The Pfaftian Line Bundle: Mathematical Physics
The Pfaftian Line Bundle: Mathematical Physics
Communications in
Mathematical
Physics
9 Springer-Verlag 1992
Abstract. We analyze the holomorphic Pfaffian line bundle defined over an infinite
dimensional isotropic Grassmannian manifold. Using the infinite dimensional
relative Pfaffian, we produce a Fock space structure on the space of holomorphic
sections of the dual of this bundle. On this Fock space, an explicit and rigorous
construction of the spin representations of the loop groups LO. is given. We also
discuss and prove some facts about the connection between the Pfaffian line bundle
over the Grassmannian and the Pfaffian line bundle of a Dirac operator.
1. Introduction
In this paper, we study the Pfaffian line bundle P F over the isotropic Grassmannian manifold of a Hilbert space. This line bundle, which was first defined in [21], is
a unique holomorphic square root of the determinant line bundle over the
Grassmannian. Here we will use the theory of the infinite dimensional relative
Pfaffian developed in [13] and [-16] to construct a Hilbert space f f out of the space
of holomorphic sections of the dual bundle of PF. If we use the space of squareintegrable wave functions on the circle for the underlying Hilbert space, then f f is
interpreted as the Fock space of a Majorana fermion on the circle (with half the
degrees of freedom of the Dirac Fock space, which arises from the corresponding
construction for the determinant line bundle). The physical interpretation of this
Pfaffian line bundle Fock space construction was speculated on in [26], and it
serves as an example of the Fock space functor described in [24].
The Fock space ~- is isomorphic to the completion of an exterior algebra, but
the Pfaffian line bundle approach reveals extra structure. The isotropic Grassmannian Grx(Yt) is a homogeneous space of the restricted orthogonal group Ores(3eg)
associated to a real structure on the Hilbert space Jr. We show that f f carries
a projective unitary representation of Ores(Yg), which is an analytic generalization
of the representations described algebraically in [14]. In analogy to the Borel-Weil
* Supported by a National Science Foundation Graduate Fellowship
464
D. Borthwick
465
(2.1)
(2.2)
where P+ are the orthogonal projections onto Jg+. Note that this restriction on
the off-diagonal parts of an element g implies that the diagonal parts, P+ gP+
and P_ g P-, must be Fredholm, through the condition that g is invertible. The
Grassmannian manifold is a homogeneous space of the restricted unitary group.
G r ( ~ ) := { W c Yg' : W = gogt~ for some g~ Ure=(~)}
"~ Ures(~)/U(~/tr
x U(~+)
(2.3)
466
D. Borthwick
G r t k ) ( ~ ) ---- U Grm(CZk),
(2.4)
m=l
~r
~,card(7l_\S)< ~ } .
(2.5)
(2.6)
Over the finite dimensional Grassmannians, the determinant line bundle can be
defined by taking the bundle whose fiber over a subspace is the top exterior power
of that subspace. In the infinite dimensional case, we will think of a trivialization of
D E T as given formally by the maps
A~
A (1 +
A)ek,
(3.1)
k~S
467
(3.2)
gRs(A):=
AkES\R(1 + A)ek
/~keR\S(1 + A)ek
jeR\S
k~S\R
(3.3)
(3.4)
The notation here is that p corresponds to (A,, 2p) under DETIvs ~ Us x C, and
similarly for q. The determinant over Ws is a Fredholm determinant, which is
well-defined because Ap and Aq are Hilbert-Schmidt.
Proposition 3.1. fl defines a map D E T x D E T ~ C, which is holomorphic in the
second variable, antiholomorphic in the first, and linear and antilinear on the
respective fibers.
Proof. We first need to show that fi is well-defined under the transition maps of the
bundle DET. To see this, suppose we have points p, q ~ D E T which lie above AR
and BR, respectively, in UR, and also above As and Bs in Us. We want to show that
det (1 + A~Bs) = gsR(AR)gsR(BR) det (1 + A*BR).
w~
wl
(3.5)
The fact that graph(As) = graph(AR), and that graph(Bs) = graph(Bg), leads to
some simple identities for various submatrices of the A's and B's. These can be used
to prove the following fact,
(1 + A*BsPs) = (Psc~R -- PSc~RA*Ps\RA'~PR\s + P s \ R A ~ P R \ s )
x (1 + A*BRPR)(Psc~R -- PR\sBsPs\RBRPRns
+ PR\sBsPs\R ) ,
(3.6)
468
D. Borthwick
where all these expressions are considered as operators on the full space ~ff. The
proof is easy, but somewhat tedious. Each factor in (3.6) is of the form 1 + (trace
class), so we can use the product rule when taking the determinant of each side. The
determinant of the left-hand side just gives the determinant over Ws in the
expression above, and the second term on the right-hand side gives the corresponding determinant over WR. That leaves two determinants of expressions which differ
from the identity only by operators of finite rank. It is easy to see that they reduce
to the finite dimensional determinants which appear in the transition functions
gsR(BR) and gsR(AR).
