B  iw  babcock  &  wilcox  rnPower
1  109  ramsey  place  I-  lynchburg,  va  24501  P  phone  434.316.7592
,  tfax  434.316.7534  I  www.babcock.com
January  9,  2013  MPWR-LTR-12-00101
U.S.  Nuclear  Regulatory  Commission  (NRC)
ATTN:  Document  Control  Desk
11555  Rockville  Pike
Rockville,  MD  20852-2738
Babcock  & Wilcox  mPower,  Inc.
Docket  Number-PROJO776
Project  Number-776
Subject:  Submittal  of Babcock  and  Wilcox  mPower,  Inc.  (B&W  mPower)  Instrument  Setpoint
Methodology  Topical  Report  R0003-08-002089-A,  Revision  003
References:
1.  Letter  from  Jeffrey  A.  Halfinger,  et al  (B&W  Nuclear  Energy,  Inc.)  to  NRC,  Submittal  of
Babcock  & Wilcox  Nuclear  Energy,  Inc.  (B&W  NE)  Instrument  Setpoint  Methodology  Topical
Report  (Report  Number  08-002089-000),  October  28, 2010
2.  Letter  from  Jeffrey  A.  Halfinger  (B&W  Nuclear  Energy,  Inc.)  to  NRC,  Submittal  of Babcock  &
Wilcox  Nuclear  Energy,  Inc.  (B&W  NE)  Instrument  Setpoint  Methodology  Topical  Report
Revision  1 (Report  Number  08-002089-001),  June  30,  2011
3.  Email  from  Jan  Mazza  (NRC)  to  Jeffrey A.  Halfinger et  al  (B&W  mPower),  Request  for
Additional  Information  Letter  No.  4 for the  Review  of Babcock  & Wilcox  (B&W)  mPower
Reactor  Project  Instrument  Setpoint  Methodology  Topical  Report  08-002-2089  [sic]
Revision  1 (TAC  No.  RN6113),  December  22,  2011
4.  Letter  from  Jeffrey  A.  Halfinger  (B&W Nuclear  Energy,  Inc.)  to  NRC,  Babcock  & Wilcox
Nuclear  Energy,  Inc.  (B&W  NE)  Response  to  NRC  Request  for Additional  Information,
February  2,  2012
5.  Letter  from  Jeffrey  A.  Halfinger  (B&W  Nuclear  Energy,  Inc.)  to  NRC,  Babcock  & Wilcox
Nuclear  Energy,  Inc.  (B&W NE)  Revised  Response  to  Request  for  Additional  Information
No.  6236,  RAI  Letter  No.  4 for  Appendices  5,  6.  9,  11  and  13,  May  21,  2012
6.  Letter from  Michael  E.  Mayfield  (NRC)  to  Jeffrey A.  Halfinger  (B&W  mPower),  Final  Safety
Evaluation  for Babcock  & Wilcox  mPower,  Inc.  Topical  Report TROO03-08-002089,
Revision  3,  "Instrument Setpoint  Methodology  Topical  Report" (TAC  No.  RN6113),
October  12,  2012
Topical  Report  (TR)  08-002089-000,  Revision  0,  Instrument  Setpoint  Methodology  Topical  Report,
(Reference  1) was  submitted  for  NRC  review  and  approval  by  then  B&W  NE  on  October  28,  2010.
The  TR  was  subsequently  revised  on  the  basis of  preliminary  feedback  from  the  NRC  staff, and
Revision  1 of the  report was  submitted  on  June  30,  2011  (Reference  2).
babcock  &  wilcox  mPower,  Inc.,  a  Babcock &  Wilcox  company
U.S  Nuclear  Regulatory  Commission 
MPWR-LTR-12-00101
January  9,  2013
Page  2
By email  dated  December  22,  2011  (Reference  3),  the  NRC  forwarded  Request for Additional
Information  (RAI)  No.  6236 (RAI  Letter  No. 4) that contained  thirteen  questions.  B&W  mPower
provided  its  response to the  RAI  in  a  letter dated  February  2,  2012  (Reference  4) that  included
proposed  clarifications  and  changes  to  the TR.  In  a  conference  call  on  March  3, 2012, the NRC
requested  clarifications  to  portions  of the  B&W  mPower  response,  and  B&W  provided  a  revised  RAI
response  by  letter dated  May  21,  2012  (Reference  5).  That  letter also  forwarded  Revision  3  of the
TR that incorporated  changes  consistent with the revised  RAI  response.
By  letter  dated October  12,  2012  (Reference  6), the  NRC  issued  its  final  safety  evaluation  for
Revision  3  of TROO03-08-002089  documenting  the staff conclusion  that this  version  of the  report
adequately  described  the  B&W  mPower  Instrument  Setpoint  Methodology,  and  that the
methodology  complied with  the  applicable  NRC  regulations  and  industry standards.
The  NRC's  October 12,  2012  letter also  requested  that B&W  mPower  publish  the  accepted  version
(Revision  3)  of TROO03-08-002089  within  three  months  of the  receipt thereof.  Accordingly,  the
enclosure  to this  letter  provides  the  B&W  mPower  R0003-08-002089-A,  Revision  003,  "Instrument
Setpoint  Methodology  Topical  Report."  This  approved  version  of the TR  incorporates  the October
12,  2012  NRC  letter  and  its  enclosed  final  safety evaluation  following  the TR  cover  page  (with  the
document  number  reflecting  the report's  approved  status).  The TR with  the  revised  document
number  is  included  at the very  end  of the enclosure.  The approved  TR  also  provides  historical
review  information  including  the  letters to  and  from  the  NRC,  the NRC's  RAIs,  and  B&W  mPower
response to  the  RAls  (References  1 through  5).  A table  of contents  following  the  cover page  is
provided  to assist  in  locating  the  referenced  historical  documents.
Questions  concerning  this  letter may  be directed  to  Jeff  Halfinger  at  434-316-7507  (email:
iahalfinaerO-babcock.com) 
or  Peter Hastings  at 980-365-2071  (email:
pshastingscf.enerationm power.com).
VP,  NSSS  Technology
B&W  mPower
JAH/jlr
Enclosure:  Babcock  and  Wilcox  mPower  Instrument  Setpoint  Methodology  Topical  Report
R0003-08-002089-A,  Revision  003
cc:  Joelle  L.  Starefos,  NRC,  TWFN  9-F-27
Stewart  L. Magruder,  Jr.,  NRC,  TWFN  9-F-27
babcock  &  wilcox  mPower,  Inc.,  a  Babcock &  Wilcox  company
Document  No:  Title: 
Rev:
R0003-08-002089-A  Instrument  Setpoint Methodology  Topical  Report  003
Instrument  Setpoint  Methodology  Topical  Report
R0003-08-002089-A
January  2013
Revision  003
a progressive energy solution
B&W  mPowerTM  Reactor  Program
Babcock  & Wilcox  mPower,  Inc.
109  Ramsey  Place
Lynchburg,  VA  24501
2012 Babcock  & Wilcox  mPower,  Inc.  All  rights  reserved.
TABLEOF  CONTENTS
SECTION,  DESCRIPTION  PAGE
Letter from  Michael  E.  Mayfield  (NRC)  to  Jeffrey A.  Halfinger
(B&W  mPower),  Final  Safety  Evaluation  for Babcock  & Wilcox
Section  A  mPower,  Inc,  Topical  Report TR0003-08-002089,  Revision  3,  3  of  113
"Instrument  Setpoint Methodology  Topical  Report" (TAC  No.
RN6113),  October  12,  2012
Letter from  Jeffrey A.  Halfinger,  et  al  (B&W  Nuclear  Energy,  Inc.).
to  NRC,  Submittal of Babcock  & Wilcox  Nuclear  Energy,  Inc.
Section  B  (B&W  NE)  Instrument  Setpoint  Methodology  Topical  Report  17 of  1  13
(Report  Number  08-002089-000),  October  28, 2010  (Without
Revision  000)
Letter  from Jeffrey  A..Halfinger  (B&W  NuclearEnergy,  Inc.)  to
NRC,  Submittal  of Babcock  & Wilcox  Nuclear Energy,  Inc.  (B&W
Section  C  NE)  Instrument  Setpoint  Methodology  Topical  Report  Revision  1  19 of  113
(Report  Number  08-002089-001),  June 30,  2011  (Without
Revision  1)
Email  from  Jan  Mazza  (NRC) to  Jeffrey  A.  Halfinger  et al  (B&W
mPower),  Request for Additional  Information  Letter  No.  4  for the
Section  D  Review  of Babcock  & Wilcox  (B&W)  mPower  Reactor  Project
Instrument. Setpoint  Methodology  Topical  Report  08-002-2089-
[sic]  Revision  1 (TAC  No.  RN6113),  December  22,  2011
Letterfrom'Jeffrey  A.  Halfinger  (B&W  Nuclear Energy,  Inc.)  to
NRC,  Babcock  & Wilcox  Nuclear  Energy,. Inc.  (B&W:NE)
Section  E  Response.to  NRC  Request for Additional  Information,  29 of 113
February  2,  2012
Letter from  Jeffrey  A.  Halfinger  (B&W  Nuclear  Energy,  Inc.)  to
NRC,  Babcock  & Wilcox  Nuclear  Energy,  Inc,  (B&W  NE)  Revised
Response  to  Request  for Additional  Information  No.  6236,  RAI
Letter  No.  4for Appendices  5,  6.9, 11  and  13,  May  21,  2012.
Section  F  (Enclosure  3  to  letter included  the  Revision  003  to  R003-08-  52  of 113
002089  which  was  accepted  in the  Safety. Evaluation  provided.in
the October  12,  2012  letter.  That enclosure  is  not included  here
but  provided  as a  "-A" version  in Section  G.)
B&W  mPower  Inc.  R0003-08-002089-A,  Revision  003,
  Section  G  "Instrument  Setpoint  Methodology  Topical  Report 
75  of.  13
R0003-08-002089-A Page  2  of 113 January-2013,  Revision  3
Section  A
R0003-08-002089-A
Page 3  of  113 January  2013,  Revision  3
October  12,  2012
Mr.  Jeffrey  A.  Halfinger,  Vice  President
NSSS Technology  Development
Babcock  & Wilcox  mPower,  Inc.
109  Ramsey  Place
Lynchburg,  VA  24501
SUBJECT:  FINAL  SAFETY  EVALUATION  FOR  BABCOCK  & WILCOX  MPOWER,  INC.
TOPICAL  REPORT  TROO03-08-002089,  REVISION  3,  "INSTRUMENT
SETPOINT  METHODOLOGY  TOPICAL  REPORT" (TAC  NO.  RN6113)
Dear  Mr.  Halfinger:
On  October  28,  2010,  Babcock  & Wilcox  Company  (B&W)  Nuclear  Energy  Inc.  (predecessor  of
Babcock  & Wilcox  mPower,  Inc.),  submitted  to  the  U.S  Nuclear Regulatory  Commission  (NRC)
Topical  Report  (TR)  08-002089,  Revision  0,  "Instrument  Setpoint  Methodology,"  for the  Design
Certification  of the  B&W mPowerTM  Reactor to  the  N  RC  staff  for  review  (Agencywide
Documents  Access  and  Management  System  (ADAMS)  Accession  Number  ML103020473).  By
letter  dated June  30,  2011,  B&W  submitted  Topical  Report  08-002089-01,  Revision  1,
"Instrument Setpoint  Methodology,"  for the  Design  Certification  of the  B&W mPowerTM  Reactor
to  the  NRC  staff for  review  (ADAMS  Accession  Numbers  ML1  11  82C034  and  ML1 11  82C035).
By  letters  dated  February  2,  2012  and  May  21,  2012,  B&W  responded  to  the  NRC  staff requests
for  additional  information,  and  transmitted  Revision  3  of Topical  Report  08-002089-003  (ADAMS
Accession  Numbers  ML12037A001,  ML12153A304,  and  ML12143A424).  By  letter  dated
August  15,  2012,  an NRC  draft  safety evaluation  (SE)  regarding  our approval  of TROO03-08-
002089,  Revision  3,  was  provided  for your  comments on  any factual  errors  or clarity  concerns
(ADAMS  ML12222A058).  By  letter  dated  August  23,  2012,  B&W  commented  on  the  staff draft
SE.(ADAMS  ML12237A281).  The  NRC  staffs  disposition  of-the  B&W  mPower,  Inc.  comments
on  the  draft SE  are  addressed  in  the final  SE  enclosed  with  this  letter.
On  the  basis  of its  review,  the  NRC  staff  concludes  that  Revision  3  of the  B&W  mPower,  Inc.
Instrument  Setpoint  Methodology  Topical  Report  (TR),  as  documented  in  the  referenced  letters,
adequately describes  the  B&W  mPower  Inc.  Instrument  Setpoint  Methodology.  Accordingly,  the
NRC  staff finds  that  the  B&W  mPower,  Inc.  Instrument  Setpoint  Methodology  complies  with  the
applicable  NRC  regulations  and  industry  standards.
The  enclosed  SE  defines  the  basis for acceptance  of the TR.  Our acceptance  applies only  to
material  provided  and  we  do not  intend  to  repeat  our review  of the  acceptable  material
described  in  the  TR.  When  the TR  appears  as a  reference  in  regulatory  applications,  our review
will  ensure.that  the  material  presented  applies  to the  specific  application  involved.  Licensing
requests  that deviate  from this TR  will  be  subject to  a  plant-  or site-specific  review  in
accordance  with  applicable  review  standards.
R0003-08-002089-A
Page 4  of  113.
January  2013,  Revision  3
J.  Halfinger
-2-.
In accordance  with  the  guidance  provided  on  the  NRC  website,  we  request that  B&W  mPower,
Inc.  publish  the  accepted  version  of this  TR  within  3 months  of receipt of this  letter.  The
accepted  version.shall  incorporate  this  letter  and  the  enclosed  SE after  the title  page.
Also,  the  accepted  version  must  contain  historical  review  information,  including  NRC  requests
for  additional  information  and  your  responses  after the  title  page.  The accepted  versions  shall*
include  a  "-A"  (designating  accepted)  following  the  TR  identification  symbol.
