cos 2 sin 1 sin 2
!
!
cos 1 sin 1
cos 2 sin 2
=
sin 1
cos 1
sin 2
cos 2
Checking the second equation in this way is similar.
Of course, the equations can be not just checked but also understood by recalling
that t is the map that rotates vectors about the origin through an angle of radians.
Three.IV.4.21 There are two cases. For the first case
! we assume that a is nonzero. Then
!
a
b
1
0
a
b
1
0
(c/a)1 +2
=
0 (bc/a) + d c/a 1
0 (ad bc)/a c/a 1
shows that the matrix is invertible (in this a 6= 0 case) if and only if ad bc 6= 0. To
find the inverse, we finish with the Jordan half of the reduction.
!
1 b/a
1/a
0
(1/a)1
0
1
c/(ad bc) a/(ad bc)
(a/adbc)2
!
1 0 d/(ad bc) b/(ad bc)
(b/a)2 +1
0 1 c/(ad bc) a/(ad bc)
196

The other case is the a = 0 case. We swap to get c into the 1, 1 position.
!
c d 0 1
1 2
0 b 1 0
This matrix is nonsingular if and only if both b and c are nonzero (which, under the
case assumption that a = 0, holds if and only if ad bc 6= 0). To find the inverse we
do the Jordan half.
!
!
1 d/c
0
1/c
1 0 d/bc 1/c
(1/c)1
(d/c)2 +1
0
1
1/b 0
0 1
1/b
0
(1/b)2
(Note that this is what is required, since a = 0 gives that ad bc = bc).
Three.IV.4.22 With H a 23 matrix, in looking for a matrix G such that the combination
HG acts as the 22 identity we need G to be 32. Setting up the equation
! m n
!
1 0 1
1 0
p q =
0 1 0
0 1
r s
and solving the resulting linear system
m
+r
n
p
q
=1
+s = 0
=0
=1
gives infinitely many solutions.

m
1
1
0
n 0
0
1

p 0
0
0

{ = + r + s | r, s R}
q 1
0
0

r 0
1
0
s
Thus H has infinitely many right inverses.

As for left inverses, the equation
a
c
b
d
1
0
0
1
!
1
1
= 0
0
0
0
1
0
0
1
197
gives rise to a linear system with nine equations and four unknowns.
a
=1
b
=0
a
=0
c
=0
d
=1
c
=0
e =0
f=0
e =1
This system is inconsistent (the first equation conflicts with the third, as do the
seventh and ninth) and so there is no left inverse.
Three.IV.4.23 With respect to the standard bases we have
1 0
RepE2 ,E3 () = 0 1
0 0
and setting up the equation to find
! 1
a b c
0
d e f
0
the matrix
0
1
1 =
0
0
inverse
!
0
= RepE2 ,E2 (id)
1
gives rise to a linear system.

a
=1
b
=0
d
=0
e =1
There are infinitely many solutions in a, . . . , f to this system because two of these
variables are entirely unrestricted

a
1
0
0
b 0
0
0

c 0
1
0

{ = + c + f | c, f R }
d 0
0
0

e 1
0
0
f
0
0
1
and so there are infinitely many solutions to the matrix equation.
!
1 0 c
{
| c, f R }
0 1 f
198
With the bases still fixed at E2 , E2 , for instance taking c = 2 and f = 3 gives a matrix
representing this map.

!
x
f2,3 x + 2z
y 7
y + 3z
z
The check that f2,3 is the identity map on R2 is easy.
Three.IV.4.24 By Lemma 4.2 it cannot have infinitely many left inverses, because a
matrix with both left and right inverses has only one of each (and that one of each is
one of both the left and right inverse matrices are equal).
Three.IV.4.25 (a) True, It must be linear, as the proof from Theorem II.2.20 shows.
(b) False. It may be linear, but it need not be. Consider the projection map
: R3 R2 described at the start of this subsection. Define : R2 R3 in this
way.

!
x
x

7 y
y
1
It is a right inverse of because does this.

!
!
x
x
x

7 y 7
y
y
1
It is not linear because it does not map the zero vector to the zero vector.
Three.IV.4.26 The associativity of matrix multiplication gives H1 (HG) = H1 Z = Z
and also H1 (HG) = (H1 H)G = IG = G.
Three.IV.4.27 Multiply both sides of the first equation by H.
Three.IV.4.28 Checking that when I T is multiplied on both sides by that expression
(assuming that T 4 is the zero matrix) then the result is the identity matrix is easy.
The obvious generalization is that if T n is the zero matrix then (I T )1 = I + T +
T 2 + + T n1 ; the check again is easy.
Three.IV.4.29 The powers of the matrix are formed by taking the powers of the diagonal
entries. That is, D2 is all zeros except for diagonal entries of d1,1 2 , d2,2 2 , etc. This
suggests defining D0 to be the identity matrix.
Three.IV.4.30 Assume that B is row equivalent to A and that A is invertible. Because
they are row-equivalent, there is a sequence of row steps to reduce one to the other.
We can do that reduction with matrices, for instance, A can change by row operations
to B as B = Rn R1 A. This equation gives B as a product of invertible matrices and
by Lemma 4.4 then, B is also invertible.
Three.IV.4.31
(a) See the answer to Exercise 29.
199
(b) We will show that both conditions are equivalent to the condition that the two
matrices be nonsingular.
As T and S are square and their product is defined, they are equal-sized, say
nn. Consider the T S = I half. By the prior item the rank of I is less than or
equal to the minimum of the rank of T and the rank of S. But the rank of I is n, so
the rank of T and the rank of S must each be n. Hence each is nonsingular.
The same argument shows that ST = I implies that each is nonsingular.
Three.IV.4.32 Inverses are unique, so we need only show that it works. The check
appears above as Exercise 34.
Three.IV.4.33 (a) See the answer for Exercise 26.
(b) See the answer for Exercise 26.
T
T
(c) Apply the first part to I = AA1 to get I = IT = (AA1 ) = (A1 ) AT .
(d) Apply the prior item with AT = A, as A is symmetric.
Three.IV.4.34 For the answer to the items making up the first half, see Exercise 31. For
the proof in the second half, assume that A is a zero divisor so there is a nonzero
matrix B with AB = Z (or else BA = Z; this case is similar), If A is invertible then
A1 (AB) = (A1 A)B = IB = B but also A1 (AB) = A1 Z = Z, contradicting that
B is nonzero.
Three.IV.4.35 Here are four solutions to H2 = I.!
1 0
0 1
Three.IV.4.36 It is not reflexive since, for instance,
!
1 0
H=
0 2
is not a two-sided inverse of itself. The same example shows that it is not transitive.
That matrix has this two-sided inverse
!
1
0
G=
0 1/2
and while H is a two-sided inverse of G and G is a two-sided inverse of H, we know
that H is not a two-sided inverse of H. However, the relation is symmetric: if G is a
two-sided inverse of H then GH = I = HG and therefore H is also a two-sided inverse
of G.
Three.IV.4.37 This is how the answer was given in the cited source. Let A be mm,
non-singular, with the stated property. Let B be its inverse. Then for n 6 m,
m
m X
m
m X
m
m
X
X
X
X
1=
nr =
bns asr =
bns asr = k
bns
r=1
(A is singular if k = 0).
r=1 s=1
s=1 r=1
s=1
200
Change of Basis
Three.V.1: Changing Representations of Vectors
Three.V.1.7 For the matrix to change bases from D to E2 we need that RepE2 (id(~1 )) =
RepE2 (~1 ) and that RepE2 (id(~2 )) = RepE2 (~2 ). Of course, the representation of a
vector in R2 with respect to the standard basis is easy.
!
!
2
2
~
~
RepE2 (1 ) =
RepE2 (2 ) =
1
4
Concatenating those two together to make the columns of the change of basis matrix
gives this.
!
2 2
RepD,E2 (id) =
1 4
For the change of basis matrix in the other direction we can calculate RepD (id(~e1 )) =
RepD (~e1 ) and RepD (id(~e2 )) = RepD (~e2 ) (this job is routine) or we can take the
inverse of the above matrix. Because of the formula for the inverse of a 22 matrix,
this is easy.
!
!
RepE2 ,D (id) =
10
4 2
1 2
4/10 2/10
1/10 2/10
~ 1 )) = RepD (
~ 1 ) and RepD (id(
~ 2 )) = RepD (
~ 2)
Three.V.1.8 Concatenate RepD (id(
to make the !
change of basis matrix! RepB,D (id). !
!
0 1
2 1/2
1 1
1 1
(a)
(b)
(c)
(d)
1 0
1 1/2
2 4
1 2
~ 1 )) = RepD (
~ 1 ), RepD (id(
~ 2 )) = RepD (
~ 2 ), and
Three.V.1.9 The vectors RepD (id(
~
~ 3 ) make the change of basis matrix RepB,D (id).
RepD (id(
RepD (
3 )) =
0 0 1
1 1 0
1 1 1/2
(c) 1 1 1/2
(a) 1 0 0
(b) 0 1 1
0 1 0
0 0
1
0 2
0
2
E.g., for the first column of the first matrix, 1 = 0 x + 1 1 + 0 x.
Three.V.1.10 One way to go is to find RepB (~1 ) and RepB (~2 ), and then concatenate
them into the columns of the desired change of basis matrix. Another way is to find
the inverse of!the matrices that
! answer Exercise 8.!
!
0 1
1 1
2 1/2
2 1
(a)
(b)
(c)
(d)
1 0
2 4
1 1/2
1 1
Three.V.1.11 A matrix changes bases if and only if it is nonsingular.
201
(a) This matrix is nonsingular and so changes bases. Finding to what basis E2 is
changed means finding D such that
!
5 0
RepE2 ,D (id) =
0 4
and by the definition of how a matrix represents a linear map, we have this.
!
!
5
0
RepD (id(~e1 )) = RepD (~e1 ) =
RepD (id(~e2 )) = RepD (~e2 ) =
0
4
Where
x1
D=h
y1
we can either solve the system

!
!
!
1
x1
x2
=5
+0
y1
y1
0
!
x2
,
i
y2
0
1
x1
=0
y1
x2
+4
y1
or else just spot the answer (thinking of the proof of Lemma 1.5).
!
!
1/5
0
D=h
,
i
0
1/4
(b) Yes, this matrix is nonsingular and so changes bases. To calculate D, we proceed
as above with
!
!
x1
x2
D=h
,
i
y1
y2
to solve
1
0
x1
=2
y1
x2
+3
y1
!
and
0
1
x1
=1
y1
x2
+1
y1
and get this.

!
!
1
1
D=h
,
i
3
2
(c) No, this matrix does not change bases because it is singular.
(d) Yes, this matrix changes bases because it is nonsingular. The calculation of the
changed-to basis is as above.
!
!
1/2
1/2
D=h
,
i
1/2
1/2
Three.V.1.12 This question has many different solutions. One way to proceed is to
make up any basis B for any space, and then compute the appropriate D (necessarily
for the same space, of course). Another, easier, way to proceed is to fix the codomain
202
as R3 and the codomain basis as E3 . This way (recall that the representation of any
vector with respect to the standard
just
basisis
the vector itself), we have this.
3
1
4

B = h2 , 1 , 1i
D = E3
0
0
4
Three.V.1.13 Checking that B = h2 sin(x) + cos(x), 3 cos(x)i is a basis is routine. Call
the natural basis D. To compute the change of basis matrix RepB,D (id) we must find
RepD (2 sin(x) + cos(x)) and RepD (3 cos(x)), that is, we need x1 , y1 , x2 , y2 such that
these equations hold.
x1 sin(x) + y1 cos(x) = 2 sin(x) + cos(x)
x2 sin(x) + y2 cos(x) = 3 cos(x)
Obviously this is the answer.
!
2 0
RepB,D (id) =
1 3
For the change of basis matrix in the other direction we could look for RepB (sin(x))
and RepB (cos(x)) by solving these.
w1 (2 sin(x) + cos(x)) + z1 (3 cos(x)) = sin(x)
w2 (2 sin(x) + cos(x)) + z2 (3 cos(x)) = cos(x)
An easier method is to find the inverse
!1 of the matrix!found above. !
1
2 0
3 0
1/2
0
RepD,B (id) =
=
=
6
1 3
1 2
1/6 1/3
Three.V.1.14 We start by taking the inverse of the matrix, that is, by deciding what is
the inverse to the map of interest.
!
1
cos(2) sin(2)
1
RepD,E2 (id)RepD,E2 (id) =
sin(2) cos(2)
cos2 (2) sin2 (2)
!
cos(2)
sin(2)
=
sin(2) cos(2)
This is more tractable than the representation the other way because this matrix is
the concatenation of these two column
! vectors
!
cos(2)
sin(2)
RepE2 (~1 ) =
RepE2 (~2 ) =
cos(2)
sin(2)
and representations with respect to E!2 are transparent.
!
sin(2)
~1 = cos(2)
~2 =
sin(2)
cos(2)
This pictures the action of the map that transforms D to E2 (it is, again, the inverse
of the map that is the answer to this question). The line lies at an angle to the
x axis.
203
~1 =

cos(2)
sin(2)
~e2
7

sin(2)
~2 =
cos(2)
~e1
This map reflects vectors over that line. Since reflections are self-inverse, the answer
to the question is: the original map reflects about the line through the origin with
angle of elevation . (Of course, it does this to any basis.)
Three.V.1.15 The appropriately-sized identity matrix.
Three.V.1.16 Each is true if and only if the matrix is nonsingular.
Three.V.1.17 What remains is to show that left multiplication by a reduction matrix
~ 1, . . . ,
~ n i.
represents a change from another basis to B = h
Application of a row-multiplication matrix Mi (k) translates a representation with
~ 1 , . . . , k
~ i, . . . ,
~ n i to one with respect to B, as here.
respect to the basis h
~ 1 + + ci (k
~ i ) + + cn
~ n 7 c1
~ 1 + + (kci )
~ i + + cn
~ n = ~v
~v = c1
Apply a row-swap matrix Pi,j to translates a representation with respect to the
~ 1, . . . ,
~ j, . . . ,
~ i, . . . ,
~ n i to one with respect to h
~ 1, . . . ,
~ i, . . . ,
~ j, . . . ,
~ n i.
basis h
Finally, applying a row-combination matrix Ci,j (k) changes a representation with
~ 1, . . . ,
~ i + k
~ j, . . . ,
~ j, . . . ,
~ n i to one with respect to B.
respect to h
~ 1 + + ci (
~ i + k
~ j ) + + cj
~ j + + cn
~n
~v = c1
~ 1 + + ci
~ i + + (kci + cj )
~ j + + cn
~ n = ~v
7 c1
(As in the part of the proof in the body of this subsection, the various conditions on
the row operations, e.g., that the scalar k is nonzero, assure that these are all bases.)
Three.V.1.18 Taking H as a change of basis matrix H = RepB,En (id), its columns are
h1,i
..
~ i )) = RepE (
~ i)
. = RepEn (id(
n
hn,i
and, because representations with respect to the standard basis are transparent, we
have this.
h1,i
.. ~
. = i
hn,i
That is, the basis is the one composed of the columns of H.
204
Three.V.1.19 (a) We can change the starting vector representation to the ending one
through a sequence of row operations. The proof tells us what how the bases change.
We start by swapping the first and second rows of the representation with respect
to B to get a representation with respect to a new basis B1 .

1
0
RepB1 (1 x + 3x2 x3 ) =
B1 = h1 x, 1 + x, x2 + x3 , x2 x3 i
1
2 B
1
We next add 2 times the third row of the vector representation to the fourth row.

1
0
RepB3 (1 x + 3x2 x3 ) =
B2 = h1 x, 1 + x, 3x2 x3 , x2 x3 i
1
0 B
2
(The third element of B2 is the third element of B1 minus 2 times the fourth
element of B1 .) Now we can finish by doubling the third row.

1
0

RepD (1 x + 3x2 x3 ) =
D = h1 x, 1 + x, (3x2 x3 )/2, x2 x3 i
2
0 D
(b) Here are three different approaches to stating such a result. The first is the
assertion: where V is a vector space with basis B and ~v V is nonzero, for any
nonzero column vector ~z (whose number of components equals the dimension of V)
there is a change of basis matrix M such that M RepB (~v) = ~z. The second possible
statement: for any (n-dimensional) vector space V and any nonzero vector ~v V,
where ~z1 , ~z2 Rn are nonzero, there are bases B, D V such that RepB (~v) = ~z1
and RepD (~v) = ~z2 . The third is: for any nonzero ~v member of any vector space (of
dimension n) and any nonzero column vector (with n components) there is a basis
such that ~v is represented with respect to that basis by that column vector.
The first and second statements follow easily from the third. The first follows
because the third statement gives a basis D such that RepD (~v) = ~z and then
RepB,D (id) is the desired M. The second follows from the third because it is just a
doubled application of it.
A way to prove the third is as in the answer to the first part of this question.
Here is a sketch. Represent ~v with respect to any basis B with a column vector ~z1 .
This column vector must have a nonzero component because ~v is a nonzero vector.
Use that component in a sequence of row operations to convert ~z1 to ~z. (We could
fill out this sketch as an induction argument on the dimension of V.)
Three.V.1.20 This is the topic of the next subsection.
205
Three.V.1.21 A change of basis matrix is nonsingular and thus has rank equal to the
number of its columns. Therefore its set of columns is a linearly independent subset
of size n in Rn and it is thus a basis. The answer to the second half is also yes; all
implications in the prior sentence reverse (that is, all of the if . . . then . . . parts of
the prior sentence convert to if and only if parts).
Three.V.1.22 In response to the first half of the question, there are infinitely many such
matrices. One of them represents with respect to E2 the transformation of R2 with
this action.
!
!
!
!
1
4
0
0
7
7
0
0
1
1/3
The problem of specifying two distinct input/output pairs is a bit trickier. The fact
that matrices have a linear action precludes some possibilities.
(a) Yes, there is such a matrix. These conditions
! !
!
!
!
!
a b
1
1
a b
2
1
=
=
c d
3
1
c d
1
1
can be solved
a + 3b
= 1
c + 3d = 1
2a b
= 1
2c d = 1
to give this matrix.
2/7
2/7
3/7
3/7
(b) No, because

2
1
3
!
=
2
6
!
but 2
1
1
!
6=
1
1
no linear action can produce this effect.

(c) A sufficient condition is that {~v1 ,~v2 } be linearly independent, but thats not
a necessary condition. A necessary and sufficient condition is that any linear
dependences among the starting vectors appear also among the ending vectors.
That is,
c1~v1 + c2~v2 = ~0
implies
The proof of this condition is routine.
c1 w
~ 1 + c2 w
~ 2 = ~0.
206
Three.V.2: Changing Map Representations

Three.V.2.10 (a) Yes, each has rank two.
(b) Yes, they have the same rank.
(c) No, they have different ranks.
Three.V.2.11 We need only
decide
!
1 0
1 0 0
(a)
(b) 0 1
0 0 0
0 0
what
the rank of each is.
0 0
0 0
1 0
Three.V.2.12 Recall the diagram and the formula.

t
R2wrt B R2wrt D
T
idy
idy
T = RepD,D
(id) T RepB,B
(id)
R2wrt B R2wrt D
(a) These two

!
1
=1
1
1
0
2
1
+1
1
1
!
= (3)
show that
1
1
RepD,D
(id) =
and similarly these two
!
!
0
1
=0
+1
1
0
0
1
1
0
1
1
3
1
!
+ (1)
!
=1
1
0
0
1
+1
give the other nonsingular matrix.

RepB,B
(id) =
0
1
1
1
Then the answer is this.

T =
1
1
3
1
1
3
2
4
0
1
1
1
10
2
18
4
Although not strictly necessary, a check is reassuring. Arbitrarily fixing

!
3
~v =
2
we have that
RepB (~v) =
3
2
!
B
1
3
2
4
!
B,D
3
2
!
=
B
7
17
!
D
2
1
207
and so t(~v) is this.

1
1
!
+ 17
1
1
24
10
D
starts with
Doing the calculation with respect to B,
!
!
!
1
10 18
1
RepB (~v) =
=
3
2
4
3
B
B,D
and then checks that this is the same

! result. !
1
2
44
10
=
0
1
44
10
24
10
(b) These two

1
1
1
=
3
1
2
1
+
3
2
1
1
1
!
= 1
show that
RepD,D
(id) =
and these two !
1
=1
2
1
0
!
+2
0
1
1/3
1/3
1
0
1
1
= 1
1
2
1
0
With those, the conversion goes in this way.

!
!
!
1/3
1
1
2
1
1
T =
=
1/3 1
3 4
2 0
2
1
+1
show this.
RepB,B
(id) =
1
2
1
0
!
+0
0
1
28/3
38/3
!
8/3
10/3
As in the prior item, a check provides some confidence that we did this calculation
without mistakes. We can for instance, fix the vector
!
1
~v =
2
(this is arbitrary, taken from thin air). Now we have
!
!
!
1
1 2
1
RepB (~v) =
=
2
3 4
2
B,D
and so t(~v) is this vector.

3
1
1
!
+5
1
1
!
=
8
2
3
5
!
D
208

D
we first calculate
With respect to B,
!
1
28/3
RepB (~v) =
2
38/3
!
8/3
10/3
B,D
1
2
!
=
4
6
and, sure enough, that is the same result for t(~v).

!
!
!
1
2
8
4
+6
=
2
1
2
are mn, the matrix P is mm while Q is nn.
Three.V.2.13 Where H and H
Three.V.2.14 Any nn matrix is nonsingular if and only if it has rank n, that is, by
Theorem 2.6, if and only if it is matrix equivalent to the nn matrix whose diagonal
is all ones.
Three.V.2.15 If PAQ = I then QPAQ = Q, so QPA = I, and so QP = A1 .
Three.V.2.16 By the definition following Example 2.2, a matrix M is diagonalizable if
it represents M = RepB,D (t) a transformation with the property that there is some
such that Rep (t) is a diagonal matrix the starting and ending bases
basis B
B,B
and D
such that we can
must be equal. But Theorem 2.6 says only that there are B
change to a representation RepB,
D
(t) and get a diagonal matrix. We have no reason
and D
so that they are equal.
to suspect that we could pick the two B
Three.V.2.17 Yes. Row rank equals column rank, so the rank of the transpose equals
the rank of the matrix. Same-sized matrices with equal ranks are matrix equivalent.
Three.V.2.18 Only a zero matrix has rank zero.
Three.V.2.19 For reflexivity, to show that any matrix is matrix equivalent to itself,
take P and Q to be identity matrices. For symmetry, if H1 = PH2 Q then H2 =
P1 H1 Q1 (inverses exist because P and Q are nonsingular). Finally, for transitivity,
assume that H1 = P2 H2 Q2 and that H2 = P3 H3 Q3 . Then substitution gives H1 =
P2 (P3 H3 Q3 )Q2 = (P2 P3 )H3 (Q3 Q2 ). A product of nonsingular matrices is nonsingular
(weve shown that the product of invertible matrices is invertible; in fact, weve shown
how to calculate the inverse) and so H1 is therefore matrix equivalent to H3 .
Three.V.2.20 By Theorem 2.6, a zero matrix is alone in its class because it is the only
mn of rank zero. No other matrix is alone in its class; any nonzero scalar product
of a matrix has the same rank as that matrix.
Three.V.2.21 There are two matrix equivalence classes of 11 matrices those of rank
zero and those of rank one. The 33 matrices fall into four matrix equivalence classes.
Three.V.2.22 For mn matrices there are classes for each possible rank: where k is the
minimum of m and n there are classes for the matrices of rank 0, 1, . . . , k. Thats
k + 1 classes. (Of course, totaling over all sizes of matrices we get infinitely many
classes.)
209
Three.V.2.23 They are closed under nonzero scalar multiplication since a nonzero scalar
multiple of a matrix has the same rank as does the matrix. They are not closed under
addition, for instance, H + (H) has rank zero.
Three.V.2.24
(a) We have
1
2
RepB,E2 (id) =
1
1
and
RepE2 ,B (id) = RepB,E2 (id)
1
2
1
1
!1
=
1
2
1
1
2
5
0
2
and thus the answer is this.

1
2
RepB,B (t) =
1
1
1
3
1
1
1
2
1
1
As a quick check, we can take a vector at random

!
4
~v =
5
giving
RepE2 (~v) =
4
5
1
3
1
1
while the calculation with respect to B, B

!
!
1
2 0
RepB (~v) =
3
5 2
4
5
!
=
1
3
B,B
9
7
!
=
B
= t(~v)
2
11
!
B
yields the same result.

2
1
2
!
11
1
1
!
=
9
7
(b) We have
t
R2wrt E2 R2wrt E2
T
idy
idy
RepB,B (t) = RepE2 ,B (id) T RepB,E2 (id)
R2wrt B R2wrt B
and, as in the first item of this question

~n
~1
RepB,E2 (id) =
RepE2 ,B (id) = RepB,E2 (id)1
so, writing Q for the matrix whose columns are the basis vectors, we have that
RepB,B (t) = Q1 T Q.
210
Three.V.2.25
(a) The adapted form of the arrow diagram is this.

h
Vwrt B1 Wwrt D
H
Q
idyP
idy
h
Vwrt B2 Wwrt D
Since there is no need to change bases in W (or we can say that the change
of basis matrix P is the identity), we have RepB2 ,D (h) = RepB1 ,D (h) Q where
Q = RepB2 ,B1 (id).
(b) Here, this is the arrow diagram.
h
Vwrt B Wwrt D1
H
idy
idyP
h
Vwrt B Wwrt D2
We have that RepB,D2 (h) = P RepB,D1 (h) where P = RepD1 ,D2 (id).
Three.V.2.26 (a) Here is the arrow diagram, and a version of that diagram for inverse
functions.
h
Vwrt B Wwrt D
H
idy
idyP
h
Vwrt B Wwrt D
h1
Vwrt B Wwrt D
H1
idy
idyP
h1
Vwrt B Wwrt D
1
H
Yes, the inverses of the matrices represent the inverses of the maps. That is, we
can move from the lower right to the lower left by moving up, then left, then down.
= PHQ (and P, Q invertible) and H, H
are invertible then
In other words, where H
1 = Q1 H1 P1 .
H
(b) Yes; this is the prior part repeated in different terms.
(c) No, we need another assumption: if H represents h with respect to the same
starting as ending bases B, B, for some B then H2 represents h h. As a specific
example, these two matrices are both rank one and so they are matrix equivalent
!
!
1 0
0 0
0 0
1 0
but the squares are not matrix equivalent the square of the first has rank one
while the square of the second has rank zero.
(d) No. These two are not matrix equivalent but have matrix equivalent squares.
!
!
0 0
0 0
0 0
1 0
Three.V.2.27
211
(a) The arrow diagram suggests the definition.

t
Vwrt B1 Vwrt B1
T
scriptsizeid
idy
y
t
Vwrt B2 Vwrt B2
Call matrices T, T similar if there is a nonsingular matrix P such that T = P1 T P.

(b) Take P1 to be P and take P to be Q.
(c) This is as in Exercise 19. Reflexivity is obvious: T = I1 T I. Symmetry is also
easy: T = P1 T P implies that T = PT P1 (multiply the first equation from the right
by P1 and from the left by P). For transitivity, assume that T1 = P2 1 T2 P2 and
that T2 = P3 1 T3 P3 . Then T1 = P2 1 (P3 1 T3 P3 )P2 = (P2 1 P3 1 )T3 (P3 P2 ) and we
are finished on noting that P3 P2 is an invertible matrix with inverse P2 1 P3 1 .
(d) Assume T = P1 T P. For squares, T 2 = (P1 T P)(P1 T P) = P1 T (PP1 )T P =
P1 T 2 P. Higher powers follow by induction.
(e) These two are matrix equivalent but their squares are not matrix equivalent.
!
!
1 0
0 0
0 0
1 0
By the prior item, matrix similarity and matrix equivalence are thus different.
Projection
Three.VI.1: Orthogonal Projection Into a Line
2
1
Three.VI.1.6
(a)
3
2
2
1
3
0
(b)
3
0
3
0
3
2
3
2
3
2
4
=
13
!
!
3
0
2
=
3
3
0
!
=
2
0
3
2
!
=
12/13
8/13
212

1
1

1
2
1
1
1/6
1
4
1
(c) 2 =
2 = 1/3
6
1
1
1
1
1/6

2 2
1
1

3
1

1 3
3
3
1
12
4
1
(d) 3 = 3 = 1
3
3
3
12
12
4

3
3

12
12

2
3

1 1
3
3
3
4
3
19
Three.VI.1.7 (a) 1 =
1 = 1
19
3
3
3
3
3

1 1
3
3
(b) Writing the line as
!
1
{c
| c R}
3
gives this projection.
!
!
1
1
1
3
!
!
1
1
3
3

1
1
2 1

1 1
3
1
Three.VI.1.8
1
1
1 1

1 1
1
1
1
3
4
=
10
1
3
!
=
2/5
6/5
1
1
3/4
1 3 1 3/4

= =
1 4 1 3/4
1
1
3/4
Three.VI.1.9
0
4
1
2
3
1
(a)
3
1
213
3
1
!
!
3
1
2
=
5
3
1
3
1
1
=
2
3
1
!
=
!
3
1
6/5
2/5
!
!
=
3
3
1
1
In general the projection is this.
!
!
x1
3
!
x2
1
3x1 + x2
3
!
!
=
10
1
3
3
1
1
(b)
3/2
1/2
3
1
!
=
(9x1 + 3x2 )/10

(3x1 + x2 )/10
The appropriate matrix is this.

9/10
3/10
3/10
1/10
Three.VI.1.10 Suppose that ~v1 and ~v2 are nonzero and orthogonal. Consider the linear
relationship c1~v1 + c2~v2 = ~0. Take the dot product of both sides of the equation with
~v1 to get that
~v1 (c1~v1 + c2~v2 ) = c1 (~v1 ~v1 ) + c2 (~v1 ~v2 )
= c1 (~v1 ~v1 ) + c2 0 = c1 (~v1 ~v1 )
is equal to ~v1 ~0 = ~0. With the assumption that ~v1 is nonzero, this gives that c1 is
zero. Showing that c2 is zero is similar.
Three.VI.1.11 (a) If the vector ~v is in the line then the orthogonal projection is ~v. To
verify this by calculation, note that since ~v is in the line we have that ~v = c~v ~s for
some scalar c~v .
~v ~s
c~v ~s ~s
~s ~s
~s =
~s = c~v
~s = c~v 1 ~s = ~v
~s ~s
~s ~s
~s ~s
(Remark. If we assume that ~v is nonzero then we can simplify the above by taking
~s to be ~v.)
(b) Write c~p~s for the projection proj[~s ] (~v). Note that, by the assumption that ~v is
not in the line, both ~v and ~v c~p~s are nonzero. Note also that if c~p is zero then
we are actually considering the one-element set {~v }, and with ~v nonzero, this set is
necessarily linearly independent. Therefore, we are left considering the case that c~p
is nonzero.
214

Setting up a linear relationship
a1 (~v) + a2 (~v c~p~s) = ~0
leads to the equation (a1 + a2 ) ~v = a2 c~p ~s. Because ~v isnt in the line, the scalars
a1 + a2 and a2 c~p must both be zero. We handled the c~p = 0 case above, so the
remaining case is that a2 = 0, and this gives that a1 = 0 also. Hence the set is
linearly independent.
Three.VI.1.12 If ~s is the zero vector then the expression

~v ~s
~s
~s ~s
contains a division by zero, and so is undefined. As for the right definition, for the
projection to lie in the span of the zero vector, it must be defined to be ~0.
proj[~s ] (~v) =
Three.VI.1.13 Any vector in Rn is the projection of some other into a line, provided
that the dimension n is greater than one. (Clearly, any vector is the projection of
itself into a line containing itself; the question is to produce some vector other than ~v
that projects to ~v.)
Suppose that ~v Rn with n > 1. If ~v 6= ~0 then we consider the line ` = {c~v | c R }
and if ~v = ~0 we take ` to be any (non-degenerate) line at all (actually, we neednt
distinguish between these two cases see the prior exercise). Let v1 , . . . , vn be the
components of ~v; since n > 1, there are at least two. If some vi is zero then the vector
w
~ = ~ei is perpendicular to ~v. If none of the components is zero then the vector w
~
whose components are v2 , v1 , 0, . . . , 0 is perpendicular to ~v. In either case, observe
that ~v + w
~ does not equal ~v, and that ~v is the projection of ~v + w
~ into `.
~v ~v w
~ ~v
(~v + w
~ ) ~v
~v ~v
~v =
+
~v = ~v
~v =
~v ~v
~v ~v
~v ~v
~v ~v
We can dispose of the remaining n = 0 and n = 1 cases. The dimension n = 0 case
is the trivial vector space, here there is only one vector and so it cannot be expressed
as the projection of a different vector. In the dimension n = 1 case there is only one
(non-degenerate) line, and every vector is in it, hence every vector is the projection
only of itself.
Three.VI.1.14 The proof is simply a calculation.
k
~v ~s
~v ~s
|~v ~s |
|~v ~s |
~s k = |
| k~s k =
k~s k =
2
~s ~s
~s ~s
k~s k
k~s k
Three.VI.1.15 Because the projection of ~v into the line spanned by ~s is

~v ~s
~s
~s ~s
215
the distance squared from the point to the line is this (we write a vector dotted with
itself w
~ w
~ as w
~ 2 ).
~v ~s
~v ~s
~v ~s
~v ~s
~s k2 = ~v ~v ~v (
~s) (
~s ) ~v + (
~s )2
k~v
~s ~s
~s ~s
~s ~s
~s ~s
~v ~s
~v ~s
= ~v ~v 2 (
) ~v ~s + (
) ~s ~s
~s ~s
~s ~s
(~v ~v ) (~s ~s ) 2 (~v ~s )2 + (~v ~s )2
=
~s ~s
(~v ~v )(~s ~s ) (~v ~s )2
=
~s ~s
Three.VI.1.16 Because square root is a strictly increasing function, we can minimize
d(c) = (cs1 v1 )2 + (cs2 v2 )2 instead of the square root of d. The derivative is
dd/dc = 2(cs1 v1 ) s1 + 2(cs2 v2 ) s2 . Setting it equal to zero 2(cs1 v1 ) s1 +
2(cs2 v2 ) s2 = c (2s21 + 2s22 ) (v1 s1 + v2 s2 ) = 0 gives the only critical point.
v 1 s1 + v 2 s2
~v ~s
c=
=
2
2
s1 + s2
~s ~s
Now the second derivative with respect to c
d2 d
= 2s1 2 + 2s2 2
dc2
is strictly positive (as long as neither s1 nor s2 is zero, in which case the question is
trivial) and so the critical point is a minimum.
The generalization to Rn is straightforward. Consider dn (c) = (cs1 v1 )2 + +
(csn vn )2 , take the derivative, etc.
Three.VI.1.17 The Cauchy-Schwarz inequality |~v ~s | 6 k~v k k~s k gives that this fraction
~v ~s
~v ~s
|~v ~s |
|~v ~s |
k
~s k = |
| k~s k =
k~s k =
2
~s ~s
~s ~s
k~s k
k~s k
when divided by k~v k is less than or equal to one. That is, k~v k is larger than or equal
to the fraction.
Three.VI.1.18 Write c~s for ~q, and calculate: (~v c~s/c~s c~s ) c~s = (~v ~s/~s ~s ) ~s.
Three.VI.1.19
(a) Fixing
~s =
as the vector whose span is

!
x
!
y
x
!
7
y
1
1
1
the line, the formula gives this action,

!
1
!
!
!
1
x+y
1
1
(x + y)/2
!
=
=
2
1
1
(x + y)/2
1
1
216

which is the effect of this matrix.
1/2
1/2
1/2
1/2
(b) Rotating the entire plane /4 radians clockwise brings the y = x line to lie on
the x-axis. Now projecting and then rotating back has the desired effect.
Three.VI.1.20 The sequence need not settle down. With
!
!
1
1
~b =
a
~=
0
1
the projections are these.
!
1/2
,
1/2
~v1 =
~v2 =
!
1/2
,
0
~v3 =
!
1/4
,
1/4
...
This sequence doesnt repeat.
Three.VI.2: Gram-Schmidt Orthogonalization

Three.VI.2.10
(a)
1
1
~1 =
2
1
~2 =
2
1
!
2
proj[~1 ] (
)=
1
!
3

2
1
1
!
=
2
1
1/2
1/2
2
1
1
1
This is the corresponding orthonormal basis.