This shows that fl satisfies the correct transition law. The remaining step is to
prove holomorphicity. Note first that fl satisfies a hermitian property,
fl(q, p) = fl(p, q) ,
(3.7)
so that we really need only prove holomorphicity in the second variable. The
linearity on the fibers is obvious. Fix a point p e DET, which lies over some open set
Us. It suffices for us to prove that on each open set UR, the function
(3.8)
f ( B ) = 2pgsa(B) det (1 + A * B s ) ,
(3.9)
ws
where Bs is the point in Us corresponding to B. The 9SR appears when we transform
the point (B, 1) z UR X C. We can rewrite this expression as follows,
f ( B ) = 2 v det {<(1 + Ap)ej,(1 + Bs)ek>} det { ( e i,Bek>}
j,k~S
jeS\R
keR\S
(3.10)
jeS
ksR
We now observe that this last expression in fact gives a well-defined, explicit
formula for f on all of U~. It is holomorphic in B because of the absolute
convergence of the expansion for the Fredholm determinant. []
Now that we have the map fl, we can easily define a hermitian structure on
DET. Given smooth sections of DET, Zl, z2, we simply take
<"~'1, "C2> ( W ) : = fl(~l(W), ~2(m)) 9
(3.11)
We have already remarked that fl satisfies a hermitian law. The smoothness of the
hermitian structure follows immediately from the holomorphicity of ft.
The map/3 provides more than a hermitian structure, however. With it, we also
obtain an inner product on the space F~. This is done as follows. An element of FD
can be thought of simply as a holomorphic map D E T ~ IE, which is linear on each
fiber. Clearly, we can regard /3 as being an element of FD | FD, wher FD is the
natural complex conjugate space to FD. Given two elements q, ~ ~ F~, we define the
pairing
(q, ~>p := (f/| 4)'/3.
(3.12)
469
By
t7 we mean the element of F-'o which is the conjugate of t/, so that (f/| ~)~
--!
F 9 @ F ; . The pairing (3.12) is continuous, by the continuity of the evaluation map,
and it is hermitian by the hermitian property of ft.
It is also, in fact, positive definite. Given an index set S, we write Ps for the point
(A = 0, 2 = 1)s in DETv~. We can define an element 7s ~ F~ by evaluation at Ps,
?s(a) := tr(ps),
(3.13)
(3.14)
(3.15)
(3.16)
Proposition 10.1.5 of [21] showed that the algebraic span of the Zs is dense in Fo.
Therefore, if <?s, ~)a = 0 for every S e s r then ~ = 0. This implies that the
algebraic span of the 7s'S is dense in F~. The pairing is thus positive definite, and
the ?s'S form an orthonormal basis.
Definition 3.2. ~ o is the completion of F'D in the inner product < 9 9 )~.
This Hilbert space gives the fundamental representation of Ure~(~) [21]. We
will define the corresponding Hilbert space for the Pfaffian fine bundle in the next
section.
(x, y ) : - < J x , y ) .
(4.1)
J W = W }.
(4.2)
J S = S ~} .
(4.3)
470
D, Borthwick
We also note that graph(A) lies in GrI(W), for A~I2(Ws, WXs), S~5~I, if and
only if
(4.4)
det
{ ( e - i, Aek)}
j,k~S\R
det
{(e~, Ae~)} ,
(4.5)
j,k~S\R
where ( ' , -) is the bilinear form given by (4.1). This is the determinant of a skewsymmetric matrix. Because the determinant is non-zero when VR intersects Vs, the
skew matrices must be even dimensional in this case. These transition functions
therefore have holomorphic square roots, given by the Pfaffian.
Hence we will define a line bundle P F over Grl(3gf) which has transition
functions given by
hsR(A ) :=
Pf
{(ej, Aek)} .
(4.6)
j,k~S\R
For the moment, we allow an arbitrary choice of orientation for the Pfaftians in
these functions. We must check that the cocycle conditions, hRshsrhwR 1, are
=
471
satisfied. Because the Pfaffian is the square root of the determinant, we know these
identities are satisfied up to sign. To check the sign, we note that the Pfaffian of
a matrix and the Pfaffian of its inverse appear in these expressions with opposite
orientations, where by opposite orientation we mean et, ^ . 9 9 /x et2. replaced by
e t 2 . / x . . . ^ et,. This involves a change of sign of ( - 1)'. It is a simple fact about
Pfaffians that when A is an invertible 2n-dimensional matrix,
Pf(A)Pf(A -1) = ( _ 1)',
(4.7)
(4.8)
472
D. Borthwick
(4.11)
(4.12)
P f ( J A J , B) 2 = det (1 + PsA*BPs)
ws
~"
= det (1 + A ' B ) ,
(4.13)
ws
which is the expression which appears in the definition of ft. It is clear that we
should define the m a p e as follows. We set c~(p, q) = 0 unless p, q are both in PFIvs
for some S, and in this case
~(p, q) = 2q Pf ( J Ap J, Aq) .
(4.14)
ws
Proposition 4.3. ct defines a map P F x P F --* ([;, which is holomorphic in the second
variable, antiholomorphic in the first, and linear and antilinear on the respective
fibers.
Proof. The proof follows almost entirely from the corresponding result for fi proven
in Proposition 3.1. The one point to check is the following. By taking the square
root of the corresponding equation for fl, we know that
Pf (JAs J, Bs) = + hRs(As)hRs(Bs) Pf (JAR J, BR) ,
ws
wR
(4.15)
473
where As ~ Vs corresponds to A R ~ V R , and likewise for the B's. We must check that
the sign is positive. To fix the sign, we let A = B. Then we have
Pf ( J a s J, As) = + [hRs(hs)l z Pf (JAR J, AR).
Ws
WR
The
Pfaffians
are
both
positive
by
continuity,
since
(4.16)
P f ( 0 , 0 ) = 1, and
P f ( J A J , A) z = det(1 + A ' A ) > 1. Thus the overall sign in Eq. (4.15) is (+), as
desired.
[]
This proposition tells us that a~/~e | Fe, and we can use it to define an inner
product ( ", 9)~ on F~,, exactly as in the determinant case.