As  an  alternative  to  including  the  requests  for additional  information  (RAIs)  and  RAI  responses
behind  the  title  page,  if changes  to the TR  were  provided  to the  NRC  staff  to  support the
resolution  of RAI  responses,  and  the  NRC staff  reviewed  and  approved  those  changes  as
described  in  the  RAI  responses,  there  are two  ways  that the  accepted  version  can  capture  the
RAIs:
1.  The  RAIs  and  RAI  responses  can  be  included  as an  Appendix  to the  accepted  version.
2.  The  RAIs  and  RAI  responses  can  be  captured  in the form  of a  table  (inserted  after the
final  SE) which  summarizes  the  changes  as shown  in the approved  version  of the  TR.
The table  should  reference  the  specific  RAIs  and  RAlresponses  which  resulted  in any
changes,  as shown  in the  accepted  version  of the TR.
If future  changes  to the  NRC's  regulatory  requirements  affect  the  acceptability  of this TR,  B&W
mPower,  Inc.  and/or  licensee's  referencing  it will  be  expected  to  revise  the'TR  appropriately,  or
justify  its  continued  applicability  for subsequent  referencing.
If you  have  any  questions,  please  contact  Jan  Mazza  at (301)  415-0498,  email
Jan.Mazza@nrc.gov,  or Joelle  Starefos  at (301)  415-6091,  email  Joelle.Starefos@nrc.gov.
Sincerely,
IRA!
Michael  E.  Mayfield,  Director
Division  of Advanced  Reactors  and  Rulemaking
Office  of New  Reactors
Project  No.:  0776
Enclosure:
Final  Safety  Evaluation
DISTRIBUTION:
PUBLIC  RidsNroDarrResource  RidsAcrsAcnw_MailCenter
RidsRgn2MailCenter  RidsNroDelcbResource  RidsOgcMailCenterResource
ADAMS  Accession  No.:  ML12278A349  *via email  NRO-002
OFFICE  PM:NRO/DARR/APRB  PM:NRO/DARR/APRB  GE:NRO/DE/ICB  BC:NRO/DE/ICB
NAME  JMazza  JStarefos  JAshcraft  Jung
DATE  10/4/12  10/9/12  10/10/12  10/10/12
OFFICE  BC:NRO/DARR/APRB  OGC*  (NLO)  D:NRO/DARR;
NAME  SMagruder  MLewis  MMayfield(JColaccino  for)'
DATE  110/11/12  10/3/12  10/12/12
R0003-08-002089-A Page 5  of 113
January  2013,  Revision  3
FINAL  SAFETY  EVALUATION  REPORT  FOR  BABCOCK  & WILCOX  MPOWER,  INC.TOPICAL
REPORT. R0003-08-002089,  REVISION  3,  "INSTRUMENT  SETPOINT
METHODOLOGY  TOPICAL  REPORT" (TAC  NO.  RN6113)
PROJECT  NO.  0776
1.0  INTRODUCTION  AND  BACKGROUND
On  October 28,  2010,  Babcock  & Wilcox  Company  (B&W)  Nuclear  Energy  Inc.  (predecessor  of
Babcock  & Wilcox  mPower,  Inc.),  submitted  to the  Nuclear  Regulatory  Commission  (NRC)
Topical  Report  (TR)  08-002089,  Revision  0,  "Instrument Setpoint  Methodology,"  for technical
staff review  (Reference  1).  The  NRC  staff  identified  areas  for further discussion  and  transmitted
them to  B&W  (Reference  2).  B&W  resubmitted  TR  08-002089,  Revision  1 (Reference  3)  for
acceptance  review  and  was  accepted  by  the  NRC  (Reference  4).  Revision  2 of TR  08-002089
was  not  submitted  to the  NRC.
The  staff submitted  "Request for  Additional  Information  No.  6236  RAI  Letter  No.  4" dated
December  22,  201.1  (Reference  5).  The  B&W  response to  RAIs  07.01-C  Appendix-1  through  13
was submitted  and  incorporated  into  TR  R0003-08-002089,  Revision  3,  by  letters  dated
February  2  (Reference  6)  and  May  21,  2012  (Reference  7,).
B&W states  that the  B&W  TR  details  the  instrument  setpoint methodology  applied  to the  reactor
protection  system  (RPS)  setpoints  and  other important  instrument  setpoints  associated  with  the
B&W  mPowerrm  reactor.  The  RPS  is  a  digital,  integrated  reactor  protection  and  engineered
safety  features actuation  system  implemented  for the  B&W mPowerTM  reactor.  The
methodology  described  in this  topical  report  is  used  to  establish  technical  specification  setpoints
for the  B&W mPowerTM  RPS  in accordance  with  10  CFR  50.36.
The  methodology  described  in  this report  is  for the  uncertainty  analysis,  setpoint  determination,
and  determination  of allowable  values that  protect  analytical  limits  as applied  to  safety-related
equipment  that perform  specific  safety  functions.  Typical  instrument  setpoints  in this  category
are  established  for  equipment that  supports  reliable  power  generation  or equipment  protection.
The  results  of the uncertainty  evaluations  can  be  applied  to  the following  types  of calculations:
*  Determination  of  safety-related  setpoints;
*  Extension  of surveillance  intervals;
*  Determination  of instrument  indication  uncertainties;  and/or
*  Evaluation  or justification  of previously  established  setpoints.
Determination  of  instrument  setpoints  using  this  methodology  for non-safety  related
equipment  that does  not  perform  a specific  safety  function  as discussed  above,  is
controlled  administratively  by  plant  procedures.
Enclosure
R0003-08-002089-A
Page  6  of  113
January  2013,  Revision  3
2.0  REGULATORY  BASIS
The  following  regulatory  requirements  and  guidance  documents  are applicable  to  the staffs
review  of the  TR  R0003-08-002089:
Title  10  of the  Code  of Federal  Regulations (10  CFR)  Part 50,  Appendix  A,  General  Design
Criterion  (GDC)  13,  "Instrumentation  and  Control," requires,  in part,  that instrumentation  be
provided  to  monitor  variables  and  systems over  their  anticipated  ranges  for, normal  operation,
for anticipated  operational  occurrences,  and  for accident  conditions  as  appropriate  to assure
adequate  safety,  and  that appropriate  controls  be  provided  to  maintain  these variables  and
systems  within  prescribed  operating  ranges.
10  CFR  Part  50, Appendix  A,  GDC  20,  "Protection  System  Functions,"  requires,  in  part,  that the
protection  system  be designed  to  initiate  operation  of appropriate  systems to  ensure  that
specified  acceptable  fuel  design  limits  are  not  exceeded  as a  result  of anticipated  operational
occurrences.
10  CFR  Part  50,  Appendix  B, Criterion  XI,  "Test Control,"  and  Criterion  XII,  "Control  of
Measuring  and  Test  Equipment,"  provide  requirements  for  tests  and  test equipment  used  in
maintaining  instrument  setpoints.
10  CFR  50.36(c)(1)(ii)(A)  requires,  in  part,  that  if a  limiting  safety  system  setting  (LSSS)  is
specified  for a variable  on which  a safety  limit  has  been  placed,  the setting  be  chosen  so that
automatic  protective  action  will  correct  the abnormal  situation  before  a  safety  level  is  exceeded.
LSSSs  are settings  for automatic  protective  devices  related  to  variables  with  significant  safety
functions.  Additionally,  10  CFR  50.36(c)(1)(ii)(A)  requires  that a  licensee take  appropriate  action
if it is  determined  'that the  automatic  safety  system  does not  function  as  required.  ,
10  CFR  50.36(c)(3),  "Technical  Specifications,"  states  that surveillance  requirements  are
requirements  relating  to, test, calibration,  or  inspection  to  assure  that the  necessary  quality  of
systems  and components  is  maintained,  that facility  operation will  be  within  safety- limits,  and
that the  limiting  conditions  for operation  will  be  met.
10  CFR  50.55a(h),  "Protection  and  Safety  Systems,"  requires  compliance  with  IEEE
Std.  603-1991,  "IEEE  Standard  Criteria  for Safety  Systems for  Nuclear  PowerGenerating
Stations,". and  the  correction  sheet  dated  January  30,  1995.  Clause  6.8.1  of IEEE  Std.  603-
1991,  requires  that  allowances  for uncertainties  between  the analytical  limit  of the safety  system
and  device  setpoint  be  determined  using  a  documented  methodology.
-2-
R0003-08-002089-A  Page  7  of  113  January  2013,  Revision  3
3.0  RELEVENT  GUIDANCE
Regulatory  Guide  (RG)  1.105,  Revision  3,  "Setpoints for  Safety-Related  Instrumentation,"
provides  guidance  for ensuring  that  instrument  setpoints  for safety-related  instrumentation  are
initially  - and  remain  - within  the  technical  specification  limits.  This  RG  endorses  ISA-$67.04-
1994,  Part  I, "Setpoints  for Nuclear  Safety-Related  Instrumentation,"  with  clarifications.
ISA-S67.04-1994,  Part  II, "Methodology  for the  Determination  of Setpoints  for  Nuclear  Safety-
Related  Instrumentation,"  provides  additional  guidance,  but  RG  1.105,  Revision  3,  does  not
endorse  or  address  Part  II of  ISA-S67.04-1994.
In NUREG-0800,  "Standard Review  Plan  for the  Review  of Safety  Analysis  Report  for Nuclear
Power  Plants:  Light  Water Edition,"  (SRP) section  entitled,  Branch  Technical  Position  (BTP)  7-
12,  "Guidance on  Establishing  and  Maintaining  Instrument  Setpoints,"  Revision  5,  March  2007,
there  are  guidelines  for reviewing  the  process  an  applicant/licensee  follows  to  establish  and
maintain  instrument  setpoints.
NRC  Regulatory  Issue  Summary  (RIS)  2006-17,  "NRC  Staff  Position.on  the  Requirements  of 10
CFR  50.36,  'Technical  Specifications,'  Regarding  Limiting  Safety  System  Settings during
Periodic  Testing  and  Calibration  of  Instrument  Channels,"  discusses  issues that could  occur
during  testing  of LSSSs and  which  therefore,  may  have  an  adverse  effect on equipment
operability.
Generic  Letter (GL)  91-04,  Enclosure  1, "Guidance  on  Preparation  of a  License  Amendment
Request  for Changes  in  Surveillance  Intervals  to  Accommodate  a  24-Month  Fuel  Cycle,"
provides  guidance  on issues  that  should  be  addressed  by the  setpoint analysis when  calibration
intervals  are  extended  from  an  18-month  or other  refueling  outage  interval  to  24 months.
The  objectives  of the  review  of TR  R0003-08-002089  are  to  (1) verify  that setpoint  calculation
methods  are  adequate  to  assure that  protective  actions  are  initiated  before  the associated  plant
process  parameters  exceed  their analytical  limits,  (2)  verify that  setpoint calculation  methods
are  adequate  to  assure  that control  and  monitoring  setpoints  are consistent  with  their
requirements,  and  (3)  confirm  that the established  calibration  intervals  and  methods  are
consistent with  safety  analysis  assumptions.  The  staff  evaluated  the  setpoint  methodology
using  SRP  BTP  7-12  to verify  conformance  with  the  previously  cited  regulatory  bases  and
standards  for  instrument  setpoints  with  emphasis  on  the following:
1.  Relationships  between  the  safety  limit,  the analytical  limit,  the  limiting  trip  setpoint,  the
allowable  value, the  setpoint,  the acceptable  as-found  band,  the acceptable  as-left  band,
and the  setting  tolerance.
2.  Setpoint technical  specifications  meeting  the  requirements  of 10  CFR  5036.  Additional
information  related  to setpoint  technical  specifications  is  provided  in RIS  2006-17.
3.  Basis  for selection  of the trip  setpoint.
4.  Uncertainty  terms  that are  addressed.
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January2013,  Revision  3.
5.  Method  used  to  combine  uncertainty  terms.
6.  Justification  of statistical  combination.
7.  Relationship  between  instrument  and  process  measurement  units.
8.  Data  used  to  select the  trip  setpoint,  including  the source  of  the data.
9.  Assumptions  used  to  select  the trip setpoint  (e.g.,  ambient  temperature  limits  for equipment
calibration  and  operation,  potential  for harsh  accident  environment).
10.  Instrument  installation  details and  bias  values  that could  affect  the setpoint.
11.  Correction  factors  used  to  determine  the setpoint  (e.g.,  pressure  compensation  to  account
for elevation  difference  between  the trip  measurement  point  and  the  sensor  physical
location).
Instrument  test,  calibration  or vendor data,  as-found  and  as-left;  each  instrument  should  be
demonstrated  to  have  random  drift  by  empirical  and  field  data.  Evaluation  results  should  be
reflected  appropriately  in  the  uncertainty  terms,  including  the  setpoint methodology.
4.0 TECHNICAL  EVALUATION
The establishment  of setpoints  and  the  relationships  between  nominal  trip  setpoints
(NTSPs),  limiting  trip  setpoints  (LTSPs),  allowable  value (AV),  as-left values,  as-found
values,  as-left  tolerance  (ALT),.as-found  tolerance  (AFT), analyticallimit  (AL),  and  safety
limit  (SL)  are  discussed  in  this  report.  A  thorough  understanding  of these  terms  is
important  in  order  to  properly  utilize  the  total  instrument  channel  uncertainty  in  the
establishment  of setpoints.
The  SLs  are  chosen  to  protect  the  integrity  of physical  barriers  that  guard  against the
uncontrolled  release  of  radioactivity.  The SLs  are  typically  provided  in  the  plant  safety  analyses.
The  AL  is  established  to  ensure that the  SL  is  not  exceeded.  The  ALs  are  developed  from
event analyses  models that  consider  parameters  such  as process  delays,  rod  insertion  times,
reactivity  changes,  analysis  margin,  transient  response,  modeling  error.,  instrument  response
times,  etc. and  are  provided  in  Chapter  15,  "Transient  and  Accident Analysis,"  of the design
control  document  (DCD)  of the  application.  A  properly  established  setpoint  initiates  a plant
protective  action  before  the process  parameter exceeds  its  AL.  This,  in  turn,  assures  that  the
transient will  be, avoided  and/or  terminated  before  the  process  parameters  exceed  the
established  SLs.