!
!
1/ 2
2/2
,
h
i
1/ 2
2/2
1
1
1
1
!
!
1
1
217
(b)
0
1
~1 =
1
3
~2 =
1
3
!
1
proj[~1 ] (
)=
3
!
3

1
0
1
!
=
1
0
1
3
0
1
!
!
0
1
1
3
!
!
0
0
1
1
0
1
!
!
0
1
1
0
!
!
0
0
1
1
Here is the orthonormal basis.

!
!
0
1
h
,
i
1
0
(c)
0
1
~1 =
1
0
~2 =
1
0
!
1
proj[~1 ] (
)=
0
!
0

1
0
1
!
=
1
0
1
0
This is the associated orthonormal basis.

!
!
0
1
h
,
i
1
0
Three.VI.2.11
(a) The first basis vector is unchanged.

2

~1 = 2
2
218

The second one comes from this calculation.

2
1

0
2
1
1
1
2
2
1

~2 = 0 proj[~1 ] ( 0 ) = 0 2
2
2
1
1
1
2

2 2
2
2

2
1
1
0

2 = 0
= 0
12
2
1
1
For the third the arithmetic is uglier but it is a straightforward calculation.

0
0
0

~3 = 3 proj[~1 ] (3) proj[~2 ] (3)
1
1
1

0
0
2
1

3 2
3 0
0
2
1
1 2 1 1
2
0
= 3
2
2
1
1
1
2
1

2 2
0 0
2
2
1
1

0
2
1
5/6
8 1

= 3
2
0 = 5/3
12
2
1
2
1
5/6
This is the orthonormal basis.

1/ 3
1/ 2
1/ 6

h1/ 3 , 0 , 2/ 6 i
1/ 3
1/ 2
1/ 6
(b) The first basis vector is what was given.
1

~1 = 1
0
219
The second is here.

1
0

1
1

1
0
0
0
0
0

~2 = 1 proj[~1 ] (1) = 1 1
1
1
0
0
0
0

1 1
0
0

0
1/2
1
1
= 1
1 = 1/2
2
0
0
0
Here is the third.

2
2
2

~3 = 3 proj[~1 ] (3) proj[~2 ] (3)
1
1
1

2
1
2
1/2

3 1
3 1/2
2
1
1/2
1
0
1
0

= 3 1
1/2
1
1
1/2
1/2
1
0
0

1 1
1/2 1/2
0
0
0
0

2
1
1/2
0
1 5/2

= 3
1
1/2 = 0
2
1/2
1
0
0
1
Here is the associated orthonormal basis.

1/ 2
1/ 2
0

h1/ 2 , 1/ 2 0i
1
0
0
Three.VI.2.12 We can parametrize the given space can in this way.

x
1
1

{ y | x = y z } = { 1 y + 0 z | y, z R }
z
0
1
So we take the basis

1
1

h1 , 0 i
0
1
220
apply the Gram-Schmidt process to get this first basis vector

1

~1 = 1
0
and this second one.

1
1

0
1
1
1
1
1
1
0

~2 = 0 proj[~1 ] ( 0 ) = 0 1
1
1
1
1
1
0

1 1
0
0

1/2
1
1
1
1 = 1/2
= 0
2
1
0
1
and then normalize.

1/ 2
1/ 6

h1/ 2 , 1/ 6 i
0
2/ 6
Three.VI.2.13 Reducing the linear system

xyz+w=0
x
+z
=0
1 +2
xy z+w=0
y + 2z w = 0
and parametrizing gives this description of the subspace.

1
0
2
1

{ z + w | z, w R}
1
0
0
1
So we take the basis,

1
0
2 1

h , i
1 0
0
1
go through the Gram-Schmidt process with the first

1
2

~1 =
1
0
221
and second basis vectors

0
1
1 2

0 1
0
0
0
1
1
1
1
0

~2 = proj[~1 ] ( ) =
0
0
0
1
1
2 2
1
1
1

1 1
0
0

0
1
1/3
1 2 2 1/3

=
=
0
6 1 1/3
1
0
1
and finish by normalizing.

1
2

1
0

3/6
1/ 6
2/ 6 3/6

h ,
i
1/ 6 3/6
0
3/2
Three.VI.2.14 A linearly independent subset of Rn is a basis for its own span. Apply
Theorem 2.7.
Remark. Heres why the phrase linearly independent is in the question. Dropping
the phrase would require us to worry about two things. The first thing to worry about
is that when we do the Gram-Schmidt process on a linearly dependent set then we
get some zero vectors. For instance, with
!
!
1
3
S={
,
}
2
6
we would get this.
~1 =
1
2
!
~2 =
3
6
!
3
proj[~1 ] (
)=
6
0
0
This first thing is not so bad because the zero vector is by definition orthogonal to
every other vector, so we could accept this situation as yielding an orthogonal set
(although it of course cant be normalized), or we just could modify the Gram-Schmidt
procedure to throw out any zero vectors. The second thing to worry about if we drop
the phrase linearly independent from the question is that the set might be infinite.
Of course, any subspace of the finite-dimensional Rn must also be finite-dimensional
so only finitely many of its members are linearly independent, but nonetheless, a
process that examines the vectors in an infinite set one at a time would at least
222
require some more elaboration in this question. A linearly independent subset of Rn

is automatically finite in fact, of size n or less so the linearly independent phrase
obviates these concerns.
Three.VI.2.15 If that set is not linearly independent, then we get a zero vector. Otherwise
(if our set is linearly independent but does not span the space), we are doing GramSchmidt on a set that is a basis for a subspace and so we get an orthogonal basis for a
subspace.
Three.VI.2.16 The process leaves the basis unchanged.
Three.VI.2.17 (a) The argument is as in the i = 3 case of the proof of Theorem 2.7.
The dot product

~i ~v proj[~1 ] (~v ) proj[~vk ] (~v )
can be written as the sum of terms of the form ~i proj[~j ] (~v ) with j 6= i, and
the term ~i (~v proj[~i ] (~v )). The first kind of term equals zero because the
~s are mutually orthogonal. The other term is zero because this projection is
orthogonal (that is, the projection definition makes it zero: ~i (~v proj[~i ] (~v )) =
~i ~v ~i ((~v ~i )/(~i ~i )) ~i equals, after all of the cancellation is done, zero).
(b) The vector ~v is in black and the vector proj[~1 ] (~v ) + proj[~v2 ] (~v ) = 1 ~e1 + 2 ~e2
is in gray.
The vector ~v (proj[~1 ] (~v ) + proj[~v2 ] (~v )) lies on the dotted line connecting the
black vector to the gray one, that is, it is orthogonal to the xy-plane.
(c) We get this diagram by following the hint.
The dashed triangle has a right angle where the gray vector 1 ~e1 + 2 ~e2 meets
the vertical dashed line ~v (1 ~e1 + 2 ~e2 ); this is what first item of this question
proved. The Pythagorean theorem then gives that the hypotenuse the segment
from ~v to any other vector is longer than the vertical dashed line.
More formally, writing proj[~1 ] (~v ) + + proj[~vk ] (~v ) as c1 ~1 + + ck ~k ,
223
consider any other vector in the span d1 ~1 + + dk ~k . Note that

~v (d1 ~1 + + dk ~k )
= ~v (c1 ~1 + + ck ~k )
+ (c1 ~1 + + ck ~k ) (d1 ~1 + + dk ~k )

and that ~v (c1 ~1 + +ck ~k ) (c1 ~1 + +ck ~k )(d1 ~1 + +dk ~k ) = 0
(because the first item shows the ~v (c1 ~1 + + ck ~k ) is orthogonal to each
~ and so it is orthogonal to this linear combination of the ~s). Now apply the
Pythagorean Theorem (i.e., the Triangle Inequality).
Three.VI.2.18 One way to proceed is to find a third vector so that the three together
make a basis for R3 , e.g.,

1

~
3 = 0
0
(the second vector is not dependent on the third because it has a nonzero second
component, and the first is not dependent on the second and third because of its
nonzero third component), and then apply the Gram-Schmidt process. The first
element of the new basis is this.

1

~1 = 5
1
And this is the second element.

2
1

2 5
2
2
2
1
0

~2 = 2 proj[~1 ] (2) = 2
1
1
0
0
0

5 5
1
1

2
1
14/9
12
= 2
5 = 2/9
27
0
1
4/9
1

5
1
224
Here is the final element.

1
1
1

~3 = 0 proj[~1 ] (0) proj[~2 ] (0)
0
0
0

1
1
1
14/9

0 2/9
0 5
1
14/9
1
0
0
1
4/9

= 0 5
2/9
1
1
14/9
14/9
1
4/9
0

5 5
2/9 2/9
1
1
4/9
4/9

1
1
14/9
1/18
1
7

= 0
5
2/9 = 1/18
27
12
0
1
4/9
4/18
The result ~3 is orthogonal to both ~1 and ~2 . It is therefore orthogonal to every
vector in the span of the set {~1 , ~2 }, including the two vectors given in the question.
Three.VI.2.19
(a) We can do
!
2
=3
3
the representation by eye.

!
!
1
1
+ (1)
RepB (~v ) =
1
0
3
1
The two projections are also easy.
!
2
proj[
)=
~ 1](
3
!
2
proj[
)=
~ 2](
3
2
3
1
1
2
3
1
0
1
1
1
1
1
0
1
0
!
!
1
1
5
=
2
1
1
1
0
2
=
1
1
0
!
!
(b) As above, we can do the representation by eye

!
!
2
1
= (5/2)
+ (1/2)
3
1
1
1
!
B
225
and the two projections are easy.

!
2
proj[
)=
~ 1](
3
!
2
proj[
)=
~ 2](
3
2
3
1
1
1
1
2
3
1
1
1
1
!
!
1
1
1
1
5
=
2
1
1
1
1
1
1
=
2
1
1
Note the recurrence of the 5/2 and the 1/2.

(c) Represent ~v with respect to the basis

r1
..
RepK (~v ) = .
rk
so that ~v = r1~1 + + rk~k . To determine ri , take the dot product of both sides
with ~i .
~v ~i = (r1~1 + + rk~k ) ~i = r1 0 + + ri (~i ~i ) + + rk 0
Solving for ri yields the desired coefficient.
(d) This is a restatement of the prior item.
Three.VI.2.20 First, k~v k2 = 42 + 32 + 22 + 12 = 50.
(a) c1 = 4
(b) c1 = 4, c2 = 3
(c) c1 = 4, c2 = 3, c3 = 2, c4 = 1
For the proof, we will do only the k = 2 case because the completely general case is
messier but no more enlightening. We follow the hint (recall that for any vector w
~ we
2
have k~
wk = w
~ w
~ ).

~v ~2
~v ~2
~v ~1
~v ~1
0 6 ~v
~1 +
~2
~v
~1 +
~2
~1 ~1
~2 ~2
~1 ~1
~2 ~2

~v ~1
~v ~2
= ~v ~v 2 ~v
~1 +
~2
~1 ~1
~2 ~2

~v ~2
~v ~1
~v ~2
~v ~1
~1 +
~2
~1 +
~2
+
~1 ~1
~2 ~2
~1 ~1
~2 ~2

~v ~1
~v ~2
= ~v ~v 2
(~v ~1 ) +
(~v ~2 )
~1 ~1
~2 ~2

~v ~1 2
~v ~2 2
+ (
) (~1 ~1 ) + (
) (~2 ~2 )
~1 ~1
~2 ~2
(The two mixed terms in the third part of the third line are zero because ~1 and ~2
are orthogonal.) The result now follows on gathering like terms and on recognizing
226
that ~1 ~1 = 1 and ~2 ~2 = 1 because these vectors are members of an orthonormal

set.
Three.VI.2.21 It is true, except for the zero vector. Every vector in Rn except the zero
vector is in a basis, and that basis can be orthogonalized.
Three.VI.2.22 The 33 case gives the idea. The set

a
b
c

{ d , e , f }
g
h
i
is orthonormal if and only if these nine conditions all

a
b

(a d g) d = 1 (a d g) e = 0
g
h

a
b

(b e h) d = 0 (b e h) e = 1
g
h

a
b

(c f i) d = 0
(c f i) e = 0
g
h
hold

c

(a d g) f = 0
i

c

(b e h) f = 0
i

c

(c f i) f = 1
i
(the three conditions in the lower left are redundant but nonetheless correct). Those,
in turn, hold if and only if
a d g
a b c
1 0 0
b e h d e f = 0 1 0
c f i
g h i
0 0 1
as required.
This is an example, the inverse of this matrix is its transpose.
1/ 2 1/ 2 0
1/ 2 1/ 2 0
0
0
1
Three.VI.2.23 If the set is empty then the summation on the left side is the linear
combination of the empty set of vectors, which by definition adds to the zero vector.
In the second sentence, there is not such i, so the if . . . then . . . implication is
vacuously true.
Three.VI.2.24 (a) Part of the induction argument proving Theorem 2.7 checks that ~i
~ 1, . . . ,
~ i i. (The i = 3 case in the proof illustrates.) Thus, in
is in the span of h
the change of basis matrix RepK,B (id), the i-th column RepB (~i ) has components
i + 1 through k that are zero.
227
(b) One way to see this is to recall the computational procedure that we use to
find the inverse. We write the matrix, write the identity matrix next to it, and
then we do Gauss-Jordan reduction. If the matrix starts out upper triangular then
the Gauss-Jordan reduction involves only the Jordan half and these steps, when
performed on the identity, will result in an upper triangular inverse matrix.
Three.VI.2.25 For the inductive step, we assume that for all j in [1..i], these three
conditions are true of each ~j : (i) each ~j is nonzero, (ii) each ~j is a linear combination
~ 1, . . . ,
~ j , and (iii) each ~j is orthogonal to all of the ~m s prior to it
of the vectors
(that is, with m < j). With those inductive hypotheses, consider ~i+1 .
~ i+1 proj[~ ] (i+1 ) proj[~ ] (i+1 ) proj[~ ] (i+1 )
~i+1 =
1
2
i
~ i+1
=
i+1 ~1
i+1 ~2
i+1 ~i
~1
~2
~i
~1 ~1
~2 ~2
~i ~i
By the inductive assumption (ii) we can expand each ~j into a linear combination of
~ 1, . . . ,
~j
~ i+1 ~1
~1
~1 ~1

~ i+1 ~2
~ 1,
~2
linear combination of
~2 ~2

~ i+1 ~i
~ 1, . . . ,
~i
linear combination of

~i ~i
~ i+1
=
The fractions are scalars so this is a linear combination of linear combinations of

~ 1, . . . ,
~ i+1 . It is therefore just a linear combination of
~ 1, . . . ,
~ i+1 . Now, (i) it
cannot sum to the zero vector because the equation would then describe a nontrivial
~ that are given as members of a basis (the relationship
linear relationship among the s
~ i+1 is 1). Also, (ii) the equation gives ~i+1
is nontrivial because the coefficient of
~
~
as a combination of 1 , . . . , i+1 . Finally, for (iii), consider ~j ~i+1 ; as in the i = 3
~ i+1 proj[~ ] (
~
~ i+1 )
case, the dot product of ~j with ~i+1 =
) proj[~i ] (
1 i+1

~ i+1 proj[~ ] (
~ i+1 ) (which is
can be rewritten to give two kinds of terms, ~j
j
~ i+1 ) with m 6= j and

zero because the projection is orthogonal) and ~j proj[~m ] (
m < i + 1 (which is zero because by the hypothesis (iii) the vectors ~j and ~m are
orthogonal).
228
Three.VI.3: Projection Into a Subspace

Three.VI.3.10
(a) When bases for the subspaces

!
!
1
2
BM = h
i
BN = h
i
1
1
are concatenated
B = BM
BN
!
!
1
2
,
i
=h
1
1
and the given vector is represented

!
3
=1
2
1
1
!
+1
2
1
then the answer comes from retaining the M part and dropping the N part.
!
!
3
1
projM,N (
)=
2
1
(b) When the bases
BM
!
1
=h
i
1
!
1
BN h
i
2
are concatenated, and the vector is represented,

!
!
1
1
= (4/3)
(1/3)
2
1
1
2
then retaining only the M part gives this answer.

!
!
1
4/3
projM,N (
)=
2
4/3
(c) With these bases

1
0

= h1 , 0i
0
1
BM
BN

1

= h0i
1
the representation with respect to the concatenation is this.

1
0
3
1

0 = 0 1 2 0 + 3 0
1
1
0
1
and so the projection is this.

3
0

projM,N (0) = 0
1
2
229
Three.VI.3.11 As in Example 3.5, we can simplify the calculation by just finding the
space of vectors perpendicular to all the the vectors in Ms basis.
(a) Parametrizing to get
!
1
M = {c
| c R}
1
gives that
u
M {
v
!
|0=
u
v
!
!
1
u
}={
| 0 = u + v }
1
v
Parametrizing the one-equation linear system gives this description.

!
1
M = {k
| k R}
1
(b) As in the answer to the prior part, we can describe M as a span
!
!
3/2
3/2
M = {c
| c R}
BM = h
i
1
1
and then M is the set of vectors perpendicular to the one vector in this basis.
!
!
u
2/3
M = {
| (3/2) u + 1 v = 0 } = {k
| k R}
v
1
(c) Parametrizing the linear requirement in the description of M gives this basis.
!
!
1
1
M = {c
| c R}
BM = h
i
1
1
Now, M is the set of vectors perpendicular to (the one vector in) BM .
!
!
u
1
M ={
| u + v = 0 } = {k
| k R}
v
1
(By the way, this answer checks with the first item in this question.)
(d) Every vector in the space is perpendicular to the zero vector so M = Rn .
(e) The appropriate description and basis for M are routine.
!
!
0
0
M = {y
| y R}
BM = h
i
1
1
Then
u
M ={
v
!
| 0 u + 1 v = 0} = {k
1
0
!
| k R}
and so (y-axis) = x-axis.

(f) The description of M is easy to find by parametrizing.

3
1
3
1

M = { c 1 + d 0 | c, d R }
BM = h1 , 0i
0
1
0
1
230

Finding M here just requires solving a linear system with two equations
3u + v
=0
u
+w=0
(1/3)1 +2
3u +
v
=0
(1/3)v + w = 0
and parametrizing.

1

M = { k 3 | k R}
1
(g) Here, M is one-dimensional
0

M = {c 1 | c R}
1
BM
0

= h1i
1
and as a result, M is two-dimensional.

u
1
0

M = { v | 0 u 1 v + 1 w = 0 } = {j 0 + k 1 | j, k R}
w
0
1
Three.VI.3.12
(a) Parametrizing the equation leads to this basis for P.

1
0

BP = h0 , 1i
3
2
(b) Because R3 is three-dimensional and P is two-dimensional, the complement P

must be a line. Anyway, the calculation as in Example 3.5

! x
!
x
1
0
3
0
P = { y |
}
y =
0 1 2
0
z
z
gives this basis for P .
3

BP = h 2 i
1

1
0
3
1

(c) 1 = (5/14) 0 + (8/14) 1 + (3/14) 2
2
3
2
1

1
5/14

(d) projP (1) = 8/14

2
31/14
(e) The
0
3
231
matrix of the projection
! 1 0
0
1 0 3
1
1
0 1
0 1 2
2
3 2
1
0
!
3
2
0
1
0
10
1
6
2
= 0
3
!1
6
5
5 6
1
=
6 10
14
3
2
when applied to the vector, yields the expected result.
5 6 3
1
5/14
1

6 10 2 1 = 8/14
14
3
2 13
2
31/14
Three.VI.3.13
1
0
0
1
!
3
2
2
13
(a) Parametrizing gives this.

M = {c
1
1
!
| c R}
For the first way, we take the vector spanning the line M to be
!
1
~s =
1
and the Definition 1.1 formula gives this.
!
!
1
1
!
1
3
1
!
!
proj[~s ] (
)=
3
1
1
1
1
1
1
4
=
1
1
!
=
2
2
For the second way, we fix

BM
!
1
=h
i
1
and so (as in Example 3.5 and 3.6, we can just find the vectors perpendicular to all
of the members of the basis)
!
!
!
u
1
1
M ={
| 1 u + 1 v = 0 } = { k
| k R}
BM = h
i
v
1
1
and representing the vector with respect to the concatenation gives this.
!
!
!
1
1
1
= 2
1
3
1
1
232

Keeping the M part yields the answer.
!
1
projM,M (
)=
3
The third part is also a simple
and the inverse of it is also 11)
1 T
A AT A
A
!

1
=
1 1
1
!

1
=
1/2 1
1
2
2
calculation (there is a 11 matrix in the middle,
1
1
!!1
1 =

1
1 =
!
1
1/2
1
!
1 1
2
1
1
1/2
1/2
1/2 =
which of course gives the same answer.

!
!
!
1
1/2 1/2
1
projM (
)=
=
3
1/2 1/2
3
2
2
!
1/2
1/2
(b) Parametrization gives this.
1

M = {c 0 | c R }
1
With that, the formula for the first way gives this.

0
1

1 0
1
1
1
2
1
2

=
=
0
0

0
2
1
1
1
1
1

0 0
1
1
To proceed by the second method we find M ,

0
u
1

M = { v | u + w = 0 } = {j 0 + k 1 | j, k R }
w
1
0
find the representation of the given vector with respect to the concatenation of the
bases BM and BM

0
1
1
0

1 = 1 0 + 1 0 + 1 1
2
1
1
0
233
and retain only the M part.

0
1
1

projM (1) = 1 0 = 0
2
1
1
Finally, for the third method, the matrix calculation
1 T
A AT A
A

1
1 1
1

1

= 0 1 0 1 0
1 0 1 = 0 2
1
1
1
1

1
1

= 0 1/2 1 0 1 = 0 1/2 0 1/2
1
1
1/2 0 1/2
= 0
0
0
1/2 0 1/2
followed by matrix-vector multiplication

0
1/2 0

projM (1) 0
0
2
1/2 0

1

1/2
0
1

0 1 = 0
1/2
2
1
gives the answer.

~ +n
~ into m
~ M and n
~ N does
Three.VI.3.14 No, a decomposition of vectors ~v = m
not depend on the bases chosen for the subspaces, as we showed in the Direct Sum
subsection.
Three.VI.3.15 The orthogonal projection of a vector into a subspace is a member of
that subspace. Since a trivial subspace has only one member, ~0, the projection of any
vector must equal ~0.
Three.VI.3.16 The projection into M along N of a ~v M is ~v. Decomposing ~v = m
~ +n
~
gives m
~ = ~v and n
~ = ~0, and dropping the N part but retaining the M part results in
a projection of m
~ = ~v.
Three.VI.3.17 The proof of Lemma 3.7 shows that each vector ~v Rn is the sum of its
orthogonal projections into the lines spanned by the basis vectors.
~v ~1
~v ~n
~v = proj[~1 ] (~v ) + + proj[~n ] (~v ) =
~1 + +
~n
~1 ~1
~n ~n
Since the basis is orthonormal, the bottom of each fraction has ~i ~i = 1.
Three.VI.3.18 If V = M N then every vector decomposes uniquely as ~v = m
~ +n
~ . For
all ~v the map p gives p(~v) = m
~ if and only if ~v p(~v) = n
~ , as required.
234
Three.VI.3.19 Let ~v be perpendicular to every w

~ S. Then ~v (c1 w
~ 1 + + cn w
~ n) =
~ 1 ) + +~v (cn w
~ n ) = c1 (~v w
~ 1 ) + + cn (~v w
~ n ) = c1 0 + + cn 0 = 0.
~v (c1 w
Three.VI.3.20 True; the only vector orthogonal to itself is the zero vector.
Three.VI.3.21 This is immediate from the statement in Lemma 3.7 that the space is the
direct sum of the two.
Three.VI.3.22 The two must be equal, even only under the seemingly weaker condition
that they yield the same result on all orthogonal projections. Consider the subspace
M spanned by the set {~v1 ,~v2 }. Since each is in M, the orthogonal projection of ~v1
into M is ~v1 and the orthogonal projection of ~v2 into M is ~v2 . For their projections
into M to be equal, they must be equal.
Three.VI.3.23 (a) We will show that the sets are mutually inclusive, M (M ) and
(M ) M. For the first, if m
~ M then by the definition of the perp operation,
m
~ is perpendicular to every ~v M , and therefore (again by the definition of
the perp operation) m
~ (M ) . For the other direction, consider ~v (M ) .
Lemma 3.7s proof shows that Rn = M M and that we can give an orthogonal
basis for the space h~1 , . . . , ~k , ~k+1 , . . . , ~n i such that the first half h~1 , . . . , ~k i is
a basis for M and the second half is a basis for M . The proof also checks that each
vector in the space is the sum of its orthogonal projections into the lines spanned
by these basis vectors.
~v = proj[~1 ] (~v ) + + proj[~n ] (~v )
Because ~v (M ) , it is perpendicular to every vector in M , and so the projections
in the second half are all zero. Thus ~v = proj[~1 ] (~v ) + + proj[~k ] (~v ), which is a
linear combination of vectors from M, and so ~v M. (Remark. Here is a slicker
way to do the second half: write the space both as M M and as M (M ) .
Because the first half showed that M (M ) and the prior sentence shows that
the dimension of the two subspaces M and (M ) are equal, we can conclude that
M equals (M ) .)
(b) Because M N, any ~v that is perpendicular to every vector in N is also
perpendicular to every vector in M. But that sentence simply says that N M .
(c) We will again show that the sets are equal by mutual inclusion. The first direction
is easy; any ~v perpendicular to every vector in M + N = { m
~ +n
~ |m
~ M, n
~ N}
is perpendicular to every vector of the form m
~ + ~0 (that is, every vector in M) and
every vector of the form ~0 + n
~ (every vector in N), and so (M + N) M N .
The second direction is also routine; any vector ~v M N is perpendicular to any
vector of the form cm+d~
~
n because ~v (cm+d~
~
n) = c(~v m)+d(~
~
vn
~ ) = c0+d0 = 0.
Three.VI.3.24
235
(a) The representation

of
v1
f
v2 7 1v1 + 2v2 + 3v3
v3
is this.

RepE3 ,E1 (f) = 1

3
By the definitionof f

v1
v1
v1
1

N (f) = { v2 | 1v1 + 2v2 + 3v3 = 0 } = { v2 | 2 v2 = 0 }
v3
3
v3
v3
and this second description exactly says this.

1

N (f) = [{ 2 }]
3
n
(b) The generalization is that for any f : R R there is a vector ~h so that

v1
.. f
. 7 h1 v1 + + hn vn
vn
and ~h N (f) . We can prove this by, as in the prior item, representing f with
respect to the standard bases and taking ~h to be the column vector gotten by
transposing the one row of that matrix representation.
(c) Of course,
!
1 2 3
RepE3 ,E2 (f) =
4 5 6
and so the null space is this
set.

! v
!
v1
1
1 2 3
0

N (f){ v2 |
}
v2 =
4 5 6
0
v3
v3
That description makes clear that

1
4

2 , 5 N (f)
3
6
n
and since N (f) is a subspace of R , the span of the two vectors is a subspace of
the perp of the null space. To see
that
this containment
is an equality, take
1
4

M = [{ 2 }]
N = [{ 5 }]
3
6
in the third item of Exercise 23, as suggested in the hint.
236

(d) As above, generalizing from the specific case is easy: for any f : Rn Rm the
matrix H representing the map with respect to the standard bases describes the
action

v1
h1,1 v1 + h1,2 v2 + + h1,n vn
.. f
..
. 7
.
vn
hm,1 v1 + hm,2 v2 + + hm,n vn
and the description of the null space gives that on transposing the m rows of H
h1,1
hm,1
h1,2
hm,2
~h1 = . , . . . ~hm = .
.
.
.
.
h1,n
hm,n
we have N (f) = [{ ~h1 , . . . , ~hm }]. ([Strang 93] describes this space as the transpose
of the row space of H.)
Three.VI.3.25 (a) First note that if a vector ~v is already in the line then the orthogonal
projection gives ~v itself. One way to verify this is to apply the formula for projection
into the line spanned by a vector ~s, namely (~v ~s/~s ~s) ~s. Taking the line as
{ k ~v | k R } (the ~v = ~0 case is separate but easy) gives (~v ~v/~v ~v) ~v, which
simplifies to ~v, as required.
Now, that answers the question because after once projecting into the line, the
result proj` (~v) is in that line. The prior paragraph says that projecting into the
same line again will have no effect.
(b) The argument here is similar to the one in the prior item. With V = M N,
the projection of ~v = m
~ +n
~ is projM,N (~v ) = m.
~ Now repeating the projection will
give projM,N (m)
~ = m,
~ as required, because the decomposition of a member of M
into the sum of a member of M and a member of N is m
~ =m
~ + ~0. Thus, projecting
twice into M along N has the same effect as projecting once.
(c) As suggested by the prior items, the condition gives that t leaves vectors in
~ 1, . . . ,
~ r to be basis
the range space unchanged, and hints that we should take
vectors for the range, that is, that we should take the range space of t for M (so
that dim(M) = r). As for the complement, we write N for the null space of t and
we will show that V = M N.
To show this, we can show that their intersection is trivial M N = {~0 } and
that they sum to the entire space M + N = V. For the first, if a vector m
~ is in the
range space then there is a ~v V with t(~v) = m,
~ and the condition on t gives that
t(m)
~ = (t t) (~v) = t(~v) = m,
~ while if that same vector is also in the null space
~
then t(m)
~ = 0 and so the intersection of the range space and null space is trivial.
For the second, to write an arbitrary ~v as the sum of a vector from the range space
and a vector from the null space, the fact that the condition t(~v) = t(t(~v)) can be
rewritten as t(~v t(~v)) = ~0 suggests taking ~v = t(~v) + (~v t(~v)).
~ 1, . . . ,
~ n i for V where h
~ 1, . . . ,
~ r i is a basis
To finish we taking a basis B = h
~ r+1 , . . . ,
~ n i is a basis for the null space N.
for the range space M and h
(d) Every projection (as defined in this exercise) is a projection into its range space
and along its null space.
(e) This also follows immediately from the third item.
T
Three.VI.3.26 For any matrix M we have that (M1 ) = (MT )1 , and for any two
matrices M, N we have that MNT = NT MT (provided, of course, that the inverse and
product are defined). Applying these two gives that the matrix equals its transpose.
T
T
T
A(AT A)1 AT = (AT )( (AT A)1 )(AT )
T
T 1
T
= (AT )( (AT A)
)(AT ) = A(AT AT )1 AT = A(AT A)1 AT
Topic: Line of Best Fit

1 As with the first example discussed above, we are trying to find a best m to solve
this system.
8m = 4
16m = 9
24m = 13
32m = 17
40m = 20
Projecting into the linear subspace gives this

4
8
9 16

13 24

8
17 32 8
16
16
1832
20
40

24
24 =

3520
8
8
32
16 16 32

40
40

24 24

32 32
40
40
so the slope of the line of best fit is approximately 0.52.
238

20
15
10
5
0
10
20
30
40
2 With this input
1
1
.
A=
..
1
1
1852.71
1858.88
..
1985.54
1993.71
292.0
285.0
.
b=
.
226.32
224.39
(the dates have been rounded to months, e.g., for a September record, the decimal
.71 (8.5/12) was used), Maple responded with an intercept of b = 994.8276974 and
a slope of m = 0.3871993827.
280
260
240
220
1850
1900
1950
2000
3 With this input (the years are zeroed at 1900)
1
.38
249.0
1
246.2
.54
.
..
b = ..
A := ....
1 92.71
208.86
1 95.54
207.37
.71 (8.5/12) was used), Maple gives an intercept of b = 243.1590327 and a slope of
m = 0.401647703. The slope given in the body of this Topic for the mens mile is
quite close to this.
239
250
240
230
220
210
200
1900 1920 1940 1960 1980 2000
4 With this input (the years are zeroed at 1900)
373.2
1 21.46
327.5
1 32.63
.
.
..
b = ..
A = ..
255.61
1 89.54
252.56
1 96.63
.71 (8.5/12) was used), MAPLE gave an intercept of b = 378.7114894 and a slope
of m = 1.445753225.
380
360
340
320
300
280
260
240
220
1900 1920 1940 1960 1980 2000
5 These are the equations of the lines for mens and womens mile (the vertical intercept
term of the equation for the womens mile has been adjusted from the answer above,
to zero it at the year 0, because thats how the mens mile equation was done).
y = 994.8276974 0.3871993827x
y = 3125.6426 1.445753225x
Obviously the lines cross. A computer program is the easiest way to do the arithmetic: MuPAD gives x = 2012.949004 and y = 215.4150856 (215 seconds is 3 minutes
and 35 seconds). Remark. Of course all of this projection is highly dubious for one
thing, the equation for the women is influenced by the quite slow early times but it
is nonetheless fun.
240

380
360
340
320
300
280
260
240
220
1850
1900
1950
2000
6 Sage gives the line of best fit as toll = 0.05 dist + 5.63.
sage: dist = [2, 7, 8, 16, 27, 47, 67, 82, 102, 120]
sage: toll = [6, 6, 6, 6.5, 2.5, 1, 1, 1, 1, 1]
sage: var('a,b,t')
(a, b, t)
sage: model(t) = a*t+b
sage: data = zip(dist,toll)
sage: fit = find_fit(data, model, solution_dict=True)
sage: model.subs(fit)
t |--> -0.0508568169130319*t + 5.630955848442933
sage: p = plot(model.subs(fit), (t,0,120))+points(data,size=25,color='red')
sage: p.save('bridges.pdf')
But the graph shows that the equation has little predictive value.
6
5
4
3
2
1
20
40
60
80
100
120
Apparently a better model is that (with only one intermediate exception) crossings in
the city cost roughly the same as each other, and crossings upstate cost the same as
each other.
7
(a) A computer algebra system like MAPLE or MuPAD will give an intercept of
b = 4259/1398 3.239628 and a slope of m = 71/2796 0.025393419 Plugging
x = 31 into the equation yields a predicted number of O-ring failures of y = 2.45
(rounded to two places). Plugging in y = 4 and solving gives a temperature of
x = 29.94 F.
241
(b) On the basis of this information
1
1
.
A=
..
1
1

3
2

.
b=
..