Definition 4.4. ~-p is the completion of F'e in the inner product ( "," )~.
We obtain an orthonormal basis {Ts} for o~e, indexed by S ~ d i ,
way as for ~D.
in the same
n=l
Yl A , . . A ym)
:=
6,mdet{(xi, y j ) }
(5.1)
It is clear that the elements of the form es I ^ . . . /x % , for all sets of positive
integers, form an orthonormal basis for ~-+. An element S of d t is completely
specified by the subset S n Z + . If we denote the elements of S ~ Z + by
{Sl . . . . , s,}, then we have the obvious isomorphism p : J e ~ Y+ given by
P(7s) := % A . . . /x es, ,
(5.2)
where {Ts} is the orthonormal basis for fie. This isomorphism is singled out by our
choice of basis. There is no canonical way to relate the 7s under change of basis
of ~,~F.
Since an element of P F corresponds to an element of fie by the evaluation
map, we can ask how the isomorphism acts on the elements of PF. For example,
suppose we take a point (A, 2)s in PFlvs. Considering the point (A, 2)s as an
element of ~,~p, we can expand
(A, 2)s =
(7R,(A, 2)s)v?R
R~
Y~ v(pR,(A,,~)s)?R
REdt
~,
2has(A)Ta.
R e~41
(5.3)
474
D. Borthwick
Here and elsewhere, we will use the same notation (A, 2)s to refer to a point of P F
and a point in o~p via the evaluation map. We also adopt the convention that
has(A) = 0 if VR c~ Vs is empty. Equation (5.3) implies that
P((A,)Os) =)~
hRs(A)P(~g)
R ~,~
= ,~ ~
(5.4)
hgs(A)erl A . . . A er, 9
R E ,~ r
Let So denote the index set ;~_ ~ ~4,, and for convenience let 1Io denote Vso. W e
can define a map q5 from Vo -~ I~(d/f_, W+) to the completion of ^23tf+ by
q~(A) :=
1
(e-i, Ae_j)ei
(5.5)
^ ei ,
i,j~2Z+
(5.6)
Because the space ~ + has an exterior algebra structure, we can take the exponential of an element. It in fact follows from the definition of the finite dimensional
Pfaffian that
e4~(A)=
Pf
vcZ+
l <~i,j<~n
{(e_~,,Ae_~j)}e~,^...^e~
(5.7)
h~so(A) =
Pf
{(e_,,,
Ae_,j)},
(S.8)
l~i,j<n
(5.9)
e~
(5.10)
,el_
This result, which is quite simple to prove directly, was first pointed out in [21].
We can develop a formula similar to (5.9) for points lying over an arbitrary
subspace Vs, provided we choose the appropriate orientations for transition
functions. First we introduce the action of a Clifford algebra on ~-+. Because of the
exterior algebra structure, we can let an element of ~ + act on ~ + by exterior
multiplication, or by interior multiplication. F o r j > 0, let Z~ be the operator which
acts as the sum of exterior multiplication by ej plus interior multiplication by e~.
Thus, if co is a form such that ej/x co # 0, then we have
Zj(CO) = ejAco,
zj(e~Aco) = co.
(5.11)
The )(s are clearly self-adjoint, and they satisfy the anticommutation relations,
{zj, zk} = 6jk.
(5.12)
Thus they form an infinite dimensional Clifford algebra which acts unitarily
on ~ + .
475
Let aj be the element of U,,~(Scf) whose sole effect is to interchange the basis
elements ej and e_~. As above, we identify the index sets S s ~r with sets of integers
{sl . . . . . Sk} = S c~ ~E, arranged in increasing order. F o r A e Vo, we define a new
m a p A s: W s ~ W ~ b y
A s : = (as, 9 9 9 a J A ( a s ,
(5.13)
. . . ask).
(5.14)
(5.15)
Pf
{(ei, ASek)}
i, j e S \ R
= +
Pf
{(ei,(a,,...as~)A(a,,...a,~)ek)}
i,jeS\R
= _+
Pf
(5.16)
{(ei, Aek)},
i, j e S o k T
(5.17)
The sign of course depends on the orientations we choose for the Pfaffians. N o w we
simply observe that T = (as1 9 9 9 (rs~)R implies that
% /x . . . A %
= ++_Zsl . . . Zs~(etl /x . . . ^ e t m ) .
(5.18)
Thus we have
P((AS, X)s)=
+ Zs, . . .
Zs~
hrso(A)(et,/x
.. . Aet=)
Te dr
= +- Zs, . . .
(5.19)
Zs~ e ~
We can fix the orientation so that the sign is positive as follows. Suppose that
S\R = {ql,...,qm},
with the q's in increasing order, q~ < . . .
< qm. Define
eRS = +__ 1 by the equation,
)~s~ 9 9 9 Z s ~ ( e , ^ 9 9 9 A e,~) = e g s % A . . . A e , .
(5.20)
The transition function hRs involves a Pfaffian over the vector space which is the
span of {eq . . . . . , eq=}. We now specify the orientation on this vector space by the
top form,
gRseqm A . . . A eql
(5.21)
476
D. Borthwick
where eRS is determined from Eq. (5.20). It is straightforward to check that these
choices of orientation imply the condition (5.14). []
The composition of the evaluation map P F -~ o~p with the map p : o~p ~ ~ +
gives us a map from P F to ~ + . The fiber of PF over any point of G r t ( ~ ) maps to
a ray in ~ + . Thus we obtain a map z from G r / ( ~ ) to the projective space P(o~+),
given by
"C(As) := [Zsl . . . Zsk er
(5.22)
Proposition 5.2. P F is the pullback by the map z of the tautological line bundle
&e over p ( o~ + ).