This TR  is  based on  following  the  requirements  of  RG  1.105,  Revision  3,  which  describes  a
method  acceptable  to  the  NRC for  complying  with  the  applicable  regulations.  The  TR  follows
ANSI/ISA-67.04.01-2000  (Reference  8)  rather than  ISA-S67.04-1994,  Part  I as  endorsed  by  RG
1.105,  Revision  3.  The  use of ANSI/ISA-67.04.01-2000  proposed -by the  TR  is  acceptable  in
lieu  of ISA-S67.04-1994,  Part  I because  ANSI/ISA-67.04.01-2000,  Section  2,  states,  "ANSI/ISA
RP67.04.02-2000  is  equivalent  to  ISA-$67.04-1994."  This  TR  also follows  the  guidance  listed  in
recommended  practice  ANSI/ISA-67.04.02-2000.
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R0003-08-002089-A
Page 9 of11,3 R.  January  2013,  Revision  3
In the  B&W  methodology,  the  AL  is  established  to  ensure that a  trip occurs  before  the SL
is  reached.  The  purpose  of an  LSSS  is  to  assure  that a  protective  action  is  initiated
before  the  process  conditions  reach  the AL.  Trip  setpoints  are  chosen  based on  the
LSSS  and  to  minimize  spurious  trips  close to  the normal  operating  point  of the  process.
Figure  5.1  -of the TR  shown  below  provides  a  pictorial  representation  of  the  B&W
setpoint  methodology  relationships.
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R0003-08-002089-A Page  10  of  113 January  2013,  Revision  3
Plant  Safety Analysis  and  Design  Basis
SAFETY  LIMIT  (SL)
ANALYSIS  MARGIN,  TRANSIENT RESPONSE,
MODELING  ERROR,  RESPONSE TIME,  ETC.
ANALYTIC  LIMIT  -__---___---__
(AL)
CHANNEL
UNCERTAINTY  (CU)
[Equation  4.22]
LIMITING  TRIP
SETPOINT  (LTSP)
[Equation  4.2.3)
MARGIN
P  SETPOINT 
(NTSP) 
(OE1
I~
Periodic  Surveillance  Testing
TRIP
[Equation  4.2.31
AS-LEFT
TOLERANCE
(ALT)
ALLOWABLE VALUE  (AV)
[Equation  4.2.4]
TOTAL AS-FOUND
TOLERANCE  BAND  (AFTToT)
(Equation  4.2.51
NORMAL
OPERATING  MARGIN  (OM)
[Equation  4.2.61
NORMAL  OPERATING
UPPER  LIMIT  (NUL)
OPERATING  RANGE
REGION  A:  Channel  is operable,  no
calibration  is required.
REGION  B:  Channel is  operable,  but
degraded.  Recalibration  is required  and  must
be  evaluated for  proper functionality.
REGION  C:  Channel is  inoperable.
*  Recalibration  is  required  and  must be  evaluated
for proper functionality.
REGION  D:  Channel  is  inoperable.
*  Recalibration  is  required  and must be evaluated
for proper functionality.
IF
SYSTEM  SHUTDOWN
ILLUSTRATION  SHOWN  FOR
PROCESS  PARAMETER
INCREASING  TOWARD  SETPOINT
AND  IS  NOT  DRAWN  TO  SCALE
NOTES:
1. There  is  no  set value for  margin  that  is applied  to  the
CU  to determine the  NTSP.  This  margin  of  safety  is a
discretionary  value  based on engineering  judgment  to
add  conservatism  when determining  the  NTSP, to ensure
protection  of the  analytical  limit.  The applied  margin
must be  greater than or  equal to  the as-found  tolerance
to ensure the  AV  never  exceeds  the  LSSS.
Figure  5.1:  Setpoint  Relationships  - For Increasing  Setpoint  (The setpoint  relationship is
similar for decreasing  setpoints,  except that the  process  is decreasing  towards the
setpoint  and  AL).
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R0003-08-002089-A
Page  11  of  113 January  2013,  Revision  3
Note:  This figure  is  intended  to  provide  relative  position  and  not  to  imply  direction..
Sections  4.1.5  and  4.2.3,  of the  TR defines  LTSP  as an  LSSS  and  also  defines  NTSP  as the
desired  value  of the  measured  variable  at which  an  actuation  occurs.  The  calculation  of the
LTSP  value  is  set forth  in Section  4.2.3  of the TR  as LTSP  =  AL+/-  CU,  where  CU  is  the total
channel  uncertainty.  Note  1 on  Figure  5.1  of the  TR defines  AV  such  that  it will  never  exceed
the  LTSP  (LSSS)  and  in  most  cases  should  be  more  conservative  than  the  LTSP.  The
calculation  of the AV  is  set forth  in Section  4.2.4  of TR as AV  =  NTSP  +/- AFTTOT  where
AFTTOT  is  the total  AFT  for the  entire  instrument  channel.  The  NTSP  includes  additional
margin  such  that  it is  more  conservative  than  the  LTSP.  In Section  4.2.5  of TR  defines  the  AFT
and  ALT  as double  sided  bands around  the  NTSP.  The  applicant  states that  at a  minimum  the
AFT  includes  reference  accuracy,  drift,  and  ALT  uncertainties.  The  ALT  is  based  on  accuracy
of the channel  calibration.  The  staff finds  that this  approach  is  consistent with  RG  1.105,
Revision  3  and  ANSI/ISA-67.04.01-2000.
Based  on the discussion,  sample  calculations,  and  figures  presented  in the  TR,  the  staff
finds  that the  B&W  setpoint  methodology demonstrates  that the  correct  relationships
between  the  SL,  AL,  AV,  NTSP,  LTSP,  AFT,  and ALT  will  be  ensured,  that the  basis  for
the trip  setpoint is  correct,  and  that the  requirements  of GDC  13  and  20 are  met.
NRC  RIS  2006-17  detailed  a concern  with  verification  of operability  using  only  AV  or a one-
sided  approach  during  periodic  testing  (channel operational  test,  calibration  test).  To  address
this  concern the  B&W  mPowerTM  setpoint  methodology  uses double-sided  acceptance  criteria
bands.  Figure  5.1  (above) and  Table  4.2  (below) of the TR  describe  how the  operability  of  the
instrument  loop  is  evaluated.  Exceeding  the AFT  in  either  the  high  or low  direction  may  indicate
degraded  performance  and  inability  of the  instrument  channel  to  meet  its  intended  function.
Another  concern  detailed  in RIS  2006-17  is  that  10  CFR  50.36(c)(1)(ii)(A)  includes  requirements
for  a general  class of LSSSs  related  to variables  having  significant  safety functions  but which  do
not  protect  SLs.  All  operating  plant  licenses  have  TSs for  LSSSs  that are  not  related  to  SLs.
For these  LSSSs,  10  CFR  50.36(c)(1)(ii)(A)  requires that  a  licensee  take  appropriate  action  if it
is  determined  that  the automatic  safety  system  does  not  function  as  required.  To  address  this
concern  the  B&W mPowerTm  setpoint  methodology  uses  double-sided  acceptance  criteria
bands.  For this  reason,  the  staff finds that  the  B&W  setpoint methodology  addresses  the
concerns  noted  in RIS  2006-17  and  is  consistent with  the  requirements  of  10 CFR  50.36.
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R0003-08-002089-A Page  12  of 113 January  2013,  Revision  3
Table  4.2:  Instrument  Operability  During  Periodic  Surveillance  Testing
As-found  NTSP  During  Status  of Channel  Operability
Surveillance  Testing  and Required  Actions
As-found  NTSP  within  ALT  (Region  A  Channel  is  operable,  no  action  required.  The  results
of Figure  5.1)  are  tracked  by  plant  procedures  for historical  trending.
As-found  NTSP  outside  of ALT  band,  Channel  is  operable,  recalibration  is  necessary  to
but within  AFT  band  (Region  B of  restore  the  NTSP  within  the ALT.
Figure  5.1)
Increasing  process:
As-found  NTSP  is  conservative  with
respect  to the AV  (NTSP  < AV)  but
outside  AFT  band  (Region  D of
Figure  5.1);  or  Channel  is  inoperable.  Recalibration  is  necessary  to
restore  the NTSP  within  the ALT,  and  evaluation  of
Decreasing  process:  channel  functionality  is :required.
As-found  NTSP  is  conservative
with  respect  to the  AV  (NTSP  >  AV)
but outside  AFT  band.
Channel  is  inoperable.  Recalibration  is  necessary  to
As-found  NTSP-non-conservative  to  restore  NTSP  within  the ALT,  and  evaluation  of
the AV  (Region  C  of Figure  5.1)  channel  functionality  is  required  to  return  channel  to
an  operable  status.
The  B&W setpoint methodology  allows  for a  minimum  set of assumptions  to  be used  (refer  to
Section  3.5  of the TR).  This  minimum  set of assumptions will  yield  conservative  uncertainties
used  in the  calculations  and  less  chance  of error  during  calibration  of instrument  channels,
which  the  staff finds  reasonable  and  acceptable.  Following  the  setpoint calculation  flow
depicted  in  Figure  4.1of the TR,  the pertinent  information  required  to  be  documented  for each
calculation  is  collected  in  a typical  data  sheet  as shown  in Table  4.1  of the TR.  This table  also
provides  traceability  and  documentation  of the  loop  data  and  uncertainties  used.  The  results  of
the calculation  are  documented  in  accordance  with  controlled  plant  procedures  and  programs
(such  as the  Setpoint  Control  Program)  with  adequate  detail  so  that all  bases,  equations,  and
conclusions  are  fully  understood  and  documented.  Table  4.1  of  the TR  includes  a  list of
uncertainties  that  must be  considered  for inclusion  in  the total channel  uncertainty  (CU)
calculation.
The  surveillance  and  calibration  intervals  are determined  as part  of the  development  of the
reference  technical  specifications.  Determination  of surveillance  and  calibration  intervals  takes
into  account  the ,uncertainty due to  instrument  drift  as  described  in this  report  such that  there  is
reasonable  assurance  that the  plant  protection  system  instrumentation  is  functioning  as
expected  between  the  surveillance  intervals.  Plant-specific  procedures  will  include  required
methods  to  evaluate  the  historical  performance  of the drift  for each  instrument  channel  and
confirm  that  the  surveillance  and  calibration  intervals  do  not exceed  the assumptions  in  the  plant
safety analysis.  The  guidance  contained  in GL  91-04  is  used  to evaluate  and  determine  the
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R0003-08-002089-A Page  13  of  1.13 January  2013,  Revision  3
acceptable  surveillance  and  calibration  intervals  for each  instrument  channel  as needed.  For
these  reasons the  staff finds  that the  B&W  setpoint  methodology conforms  to ANSI/ISA-
67.04.01-2000  and  RG  1.105,  Revision  3  with  respect  to assumptions  and  data  used  to
determine  the  uncertainties  and  select the trip  setpoint.
The  B&W  setpoint  methodology  combines  the  uncertainty  of the  instrument  loop  components  to
determine  the  CU  for the  functions  of the  reactor  protection  system  and  other  important
instrument  setpoints.  All  appropriate  and  applicable  uncertainties  are  considered  for'each
reactor  protection  system and  other  important  instrument  setpoint  functions.  Section  4.1:.3.1  of
the TR  lists  elements  of uncertainty  that are  considered  typical,  but  not  inclusive,  and  the  list is
consistent with  ANSI/ISA-67.04.01-2000.  Other considerations  that contribute  to  the
uncertainty,  such. as environmental  conditions  and  installation  details of the components  are
also factored  into the  CU.  For  these  reasons,  the staff finds',that  the  B&W  setpoint  methodology
conforms  to  ANSI/ISA-67.04.01-2000  and  RG  1.105,  Revision  3  withrespect'to  uncertainty
terms,  bias values,  and  correction  factors  used  to select  the trip  setpoint.
The  CU  values  are  established  at  a  95  percent  probability  and  a  95  percent  confidence  level,
using  a  2 sigma  Gaussian  distribution  which  is  consistent with  RG  1.105,  Revision  3.  The  CU
calculation  is  based  on  the following:
I.  Random,  independent  uncertainties  are eligible  for the  square-root-sum-of-
squares  method  (SRSS) combination  propagated  fromthe  process
measurement  module  through  the  signal conditioning  module  of the  instrument.
channel  to  the device  that initiates  the actuation.  Refer  to  Sections  3.3  and
3.3.1  of the  TR.
I1.  Dependenfuncertaintiesare  combined  algebraically  to  create a  larger,
independent  uncertainty  that  is  eligible  for SRSS  combination.  Refer  to  Section-
3.3.2  of the TR.
Ill.  Non-random,  bias and  abnormally  distributed  uncertainties  are those  that
consistently  have  the  same algebraic  sign.,  If they are  predictable  for a given
set of conditions  because  of a  known  positive or  negative  direction,  they are
classified :as  bias with  a  known  sign.  If they do  not  have  a  known  sign,  they are
treated  conservatively  by algebraically  adding the  bias  to-the  CU  of interest
(negative  bias for  increasing  setpoints  and  positive  bias for decreasing
setpoint)'as  shown  in  the equations  in Sections  4.2.2  and  4.2.3  of the TR.
These  are  classified  as bias With  an  unknown  sign'.  Refer  to  Sections  3.4.1  and
3.4.2 of the TR.
The  staff finds 'that the described  method  of  statistical' combination  of uncertainties  conforms  to
ANSIiSA-67.04.01-2000  and  to  RG  1.105,  Revision  3.
The equations  for determining  module  and  channel  uncertainty;  and  trip setpoint  shown  in
Sections  4.2.1,  4.2.2,  and  4.2.3 conform  to ANSI/ISA-67.04.01-2000  and to  RG  1.105,  Revision
3.
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R0003-08-002089-A  Paae  14  of  113'  January  2013.  Revision  3
. . . . I  . . . . . . . .