0
0
53
75
80
81
MAPLE gives the intercept b = 187/40 = 4.675 and the slope m = 73/1200
0.060833. Here, plugging x = 31 into the equation predicts y = 2.79 O-ring
failures (rounded to two places). Plugging in y = 4 failures gives a temperature of
x = 11 F.
3
2
1
0
8
40
50
60
70
80
(a) The plot is nonlinear.

20
15
10
5
0
(b) Here is the plot.

1
0.5
0
0.5
0
There is perhaps a jog up between planet 4 and planet 5.

(c) This plot seems even more linear.
1
0.5
0
0.5
0
(d) With this input
1
1
A = 1
1
1
1
2
7
8
0.40893539
0.1426675
b = 0.18184359
0.71600334
0.97954837
1.2833012
MuPAD gives that the intercept is b = 0.6780677466 and the slope is m =

0.2372763818.
(e) Plugging x = 9 into the equation y = 0.6780677466 + 0.2372763818x from the
prior item gives that the log of the distance is 1.4574197, so the expected distance
is 28.669472. The actual distance is about 30.003.
(f) Plugging x = 10 into the same equation gives that the log of the distance is
1.6946961, so the expected distance is 49.510362. The actual distance is about
39.503.
Topic: Geometry of Linear Maps

1
(a) To represent H, recall that rotation counterclockwise by radians is represented

with respect to the standard basis in this way.
!
cos sin
RepE2 ,E2 (h) =
sin cos
A clockwise angle is the negative of a counterclockwise one.
!
!
cos(/4) sin(/4)
2/2
2/2
RepE2 ,E2 (h) =

=
sin(/4) cos(/4)
2/2
2/2
243
This Gauss-Jordan reduction

1 +2
2/2
2/2
0
(2/ 2)1
(1/ 2)2
1
0
1
1
1
0
2 +1
0
1
produces the identity matrix so there is no need for column-swapping operations to

end with a partial-identity.
(b) In matrix multiplication the reduction is
1
0
1
1
2/ 2
0
1/ 2
1
1
!
0
H=I
1
(note that composition of the Gaussian operations is from right to left).

(c) Taking inverses
H=
|
1 0
1 1
!
!
2/2 0
1
0
2
0
{z
!
1
I
1
}
gives the desired factorization of H (here, the partial identity is I, and Q is trivial,
that is, it is also an identity matrix).
(d) Reading the composition from right to left (and ignoring the identity matrices
as trivial) gives that H has the same effect as first performing this skew

x
y
x + y
y
~u
~v
h(~u)
h(~v)
followed by a dilation that multiplies all first components by 2/2 (this is a shrink
in that 2/2 0.707) and all second components by 2, followed by another skew.

~u
x
y
x
x + y
~v
h(~u)
h(~v)
For instance, the effect of H on the unit vector whose angle with the x-axis is /6
is this.
244

3/2
1/2

( 3 + 1)/2
1/2
x
x + y
7
y
y

2( 3 +1)/2
2/2
x
( 2/2)x
7
y
2y
x
y
x
x + y

2( 3 +
1)/4
2(1 3)/4
Verifying that the resulting vector has unit length and forms an angle of /12
with the x-axis is routine.
2 We will first represent the map with a matrix H, perform the row operations and,
if needed, column operations to reduce it to a partial-identity matrix. We will then
translate that into a factorization H = PBQ. Substituting into the general matrix
!
cos sin
RepE2 ,E2 (r )
sin cos
gives this representation.
!
3/2
1/2
1/2
RepE2 ,E2 (r2/3 )
3/2
Gausss Method is routine.
31 +2
1/2
0
3/2
2
21
(1/2)2
1
0
!
3
1
That translates to a matrix equation in this way.

!
!
!
1 3
2
0
1 0
1/2
0
1
0 1/2
3 1
3/2
32 +1
3/2
=I
1/2
Taking inverses to solve for H yields this factorization.

!
!
!
1/2 3/2
1
0
1/2 0
1
=
3/2 1/2
3 1
0
2
0
!
3
I
1
1
0
0
1
245
3 This Gaussian reduction
1 2 1
31 +2
0 0 3
1 +3
0 0 1
1 2 1
(1/3)2 +3
0 0 3
0 0 0
1 2 1
(1/3)2
0 0 1
0 0 0
2 +1
0
0
2
0
0
1
0
gives the reduced echelon form of the matrix. Now the two column operations of
taking 2 times the first column and adding it to the second, and then of swapping
columns two and three produce this partial identity.
1 0 0
B = 0 1 0
0 0 0
All of that translates into matrix terms as:
1
0
0
1
1 1 0
P = 0 1 0 0 1/3 0 0
0 0 1
0
0
1
0
where
0
1
1/3
0
1 0
0 0 1
1
1 0
0
1 0
0 3 1
1
0 0
0
1
and
Q = 0
0
2
1
0
0
0
0 1
1
0
1
0
0
0
1
the given matrix factors as PBQ.

4 Represent it with respect to the standard bases E1 , E1 , then the only entry in the
resulting 11 matrix is the scalar k.
5 We can show this by induction on the number of components in the vector. In the
n = 1 base case the only permutation is the trivial one, and the map

x1 7 x1
is expressible as a composition of swaps as zero swaps. For the inductive step we
assume that the map induced by any permutation of fewer than n numbers can be
expressed with swaps only, and we consider the map induced by a permutation p of n
numbers.

x1
xp(1)

x2
xp(2)
. 7 .
.
.
.
.
xn
xp(n)
Consider the number i such that p(i) = n. The map

xp(1)
x1
x
x
p(2)
2
.
.
.
..
p .
7
xp(n)
xi

..
..
.
.
xn
xn
will, when followed by the swap of the i-th and n-th components, give the map p.
is achievable as a composition of swaps.
Now, the inductive hypothesis gives that p
6 (a) A line is a subset of Rn of the form {~v = ~u + t w
~ | t R}. The image of a
point on that line is h(~v) = h(~u + t w
~ ) = h(~u) + t h(~
w), and the set of such
vectors, as t ranges over the reals, is a line (albeit, degenerate if h(~
w) = ~0).
(b) This is an obvious extension of the prior argument.
(c) If the point B is between the points A and C then the line from A to C has B
in it. That is, there is a t (0 .. 1) such that ~b = a
~ + t (~c a
~ ) (where B is the
~
endpoint of b, etc.). Now, as in the argument of the first item, linearity shows that
h(~b) = h(~
a) + t h(~c a
~ ).
7 The two are inverse. For instance, for a fixed x R, if f0 (x) = k (with k 6= 0) then
(f1 )0 (x) = 1/k.
f(x)
f1 (f(x))
Topic: Magic Squares

1
(a) The sum of the entries of M is the sum of the sums of the three rows.
(b) The constraints on entries of M involving the center entry make this system.
m2,1 + m2,2 + m2,3 = s
m1,2 + m2,2 + m3,2 = s
m1,1 + m2,2 + m3,3 = s
m1,3 + m2,2 + m3,1 = s
Adding those four equations counts each matrix entry once and only once, except
that we count the center entry four times. Thus the left side sums to 3s + 3m2,2
while the right sums to 4s. So 3m2,2 = s.
247
(c) The second row adds to s so m2,1 + m2,2 + m2,3 = 3m2,2 , giving that (1/2)
(m2,1 + m2,3 ) = m2,2 . The same goes for the column and the diagonals.
(d) By the prior exercise either both m2,1 and m2,3 are equal to m2,2 or else one is
greater while one is smaller. Thus m2,2 is the median of the set {m2,1 , m2,2 , m2,3 }.
The same reasoning applied to the second column shows that Thus m2,2 is the
median of the set { m1,2 , m2,1 , m2,2 , m2,3 , m3,2 }. Extending to the two diagonals
shows it is the median of the set of all entries.
2 For any k
1 1
0 0
1 0
0 1
1 0
0 1
we have this.
0 0 s
1 1 s
1 0 s
1 +3
0 1 s 1 +5
0 1 s
1
2 6
1
0
0
0
1
0
0
0
1
1
1
1
1
0
1
0
1
1
1
1
0
1
1
0
0
1
s
s
0 0
1 1
1 0
0 1
0 1
1 0
0
0
0
1
1
1
s
s
0
s
2 +3
2 +4
2 +5
1 1
0 1
0 0
0 1
0 0
0 0
0
1
2
1
1
1
0
0
0
1
1
1
s
s
s
s
The unique solution is a = b = c = d = s/2.

3 By the prior exercise the only member is Z22 .
4
(a) Where M, N Mnn we have Tr(cM + dN) = (cm1,1 + dn1,1 ) + + (cmn,n +

dnn,n ) = (cm1,1 + +cmn,n )+(dn1,1 + +dnn,n ) = cTr(M)+dTr(N) where
all numbers are real, so the trace preserves linear combinations. The argument for
Tr is similar.
(b) It preserves linear combinations: where all numbers are real, (cM + dN) =
(Tr(cM + dN), Tr (cM + dN)) = (c Tr(M) + d Tr(N), c Tr (M) + d Tr (N)) =
c (M) + d (N).
(c) Where h1 , . . . , hn : V W are linear then so is g : V W n given by g(~v) =
(h1 (~v), . . . , hn (~v)). The proof just follows the proof of the prior item.
(a) The sum of two semimagic squares is semimagic, as is a scalar multiple of

a semimagic square.
(b) As with the prior item, a linear combination of two
semimagic squares with magic number zero is also such a matrix.
(a) Consider the matrix C Hn that has all entries zero except that the four
corners are c1,1 = cn,n = 1 and c1,n = cn,1 = 1. Also consider the matrix
248

D Hn with all entries zero except that d1,1 = d2,2 = 1 and d1,2 = d2,1 = 1.
We have

!
2
if n = 3
2
1
(C) =
(D) =
2
2
if n > 3
0
and so the image of includes a basis for R2 and thus is onto. With that, because
for any linear map the dimension of the domain equals its rank plus its nullity we
conclude that dim(Hn ) = 2 + dim(Mn,0 ), as desired.
(b) We claim that : Hn,0 M(n1)(n1) . is one-to-one and onto.
To show that it is one-to-one we will show that the only member of Hn,0 mapped
to the zero matrix Z(n1)(n1) is the zero matrix Znn . Suppose that M Hnn
and (M) = Z(n1)(n1) . On all but the final row and column is the identity
so the entries in M in all but the final row and column are zero: mi,j = 0 for
i, j {1 . . . n 1}. The first row of M adds to zero and hence the final entry in
that row m1,n is zero. Similarly the final entry in each row i {1 . . . n 1} and
column j {1 . . . n 1} is zero. Then, the final column adds to zero so mn,n = 0.
Therefore M is the zero matrix Znn and the restriction of is one-to-one.
of the codomain M(n1)(n1) . We will produce a matrix
(c) Consider a member M
M from the domain Hn,0 that maps to it. The function is the identity on all but
i,j .
the final row and column
of M so for i, j {1 . . . n 1} the entries
are mi,j = m
1,1
1,2
1,n1
m
m
...
m
m1,n
..
..
.
.
M=
n1,1 m
n1,2 . . . m
n1,n1 mn1,n
m
mn,1
mn,2
...
mn,n1
mn,n
1,1 + + m
1,n1 ).
The first row of M must add to zero so we take m1,n to be (m
i,1 + + m
i,n1 ) in all the rows
In the same way we get the final entries mi,n = (m
1,j + + m
n1,j )
but the bottom i {1 . . . n 1}, and the final entries mn,j = (m
in all the columns but the last j {1 . . . n 1}. The entry remaining is the
one in the lower right mn,n . The final column adds to zero so we set it to
(m1,n + + mn1,n ) but we must check that the final row now also adds to
zero. We have mn,n = m1,n mn1,n and expanding each of the mi,n
1,1 m
1,n1 gives that we have defined mn,n to be the sum of all
as m
the entries of M. The sum of the all the entries but the last in the final row is
1,j m
n1,j
m1,n + m2,n + + mn1,n and expanding each mn,j = m
verifies that the sum of the final row is zero. Thus M is semimagic with magic
number zero and so is onto.
(d) Theorem Two.II.2.14 says that for any linear map the dimension of the domain
equals its rank plus its nullity. Because : Hn M(n1)(n1) is one-to-one its
nullity is zero. Because it is onto its rank is dim(M(n1)(n1) ) = (n 1)2 . Thus
the domain of , the subspace Hn,0 of semimagic squares with magic number zero,
has dimension (n 1)2 .
(e) We have that dim Mn = dim Mn,0 +1 = (dim Hn 2)+1 = (n1)2 1 = n2 n
when n > 3.
Topic: Markov Chains

1
(a) With this file coin.m

# Octave function for Markov coin game.
p is chance of going down.
function w = coin(p,v)
q = 1-p;
A=[1,p,0,0,0,0;
0,0,p,0,0,0;
0,q,0,p,0,0;
0,0,q,0,p,0;
0,0,0,q,0,0;
0,0,0,0,q,1];
w = A * v;
endfunction
This Octave session produced the output given here.

octave:1> v0=[0;0;0;1;0;0]
v0 =
0
0
0
1
0
0
octave:2> p=.5
p = 0.50000
octave:3> v1=coin(p,v0)
v1 =
0.00000
0.00000
0.50000
0.00000
0.50000
0.00000
v2 =
250

0.00000
0.25000
0.00000
0.50000
0.00000
0.25000
This continued for too many steps to list here.

v24 =
0.39600
0.00276
0.00000
0.00447
0.00000
0.59676
(b) Using these formulas

p1 (n + 1) = 0.5 p2 (n)
p2 (n + 1) = 0.5 p1 (n) + 0.5 p3 (n)
p3 (n + 1) = 0.5 p2 (n) + 0.5 p4 (n)
p5 (n + 1) = 0.5 p4 (n)
and these initial conditions

0
p0 (0)
p1 (0) 0

p (0) 0
2
=
p3 (0) 1

p4 (0) 0
0
p5 (0)
we will prove by induction that when n is odd then p1 (n) = p3 (n) = 0 and when
n is even then p2 (n) = p4 (n) = 0. Note first that this is true in the n = 0 base
case by the initial conditions. For the inductive step, suppose that it is true in the
n = 0, n = 1, . . . , n = k cases and consider the n = k + 1 case. If k + 1 is odd then
the two
p1 (k + 1) = 0.5 p2 (k) = 0.5 0 = 0
p3 (k + 1) = 0.5 p2 (k) + 0.5 p4 (k) = 0.5 0 + 0.5 0 = 0
follow from the inductive hypothesis that p2 (k) = p4 (k) = 0 since k is even. The
case where k + 1 is even is similar.
(c) We can use, say, n = 100. This Octave session
octave:1> B=[1,.5,0,0,0,0;
>
0,0,.5,0,0,0;
>
0,.5,0,.5,0,0;
>
0,0,.5,0,.5,0;
>
0,0,0,.5,0,0;
>
251
0,0,0,0,.5,1];
octave:2> B100=B**100
B100 =
1.00000
0.80000
0.60000
0.40000
0.20000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.20000
0.40000
0.60000
0.80000
1.00000
octave:3> B100*[0;1;0;0;0;0]
octave:4> B100*[0;1;0;0;0;0]
octave:5> B100*[0;0;0;1;0;0]
octave:6> B100*[0;1;0;0;0;0]
yields these outputs.

starting with:
s0 (100)
s1 (100)
s2 (100)
s3 (100)
s4 (100)
s5 (100)
2
$1
0.80000
0.00000
0.00000
0.00000
0.00000
0.20000
$2
0.60000
0.00000
0.00000
0.00000
0.00000
0.40000
$3
0.40000
0.00000
0.00000
0.00000
0.00000
0.60000
$4
0.20000
0.00000
0.00000
0.00000
0.00000
0.80000
(a) From these equations

s1 (n)/6 + 0s2 (n) + 0s3 (n) + 0s4 (n) + 0s5 (n) + 0s6 (n) = s1 (n + 1)
s1 (n)/6 + 2s2 (n)/6 + 0s3 (n) + 0s4 (n) + 0s5 (n) + 0s6 (n) = s2 (n + 1)
s1 (n)/6 + s2 (n)/6 + 3s3 (n)/6 + 0s4 (n) + 0s5 (n) + 0s6 (n) = s3 (n + 1)
s1 (n)/6 + s2 (n)/6 + s3 (n)/6 + 4s4 (n)/6 + 0s5 (n) + 0s6 (n) = s4 (n + 1)
s1 (n)/6 + s2 (n)/6 + s3 (n)/6 + s4 (n)/6 + 5s5 (n)/6 + 0s6 (n) = s5 (n + 1)
s1 (n)/6 + s2 (n)/6 + s3 (n)/6 + s4 (n)/6 + s5 (n)/6 + 6s6 (n)/6 = s6 (n + 1)
We get this transition matrix.
1/6
0
0
0
0
0
1/6 2/6
0
0
0
0
1/6 1/6 3/6

0
0
0
1/6 1/6 1/6 4/6

0
0
1/6 1/6 1/6 1/6 5/6

0
1/6 1/6 1/6 1/6 1/6 6/6
(b) This is the Octave session, with outputs edited out and condensed into the table
at the end.
octave:1>
F=[1/6,
0,
0,
0,
>
1/6,
2/6, 0,
0,
0,
0;
>
1/6,
1/6, 3/6, 0,
0,
0;
0,
0;
252

>
1/6,
1/6, 1/6, 4/6, 0,
>
1/6,
1/6, 1/6, 1/6, 5/6, 0;
0;
>
1/6,
1/6, 1/6, 1/6, 1/6, 6/6];
octave:2> v0=[1;0;0;0;0;0]
octave:3> v1=F*v0
octave:4> v2=F*v1
octave:5> v3=F*v2
octave:6> v4=F*v3
octave:7> v5=F*v4
These are the results.

1
2
3
4
5
1
0.16667 0.027778 0.0046296 0.00077160 0.00012860
0
0.16667 0.083333 0.0324074 0.01157407 0.00398663
0
0.16667 0.138889 0.0879630 0.05015432 0.02713477
0
0.16667 0.194444 0.1712963 0.13503086 0.10043724
0
0.16667 0.250000 0.2824074 0.28472222 0.27019033
0
0.16667 0.305556 0.4212963 0.51774691 0.59812243
3 (a) It does seem reasonable that, while the firms present location should strongly
influence where it is next time (for instance, whether it stays), any locations in the
prior stages should have little influence. That is, while a company may move or
stay because of where it is, it is unlikely to move or stay because of where it was.
(b) This is the Octave session, slightly edited, with the outputs put together in a
table at the end.
octave:1>
>
>
>
>
M =
0.78700
0.00000
0.00000
0.00000
0.02100
octave:2>
octave:3>
octave:4>
octave:5>
octave:6>
M=[.787,0,0,.111,.102;
0,.966,.034,0,0;
0,.063,.937,0,0;
0,0,.074,.612,.314;
.021,.009,.005,.010,.954]
0.00000 0.00000 0.11100 0.10200
0.96600 0.03400 0.00000 0.00000
0.06300 0.93700 0.00000 0.00000
0.00000 0.07400 0.61200 0.31400
0.00900 0.00500 0.01000 0.95400
v0=[.025;.025;.025;.025;.900]
v1=M*v0
v2=M*v1
v3=M*v2
v4=M*v3
This table summarizes.

~p1
~p0

0.025000
0.114250
0.025000 0.025000
0.025000 0.025000
0.025000 0.299750
0.900000
0.859725
~p2
0.210879
0.025000
0.025000
0.455251
0.825924
~p3
0.300739
0.025000
0.025000
0.539804
0.797263
~p4
0.377920
0.025000
0.025000
0.582550
0.772652
253
(c) This is a continuation of the Octave session from the prior item.
octave:7> p0=[.0000;.6522;.3478;.0000;.0000]
octave:8> p1=M*p0
octave:9> p2=M*p1
octave:10> p3=M*p2
octave:11> p4=M*p3
This summarizes the output.

~p1
~p2
~p0

0.0036329
0.00000
0.00000
0.65220 0.64185 0.6325047

0.34780 0.36698 0.3842942

0.00000 0.02574 0.0452966
0.0151277
0.00000
0.00761
(d) This is more of the same Octave session.
octave:12>
M50 =
0.03992
0.00000
0.00000
0.03384
0.04003
octave:13>
p50 =
0.29024
0.54615
0.54430
0.32766
0.28695
octave:14>
p51 =
0.29406
0.54609
0.54442
0.33091
0.29076
~p3
0.0094301
0.6240656
0.3999315
0.0609094
0.0225751
~p4
0.016485
0.616445
0.414052
0.073960
0.029960
M50=M**50
0.33666 0.20318
0.65162 0.34838
0.64553 0.35447
0.38235 0.22511
0.33316 0.20029
p50=M50*p0
0.02198
0.00000
0.00000
0.01864
0.02204
0.37332
0.00000
0.00000
0.31652
0.37437
p51=M*p50
This is close to a steady state.

(a) This is the relevant system of equations.
(1 2p) sU (n) +
p tA (n) +
p tB (n)
= sU (n + 1)
p sU (n) + (1 2p) tA (n)
= tA (n + 1)
p sU (n)
+ (1 2p) tB (n)
= tB (n + 1)
p tA (n)
+ sA (n)
= sA (n + 1)
p tB (n)
+ sB (n) = sB (n + 1)
Thus we have
this.
1 2p
p
p
0 0
sU (n)
sU (n + 1)
p
1 2p
0
0 0
tA (n) tA (n + 1)
0
1 2p 0 0 tB (n) = tB (n + 1)
p
0
p
0
1 0 sA (n) sA (n + 1)
0
0
p
0 1
sB (n)
sB (n + 1)
254

(b) This is the Octave code, with the output removed.
octave:1>
>
>
>
>
T =
0.50000
0.25000
0.25000
0.00000
0.00000
octave:2>
octave:3>
octave:4>
octave:5>
octave:6>
octave:7>
T=[.5,.25,.25,0,0;
.25,.5,0,0,0;
.25,0,.5,0,0;
0,.25,0,1,0;
0,0,.25,0,1]
0.25000 0.25000
0.50000 0.00000
0.00000 0.50000
0.25000 0.00000
0.00000 0.25000
p0=[1;0;0;0;0]
p1=T*p0
p2=T*p1
p3=T*p2
p4=T*p3
p5=T*p4
0.00000
0.00000
0.00000
1.00000
0.00000
0.00000
0.00000
0.00000
0.00000
1.00000
Here is the output. The probability of ending at sA is about 0.23.

sU
tA
tB
sA
sB
~p0
1
0
0
0
0
~p1
0.50000
0.25000
0.25000
0.00000
0.00000
~p2
0.375000
0.250000
0.250000
0.062500
0.062500
~p3
0.31250
0.21875
0.21875
0.12500
0.12500
~p4
0.26562
0.18750
0.18750
0.17969
0.17969
~p5
0.22656
0.16016
0.16016
0.22656
0.22656
(c) With this file as learn.m

# Octave script file for learning model.
function w = learn(p)
T = [1-2*p,p,
p,
0, 0;
p,
1-2*p,0,
0, 0;
p,
0,
1-2*p,0, 0;
0,
p,
0,
1, 0;
0,
0,
p,
0, 1];
T5 = T**5;
p5 = T5*[1;0;0;0;0];
w = p5(4);
endfunction
issuing the command octave:1> learn(.20) yields ans = 0.17664.

(d) This Octave session
octave:1>
octave:2>
octave:3>
>
>
octave:4>
octave:5>
x=(.01:.01:.50)';
y=(.01:.01:.50)';
for i=.01:.01:.50
y(100*i)=learn(i);
endfor
z=[x, y];
gplot z
yields this plot. There is no threshold value no probability above which the curve
rises sharply.
255
0.4
line 1
0.35
0.3
0.25
0.2
0.15
0.1
0.05
0
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
(a) From these equations

0.90 pT (n) + 0.01 pC (n) = pT (n + 1)
0.10 pT (n) + 0.99 pC (n) = pC (n + 1)
we get this matrix.
0.90
0.10
0.01
0.99
pT (n)
pC (n)
(b) This is the result from Octave.

1
2
n=0
0.30000
0.27700
0.25653
0.70000
0.72300
0.74347
!
=
pT (n + 1)
pC (n + 1)
3
0.23831
0.76169
4
0.22210
0.77790
5
0.20767
0.79233
6
7
8
9
10
0.19482
0.18339
0.17322
0.16417
0.15611
0.80518
0.81661
0.82678
0.83583
0.84389
(c) This is the sT = 0.2 result.
1
2
3
4
5
n=0
0.20000
0.18800
0.17732
0.16781
0.15936
0.15183
0.80000
0.81200
0.82268
0.83219
0.84064
0.84817
6
7
8
9
10
0.14513
0.13916
0.13385
0.12913
0.12493
0.85487
0.86084
0.86615
0.87087
0.87507
(d) Although the probability vectors start 0.1 apart, they end only 0.032 apart. So
they are alike.
6 These are the p = .55 vectors, and the p = 0.60 vectors.
256
n=0
0-0 1
1-0 0
0-1 0
2-0 0
1-1 0
0-2 0
3-0 0
2-1 0
1-2 0
0-3 0
4-0 0
3-1 0
2-2 0
1-3 0
0-4 0
4-1 0
3-2 0
2-3 0
1-4 0
4-2 0
3-3 0
2-4 0
4-3 0
3-4 0
n=0
0-0 1
1-0 0
0-1 0
2-0 0
1-1 0
0-2 0
3-0 0
2-1 0
1-2 0
0-3 0
4-0 0
3-1 0
2-2 0
1-3 0
0-4 0
4-1 0
3-2 0
2-3 0
1-4 0
4-2 0
3-3 0
2-4 0
4-3 0
3-4 0

n=1
0
0.55000
0.45000
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
n=1
0
0.60000
0.40000
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
n=2
0
0
0
0.30250
0.49500
0.20250
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
n=2
0
0
0
0.36000
0.48000
0.16000
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
n=3
0
0
0
0
0
0
0.16638
0.40837
0.33412
0.09112
0
0
0
0
0
0
0
0
0
0
0
0
0
0
n=3
0
0
0
0
0
0
0.21600
0.43200
0.28800
0.06400
0
0
0
0
0
0
0
0
0
0
0
0
0
0
n=4
0
0
0
0
0
0
0
0
0
0
0.09151
0.29948
0.36754
0.20047
0.04101
0
0
0
0
0
0
0
0
0
n=4
0
0
0
0
0
0
0
0
0
0
0.12960
0.34560
0.34560
0.15360
0.02560
0
0
0
0
0
0
0
0
0
n=5
0
0
0
0
0
0
0
0
0
0
0.09151
0
0
0
0.04101
0.16471
0.33691
0.27565
0.09021
0
0
0
0
0
n=5
0
0
0
0
0
0
0
0
0
0
0.12960
0
0
0
0.02560
0.20736
0.34560
0.23040
0.06144
0
0
0
0
0
n=6
0
0
0
0
0
0
0
0
0
0
0.09151
0
0
0
0.04101
0.16471
0
0
0.09021
0.18530
0.30322
0.12404
0
0
n=6
0
0
0
0
0
0
0
0
0
0
0.12960
0
0
0
0.02560
0.20736
0
0
0.06144
0.20736
0.27648
0.09216
0
0
n=7
0
0
0
0
0
0
0
0
0
0
0.09151
0
0
0
0.04101
0.16471
0
0
0.09021
0.18530
0
0.12404
0.16677
0.13645
n=7
0
0
0
0
0
0
0
0
0
0
0.12960
0
0
0
0.02560
0.20736
0
0
0.06144
0.20736
0
0.09216
0.16589
0.11059
257
(a) We can adapt the script from the end of this Topic.
# Octave script file to compute chance of World Series outcomes.
function w = markov(p,v)
q = 1-p;
A=[0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 0-0
p,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 1-0
q,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 0-1_
0,p,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 2-0
0,q,p,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 1-1
0,0,q,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 0-2__
0,0,0,p,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 3-0
0,0,0,q,p,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 2-1
0,0,0,0,q,p, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 1-2_
0,0,0,0,0,q, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 0-3
0,0,0,0,0,0, p,0,0,0,1,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 4-0
0,0,0,0,0,0, q,p,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 3-1__
0,0,0,0,0,0, 0,q,p,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 2-2
0,0,0,0,0,0, 0,0,q,p,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0; # 1-3
0,0,0,0,0,0, 0,0,0,q,0,0, 0,0,1,0,0,0, 0,0,0,0,0,0; # 0-4_
0,0,0,0,0,0, 0,0,0,0,0,p, 0,0,0,1,0,0, 0,0,0,0,0,0; # 4-1
0,0,0,0,0,0, 0,0,0,0,0,q, p,0,0,0,0,0, 0,0,0,0,0,0; # 3-2
0,0,0,0,0,0, 0,0,0,0,0,0, q,p,0,0,0,0, 0,0,0,0,0,0; # 2-3__
0,0,0,0,0,0, 0,0,0,0,0,0, 0,q,0,0,0,0, 1,0,0,0,0,0; # 1-4
0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,p,0, 0,1,0,0,0,0; # 4-2
0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,q,p, 0,0,0,0,0,0; # 3-3_
0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,q, 0,0,0,1,0,0; # 2-4
0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,p,0,1,0; # 4-3
0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,0,0,0,0, 0,0,q,0,0,1]; # 3-4
v7 = (A**7) * v;
w = v7(11)+v7(16)+v7(20)+v7(23)
endfunction
When the American League has a p = 0.55 probability of winning each game then
their probability of winning the series is 0.60829. When their probability of winning
any one game is p = 0.6 then their probability of winning the series is 0.71021.
(b) From this Octave session and its graph
octave:1>
octave:2>
octave:3>
octave:4>
>
>
octave:5>
octave:6>
v0=[1;0;0;0;0;0;0;0;0;0;0;0;0;0;0;0;0;0;0;0;0;0;0;0];
x=(.01:.01:.99)';
y=(.01:.01:.99)';
for i=.01:.01:.99
y(100*i)=markov(i,v0);
endfor
z=[x, y];
gplot z
by eye we judge that if p > 0.7 then the team is close to assured of the series.
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
line 1
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
(a) They must satisfy this condition because the total probability of a state transition
(including back to the same state) is 100%.
(b) See the answer to the third item.
(c) We will do the 22 case; bigger-sized cases are just notational problems. This
product
!
!
!
a1,1 a1,2
b1,1 b1,2
a1,1 b1,1 + a1,2 b2,1 a1,1 b1,2 + a1,2 b2,2
=
a2,1 a2,2
b2,1 b2,2
a2,1 b1,1 + a2,2 b2,1 a2,1 b1,2 + a2,2 b2,2
has these two column sums
(a1,1 b1,1 +a1,2 b2,1 )+(a2,1 b1,1 +a2,2 b2,1 ) = (a1,1 +a2,1 )b1,1 +(a1,2 +a2,2 )b2,1
= 1 b1,1 + 1 b2,1 = 1
and
(a1,1 b1,2 +a1,2 b2,2 )+(a2,1 b1,2 +a2,2 b2,2 ) = (a1,1 +a2,1 )b1,2 +(a1,2 +a2,2 )b2,2
= 1 b1,2 + 1 b2,2 = 1
as required.
Topic: Orthonormal Matrices

1
(a) Yes.
(b) No, the columns do not have length one.
(c) Yes.
2 Some of!these are nonlinear, because they!involve!a nontrivial translation.