P r o o f It is simple to check that the trivialization with which we have defined P F is
recovered from the maps t/s: Vs ~ Y given by
tls: (A s, 2)s ~ (z(AS), p ( ( A s, 2)s)),
(5.23)
477
A~
(c + dA)(a + bA) -1
(6.2)
We will see in Sect. 7 that the elements o f F of the form e 4~(a), where A ~ Uo, span F.
Since we want the action of g on F to cover the action on GrI(X), by Proposition
5.1 we would like to set
g. e~(a) = #o(A)e ~(Ag),
(6.3)
(6.4)
This requirement is the key to the difference between the spin representation in
finite and infinite dimensions. For, in the finite dimensional case, Eq. (6.4) has two
solutions,
#o(A) 2 = +_ [ d e t a ] l / z P f ( a - l b , A ) .
(6.5)
It is not possible to make a global choice of sign here for all of S02,, because
n1(SO2,) = 2~2. We can, however, define a projective representation which comes
from an honest unitary representation of Spin2,, the simply connected double
cover of S02,. The difference in infinite dimensions is that the square root of the
determinant of a becomes ill-defined. We have to define the numerical factor # in
a more involved way, resulting in a cyclic extension of the group rather than
a double cover. The fundamental group of the infinite dimensional group
SOres(~), which will be defined in the next section, is no longer Z2.
To continue the finite dimensional discussion, define the group Spin2, to consist
of pairs (g, #0), such that g ~ S02, and #0: Ug ~ (I: satisfies Eq. (6.4). We have seen
that Spin2, acts on F, but have not yet shown that this comes from an action on
PFx. Let i : PFx --* F be the inclusion, as described at the end of Sect. 5, consisting
of the composition of the evaluation m a p and p. We need to see that the action
preserves the image of i, and, moreover, that the resulting action on PFx is
holomorphic. Let ~ = (g, #g), and for index sets R, T, let U i T be the set of all B ~ VR
such that g maps the subspace graph(B) into VT. All that we need do is find
a holomorphic function fr on U~ T such that the action (6.3) corresponds under i to
9(B, 1)R = (g "B, fc(B))T,
(6.6)
478
D. Borthwick
where B ~ URoT. Suppose that B corresponds to a point C ~ U0. Then one can easily
check from (6.3) and the definition of i that we would have
~'(B, 1)R = (g'B, t~o(C)hTso(C~
(6.7)
f ( B ) = #o(C)hTso(C~
(6.8)
= gJ } .
(7.1)
(7.2)
479
Take S = R = So, where, as before, So is the set of all negative integers. If we let
g :=
(a;)
C
74,
with respect to the decomposition ~ _ 9 ~ + , then we see from Eq. (?.3) that
q = (a + bA), and that B = (c + d A ) ( a + bA) -1. Let Ug be the set of all A t Vo
such that (a + bA) is invertible. F o r A ~ Ug, define
A~
(c + d A ) ( a + bA) -1 ,
(7.5)
as in Sect. 6.
Because SOr~s(~) preserves the two connected c o m p o n e n t s of Gr1(J#), it will
also preserve the decomposition of ~ + into the subspaces of even and odd degree.
We will first consider the action on the space of even degree, which we will denote
by ~ ~en.
L e m m a 7.1. For any open set U c Vo, the elements o f the form e ~ta) for A ~ U span
~e~en.
Proof. We can assume that U is a n e i g h b o r h o o d of A = 0, because we can always
translate. That is, suppose U is a n e i g h b o r h o o d of the point Ao, and we want to
expand x. If we can expand
eC'(A~
= ~ ~.Ae*(A) ,
A
(7.6)
(7.7)
(7.8)
and with ~c sufficiently small we can find such a point in any n e i g h b o r h o o d of the
identity. Exponentiating gives
e *(A) = ~c(e,, ^ . . . /x e,k) + lower degree terms .
Thus we can recover all of the basis elements, and hence span all of . ~ ~r
[]
Because of this lemma, we can define the action for each g by specifying it on
elements of f f ~.**"of the form e *(A) for all A ~ U o. The action will preserve the inner
product, so that it will automatically extend to all of f f ....
+ . If the action is to cover
the action of "SO',~s(~vt~) on G r I ( J f ) , then we will have to have
9" er
= I~( A ) e4~(Ag) ,
(7.9)
(e $(A), e 4'(m )
= P f ( J A J, B ) .
(7.10)
480
D. Borthwick
er
= Pf (JA~
B e) .
(7.11)
2/g_
(')
Ag
=g
(7.12)
( a + b A ) -1
=det
B~
(a+bA)*-'
g*g
det(1 + A ' B )
= det(a + bB)(a + bA)*
(7.13)
(7.14)
(7.15)
~vf+
This relative Pfaffian is well-defined because both arguments are skew HilbertSchmidt operators. This is obvious for the first argument, A - B. The second
argument is Hilbert-Schmidt because b is Hilbert-Schmidt, and we see that it is
skew as follows. The fact that gJg* J = 1 implies that bJA* J is skew, and the
fact that A is skew implies that b A J B * J is also skew. The difference of these two
terms is
b(Ja*J - AJb*J) = bJ(a + bA)*J ,
(7.16)
(7.17)
(7.18)
so that (a + b A ) - ~ b is skew.
With # depending on two variables, we will now try to replace the relation (7.9)
with something like
g" e 4,(A) := #o(B, A)e C~176 .