All  NRC  RAIs  and  acceptance  review  comments  have  been  resolved  (References  2  through  7)
and  incorporated  into  TR  R0003-08-002089,  Revision  3.  There  are  no  RAI  open  items.
Based  on the discussion  above, the  staff finds  that TR  R0003-08-002089,  Revision  3  follows  the
guidance  of RG  1.105,  Revision  3,  RIS  2006-17,  GL  94-01,  and  ANSI/ISA-67.04.01-2000  with
respect  to  setpoint methodology  and  therefore  complies  with  the  NRC  regulations  for ensuring
that setpoints  for safety-related  instruments  are  initially  within  and  remain  within  the technical
specification  limits.
5.0  CONCLUSION
The  staff has  reviewed  the  B&W  mPowerTM  Instrument  Setpoint  Methodology  Topical  Report
(Reference  7)  and  found  that  (1)  the setpoint  calculation  methods  are  adequate  to assure  that
protective  actions are  initiated  before  the associated  plant  process  parameters  exceed  their
analytical  limits,  (2)  the setpoint  calculation  methods  are adequate  to  assure  that  control  and
monitoring  setpoints  are consistent  with  their requirements,  and  (3)  the  established  calibration
intervals  and  methods  are  consistent  with  safety  analysis  assumptions.  Therefore,  the staff
concludes  that the  proposed  TR  R0003-08-002089,  Revision  3,  is  an  acceptable  setpoint
methodology  that  satisfies  the  requirements  of  10  CFR  Part  50,  Appendix  A,  GDC  13 and  20,  of
10  CFR  Part  50,  Appendix  B,  Criterion  Xl,  of  10  CFR  50.36(c)(1)(ii)(A)  and  10  CFR  50.36 (c)(3),
and  of  10  CFR  50.55a(h),  which  requires  compliance  with  IEEE  Std.  603-1991.
If this  TR  is  referenced  in  a design  certification  application  under  10  CFR  Part 52,  the
application  must include  ITAAC  for the  plant-specific  setpoint analysis,  which  details the
procedures  for establishing  the  setpoints  including  the margins  and  their  location.  Prior to  initial
fuel  load,  a  reconciliation  of  the setpoint  analysis  and  setpoint  program  against  the final  design
for each  plant must  be  performed,  as required  by  the  ITAAC.  The  staff will  review  the  proposed
ITAAC  during  the  design  certification  review.
6.0 REFERENCES
1.  B&W  letter  BW-JAH-2010-230,  dated  October 28,  2010,  (ML103020473)  B&W  submitted,
for U.S.  Nuclear  Regulatory  Commission  (NRC)  staff review,  TR 08-002089,  Revision  0,
"Instrument Setpoint  Methodology."
2.  NRC  Request  for  the  Review  of Babcock  & Wilcox  Company  TR  08-002089-000,  Revision
0,  "Instrument  Setpoint  Methodology,  October 2010," dated  April  7,  201.1  (ML1  10900508).
3.  B&W letter  BW-JAH-2011-253,  dated  June 30,  2011,  (ML1  1 182C034)  B&W  submitted,  for
U.S.  Nuclear  Regulatory  Commission  (NRC)  staff  review,  TR  08-002089,  Revision  1,
"Instrument  Setpoint  Methodology"  (ML1  1182C035).
4.  NRC Acceptance  for  Review  of Babcock  & Wilcox  Company  TR  08-002089-001',  Revision  1,
"Instrument  Setpoint  Methodology  Topical  Report," dated  August  24,  2011  (ML1  12351116).
5.  Request  for Additional  Information  6236  RAI  Letter  No.  4,  dated  December,  22,  2011,  for the
review  of B&W  mPower  Reactor  Project  Instrument  Setpoint  Methodology  Topical  Report
08-002089  Revision  1 (ML1  1357A141).
-10-
R0003-08-002089-A Page  15  of  113
January  2013,  Revision  3
6.  B&W letter  BW-JAH-2012-277,  dated  February  2,  2012,  "Babcock & Wilcox  Nuclear  Energy,
Inc.  (B&W  NE)  Response  to  NRC  Request  for Additional  Information"  (ML12037A001)
7.  B&W  letter  MPWR-LTR-12-00051,  dated  May  21,  2012,  (ML12143A424)  B&W  submitted,
for  NRC  staff  review,  TR  R0003-08-002089,  Revision  3,  "Instrument  Setpoint  Methodology"
(ML12153A304).
8.  ANSI/ISA--67.04.01-2000,  "Setpoints  for Nuclear  Safety-Related  Instrumentation,"  February
2000  (Equivalent  to  ANSI/ISA-S67.04-1994,  Part  1).
-11-
R0003-08-002089-A
Page  16  of  113
January  2013,  Revision  3
Section  B
R0003-08-002089-A Page  17  of113. January  2013,  Revision  3,
BI6W
babcock. & wilcox  nuclear  energy
b  109  rams.ey  place.  lynchburg,  va  24501  ,  p honne  434.316.7592.
I  tax  434.3,16.7534  0  www~babcock.comn
Octobe" 286,  2010
BWrJAH-2010-230.
U.S.  Nuclear  Regulatolry  Commission
ATTN:  Document Control  Desk
One  White  Flint  North
11555  Rockville  Pike.
Rockville,  MD020852-2738
Babcock  & Wilcox  Nuclear  Energy,  Inc.
Dodcket  Number-PROJ0.776
Project  Number-776
Subject:  Submittal  of Babcock  &  Wilcox  Nuclear  Energy,  Inc.  (B&W  NE)lInstrduhent.Setpoint
Methodology  Topical  Report  (Report  Number  08-002089-000)
Inaccordance with  the B&WNE  schedule for  submittal  of tichnical  and  topical  reports  as, updated,
on July-22,  2010, we  are  providing  the  above  referenced  topical  report  foe'NRC  review.  This  report
is  non-proprietary.
Questions  ohcernring  this submittal  may be, directed  to Jeff  Halfinger at  434-316-7507  (email:
jahalfinper(babcock.com)  or T. J.  Kim  at.434-382-9791  (email:  tikimCbabcock.com).
ey 
.
a 
lf i 
g 
r
', Technology  evelopment
WNE
yW 
4
:Robedt  E. McLft'hlin
Director,  QualityAssurance
B&WNE.
T.J  Ki'm
Licensing  Director
B&W NE,
JHA/jlr
cc:  Joelle  L. Starefos,. NRC,  TWFN  9-F-27
:Stewart  L. Magruder,. Jr.,  NRC;  TWFN:9-F-27
babcock  &  wilcox  nuclear  energy,  Inc..  a  McDermott company
/.
R0003-08-002089-A Page  18  of113
January 2013,  Revision  3
Section  C
R0003-08-002089-A
Page 19  of113
January  2013,  Revision  3
B .w  babcock&  wilcox  nuclear  energy_
P  109  ramsey  place  I1  lynchburg,  va  24501  e  phone,434.316.75  92
oP  fax  434-316.7534  b  www.babcock.corn
June  30, 2011  BW-JAH-2011-253
U.S.  Nuclear  Regulatory  Commission  (NRC)
ATTN:  Document  Control  Desk
11555  Rockville  Pike
Rockville,  MD  20852-2738
Babcock  & Wilcox  Nuclear Energy,  Inc.
Docket  Number-PROJ0776
Project  Number-776
Subject:  Submittal  of  Babcock  & Wilcox  Nuclear  Energy  Inc. (B&W  NE)  Instrument  Setpoint
Methodology  Topical  Report  Revision  1 (Report  Number,08-002089-001)
On  October 28,  2010,  B&W  NE  submitted  to NRC  Revision  0  of the  above  referenced  topical  report
for technical  staff  review as  part of  our pre-application  effort.  Enclosed  is  Revision  11  of the
referenced  report  for  review.  We  have  revised  the  report  based  on, preliminary  feedback  from  the
NRC  staff.  Accordingly;  limited  portions  of this  report  have  been  modified  to:
1.  clarify  Section  4.2.1  of the  report to  describe  the  mathematical  relationship  between  the
nominal  trip  set point  (NTSP)  and the limiting  trip  set point  (LTSP),
2.  clarify  the  definition  'of margin,
3.  add  to  the  report  a typical  calculation  (not  design-specific)  showing  the  determination. of
uncertainties,  and  application  of the  setpoint methodology  for  a typical  instrument  channel
with  resulting  sample  results for the  analytical  limit  (AL),  the  channel  uncertainty  (CU), LTSP,
NTSP,  and  the allowable  value  (AV),
4.  remove  references  to use of a  "graded approach",
5.  clarify  the  relationships  between  design  and  safety  analysis  methods  and  methods  applied
during  surveillance  and  calibration  (Figure  5.1),
6.  clarify  that as-found  tolerance  is  derived from  the  NTSP  to  establish  the  allowable
value,(Figure  5.1),  and
7.  clarify  that the  allowable  value  is  the  limiting  safety system  setting  (LSSS)  in  Figure  5.1.
Questions  concerning  this  submittal  may  be  directed to  Jeff Halfinger  at 434-316-7507  (email:
ah  Ifin  e  babcock.com)  or T.  J.  Kim  at 434-382-9791  (email: tmkimObabcock.com).
P',  Technology  De  opment
&W NE
JAH/jlr
babcock  &  wilcox  nuclear  energy,  inc.,  a  Babcock  &  Wilcox  company
R0003-08-002089-A Page  20 of  113 January  2013,  Revision  3
Enclosure:
Methodology
Babcock  & Wilcox  Nuclear  Energy  Inc.  (B&W  NE)  Instrument  Setpoint
Topical  Report  Revision  1 (Report  Number  08-002089-001)
cc:  Joelle  L. Starefos,  NRC,  TWFN  9-F-27
Stewart  L. Magruder,  Jr.,  NRC,  TWFN  9-F-27
babcock  &  wilcox  nuclear  energy,  inc.,  a  Babcock &  Wilcox  company
' R0003-08-002089-A
Page  21  of 113 January  2013,  Revision  3
Section  D
R0003-08-002089-A Page'22  of  113
January  2013,  Revision  3
Mazza,  Jan
From:
Sent:
To:
Cc:
Attachments:
Mazza,  Jan
Thursday,  December  22, 2011  4:51  PM
'jahalfinger@babcock.com';  'pshastings@generationmpower.com';  'Poslusny,  Chester'
Starefos, Joelle;  Ashcraft,  Joseph;  Jung,  Ian;  Magruder,  Stewart
Request for Additional  Information  6236  RAI  Letter No.  4.pdf
December 22,  2011
SUBJECT:  REQUEST  FOR  ADDITIONAL  INFORMATION  LETTER  NO. 4  FOR  THE  REVIEW  OF  BABCOCK
& WILCOX  (B&W)  mPOWER  REACTOR  PROJECT  INSTRUMENT  SETPOINT  METHODOLOGy
TOPICAL  REPORT  08-002-2089  REVISION  1 (TAC  NO.  RN6113)
Dear Mr.  Halfinger:
By  letter dated  June  30,  2011,  (ML11182C034)  B&W  submitted,  for  U.S.  Nuclear  Regulatory  Commission  (NRC)  staff
review,  Topical  Report  (TR)  08-0022089,  Revision  1, "Instrument  Setpoint  Methodology" (ML11  182C035).  The
NRC  staff is  performing  a detailed  review  of this topical  report  to  enable the  staff to  reach  a  conclusion  on the
safety  of the  proposed  application.  The  NRC  staff  has identified  that  additional  information  is  needed  to
continue  portions  of the  review.  The  staff's  request for  additional  information  (RAI)  is contained  in  the
enclosure to this  email.
Consistent with  the  NRC  letter dated,  August 24,  2011 (ML1  12351116),  to  support  the  review  schedule,  you  are
requested  to  respond  by  February  2,  2012.  If changes  are  needed  to  the  topical  report, the  staff requests  that
a  revision  to TR  08-002-2089,  "Instrument  Setpoint  Methodology,"  be  submitted  with  the  RAI  responses.
If you have  any  questions  or comments  concerning  this  matter,  you  may contact  me  at  301-415-6091.
Sincerely,
/RA/
Jan Mazza,  Project  Manager
Projects  Branch
Division  of Advanced  Reactors  and  Rulemaking
Office  of  New Reactors
Docket  No.  PROJO776
eRAI  Tracking  No.  6236
Email  Attachment:  Request for  Additional  Information  6236  RAI  Letter No.  4
OFFICE  NRO/DE/ICE  NRO/DE/ICE  NRO/DARR/APRB  I NRO/DARR/APRB
NAME  *JAshcraft  *IJunge  *JMazza  JStarefos
DATE  12/2112011  12/21/2011  I 12/22/2011  12/22/2011
*Approval captured  electronically  in  the  electronic  RAI  system.
Jan  Mazza
I
R0003-08-002089-A Page 23  of  113
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NRC  obli  of  e
301-41540498
Jan.Mazzatnnrc.gov
R0003-08-002089-A Page  24  of  113 January  2013,  Revision  3
R0003-08-002089-A  Page  24  of  113  January  2013,  Revision  3
Request  for Additional  Information  No.  6236
RAI  Letter  No.  4
12/22/2011
mPower  Pre-Application  Activities
Babcock  and  Wilcox
Docket  No.  PROJ  0776
SRP  Section:  07.01-C  Appendix - Guidance  for  Evaluation  of Conformance  to  IEEE  Std.  603
Application:  Topical  Report 08-002089  Instrument  Setpoint  Methodology
Acceptance  Criteria:  IEEE  Std.  603  1991,  Clause  6.8,  RG  1.105-Rev.3,  ISA-67.04-1994,  Part  I
Technical  Branch:  Instrumentation  and Controls  Branch  (ICB)
07.01-C Appendix-1
Section  3.1  - On  page 3,  paragraph  6 states,  "Recognizing  that RG  1.105, Revision  3,
was published  in  1999,  the  B&W  mPower instrument  setpoint methodology  follows  the
guidance  provided  by  ANSI/ISAS67.04.01-2000  (Ref. 6.3.1),  which  is  equivalent  to
ANSI/ISA  S67.04-1994,  Part  I (now ANSI/ISAS67.04.01-2006)."