!
x
x cos(/6) y sin(/6)
0
x ( 3/2) y (1/2) + 0
(a)
7
+
=
y
x sin(/6) + y cos(/6)
1
x (1/2) + y cos( 3/2) + 1
(b) The line y = 2x makes an angle of arctan(2/1) with the x-axis. Thus sin = 2/ 5
and cos = 1/ 5.
!
!
x
x (1/ 5) y (2/ 5)
7
x (2/ 5) + y (1/ 5)
y
!
!
!
x
x (1/ 5) y (2/ 5)
1
x/ 5 + 2y/ 5 + 1
(c)
7
+
=
y
x (2/ 5) + y (1/ 5)
1
2x/ 5 + y/ 5 + 1
3
(a) Let f be distance-preserving and consider f1 . Any two points in the codomain
can be written as f(P1 ) and f(P2 ). Because f is distance-preserving, the distance
from f(P1 ) to f(P2 ) equals the distance from P1 to P2 . But this is exactly what is
required for f1 to be distance-preserving.
259
(b) Any plane figure F is congruent to itself via the identity map id : R2 R2 , which
is obviously distance-preserving. If F1 is congruent to F2 (via some f) then F2 is
congruent to F1 via f1 , which is distance-preserving by the prior item. Finally, if
F1 is congruent to F2 (via some f) and F2 is congruent to F3 (via some g) then F1
is congruent to F3 via g f, which is easily checked to be distance-preserving.
4 The first two components of each are ax + cy + e and bx + dy + f.
5
(a) The Pythagorean Theorem gives that three points are collinear if and only if (for
some ordering of them into P1 , P2 , and P3 ), dist(P1 , P2 )+dist(P2 , P3 ) = dist(P1 , P3 ).
Of course, where f is distance-preserving, this holds if and only if dist(f(P1 ), f(P2 ))+
dist(f(P2 ), f(P3 )) = dist(f(P1 ), f(P3 )), which, again by Pythagoras, is true if and
only if f(P1 ), f(P2 ), and f(P3 ) are collinear.
The argument for betweeness is similar (above, P2 is between P1 and P3 ).
If the figure F is a triangle then it is the union of three line segments P1 P2 , P2 P3 ,
and P1 P3 . The prior two paragraphs together show that the property of being a
line segment is invariant. So f(F) is the union of three line segments, and so is a
triangle.
A circle C centered at P and of radius r is the set of all points Q such that
dist(P, Q) = r. Applying the distance-preserving map f gives that the image
f(C) is the set of all f(Q) subject to the condition that dist(P, Q) = r. Since
dist(P, Q) = dist(f(P), f(Q)), the set f(C) is also a circle, with center f(P) and
radius r.
(b) Here are two that are easy to verify: (i) the property of being a right triangle,
and (ii) the property of two lines being parallel.
(c) One that was mentioned in the section is the sense of a figure. A triangle whose
vertices read clockwise as P1 , P2 , P3 may, under a distance-preserving map, be sent
to a triangle read P1 , P2 , P3 counterclockwise.
Chapter Four
Chapter Four:
Determinants
Definition
Four.I.1: Exploration
Four.I.1.1
(a) 4
(b) 3
(c) 12
Four.I.1.2
(a) 6
(b) 21
(c) 27
Four.I.1.3 For the first, apply the formula in this section, note that any term with a d,
g, or h is zero, and simplify. Lower-triangular matrices work the same way.
Four.I.1.4 (a) Nonsingular, the determinant is 1.
(b) Nonsingular, the determinant is 1.
(c) Singular, the determinant is 0.
Four.I.1.5 (a) Nonsingular, the determinant is 3.
(b) Singular, the determinant is 0.
(c) Singular, the determinant is 0.
Four.I.1.6 (a) det(B) = det(A) via 21 + 2
(b) det(B) = det(A) via 2 3
(c) det(B) = (1/2) det(A) via (1/2)2
Four.I.1.7 Using the formula for the determinant of a 33 matrix we expand the left
side
1 b c2 + 1 c a2 + 1 a b2 b2 c 1 c2 a 1 a2 b 1
and by distributing we expand the right side.
(bc ba ac + a2 ) (c b) = c2 b b2 c bac + b2 a ac2 + acb + a2 c a2 b
Now we can just check that the two are equal. (Remark. This is the 33 case of
Vandermondes determinant which arises in applications).
262
Four.I.1.8 This equation

12 x
0 = det(
8
!
4
) = 64 20x + x2 = (x 16)(x 4)
8x
has roots x = 16 and x = 4.

Four.I.1.9 We first reduce the matrix to echelon form. To begin, assume that a 6= 0 and
that ae bd 6= 0.
1 b/a c/a
1
b/a
c/a
(1/a)1
d1 +2
e
f
d
0 (ae bd)/a (af cd)/a
g1 +3
g
h
i
0 (ah bg)/a (ai cg)/a
1
b/a
c/a
(a/(aebd))2
1
(af cd)/(ae bd)
0
0 (ah bg)/a
(ai cg)/a
This step finishes the calculation.
1 b/a
c/a
((ahbg)/a)2 +3
1
(af cd)/(ae bd)
0
0
0
(aei + bgf + cdh hfa idb gec)/(ae bd)
Now assuming that a 6= 0 and ae bd 6= 0, the original matrix is nonsingular if and
only if the 3, 3 entry above is nonzero. That is, under the assumptions, the original
matrix is nonsingular if and only if aei + bgf + cdh hfa idb gec 6= 0, as required.
We finish by running down what happens if the assumptions that were taken for
convenience in the prior paragraph do not hold. First, if a 6= 0 but ae bd = 0 then
we can swap
1
b/a
c/a
1
b/a
c/a
2 3
0
(af cd)/a 0 (ah bg)/a (ai cg)/a
0
0 (ah bg)/a (ai cg)/a
0
0
(af cd)/a
and conclude that the matrix is nonsingular if and only if either ah bg = 0 or
af cd = 0. The condition ah bg = 0 or af cd = 0 is equivalent to the
condition (ah bg)(af cd) = 0. Multiplying out and using the case assumption
that ae bd = 0 to substitute ae for bd gives this.
0 = ahaf ahcd bgaf + bgcd = ahaf ahcd bgaf + aegc
= a(haf hcd bgf + egc)
Since a 6= 0, we have that the matrix is nonsingular if and only if haf hcd bgf +
egc = 0. Therefore, in this a 6= 0 and ae bd = 0 case, the matrix is nonsingular
when haf hcd bgf + egc i(ae bd) = 0.
The remaining cases are routine. Do the a = 0 but d 6= 0 case and the a = 0
and d = 0 but g 6= 0 case by first swapping rows and then going on as above. The
263
a = 0, d = 0, and g = 0 case is easy that matrix is singular since the columns form
a linearly dependent set, and the determinant comes out to be zero.
Four.I.1.10 Figuring the determinant and doing some algebra gives this.
0 = y1 x + x2 y + x1 y2 y2 x x1 y x2 y1
(x2 x1 ) y = (y2 y1 ) x + x2 y1 x1 y2
y2 y1
x2 y1 x1 y2
y=
x+
x2 x1
x2 x1
Note that this is the equation of a line (in particular, in contains the familiar expression
for the slope), and note that (x1 , y1 ) and (x2 , y2 ) satisfy it.
Four.I.1.11 (a) The comparison with the formula given in the preamble to this section
is easy.
(b) While it holds for 22 matrices
!
h1,1 h1,2 h1,1
= h1,1 h2,2 + h1,2 h2,1
h2,1 h2,2 h2,1
h2,1 h1,2 h2,2 h1,1
= h1,1 h2,2 h1,2 h2,1
it does not hold for 44 matrices. An example is that this matrix is singular because
the second and third rows are equal
1 0 0 1
0 1 1 0
0 1 1 0
1 0 0 1
but following the scheme
1 0
0 1
0 1
1 0
of the mnemonic does not give zero.
0 1
1 0 0
1 0
0 1 1
=1+0+0+0
1 0
0 1 1
(1) 0 0 0
0 1 1 0 0
Four.I.1.12 The determinant is (x2 y3 x3 y2 )~e1 + (x3 y1 x1 y3 )~e2 + (x1 y2 x2 y1 )~e3 .

To check perpendicularity, we check that the dot product with the first vector is zero

x1
x2 y3 x3 y2

x2 x3 y1 x1 y3 = x1 x2 y3 x1 x3 y2 +x2 x3 y1 x1 x2 y3 +x1 x3 y2 x2 x3 y1 = 0
x3
x1 y2 x2 y1
and the dot product with the second vector is also zero.

y1
x2 y3 x3 y2

y2 x3 y1 x1 y3 = x2 y1 y3 x3 y1 y2 +x3 y1 y2 x1 y2 y3 +x1 y2 y3 x2 y1 y3 = 0
y3
x1 y2 x2 y1
264
Four.I.1.13
(a) Plug and chug: the determinant of the product is this

!
!
!
a b
w x
aw + by ax + bz
det(
) = det(
)
c d
y z
cw + dy cx + dz
= acwx + adwz + bcxy + bdyz

acwx bcwz adxy bdyz
while the product of the determinants
is !
this.
!
det(
a b
w
) det(
c d
y
x
) = (ad bc) (wz xy)
z
Verification that they are equal is easy.

(b) Use the prior item.
That similar matrices have the same determinant is immediate from the above two:
det(PT P1 ) = det(P) det(T ) det(P1 ).
Four.I.1.14 One way is to count these areas
A
y2
y1 C
F
E
x2
x1
by taking the area of the entire rectangle and subtracting the area of A the upper-left
rectangle, B the upper-middle triangle, D the upper-right triangle, C the lower-left
triangle, E the lower-middle triangle, and F the lower-right rectangle (x1 + x2 )(y1 +
y2 ) x2 y1 (1/2)x1 y1 (1/2)x2 y2 (1/2)x2 y2 (1/2)x1 y1 x2 y1 . Simplification
gives the determinant formula.
This determinant is the negative of the one above; the formula distinguishes
whether the second column is counterclockwise from the first.
Four.I.1.15 The computation for 22 matrices, using the formula quoted in the preamble,
is easy. It does also hold for 33 matrices; the computation is routine.
Four.I.1.16 No. Recall that !
constants come out!one row at a time. !
2 4
1 2
1 2
det(
) = 2 det(
) = 2 2 det(
)
2 6
2 6
1 3
This contradicts linearity (here we didnt need S, i.e., we can take S to be the matrix
of zeros).
Four.I.1.17 Bring out the cs one row at a time.
Four.I.1.18 There are no real numbers that make the matrix singular because the
determinant of the matrix cos2 + sin2 is never 0, it equals 1 for all . Geometrically,
with respect to the standard basis, this matrix represents a rotation of the plane
through an angle of . Each such map is one-to-one for one thing, it is invertible.
265
Four.I.1.19 This is how the answer was given in the cited source. Let P be the sum
of the three positive terms of the determinant and N the sum of the three negative
terms. The maximum value of P is
9 8 7 + 6 5 4 + 3 2 1 = 630.
The minimum value of N consistent with P is
9 6 1 + 8 5 2 + 7 4 3 = 218.
Any change in P would result in lowering that sum by more than 4. Therefore 412
the maximum value for the determinant and one form for the determinant is

9 4 2

3 8 6 .

5 1 7
Four.I.2: Properties of Determinants

Four.I.2.8

3

(a) 3

0

1 0

2 1

(b)
1 0

1 1
Four.I.2.9

1

(b) 3

5

1 2 3

1 0 = 0

1 4 0

0 1 1 0
1 0 0 1
=
1 0 0 0

1 0 0 1
1
0
1
0
1
1
1

3 1 2
2

2 = 0 1 4 = 6

0 0 2
4

1 1 0 0 1
2 0 1 1 2
=
=1
1 0 0 1 1

1 0 0 0 1

2 1 2
1

(a)
=
= 3;
1 1 0 3/2

1 0 1 1 0 1 1 0

0 2 = 0 3 2 = 0 3 2 = 0

2 2 0 3 2 0 0 0
Four.I.2.10 When is the determinant

1 0 1

0 1 2

1 0 k

0 0 1
not zero?

1 1
0 0
=
0 0

1 0
0
1
0
0
1
2
k1
1

1
0

1

1
Obviously, k = 1 gives nonsingularity and hence a nonzero determinant. If k 6= 1 then
266
we get echelon form with a (1/k 1)3 + 4 combination.

1 0
1
1

0 1
2
0

=

0 0 k 1
1

0 0
0
1 (1/k 1)
Multiplying down the diagonal gives (k 1)(1 (1/k 1)) = (k 1) 1 = k.
Thus the matrix has a nonzero determinant, and so the system has a unique solution,
if and only if k 6= 0.
Four.I.2.11 (a) Condition (2)
1 3 .

h
3,1

h2,1

h1,1
of the definition of determinants applies via the swap

h3,2
h2,2
h1,2

h
h3,3
1,1

h2,3 = h2,1

h3,1
h1,3
h1,2
h2,2
h3,2

h1,3

h2,3

h3,3
(b) Condition (3) applies.

h
h
h1,2
h1,3
1,1

1,1

2h2,1 2h2,2 2h2,3 = (1) (2) (3) h2,1

3h3,1 3h3,2 3h3,3
h3,1

h1,2 h1,3

h2,2 h2,3

h3,2 h3,3

h
1,1 h1,2

= (6) h2,1 h2,2

h3,1 h3,2

h1,3

h2,3

h3,3
(c)

h + h
3,1
1,1

h2,1

5h3,1
h1,2 + h3,2
h2,2
5h3,2

h1,3 + h3,3

h2,3

5h3,3

h + h
h1,2 + h3,2
3,1
1,1

=5
h2,1
h2,2

h3,1
h3,2

h

1,1 h1,2 h1,3

= 5 h2,1 h2,2 h2,3

h3,1 h3,2 h3,3

h1,3 + h3,3

h2,3

h3,3
Four.I.2.12 A diagonal matrix is in echelon form, so the determinant is the product

down the diagonal.
Four.I.2.13 It is the trivial subspace.
Four.I.2.14 Adding the second row to the first gives a matrix whose first row is x + y + z
times its third row.
267
1 1 1
1 1
Four.I.2.15
, 1 1 1
1 1
1 1 1
(b) The determinant in the 11 case is 1. In every other case the second row is the
negative of the first, and so matrix is singular and the determinant is zero.
! 2 3 4
2 3
Four.I.2.16 (a) 2 ,
, 3 4 5
3 4
4 5 6
(b) The 11 and 22 cases yield these.

2 3

= 1
2 = 2

3 4

(a) 1 ,
And nn matrices with n > 3 are singular, e.g.,

2 3 4

3 4 5 = 0

4 5 6
because twice the second row minus the first row equals the third row. Checking
this is routine.
Four.I.2.17 This one
A=B=
1
3
2
4
is easy to check.

2

|A + B| =
6

4
= 8
8
|A| + |B| = 2 2 = 4
By the way, this also gives an example where scalar multiplication is not preserved
|2 A| 6= 2 |A|.
Four.I.2.18 No, we cannot replace it. Remark 2.2 shows that the four conditions after
the replacement would conflict no function satisfies all four.
Four.I.2.19 A upper-triangular matrix is in echelon form.
A lower-triangular matrix is either singular or nonsingular. If it is singular then it
has a zero on its diagonal and so its determinant (namely, zero) is indeed the product
down its diagonal. If it is nonsingular then it has no zeroes on its diagonal, and we
can reduce it by Gausss Method to echelon form without changing the diagonal.
Four.I.2.20 (a) The properties in the definition of determinant show that |Mi (k)| = k,
|Pi,j | = 1, and |Ci,j (k)| = 1.
(b) The three cases are easy to check by recalling the action of left multiplication by
each type of matrix.
268
(c) If T S is invertible (T S)M = I then the associative property of matrix multiplication T (SM) = I shows that T is invertible. So if T is not invertible then neither is
T S.
(d) If T is singular then apply the prior answer: |T S| = 0 and |T | |S| = 0 |S| = 0.
If T is not singular then we can write it as a product of elementary matrices
|T S| = |Er E1 S| = |Er | |E1 | |S| = |Er E1 ||S| = |T ||S|.
(e) 1 = |I| = |T T 1 | = |T ||T 1 |
Four.I.2.21 (a) We must show that if
ki +j
T
T
then d(T ) = |T S|/|S| = |T S|/|S| = d(T ). We will be done if we show that combining
rows first and then multiplying to get T S gives the same result as multiplying
first to get T S and then combining (because the determinant |T S| is unaffected by
the combination so well then have |T S| = |T S|, and hence d(T ) = d(T )). That
argument runs: after adding k times row i of T S to row j of T S, the j, p entry is
(kti,1 + tj,1 )s1,p + + (kti,r + tj,r )sr,p , which is the j, p entry of T S.
i j
(b) We need only show that swapping T T and then multiplying to get T S
gives the same result as multiplying T by S and then swapping (because, as the
determinant |T S| changes sign on the row swap, well then have |T S| = |T S|, and
so d(T ) = d(T )). That argument runs just like the prior one.
(c) Not surprisingly by now, we need only show that multiplying a row by a scalar
ki
T T and then computing T S gives the same result as first computing T S
and then multiplying the row by k (as the determinant |T S| is rescaled by k the
multiplication, well have |T S| = k|T S|, so d(T ) = k d(T )). The argument runs just
as above.
(d) Clear.
(e) Because weve shown that d(T ) is a determinant and that determinant functions
(if they exist) are unique, we have that so |T | = d(T ) = |T S|/|S|.
Four.I.2.22 We will first argue that a rank r matrix has a rr submatrix with nonzero
determinant. A rank r matrix has a linearly independent set of r rows. A matrix
made from those rows will have row rank r and thus has column rank r. Conclusion:
from those r rows we can extract a linearly independent set of r columns, and so the
original matrix has a rr submatrix of rank r.
We finish by showing that if r is the largest such integer then the rank of the
matrix is r. We need only show, by the maximality of r, that if a matrix has a kk
submatrix of nonzero determinant then the rank of the matrix is at least k. Consider
such a kk submatrix. Its rows are parts of the rows of the original matrix, clearly
the set of whole rows is linearly independent. Thus the row rank of the original matrix
is at least k, and the row rank of a matrix equals its rank.
269
Four.I.2.23 A matrix with only rational entries reduces with Gausss Method to an
echelon form matrix using only rational arithmetic. Thus the entries on the diagonal
must be rationals, and so the product down the diagonal is rational.
Four.I.2.24 This is how the answer was given in the cited source. The value (1a4 )3
of the determinant is independent of the values B, C, D. Hence operation (e) does
not change the value of the determinant but merely changes its appearance. Thus
the element of likeness in (a), (b), (c), (d), and (e) is only that the appearance
of the principle entity is changed. The same element appears in (f) changing the
name-label of a rose, (g) writing a decimal integer in the scale of 12, (h) gilding the
lily, (i) whitewashing a politician, and (j) granting an honorary degree.
Four.I.3: The Permutation Expansion

Four.I.3.17
(a)

1

4

7
This matrix is singular.

2 3

5 6 = (1)(5)(9) |P1 | + (1)(6)(8) |P2 | + (2)(4)(9) |P3 |

8 9
+ (2)(6)(7) |P4 | + (3)(4)(8) |P5 | + (7)(5)(3) |P6 |
=0
(b) This matrix is nonsingular.

2
2 1

3 1 0 = (2)(1)(5) |P1 | + (2)(0)(0) |P2 | + (2)(3)(5) |P3 |

2 0 5
+ (2)(0)(2) |P4 | + (1)(3)(0) |P5 | + (2)(1)(1) |P6 |
= 42
Four.I.3.18
(a) Gausss Method gives this

2 1 2

=
3 1 0

1
= 1
1/2
and permutation expansion gives this.

1
2 1 2 0 0 1

+
= (2)(1)

=
0
3 1 0 1 3 0
(b) Gausss Method gives

0 1

0 2

1 5
this

1
4

3 = 0

0
1
5
2
1

0
0

+ (1)(3)
1
1

1
1

3 = 0

0
4
5
2
0

1
= 1
0

1

3 = 5

5/2
270

and the permutation
expansion gives this.

0 1 4

0 2 3 = (0)(2)(1) |P1 | + (0)(3)(5) |P2 | + (1)(0)(1) |P3 |

1 5 1
+ (1)(3)(1) |P | + (4)(0)(5) |P | + (1)(2)(0) |P
4
6 |
= 5
Four.I.3.19 Following
Example 3.6 gives this.

t

1,1 t1,2 t1,3

t2,1 t2,2 t2,3 = t1,1 t2,2 t3,3 |P1 | + t1,1 t2,3 t3,2 |P2 |

t3,1 t3,2 t3,3
+ t1,2 t2,1 t3,3 |P3 | + t1,2 t2,3 t3,1 |P4 |
+ t1,3 t2,1 t3,2 |P5 | + t1,3 t2,2 t3,1 |P6 |
= t1,1 t2,2 t3,3 (+1) + t1,1 t2,3 t3,2 (1)
+ t1,2 t2,1 t3,3 (1) + t1,2 t2,3 t3,1 (+1)
+ t1,3 t2,1 t3,2 (+1) + t1,3 t2,2 t3,1 (1)
Four.I.3.20 This is all of the permutations where (1) = 1
1 = h1, 2, 3, 4i
2 = h1, 2, 4, 3i
4 = h1, 3, 4, 2i
3 = h1, 3, 2, 4i
5 = h1, 4, 2, 3i
6 = h1, 4, 3, 2i
the ones where (1) = 1

7 = h2, 1, 3, 4i
8 = h2, 1, 4, 3i
10 = h2, 3, 4, 1i
9 = h2, 3, 1, 4i
11 = h2, 4, 1, 3i
12 = h2, 4, 3, 1i
the ones where (1) = 3

13 = h3, 1, 2, 4i
16 = h3, 2, 4, 1i
14 = h3, 1, 4, 2i
17 = h3, 4, 1, 2i
15 = h3, 2, 1, 4i
18 = h3, 4, 2, 1i
and the ones where (1) = 4.

19 = h4, 1, 2, 3i
22 = h4, 2, 3, 1i
20 = h4, 1, 3, 2i
23 = h4, 3, 1, 2i
21 = h4, 2, 1, 3i
24 = h4, 3, 2, 1i
Four.I.3.21 Each of these is easy to check.

(a) permutation 1 2
inverse 1 2
(b) permutation 1 2 3 4 5 6
inverse 1 2 3 5 4 6
Four.I.3.22 For the if half, the first condition of Definition 3.2 follows from taking
k1 = k2 = 1 and the second condition follows from taking k2 = 0.
The only if half also routine. From f(~1 , . . . , k1~v1 + k2~v2 , . . . , ~n ) the first
condition of Definition 3.2 gives = f(~1 , . . . , k1~v1 , . . . , ~n ) + f(~1 , . . . , k2~v2 , . . . , ~n )
and the second condition, applied twice, gives the result.
271
Four.I.3.23 They would all double.

Four.I.3.24 For the second statement, given a matrix, transpose it, swap rows, and
transpose back. The result is swapped columns, and the determinant changes by
a factor of 1. The third statement is similar: given a matrix, transpose it, apply
multilinearity to what are now rows, and then transpose back the resulting matrices.
Four.I.3.25 An nn matrix with a nonzero determinant has rank n so its columns form
a basis for Rn .
Four.I.3.26 False.

0 1 1

1 0 1 = 2

1 1 0
Four.I.3.27 (a) For the column index of the entry in the first row there are five choices.
Then, for the column index of the entry in the second row there are four choices.
Continuing, we get 5 4 3 2 1 = 120. (See also the next question.)
(b) Once we choose the second column in the first row, we can choose the other
entries in 4 3 2 1 = 24 ways.
Four.I.3.28 n (n 1) 2 1 = n!
Four.I.3.29 [Schmidt] We will show that PPT = I; the PT P = I argument is similar.
The i, j entry of PPT is the sum of terms of the form pi,k qk,j where the entries of
PT are denoted with qs, that is, qk,j = pj,k . Thus the i, j entry of PPT is the sum
Pn
k=1 pi,k pj,k . But pi,k is usually 0, and so Pi,k Pj,k is usually 0. The only time Pi,k
is nonzero is when it is 1, but then there are no other i0 6= i such that Pi0 ,k is nonzero
(i is the only row with a 1 in column k). In other words,

n
X
1 i=j
pi,k pj,k =
0 otherwise
k=1
and this is exactly the formula for the entries of the identity matrix.
Four.I.3.30 In |A| = |AT | = | A| = (1)n |A| the exponent n must be even.
Four.I.3.31 Showing that no placement of three zeros suffices is routine. Four zeroes
does suffice; put them all in the same row or column.
Four.I.3.32 The n = 3 case shows what to do. The row combination operations of
x1 2 + 3 and x1 1 + 2 give this.

1

1
1 1
1
1

x2
x3
x1 x2 x3 = x1

2

2
2
x1 x2 x3 0 (x1 + x2 )x2 (x1 + x3 )x3

1
1
1

= 0
x1 + x2
x1 + x3

0 (x1 + x2 )x2 (x1 + x3 )x3
272
Then the row combination operation of x2 2 + 3 gives the desired result.

1
1
1

= 0 x1 + x2
x1 + x3
= (x2 x1 )(x3 x1 )(x3 x2 )

0
0
(x1 + x3 )(x2 + x3 )
Four.I.3.33 Let T be nn, let J be pp, and let K be qq. Apply the permutation
expansion formula
X
|T | =
t1,(1) t2,(2) . . . tn,(n) |P |
permutations
Because the upper right of T is all zeroes, if a has at least one of p + 1, . . . , n among
its first p column numbers (1), . . . , (p) then the term arising from is 0 (e.g., if
(1) = n then t1,(1) t2,(2) . . . tn,(n) is 0). So the above formula reduces to a sum
over all permutations with two halves: first rearrange 1, . . . , p and after that comes a
permutation of p + 1, . . . , p + q. To see this gives |J| |K|, distribute.
X

t1,1 (1) tp,1 (p) |P1 |
perms 1
of 1,...,p
tp+1,2 (p+1) tp+q,2 (p+q) |P2 |
perms 2
of p+1,...,p+q
Four.I.3.34 The n = 3 case shows what happens.

t x
t1,2
t1,3
1,1

|T rI| = t2,1
t2,2 x
t2,3

t3,1
t3,2
t3,3 x
Each term in the permutation expansion has three factors drawn from entries in
the matrix (e.g., (t1,1 x)(t2,2 x)(t3,3 x) and (t1,1 x)(t2,3 )(t3,2 )), and so the
determinant is expressible as a polynomial in x of degree 3. Such a polynomial has at
most 3 roots.
In general, the permutation expansion shows that the determinant is a sum of
terms, each with n factors, giving a polynomial of degree n. A polynomial of degree
n has at most n roots.
Four.I.3.35 This is how the answer was given in the cited source. When two rows
of a determinant are interchanged, the sign of the determinant is changed. When
the rows of a three-by-three determinant are permuted, 3 positive and 3 negative
determinants equal in absolute value are obtained. Hence the 9! determinants fall into
9!/6 groups, each of which sums to zero.
Four.I.3.36 This is how the answer was given in the cited source. When the elements
of any column are subtracted from the elements of each of the other two, the elements
273
in two of the columns of the derived determinant are proportional, so the determinant
vanishes. That
is,

2 1 x 4 1 x 3 1 x 2 1 2

4 2 x 3 = 2 x 1 2 = x + 1 2 4 = 0.

6 3 x 10 3 x 7 3 x 4 3 6
Four.I.3.37 This is how the answer was given in the cited source. Let
a b c
d e f
g h i
have magic sum N = S/3. Then
N = (a + e + i) + (d + e + f) + (g + e + c)
(a + d + g) (c + f + i) = 3e
and S = 9e. Hence,
adding
rows
and columns,

a b c a b c a b 3e a b e

D = d e f = d e
f = d e 3e = d e e S.

g h i 3e 3e 3e 3e 3e 9e 1 1 1
Four.I.3.38 This is how the answer was given in the cited source. Denote by Dn
the determinant in question and by ai,j the element in the i-th row and j-th column.
Then from the law of formation of the elements we have
ai,j = ai,j1 + ai1,j ,
a1,j = ai,1 = 1.
Subtract each row of Dn from the row following it, beginning the process with the
last pair of rows. After the n 1 subtractions the above equality shows that the
element ai,j is replaced by the element ai,j1 , and all the elements in the first column,
except a1,1 = 1, become zeroes. Now subtract each column from the one following
it, beginning with the last pair. After this process the element ai,j1 is replaced by
ai1,j1 , as shown in the above relation. The result of the two operations is to replace
ai,j by ai1,j1 , and to reduce each element in the first row and in the first column
to zero. Hence Dn = Dn+i and consequently
Dn = Dn1 = Dn2 = = D2 = 1.
Four.I.4: Determinants Exist

Four.I.4.11 This is the permutation
of a 22 matrix

expansion

of the determinant

a b
1 0
0 1

= ad
+ bc

c d
0 1
1 0
274
and the permutation expansion of the determinant of its transpose.

0 1
1 0
a c

+ cb

= ad
1 0
0 1
b d
As with the 33 expansions described in the subsection, the permutation matrices
from corresponding terms are transposes (although this is disguised by the fact that
each is self-transpose).
Four.I.4.12 Each of these is easy to check.
(a) permutation 1 2
inverse 1 2
inverse 1 2 3 5 4 6
Four.I.4.13 (a) sgn(1 ) = +1, sgn(2 ) = 1
(b) sgn(1 ) = +1, sgn(2 ) = 1, sgn(3 ) = 1, sgn(4 ) = +1, sgn(5 ) = +1,
sgn(6 ) = 1
Four.I.4.14 To get a nonzero term in the permutation expansion we must use the 1, 2
entry and the 4, 3 entry. Having fixed on those two we must also use the 2, 1 entry
and the 3, 4 entry. The signum of h2, 1, 4, 3i is +1 because from
0 1 0 0
1 0 0 0
0 0 0 1
0 0 1 0
the two row swaps 1 2 and 3 4 will produce the identity matrix.
Four.I.4.15 The pattern is this.
1
i
sgn(i ) +1
2
1
3
1
4
+1
5
+1
6
1
...
...
So to find the signum of n! , we subtract one n! 1 and look at the remainder on

division by four. If the remainder is 1 or 2 then the signum is 1, otherwise it is +1.
For n > 4, the number n! is divisible by four, so n! 1 leaves a remainder of 1 on
division by four (more properly said, a remainder or 3), and so the signum is +1. The
n = 1 case has a signum of +1, the n = 2 case has a signum of 1 and the n = 3 case
has a signum of 1.
Four.I.4.16 (a) We can view permutations as maps : {1, . . . , n} { 1, . . . , n} that are
one-to-one and onto. Any one-one and onto map has an inverse.
(b) If it always takes an odd number of swaps to get from P to the identity, then it
always takes an odd number of swaps to get from the identity to P (any swap is
reversible).
(c) This is the first question again.
275
Four.I.4.17 If (i) = j then 1 (j) = i. The result now follows on the observation that
P has a 1 in entry i, j if and only if (i) = j, and P1 has a 1 in entry j, i if and
only if 1 (j) = i,
Four.I.4.18 This does not say that m is the least number of swaps to produce an identity,
nor does it say that m is the most. It instead says that there is a way to swap to the
identity in exactly m steps.
Let j be the first row that is inverted with respect to a prior row and let k be
the first row giving that inversion. We have this interval of rows.
.
.
.
k

r1
.
.
j < k < r1 < < rs
.

rs

j

..
.
Swap.
.
.
.
j

r1
.
.
.

rs

k

..
.
The second matrix has one fewer inversion because there is one fewer inversion in
the interval (s vs. s + 1) and inversions involving rows outside the interval are not
affected.
Proceed in this way, at each step reducing the number of inversions by one with
each row swap. When no inversions remain the result is the identity.
The contrast with Corollary 4.5 is that the statement of this exercise is a there
exists statement: there exists a way to swap to the identity in exactly m steps. But
the corollary is a for all statement: for all ways to swap to the identity, the parity
(evenness or oddness) is the same.
Four.I.4.19 (a) First, g(1 ) is the product of the single factor 2 1 and so g(1 ) = 1.
Second, g(2 ) is the product of the single factor 1 2 and so g(2 ) = 1.
g()
2
2 2
2
2
2
276

(c) It is a product of nonzero terms.
(d) Note that (j) (i) is negative if and only if (j) and (i) are in an inversion
of their usual order.
Geometry of Determinants
Four.II.1: Determinants as Size Functions
Four.II.1.8 For each, find the determinant and take the absolute value.
(a) 7
(b) 0
(c) 58
Four.II.1.9 Solving

2
1
4
3

c1 3 + c2 6 + c3 0 = 1
1
1
5
2
gives the unique solution c3 = 11/57, c2 = 40/57 and c1 = 99/57. Because c1 > 1,
the vector is not in the box.
Four.II.1.10 Move the parallelepiped to start at the origin, so that it becomes the box
formed by
!
!
3
2
h
,
i
0
1
and now the absolute value of this determinant is easily computed as 3.

3 2

=3
0 1
Four.II.1.11
(a) 3
(b) 9
(c) 1/9
Four.II.1.12 Express each transformation with respect to the standard bases and find
the determinant.
(a) 6
(b) 1
277
(c) 5
Four.II.1.13 The starting area is 6 and the matrix changes sizes by 14. Thus the area
of the image is 84.
Four.II.1.14 By a factor of 21/2.
Four.II.1.15 For a box we take a sequence of vectors (as described in the remark, the
order of the vectors matters), while for a span we take a set of vectors. Also, for a box
subset of Rn there must be n vectors; of course for a span there can be any number
of vectors. Finally, for a box the coefficients t1 , . . . , tn are in the interval [0..1], while
for a span the coefficients are free to range over all of R.
Four.II.1.16 We have drawn that picture to mislead. The picture on the left is not the
box formed by two vectors. If we slide it to the origin then it becomes the box formed
by this sequence.
!
!
0
2
h
,
i
1
0
Then the image under the action of the matrix is the box formed by this sequence.
!
!
1
4
h
,
i
1
0
which has an area of 4.
Four.II.1.17 Yes to both. For instance, the first is |T S| = |T | |S| = |S| |T | = |ST |.
Four.II.1.18 (a) If it is defined then it is (32 ) (2) (22 ) (3).
(b) |6A3 + 5A2 + 2A| = |A| |6A2 + 5A + 2I|.

cos sin

Four.II.1.19
=1
sin cos
Four.II.1.20 No, for instance the determinant of
T=
2
0
0
1/2
is 1 so it preserves areas, but the vector T~e1 has length 2.

Four.II.1.21 It is zero.
Four.II.1.22 Two of the three sides of the triangle are formed by these vectors.