(7.19)
481
Here B is an extra parameter, the choice of which will need to be included in our
extension of SOr~=(~f). We will also need to revise Eq. (7.14). Taking the square of
#o gives
#o(A, B) 2 = det(1 - (A - B)(a + bA)-Xb)
(7.20)
(we can switch the order of b and (A - B)(a + bA) -~ because both are HilbertSchmidt). We can simplify
1 - b ( A - - B)(a + bA) -1 = (a + bB)(a + bA) -~ ,
so that
#o(A, B) 2 --
(7.21)
We cannot extract the determinant of (a + bB) from this expression, but the
combination (a + bB~)(a + bB2)* does have a determinant. Therefore, we can
revise Eq. (7.14) by a constant factor which depends on the extra parameter,
(#o(A, Bz)#o(A, B1)) 2
(7.22)
We will take care of the extra factor (the denominator) through the following
extension of SOr,=(:gg).
Definition 7.2. SO ~e=(2/g) is the 9roup whose elements consist of triples
(9, A, 2)6SOre=(gff) x I~(~,~
ggY+)x 112x ,
(7.23)
[2[ 2 = x / d e t ( a + bA)*(a + b a ) .
(7.24)
(7.25)
(7.26)
2a22#o,(A1, A~
A3).
(7.27)
(7.28)
482
D. Borthwick
Using Eqs. (7.22) and (7.24), we see that the scalar factor relating the two elements
lies on the unit circle,
)~,
i~o(A, B)
= 1,
(7.29)
so that our extension is cyclic. We will compute the Lie algebra cocyle corresponding to this extension in the next section.
Theorem 7.3. For an element ~ = (9, A, 2)e
(7.30)
This action extends linearly to define a unitary action of S'-O~( Jg) on ~ 2 Cn.
Proof First we check that Eq. (7.30) is compatible with the multiplication laws
(7.26) and (7.27). For j = 1 , 2 , 3 ,
let ~j=(gj, Aj, 2 j ) e ' ~ r ~ ( ~ ) , such that
~1~2 :
= 23( Po,(A1,B~
#o~(Ax, A~
B) )
A3) cO(n"3)"
(7.31)
We need to show that the factor is parentheses is equal to pg3(A3, B). The square of
the numerator is given by
(7.32)
Now, since
(al + blB~
(7.33)
(#o~(A1,A302)po~(A 2, A3))/=det(a3+b3A3)(az+b2Az)-l(al
+ blA1)-i
(7.35)
B)
(#o~(Al_,_B~)l~o2(A
,
,~z = det(a3 + b3A3)(a 3 + b3A3) -1
]'/01( A 1, A g~
3 )~02( A 2, a-3- ) / /
(7.36)
483
so that
#gl(A1, Bg2)#g2(A2, B)
#o~(A1,A ~
"A A3)
= ___#03(A3, B ) .
(7.37)
To fix the sign, we simply let B = A3, and see that both sides are equal to 1. This
proves that
41 "(42" e o(n)) = 43" e 0(n) 9
(7.38)
The next step is to check that the action preserves the inner product. For
4 = (O, A, 2), we have
( 4 " e *(B1), r
B2)<e r
e *(B~)) .
(7.39)
B~*B~
1 3"
By the definition of
B ~ we have
B9
=9
a + bB)-i ,
(7.41)
so that we get
<eg~(n~176
+ b B 1 )1 " [ 9 ( 1 2 ) ( a + b B 2 ) -1]
det(1 + B*B2)
det(a + bB1)*(a + bB2)
(eO(B~),e4a(B2)>2
det(a +
bB~)*(a + bB2)
(7.42)
Putting this together with Eqs. (7.22) and (7.24), we find that
( { ' e 4,(n'), 4" eO(B2)>2 = ___( e *(n'), e4'(B2)>2 .
(7.43)
(S',f~(B))r,
(7.44)
484
D. Borthwick
where B'e VT is the point g(graph(B)). From Theorem 7.3 we know already that
such a function exists when R = T = So, and is given by 2#g(A, B) in this case.
Lemma 7.4. Given R and T, and for a fixed ~ = (g,A, 2)e SOres(~'~), there is
(7.45)
for Be UgR T .
Proof. Suppose that Be U~ r corresponds to a point C e Ug. Using Eq. (7.30) and
the transition functions for PF, we have
~'(B, 1)a = ~'(C, hsoa(B))so
= (C a, 2pg(A, C)hsoR(B))so)
= (B', 2pg(A, C)hTso(Cg)hsoR(B))so).
(7.46)
The lemma will be proven if we can find an extension to all of UaoT of the function
fo (B) = 2/~g(A, C)hTso(Cg)hsoa(B))so),
(7.47)
(7.48)
car
dRr
f ( B ) = ~c Pf (D - B, (aRt + bRrD)-lbRr) .
w,
(7.49)
Because the set U~ r is defined precisely by the condition that (aRt + barD) be
invertible, this function is holomorphic on all of U~ r. For the moment, ~cand D are
arbitrary.
Because ~ preserves the inner product of ~ ven, we know that
Pfw,(JBJ, B)
] f o ( B ) [ 2 __
(7.50)
Pfw~(JB'J, B')"
By manipulations similar to those done to obtain Eq. (7.22) for #o, we have
]f(B)]2 = ][2 ~ detwR(aRT + bRTB)(aRT + bRTB)* 11/2
"
(7.51)
Pfw~(JBJ, B)
(7.52)
485
[~:f~
2
detwR(aRT + bRTD)(aRT + bRrD)*
(7.53)
We have now worked out the results for the even components of O~s(Yg) and
PF. We can apply them to the full spaces by means of a simple trick. We enlarge the
Hilbert space Yt~ slightly, and embed PF in the even component of the Pfaffian line
bundle for the new Hilbert space. Let
~'~:= ~ O C
2,
(7.54)
(7.55)
for (x, 2) 9 Y#+ @ C. Starting with the pair Y~, d, we construct a line bundle t;F and
the corresponding Fock space ~-e -~ Y+.