What  is  meant  by "(now ANSI/ISAS67.04.01-2006)?"  It is  listed  as reference  6.3.3,
however,  other  than this statement,  it is  not mentioned  anywhere  else.  Clarify whether
the  mPower  setpoint methodology  conforms  to  RG  1.105  Rev.  3  which  endorses,
ANSI/ISA  S67.04-1994.  If the  setpoint  methodology  does  not  meet RG  1.105  Rev.  3
then  demonstrate  how the  methodology  meets the Regulations.
07.01-C  Appendix-2
Section  3.3.2  - Regarding  the last sentence  of 3.3.2, the  staff requests  the applicant  to
clarify  whether  after the  uncertainties  are  algebraically  summed, the  SRSS would  then
be  applied  as discussed  in  the  second  paragraph  of 4.1.4.
07.01-C  Appendix-3
Section  3.5  - The first  bullet in this  section  appears  to conflict  with  Section  3.4.1  (both
stated below).  The staff  requests  the  applicant  explain  this  inconsistency.
3.4.1 Any bias effects  that cannot be calibrated  out are directly accounted for in the  uncertainty
calculation.
3.5 Where bias terms have opposite effects on instrument accuracy (positive versus negative), and are
both of known  magnitude, the two uncertainties  may be used to offset each other.
07.01-C Appendix-4
Section  3.5 - In the paragraph  titled,  Assumptions, clarify  the  assumption  for  instrument
calibration  (last  bullet)  is valid  for sensor locations  that  may  be  exposed to the
environment  during  calibration.
R0003-08-002089-A Page  25  of-.113
January  2013,  Revision  3
07.01-C Appendix-5
Figure 4.1  - The  setpoint steps at the  bottom  of the figure  (below  the step  "Determine
the  Setpoint  and Allowable  Value"),  deviate from  ANSI/ISA  67.04.02  Figure  2. Explain
how  this  meets the guidance  in RG  1.105  Rev 3.
07.01-C  Appendix-6
Section  4.1.3.1  - The  last  paragraph  in this  section  lists the  "elements  of uncertainty for
any  module"  and further  specifies  the definitions  are provided  in  Appendix  B. Two  of the
elements  the "as-left tolerance  specification"  and "as-found  specification"  are not  defined
in Appendix  B.  The  staff  requests  the  applicant  clarify  the  definitions  of these  elements.
07.01-C Appendix-7
Section 4.1.5 - The  staff requests  the applicant specify which  equation  applies  to "Trip
SetPoint".
07.01-C Appendix-8
Section  4.1.6 - The  last half  of the  second  paragraph  states "A  setpoint found  within  the
allowable  value  region,  but outside  the as-found  tolerance,  is  considered  operable,  but
degraded.  It is acceptable  with  respect to the  analytical  limit;  however,  the instrument
must  be  reset to  return  it within  the  allowed  as-left  tolerance  region  (see definitions)..."
This  appears to  conflict  with  Section  4.2.5 which  states  "The AFT  is  included  to
determine  if the  instrument  needs  to be  reset after  calibration  or, if outside  of the
tolerance,  requires  further  investigation  as  to its  operability.  The as-found  readings  also
provide  data for establishing  actual  instrument  drift."  The staff requests that the applicant
explain  this  apparent contradiction  and/or to  revise  Section  4.1.6  or Section  4.2.5  to
eliminate  the conflict.
In addition,  providing  an  explanation  for the following  four  scenarios  listed  in the  mPower
Setpoint  Methodology  Topical  Report  in terms of calibration  requirements,  instrument
operability,  and  channel  operability  is  optional  but would  aid  in additional  clarification  for
the section.
" As-found  is within  as-lefttolerance
" As-found  is  outside as-left  tolerance  but within  as-found  tolerance
  As-found  is  outside as-found  tolerance  but  within  AV
"  As-found  is  above/below AV
07.01-C Append ix-9
Figure  5.1  - This  figure  shows  Margin  (Note  2)  added  to  the setpoint  calculation.
The  staff requests  that the  applicant  clarify  the use  of margin  in  the figure  and  revise  the
figure  to  reflect  both  the +/- of AFT,  ALT,  and  the  location  of  Margin  (Note  2)  in
relationship  to  NTSP,  AFT  and AV  (see below).
2
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Sections  4.2.4, 4.2.5  and  Figure  6.1:
*  Section  4.2.4 - How  is AFTTOT  calculated  as  a  +/-  value  and shown  on  both
sides  of NTSP  on  Figure  5.1?
,  Section  4.2.5 - How  is AFTn  calculated  as a +/-  value?
*  Section  4.2.4 - Explain  why  the  definition  of Margin  is  different from  Note  2
on  Figure  5.1.
e  Is  Margin  (Note 2)  correctly  shown  on  Figure  5.1? see  bullet  1 above.
e  What  value  of ALT would  be used  in  Figure  5.1?  (Refer  to RG  1.105 Rev.  3
Figure  1,  "E.  Region  of Calibration  Tolerance")
07.01-C Appendix-10
Section  4.2.5  - The  staff requests  the applicant to  explain  how  the  mPower  Setpoint
Methodology  conforms  to  BTP  7-12  or the corresponding  regulations  with  regards to:
"  Use  of as found  and as left  data (sensors, SPs)
"  How  are AV,  as-found  and  as-left  values  verified  for a  SP that is  within  a  digital
platform?
07.01-C  Appendix-1  1
Appendix  A  Figure A.2  - The  staff requests  the  applicant to  respond  to the  following:
#  Is  margin  correctly  shown  as 5.5  psig?
*  Using  example  problem  and  Notes  1& 2  from  Figure  5.1,  what would  AV,
Margin  2  and  AFT TOTbe  if Margin  1 is  5.5  psig  (allowed  by  note  1) versus
55  psig?
07.01-C Appendix-12
Appendix  A  Figure A.2  - The staff requests  the applicant  to respond  to  the following:
*  Using  AFTTOT  +/-  15.1  psig  (-15.1  psig),  what would  be the  operating
margin  (OM)  as described  in  Section  4.2.6  in  order to avoid  potential
spurious  channel trips?
*  Is  the  methodology  described  in  4.2.6 sufficient  for all  cases?
07.01-C  Appendix-13
Figure 4.1  - The  portion  of the figure  that shows the  setpoint calculation  for  a harsh
environment  does not specify  seismic  effects  as  described  in  section  4.3.1.1  paragraph
2  and equation  4:2.1.  Is  seismic  considered  in  figure  4.1  and  if  so how  would  this  be
3
R0003-08-002089-A Page  27 of  113'
January  2013,  Revision  3
applied  to the setpoint  calculation  for normal,  seismic,  and  other  postulated  accident
conditions,  as applicable?
4
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Section  E
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January2013,  Revision  3
B  w  babcock &  wilcox  nuclear  energy
P  109  ramsey  place  b  lynchburg.  va  2450  1  P  phone  434,316,7592
o  fax  434.316  7534  b  www,babcock.com
February  2,  2012  BW-JAH-2012-277
U.S.  Nuclear Regulatory  Commission  (NRC)
ATTN:  Document Control  Desk
11555  Rockville  Pike
Rockville,  MD 20852-2738
Babcock  &  Wilcox  Nuclear  Energy,  Inc.
Docket  Number-PROJ0776
Project  Number-776
Subject:  Babcock  &  Wilcox  Nuclear Energy,  Inc.  (B&W  NE)  Response  to  NRC Request  for
Additional  Information
Reference:  1.  B&W  NE  Instrument  Setpoint  Methodology Topical  Report  08-002089-001
2.  Request for Additional  Information  Letter No.4  for the  Review  of Babcock  & Wilcox
(B&W)  mPower  Reactor  Project  Instrument  Setpoint  Methodology  Topical  Report
08-002-2089  [sic]  Revision  1
On  October  28,-2010,  B&W NE  submitted  to the  NRC  Revision  0 of  the above  referenced  topical
report  for technical  staff  review  as part  of  our pre-application  effort.  Subsequently,  on
June  30,  2011; as a result  of preliminary  feedback from  the  NRC  staff, B&W submitted  Revision  1
to the  Report  (Ref, 1).
On  December  22,.2011,  the  NRC  issued  a  Request  for Additional  Information  (RAI)  (Ref 2)
containing  thirteen  (13)  questions  and  a request that  the  responses to the questions  and a  revision
to the  Instrument  Setpoint  Methodology  Topical  Report,  if needed,  be submitted  by
February 2, 2012.
Enclosed  is the  set of B&W's  responses to the  RAI's  questions  which  include  proposed  clarification
to information  provided  in the topical  report,  and where  appropriate,  revised  text, tables  or figures to
be  incorporated  into  Revision  2 to B&W's  Instrument  Setpoint  Methodology  Topical  Report  08-
002089,  pending  satisfactory  resolution  of this RAI.
Questions  concerning  this  submittal  may  be directed to Jeff Halfinger  at 434-326-7507  (email;
iahalfinertbabcockcom) or T.J.  Kim  at 434-382-9791  (email:  tikimr,,babcock.com).
echnologygeve  p  ment
babcock  &"wilcox  nuclear  energy,  inc.,  a  Babcock  &  Wilcox  compainy
R0003-08-002089-A. Page  30 of  113 January  2013,  Revision  3
JAH/jlr
Attachment:  Setpqint  Methodology  Topical  Report  RAI  Responses
cc:  Joelle  L. Starefos,  NRC,  TWFN  9-F-27
Stewart  L. Magruder,  Jr.,  NRC,  TWFN  9-F-27
babcock  &  wilcox  nuclear  energy,  inc.,  a  Babcock &  Wilcox  company
R0003-08-002089-A
Page 31  of  113
January  2013,  Revision  3
RAI  No.  6236  Ltr.  No.  4
Docket  No.  PROJ  0776.
Babcock  & Wilcox  Nuclear  Energy,  Inc.  Response  to
Requests  for Additional  Information  No.  6236
RAI  Letter  No.  4
B&W  mPower Pre-Application  Activities'
Docket  No.  PROJ  0776
Topical  Report  08-002089-001
Question  07.01-C  Appendix-1
Section 3.1  - On page 3, paragraph  6 states, "Recognizing that RG  1.105, Revision 3,  was
published in  1999, the B& W mPower instrument setpoint methodology follows  the guidance
provided by ANSI/ISAS67.04.01-2000  (Ref  6.3.1),  which is equivalent to ANSI/ISA  S67.04-
1994, Part I (now ANSI/ISAS67.04.01-2006)."
What is meant by  "(now ANSI/ISAS67.04.01-2006)?" It is listed as reference 6.3.3, however,
other than this statement, it is not mentioned anywhere else. Clarify whether the mPower.
setpoint methodology conforms to RG  1.105 Rev. 3 which  endorses ANSI/ISA  S67.04-1994.  If
the setpoint methodology does not meet RG .1.105 Rev. 3 then demonstrate how the
methodology meets the Regulations.
B&W  NE  Response
The  intent  of the  cited  reference  was to  demonstrate  that  the  B&W  Instrument  Setpoint
Methodology  follows  the  guidance  provided  by  ANSI/ISA  $67.04.01-2000,  which  is  equivalent
to  ISA-67.04-1994,  Part  I. The  current  version  of  this standard  was  issued  as ANSI/ISA
67.04.01-2006.
The  statement  was intended  to  make  note  of the fact that since  the issuance  of  ISA S67.04-
1994  Part  I, which  is  endorsed  byRG  1.105,  Revision  3,  updated  versions  of  the applicable
standards  have  been  issued.  By  incorporating  the  latest  industry guidance  contained  in
ANS I/ISA  67.04.01-2000  and  ANSI/ISA  67.04.01-2006,  the  B&W  InstrumentSetpoint
methodology  also ensures  that  RG  1.105;  Revision  3,  and  the issues  identified  in  RIS  2006-17
are also  addressed.
The  reference  to ANSI/ISAS67.04.01-2006  will  be deleted  (Ref.  6.3.3),  and  Section  3.1,:
paragraph  6  (page 3)  will  be  revised  as follows:
The  calculation  of  safety-related  instrument setpoints  for  the  B&W  mPower  reactor  is based  on
RG  1.105,  which  describes  a  method  acceptable  to the  NRC for complying  with  the applicable
regulations.  RG  1.105 endorses  the  use of  ISA-67.04-1994,  Part I. Recognizing  that  RG  1.105,
Revision  3,  was  published  in 1999,  and  to  ensure  the  issues  identified  in RIS  2006-17  (Ref.
6.2.4)  are addressed,  the  B&W  mPower  instrument  setpoint  methodology  follows  the  guidance
provided  by ANSI/ISA-S67.04.01-2000  (Ref.  6.3.1),  which  is equivalent  to  ISA  67.04-1994,  Part
I and  ANSI/ISA-RP67.04.02-2000.
Page  1 of 20
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RAI  No.  6236  Ltr.  No.  4
Docket' No.  PROJ  0776
Question  07.01-C  Appendix-2
Section 3.3.2  - Regarding the last sentence of 3.3.2, the staff requests the applicant  to clarify
whether after the uncertainties are algebraically  summed, the SRSS  would then be applied as
discussed in the  second paragraph  of 4.1.4.
B&W  NE  Response
Section  3.3.2  contains  information  for  the treatment  of  random  uncertainties  that are  not
independent  (i.e.,  dependent  uncertainties).  In treating  dependent uncertainties,  the
methodology  conservatively  combines  these random,  dependent  uncertainties  algebraically
into  a  larger, more  conservative  independent  uncertainty  term which  can  then  be  combined
using  the  SRSS  method.  This  is  consistent  with  the  guidance  presented  in ISA-RP67.04.02-
2000.Section  3.3.2  and 4.1.4  will  be  revised  to clarify  the  treatment of  dependent  uncertainties.