2
1
1
3
1
2

2 2 = 0
1 2 = 3
2
1
1
4
1
3
One way to find the area of this triangle is to produce a length-one vector orthogonal
to these two. Fromthese
tworelations

1
x
0
2
x
0

0 y = 0
3 y = 0
1
z
0
3
z
0
278
we get a system
x
+ z=0
2x 3y + 3z = 0
with this solution set.
21 +2
+z=0
3y + z = 0
{ 1/3 z | z R},
1
A solution of length one is this.
1
1
p
1/3
19/9
1
Thus the area of the triangle is the

1 2

0 3

1 3
absolute value of this determinant.

3/ 19

1/ 19 = 12/ 19

3/ 19
Four.II.1.23 (a) Because the image of a linearly dependent set is linearly dependent,
if the vectors forming S make a linearly dependent set, so that |S| = 0, then the
vectors forming t(S) make a linearly dependent set, so that |T S| = 0, and in this
case the equation holds.
ki +j
(b) We must check that if T T then d(T ) = |T S|/|S| = |T S|/|S| = d(T ). We
can do this by checking that combining rows first and then multiplying to get T S
gives the same result as multiplying first to get T S and then combining (because
the determinant |T S| is unaffected by the combining rows so well then have that
|T S| = |T S| and hence that d(T ) = d(T )). This check runs: after adding k times
row i of T S to row j of T S, the j, p entry is (kti,1 + tj,1 )s1,p + + (kti,r + tj,r )sr,p ,
which is the j, p entry of T S.
i j
(c) For the second property, we need only check that swapping T T and then
multiplying to get T S gives the same result as multiplying T by S first and then
swapping (because, as the determinant |T S| changes sign on the row swap, well
then have |T S| = |T S|, and so d(T ) = d(T )). This check runs just like the one
for the first property.
ki
For the third property, we need only show that performing T T and then
computing T S gives the same result as first computing T S and then performing the
scalar multiplication (as the determinant |T S| is rescaled by k, well have |T S| = k|T S|
and so d(T ) = k d(T )). Here too, the argument runs just as above.
The fourth property, that if T is I then the result is 1, is obvious.
(d) Determinant functions are unique, so |T S|/|S| = d(T ) = |T |, and so |T S| = |T ||S|.
279
Four.II.1.24 Any permutation matrix has the property that the transpose of the matrix
is its inverse.
For the implication, we know that |AT | = |A|. Then 1 = |A A1 | = |A AT | =
|A| |AT | = |A|2 .
The converse does not hold; here is an example.
!
3 1
2 1
Four.II.1.25 Where the sides of the box are c times longer, the box has c3 times as
many cubic units of volume.
Four.II.1.26 If H = P1 GP then |H| = |P1 ||G||P| = |P1 ||P||G| = |P1 P||G| = |G|.
Four.II.1.27 !(a) The!new basis
! is the
! old basis rotated by /4.
1
0
0
1
(b) h
,
i, h
,
i
0
1
1
0
(c) In each case the determinant is +1 (we say that these bases have positive
orientation).
(d) Because only one sign can change at a time, the only other cycle possible is
!
!
!
!
+
+
.
+
+
Here each associated determinant is 1 (we say that such bases have a negative
orientation).
(e) There is one positively oriented basis h(1)i and one negatively oriented basis
h(1)i.
(f) There are 48 bases (6 half-axis choices are possible for the first unit vector, 4 for
the second, and 2 for the last). Half are positively oriented like the standard basis
on the left below, and half are negatively oriented like the one on the right
~
e3
~
e1
~
e2
2
~
In R3 positive orientation is sometimes called right hand orientation because if

a person places their right hand with their fingers curling from ~e1 to ~e2 then the
thumb will point with ~e3 .
Four.II.1.28 We will compare det(~s1 , . . . ,~sn ) with det(t(~s1 ), . . . , t(~sn )) to show that the
second differs from the first by a factor of |T |. We represent the ~s s with respect to
280
the standard bases
s1,i
s2,i
RepEn (~si ) = .
..
sn,i
and then we represent the map application with matrix-vector multiplication
t1,1 t1,2 . . . t1,n

s1,j
t2,1 t2,2 . . . t2,n s2,j
RepEn ( t(~si ) ) =
..
..
.
.
tn,1 tn,2 . . . tn,n
sn,j
t1,1
t1,2
t1,n
t2,1
t2,2
t2,n
= s1,j
+
s
+
+
s
2,j .
n,j .
..
.
..
..
tn,1
tn,2
tn,n
= s1,j~t1 + s2,j~t2 + + sn,j~tn

where ~ti is column i of T . Then det(t(~s1 ), . . . , t(~sn )) equals det(s1,1~t1 +s2,1~t2 +. . .+
sn,1~tn , . . . , s1,n~t1 +s2,n~t2 +. . .+sn,n~tn ).
As in the derivation of the permutation expansion formula, we apply multilinearity,
first splitting along the sum in the first argument
det(s1,1~t1 , . . . , s1,n~t1 + s2,n~t2 + + sn,n~tn )
+ + det(sn,1~tn , . . . , s1,n~t1 + s2,n~t2 + + sn,n~tn )
and then splitting each of those n summands along the sums in the second arguments,
etc. We end with, as in the derivation of the permutation expansion, nn summand
determinants, each of the form det(si1 ,1~ti1 , si2 ,2~ti2 , . . . , sin ,n~tin ). Factor out each
of the si,j s = si1 ,1 si2 ,2 . . . sin ,n det(~ti1 , ~ti2 , . . . , ~tin ).
As in the permutation expansion derivation, whenever two of the indices in i1 , . . . ,
in are equal then the determinant has two equal arguments, and evaluates to 0. So
we need only consider the cases where i1 , . . . , in form a permutation of the numbers
1, . . . , n. We thus have
X
det(t(~s1 ), . . . , t(~sn )) =
s(1),1 . . . s(n),n det(~t(1) , . . . , ~t(n) ).
permutations
Swap the columns in det(~t(1) , . . . , ~t(n) ) to get the matrix T back, which changes
the sign by a factor of sgn , and then factor out the determinant of T .
X
X
=
s(1),1 . . . s(n),n det(~t1 , . . . , ~tn ) sgn = det(T )
s(1),1 . . . s(n),n sgn .
281
As in the proof that the determinant of a matrix equals the determinant of its transpose,
we commute the ss to list them by ascending row number instead of by ascending
column number (and we substitute sgn(1 ) for sgn()).
X
= det(T )
s1,1 (1) . . . sn,1 (n) sgn 1 = det(T ) det(~s1 ,~s2 , . . . ,~sn )
Four.II.1.29
(a) An algebraic check is easy.
0 = xy2 + x2 y3 + x3 y x3 y2 xy3 x2 y = x (y2 y3 ) + y (x3 x2 ) + x2 y3 x3 y2

simplifies to the familiar form
y = x (x3 x2 )/(y3 y2 ) + (x2 y3 x3 y2 )/(y3 y2 )
(the y3 y2 = 0 case is easily handled).
For geometric insight, this picture shows that the box formed by the three
vectors. Note that all three vectors end in the z = 1 plane. Below the two vectors
on the right is the line through (x2 , y2 ) and (x3 , y3 ).

x
y
1
x2
y
2
1
x3
y
3
1
The box will have a nonzero volume unless the triangle formed by the ends of the
three is degenerate. That only happens (assuming that (x2 , y3 ) 6= (x3 , y3 )) if (x, y)
lies on the line through the other two.
(b) This is how the answer was given in the cited source. We find the altitude
through (x1 , y1 ) of a triangle with vertices (x1 , y1 ) (x2 , y2 ) and (x3 , y3 ) in the usual
way from the normal form of the above:

x
x2 x3
1

1

p
y1 y2 y3 .

(x2 x3 )2 + (y2 y3 )2
1
1
1
Another step shows the area of the triangle to be

x
x2 x3
1

1

y1 y2 y3 .

2
1
1
1
This exposition reveals the modus operandi more clearly than the usual proof of
showing a collection of terms to be identical with the determinant.
(c) This is how the answer was given in the cited source. Let

x

1 x2 x3

D = y1 y2 y3

1
1
1
282

then the area of the triangle is (1/2)|D|. Now if the coordinates are all integers,
then D is an integer.
Laplaces Formula
Four.III.1: Laplaces Expansion

1 0
1 2

Four.III.1.11
(a) (1)2+3
(b) (1)3+2
= 2
= 5
0 2
1 3

1 1

(c) (1)4
= 2
0 2

1 2
1 2
2 2

Four.III.1.12 (a) 3 (+1)
= 13
+ 1 (+1)
+ 0 (1)
1 3
1 0
3 0

3 0
3 1
0 1

(b) 1 (1)
= 13
+ 2 (1)
+ 2 (+1)
1 3
1 0
3 0

1 2
3 0
3 0

(c) 1 (+1)
+ 2 (1)
+ 0 (+1)
= 13
1 3
1 3
1 2
Four.III.1.13 This is adj(T ).
T1,1
T1,2
T1,3
T2,1
T2,2
T2,3

5

8

T3,1
4
T3,2 =
7
T3,3

4
+
7
= 6
3

6

9

6

9

5

8
6
12
6

2 3
2

+
8 9
5

1
1 3

+

4
7 9

1
1 2

+
4
7 8
6
3

3

6

3

6

2

5
Four.III.1.14
(a) This is the adjoint.

1 4
1 4
0 2

0
2
0
1
0
1
T1,1 T2,1 T3,1

2 4
1 2 2 4
T1,2 T2,2 T3,2 =

1 1 1 1 1 2
T1,3 T2,3 T3,3

2 1 2 1
1 0

1 0
1 0 1 0
0 1 2
= 3 2 8
0 1
1

!
!

4

1
T1,1 T2,1
4 1
=
(b) The minors are 11.
=

T1,2 T2,2
2 3
2
3
!
0 1
(c)
5 1
(d) The minors are 22.

4 3
4 3
0 3

0
3
8
9
8
9

T1,1 T2,1 T3,1
1 3
1 3
1
3

T1,2 T2,2 T3,2 =

1 9 1 9 1 3
T1,3 T2,3 T3,3

1 4 1 4
1 0

1 8
1 8 1 0
24 12 12
= 12
6
6
8
4
4

0 1/3 2/3
0 1 2

Four.III.1.15 (a) (1/3) 3 2 8 = 1 2/3 8/3

0 1
1
0 1/3
1/3
!
!
4 1
2/7 1/14
(b) (1/14)
=
2 3
1/7 3/14
!
!
0 1
0 1/5
(c) (1/ 5)
=
5 1
1 1/5
(d) The matrix has a zero determinant, and so has no inverse.
283
284
T1,1 T2,1 T3,1

T
1,2 T2,2 T3,2
Four.III.1.16
T1,3 T2,3 T3,3
T1,4 T2,4 T3,4
Four.III.1.17 The determinant

4
T4,1
T4,2
3
=
T4,3 2
1
T4,4
3
6
4
2
1
2
3
4
2
4
6
3

a b

c d
expanded on the first row gives a (+1)|d| + b (1)|c| = ad bc (note the two 11
minors).
Four.III.1.18 The determinant of
a b
d e
g h
f
i
is this.

d
e f

a
b
g
h i

d e
f

= a(ei fh) b(di fg) + c(dh eg)
+c
g h
i

!
!

t2,2 t1,2
T1,1 T2,1
t
t
2,2
1,2

=
Four.III.1.19 (a)
=

T1,2 T2,2
t2,1 t1,1
t2,1 t1,1
!
t2,2 t1,2
(b) (1/t1,1 t2,2 t1,2 t2,1 )
t2,1 t1,1
Four.III.1.20 No. Here is a determinant

1

0

0
whose value
0 0

1 0 = 1

0 1
doesnt equal the result of expanding down the diagonal.

1 0
1 0
1

1 (+1)
+ 1 (+1)
+ 1 (+1)
0 1
0 1
0
Four.III.1.21 Consider this diagonal matrix.
d1 0
0
0 d
0
2
0
0
d
3
D=
...
..

0
=3
1
.
dn
If i 6= j then the i, j minor is an (n 1)(n 1) matrix with only n 2 nonzero

entries, because we have deleted both di and dj . Thus, at least one row or column
of the minor is all zeroes, and so the cofactor Di,j is zero. If i = j then the minor
285
is the diagonal matrix with entries d1 , . . . , di1 ,

obviously (1)i+j = (1)2i = 1 times the product
d 2 dn
0
0
d1 d3 dn
adj(D) =
di+1 , . . . , dn . Its determinant is

of those.
..
d1 dn1
By the way, Theorem 1.9 provides a slicker way to derive this conclusion.
Four.III.1.22 Just note that if S = T T then the cofactor Sj,i equals the cofactor Ti,j
because (1)j+i = (1)i+j and because the minors are the transposes of each other
(and the determinant of a transpose equals the determinant of the matrix).
Four.III.1.23 It is false; here is an example.
1 2 3
3
6
T = 4 5 6
adj(T ) = 6 12
7 8 9
3
6
Four.III.1.24
6
3
adj(adj(T )) = 0
0
0
0
0
0
0
(a) An example
M = 0
0
2
4
0
5
6
suggests the right answer.
M1,1
adj(M) = M1,2
M1,3
M2,1
M2,2
M2,3

4 5
2 3 2

0 6
0 6 4

M3,1

1
0 5 1 3

M3,2 =

0 6 0 6
0

M3,3
0 4
1 2 1

0 0
0 0 0
24 12 2
=0
6
5
0
0
4

3

5

3

5

2
The result is indeed upper triangular.

This check is detailed but not hard. The entries in the upper triangle of the
adjoint are Ma,b where a > b. We need to verify that the cofactor Ma,b is zero if
286

a > b. With a > b, row a and column b of M,
m1,1 . . . m1,b . . .
m
2,1 . . . m2,b
..
..
ma,1 . . . ma,b . . . ma,n
..
..
.
mn,b
when deleted, leave an upper triangular minor, because entry i, j of the minor is
either entry i, j of M (this happens if a > i and b > j; in this case i < j implies
that the entry is zero) or it is entry i, j + 1 of M (this happens if i < a and j > b;
in this case, i < j implies that i < j + 1, which implies that the entry is zero), or it
is entry i + 1, j + 1 of M (this last case happens when i > a and j > b; obviously
here i < j implies that i + 1 < j + 1 and so the entry is zero). Thus the determinant
of the minor is the product down the diagonal. Observe that the a 1, a entry
of M is the a 1, a 1 entry of the minor (it doesnt get deleted because the
relation a > b is strict). But this entry is zero because M is upper triangular and
a 1 < a. Therefore the cofactor is zero, and the adjoint is upper triangular. (The
lower triangular case is similar.)
(b) This is immediate from the prior part, by Theorem 1.9.
Four.III.1.25 We will show that each determinant can be expanded along row i. The
argument for column j is similar.
Each term in the permutation expansion contains one and only one entry from each
row. As in Example 1.1, factor out each row i entry to get |T | = ti,1 Ti,1 + +ti,n Ti,n ,
where each Ti,j is a sum of terms not containing any elements of row i. We will show
that Ti,j is the i, j cofactor.
Consider the i, j = n, n case first:
X
tn,n Tn,n = tn,n
t1,(1) t2,(2) . . . tn1,(n1) sgn()
where the sum is over all n-permutations such that (n) = n. To show that
Ti,j is the minor Ti,j , we need only show that if is an n-permutation such that
(n) = n and is an n 1-permutation with (1) = (1), . . . , (n 1) = (n 1)
then sgn() = sgn(). But thats true because and have the same number of
inversions.
Back to the general i, j case. Swap adjacent rows until the i-th is last and swap
adjacent columns until the j-th is last. Observe that the determinant of the i, j-th
minor is not affected by these adjacent swaps because inversions are preserved (since
the minor has the i-th row and j-th column omitted). On the other hand, the sign of |T |
and Ti,j changes n i plus n j times. Thus Ti,j = (1)ni+nj |Ti,j | = (1)i+j |Ti,j |.
Four.III.1.26 This is obvious for the 11 base case.

For the inductive case, assume that the determinant of a matrix equals the
determinant of its transpose for all 11, . . . , (n 1)(n 1) matrices. Expanding
on row i gives |T | = ti,1 Ti,1 + . . . + ti,n Ti,n and expanding on column i gives |T T | =
t1,i (T T )1,i + + tn,i (T T )n,i Since (1)i+j = (1)j+i the signs are the same in the
two summations. Since the j, i minor of T T is the transpose of the i, j minor of T , the
inductive hypothesis gives |(T T )i,j | = |Ti,j |.
Four.III.1.27 This is how the answer was given in the cited source. Denoting the
above determinant by Dn , it is seen that D2 = 1, D3 = 2. It remains to show that
Dn = Dn1 +Dn2 , n > 4. In Dn subtract the (n3)-th column from the (n1)-th,
the (n 4)-th from the (n 2)-th, . . . , the first from the third, obtaining

1 1 0
0
0 0 . . .

1 1 1 0
0 0 . . .

Fn = 0 1
1 1 0 0 . . . .

0 0
1
1 1 0 . . .

.
.
.
.
.
. . . .
By expanding this determinant with reference to the first row, there results the desired
relation.
Topic: Cramers Rule

1
(a) Solve for the variables separately.

4 1

7 2
1
= =1
x =

1
1 1

1 2

1

1
y =
1

1

4

7
3
=
= 3

1
1

2
(b) x = 2, y = 2
2 z=1
3 Determinants are unchanged by combinations, including column combinations,
so det(Bi ) = det(~
a1 , . . . , x1 a
~ 1 + + xi a
~ i + + xn a
~ n, . . . , a
~ n ). Use the operation of taking x1 times the first column and adding it to the i-th column,
etc., to see this is equal to det(~
a1 , . . . , x i a
~ i, . . . , a
~ n ). In turn, that is equal to
xi det(~
a1 , . . . , a
~ i, . . . , a
~ n ) = xi det(A), as required.
(a) Here is the case of a 22 system with i = 2.

!
a1,1 x1 + a1,2 x2 = b1
a1,1 a1,2
1
a2,1 x1 + a2,2 x2 = b2
a2,1 a2,2
0
x1
x2
!
=
a1,1
a2,1
b1
b2
(b) The determinant function is multiplicative det(Bi ) = det(AXi ) =

det(A) det(Xi ). The Laplace expansion shows that det(Xi ) = xi , and solving for
xi gives Cramers Rule.
5 Because the determinant of A is nonzero, Cramers Rule applies and shows that
xi = |Bi |/1. Since Bi is a matrix of integers, its determinant is an integer.
6 The solution of
ax +by = e
cx +dy = f
is
af ec
ed fb
y=
ad bc
ad bc
provided of course that the denominators are not zero.
x=
7 Of course, singular systems have |A| equal to zero, but we can characterize the
infinitely many solutions case is by the fact that all of the |Bi | are zero as well.
8 We can consider the two nonsingular cases together with this system
x1 + 2x2 = 6
x1 + 2x2 = c
where c = 6 of course yields infinitely many solutions, and any other value for c yields
no solutions. The corresponding vector equation
!
!
!
1
2
6
x1
+ x2
=
1
2
c
gives a picture of two overlapping vectors. Both lie on the line y = x. In the c = 6
case the vector on the right side also lies on the line y = x but in any other case it
does not.
289
Topic: Speed of Calculating Determinants

1
(a) Under Octave, rank(rand(5)) finds the rank of a 55 matrix whose entries are
(uniformly distributed) in the interval [0..1). This loop which runs the test 5000
times
octave:1> for i=1:5000
> if rank(rand(5))<5 printf("That's one."); endif
> endfor
produces (after a few seconds) returns the prompt, with no output.

The Octave script
function elapsed_time = detspeed (size)
a=rand(size);
tic();
for i=1:10
det(a);
endfor
elapsed_time=toc();
endfunction
lead to this session (obviously, your times will vary).

octave:1> detspeed(5)
ans = 0.019505
ans = 0.0054691
ans = 0.0097431
ans = 0.017398
(b) Here is the data (rounded a bit), and the graph.

matrix rows
15
25
35
45
55
65
time per ten 0.003 4 0.009 8 0.067 5 0.028 5 0.044 3 0.066 3
matrix rows
75
85
95
time per ten 0.142 8 0.228 2 0.168 6
This data is from an average of twenty runs of the above script, because of the
possibility that the randomly chosen matrix happens to take an unusually long or
short time. Even so, the timing cannot be relied on too heavily; this is just an
experiment.
0.2
0.15
0.1
0.05
0
20
40
60
80
100
2 The number of operations depends on exactly how we do the operations.

(a) The determinant is 11. To row reduce takes a single row combination with two
multiplications (5/2 times 2 plus 5, and 5/2 times 1 plus 3) and the product
down the diagonal takes one more multiplication. The permutation expansion takes
two multiplications (2 times 3 and 5 times 1).
(b) The determinant is 39. Counting the operations is routine.
(c) The determinant is 4.
3 One way to get started is to compare these under Octave: det(rand(10));, versus
det(hilb(10));, versus det(eye(10));, versus det(zeroes(10));. You can time
them as in tic(); det(rand(10)); toc().
4 Yes, because the J is in the innermost loop.
Topic: Chis Method

1
(a) Chis matrix is

C=
and its determinant is 0
3
6
6
12
(b) Start with
2 8
C3 = 1 2
4 2
2
2
and then the next step

C2 =
12
28
!
4
4
with determinant det(C2 ) = 64. The determinant of the original matrix is thus
64/(22 21 ) = 8
2 The same construction as was used for the 33 case above shows that in place of
a1,1 we can select any nonzero entry ai,j . Entry cp,q of Chis matrix is the value of
this determinant

a
a1,q+1
1,1

ap+1,1 ap+1,q+1
where p + 1 6= i and q + 1 6= j.
3 Sarruss formula uses 12 multiplications and 5 additions (including the subtractions

in with the additions). Chis formula uses two multiplications and an addition (which
is actually a subtraction) for each of the four 22 determinants, and another two
multiplications and an addition for the 22 Chis determinant, as well as a final
division by a1,1 . Thats eleven multiplication/divisions and five addition/subtractions.
So Chi is the winner.
4 Consider an nn matrix.
a1,1
a
2,1
A=
an1,1
an,1
a1,2
a2,2
..
.
an1,2
an,2
a1,n1
a2,n1
an1,n1
an,n1
Rescale every row but the first by a1,1 .
a1,1
a1,2
a a
a
2,2 a1,1
2,1 1,1
a1,1 2
..

.
a1,1 3
..
an1,1 a1,1 an1,2 a1,1
.
a1,1 n
an,1 a1,1
an,2 a1,1
a1,n
a2,n
an1,n
an,n
a1,n1
a2,n1 a1,1
an1,n1 a1,1
an,n1 a1,1
a1,n
a2,n a1,1
an1,n a1,1
an,n a1,1
That rescales the determinant by a factor of an1

1,1 .
Next perform the row operation ai,1 1 + i on each row i > 1. These row
operations dont change the determinant.
a2,1 1 +2
..
.
a3,1 1 +3
an,1 1 +n
The result is a matrix whose first row is unchanged, whose first column is all zeros
(except for the 1, 1 entry of a1,1 ), and whose remaining entries are these.
a1,2
a1,n1
a1,n
a2,2 a1,1 a2,1 a1,2 a2,n1 an,n a2,n1 a1,n1 a2,n an,n a2,n a1,n
..
an,2 a1,1 an,1 a1,2

an,n1 a1,1 an,1 a1,n1
an,n a1,1 an,1 a1,n
The determinant of this matrix is an1
1,1 times the determinant of A.
Denote by C the 1, 1 minor of the matrix, that is, the submatrix consisting of the
first n 1 rows and columns. The Laplace expansion down the final column of the
above matrix gives that its determinant is (1)1+1 a1,1 det(C).
If a1,1 6= 0 then setting the two equal and canceling gives det(A) = det(C)/an2
n,n .
292
Topic: Projective Geometry

1 From the dot product

1

0 = 0 (L1 L2 L3 ) = L1
0
we get that the equation is L1 = 0.
2
(a) This determinant

1

0 = 2

3
4
5
6

x

y = 3x + 6y 3z

z
shows that the line is L = (3 6 3).

3

(b) 6
3
3 The line incident on

u1
v1

u = u2
v = v2
u3
v3
comes from this determinant equation.

u v
x
1
1

0 = u2 v2 y = (u2 v3 u3 v2 ) x + (u3 v1 u1 v3 ) y + (u1 v2 u2 v1 ) z

u3 v3 z
The equation for the point incident on two lines is the same.
4 If p1 , p2 , p3 , and q1 , q2 , q3 are two triples of homogeneous coordinates for p then
the two column vectors are in proportion, that is, lie on the same line through the
origin. Similarly, the two row vectors are in proportion.

p1
q1

k p2 = q2
m (L1 L2 L3 ) = (M1 M2 M3 )
p3
q3
Then multiplying gives the answer (km) (p1 L1 + p2 L2 + p3 L3 ) = q1 M1 + q2 M2 +
q3 M3 = 0.
5 The picture of the solar eclipse unless the image plane is exactly perpendicular to
the line from the sun through the pinhole shows the circle of the sun projecting to
an image that is an ellipse. (Another example is that in many pictures in this Topic,
weve shown the circle that is the spheres equator as an ellipse, that is, a viewer of
the drawing sees a circle as an ellipse.)
293
The solar eclipse picture also shows the converse. If we picture the projection as
going from left to right through the pinhole then the ellipse I projects through P to a
circle S.
6 A spot on the unit sphere
p1

p 2
p3
is non-equatorial if and only if p3 =
6 0. In that case it corresponds to this point on
the z = 1 plane
p1 /p3
p2 /p3
1
since that is intersection of the line containing the vector and the plane.
7
(a) Other pictures are possible, but this is one.

T0
U0
V0
V2
U2
T1
T2
U1
V1
The intersections T0 U1 T1 U0 = V2 , T0 V1 T1 V0 = U2 , and U0 V1 U1 V0 = T2

are labeled so that on each line is a T , a U, and a V.
(b) The lemma used in Desargues Theorem gives a basis B with respect to which
the points have these homogeneous coordinate vectors.

1
0
0
1

RepB (~t0 ) = 0 RepB (~t1 ) = 1 RepB (~t2 ) = 0 RepB (~v0 ) = 1
0
0
1
1
(c) First, any U0 on T0 V0

1
1
a+b

RepB (~u0 ) = a 0 + b 1 = b
0
1
b
has homogeneous coordinate vectors of this form

u0

1
1
(u0 is a parameter; it depends on where on the T0 V0 line the point U0 is, but
any point on that line has a homogeneous coordinate vector of this form for some
294

u0 R). Similarly, U2 is on T1 V0

0
1
d

RepB (~u2 ) = c 1 + d 1 = c + d
0
1
d
and so has this homogeneous coordinate vector.

1

u 2
1
Also similarly, U1 is incident on T2 V0

0
1
f

RepB (~u1 ) = e 0 + f 1 = f
1
1
e+f
and has this homogeneous coordinate vector.

1

1
u1
(d) Because V1 is T0 U2 U0 T2 we have this.

1
1
u0
0

g 0 + h u2 = i 1 + j 0
0
1
1
1
g + h = iu0
=
hu2 = i
h=i+j
Substituting hu2 for i in the first equation
hu0 u2
hu2
h
shows that V1 has this two-parameter homogeneous coordinate vector.
u0 u2
u2
1
(e) Since V2 is the intersection T0 U1 T1 U0

u0
0
1
1

k 0 + l 1 = m 1 + n 1
0
u1
0
1
and substituting lu1 for n in the first equation
lu0 u1
l
lu1
k + l = nu0
=
l=m+n
lu1 = n
295
gives that V2 has this two-parameter homogeneous coordinate vector.
u0 u1
1
u1
(f) Because V1 is on the T1 U1 line its homogeneous coordinate vector has the form

0
1
q

p 1 + q 1 = p + q
()
0
u1
qu1
but a previous part of this question established that V1 s homogeneous coordinate
vectors have the form
u0 u2
u2
1
and so this a homogeneous coordinate vector for V1 .
u0 u1 u2
u1 u2
u1
()
By () and (), there is a relationship among the three parameters: u0 u1 u2 = 1.

(g) The homogeneous coordinate vector of V2 can be written in this way.
u0 u1 u2
1
u2 = u2
u1 u2
u1 u2
Now, the T2 U2 line consists of the points whose homogeneous coordinates have this
form.

0
1
s

r 0 + s u2 = su2
1
1
r+s
Taking s = 1 and r = u1 u2 1 shows that the homogeneous coordinate vectors of
V2 have this form.
Chapter Five
Chapter Five: Similarity

Complex Vector Spaces
Similarity
Five.II.1: Definition and Examples
Five.II.1.4 One way to proceed is left to right.
!
!
!
4
2
1
3
2/14
2/14
PT P1 =
3 2
2 6
3/14 4/14
!
0
0
2/14
=
7 21
3/14
2/14
4/14
!
=
0
11/2
0
5
Five.II.1.5 (a) Because the matrix (2) is 11, the matrices P and P1 are also 11 and
so where P = (p) the inverse is P1 = (1/p). Thus P(2)P1 = (p)(2)(1/p) = (2).
(b) Yes: recall that we can bring scalar multiples out of a matrix P(cI)P1 =
cPIP1 = cI. By the way, the zero and identity matrices are the special cases c = 0
and c = 1.
(c) No, as this example shows.
!
!
!
!
1 2
1 0
1 2
5 4
=
1 1
0 3
1 1
2
1
Five.II.1.6 Gausss Method shows that the first matrix represents maps of rank two
while the second matrix represents maps of rank three.
298
Five.II.1.7 (a) Because we describe t with the members of B, finding the matrix
representation is easy:

0
1
0

2
RepB (t(x )) = 1
RepB (t(x)) = 0
RepB (t(1)) = 0
1
1
3
B
gives this.
RepB,B (t) 1
1
0
3
1
0
1
(b) We will find t(1), t(1 + x), and t(1 + x + x2 , to find how each is represented
with respect to D. We are given that t(1) = 3, and the other two are easy to see:
t(1 + x) = x2 + 2 and t(1 + x + x2 ) = x2 + x + 3. By eye, we get the representation
of each vector

3
2
2

RepD (t(1)) = 0
RepD (t(1 + x)) = 1
RepD (t(1 + x + x2 )) = 0
0
1
1
D
and thus the representation of the map.
RepD,D (t) = 0
0
2
1
1
0
1
(c) The diagram

t
Vwrt B Vwrt B
T
idyP
idyP
t
Vwrt D Vwrt D
shows that these are P = RepB,D (id) and P1 = RepD,B (id).
0 0 1
0 1 1
P1 = 0 1 1
P = 1 1 0
1 1 1
1
0 0
Five.II.1.8 One possible choice of the bases is
!
!
!
!
1
1
1
0
B=h
,
i
D = E2 = h
,
i
2
1
0
1
(this B comes from the map description). To find the matrix T = RepB,B (t), solve
the relations
!
!
!
!
!
!
1
1
3
1
1
1
c1
+ c2
=
c1
+ c2
=
2
1
0
2
1
2
299
to get c1 = 1, c2 = 2, c1 = 1/3 and c2 = 4/3.

1 1/3
2 4/3
RepB,B (t) =
Finding RepD,D (t) involves a bit more computation. We first find t(~e1 ). The
relation
!
!
!
1
1
1
c1
+ c2
=
2
1
0
gives c1 = 1/3 and c2 = 2/3, and so
1/3
2/3
RepB (~e1 ) =
!
B
making
RepB (t(~e1 )) =
1 1/3
2 4/3
1/3
2/3
B,B
!
=
B
and hence t acts on the first basis vector ~e1 in this way.
!
!
1
1
t(~e1 ) = (1/9)
(14/9)
=
2
1
The computation for t(~e2 ) is similar. The relation
!
!
1
1
c1
+ c2
=
2
1
0
1
1/9
14/9
5/3
4/3
!
B
gives c1 = 1/3 and c2 = 1/3, so

1/3
1/3
RepB (~e1 ) =
!
B
making
RepB (t(~e1 )) =
1 1/3
2 4/3
!
B,B
1/3
1/3
!
=
B
4/9
2/9
and hence t acts on the second basis vector ~e2 in this way.
!
!
!
1
1
2/3
t(~e2 ) = (4/9)
(2/9)
=
2
1
2/3
Therefore
RepD,D (t) =
5/3
4/3
2/3
2/3
and so this matrix.

P = RepB,D (id) =
1
2
1
1
!
B
300
and this one change the bases.

P
= RepB,D (id)
1
1
2
The check of these computations is routine.