Let 7 denote the representation of Ore~(Yt~) on 1122given by
?(g):= { I O
1 ) 101)"
0 f iotherwise.
Of g l i er s i n~ theidentity
(
~
)cOmpOnent
;
0
0
(7.56)
(7.57)
g ~ 0 := (g, 7(g)) 9
(7.58)
which maps
486
D. Borthwick
ifdim(Sr~2~+) is even;
i f d i m ( S c ~ Z + ) is o d d ,
(7.60)
where the + and - refer to a basis { ~ + ) for C 2. We can use this to describe the
embedding of P F in P~F.... very simply.
(A, 2)s ~-* (A, 2)g,
(7.61)
where the map A is extended from Ws to Wg by zero. Recall that the elements of P F
can be identified with elements of the Hilbert space ~ + . The embedding (7.61) leads
to the following map ~ + ~ ~-~"",
gOeven ~
(l)od d ~
gOeven ,
~ + /X (Dod d .
(7.62)
Proof Given the embeddings and isomorphisms defined above, this is a straightforward generalization of Theorem 7.3 and Theorem 7.5. []
8. Loop Groups
Let ~ ( " ) be the space J4~ | C", where ~ is the Hilbert space of square-integrable
half-densities on S ~. An element of oug(") can be thought of as a vector valued
function
(8.1)
such that f(O + 2~) = - f ( O ) . This space has a natural basis given by e~j with
k = l . . . . . n and je7z+, where ejk corresponds to the function for which
f(O) = 6tkexp( _+ i(j -- 89 ~ ( " ) has its natural complex conjugation
J f(O) := f(O) .
(8.2)
(8.3)
Proposition 8.1. Equation (8.3) defines an embedding LO, ~ Orcs(~ (")) (and hence
in O~cs(~)).
Proof We have already noted that J?J = 7- For the remainder of the proof, the
corresponding result for unitary matrices done in [21] applies directly. []
487
( v w)
r~ =
-- w*
JvJ
'
I~(~+, ~_).
where v * = -
v, and we
To compute the Lie algebra cocycle, we need to find a cross section of the
extension 0ro~(~) over a neighborhood of the identity. For our neighborhood, we
will use the set U consisting of all g e Ores(W) for which a is invertible, when g is
written in the usual form (7.4). The cross section U ~ Oros(OVg) is
g ~ 0 := (9, 0, [det a * a ] 1/4).
(8.4)
(8.5)
21
c ( g t , g 2 ) = I d e t a ~ a l deta*a2 ]t/4
deta~a3
Pf(-c2a
W+
,a;lbx).
(8.6)
Given such a map c, the general formula for the Lie algebra cocyle of the
extension is
(8.7)
c(e"', e "~) =
Pf(w*, Wl)
+ (9(r/2, r/2)
[det(1 - w ' w 1 - w ' w 2 ) ] 1/4
exp
f - 1
= 1 + ~ T r ( w * w 2 - W*Wx) + . . . .
...
(8.8)
co(r/a, I/2) = ~ T r ( w a w2 -- w ~ w l ) .
(8.9)
488
D. Borthwick
We can think of this cocycle as being the Chern class of the unit circle bundle in PF,
which is identified with Or~(~)/U(J4Q) [21].
%
The extensions LO, will be completely determined by their Lie algebra
cocycles, which we can now specify.
Proposition 8.2. The extension L'O, given by the pullback Of Or~( ~Ut~) corresponds to
(8.10)
E fl (k)eikO"
ks7]
(8.11)
s(~,/~) = co(~, ~ )
I
= ~ Tr (t/* P_ a~ -- t/~P_ t/~)
.~+
2 E ktr(o~(k)fl(-k)--fl (k)O~(-k))
k>O
2 ~ ktra(k)fl(-k)
keZ
9
=~
2~
! (a(O),fi'(O))~o dO.
[]
Theorem 8.3. The loop groups, LO, act on o~p by irreducible projective unitary
489
precisely by the canonical map U, ~ 02,. Thus, we see that if we apply the above
results for LOznt o L U , via the embedding U, ~ O2,, we obtain the same extensions
and projective representations which were obtained in [21] using the determinant
line bundle construction.
(9.1)
(9.2)
Note that because of the relation (9.1), we have a natural bilinear pairing
~2o,o(s ) | ~ o , l ( s ) ~ ~ ,
(9.3)
given by integration over 2:. This pairing will play the role of the bilinear form ( ' , 9)
on At, and its existence is the reason for requiring S to be a spin bundle. The papers
dealing with the determinant line bundle and the Krichever map use a more
general moduli space, involving an arbitrary line bundle [2, 5, 6, 15, 25].
It is a special case of the results of [8] that the complex (9.2) varies holomorphically over J/lg. Given a point m e J/L0, we can choose a finite-dimension subspace
V of the bundle ~2o, 0(S) which varies holomorphically and for which Ker D c V at
the point m. Then V necessarily contains Ker D in some neighborhood U of m.
Over this neighborhood, we define the holomorphic line bundle
~z"U : =
A V' ,
(9.4)
490
D. Borthwick
A2X
'.