A sentence  will  be  added  to the  end  of section  3.3.2  (pages 4-5)  as shown  with  changes  as
highlighted  in shaded  text:
3.3.2  Dependent  Uncertainties
Complicated  relationships  may  exist  between  instrument  channels  and  various  instrument
uncertainties.  As  such,  a  dependency  might  exist  between  some  random  uncertainty  terms  and
parameters  of an  overall  uncertainty  analysis.  A common  root  cause  may  exist which  influences
other uncertainty, terms  in the  analysis  with  a  known  relationship.  When  these uncertainties  are
included,  they  are added  algebraically,  which  results  in a  statistically  larger value  for that
parameter  when  evaluated  in the  overall  channel  uncertainty.  MT1  - 5e
palalati,
A  sentence  will  be  added  to section  4.1.4,  paragraph  2  (page  14)  as shown  below  in shaded
text:
4.1.4  Channel  Uncertainty
Individual  module  uncertainties  and  other  uncertainty  terms are  combined  to  determine  the
overall  channel  uncertainty (CU)  using  the  equations  shown  in Sections  4.2.1  and  4.2.2
respectively.
As  described  earlier,  the  methodology  used  in this  report  to  combine  instrument  loop.
uncertainties  is  an  appropriate  combination  of those  groups  that  are  statistically  and  functionally
independent. 
a  2
IlTel-asal  F  el  a]  a5  e  flaen  fi  ee  E  s    i  t~~lp  6at  ane  l  r!lS  Temfjin  Ia  tfi-e~
Page  2  of 20
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RAI  No.  6236  Ltr.  No.  4
Docket  No.  PROJ  0776
Question  07.01-C  Appendix-3
Section 3.5  - The first bullet in this section appears to conflict with, Section 3.4. 1 (both stated
below).  The  staff requests the applicant explain this inconsistency.
3.4.1 Any bias effects  that cannot be calibrated out are directly accounted for in the
uncertainty  calculation.
3.5 Where bias terms have opposite effects  on instrument accuracy (positive versus
negative), and are both of known  magnitude, the two  uncertainties  may be used to
offset each other.
B&W  NE  Response
B&W  agrees  with  NRC's  comment  above.
For cases  where  the bias  terms  are  known  with  respect to  sign  and  magnitude,  the  bias effect
can  be  accounted  for directly  in the  instrument  calibration  procedure.  The, intent  of the
methodology  was  that in these cases,  the  bias term  does  not need  to  be  included  in  the
uncertainty  calculation.
Therefore,  the topical  report  will  be  revised  to delete  the  first  sentence  of the first  bullet  of
section  3.5  (page  5) and  reads  as follows:
If both  magnitude  and  direction  of  a  bias are  known  (e.g.,  transmitter static  pressure  span
effects),  this effect  can  be  accounted  for in the instrument  channel  calibration  procedure  and
calibrated  out  of an  instrument and  thus eliminated  from  the  uncertainty  calculation.
Page  3  of 20
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RAI  No.  6236  Ltr.  No.  4
Docket  No.  PROJ  0776
Question  07.01-C  Appendix-4
Section 3.5  - In  the paragraph  titled, Assumptions, clarify the assumption for instrument
calibration  (last bullet) is valid for sensor locations that may be  exposed to the environment
during calibration.
B&W  NE  Response
To  clarify  how the temperatures  of the  instrumentation  equipment  are  accounted  for during
calibration,  the  last bullet  of section  3.5  (page 6)  will  be  revised  as shown  below  in  shaded  text:
basedon theambient  oenditions  in  ich  =the  instrumentation  compoents  are expected  to
d  ie  i  ant lIi  aOlieurB  The  tem  peatf
ipnl.sTetrmumentation  accounts "fr  p  b  ie  between te  raus associateadwtte
intrmet  aibratfivoni  a~nd"7  th  amben  codtoso=h  ntle  e~petadi  ae  the
~~~perature  te  deiain betee  this assudcailibration  tAemprtr  n  h  aiu  n
mi  un  amienttemeatueo  h  fclcto  of th  acua  =11-6instrumnato  The  normal
temperature  effects  are  accounted  for as  shown  in the  equations  in  Section 4.2.1.  By  using  the
actual  vendor  data (typically  stated  in  terms of  + X  % span  per Y  TF),  actual  calibration
temperatures  and  plant  operating  temperatures, the  overall  temperature  effect  is  determined
and  accounted  for in  the  TE term  for the  specific  instrument  channel  of interest,  consistent  with
the  guidance  contained  in  ANSI/ISA-RP67.04.02-2000  (Ref.  6.3.2).
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Question  07.01-C  Appendix-5
Figure 4.1 - The  setpoint steps at the bottom of the figure (below the step "Determine the
Setpoint and Allowable  Value'), deviate from ANSI/ISA  67.04.02 Figure 2. Explain how this
meets the guidance in RG 1.105 Rev 3.
B&W  NE  Response
Figure  4.1  of the  B&W  Instrument  Setpoint  Methodology  is  similar to  Figure  2  in ANSI/ISA
67.04.02-2000,  slightly  amplified  to  provide  more  prescriptive  guidance  for obtaining  the trip
setpoint  (NTSP).from  the  analytical  limit  (AL)  based  upon  either  an  increasing  or decreasing
direction  of  the  process variable.  The  amplified  portion  of  Figure  4.1  refers  to  section  4.2.3 for
the  mathematical  equation  to  use for  calculating  of the trip  setpoint and  provides guidance  on
the  use of the  equations  based  upon  the  direction  of the  process  variable.
The  equation  in  section  4.2.3 for  calculating  the  trip  setpoint  (NTSP)  and  limiting  trip  setpoint
(LTSP)  is  shown  below  in  its  current  form:
LTSP  =  AL  + CU
NTSP  =  AL  +  (CU  + Margin)
Therefore,  when  following the  guidance  illustrated  in  Figure  4.1,  and  applying  the mathematical
expressions from  equation  4.2.3,  for cases  where the process  signal  increases  towards  the
analytical  limit,  NTSP  and  LTSP  calculated  as follows:
LTSP  =  AL  - CU  (increasing  process)
NTSP  =  AL  - (CU  + Margin)  (increasing  process)
For  cases  where the  process  signal, increases  towards  the  analytical  limit,  NTSP  and  LTSP
calculated  as follows:
LTSP  =  AL  + CU  (decreasing  process)
NTSP  =  AL  + (CU  + Margin)  (decreasing  process)
To  summarize  these  steps, for  an  increasing  process  the  channel  uncertainty  (CU)  is
subtracted  from  the AL to  obtain  the  LTSP,  and  the  CU  plus  margin  (if any)  is subtracted  from
the AL  to  obtain  the  NTSP.  For  a decreasing  process,  the  CU  is added  to the AL  to  obtain  the
LTSP,  and  the CU  plus  margin  (if any) is  added  to the AL  to  obtain  the  NTSP.  This  is
consistent with  and  identical  to the  methods  described  in  section  7.2  of  ISA/ANSI-67.04.02-
2000.
These  methods  are  consistent  with  the guidance  in RG  1.105  for establishment  of the  LTSP as
the  LSSS.  The  LTSP  is determined  by  subtracting  the  CU  from  the AL  for an  increasing,
process,  and  adding  the CU  to the  AL  for  a decreasing  process.  To  determine  the  NTSP,  a
value for  safety margin  may  be  added  to the  CU  to  add conservatism  when  establishingthe
trip  setpoint.  The  CU  is  determined  using  accepted  statistical  methods.  The AV  is  determined
as the  limiting  value  that the  NTSP  may  have  when  tested  periodically  and  ensure that both
the AL  and  the  SL are  protected.
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No  changes  to  Figure  4.1  will  be  made;  however,  equation  4.2.3  (page  18)  of the topical  report
will  be  slightly  modified  to  more  clearly  show this  mathematical  relationship  with  changes  as
highlighted  in  shaded  text:
4.2.3  Trip  Setpoint
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Question  07.01-C  Appendix-6
Section 4.1.3.1  - The  last paragraph  in this section lists the  "elements  of uncertainty for any
module" and further specifies the  definitions are provided in Appendix B.  Two  of the elements
the "as-left tolerance specification" and "as-found  specification" are not defined in Appendix B.
The staff requests the applicant clarify the definitions of these elements.
B&W  NE  Response
The  list  in  section  4.1.3.1  lists the various  elements  of uncertainty  for  a module.  The  terms
"as-left tolerance  specification"  and  "as-found  specification"  should  have  matched  the terms
defined  in  Appendix  B.  B&W  recognizes  that the  identified  names  for the  terms  in  our report
did  not  exactly  match  information  included  in  Appendix  B.  Therefore,  the list  in  paragraph  5 of
section  4.1.3.1  (pages 13-14)  will  be  revised to  exactly  match  the  defined  terms  provided  in
Appendix  B  as shown with  changes  highlighted  in  shaded  text below.
Elements  of uncertainty  for any  module  that are  considered  are  listed  below  (not  all  of the
uncertainties  listed  apply  to  every  measurement  channel).  Definitions,  as  appropriate,  are  provided
in  Appendix  B.
"  process  measurements  effect
"  primary  element  accuracy
*  drift
*  temperature  effects
*  radiation  effects
*  static and  ambient  pressure  effects
*  overpressure  effect
*  measuring  and  test  equipment  uncertainty
*  power  supply  effects
*  indicator  reading  uncertainty
*  conversion  accuracy
0  seismic  effects
0  environmental  effects  - accident
* as-found  toleranee
*  propagation  of  uncertainty  through  modules
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Question  07.01-C  Appendix-7
Section 4.1.5 - The  staff requests the applicant specify which equation applies to "Trip
SetPoint."
B&W  NE  Response
B&W  will  revise the  Instrument  Setpoint  Methodology  topical  report to explicitly  identify  the
equations  for the terms  described  in  section  4.1.5.  The  following  sentence  will  be  added  to the
beginning  of  section  4.1.5  (page  14)  as listed  below:
4.1.5  Trip  Setpoint
The  nominal  trip  setpoint  (NTSP)  and  limiting trip  setpoint  (LTSP)  are  calculated  using  equation
4.2.3.
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Question  07.01-C  Appendix-8
Section 4.1.6 - The  last half of the second paragraph  states "A setpoint found within the
allowable value region, but outside the as-found tolerance, is considered operable, but
degraded. It is acceptable with respect to the analytical limit; however, the instrument must be
reset to return it within the allowed as-left tolerance region'(see definitions)..."
This appears  to conflict with  Section 4.2.5 which  states "The AFT is  included to determine if
the instrument needs to be reset after calibration  or, if outside of the  tolerance, requires further
investigation as to its operability. The as-found readings.  also provide data for establishing
actual instrument drift."  The  staff requests that the applicant explain this apparent  contradiction
and/or to revise Section 4.1.6 or Section 4.2.5 to eliminate the conflict.
In addition, providing an explanation for the following four scenarios listed in the mPower
Setpoint Methodology Topical Report in terms of calibration  requirements, instrument
operability,  and channel operability is  optional but would aid in additional  clarification for the
section.
- As-found is within as-left tolerance
- As-found is outside as-left tolerance but within as-found tolerance
- As-found is outside as-found tolerance but within AV
- As-found is  above/below A V
B&W  NE  Response
To  more clearly  demonstrate  the  conditions  during  periodic  surveillance  testing  that  could
occur, and  the status of-channel  operability  during  periodic  surveillance  testing,  the following
revisions  to  the  topical  report  will  be  made.
  Section  4.1.6  and  4.2.5  will  be  revised  to  clearly delineate  the  disposition  of the  as-
found  conditions  during  periodic  surveillance  testing.
. Revisions  to  Figure  5.1  (see  response  to  Question  07.01-C  Appendix-9)  will  be made to
more  clearly  demonstrate  the  process  of verifying  channel function  and  operability
during  testing.
The  following  text will  be  revised  in  paragraph  2  in  section  4.1.6  (pages  115-16)  with  changes
highlighted  in shaded  text below:
The  AV is  a value that  the trip  setpoint might  have  when  tested  periodically  and  accounts for
instrument  drift and  other  uncertainties  applicable  to  normal  plant  operation  associated  with  the
test  during  norma! plant  operation  including:  instrument drift,  reference  accuracy,  as-left
tolerance  from  the  previous  calibration  and  measurement  and  test  equipment  uncertainty.  A
setpoint found  within the  allowable  value  region,  but  outside the  as-found  tolerance,  is
considered  operable,  but degraded.  It is acceptable  with  respect  to:the analytical  limit;  however,
the  instrument must  be  reset to  return  it within  the  allowed  as-left  tolerance  region  (see
definitions)._'A  _  ifoundoutsidethe allowableve regions  declared  inoperable
and  an  evaiuation ofacceptable  channel  functionalityi  efre.Tecanli  eurdt
be  albraedto  etrn  hesetoit wthn  heacceptable tolerance  range.  Plant-specific
prcdrswl  anan  n  rc  h  eut  of the  periodic  sureillance test  procedures  and
the  historicalas-found  and  aslft  data  obtined  during sui-veillance testing.  These  data  will  be~
eautdto confirm  the  ass  mptions for  intuetcanldrft  and Uncertainty  data  remnains
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The  changes to  section  4.2.5  include  revisions  to  the first  paragraph  and  additional  information
provided  are  shown  below  (pages  19-21)  with  changes  highlighted  in shaded  text  below:
Therefore:
AFTn  =  (RAn2  +  DRn
2 
+ ALTn
2 
+  MTEn
2 
)1/2
Where:
AFT  =  As-found  tolerance  (any typical  module).
n  =  Module  "n".
RA 
= 
Device 
refe
DR  =  Device  allo
ALT  =  As-left  toler
rence accuracy.
wance  for drift.
rance.
MTE =  Measurement  and  test  equipment  effect.
The  AFT  is evaluated  to  determine  if the  instrument  needs to  be  reset  after  calibration  or, if
outside  of  the tolerance,  requires further investigation  as  to its operability.  The  as-found
readings  also  provide  data for establishing  actual  instrument drift.  In accordance  with  RG  1.105
(Ref.  6.2.1)  and  BTP  7-12,  plant specific  procedures  are  required  to track,  trend  and  maintain
the  results  of  periodic  surveillance  testing  (i.e.,  the  as-found  and  as-left values  for sensors  (as
applicable)  and  modules  associated  with  the  instrument  loop)  for proper  management  of
instrument  uncertainties  including  drift.