!
!
1 1
1 1/3
1/3
2 1
2 4/3
2/3
1
1
!1
1/3
1/3
1/3 1/3
2/3 1/3
5/3 2/3
4/3 2/3
Five.II.1.9 The only representation of a zero map is a zero matrix, no matter what
the pair of bases RepB,D (z) = Z, and so in particular for any single basis B we have
RepB,B (z) = Z. The case of the identity is slightly different: the only representation of
the identity map, with respect to any B, B, is the identity RepB,B (id) = I. (Remark: of
course, we have seen examples where B 6= D and RepB,D (id) 6= I in fact, we have
seen that any nonsingular matrix is a representation of the identity map with respect
to some B, D.)
Five.II.1.10 No. If A = PBP1 then A2 = (PBP1 )(PBP1 ) = PB2 P1 .
Five.II.1.11 Matrix similarity is a special case of matrix equivalence (if matrices are similar then they are matrix equivalent) and matrix equivalence preserves nonsingularity.
Five.II.1.12 A matrix is similar to itself; take P to be the identity matrix: P = IPI1 =
IPI.
If T is similar to T then T = PT P1 and so P1 T P = T . Rewrite T = (P1 )T (P1 )1
to conclude that T is similar to T .
For transitivity, if T is similar to S and S is similar to U then T = PSP1 and
S = QUQ1 . Then T = PQUQ1 P1 = (PQ)U(PQ)1 , showing that T is similar to
U.
Five.II.1.13 Let fx and fy be the reflection maps (sometimes called flips). For any
bases B and D, the matrices RepB,B (fx ) and RepD,D (fy ) are similar. First note that
!
!
1 0
1 0
S = RepE2 ,E2 (fx ) =
T = RepE2 ,E2 (fy ) =
0 1
0 1
are similar because the second matrix is the representation of fx with respect to the
basis A = h~e2 , ~e1 i:
!
!
1 0
1 0
=P
P1
0 1
0 1
where P = RepA,E2 (id).
f
R2wrt A x VR2wrt A
T
idyP
idyP
f
R2wrt E2 x R2wrt E2
S
301
Now the conclusion follows from the transitivity part of Exercise 12.
We can also finish without relying on that exercise. Write RepB,B (fx ) = QT Q1 =
QRepE2 ,E2 (fx )Q1 and RepD,D (fy ) = RSR1 = RRepE2 ,E2 (fy )R1 . By the equation
in the first paragraph, the first of these two is RepB,B (fx ) = QPRepE2 ,E2 (fy )P1 Q1 .
Rewriting the second of these two as R1 RepD,D (fy ) R = RepE2 ,E2 (fy ) and
substituting gives the desired relationship
RepB,B (fx ) = QPRepE2 ,E2 (fy )P1 Q1
= QPR1 RepD,D (fy ) RP1 Q1 = (QPR1 ) RepD,D (fy ) (QPR1 )1
Thus the matrices RepB,B (fx ) and RepD,D (fy ) are similar.
Five.II.1.14 We must show that if two matrices are similar then they have the same
determinant and the same rank. Both determinant and rank are properties of matrices
that are preserved by matrix equivalence. They are therefore preserved by similarity
(which is a special case of matrix equivalence: if two matrices are similar then they
are matrix equivalent).
To prove the statement without quoting the results about matrix equivalence, note
first that rank is a property of the map (it is the dimension of the range space) and since
weve shown that the rank of a map is the rank of a representation, it must be the same
for all representations. As for determinants, |PSP1 | = |P||S||P1 | = |P||S||P|1 = |S|.
The converse of the statement does not hold; for instance, there are matrices with
the same determinant that are not similar. To check this, consider a nonzero matrix
with a determinant of zero. It is not similar to the zero matrix, the zero matrix is
similar only to itself, but they have they same determinant. The argument for rank is
much the same.
Five.II.1.15 The matrix equivalence class containing all nn rank zero matrices contains
only a single matrix, the zero matrix. Therefore it has as a subset only one similarity
class.
In contrast, the matrix equivalence class of 11 matrices of rank one consists
of those 1 1 matrices (k) where k 6= 0. For any basis B, the representation of
multiplication by the scalar k is RepB,B (tk ) = (k), so each such matrix is alone in its
similarity class. So this is a case where a matrix equivalence class splits into infinitely
many similarity classes.
Five.II.1.16 Yes, these are similar
1
0
0
3
3
0
0
1
~ 1,
~ 2 i, the second matrix is
since, where the first matrix is RepB,B (t) for B = h
~ 2,
~ 1 i.
RepD,D (t) for D = h
302
Five.II.1.17 The k-th powers are similar because, where each matrix represents the map
t, the k-th powers represent tk , the composition of k-many ts. (For instance, if
T = reptB, B then T 2 = RepB,B (t t).)
Restated more computationally, if T = PSP1 then T 2 = (PSP1 )(PSP1 ) =
PS2 P1 . Induction extends that to all powers.
For the k 6 0 case, suppose that S is invertible and that T = PSP1 . Note that T
is invertible: T 1 = (PSP1 )1 = PS1 P1 , and that same equation shows that T 1
is similar to S1 . Other negative powers are now given by the first paragraph.
Five.II.1.18 In conceptual terms, both represent p(t) for some transformation t. In
computational terms, we have this.
p(T ) = cn (PSP1 )n + + c1 (PSP1 ) + c0 I
= cn PSn P1 + + c1 PSP1 + c0 I
= Pcn Sn P1 + + Pc1 SP1 + Pc0 P1
= P(cn Sn + + c1 S + c0 )P1
Five.II.1.19 There are two equivalence classes, (i) the class of rank zero matrices, of
which there is one: C1 = { (0) }, and (2) the class of rank one matrices, of which there
are infinitely many: C2 = {(k) | k 6= 0 }.
Each 11 matrix is alone in its similarity class. Thats because any transformation
of a one-dimensional space is multiplication by a scalar tk : V V given by ~v 7 k ~v.
~ the matrix representing a transformation tk with respect
Thus, for any basis B = hi,
~
to B, B is (RepB (tk ()))
= (k).
So, contained in the matrix equivalence class C1 is (obviously) the single similarity
class consisting of the matrix (0). And, contained in the matrix equivalence class
C2 are the infinitely many, one-member-each, similarity classes consisting of (k) for
k 6= 0.
Five.II.1.20 No. Here is an example that has two pairs, each of two similar matrices:
!
!
!
!
1 1
1 0
2/3 1/3
5/3 2/3
=
1 2
0 3
1/3 1/3
4/3 7/3
and
1
1
2
1
1
0
0
3
1
1
2
1
!
=
5
2
4
1
(this example is not entirely arbitrary because the center matrices on the two left
sides add to the zero matrix). Note that the sums of these similar matrices are not
similar !
!
!
!
!
!
1 0
1 0
0 0
5/3 2/3
5 4
0 0
+
=
+
6=
0 3
0 3
0 0
4/3 7/3
2
1
0 0
since the zero matrix is similar only to itself.
303
Five.II.1.21 If N = P(T I)P1 then N = PT P1 P(I)P1 . The diagonal matrix I

commutes with anything, so P(I)P1 = PP1 (I) = I. Thus N = PT P1 I and
consequently N + I = PT P1 . (So not only are they similar, in fact they are similar
via the same P.)
Five.II.2: Diagonalizability
Five.II.2.6 Because we chose the basis vectors arbitrarily, many different answers are
possible. However, here is one way to go; to diagonalize
!
4 2
T=
1 1
take it as the representation of a transformation with respect to the standard basis
~ 1,
~ 2 i such that
T = RepE2 ,E2 (t) and look for B = h
!
1 0
RepB,B (t) =
0 2
~
~
that is, such that t(1 ) =!1 and t(2 ) = 2 .
!
4 2 ~
4 2 ~
~
~2
1 = 1 1
2 = 2
1 1
1 1
We are looking for scalars x such that
equation !
! this !
4 2
b1
b1
=x
1 1
b2
b2
has solutions b1 and b2 , which are not both zero. Rewrite that as a linear system
(4 x) b1 +
2 b2 = 0
1 b1 + (1 x) b2 = 0
If x = 4 then the first equation gives that b2 = 0, and then the second equation gives
that b1 = 0. We have disallowed the case where both bs are zero so we can assume
that x 6= 4.
2 b2 = 0
(1/(4x))1 +2 (4 x) b1 +
((x2 5x + 6)/(4 x)) b2 = 0

Consider the bottom equation. If b2 = 0 then the first equation gives b1 = 0 or x = 4.
The b1 = b2 = 0 case is not allowed. The other possibility for the bottom equation is
that the numerator of the fraction x2 5x + 6 = (x 2)(x 3) is zero. The x = 2 case
gives a first equation of 2b1 2b2 = 0, and so associated with x = 2 we have vectors
whose first and second!components are equal:
! !
!
1
4
2
1
1
~1 =
(so
=2
, and 1 = 2).
1
1 1
1
1
304
If x = 3 then the first equation is b1 2b2 = 0 and so the associated vectors are those
whose first component is twice their second:
!
! !
!
2
4 2
2
2
~
2 =
(so
=3
, and so 2 = 3).
1
1 1
1
1
This picture
t
R2wrt E2 R2wrt E2
T
idy
idy
t
R2wrt B R2wrt B
D
shows how to get the diagonalization.

!
!1
2 0
1 2
=
0 3
1 1
4
1
2
1
1
1
2
1
Comment. This equation matches the T = PSP1 definition under this renaming.
!
!1
!
!
2 0
1 2
1
2
4
2
T=
P=
P1 =
S=
0 3
1 1
1 1
1 1
Five.II.2.7
(a) Setting up
!
!
2 1
b1
=x
0 2
b2
b1
b2
(2 x) b1 +
b2 = 0
(2 x) b2 = 0
gives the two possibilities that b2 = 0 and x = 2. Following the b2 = 0 possibility

leads to the first equation (2 x)b1 = 0 with the two cases that b1 = 0 and that
x = 2. Thus, under this first possibility, we find x = 2 and the associated vectors
whose second component is zero, and whose first component is free.
!
!
!
!
2 1
b1
b1
1
~1 =
= 2
0 2
0
0
0
Following the other possibility leads to a first equation of 4b1 + b2 = 0 and so the
vectors associated with this solution have a second component that is four times
their first component.
!
!
!
!
2 1
b1
b1
1
~2 =
=2
0 2
4b1
4b1
4
The diagonalization is this.
!
!
1 1
2 1
1
0 4
0 2
0
1
4
!1
=
2 0
0 2
(b) The calculations are like those in the prior part.

!
!
!
5 4
b1
b1
(5 x) b1 +
4 b2 = 0
=x
=
0 1
b2
b2
(1 x) b2 = 0
305
The bottom equation gives the two possibilities that b2 = 0 and x = 1. Following
the b2 = 0 possibility, and discarding the case where both b2 and b1 are zero, gives
that x = 5, associated with vectors whose second component is zero and whose first
component is free.
!
1
~1 =
0
The x = 1 possibility gives a first equation of 4b1 + 4b2 = 0 and so the associated
vectors have a second component that is the negative
of their first component.
!
~1 = 1
1
We thus have this diagonalization.
!
!
!1
!
1 1
5 4
1 1
5 0
=
0 1
0 1
0 1
0 1
Five.II.2.8 For any integer p, we have this.
p p
d1 0
d1 0
0 ...
= 0 ...
dp
n
dn
Five.II.2.9 These two are not similar !
0 0
0 0
because each is alone in its similarity class.
For the second half, these
!
2 0
0 3
1
0
0
1
3
0
0
2
~ 1,
~ 2 i to h
~ 2,
~ 1 i. (Question.
are similar via the matrix that changes bases from h
Are two diagonal matrices similar if and only if their diagonal entries are permutations
of each others?)
Five.II.2.10 Contrast these two.
!
!
2 0
2 0
0 1
0 0
The first is nonsingular, the second is singular.
Five.II.2.11 To check that the inverse of a diagonal matrix is the diagonal matrix of the
inverses, justmultiply.
a1,1
0
1/a1,1
0
a2,2
1/a2,2
0
0
..
..
.
.
an,n
1/an,n
306
(Showing that it is a left inverse is just as easy.)

If a diagonal entry is zero then the diagonal matrix is singular; it has a zero
determinant.
Five.II.2.12
(a) The check is easy.

!
!
!
1 1
3 2
3 3
=
0 1
0 1
0 1
3
0
3
1
1
0
1
1
!1
=
3
0
0
1
(b) It is a coincidence, in the sense that if T = PSP1 then T need not equal P1 SP.
Even in the case of a diagonal matrix D, the condition that D = PT P1 does not
imply that D equals P1 T P. The matrices from Example 2.2 show this.
!
!
!
!
!1
!
1 2
4 2
6 0
6 0
1 2
6 12
=
=
1 1
1 1
5 1
5 1
1 1
6 11
Five.II.2.13 The columns of the matrix are the vectors associated with the xs. The
exact choice, and the order of the choice was arbitrary. We could, for instance, get a
different matrix by swapping the two columns.
Five.II.2.14 Diagonalizing and then taking
!k
1 1
3 1
=
3 4
4 2
!1
!
1 1
1 1
1
Five.II.2.15 (a)
0 1
0 0
0
!1
!
!
1 1
0 1
1 1
(b)
=
0 1
1 0
0 1
powers of the diagonal matrix shows that

!
!
2 k 4 1
1
+( )
.
3
4
4 1
!
!
1
1 0
=
1
0 0
!
1 0
0 1
Five.II.2.16 Yes, ct is diagonalizable by the final theorem of this subsection.

No, t + s need not be diagonalizable. Intuitively, the problem arises when the
two maps diagonalize with respect to different bases (that is, when they are not
simultaneously diagonalizable). Specifically, these two are diagonalizable but their
sum is not:
!
!
1 1
1 0
0 0
0 0
(the second is already diagonal; for the first, see Exercise 15). The sum is not
diagonalizable because its square is the zero matrix.
The same intuition suggests that t s is not be diagonalizable. These two are
diagonalizable but their product is not:
!
!
1 0
0 1
0 0
1 0
(for the second, see Exercise 15).
307
Five.II.2.17 If
!
c
P1 =
1
1
P
0
then
1
P
0
c
1
c
1
cp + q
cr + s
a
0
0
b
a
0
!
0
P
b
a
0
0
b
ap
br
so
p
r
q
s
p
r
1
0
aq
bs
p
r
!
q
s
The 1, 1 entries show that a = 1 and the 1, 2 entries then show that pc = 0. Since
c 6= 0 this means that p = 0. The 2, 1 entries show that b = 1 and the 2, 2 entries
then show that rc = 0. Since c 6= 0 this means that r = 0. But if both p and r are 0
then P is not invertible.
Five.II.2.18
(a) Using the formula for the inverse of a 22 matrix gives this.
!
!
!
1
a b
1 2
d b
ad bc
c d
2 1
c a
1
=
ad bc
ad + 2bd 2ac bc
cd + 2d2 2c2 cd
ab 2b2 + 2a2 + ab
bc 2bd + 2ac + ad
Now pick scalars a, . . . , d so that ad bc 6= 0 and 2d2 2c2 = 0 and 2a2 2b2 = 0.
For example, these will do.
!
!
!
!
1 6 0
1
1 1
1 1
1 2
2
2 0 2
1 1
1 1
2 1
(b) As above,
!
a b
x
c d
y
y
z
ad bc
1
=
ad bc
d b
c a
adx + bdy acy bcz

cdx + d2 y c2 y cdz
abx b2 y + a2 y + abz
bcx bdy + acy + adz
we are looking for scalars a, . . . , d so that adbc 6= 0 and abxb2 y+a2 y+abz = 0
and cdx + d2 y c2 y cdz = 0, no matter what values x, y, and z have.
For starters, we assume that y 6= 0, else the given matrix is already diagonal.
We shall use that assumption because if we (arbitrarily) let a = 1 then we get
bx b2 y + y + bz = 0
(y)b2 + (z x)b + y = 0
308

and the quadratic formula gives
p
(z x) (z x)2 4(y)(y)
y 6= 0
b=
2y
(note that if x, y, and z are real then these two bs are real as the discriminant is
positive). By the same token, if we (arbitrarily) let c = 1 then
dx + d2 y y dz = 0
(y)d2 + (x z)d y = 0
and we get here
p
(x z)2 4(y)(y)
y 6= 0
2y
(as above, if x, y, z R then this discriminant is positive so a symmetric, real, 22
matrix is similar to a real diagonal matrix).
For a check we try x = 1, y = 2, z = 1.
0 0 + 16
0 0 + 16
b=
= 1
d=
= 1
4
4
Note that not all four choices (b, d) = (+1, +1), . . . , (1, 1) satisfy ad bc 6= 0.
d=
(x z)
Five.II.3: Eigenvalues and Eigenvectors

Five.II.3.21
(a) This

10 x
9

0=
= (10 x)(2 x) (36)
4
2 x
simplifies to the characteristic equation x2 8x + 16 = 0. Because the equation

factors into (x 4)2 there is only one eigenvalue 1 = 4.
(b) 0 = (1 x)(3 x) 8 = x2 4x 5; 1 = 5, 2 = 1
(c) x2 21 = 0; 1 = 21, 2 = 21
(d) x2 = 0; 1 = 0
(e) x2 2x + 1 = 0; 1 = 1
Five.II.3.22 (a) The characteristic equation is (3 x)(1 x) = 0. Its roots, the
eigenvalues, are 1 = 3 and 2 = 1. For the eigenvectors we consider this
equation.
!
!
!
3x
0
b1
0
=
8
1 x
b2
0
For the eigenvector associated with 1 = 3, we consider the resulting linear system.
0 b1 + 0 b2 = 0
8 b1 + 4 b2 = 0
309
The eigenspace is the set of vectors whose second component is twice the first
component.
!
!
!
!
b2 /2
3 0
b2 /2
b2 /2
{
| b2 C }
=3
b2
8 1
b2
b2
(Here, the parameter is b2 only because that is the variable that is free in the above
system.) Hence, this is an eigenvector associated with the eigenvalue 3.
!
1
2
Finding an eigenvector associated with 2 = 1 is similar. This system
4 b1 + 0 b2 = 0
8 b1 + 0 b2 = 0
leads to the set of vectors whose first component is zero.
!
!
!
!
0
3 0
0
0
{
| b2 C }
= 1
b2
8 1
b2
b2
And so this is an eigenvector associated with 2 .
!
0
1
(b) The characteristic equation is

3 x 2

0=
= x2 3x + 2 = (x 2)(x 1)
1 x
and so the eigenvalues are 1 = 2 and 2 = 1. To find eigenvectors, consider this
system.
(3 x) b1 + 2 b2 = 0
1 b1 x b2 = 0
For 1 = 2 we get
1 b1 + 2 b2 = 0
1 b1 2 b2 = 0
leading to this eigenspace and eigenvector.
!
!
2b2
2
{
| b2 C }
b2
1
For 2 = 1 the system is
2 b1 + 2 b2 = 0
1 b1 1 b2 = 0
leading to this.
b2
{
b2
!
| b2 C }
1
1
310
Five.II.3.23 The characteristic equation

2 x

0=
5

1
= x2 + 1
2 x
has the complex roots 1 = i and 2 = i. This system

(2 x) b1
1 b2 = 0
5 b1 (2 x) b2 = 0
For 1 = i Gausss Method gives this reduction.
(2 i) b1
1 b2 = 0
5 b1 (2 i) b2 = 0
(5/(2i))1 +2
(2 i) b1 1 b2 = 0
0=0
(For the calculation in the lower right get a common denominator

5
5
2 i
5 (5)
(2 i) =
(2 i) =
2 i
2 i 2 i
2 i
to see that it gives a 0 = 0 equation.) These are the resulting eigenspace and
eigenvector.
!
!
{
(1/(2 i))b2
b2
| b2 C }
1/(2 i)
1
For 2 = i the system

(2 + i) b1
1 b2 = 0
5 b1 (2 + i) b2 = 0
(5/(2+i))1 +2
(2 + i) b1 1 b2 = 0
0=0
leads to this.
(1/(2 + i))b2
{
b2
!
| b2 C }
1/(2 + i)
1
Five.II.3.24 The characteristic equation is

1 x 1
1

0= 0
x
1 = (1 x)2 (x)

0
0 1 x
and so the eigenvalues are 1 = 1 (this is a repeated root of the equation) and 2 = 0.
For the rest, consider this system.
(1 x) b1 +
b2 +
x b2 +
b3 = 0
b3 = 0
(1 x) b3 = 0
When x = 1 = 1 then the solution set is this eigenspace.

b1

{ 0 | b1 C}
0
311
When x = 2 = 0 then the solution set is this eigenspace.
b2
{ b2 | b2 C}
0
So these are eigenvectors associated with 1 = 1 and 2 = 0.

1
1

0
1
0
0
Five.II.3.25
(a) The characteristic equation is

3 x 2
0

0 = 2 3 x
0 = x3 11x2 + 35x 25 = (x 1)(x 5)2

0
0
5 x
and so the eigenvalues are 1 = 1 and also the repeated eigenvalue 2 = 5. To find
eigenvectors, consider this system.
(3 x) b1
2 b2
=0
2 b1 + (3 x) b2
=0
(5 x) b3 = 0
For 1 = 1 we get
2 b1 2 b2
=0
2 b1 + 2 b2
=0
4 b3 = 0

1
b2

{ b2 | b2 C }
1
0
0
For 2 = 5 the system is
2 b1 2 b2
2 b1 2 b2
=0
=0
0 b3 = 0
leading to this.

0
b2

{ b2 + 0 | b2 , b3 C}
0
b3

0
1

1 , 0
0
1
(b) The characteristic equation is

x
1
0

0= 0
x
1 = x3 + 8x2 17x + 4 = 1 (x 4)(x2 4x + 1)

4 17 8 x
312

and the eigenvalues are 1 = 4 and (by using the quadratic equation) 2 = 2 +
and 3 = 2 3. To find eigenvectors, consider this system.
x b1 +
b2
=0
x b2 +
b3 = 0
4 b1 17 b2 + (8 x) b3 = 0
Substituting x = 1 = 4 gives the system

4 b1 +
b2
=0
4 b2 + b3 = 0
4 b1 17 b2 + 4 b3 = 0
1 +3
4 b1 +
42 +3
b2
=0
4 b2 + b3 = 0
16 b2 + 4 b3 = 0
4 b1 +
b2
=0
4 b2 + b3 = 0
0=0
(1/16) b3
1
V4 = { (1/4) b3 | b2 C }
4
16
b3
Substituting x = 2 = 2 + 3 gives the system
(2 3) b1 +
b2
=0
(2 3) b2 +
b3 = 0
4 b1
17 b2 + (6 3) b3 = 0
(2 3) b1 +
b2
=0
(4/(2 3))1 +3
(2 3) b2 +
b3 = 0
+ (9 4 3) b2 + (6 3) b3 = 0
(the middle coefficient in the third equation equals the number (4/(2 3)) 17;
find a common denominator of 2 3 and then rationalize the denominator by
multiplying the top and bottom of the fraction by 2 + 3)
(2 3) b1 +
b2
=0
((9+4 3)/(2 3))2 +3
(2 3) b2 + b3 = 0
0=0
which leads to this eigenspace and eigenvector.
(1/(2 + 3)2 ) b3
V2+3 = { (1/(2 + 3)) b3 | b3 C}

b3
(1/(2 + 3)2 )
(1/(2 + 3))
1
313
Finally, substituting x = 3 = 2 3 gives the system
(2 + 3) b1 +
b2
=0
b3 = 0
(2 + 3) b2 +
4 b1
17 b2 + (6 + 3) b3 = 0
(2 + 3) b1 +
b2
=0
(4/(2+ 3))1 +3
b3 = 0
(2 + 3) b2 +
(9 + 4 3) b2 + (6 + 3) b3 = 0
(2 + 3) b1 +
b2
=0
((94 3)/(2+ 3))2 +3
(2 + 3) b2 + b3 = 0
0=0
which gives this eigenspace and eigenvector.
(1/(2 + 3)2 ) b3
V23 = { (1/(2 3)) b3 | b3 C }

b3
(1/(2 + 3)2 )
(1/(2 + 3))
1
Five.II.3.26 With respect to the natural basis B = h1, x, x2 i the matrix representation is
this.
5 6
2
RepB,B (t) = 0 1 8
1 0 2
Thus the characteristic equation
5x
6
2
0= 0
1 x
8 = (5 x)(1 x)(2 x) 48 2 (1 x)
1
0
2 x
is 0 = x3 + 2x2 + 15x 36 = 1 (x + 4)(x 3)2 . To find the associated eigenvectors,
consider this system.
(5 x) b1 +
b1
6b2 +
2b3 = 0
(1 x) b2
8b3 = 0
+ (2 x) b3 = 0
Plugging in 1 = 4 for x gives

9b1 + 6b2 + 2b3 = 0
3b2 8b3 = 0
b1
+ 2b3 = 0
(1/9)1 +3
9b1 + 6b2 + 2b3 = 0

3b2 8b3 = 0
(2/9)2 +3
Here is the eigenspace and an eigenvector.
2 b3
V4 = { (8/3) b3 | b3 C }
b3
8/3
1
314
Similarly, plugging in x = 2 = 3 gives

2b1 + 6 b2 + 2 b3 = 0
(1/2)1 +3 (3/4)2 +3 2b1 + 6 b2 + 2 b3 = 0
4 b2 8 b3 = 0
4 b2 8 b3 = 0
b1
5 b3 = 0
with this eigenspace and eigenvector.

5 b3
5

V3 = { 2 b3 | b3 C }
2
b3
1
!
!
!
!
0 0
2 3
1 0
2 1
Five.II.3.27 = 1,
and
, = 2,
, = 1,
0 1
1 0
1 0
1 0
Five.II.3.28 Fix the natural basis B = h1, x, x2 , x3 i. The maps action is 1 7 0, x 7 1,
x2 7 2x, and x3 7 3x2 and its representation is easy to compute.
0 1 0 0
0 0 2 0
T = RepB,B (d/dx) =
0 0 0 3
0 0 0 0 B,B
We find the eigenvalues with this computation.

x 1
0
0

0 x 2
0

0 = |T xI| =
= x4
0
0 x 3

0
0
0 x
Thus the map has the single eigenvalue = 0. To find the associated eigenvectors, we
solve

0 1 0 0
b1
b1
0 0 2 0
b
b
2
2
=
b2 = 0, b3 = 0, b4 = 0
=0
0 0 0 3
b 3
b3
0 0 0 0 B,B b4 B
b4 B
to get this eigenspace.

b1
0

{ | b1 C} = {b1 + 0 x + 0 x2 + 0 x3 | b1 C} = {b1 | b1 C }
0
0 B
Five.II.3.29 The determinant of the triangular matrix T xI is the product down the
diagonal, and so it factors into the product of the terms ti,i x.
Five.II.3.30 Just expand the determinant of T xI.

a x
c

= (a x)(d x) bc = x2 + (a d) x + (ad bc)
b
d x
315
Five.II.3.31 Any two representations of that transformation are similar, and similar
matrices have the same characteristic polynomial.
Five.II.3.32 It is not true. All of the eigenvalues
! of this matrix are 0.
0
0
1
0
Five.II.3.33 (a) Use = 1 and the identity map.

(b) Yes, use the transformation that multiplies all vectors by the scalar .
Five.II.3.34 If t(~v) = ~v then ~v 7 ~0 under the map t id.
Five.II.3.35 The characteristic
equation
a x
b

0=
= (a x)(d x) bc
c
d x
simplifies to x2 + (a d) x + (ad bc). Checking that the values x = a + b and
x = a c satisfy the equation (under the a + b = c + d condition) is routine.
~ V is the image w
~ = ~v of some
Five.II.3.36 Consider an eigenspace V . Any w
~v V (namely, ~v = (1/) w
~ ). Thus, on V (which is a nontrivial subspace) the
action of t1 is t1 (~
w) = ~v = (1/) w
~ , and so 1/ is an eigenvalue of t1 .
Five.II.3.37 (a) We have (cT + dI)~v = cT~v + dI~v = c~v + d~v = (c + d) ~v.
(b) Suppose that S = PT P1 is diagonal. Then P(cT + dI)P1 = P(cT )P1 +
P(dI)P1 = cPT P1 + dI = cS + dI is also diagonal.
Five.II.3.38 The scalar is an eigenvalue if and only if the transformation t id is
singular. A transformation is singular if and only if it is not an isomorphism (that is,
a transformation is an isomorphism if and only if it is nonsingular).
Five.II.3.39 (a) Where the eigenvalue is associated with the eigenvector ~x then
Ak~x = A A~x = Ak1 ~x = Ak1~x = = k~x. (The full details require
induction on k.)
(b) The eigenvector associated with might not be an eigenvector associated with .
Five.II.3.40 No. These are two same-sized, equal rank, matrices with different eigenvalues.
!
!
1 0
1 0
0 1
0 2
Five.II.3.41 The characteristic polynomial has an odd power and so has at least one real
root.
Five.II.3.42 The characteristic polynomial x3 + 5x2 + 6x has distinct roots 1 = 0,
2 = 2, and 3 = 3. Thus the matrix
can be
diagonalized into this form.
0 0
0
0
2
0
0 0 3
316
Five.II.3.43 We must show that it is one-to-one and onto, and that it respects the
operations of matrix addition and scalar multiplication.
To show that it is one-to-one, suppose that tP (T ) = tP (S), that is, suppose that
PT P1 = PSP1 , and note that multiplying both sides on the left by P1 and on the
right by P gives that T = S. To show that it is onto, consider S Mnn and observe
that S = tP (P1 SP).
The map tP preserves matrix addition since tP (T + S) = P(T + S)P1 = (PT +
PS)P1 = PT P1 +PSP1 = tP (T +S) follows from properties of matrix multiplication
and addition that we have seen. Scalar multiplication is similar: tP (cT ) = P(cT )P1 =
c (PT P1 ) = c tP (T ).
Five.II.3.44 This is how the answer was given in the cited source. If the argument
of the characteristic function of A is set equal to c, adding the first (n 1) rows
(columns) to the nth row (column) yields a determinant whose nth row (column) is
zero. Thus c is a characteristic root of A.
Nilpotence
Five.III.1: Self-Composition
Five.III.1.9 For the zero transformation, no matter what the space, the chain of range
spaces is V {~0 } = {~0 } = and the chain of null spaces is {~0 } V = V = . For
the identity transformation the chains are V = V = V = and {~0 } = {~0 } = .
Five.III.1.10
(a) Iterating t0 twice a + bx + cx2 7 b + cx2 7 cx2 gives

t2
0
a + bx + cx2 7
cx2
and any higher power is the same map. Thus, while R(t0 ) is the space of quadratic
polynomials with no linear term {p + rx2 | p, r C}, and R(t20 ) is the space of purelyquadratic polynomials {rx2 | r C }, this is where the chain stabilizes R (t0 ) =
{ rx2 | n C }. As for null spaces, N (t0 ) is the space of purely-linear quadratic
polynomials {qx | q C }, and N (t20 ) is the space of quadratic polynomials with
no x2 term { p + qx | p, q C}, and this is the end N (t0 ) = N (t20 ).
317
(b) The second power

!
a t1
7
b
!
0
t1
7
a
0
0
is the zero map. Consequently, the chain of range spaces

!
0
2
R {
| p C } {~0 } =
p
and the chain of null spaces
q
{~0 } {
0
!
| q C} R2 =
each has length two. The generalized range space is the trivial subspace and the
generalized null space is the entire space.
(c) Iterates of this map cycle around
t
2
2
2
a + bx + cx2 7
b + cx + ax2 7
c + ax + bx2 7
a + bx + cx2
and the chains of range spaces and null spaces are trivial.
P2 = P2 =
{~0 } = {~0 } =
Thus, obviously, generalized spaces are R (t2 ) = P2 and N (t2 ) = {~0 }.
(d) We have

a
a
a
a

b 7 a 7 a 7 a 7
c
b
a
a
and so the chain of range spaces

p
p

R3 { p | p, r C } { p | p C } =
p
r
and the chain of null spaces

0
0

{~0 } { 0 | r C } { q | q, r C} =
r
r
each has length two. The generalized spaces are the final ones shown above in each
chain.
Five.III.1.11 Each maps x 7 t(t(t(x))).
Five.III.1.12 Recall that if W is a subspace of V then we can enlarge any basis BW for
W to make a basis BV for V. From this the first sentence is immediate. The second
sentence is also not hard: W is the span of BW and if W is a proper subspace then V
is not the span of BW , and so BV must have at least one vector more than does BW .
318
Five.III.1.13 It is both if and only if. A linear map is nonsingular if and only if it
preserves dimension, that is, if the dimension of its range equals the dimension of its
domain. With a transformation t : V V that means that the map is nonsingular if
and only if it is onto: R(t) = V (and thus R(t2 ) = V, etc).
Five.III.1.14 The null spaces form chains because because if ~v N (tj ) then tj (~v) = ~0
and tj+1 (~v) = t( tj (~v) ) = t(~0) = ~0 and so ~v N (tj+1 ).
Now, the further property for null spaces follows from that fact that it holds
for range spaces, along with the prior exercise. Because the dimension of R(tj ) plus
the dimension of N (tj ) equals the dimension n of the starting space V, when the
dimensions of the range spaces stop decreasing, so do the dimensions of the null spaces.
The prior exercise shows that from this point k on, the containments in the chain are
not proper the null spaces are equal.
Five.III.1.15 (Many examples are correct but here is one.) An example is the shift
operator on triples of reals (x, y, z) 7 (0, x, y). The null space is all triples that start
with two zeros. The map stabilizes after three iterations.
Five.III.1.16 The differentiation operator d/dx : P1 P1 has the same range space as
null space. For an example of where they are disjoint except for the zero vector
consider an identity map, or any nonsingular map.
Five.III.2: Strings
Five.III.2.19 Three. It is at least three because `2 ( (1, 1, 1) ) = (0, 0, 1) 6= ~0. It is at most
three because (x, y, z) 7 (0, x, y) 7 (0, 0, x) 7 (0, 0, 0).
Five.III.2.20 (a) The domain has dimension four. The maps action is that any vector
~ 1 + c2
~ 2 + c3
~ 3 + c4
~ 4 goes to c1
~ 2 + c2 ~0 + c3
~ 4 + c4 ~0 =
in the space c1
~ 3 + c3
~ 4 . The first application of the map sends two basis vectors
~ 2 and
c1
~
4 to zero, and therefore the null space has dimension two and the range space has
dimension two. With a second application, all four basis vectors go to zero and so
the null space of the second power has dimension four while the range space of the
second power has dimension zero. Thus the index of nilpotency is two. This is the
canonical form.
0 0 0 0
1 0 0 0
0 0 0 0
0 0 1 0
319
(b) The dimension of the domain of this map is six. For the first power the dimension
of the null space is four and the dimension of the range space is two. For the second
power the dimension of the null space is five and the dimension of the range space
is one. Then the third iteration results in a null space of dimension six and a range
space of dimension zero. The index of nilpotency is three, and this is the canonical
form.
0 0 0 0 0 0
1 0 0 0 0 0
0 1 0 0 0 0
0 0 0 0 0 0
0 0 0 0 0 0
0
(c) The dimension of the domain is three, and the index of nilpotency is three. The
first powers null space has dimension one and its range space has dimension two.
The second powers null space has dimension two and its range space has dimension
one. Finally, the third powers null space has dimension three and its range space
has dimension zero. Here is the canonical
form
matrix.
0 0 0
1 0 0
0 1 0
Five.III.2.21 By Lemma 1.4 the nullity has grown as large as possible by the n-th
iteration where n is the dimension of the domain. Thus, for the 22 matrices, we
need only check whether the square is the zero matrix. For the 33 matrices, we need
only check the cube.
(a) Yes, this matrix is nilpotent because its square is the zero matrix.
(b) No, the square is not the zero matrix.
!2
!
3 1
10 6
=
1 3
6 10
(c) Yes, the cube is the zero matrix. In fact, the
(d) No, the third power is not the zero matrix.
3
1 1 4
206
=
3
0
1
26
5 2 7
438
square is zero.
86
8
180
304
26
634
(e) Yes, the cube of this matrix is the zero matrix.