Let
(9.5)
I ',
where 2r = rank X (we know that the rank of X is even because D : X ~ X ' is both
invertible and skew-symmetric), n o gives us an isomorphism
g(Cvl ~ 3((v2 ,
(9.6)
s ~ s/x nD 9
(9.7)
Because the complex (9.2) varies holomorphically, the form n varies holomorphically over U1. Thus the patching maps defined by (9.7) are holomorphic, and the
result is a holomorphic line bundle oU. A canonical holomorphic section, which
vanishes where D has a kernel, is easily obtained. We can define nDe ^ V' for any
subbundle V, just as above, and we define the section locally by this form. The line
bundle Y and its canonical section are the square roots of the determinant line
bundle and its holomorphic section.
To make contact with the Pfaffian over a Grassmannian manifold, we must
enlarge the moduli space to specify a coordinate patch and describe a variant of the
Krichever map [18]. Krichever's original map was from a moduli space to the
space of solutions to the KdV equations. The equivalent map to the Grassmannian,
which we use, was introduced in [23, 25]. Let M/0 be the space consisting of a pair
(Z, S) ~ J/go together with a local coordinate patch z on Z. By local coordinate patch
we mean an invertible holomorphic map from an open set of 2; to an open
neighborhood of the unit disk in IlL M/0 can be given the structure of an infinite
dimensional complex manifold [4]. Denote by rc the natural projection ~/r o ~ Jr
Let ~ be the Hilbert space we have mentioned previously, the space of
square-integrable function on S 1 with anti-symmetric boundary conditions. For
each point (S, S, z) E Jgo, we can define a map from n ~ ~
~ o~, as follows. In our
coordinate patch, x / ~ gives a trivialization of S. For and co e n ~ ~
we can find
a function f o n an open neighborhood of the unit disk in 1[; so that locally co has the
form
e) = f , , f ~ .
(9.8)
c~,o(O) = f ( ei~
I~ .
(9.9)
~ 4~(O)c~(O)dO
00
= (q~v, qSo)xe
(recall that (x, y ) ~ = ( Jx, y >~).
(9.10)
491
Proposition
9.1. For rh = (X, S, z)~ J/{g, let W~a be the subspace of fig which is the
closure of the set,
{f~'~:f=
~ for some c o ~ F ( S I z - o ) } ,
where F(SI2-o) is the space of holomorphic sections of S over Z assignment rh ~ W,~ defines a map
(9.11)
O. Then the
k: ~//{0~ Gr1(J4~),
(9.12)
(.,-).
To prove the first, let ,!;o be the patch where the coordinate z is defined, and let
2;~ denote the set X\{z = 0}. For any Riemann surface we have an exact sequence,
0 ~ H~
S) ~ r(Sl2o) | r(Slz=)-~
r(Slzo~Zo)-~ H~(Z, S) ~
O,
(9.13)
where F denotes the space of holomorphic sections, and H * ( Z , S) is the cohomology of Z with values in the sheaf of holomorphic sections of S. From the Dolbeault
theorem, we have
H~
S) ~- KerD,
H i ( Z , S) ~- C o k D .
(9.14)
r(Sl~o) ~ ~ ,
r(Sl~)
r(Slzo~)
~ w an ,
~ ~an
(9.15)
where the superscript an refers to the subspaces of analytic functions. The map
W an
(~ o ~
-'-* ~ a n ,
(9.16)
(9.17)
From this exact sequence, we read off that P_ is Fredholm with index zero, since
the Dirac operator D has index zero. We note that the arguments which show that
the complex (9.2) varies holomorphically over ~'o can be applied to see that (9.17)
varies holomorphically over Jr
To prove the isotropy of W, we use integration by parts and Stokes' theorem.
Suppose that f, g ~ W, and let f = ~b~,9 = ~b~,. We have already noted that
( f g) =
~ 8-(v| co).
(9.18)
2-0
[]
492
D. Borthwick
This type of Krichever map is essential to the Fock space functor construction
of [24]. We use it to give the relationship between the two Pfaffian line bundles in
the following theorem. The corresponding result for the determinant line bundle is
well known [-5, 15].
Theorem 9.2. With ~z the projection J/gg--* d/do, and k the map defined in Proposition
9.1, we have the holomorphic isomorphism
~z*X ~ k * P F ' .
(9.19)
Proof The proof is easy if we use a slightly different definition of the Pfaffian line
bundle. Given a point W e G r 1 ( ~ ) , we can choose a finite dimensional subspace
V c W such that Ker P_ c V in a neighborhood U of W. Then we define P F
locally by
P F v := U x A V' .
(9.20)
These definitions are patched together using the bilinear form ( ' , -) and the m a p
P_, which is skew with respect to the pairing, in exactly the same way we patched
S using the pairing (9.3) and the Dirac operator. It is easy to check that this
definition is equivalent to the one given in Sect. 4. The parallel to the construction
of ~ff is obvious. All that is needed to complete the isomorphism is the exact
sequence (9.17), which varies holomorphically over ~ g . []
This theorem relates the two bundles PF and ~ . The latter bundle has
a canonical holomorphic section, which is thought of as the Pfaffian of the Dirac
operator. Its defining property is that it vanishes precisely when the Dirac operator
has zero eigenvalues, and the order of vanishing is equal to half the number of zero
modes (the zero modes come in pairs because D is always skew symmetric). It is
easy to pick out the section of P F ' which has this property when pulled back by k,
because zero modes of D correspond to elements of W ~ ~ + . The holomorphic
section YSo of PF', in the notation of the first few sections, pulls back to the
canonical section of oU. This is very natural, because in the Fock space interpretation of the space of holomorphic sections of PF', 7so corresponds to the vacuum
state.