Table 4.2  below,  that will  be  added  to the  report,  shows the  various  conditions  to consider
during  surveillance  testing  of the  instrumentation  channel  and  are  consistent  with  RIS  2006-17
(Ref.  6.2.4).
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Table 4.2:  Instrument  Operability  During  Periodic  Surveillance  Testing
As-found  NTSP  During  Status of Channel  Operability
Surveillance  Testing  and  Required  Actions
As-found  NTSP within  ALT  (Region  A  of  Channel  is operable,  no  action  required.  The  results  are
Figure  5.1)  tracked  by  plant  procedures  for historical  trending.
As-found  NTSP outside  of ALT  band,  but  Channel  is  operable,  recalibration  is  necessary  to  restore
within  AFT  band  (Region.B  of  Figure  5.1)  the  NTSP within  the ALT.
Incr6asinq  process:
As-found  NTSP  is conservative  with
respect  to the  AV (NTSP  <  AV)  but
outside  AFT  band  (Region  D  of Figure
5.1);  or
Recalibration  is necessary  to  restore  the  NTSP  within  the
Decreasin  r 
ALT,  and  evaluation  of  channel  functionality  is required.
As-found  NTSP is  conservative  with
respect  to  the  AV  (NTSP  >  AV)  but
outside  AFT  band.
Recalibration  is necessary  to  restore  NTSP within  the ALT,
As-fRegiound  NP non  erve  t) t  and  evaluation  of channel  functionality  is  required  to return
AV  (Region  C  of  Figure  5.1 )  channel  to  an  operable  status.
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Question  07.01-C  Appendix-9
Figure 5.1  - This figure shows Margin (Note 2) added to the setpoint calculation.
The staff requests that the applicant clarify the use of margin in the figure and revise the figure
to reflect both the +/- of AFT, ALT,  and the location of Margin (Note 2) in relationship  to NTSP,
AFT and A V  (see below).
Sections 4.2.4, 4.2.5 and Figure 5.1:
" Section 4.2.4  - How is AFTTOT  calculated  as a +/- value and shown on both
sides of NTSP on Figure 5.1 ?
"  Section 4.2.5  - How is AFTn calculated as a +/- value?
"  Section 4.2.4  - Explain why the definition of Margin is different from  Note 2
on Figure 5.1.
"  Is Margin (Note 2)  correctly shown on Figure 5.1? see bullet I  above.
" What value  of ALT  would be used in Figure 5.1? (Refer to RG  1.105 Rev. 3
Figure 1,  "E.  Region of Calibration Tolerance")
B&W  NE  Response
To  clarify  the relationship  between  Margin  and  NTSP, AFT and  AV a  number  of changes  will
be  made  to  Figure  5.1  and  the text contained  in Sections  4.2.4 and  4.2.5  of the  topical  report.
The  as-found  tolerance  is  used,  when applied  to the  NTSP,  to determine  the allowable  value
for the  instrument channel.  The AV  is  the  limiting  value of an  instrument's  as-found  trip  setting
during  surveillance  testing while  still  ensuring  the  AL  and  SL are  protected.  If the as-found
value for the  NTSP  is  non-conservative  with  respect  to the  AV,  actions are  required  to  restore
the  NTSP. Additionally,  RIS  2006-17  raised  concerns  about  conditions where  the  as-found
NTSP  may  be  more  conservative  than  the  AV,  indicating  that abnormally  large  changes  in the
trip  setpoint  have  occurred  which  could  be signs  of  the channel  malfunctioning.  Thus a  concept
of a  double-sided  acceptance  criteria  band  for the measured  trip  setpoint  during  surveillance
testing was  introduced.
The determination  of the AFTTOT  in  section 4.2.4  (page  19)  has been  revised  by removing  the
margin  term  in the  determination  of  the AV,  and  includes  the  proper mathematical  operator  ()
to ensure the  double-sided  band  is  correctly  applied  as shown  below  with  changes  highlighted
in  shaded  text:
4.2.4  Allowable  Value
AV  =  NTSP + AFTTOT
Where:
AV  =  Allowable  value.
NTSP  =  Trip  setpoint.
AFTTOT  =  Total  as-found  tolerance  for the  entire  instrument  channel.
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a~piedas  dobl-sided  banid  around  te NTSP.
AFTTOT  determination  includes  consideration  of all  channel  AFT uncertainties  pertaining  to the
calibration  being  performed.  Therefore,  When  considering  AV,  AFTTOT  is  based on;
AFTTOT  =  (AFT
1
2
+AFT
2
2
+....+....+...+AFTn
2
)
11 2
Where:
AFT  =  as-found  tolerance for  module  "n"  (see 4.2.5).
Figure  5.1  will  be  updated  to  properly  illustrate  the application  of  a double-sided  band  for the
AFTTOT  as applied  to the  NTSP  to  ensure  consistency with  revisions  to equation  4.2.4
described  above. Additional  revisions  and  enhancements  to  Figure  5.1  (page  24)  include  the
following  and  the  revised  figure  is  shown  below:
*  Addition  of  a double-sided  band  for  the ALT  to aid  in  determination  of channel
operability  and  be  consistent with  Figure  1 in RG.  1.105.
*  Illustration  of regions  of different  conditions  that may  exist  during  periodic surveillance
testing  to  clarify  status  of  channel  operability  and  required  actions  (if any).
*  Removal  of  the  margin  applied  to the  AFTTOT  and  its  associated  note  (Note  2).  (To
protect  against the  potential  for  masking  of equipment  degradation  during  periodic
surveillance  testing.)
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Plant Safety  Analysis and  Desian  Basis
SAFETY  LIMIT  (SL)
ANALYSIS  MARGIN,  TRANSIENT  RESPONSE,
MODELING  ERROR,  RESPONSE TIME,  ETC.
ANALYTIC 
LIMIT
(AL)  -
CHANNEL
UNCERTAINTY  (CU)
[Equation  4.2.2]
LIMITING  TRIP
SETPOINT  (LTSP)
(Equation 4.2.3]
MARGIN
(NOTE  1)
TRIP  SETPOINT  (NTSP)
(Equation 4.2.3]
NORMAL
OPERATING  MARGIN  (OM)
[Equation  4.2.6]
Periodic  Surveillance Testina
ALLOWABLE  VALUE  (AV)
[Equation  4.2.41
AS-LEFT  I  TOTAL  AS-FOUND
-,-TOLERANCE  >  TOLERANCE  BAND  (AFTToT)
(ALT)  [Equation  4.2.5]
NORMAL  OPERATING
UPPER  LIMIT  (NUL)
OPERATING  RANGE  -
-i
REGION A:  Channel  is  operable,  no
calibration  is  required.
REGION  B:  Channel  is operable,  but
degraded.  Recalibration  is  required  and  must
be  evaluated  for proper  functionality.
REGION  C:  Channel  is inoperable.
i  Recalibration  is required  and  must  be  evaluated
for  proper  functionality.
REGION  D:  Channel is  inoperable.
M  Recalibrathon  is  required  and  must be  evaluated
for  proper  functionality.
SYSTEM  SHUTDOWN
ILLUSTRATION  SHOWN  FOR
PROCESS  PARAMETER
INCREASING  TOWARD  SETPOINT
AND  IS  NOT  DRAWN  TO  SCALE
NOTES:
1. There  is no set  value for  margin  that  is applied  to  the
CU  to determine  the  NTSP.  This  margin  of  safety is a
discretionary  value based  on  engineering judgment  to
add  conservatism  when  determining  the  NTSP, to  ensure
protection  of  the analytical  limit.
Figure  5.1:  Setpoint Relationships  - For  Increasing  Setpoint  (Similar for decreasing  setpoint,  but
process  is decreasing  towards  the setpoint).
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Question  07.01-C  Appendix-10
Section 4.2.5 - The staff requests the applicant to explain how the mPower Setpoint
Methodology conforms to BTP 7-12 or the corresponding  regulations with regards to:
- Use of as found and as left data (sensors,  SPs)
- How are AV,  as-found and as-left values verified for a SP that is within a digital
platform?
B&W  NE  Response
The  review  guidelines  contained  in BTP  7-12  contain  numerous  acceptance  criteria  and  review
procedures.  Specifically,  the  review  procedures  contain  guidance  that  the  instrument  setpoint
methodology  should  include  the  basis  for  determination  of the as-found  and  acceptable  as-left
bands  and  evaluation  of the  instrument  operability  based  on  acceptable  as-found  and
acceptable  as-left  bands. Additionally,  the  methodology  should  contain  measures  for tracking
and trending  of  historical  as-found  and  as-left data  to  ensure each  instrument channel  exhibits
random  drift  characteristics,  and  confirmation  that the  uncertainty  data  remains  valid.
The  basis  for the  acceptable  as-found  and  as-left  bands and  operability  determination  method
is  presented  in  the  B&W  Instrument  Setpoint  Methodology.  Please see  the response  to
Questions  07.01 -C  Appendix-8  and  07.01-C  Appendix-9  that addresses  this  question.
Plant-specific  procedures  will  track  the  results  of the  periodic  surveillance  test  procedures  to
trend  and  evaluate  the  as-found  and  as-left  data  to evaluate  the  instrument channel  drift and
uncertainty data.  Section  4.2.5,  paragraph  3  (page 20)  and  paragraph  5  (page  20)  of the
topical  report will  be  revised  to  include  requirements  for these steps  as shown  below.
The following  sentences will  be added  to  section  4.2.5,  paragraph  3 (page  20)  with  changes
highlighted  in  shaded  text  below:
In  accodance  with  ,  1.1-  (Ref.  62.1)  ad BP 7-12,  plan t specific  prcduresaerequhire
totra'ck,  trend-and  m~aintain  the  results  of  periodic suiveillnce  testin  (i e.,.the  as'-fou'nd  and  as-
left  v'al~es  for sensors, (as  applicable)  and  modules  associated  wihtent-me*  op  o
proper  managementof insrument  uncertainties  InClUd1jng drft
The following  sentences will  be  added  to  section  4.2.5,  paragraph  5.(page  20)  as shown  in
shaded  text, below:
of th'rft fr each  instrument  channel  and  confirrn  the surveillance  and  calibration  intervas do
hot exce~d  the  assumptions  in  the  p'lant  safety  analysis:  Th~e  guidan~ee  contained  in Generic
Letter  91-04r  may  be  used  to  evaluate  and determine  the  accptab le Surveillance  arid  calibraion
intervls for each  istrum~ent  channel.
In channels  using  digital  processing  equipment,  uncertainties  are  introduced  by analog-to-
digital  (A/D)  and  digital-to-analog  (D/A)  conversions  within  the specific  platform  hardware.
These  uncertainties  are  typically  provided  by  the  platform  manufacturer  or determined  through
testing.  Uncertainty  data  sources  within  the  software  are  typically determined  by the  software
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)
designer  and  quantified.  They  can then  be combined  using  the  methods  described  in  the
topical  report.
With  most digital  platforms,  they  are  self-calibrating  and  errors  due to  drift  or temperature  are
accounted. in  the  reference  accuracy  determined  by  the platform  manufacturer.  Thus,  the only
applicable  uncertainty  is  associated  with  the A/D  conversion  input  into  the  microprocessor
which  also  is typically  combined  into  the  reference  accuracy.  Generally,  there  is  only one
module  associated  with  this  conversion,  thus  combining  uncertainties  from  multiple  modules  is
not  applicable.  The  NTSP  is  determined  from  the AL as described  in  section  4.2.3  of the
topical  report.  Once the  appropriate  channel  uncertainty  has been  determined  based  on the
reference  accuracy  for the  digital  instrument  channel,  the AV,  ALT,  and  AFT  can  be
determined  for  use during  surveillance  testing following  the  methods  described  in the  topical
report.
Configuration  control  measures  will  be applied  as part  of the setpoint  control  program  to
maintain  instrument  setpoint databases  for digital  systems  ensuring  installed  trip  setpoints  are
installed  and  programmed  as  required.  The  online  diagnostics  of  most digital  platforms
continually  perform  system  checks  and  self-report  errors  or faults  associated  with  digital
channels.
During  periodic  surveillance  testing,  the test  is  a  simple verification  that the  digital  channel
processes  channel  trips as determined  by the digital  signal  processing  within  the  AFT  band.
The  results  are evaluated  and  the  operability  determination  steps  are  identical.  However,
typically,  if the  channel  trip  setpoint is  found  to  be  outside  of the AFT  band,  this would  indicate
a failure  with  the  digital  channel  and  the faulty  components  will  require  replacement.  There  is
typically  no  ability  to  re-calibrate  the  setpoint.
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Question  07.01-C  Appendix-11
Appendix A  Figure  A.2  - The staff requests the applicant  to respond to the following:
"  Is margin correctly shown as 5.5 psig?
"  Using example problem and Notes  1& 2 from  Figure 5.1,  what would AV,  Margin 2
and AFTTOT  be if Margin I  is 5.5 psig (allowed by note 1) versus 55 psig?
B&W  NE  Response
Appendix  A Figure  A.2  contains  a  typographical  error  where  the  margin was  incorrectly  shown
as 5.5  psig.  The  proper value  for the  margin  as determined  in  this example  is  5.0%  of the  span
which  is  55.0  psig.
Based  on the  revision  to  Figure  5.1  and  section  4.2.4  discussed  in  response  to  Question
07.01-C Appendix-9,  the relationship  between  the  allowable value,  as-found  and  as-left
tolerances  is  more  clearly  understood.  Figure  A.2  has  been revised  to  more  clearly  illustrate
the  relationships  in  the example  between  the AFT  and  ALT  as shown  below:
CU  = 314  psig
Margin  5z0 pssg
AV-075  7 psq
At  TF*)  =66 I psag
AF,.=  M  tC"w
NUL  =  892.0 psig
N4omrl  Opera"ig  Range
Figure  X.2:  Relationship,  between  analytical  limit and calculated oetpoints
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Question  07.01-C  Appendix-12
Appendix A  Figure A.2 - The  staff requests the applicant  to respond to the following:
* Using AFTTOT  +/- 15.1 psig (-15.1 psig), what would be the operating margin (OM) as
described in  Section 4.2.6 in order to  avoid potential spurious channel trips?