Another way to see that the second and fourth matrices are not nilpotent is to note
that they are nonsingular.
Five.III.2.22 The table of calculations
320

Np
0
0
0
0
0
0
0
0
1
0
0
0
0
1
1
0
0
0
0
1
0
0
0
0
0
0
0
0
1
0
0
0
0
1
0
0
0
0
1
1
0
0
1
0
0
0
N (Np )
r
u
{
u v | r, u, v C }
u
v
r
s
{
u v | r, s, u, v C}
u
v
zero matrix
C5
2
gives these requirements of the string basis: three basis vectors map directly to zero,
one more basis vector maps to zero by a second application, and the final basis vector
maps to zero by a third application. Thus, the string basis has this form.
~ 1 7
~ 2 7
~ 3 7 ~0
~ 4 7 ~0
~ 5 7 ~0
From that the canonical form is immediate.
0 0 0 0 0
1 0 0 0 0
0 1 0 0 0
0 0 0 0 0
0 0 0 0 0
Five.III.2.23 (a) The canonical form has a 33 block and a 22 block
0 0 0 0 0
1 0 0 0 0
0 1 0 0 0
0 0 0 0 0
0 0 0 1 0
corresponding to the length three string and the length two string in the basis.
(b) Assume that N is the representation of the underlying map with respect to the
standard basis. Let B be the basis to which we will change. By the similarity
diagram
n
C2wrt E2 C2wrt E2
N
idyP
idyP
n
C2wrt B C2wrt B
we have that the canonical form matrix is
PNP1 where
1 0 0 0 0
0 1 0 1 0
P1 = RepB,E5 (id) = 1 0 1 0 0
0 0 1 1 1
0 0 0 0 1
and P is the inverse of that.
1 0 0
0
1 1 1 1
P = RepE5 ,B (id) = (P1 )1 = 1 0 1

0
1 0 1 1
0 0 0
0
(c) The calculation to check this is routine.
Five.III.2.24
(a) The calculation
p
Np
N (Np )
!
!
1/2 1/2
1
{ u | u C}
1/2 1/2
u
321
0
1
1
1
C2
2 zero matrix
shows that any map represented by the matrix must act on the string basis in
this way
~ 1 7
~ 2 7 ~0
because the null space after one application has dimension one and exactly one
~ 2 , maps to zero. Therefore, this representation with respect to
basis vector,
~ 1,
~ 2 i is the canonical form.
h
!
0 0
1 0
(b) The calculation here is similar to the prior one.
p
Np
N (Np )
0 0 0
u
{ | u, v C }
1
0 1 1
v
0 1 1
v
2 zero matrix
C3
The table shows that the string basis is of the form
~ 1 7
~ 2 7 ~0
~ 3 7 ~0
~2
because the null space after one application of the map has dimension two
~
and 3 are both sent to zero and one more iteration results in the additional
vector going to zero.
(c) The calculation
322
N (Np )
{
0 | u C}
u

u
{
v | u, v C}
u
Np
1
1
0
1
1
0
1
0
0
0
1
1
0
1
3
zero matrix
C3
shows that any map represented by this basis must act on a string basis in this
way.
~ 1 7
~ 2 7
~ 3 7 ~0
Therefore, this is the canonical form.
1
0
Five.III.2.25 A couple of examples
!
!
!
0 0
a b
0 0
=
1 0
c d
a b
suggest that left multiplication by a
matrix downward. Distinct blocks
0 0 0 0
a
1 0 0 0 e
0 0 0 0 i
0 0 1 0
m
0
0
0
0
1
1
0
0
0
1
0
a b
0 d e
0
g h

c
0

f = a
i
d
0
b
e
c
f
block of subdiagonal ones shifts the rows of a

b c
f g
j k
n o

d
0
a
h

=
l 0
p
i
0
b
0
j
0
c
0
k
0
d
0
l
act to shift down distinct parts of the matrix.

Right multiplication does an analogous thing to columns. See Exercise 19.
Five.III.2.26 Yes. Generalize the last sentence in Example 2.10. As to the index, that
same last sentence shows that the index of the new matrix is less than or equal to the
and reversing the roles of the two matrices gives inequality in the other
index of N,
direction.
Another answer to this question is to show that a matrix is nilpotent if and only
if any associated map is nilpotent, and with the same index. Then, because similar
matrices represent the same map, the conclusion follows. This is Exercise 32 below.
Five.III.2.27 Observe that a canonical form nilpotent matrix has only zero eigenvalues;
e.g., the determinant of this lower-triangular
x 0
1 x
0
1
323
matrix
0
x
is (x)3 , the only root of which is zero. But similar matrices have the same eigenvalues
and every nilpotent matrix is similar to one in canonical form.
Another way to see this is to observe that a nilpotent matrix sends all vectors to
zero after some number of iterations, but that conflicts with an action on an eigenspace
~v 7 ~v unless is zero.
Five.III.2.28 No, by Lemma 1.4 for a map on a two-dimensional space, the nullity has
grown as large as possible by the second iteration.
Five.III.2.29 The index of nilpotency of a transformation can be zero only when the
vector starting the string must be ~0, that is, only when V is a trivial space.
~ of the span is a linear combination w
~ = c0 ~v +
Five.III.2.30 (a) Any member w
c1 t(~v) + + ck1 tk1 (~v). But then, by the linearity of the map, t(~
w) =
c0 t(~v) + c1 t2 (~v) + + ck2 tk1 (~v) + ck1 ~0 is also in the span.
(b) The operation in the prior item, when iterated k times, will result in a linear
combination of zeros.
(c) If ~v = ~0 then the set is empty and so is linearly independent by definition.
Otherwise write c1~v + + ck1 tk1 (~v) = ~0 and apply tk1 to both sides. The
right side gives ~0 while the left side gives c1 tk1 (~v); conclude that c1 = 0. Continue
in this way by applying tk2 to both sides, etc.
(d) Of course, t acts on the span by acting on this basis as a single, k-long, t-string.
0 0 0 0 ... 0 0
1 0 0 0 . . . 0 0
0 1 0 0 . . . 0 0
0 0 1 0
0 0
..
.
0 0 0 0
1 0
Five.III.2.31 We must check that B C{~v1 , . . . ,~vj } is linearly independent where B is a t is a basis for N (t), and where t(~v1 ) =
~ 1 , . . . , t(~vi ) =
~ i.
string basis for R(t), where C
Write
~~ ) + c
~0 = c1,1~v1 + c1,0
~ 1 + c1,1 t(
~ 1 ) + + c1,h1 th1 (
v2 + + cj,hi thi (~i )
1
2,1~
and apply t.
~0 = c1,1
~ 1 + c1,0 t(
~ 1 ) + + c1,h1 1 th1 (
~~ 1 ) + c1,h1~0
~ 2 + + ci,hi 1 thi (~i ) + ci,hi~0
+ c2,1
324
Conclude that the coefficients c1,1 , . . . , c1,hi 1 , c2,1 , . . . , ci,hi 1 are all zero as B C
is a basis. Substitute back into the first displayed equation to conclude that the
remaining coefficients are zero also.
Five.III.2.32 For any basis B, a transformation n is nilpotent if and only if N =
RepB,B (n) is a nilpotent matrix. This is because only the zero matrix represents the
zero map and so nj is the zero map if and only if Nj is the zero matrix.
Five.III.2.33 It can be of any size greater than or equal to one. To have a transformation
that is nilpotent of index four, whose cube has range space of dimension k, take a
vector space, a basis for that space, and a transformation that acts on that basis in
this way.
~1
~ 2 7
~ 3 7
~ 4 7 ~0
~
~
~
~ 8 7 ~0
5
7
6 7 7 7
..
.
~
~ 4k2 7
~ 4k1 7
~ 4k 7 ~0
4k3 7
..
.
possibly other, shorter, strings
So the dimension of the range space of T 3 can be as large as desired. The smallest
that it can be is one there must be at least one string or else the maps index of
nilpotency would not be four.
Five.III.2.34 These two have only zero for eigenvalues
!
!
0 0
0 0
0 0
1 0
but are not similar (they have different canonical representatives, namely, themselves).
Five.III.2.35 It is onto by Lemma 1.4. It need not be the identity: consider this map
t : R2 R2 .
!
!
x
y
t
7
y
x
For that map R (t) = R2 , and t is not the identity.
Five.III.2.36 A simple reordering of the string basis will do. For instance, a map that is
associated with this string basis
~ 1 7
~ 2 7 ~0
~ 1,
~ 2 i by this matrix
is represented with respect to B = h
!
0 0
1 0
325
~ 2,
~ 1 i in this way.
but is represented with respect to B = h
!
0 1
0 0
Five.III.2.37 Let t : V V be the transformation. If rank(t) = nullity(t) then the
equation rank(t) + nullity(t) = dim(V) shows that dim(V) is even.
Five.III.2.38 For the matrices to be nilpotent they must be square. For them to commute
they must be the same size. Thus their product and sum are defined.
Call the matrices A and B. To see that AB is nilpotent, multiply (AB)2 = ABAB =
AABB = A2 B2 , and (AB)3 = A3 B3 , etc., and, as A is nilpotent, that product is
eventually zero.
The sum is similar; use the Binomial Theorem.
Five.III.2.39 Some experimentation gives the idea for the proof. Expansion of the second
power
t2S (T ) = S(ST T S) (ST T S)S = S2 2ST S + T S2
the third power
t3S (T ) = S(S2 2ST S + T S2 ) (S2 2ST S + T S2 )S
= S3 T 3S2 T S + 3ST S2 T S3
and the fourth power
t4S (T ) = S(S3 T 3S2 T S + 3ST S2 T S3 ) (S3 T 3S2 T S + 3ST S2 T S3 )S
= S4 T 4S3 T S + 6S2 T S2 4ST S3 + T S4
suggest that the expansions follow the Binomial Theorem. Verifying this by induction
on the power of tS is routine. This answers the question because, where the index of
nilpotency of S is k, in the expansion of t2k
S

X
2k
i 2k
tS (T ) =
(1)
Si T S2ki
i
06i62k
for any i at least one of the S and S2ki has a power higher than k, and so the term
gives the zero matrix.
Five.III.2.40 Use the geometric series: I Nk+1 = (I N)(Nk + Nk1 + + I). If
Nk+1 is the zero matrix then we have a right inverse for I N. It is also a left inverse.
This statement is not only if since
!
!
1 0
1 0
0 1
0 1
is invertible.
326
Jordan Form
Five.IV.1: Polynomials of Maps and Matrices
Five.IV.1.13 For each, the minimal polynomial must have a leading coefficient of 1 and
Theorem 1.8, the Cayley-Hamilton Theorem, says that the minimal polynomial must
contain the same linear factors as the characteristic polynomial, although possibly of
lower degree but not of zero degree.
(a) The possibilities are m1 (x) = x 3, m2 (x) = (x 3)2 , m3 (x) = (x 3)3 , and
m4 (x) = (x 3)4 . Note that the 8 has been dropped because a minimal polynomial
must have a leading coefficient of one. The first is a degree one polynomial, the
second is degree two, the third is degree three, and the fourth is degree four.
(b) The possibilities are m1 (x) = (x + 1)(x 4), m2 (x) = (x + 1)2 (x 4), and
m3 (x) = (x + 1)3 (x 4). The first is a quadratic polynomial, that is, it has degree
two. The second has degree three, and the third has degree four.
(c) We have m1 (x) = (x 2)(x 5), m2 (x) = (x 2)2 (x 5), m3 (x) = (x 2)(x 5)2 ,
and m4 (x) = (x 2)2 (x 5)2 . They are polynomials of degree two, three, three,
and four.
(d) The possibilities are m1 (x) = (x + 3)(x 1)(x 2), m2 (x) = (x + 3)2 (x 1)(x 2),
m3 (x) = (x + 3)(x 1)(x 2)2 , and m4 (x) = (x + 3)2 (x 1)(x 2)2 . The degree
of m1 is three, the degree of m2 is four, the degree of m3 is four, and the degree of
m4 is five.
Five.IV.1.14 In each case we will use the method of Example 1.12.
(a) Because T is triangular, T xI is also triangular
3x
0
0
T xI = 1
3x
0
0
0
4x
the characteristic polynomial is easy c(x) = |T xI| = (3 x)2 (4 x) = 1
(x 3)2 (x 4). There are only two possibilities for the minimal polynomial,
m1 (x) = (x 3)(x 4) and m2 (x) = (x 3)2 (x 4). (Note that the characteristic
polynomial has a negative sign but the minimal polynomial does not since it must
have a leading coefficient of one). Because m1 (T ) is not the zero matrix
0 0 0
1 0 0
0 0 0
(T 3I)(T 4I) = 1 0 0 1 1 0 = 1 0 0
0 0 1
0
0 0
0 0 0
327
the minimal polynomial is m(x) = m2 (x).

(T 3I)2 (T 4I) = (T 3I) (T 3I)(T 4I)
0 0 0
0 0 0
0 0 0
= 1 0 0 1 0 0 = 0 0 0
0 0 1
0 0 0
0 0 0
(b) As in the prior item, the fact that the matrix is triangular makes computation of
the characteristic polynomial
easy.

3 x
0
0

c(x) = |T xI| = 1
3x
0 = (3 x)3 = 1 (x 3)3

0
0
3 x
There are three possibilities for the minimal polynomial m1 (x) = (x 3), m2 (x) =
(x 3)2 , and m3 (x) = (x 3)3 . We settle
by computing m1 (T )
the question
0 0 0
T 3I = 1 0 0
0 0 0
and m2 (T ).
0 0 0
0 0 0
0 0 0
(T 3I)2 = 1 0 0 1 0 0 = 0 0 0
0 0 0
0 0 0
0 0 0
Because m2 (T ) is the zero matrix, m2 (x) is the minimal polynomial.
(c) Again, the matrix is triangular.

3 x
0
0

c(x) = |T xI| = 1
3x
0 = (3 x)3 = 1 (x 3)3

0
1
3 x
Again, there are three possibilities for the minimal polynomial m1 (x) = (x 3),
m2 (x) = (x 3)2 , and m3 (x) = (x 3)3
. We compute
m1 (T )
0 0 0
T 3I = 1 0 0
0 1 0
and m2 (T )
0 0 0
0 0 0
0 0 0
(T 3I)2 = 1 0 0 1 0 0 = 0 0 0
0 1 0
0 1 0
1 0 0
and m3 (T ).
0 0 0
0 0 0
0 0 0
(T 3I)3 = (T 3I)2 (T 3I) = 0 0 0 1 0 0 = 0 0 0

0 0 0
1 0 0
0 1 0
3
Therefore, the minimal polynomial is m(x) = m3 (x) = (x 3) .
328

(d) This case is also triangular, here upper triangular.

2 x
0
1

c(x) = |T xI| = 0
6x
2 = (2 x)2 (6 x) = (x 2)2 (x 6)

0
0
2 x
There are two possibilities for the minimal polynomial, m1 (x) = (x 2)(x 6) and
m2 (x) = (x 2)2 (x 6). Computation shows that the minimal polynomial isnt
m1 (x).
4 0 1
0 0 4
0 0 1
(T 2I)(T 6I) = 0 4 2 0 0 2 = 0 0 0
0 0 0
0 0 4
0 0 0
It therefore must be that m(x) = m2 (x) = (x 2)2 (x 6). Here is a verification.

(T 2I)2 (T 6I) = (T 2I) (T 2I)(T 6I)
0 0 1
0 0 4
0 0 0
= 0 4 2 0 0 0 = 0 0 0
0 0 0
0 0 0
0 0 0
(e) The characteristic polynomial is

2 x
2
1

c(x) = |T xI| = 0
6x
2 = (2 x)2 (6 x) = (x 2)2 (x 6)

0
0
2 x
and there are two possibilities for the minimal polynomial, m1 (x) = (x 2)(x 6)
and m2 (x) = (x 2)2 (x 6). Checking the first one
0 2 1
4 2 1
0 0 0
(T 2I)(T 6I) = 0 4 2 0 0 2 = 0 0 0
0 0 0
0 0 4
0 0 0
shows that the minimal polynomial is m(x) = m1 (x) = (x 2)(x 6).
(f) The characteristic polynomial is this.

1 x
4
0
0
0

0
3x
0
0
0

c(x) = |T xI| = 0
4 1 x
0
0 = (x 3)3 (x + 1)2

3
9
4
2 x 1

1
5
4
1
4 x
Here are the possibilities for the minimal polynomial, listed here by ascending
degree: m1 (x) = (x 3)(x + 1), m1 (x) = (x 3)2 (x + 1), m1 (x) = (x 3)(x + 1)2 ,
m1 (x) = (x 3)3 (x + 1), m1 (x) = (x 3)2 (x + 1)2 , and m1 (x) = (x 3)3 (x + 1)2 .
The first one doesnt pan out
4
0
(T 3I)(T + 1I) = 0
3
1
0
0
= 0
4
4
329
4
0
4
9
5
0
0
4
4
4
0
0
0
1
1
0
0
0
4
4
0 0
0 0
0 0
0 4
0 4
0
0
0
0
0 0
1 3
1
1
0
0
4
4
4
4
4
9
5
0
0
0
4
4
0 0
0 0
0 0
3 1
1 5
but the second one does.

(T 3I)2 (T + 1I) = (T 3I) (T 3I)(T + 1I)
0
4 4
0
0
0
0
0
0
0 0
= 0 4 4 0
0 0
3 9 4 1 1 4
4
1
5
4
1
1
0 0 0 0 0
0 0 0 0 0
= 0 0 0 0 0
0 0 0 0 0
0 0 0 0 0
0
0
0
4
4
0 0
0 0
0 0
0 4
0 4
0
0
4
4
The minimal polynomial is m(x) = (x 3)2 (x + 1).

Five.IV.1.15 Its characteristic polynomial has complex roots.

x 1
0

1
3
1
3

i)) (x (
i))
0 x 1 = (1 x) (x ( +

2
2
2
2
1
0 x
As the roots are distinct, the characteristic polynomial equals the minimal polynomial.
Five.IV.1.16 We know that Pn is a dimension n + 1 space and that the differentiation operator is nilpotent of index n + 1 (for instance, taking n = 3, P3 =
{c3 x3 + c2 x2 + c1 x + c0 | c3 , . . . , c0 C} and the fourth derivative of a cubic is the
zero polynomial). Represent this operator using the canonical form for nilpotent
330
transformations.
0 0
1 0
0 1
0 0
0
0
0
..
...
0
0
This is an (n + 1)(n + 1) matrix with an easy characteristic polynomial, c(x) = xn+1 .

(Remark: this matrix is RepB,B (d/dx) where B = hxn , nxn1 , n(n1)xn2 , . . . , n!i.)
To find the minimal polynomial as in Example 1.12 we consider the powers of T 0I = T .
But, of course, the first power of T that is the zero matrix is the power n + 1. So the
minimal polynomial is also xn+1 .
Five.IV.1.17 Call the matrix T and suppose that it is nn. Because T is triangular,
and so T xI is triangular, the characteristic polynomial is c(x) = (x )n . To see
that the minimal polynomial is the same, consider T I.
0 0 0 ... 0
1 0 0 . . . 0
0 1 0
..
.
0 0 ... 1 0
Recognize it as the canonical form for a transformation that is nilpotent of degree n;
the power (T I)j is zero first when j is n.
Five.IV.1.18 The n = 3 case provides a hint. A natural basis for P3 is B = h1, x, x2 , x3 i.
The action of the transformation is
1 7 1
x 7 x + 1
x2 7 x2 + 2x + 1
and so the representation RepB,B (t) is
1
0
0
0
x3 7 x3 + 3x2 + 3x + 1
this upper triangular matrix.
1 1 1
1 2 3
0 1 3
0 0 1
Because it is triangular, the fact that the characteristic polynomial is c(x) = (x 1)4
is clear. For the minimal polynomial, the candidates are m1 (x) = (x 1),
0 1 1 1
0 0 2 3
T 1I =
0 0 0 3
0 0 0 0
331
m2 (x) = (x 1)2 ,
0
0
(T 1I)2 =
0
0
0
0
0
0
2
0
0
0
6
6
0
0
0
0
(T 1I)3 =
0
0
0
0
0
0
0
0
0
0
6
0
0
0
m3 (x) = (x 1)3 ,
and m4 (x) = (x 1)4 . Because m1 , m2 , and m3 are not right, m4 must be right, as
is easily verified.
In the case of a general n, the representation is an upper triangular matrix with
ones on the diagonal. Thus the characteristic polynomial is c(x) = (x 1)n+1 . One
way to verify that the minimal polynomial equals the characteristic polynomial is
argue something like this: say that an upper triangular matrix is 0-upper triangular if
there are nonzero entries on the diagonal, that it is 1-upper triangular if the diagonal
contains only zeroes and there are nonzero entries just above the diagonal, etc. As the
above example illustrates, an induction argument will show that, where T has only
nonnegative entries, T j is j-upper triangular.
Five.IV.1.19 The map twice is the same as the map once: = , that is, 2 = and
so the minimal polynomial is of degree at most two since m(x) = x2 x will do. The
fact that no linear polynomial will do follows from applying the maps on the left and
right side of c1 + c0 id = z (where z is the zero map) to these two vectors.

0
1

0
0
1
0
Thus the minimal polynomial is m.
Five.IV.1.20 This is one answer.
1
0
0
0
0
0
0
Five.IV.1.21 The x must be a scalar, not a matrix.

Five.IV.1.22 The characteristic polynomial of
T=
a b
c d
332
is (a x)(d x) bc = x2 (a + d)x + (ad bc). Substitute

!2
!
!
a b
a b
1 0
(a + d)
+ (ad bc)
c d
c d
0 1
!
!
a2 + bc ab + bd
a2 + ad ab + bd
ad bc
=
+
2
2
ac + cd bc + d
ac + cd ad + d
0
!
0
ad bc
and just check each entry sum to see that the result is the zero matrix.
Five.IV.1.23 By the Cayley-Hamilton theorem the degree of the minimal polynomial
is less than or equal to the degree of the characteristic polynomial, n. Example 1.6
shows that n can happen.
Five.IV.1.24 Let the linear transformation be t : V V. If t is nilpotent then there is
an n such that tn is the zero map, so t satisfies the polynomial p(x) = xn = (x 0)n .
By Lemma 1.10 the minimal polynomial of t divides p, so the minimal polynomial has
only zero for a root. By Cayley-Hamilton, Theorem 1.8, the characteristic polynomial
has only zero for a root. Thus the only eigenvalue of t is zero.
Conversely, if a transformation t on an n-dimensional space has only the single
eigenvalue of zero then its characteristic polynomial is xn . The Cayley-Hamilton
Theorem says that a map satisfies its characteristic polynomial so tn is the zero map.
Thus t is nilpotent.
Five.IV.1.25 A minimal polynomial must have leading coefficient 1, and so if the minimal
polynomial of a map or matrix were to be a degree zero polynomial then it would be
m(x) = 1. But the identity map or matrix equals the zero map or matrix only on a
trivial vector space.
So in the nontrivial case the minimal polynomial must be of degree at least one. A
zero map or matrix has minimal polynomial m(x) = x, and an identity map or matrix
has minimal polynomial m(x) = x 1.
Five.IV.1.26 We can interpret the polynomial can geometrically as, a 60 rotation minus
two rotations of 30 equals the identity.
Five.IV.1.27 For a diagonal matrix
t1,1
0
T =
t2,2
..
.
tn,n
the characteristic polynomial is (t1,1 x)(t2,2 x) (tn,n x). Of course, some of

those factors may be repeated, e.g., the matrix might have t1,1 = t2,2 . For instance,
333
the characteristic polynomial of
D = 0
0
0
3
0
0
1
is (3 x)2 (1 x) = 1 (x 3)2 (x 1).

To form the minimal polynomial, take the terms x ti,i , throw out repeats, and
multiply them together. For instance, the minimal polynomial of D is (x 3)(x 1).
To check this, note first that Theorem 1.8, the Cayley-Hamilton theorem, requires
that each linear factor in the characteristic polynomial appears at least once in the
minimal polynomial. One way to check the other direction that in the case of a
diagonal matrix, each linear factor need appear at most once is to use a matrix
argument. A diagonal matrix, multiplying from the left, rescales rows by the entry on
the diagonal. But in a product (T t1,1 I) , even without any repeat factors, every
row is zero in at least one of the factors.
For instance, in the product
0 0 0
2 0 0
1 0 0
(D 3I)(D 1I) = (D 3I)(D 1I)I = 0 0 0 0 2 0 0 1 0

0 0 2
0 0 0
0 0 1
because the first and second rows of the first matrix D 3I are zero, the entire product
will have a first row and second row that are zero. And because the third row of the
middle matrix D 1I is zero, the entire product has a third row of zero.
Five.IV.1.28 This subsection starts with the observation that the powers of a linear
transformation cannot climb forever without a repeat, that is, that for some power n
there is a linear relationship cn tn + + c1 t + c0 id = z where z is the zero transformation. The definition of projection is that for such a map one linear relationship
is quadratic, t2 t = z. To finish, we need only consider whether this relationship
might not be minimal, that is, are there projections for which the minimal polynomial
is constant or linear?
For the minimal polynomial to be constant, the map would have to satisfy that
c0 id = z, where c0 = 1 since the leading coefficient of a minimal polynomial is 1.
This is only satisfied by the zero transformation on a trivial space. This is a projection,
but not an interesting one.
For the minimal polynomial of a transformation to be linear would give c1 t +
c0 id = z where c1 = 1. This equation gives t = c0 id. Coupling it with the
requirement that t2 = t gives t2 = (c0 )2 id = c0 id, which gives that c0 = 0 and
t is the zero transformation or that c0 = 1 and t is the identity.
Thus, except in the cases where the projection is a zero map or an identity map,
the minimal polynomial is m(x) = x2 x.
334
Five.IV.1.29 (a) This is a property of functions in general, not just of linear

functions. Suppose that f and g are one-to-one functions such that f g is defined.
Let f g(x1 ) = f g(x2 ), so that f(g(x1 )) = f(g(x2 )). Because f is one-to-one this
implies that g(x1 ) = g(x2 ). Because g is also one-to-one, this in turn implies that
x1 = x2 . Thus, in summary, f g(x1 ) = f g(x2 ) implies that x1 = x2 and so f g
is one-to-one.
(b) If the linear map h is not one-to-one then there are unequal vectors ~v1 , ~v2
that map to the same value h(~v1 ) = h(~v2 ). Because h is linear, we have ~0 =
h(~v1 ) h(~v2 ) = h(~v1 ~v2 ) and so ~v1 ~v2 is a nonzero vector from the domain that
h maps to the zero vector of the codomain (~v1 ~v2 does not equal the zero vector
of the domain because ~v1 does not equal ~v2 ).
(c) The minimal polynomial m(t) sends every vector in the domain to zero and so
it is not one-to-one (except in a trivial space, which we ignore). By the first item
of this question, since the composition m(t) is not one-to-one, at least one of the
components t i is not one-to-one. By the second item, t i has a nontrivial null
space. Because (t i )(~v) = ~0 holds if and only if t(~v) = i ~v, the prior sentence
gives that i is an eigenvalue (recall that the definition of eigenvalue requires that
the relationship hold for at least one nonzero ~v).
Five.IV.1.30 This is false. The natural example of a non-diagonalizable transformation
works here. Consider the transformation of C2 represented with respect to the standard
basis by this matrix.
!
0 1
N=
0 0
The characteristic polynomial is c(x) = x2 . Thus the minimal polynomial is either
m1 (x) = x or m2 (x) = x2 . The first is not right since N 0 I is not the zero matrix,
thus in this example the minimal polynomial has degree equal to the dimension of
the underlying space, and, as mentioned, we know this matrix is not diagonalizable
because it is nilpotent.
Five.IV.1.31 Let A and B be similar A = PBP1 . From the facts that
An = (PBP1 )n = (PBP1 )(PBP1 ) (PBP1 )
= PB(P1 P)B(P1 P) (P1 P)BP1 = PBn P1
and c A = c (PBP1 ) = P(c B)P1 follows the required fact that for any polynomial
function f we have f(A) = P f(B) P1 . For instance, if f(x) = x2 + 2x + 3 then
A2 + 2A + 3I = (PBP1 )2 + 2 PBP1 + 3 I
= (PBP1 )(PBP1 ) + P(2B)P1 + 3 PP1 = P(B2 + 2B + 3I)P1
shows that f(A) is similar to f(B).
335
(a) Taking f to be a linear polynomial we have that AxI is similar to BxI. Similar
matrices have equal determinants (since |A| = |PBP1 | = |P||B||P1 | = 1|B|1 = |B|).
Thus the characteristic polynomials are equal.
(b) As P and P1 are invertible, f(A) is the zero matrix when, and only when, f(B)
is the zero matrix.
(c) They cannot be similar since they dont have the same characteristic polynomial.
The characteristic polynomial of the first one is x2 4x 3 while the characteristic
polynomial of the second is x2 5x + 5.
Five.IV.1.32 Suppose that m(x) = xn + mn1 xn1 + + m1 x + m0 is minimal for
T.
(a) For the if argument, because T n + + m1 T + m0 I is the zero matrix we have
that I = (T n + + m1 T )/(m0 ) = T (T n1 + + m1 I)/(m0 ) and so the matrix
(1/m0 )(T n1 + +m1 I) is the inverse of T . For only if, suppose that m0 = 0 (we
put the n = 1 case aside but it is easy) so that T n + +m1 T = (T n1 + +m1 I)T
is the zero matrix. Note that T n1 + + m1 I is not the zero matrix because
the degree of the minimal polynomial is n. If T 1 exists then multiplying both
(T n1 + + m1 I)T and the zero matrix from the right by T 1 gives a contradiction.
(b) If T is not invertible then the constant term in its minimal polynomial is zero.
Thus,
T n + + m1 T = (T n1 + + m1 I)T = T (T n1 + + m1 I)
is the zero matrix.
Five.IV.1.33 (a) For the inductive step, assume that Lemma 1.7 is true for polynomials
of degree i, . . . , k1 and consider a polynomial f(x) of degree k. Factor f(x) = k(x
1 )q1 (x z )qz and let k(x 1 )q1 1 (x z )qz be cn1 xn1 + + c1 x + c0 .
Substitute:
k(t 1 )q1 (t z )qz (~v) = (t 1 ) (t 1 )q1 (t z )qz (~v)
= (t 1 ) (cn1 tn1 (~v) + + c0~v)
= f(t)(~v)
(the second equality follows from the inductive hypothesis and the third from the
linearity of t).
(b) One example is to consider the squaring map s : R R given by s(x) = x2 . It
is nonlinear. The action defined by the polynomial f(t) = t2 1 changes s to
f(s) = s2 1, which is this map.
s2 1
x 7 s s(x) 1 = x4 1
Observe that this map differs from the map (s 1) (s + 1); for instance, the first
map takes x = 5 to 624 while the second one takes x = 5 to 675.
336
Five.IV.1.34 Yes. Expand down the last column to check that xn + mn1 xn1 + +
m1 x + m0 is plus or minus the determinant of this.
x
0
0
m0
0 1x
0
m1
0
1x
m2
0
..
.
1 x mn1
Five.IV.2: Jordan Canonical Form

Five.IV.2.18 We must check that
!
3 0
= N + 3I = PT P1 =
1 3
1/2
1/4
1/2
1/4
2
1
1
4
1
1
2
2
That calculation is easy.

Five.IV.2.19 (a) The characteristic polynomial is c(x) = (x 3)2 and the minimal
polynomial is the same.
(b) The characteristic polynomial is c(x) = (x + 1)2 . The minimal polynomial is
m(x) = x + 1.
(c) The characteristic polynomial is c(x) = (x + (1/2))(x 2)2 and the minimal
(d) The characteristic polynomial is c(x) = (x 3)3 The minimal polynomial is the
same.
(e) The characteristic polynomial is c(x) = (x 3)4 . The minimal polynomial is
m(x) = (x 3)2 .
(f) The characteristic polynomial is c(x) = (x + 4)2 (x 4)2 and the minimal polynomial is the same.
(g) The characteristic polynomial is c(x) = (x 2)2 (x 3)(x 5) and the minimal
polynomial is m(x) = (x 2)(x 3)(x 5).
(h) The characteristic polynomial is c(x) = (x 2)2 (x 3)(x 5) and the minimal
Five.IV.2.20 (a) The transformation t 3 is nilpotent (that is, N (t 3) is the entire
~ 1 7
~ 2 7
~ 3 7
~ 4 7 ~0 and
space) and it acts on a string basis via two strings,
337
~ 5 7 ~0. Consequently, t 3 can be represented in this canonical form.
0 0 0 0 0
1 0 0 0 0
N 3 = 0 1 0 0 0
0 0 1 0 0
0 0 0 0 0
and therefore T is similar to this canonical
form matrix.
3 0 0 0 0
1 3 0 0 0
J3 = N3 + 3I = 0 1 3 0 0
0 0 1 3 0
0 0 0 0 3
(b) The restriction of the transformation s + 1 is nilpotent on the subspace N (s + 1),
~ 1 7 ~0. The restriction of the transformation
and the action on a string basis is
s 2 is nilpotent on the subspace N (s 2), having the action on a string basis of
~ 2 7
~ 3 7 ~0 and
~ 4 7
~ 5 7 ~0. Consequently the Jordan form is this.
1 0 0 0 0
0 2 0 0 0
0 1 2 0 0
0 0 0 2 0
0 0 0 1 2
Five.IV.2.21 For each, because many choices of basis are possible, many other answers
are possible. Of course, the calculation to check if an answer gives that PT P1 is in
Jordan form is the arbiter of whats correct.
(a) Here is the arrow diagram.
t
C3wrt E3 C3wrt E3
T
idyP
idyP
t
C3wrt B C3wrt B
J
The matrix to move from the lower left to the upper left
is this.
1 2 0
1
P1 = RepE3 ,B (id)
= RepB,E3 (id) = 1
0 1
2 0 0
The matrix P to move from the upper right to the lower right is the inverse of P1 .
(b) We want this matrix and its inverse.
1 0 3
P1 = 0 1 4
0 2 0
338

(c) The concatenation of these bases for the generalized null spaces will do for the
basis for the entire space.