Unfortunately, the situation with regard to metrics is not so clear. It would be
nice to be able to relate the metrics on the line bundles oU over the moduli spaces
for different genera to a single metric coming from PF, but this is impossible. The
metric on ~ is independent of any local coordinate patches. By choosing an
arbitrarily small coordinate patch on a higher genus surface, we can bring the
corresponding point in G r 1 ( ~ ) arbitrarily close to the point ~ _ , which corresponds to the sphere. Thus no smooth hermitian structure on PF can be pulled back
to give the canonical metrics on S over moduli spaces for different genera.
Acknowledgements. I wish to thank Arthur Jaffe and Andrzej Lesniewski for many helpful
discussions and much encouragement.
References
1. Alvarez-Gaum6, L., Moore, G., Vafa, C.: Theta functions, modular invariance, and strings.
Commun. Math. Phys. 106, 140 (1986)
2. Alvarez-Gaum6, L., Gomez, C., Moore, G., Vafa, C.: Strings in the operator formalism. Nucl.
Phys. B303, 455-521 (1988)
493
3. Alvarez-Gaum6, L., Gomez, C., Reina, C.: Loop groups, Grassmannians, and string theory.
Commun. Math. Phys. 117, 1 36 (1988)
4. Arbarello, E., DeConcini, C., Griffiths, P.A., Harris, J,: Geometry of algebraic curves. Vols. I,
I1. Berlin, Heidelberg, New York: Springer 1985
5. Arbarello, E., DeConcini, C., Kac, V.G., Procesi, C.: Moduli Spaces of Curves and Representation Theory. Commun. Math. Phys. 117, 1-36 (1988)
6. Beilinson, A.A., Schechtman, V.V.: Determinant bundles and Virasoro algebras. Commun.
Math. Phys. 118, 651-701 (1988)
7. Bismut, J.-M., Freed, D.: The analysis of elliptic families I. Commun. Math. Phys. 106,
159-176 (1986); The analysis of elliptic families II. Commun. Math. Phys. 107, 103-163 (1986)
8. Bismut, J.-M., Gillet, H., Soule, C.: Analytic torsion and holomorphic determinant bundles
I-III. Commun. Math. Phys. 115, 49-78, 79 126, 301-351 (1988)
9. Bott, R.: Homogeneous vector bundles. Ann. Math. 57, 203 248 (1957)
10. Connes, A.: Non-commutative differential geometry. Publ. Math. I.H.E.S. 62, 41 (1984)
11. Freed, D.: Determinants, torsion, and strings. Commun. Math. Phys. 107, 483-513 (1986)
12. Freed, D.: On determinant line bundles. In: Mathematical Aspects of String Theory. San
Diego, 1986
13. Jaffe, A., Lesniewski, A., Weitsman, J.: Pfaffians on Hilbert space. J. Funct. Anal. 83, 348-363
(1989)
14. Kac, V.G., Peterson, D.H.: Spin and wedge representations of infinite dimensional Lie
algebras and groups. Proc. Natl. Acad. Sci. USA 78, 3308-3312 (1981)
15. Kawamoto, N., Namikawa, Y., Tsuchiya, A., Yamada, Y.: Geometric realization of conformal
theory on Riemann surfaces. Commun. Math. Phys. 116, 247 308 (1988)
16. Klimek, S., Lesniewski, A.: Pfaffians on Banach spaces. J. Funct. Anal. 101 (1991)
17. Kontsevich, M.L.: Virasoro algebra and Teichmfiller spaces. Funct. Anal. Appl. 21, 78-79
(1987)
18. Krichever, I.M.: Integration of non-linear equations by methods of algebraic geometry.
Funct. Anal. Appl. 11, 15-3l (1977) (Russian), 12 26 (English); Methods of algebraic geometry
in the theory of non linear equations. Usp. Math. Nauk 32, 183-208 (1977); Russ. Math. Surv.
32, 185-214 (1977)
19. Krichever, I.M., Novikov, S.P.: Virasoro type algebras, Riemann surfaces, and structures of
soliton theory. Funct. Anal. Appl. 21, 46~63 (1987); Virasoro type algebras, Riemann surfaces,
and strings in Minkowsky space. Funct. Anal. Appl. 21, 294-307 (1987); Virasoro type
algebras, energy-momentum tensor, and decomposition operators on Riemann surfaces.
Funct. Anal. Appl. 23, 19-32 (1989)
20. Mickelsson, J., Rajeev, S.G.: Current algebras in d + 1 dimensions and determinant bundles
over infinite dimensional Grassmanians. Commun. Math. Phys. 116, 365-400 (1988)
21. Pressley, A., Segal, G.: Loop Groups. London, New York: Oxford University Press 1986
22. Quillen, D.: Determinants of Cauchy-Riemann operators over a Riemann surface. Funct.
Anal. Appl. 19, 37~41 (1985)
23. Sato, M.: Soliton equations as dynamical systems on infinite dimensional Grassmann manifolds. RIMS Kokyuroku 439, 30-40 (1981)
24. Segal, G.: The definition of conformal field theory, unpublished manuscript
25. Segal, G., Wilson, G.: Loop groups and equations of KdV type. Publ. Math. I.H.E.S. 61, 5 64
(1985)
26. Witten, E.: Quantum field theory, Grassmannians, and algebraic curves. Commun. Math.
Phys. 113, 529 600 (1988)
Communicated by A. Jaffe