1
1
1
0
1
0 0
1 0 1

B1 = h 0 , 1i
B3 = h1 , 0 , 1 i

1 0
0 2 2
0
1
0
2
0
The change of basis matrices are this
1
0
P1 = 0
1
0
one and its inverse.
1 1
0 1
0
1
0 1
1 1 0
1
0
0 2 2
1
0
2
0
Five.IV.2.22 The general procedure is to factor the characteristic polynomial c(x) =

(x 1 )p1 (x 2 )p2 to get the eigenvalues 1 , 2 , etc. Then, for each i we find a
string basis for the action of the transformation t i when restricted to N (t i ),
by computing the powers of the matrix T i I and finding the associated null spaces,
until these null spaces settle down (do not change), at which point we have the
generalized null space. The dimensions of those null spaces (the nullities) tell us the
action of t i on a string basis for the generalized null space, and so we can write
the pattern of subdiagonal ones to have Ni . From this matrix, the Jordan block Ji
associated with i is immediate Ji = Ni + i I. Finally, after we have done this for
each eigenvalue, we put them together into the canonical form.
(a) The characteristic polynomial of this matrix is c(x) = (10x)(10x)+100 = x2 ,
so it has only the single eigenvalue = 0.
power p
(T + 0 I)p
N ((t 0)p )
nullity
10 4
2y/5
1
1
{
| y C}
25 10
y
0 0
2
C2
2
0 0
(Thus, this transformation is nilpotent: N (t 0) is the entire space). From the
~ 1 7
~ 2 7 ~0. This is the
nullities we know that ts action on a string basis is
canonical form matrix for the action of t 0 on N (t 0) = C2
!
0 0
N0 =
1 0
339
and this is the Jordan form of the matrix.
!
0 0
J0 = N0 + 0 I =
1 0
Note that if a matrix is nilpotent then its canonical form equals its Jordan form.
We can find such a string basis using
of the prior section.
! the techniques
!
1
10
B=h
,
i
0
25
We took the first basis vector so that it is in the null space of t2 but is not in the
null space of t. The second basis vector is the image of the first under t.
(b) The characteristic polynomial of this matrix is c(x) = (x + 1)2 , so it is a singleeigenvalue matrix. (That is, the generalized null space of t + 1 is the entire space.)
We have
!
2y/3
N (t + 1) = {
| y C}
N ((t + 1)2 ) = C2
y
~
~
~
and so the action of t + 1 on an associated string
! basis is 1 7 2 7 0. Thus,
0 0
N1 =
1 0
the Jordan form of T is
!
1 0
J1 = N1 + 1 I =
1 1
and choosing vectors from the above null spaces gives this string basis (other choices
are possible).
!
!
1
6
B=h
,
i
0
9
(c) The characteristic polynomial c(x) = (1 x)(4 x)2 = 1 (x 1)(x 4)2 has
two roots and they are the eigenvalues 1 = 1 and 2 = 4.
We handle the two eigenvalues separately. For 1 , the calculation of the powers
of T 1I yields

0

N (t 1) = { y | y C }
0
and the null space of (t 1)2 is the same. Thus this set is the generalized null
space N (t 1). The nullities show that the action of the restriction of t 1 to
~ 1 7 ~0.
the generalized null space on a string basis is
A similar calculation
for 2 = 4 gives these null spaces.
0
yz

N (t 4) = { z | z C }
N ((t 4)2 ) = { y | y, z C}
z
z
340

(The null space of (t 4)3 is the same, as it must be because the power of the term
associated with 2 = 4 in the characteristic polynomial is two, and so the restriction
of t 2 to the generalized null space N (t 2) is nilpotent of index at most two
it takes at most two applications of t 2 for the null space to settle down.) The
pattern of how the nullities rise tells us that the action of t 4 on an associated
~ 2 7
~ 3 7 ~0.
string basis for N (t 4) is
Putting the information for the two eigenvalues together gives the Jordan form
of the transformation t.
1 0 0
0 4 0
0 1 4
We can take elements of the null spaces to get an appropriate basis.

0
1
0
_

B = B1 B4 = h1 , 0 , 5i
0
1
5
(d) The characteristic polynomial is c(x) = (2 x)(4 x)2 = 1 (x + 2)(x 4)2 .
For the eigenvalue 2 , calculation of the powers of T + 2I yields this.

z

N (t + 2) = { z | z C}
z
The null space of (t + 2)2 is the same, and so this is the generalized null space
N (t + 2). Thus the action of the restriction of t + 2 to N (t + 2) on an associated
~ 1 7 ~0.
string basis is
For 2 = 4, computing the powers of T 4I yields

z
x

N (t 4) = { z | z C}
N ((t 4)2 ) = { z | x, z C }
z
z
and so the action of t 4 on a string basis
Therefore the Jordan form is
2 0
0 4
0 1
~ 2 7
~ 3 7 ~0.
for N (t 4) is
0
4
and a suitable basis is this.

0
1
1
_

B = B2 B4 = h1 , 1 , 1 i
1
1
1
341
(e) The characteristic polynomial of this matrix is c(x) = (2 x)3 = 1 (x 2)3 .

This matrix has only a single eigenvalue, = 2. By finding the powers of T 2I we
have

y
y (1/2)z

N (t 2) = { y | y C}
N ((t 2)2 ) = {
y
| y, z C}
0
z
and
N ((t 2)3 ) = C3
~ 1 7
~ 2 7
~ 3 7 ~0. The
and so the action of t 2 on an associated string basis is
Jordan form is this
2 0 0
1 2 0
0 1 2
and one choice of basis is this.
0
7
2

B = h1 , 9 , 2 i
0
4
0
(f) The characteristic polynomial c(x) = (1 x)3 = (x 1)3 has only a single root,
so the matrix has only a single eigenvalue = 1. Finding the powers of T 1I and
calculating the null spaces
2y + z
N (t 1) = { y | y, z C}
N ((t 1)2 ) = C3
z
~ 1 7
~ 2 7 ~0
shows that the action of the nilpotent map t 1 on a string basis is
~
~
and 3 7 0. Therefore the Jordan form
is
1 0 0
J = 1 1 0
0 0 1
and an appropriate basis (a stringbasis
associated
with t 1) is this.

0
2
1

B = h1 , 2 , 0i
0
2
1
(g) The characteristic polynomial is a bit large for by-hand calculation, but just
manageable c(x) = x4 24x3 + 216x2 864x + 1296 = (x 6)4 . This is a singleeigenvalue map,
transformation t 6 is nilpotent.
The null
spaces
so the
z w
x
z w
z w
N (t 6) = {
N ((t 6)2 ) = {
| z, w C}
| x, z, w C }
z
z
w
w
342

and
N ((t 6)3 ) = C4
~ 1 7
~ 2 7
~ 3 7 ~0
and the nullities show that the action of t6 on a string basis is
~
~
and 4 7 0. The Jordan form is
6 0 0 0
1 6 0 0
0 1 6 0
0 0 0 6
and finding a suitable string basis is routine.

0
2
3
1
0 1 3 1

B = h , , , i
0 1 6 1
1
2
3
0
Five.IV.2.23 There are two eigenvalues, 1 = 2 and 2 = 1. The restriction of t + 2 to

N (t + 2) could have either of these actions on an associated string basis.
~ 1 7
~ 2 7 ~0
~1
7 ~0
~2
7 ~0
The restriction of t 1 to N (t 1) could have either of these actions on an associated

string basis.
~ 3 7
~ 4 7 ~0
~ 3 7 ~0
~ 4 7 ~0
In combination, that makes four possible Jordan forms,

second and first, the first and second, and the two second

2 0 0 0
2 0 0 0
2 0 0
1 2 0 0 0 2 0 0 1 2 0

0
0 1 0 0
0 1 0 0
0 1
0
0 1 1
0
0 1 1
0
0 0
the two first

actions.

0
2
0 0

0 0
1
0
actions, the
0
2
0
0
0 0
0 0
1 0
0 1
~ 1 7 ~0. The
Five.IV.2.24 The restriction of t + 2 to N (t + 2) can have only the action
restriction of t 1 to N (t 1) could have any of these three actions on an associated
string basis.
~ 2 7
~ 3 7
~ 4 7 ~0
~ 2 7
~ 3 7 ~0
~
~
4 7 0
~2
7 ~0
~
3 7 ~0
~ 4 7 ~0
Taken together there are three possible Jordan forms, the one arising from the first
action by t 1 (along with the only action from t + 2), the one arising from the second
action, and the one
2
0
0
0
arising
0 0
1 0
1 1
0 1
343
from
0
0
0
1
the third action.
2 0 0 0
0 1 0 0
0 1 1 0
0 0 0 1
0 0
0 0
1 0
0 1
~ 1 7 ~0. Because
Five.IV.2.25 The action of t+1 on a string basis for N (t+1) must be
of the power of x 2 in the minimal polynomial, a string basis for t 2 has length
two and so the action of t 2 on N (t 2) must be of this form.
~ 2 7
~ 3 7 ~0
~
~
4 7 0
2 0
0 1
0 0
0 0
Therefore there is only one Jordan form that is possible.
1 0 0 0
0 2 0 0
0 1 2 0
0 0 0 2
Five.IV.2.26 There are two possible Jordan forms. The action of t + 1 on a string
~ 1 7 ~0. There are two actions for t 2 on a string
basis for N (t + 1) must be
basis for N (t 2) that are possible with this characteristic polynomial and minimal
polynomial.
~ 2 7
~ 3 7 ~0
~ 2 7
~ 3 7 ~0
~ 4 7
~ 5 7 ~0
~ 4 7 ~0
~ 5 7 ~0
The resulting Jordan form matrices are these.
1 0 0 0 0
1 0 0 0 0
0 2 0 0 0
0 2 0 0 0
0 1 2 0 0
0 1 2 0 0
0 0 0 2 0
0 0 0 2 0
0 0 0 1 2
0 0 0 0 2
Five.IV.2.27 (a) The characteristic polynomial is c(x) = x(x 1). For 1 = 0 we have
!
y
N (t 0) = {
| y C}
y
(of course, the null space of t2 is the same). For 2 = 1,
!
x
N (t 1) = {
| x C}
0
(and the null space of (t 1)2 is the same). We can take this basis
!
!
1
1
B=h
,
i
1
0
344

to get the diagonalization.
1 1
1 0
!1
1
0
1
0
1
1
1
0
!
=
0
0
0
1
(b) The characteristic polynomial is c(x) = x2 1 = (x + 1)(x 1). For 1 = 1,

!
y
N (t + 1) = {
| y C}
y
and the null space of (t + 1)2 is the same. For 2 = 1
!
y
N (t 1) = {
| y C}
y
and the null space of (t 1)2 is the same. We can take this basis
!
!
1
1
B=h
,
i
1
1
to get a diagonalization.
1
1
1
1
!1
0
1
1
0
1 1
1 1
Five.IV.2.28 The transformation d/dx : P3 P3

B = hx3 , 3x2 , 6x, 6i is x3 7 3x2 7 6x
7 6 7 0.
as a nilpotent matrix.
0 0 0
1 0 0
J=
0 1 0
0 0 1
!
=
1 0
0 1
is nilpotent. Its action on the basis

Its Jordan form is its canonical form
0
0
0
0
Five.IV.2.29 Yes. Each has the characteristic polynomial (x + 1)2 . Calculations of the
powers of T1 + 1 I and T2 + 1 I gives these two.
!
!
y/2
0
N (t1 + 1) = {
| y C}
N (t2 + 1) = {
| y C}
y
y
(Of course, for each the null space of the square is the entire space.) The way that
the nullities rise shows that each is similar to this
! Jordan form matrix
1 0
1 1
and they are therefore similar to each other.
Five.IV.2.30 Its characteristic polynomial is c(x) = x2 + 1 which has complex roots
x2 + 1 = (x + i)(x i). Because the roots are distinct, the matrix is diagonalizable
and its Jordan form is that diagonal matrix.
!
i 0
0 i
345
To find an associated basis we compute the null spaces.

!
!
iy
iy
N (t + i) = {
| y C}
N (t i) = {
| y C}
y
y
For instance,
T +iI=
i
1
1
i
and so we get a description of the null space of t + i by solving this linear system.
ix y = 0
x + iy = 0
i1 +2
ix y = 0
0=0
(To change the relation ix = y so that the leading variable x is expressed in terms of
the free variable y, we can multiply both sides by i.)
As a result, one such basis is this.
!
!
i
i
B=h
,
i
1
1
Five.IV.2.31 We can count the possible classes by counting the possible canonical representatives, that is, the possible Jordan form matrices. The characteristic polynomial
must be either c1 (x) = (x + 3)2 (x 4) or c2 (x) = (x + 3)(x 4)2 . In the c1 case there
are two possible actions of t + 3 on a string basis for N (t + 3).
~ 1 7
~ 2 7 ~0
~ 1 7 ~0
~ 2 7 ~0
There are two associatedJordan form

matrices.
3 0 0
3
1 3 0
0
0
0 4
0
Similarly there are two Jordan form matrices that
3 0 0
3
0 4 0
0
0 1 4
0
0
3
0
0
4
could arise out of c2 .
0 0
4 0
0 4
So in total there are four possible Jordan forms.

Five.IV.2.32 Jordan form is unique. A diagonal matrix is in Jordan form. Thus the
Jordan form of a diagonalizable matrix is its diagonalization. If the minimal polynomial
has factors to some power higher than one then the Jordan form has subdiagonal 1s,
and so is not diagonal.
Five.IV.2.33 One example is the transformation of C that sends x to x.
Five.IV.2.34 Apply Lemma 2.8 twice; the subspace is t 1 invariant if and only if it is
t invariant, which in turn holds if and only if it is t 2 invariant.
346
Five.IV.2.35 False; these two 44 matrices each have c(x) = (x3)4 and m(x) = (x3)2 .
3 0 0 0
3 0 0 0
1 3 0 0 1 3 0 0
0 0 3 0 0 0 3 0
0 0 1 3
0 0 0 3
Five.IV.2.36 (a) The characteristic polynomial is this.

a x
b

= (ax)(dx)bc = ad(a+d)x+x2 bc = x2 (a+d)x+(adbc)
c
d x
Note that the determinant appears as the constant term.
(b) Recall that the characteristic polynomial |T xI| is invariant under similarity.
Use the permutation expansion formula to show that the trace is the negative of
the coefficient of xn1 .
(c) No, there are matrices T and S that are equivalent S = PT Q (for some nonsingular
P and Q) but that have different traces. An easy example is this.
!
!
!
!
2 0
1 0
1 0
2 0
PT Q =
=
0 1
0 1
0 1
0 1
Even easier examples using 11 matrices are possible.
(d) Put the matrix in Jordan form. By the first item, the trace is unchanged.
(e) The first part is easy; use the third item. The converse does not hold: this matrix
!
1 0
0 1
has a trace of zero but is not nilpotent.
Five.IV.2.37 Suppose that BM is a basis for a subspace M of some vector space.
Implication one way is clear; if M is t invariant then in particular, if m
~ BM
~ 1, . . . ,
~ q i and note that
then t(m)
~ M. For the other implication, let BM = h
~ 1 + + mq
~ q ) = m1 t(
~ 1 ) + + mq t(
~ q ) is in M as any subspace
t(m)
~ = t(m1
is closed under linear combinations.
Five.IV.2.38 Yes, the intersection of t invariant subspaces is t invariant. Assume that
M and N are t invariant. If ~v M N then t(~v) M by the invariance of M and
t(~v) N by the invariance of N.
Of course, the union of two subspaces need not be a subspace (remember that the
x- and y-axes are subspaces of the plane R2 but the union of the two axes fails to be
closed under vector addition; for instance it does not contain ~e1 + ~e2 .) However, the
union of invariant subsets is an invariant subset; if ~v M N then ~v M or ~v N
so t(~v) M or t(~v) N.
No, the complement of an invariant subspace need not be invariant. Consider the
subspace
!
x
{
| x C}
0
of C2 under the zero transformation.
Yes, the sum of two invariant subspaces is invariant. The check is easy.
Five.IV.2.39 One such ordering is the dictionary ordering. Order by the real component
first, then by the coefficient of i. For instance, 3 + 2i < 4 + 1i but 4 + 1i < 4 + 2i.
Five.IV.2.40 The first half is easy the derivative of any real polynomial is a real
polynomial of lower degree. The answer to the second half is no; any complement of
Pj (R) must include a polynomial of degree j + 1, and the derivative of that polynomial
is in Pj (R).
Five.IV.2.41 For the first half, show that each is a subspace and then observe that any
polynomial can be uniquely written as the sum of even-powered and odd-powered
terms (the zero polynomial is both). The answer to the second half is no: x2 is even
while 2x is odd.
Five.IV.2.42 Yes. If RepB,B (t) has the given block form, take BM to be the first j vectors
of B, where J is the jj upper left submatrix. Take BN to be the remaining k vectors
in B. Let M and N be the spans of BM and BN . Clearly M and N are complementary.
To see M is invariant (N works the same way), represent any m
~ M with respect
to B, note the last k components are zeroes, and multiply by the given block matrix.
The final k components of the result are zeroes, so that result is again in M.
Five.IV.2.43 Put the matrix in Jordan form. By
eigenvalues on the diagonal. Ape this example:

9 0 0
3

1 9 0 = 1/6
0 0 4
0
non-singularity, there are no zero

0
3
0
2
0
0
2
to construct a square root. Show that it holds up under similarity: if S2 = T then

(PSP1 )(PSP1 ) = PT P1 .
348
Topic: Method of Powers

1
(a) By eye, we see that the largest eigenvalue is 4. Sage gives this.
sage: def eigen(M,v,num_loops=10):
....:
for p in range(num_loops):
....:
v_normalized = (1/v.norm())*v
....:
v = M*v
....:
return v
....:
sage: M = matrix(RDF, [[1,5], [0,4]])
sage: v = vector(RDF, [1, 2])
sage: v = eigen(M,v)
sage: (M*v).dot_product(v)/v.dot_product(v)
4.00000147259
(b) A simple calculation shows that the largest eigenvalue is 2. Sage gives this.
sage: M = matrix(RDF, [[3,2], [-1,0]])
2.00097741083
(a) Here is Sage.

sage: def eigen_by_iter(M, v, toler=0.01):
....:
dex = 0
....:
diff = 10
....:
while abs(diff)>toler:
....:
dex = dex+1
....:
v_next = M*v
....:
....:
v_next_normalized = (1/v_next.norm())*v_next
....:
diff = (v_next_normalized-v_normalized).norm()
....:
v_prior = v_normalized
....:
v = v_next_normalized
....:
return v, v_prior, dex
....:
sage: M = matrix(RDF, [[1,5], [0,4]])
sage: v,v_prior,dex = eigen_by_iter(M,v)
sage: (M*v).norm()/v.norm()
4.00604111686
sage: dex
4
(b) Sage takes a few more iterations on this one. This makes use of the procedure
defined in the prior item.
sage: M = matrix(RDF, [[3,2], [-1,0]])
sage: (M*v).norm()/v.norm()
2.01585174302
sage: dex
6
(a) The largest eigenvalue is 3. Sage gives this.
349
sage: M = matrix(RDF, [[4,0,1], [-2,1,0], [-2,0,1]])

sage: v = vector(RDF, [1, 2, 3])
3.02362112326
(b) The largest eigenvalue is 3.

sage: M = matrix(RDF, [[-1,2,2], [2,2,2], [-3,-6,-6]])
-3.00941127145
(a) Sage gets this, where
eigen_by_iter
is defined above.
sage: M = matrix(RDF, [[4,0,1], [-2,1,0], [-2,0,1]])

3.05460392934
sage: dex
8
(b) With this setup,

sage: M = matrix(RDF, [[-1,2,2], [2,2,2], [-3,-6,-6]])
Sage does not return (use <Ctrl>-c to interrupt the computation). Adding some error
checking code to the routine
def eigen_by_iter(M, v, toler=0.01):
dex = 0
diff = 10
while abs(diff)>toler:
dex = dex+1
if dex>1000:
print "oops! probably in some loop: \nv=",v,"\nv_next=",v_next
v_next = M*v
if (v.norm()==0):
print "oops! v is zero"
return None
if (v_next.norm()==0):
print "oops! v_next is zero"
return None
v_next_normalized = (1/v_next.norm())*v_next
diff = (v_next_normalized-v_normalized).norm()
v_prior = v_normalized
v = v_next_normalized
return v, v_prior, dex
gives this.
oops! probably in some loop:
v= (0.707106781187, -1.48029736617e-16, -0.707106781187)
v_next= (2.12132034356, -4.4408920985e-16, -2.12132034356)
v= (-0.707106781187, 1.48029736617e-16, 0.707106781187)
v_next= (-2.12132034356, 4.4408920985e-16, 2.12132034356)
v= (0.707106781187, -1.48029736617e-16, -0.707106781187)

v_next= (2.12132034356, -4.4408920985e-16, -2.12132034356)
So it is circling.
5 In theory, this method would produce 2 . In practice, however, rounding errors in
the computation introduce components in the direction of ~v1 , and so the method will
still produce 1 , although it may take somewhat longer than it would have taken with
a more fortunate choice of initial vector.
6 Instead of using ~vk = T~vk1 , use T 1~vk = ~vk1 .
Topic: Stable Populations

1 The equation
0.89I T =
0.89
0
0
0.89
.90
.10
!
.01
=
.99
.01
.10
!
.01
.10
leads to this system.

.01
.10
!
!
.01
p
=
.10
r
0
0
So the eigenvectors have p = r.

2 Sage finds this.
sage: M = matrix(RDF, [[0.90,0.01], [0.10,0.99]])
sage: v = vector(RDF, [10000, 100000])
sage: for y in range(10):
....:
v[1] = v[1]*(1+.01)^y
....:
print "pop vector year",y," is",v
....:
v = M*v
....:
pop vector year 0 is (10000.0, 100000.0)
So inside the park the population grows by about eleven percent while outside the
park the population grows by about fifty five percent.
3 The matrix equation

pn+1
rn+1
!
=
0.95
0.05
0.01
0.99
pn
rn
means that to find eigenvalues we want to solve this.

0.95
0.01

0=
= 2 1.94 0.9404
0.10
0.99
Sage gives this.
sage: a,b,c = var('a,b,c')
sage: qe = (x^2 - 1.94*x -.9404 == 0)
sage: print solve(qe, x)
[
x == -1/100*sqrt(18813) + 97/100,
x == 1/100*sqrt(18813) + 97/100
]
sage: n(-1/100*sqrt(18813) + 97/100)
-0.401604899378826
sage: n(1/100*sqrt(18813) + 97/100)
2.34160489937883
(a) This is the recurrence.
cn+1
.95
un+1 .04
.01
mn+1
.06
.90
.04
cn
0
.10 un
.90
mn
(b) The system

.05c .06u
=0
.04c + .10u .10m = 0
.01c .04u + .10m = 0
has infinitely many solutions.
sage: var('c,u,m')
(c, u, m)
sage: eqns = [ .05*c-.06*u == 0,
....:
-.04*c+.10*u-.10*m == 0,
....:
-.01*c-.04*u+.10*m == 0 ]
sage: solve(eqns, c,u,m)
[[c == 30/13*r1, u == 25/13*r1, m == r1]]
352
Topic: Page Ranking

P
P
P
1 The sum of the entries in column j is i hi,j + (1 )si,j = i hi,j + i (1
P
P
)si,j = i hi,j + (1 ) i si,j = 1 + (1 ) 1, which is one.
2 This Sage session gives equal values.
sage: H=matrix(QQ,[[0,0,0,1], [1,0,0,0], [0,1,0,0], [0,0,1,0]])
sage: S=matrix(QQ,[[1/4,1/4,1/4,1/4], [1/4,1/4,1/4,1/4], [1/4,1/4,1/4,1/4], [1/4,1/4,1/4,1/4]])
sage: alpha=0.85
sage: G=alpha*H+(1-alpha)*S
sage: I=matrix(QQ,[[1,0,0,0], [0,1,0,0], [0,0,1,0], [0,0,0,1]])
sage: N=G-I
sage: 1200*N
[-1155.00000000000 45.0000000000000 45.0000000000000 1065.00000000000]
[ 1065.00000000000 -1155.00000000000 45.0000000000000 45.0000000000000]
[ 45.0000000000000 1065.00000000000 -1155.00000000000 45.0000000000000]
[ 45.0000000000000 45.0000000000000 1065.00000000000 -1155.00000000000]
sage: M=matrix(QQ,[[-1155,45,45,1065], [1065,-1155,45,45], [45,1065,-1155,45], [45,45,1065,-1155]])
sage: M.echelon_form()
[ 1 0 0 -1]
[ 0 1 0 -1]
[ 0 0 1 -1]
[ 0 0 0 0]
sage: v=vector([1,1,1,1])
sage: (v/v.norm()).n()
(0.500000000000000, 0.500000000000000, 0.500000000000000, 0.500000000000000)
3 We have this.
0
1/3
H=
1/3
1/3
0
0
1/2
1/2
1 1/2
0
0
0 1/2
0
0
(a) This Sage session gives the answer.

sage: H=matrix(QQ,[[0,0,1,1/2], [1/3,0,0,0], [1/3,1/2,0,1/2], [1/3,1/2,0,0]])
sage: S=matrix(QQ,[[1/4,1/4,1/4,1/4], [1/4,1/4,1/4,1/4], [1/4,1/4,1/4,1/4], [1/4,1/4,1/4,1/4]])
sage: I=matrix(QQ,[[1,0,0,0], [0,1,0,0], [0,0,1,0], [0,0,0,1]])
sage: alpha=0.85
sage: N=G-I
sage: 1200*N
[-1155.00000000000 45.0000000000000 1065.00000000000 555.000000000000]
[ 385.000000000000 -1155.00000000000 45.0000000000000 45.0000000000000]
[ 385.000000000000 555.000000000000 -1155.00000000000 555.000000000000]
[ 385.000000000000 555.000000000000 45.0000000000000 -1155.00000000000]
sage: M=matrix(QQ,[[-1155,45,1065,555], [385,-1155,45,45], [385,555,-1155,555],
....:
[385,555,45,-1155]])
[
1
0
0 -106613/58520]
[
0
1
0
-40/57]
[
0
0
1
-57/40]
[
0
0
0
0]
sage: v=vector([106613/58520,40/57,57/40,1])
(0.696483066294572, 0.268280959381099, 0.544778023143244, 0.382300367118066)
(b) Continue the Sage session to get this.

sage: alpha=0.95
sage: N=G-I
sage: 1200*N
[-1185.00000000000 15.0000000000000 1155.00000000000 585.000000000000]
[ 395.000000000000 -1185.00000000000 15.0000000000000 15.0000000000000]
[ 395.000000000000 585.000000000000 -1185.00000000000 585.000000000000]
[ 395.000000000000 585.000000000000 15.0000000000000 -1185.00000000000]
sage: M=matrix(QQ,[[-1185,15,1155,585], [395,-1185,15,15], [395,585,-1185,585],
....:
[395,585,15,-1185]])
[
1
0
0 -361677/186440]
[
0
1
0
-40/59]
[
0
0
1
-59/40]
[
0
0
0
0]
sage: v=vector([361677/186440,40/59,59/40,1])
(0.713196892748114, 0.249250262646952, 0.542275102671275, 0.367644137404254)
(c) Page p3 is important, but it passes its importance on to only one page, p1 . So
that page receives a large boost.
Topic: Linear Recurrences

1 We use the formula
"
!n
!n #
1+ 5
1
1 5
F(n) =
2
2
5
As observed earlier, (1 + 5)/2 is larger than one while (1 + 5)/2 has absolute value
less than one.
sage: phi = (1+5^(0.5))/2
sage: psi = (1-5^(0.5))/2
sage: phi
1.61803398874989
sage: psi
-0.618033988749895
So the value of the expression is dominated by the first term. Solving 1000 =
(1/ 5) ((1 + 5)/2)n gives this.

sage: a = ln(1000*5^(0.5))/ln(phi)
sage: a
16.0271918385296
sage: psi^(17)
-0.000280033582072583
So by the seventeenth power, the second term does not contribute enough to change
the roundoff. For the ten thousand and million calculations the situation is even more
extreme.
354
sage: b = ln(10000*5^(0.5))/ln(phi)
sage: b
20.8121638053112
sage: c = ln(1000000*5^(0.5))/ln(phi)
sage: c
30.3821077388746
The answers in these cases are 21 and 31.

2
(a) We express the relation in matrix form.

!
!
!
f(n)
5 6
f(n 1)
=
f(n 1)
1 0
f(n 2)
The characteristic equation of the matrix

5 6

= 2 5 + 6

1

has roots of 2 and 3. Any function of the form f(n) = c1 2n + c2 3n satisfies the
recurrence.
(b) The matrix expression of the relation is
!
!
!
f(n)
0 4
f(n 1)
=
f(n 1)
1 0
f(n 2)
and the characteristic equation

2

2 = ( 2)( + 2)
has the two roots 2 and 2. Any function of the form f(n) = c1 2n + c2 (2)n
satisfies this recurrence.
(c) In matrix form the relation
5 2 8
f(n 1)
f(n)
0 f(n 2)
f(n 1) = 1 0
f(n 2)
0 1
0
f(n 3)
has a characteristic equation with roots 1, 2, and 4. Any combination of the form
c1 (1)n + c2 2n + c3 4n solves the recurrence.
(a) The solution of the homogeneous recurrence is f(n) = c1 2n + c2 3n . Substituting

f(0) = 1 and f(1) = 1 gives this linear system.
c1 + c2 = 1
2c1 + 3c2 = 1
By eye we see that c1 = 2 and c2 = 1.
(b) The solution of the homogeneous recurrence is c1 2n + c2 (2)n . The initial
conditions give this linear system.
c1 + c2 = 0
2c1 2c2 = 1
The solution is c1 = 1/4, c2 = 1/4.
355
(c) The homogeneous recurrence has the solution f(n) = c1 (1)n + c2 2n + c3 4n .

With the initial conditions we get this linear system.
c1 + c2 + c3 = 1
c1 + 2c2 + 4c3 = 1
c1 + 4c2 + 16c3 = 3
Its solution is c1 = 1/3, c2 = 2/3, c3 = 0.
4 Fix a linear homogeneous recurrence of order k. Let S be the set of functions
f : N C satisfying the recurrence. Consider
the
function : S Ck given as here.
f(0)
f(1)

f 7
..
f(k 1)
This shows linearity.
af1 (0) + bf2 (0)
..
(a f1 + b f2 ) =
.
af1 (k 1) + bf2 (k 1)
f1 (0)
f2 (0)
..
..
= a
+ b
= a (f1 ) + b (f2 )
.
.
f1 (k 1)
5 We use the hint to prove this.

an1 an2 an3 . . .

1
0
...

0
1

0 =
0
0
1

..
..

..

.
.
.

0
0
0
...
f2 (k 1)
ank+1
0

ank
0

..
.

= (1)k1 (k + an1 k1 + an2 k2 + + ank+1 + ank )

= (k + an1 k1 + an2 k2 + + ank+1 + ank )
The base step is trivial. For the inductive step, expanding down the final column
gives two nonzero terms.

an1 an2 an3 . . . ank+1

1
0
...
0

0
1

k1

(1)
ank 1

0
0
1

..
..

..

.
.
.

0
0
0
...
1
356
(The matrix is square so the sign in front of is 1even ). Application of the inductive
hypothesis gives the desired result.
= (1)k1 ank 1
(1)k2 (k1 + an1 k2 + an2 k3 + + ank+1 0 )
6 This is a straightforward induction on n.
7 Sage says that we are safe.
sage: T64 = 18446744073709551615
sage: T64_days = T64/(60*60*24)
sage: T64_days
1229782938247303441/5760
sage: T64_years = T64_days/365.25
sage: T64_years
5.84542046090626e11
sage: age_of_universe = 13.8e9
sage: T64_years/age_of_universe
42.3581192819294

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Answers to exercises

real numbers, positive reals, n-tuples of reals

Chapter Two: Vector Spaces

Linear Algebra, by Hefferon

Chapter Three: Maps Between Spaces

Chapter Four: Determinants

Chapter Five: Similarity

Linear Algebra, by Hefferon

Chapter One: Linear

(a) Gausss Method

gives that the solution is y = 3 and x = 2.

(a) Gaussian reduction

shows that y = 1/2 and x = 2 is the unique solution.

Linear Algebra, by Hefferon

gives the unique solution (x, y, z) = (5, 5, 0).

which shows that there are many solutions.

to conclude this system has no solutions if k 6= 3 and if k = 3 then it has infinitely

Linear Algebra, by Hefferon

One.I.1.26 Here S0 = {(1, 1) }

((cb/a) + d)y = (cj/a) + k

Linear Algebra, by Hefferon

is satisfied by every (x, y) R .

so the row-swap operation is redundant in the presence of the other two.

and so the result wouldnt hold.)

Linear Algebra, by Hefferon

One.I.2: Describing the Solution Set

(d) Not defined.

(a) This reduction

gives the unique solution y = 1, x = 0. The solution set is this.

leaves x1 and x2 leading with x3 free. The solution set is this.

Linear Algebra, by Hefferon

shows that there is no solution the solution set is empty.

(a) The reduction

(b) This application of Gausss

Linear Algebra, by Hefferon

20c + 50s + 12a = 40 000

0 0 1/4 5/2 (1/2)a (1/4)b + c

leaving w free. Solve: z = 2a + b 4c + 10w, and 4y = 2a + b (2a + b 4c +

is ambiguous because it could

(a) Plugging in x = 1 and x = 1 gives

so the set of functions is {f(x) = (4 c)x2 2x + c | c R}.

Linear Algebra, by Hefferon

If a = 1, or if a = +1, then the formulas are meaningless; in the first instance we

One.I.3: General = Particular + Homogeneous

Linear Algebra, by Hefferon

(d) The solution set is a singleton.

set for the associated homogeneous system

Linear Algebra, by Hefferon

(d) The solution set is this.

gives this is the solution to the homogeneous problem.

ends with each row containing a leading entry.

Linear Algebra, by Hefferon

to conclude that there are c1 and c2 giving the combination.

shows that there are infinitely many ways

(d) No. Look at the third components.

One.I.3.23 Assume ~s, ~t R and write them as here.

Linear Algebra, by Hefferon

(a) No, their canonical positions are different.