* Is the methodology described in 4.2.6 sufficient for all cases?
B&W  NE  Response
Additional  information  was  included  in  the example  presented  in  Appendix  A  to  specify the
normal  upper limit  (NUL)  is  892  psig.  Therefore,  when  applying  equation  4.2.6'for  an
increasing  process  the operating  margin  (OM)  is  calculated  as follows:
OM  =  NTSP - NUL  (increasing  setpoint).
While  this  particular case  is a  simple  example  to  demonstrate  the  application  of the  setpoint
methodology,  the  methodology  to  determine  the operating  margin  described  in  section  4.2.6  is
sufficient  and  conforms  with  RG  1.105,  revision  3  (Figure  1) that shows  the operating  margin  is
simply  the  difference  betweenthe  normal  operating  range  of  the  process  variable  and  the
NTSP.  If, during  worse  cases-the  setpoint  were  to drift  to the  lower range  of operability,  the
operating  margin  would  be  sufficient to  minimize  spurious  channel  trips.
This  additional  calculation  will  be  added  to the  example  in Appendix  A, page A-4,  with  changes
highlighted  in  shaded  text below:
UM'  - NOWL  ------- n sei t)-=  9"60.6 psg  - 892.0  pP  _f.6  ofpsig0
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Question  07.01-C  Appendix-13
Figure  4.1  - The portion of the figure that shows the setpoint calculation for a harsh
environment does not specify seismic effects as described in  section 4.3.1.1 paragraph  2 and
equation 4.2.1.  Is seismic considered  in figure 4.1 and if so how would this be applied to the
setpoint calculation  for normal, seismic, and other  postulated accident conditions, as.
applicable?
B&W  NE  Response,
The  flow  path  presented  in  Figure  4.1 (page  9)  was provided  for  illustrative  purposes  to
demonstrate  how, for  instrument channels  in  harsh  environments,  the  additional  evaluation  of
uncertainties  is  required.  It was  not  intended  to  list all  uncertainty  contributions  for  instrument
channels  subject  to  harsh  conditions  during  normal  or  postulated  design  basis accident
conditions  in  this figure..
The  method  for  treating  channel  uncertainties  for portions  of  the instrument  channel  that are
subject to  harsh  environments during  normal,  seismic  and  other  postulated  design  basis
accidents  is  included  in the  current  text in section  4.1.3.1  (pages  13-14)  in the  topical  report.
The  existing  applicable  portions  of this section  that explicitly  include  the  uncertainties  due  to
seismic  effects  are  shown  in  the  boxed  sections  below.
There  are  no  changes  to the  topical  report  in  response  to  this question.
4.1.3.1  Contributing  Uncertainties
The  environment  is analyzed  and  classified  as mild  or harsh.  The  environment  in any  plant area
is  considered  harsh  if, because  of  postulated  accidents,  the temperature,  pressure,  relativity
humidity,  vibration  (seismic  displacement),  or radiation  significantly  increases  above the  normal
conditions.  A mild  environment  is an  environment  that at  no  time  is more  severe  than  the
expected  environment  during  normal  plant  operation,  including  anticipated  operational,
occurrences.
For portions  of  the  instrument channel  that are  located  in a  harsh  environment,  the  accident
process  measurement  effects  are determined  (e.g.,  reference  leg  heat-up,  density changes,
radiation  exposure,  seismic  experience,  etc.)and  the  uncertainties  are  determined.  For  portions
of  the instrument channel  that are  located  in a  mild  environment,  the  normal  process
measurement  effects  are  identified  and  uncertainties  are  determined.  All  uncertainties  are
,-included  as applicable.
After  the  environmental  conditions  are  determined,  the  potential  uncertainties  affecting  each
portion  of the  channel  are  identified.
Uncertainties  are  classified  as  random  or non-random  (Section  3.2).  This determination  is an
interactive  process  requiring  the  development of  assumptions  and,  where  possible,  verification
of  assumptions  based  on  actual  data.  The  determination  of  type of  uncertainty  establishes
whether  the  SRSS  method  can  be  used  or if the  uncertainty  is to  be  added  algebraically,  or a
combination  of  both.
Elements  of  uncertainty  for any  module  that  are  considered  are  listed  below  (not  all  of~the
uncertainties  listed  apply  to  every  measurement  channel).  Definitions,  as appropriate,  are'
provided  in Appendix  B.
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'RAI  No.  6236  Ltr.  No.  4'
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process  measurements  effect
primary  element  accuracy
drift
temperature  effects
radiation  effects
static and  ambient  pressure  effects
overpressure  effect
measuring  and  test equipment  uncertainty
power  supply  effects
indicator  reading  uncertainty
conversion  accuracy
I a  seismic  effects I -
environmental  effects  - accident
as-left  tolerance
as-found  tolerance
propagation  of  uncertainty  through  modules
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Section  F
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January  2013,  Revision  3
B:W
babcock  &  wilcox
6 109  ramsey  place  &  lynchburg  va  24501  #  phone  434.316  7592
fax  434  316  7534  P  www  babcock  corn
May  21,  2012 MPWR-LTR-12-00051
U.S.  Nuclear  Regulatory  Commission
ATTN:  Document Control  Desk
Washington,  DC  20555-0001
Babcock  & Wilcox  Nuclear  Energy,  Inc.  (B&W  NE)
Docket  Number-PROJ0776
Project  Number-776
Subject:  Babcock  & Wilcox  Nuclear  Energy  (B&W  NE)  Revised  Response to  Request  for
Additional  Information  No.6236,  RAI  Letter No.4 for  Appendices  5, 6,  9,  11  and  13.
References:  1.  B&W  NE  Instrument  Setpoint Methodology  Topical  Report  08-00289-001
2.  Request for  Additional  Information  Letter No.4  for  the Review  of Babcock  &
Wilcox  (B&W)  mPower  Reactor  Project  Instrument  Setpoint  Methodology
Topical  Report  08-002-2089  [sic]  Revision  1
3.  B&W  NE  Response  to  NRC  Request for Additional  Information  dated
February  2,  2012 (BW-JAH-2012-277)
By  letter dated  June  30, 2011,  B&W  NE  submitted,  for  U.S.  Nuclear  Regulatory  Commission
(NRC)  staff review,  Topical  Report  (TR)  08-0022089,  Revision  1, (Reference  1 above).
Subsequently,  NRC  issued  a  Request for Additional  Information  (RAI)  on  December 22, 2011
(Reference  2 above).  On  February  2,  2012,  B&W NE  submitted  a  response  to  the RAI,
(Reference  3  above).  Recently,  in  a  conference  call  on March  3,  2012, the  NRC  staff requested
that  B&W NE  provide  additional  clarification  regarding  our  RAI  response  related  to Appendices
5,  6, 9,  11  and  13.  The requested  clarification  is  provided  in  the enclosures as discussed  below.
Enclosure  I  is the revised  response to the  referenced  RAI  that  includes  the  proposed
clarification  and  appropriate  revision  of TR  information.  Enclosure  2  is  a  markup  of the original
RAI  response  (Reference  3) provided  to facilitate  the  NRC's  review.  In addition  Enclosure  3  is
the  revised  Instrument  Setpoint  Methodology  Topical  Report  that  incorporates  changes
consistent  with the  revised  RAI  response.
Questions  concerning  this  submittal  may be  directed to Jeff Halfinger  at 434-316-7507  (email:
iahalfinaer(babcock.com)  or Peter Hastings  at  704-625-4978  (email:
pshastinas@_.enerationmpower.com).
P,  echoloy  Deloment
B&W  NE
JAH/jlr
babcock  &  wilcox  nuclear  energy  mc  a  Patoro,  Vv'vico'  (;m"(1fcnIr;
R0003-08-002089-A Page  53  of  113
January  2013,  Revision  3
B:W
babcock  &  wilcox  :
0 109  ramsey  place  #  lynchburg,  va  24501  *  phone  434  316.7592
6  fax  434  318  7534  D  www.babcock.com
U.S.  Nuclear  Regulatory  Commission
May  21,  2012
Page  2
Enclosures:
1.  B&W  NE's revised  response  to  RAI  No. 6236 Appendices  5,  6, 9,  11  and  13
2.  B&W NE's  revised  response to  RAI  No.  6236  Appendices  5,  6,  9,  11  and  13  (Markup)
3.  Instrument  Setpoint Methodology  Topical  Report,  dated  May  2012  (R0003-08-002089,
Revision  003)
cc:
Joelle  L. Starefos,  NRC,  TWFN  9-F-27
Joseph  F.  Williams,  NRC,  TWFN  6-E-4
Stewart  L. Magruder,  Jr.,  NRC,  TWFN  9-F-27
babcock  &  wilcox  nuclear  energy  inc  a  Babcnoc;;< &  Aii'cX  c onp.any
R0003-08-002089-A
Page  54 of  113 January  2013,  Revision  3
Enclosure  1
B&W NE's  revised  response to  the  RAI  No.  6236.
Appendices  5,  6,  9,  11  and  13
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Enclosure  I
Babcock  & Wilcox  Nuclear  Energy,  Inc. Revised  Response  to
Requests for Additional  Information  No.  6236
RAI  Letter No.  4 for Appendices  5,  6,  9,11,  13
B&W  mPower  Pre-Appli cation  Activities
Docket-No.  PROJ  0776
Topical  Report  08-002089-001
Question  07.01-C  Appendix-5
Figure  4.1  - The setpoint steps'at the bottom of the figure (below the step "Determine the
Setpoint,  and Allowable  Value'), deviate from ANSI/ISA  67.04.02 Figure 2. Explain how  this
meets the guidance in RG  1.105 Rev  3.
B&W  NE  Response
Figure  4.1  of theB&W  Instrument  Setpoint  Methodology  is  similar to  Figure  2 in  ANSI/ISA
67.04.02-2000,  slightly  am plified  to  provide  more  prescriptive  guidance for  obtaining  the trip
setpoint  (NTSP)  from  the  analytical  limit  (AL)  based  upon  either an  increasing  or decreasing  ,
direction  of the  process  variable.  Figure  4.1  contains  additional  information  not contained  in
Figure  2  of ANSI/ISA  67.04.02-2000,  this additional  information  has  been removed.
The  equation  in  section  4.2.3 for  calculating  the trip  setpoint (NTSP).and  limiting  trip  setpoint
(LTSP)  is  shown  below  in  its  current form:
LTSP'=  AL  + CU
NTSP  =  AL    (CU  +  Margin)
Therefore,  When  following  the guidance  illustrated  in Figure'4.1,  and  applying  the  mathematical
expressions  from  equation  4.2.3, for  cases where  the  process  signal  increases  towards  the
analytical  limit,  NTSP  and  LTSP  calculated  as follows:
LTSP  =  AL  - CU  (increasing  process)
NTSP  =  AL  - (CU  +  Margin)  (increasing  process)
For cases where  the  process  signal  decreases  towards  the'analytical  limit,  NTSP  and  LTSP
calculated  as follows:
LTSP  =  AL  + CU  (decreasing  process)
NTSP  =  AL  +  (CU  +  Margin)  (decreasing  process)
To  summarize  these  steps, for an  increasing  process  the  channel  uncertainty  (CU)  is
subtracted  from  theAL to  obtain  the  LTSP,  and the.CU  plus  margin  (if any)  is  subtracted  from
the AL  to  obtain  the  NTSP.-  For a'decreasing  process,'the  CU  is  added  to ,the ALto  obtain the
LTSP,  and  the CU  plus  margin  (if any) is  added  to  the AL  to  obtain  the  NTSPI. ,This, is
consistent  with  and  identical  to  the  methods described  in section  7.2  of  ISA/ANSI-67.04.02-
2000.
These  methods  are  consistent with  the guidance  in  RG  1.105  forestablishment  of the  LTSP  as
the  LSSS.  The  LTSP  is-determined  by  subtracting  the CU  from  the  AL  for-an  increasing
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process,  and adding  the  CU  to the AL  for a  decreasing, process.  To  determine  the NTSP,  a
value  for  safety margin  may  be  added to  the  CU  to  add  conservatism  when  establishing  the
trip  setpoint.  The CU  is  determined  using  accepted  statistical  methods.  The  AV  is  determined
as the limiting  value  that the  NTSP may  have  when  tested  periodically  and  ensure  that both
the AL  and  the  SL  are  protected.
Equation  4.2.3  (page  18)  of the topical  report  has  been slightly  modified  to  more clearly  show
the  mathematical  relationship  for calculation  of the  LTSP and  NTSP  explicitly for  increasing
and  decreasing  processes  as  shbwn  below:
4.2.3  Trip  Setpoint
LTSP  =  AL  - CU  (incr
LTSP  =  AL  + CU.  (dec
NTSP =  AL  - (CU  + Margin)
NTSP =  AL  + (CU  + Margin)
*easing process)
reasing  process)
(increasing  pr6cess).
(decreasing  process)
Figure  4.1  has  been revised  as shown on  the following  page.
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a'
0I
U'
5)1
Note:  Numbers  in  Brackets  Refer to
the Paragraph  of the  Methodology
Described  in  this  Report
Figure  4.1:  Setpoint Calculation  Flow
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Question  07.01-C  Appendix-6
Section 4.1.3.1 - The last paragraph  in  this section lists the  "elements of uncertainty for any
module" and further specifies the  definitions are provided in Appendix B.  Two  of the elements
the  "as-left  tolerance specification" and "as-found  specification" are not defined in Appendix B.
The  staff requests the applicant  clarify the  definitions of these elements.
B&W  NE  Response
The  list  in  section  4.1.3.1  lists  the various  elements  of uncertainty  for a  module  and  is  not
intended  to  be  all  inclusive,  but typical for  an instrument  channel.  The  terms "as-left tolerance
specification"  and  ".as-found specification"  should  have  matched  the  terms defined  in  Appendix
B.  B&W  recognizes  that  confusion  was  introduced  since  the names  for the terms  do  not
exactly  match  those definitions  provided  in  Appendix  B.  Therefore,  the  list  in  paragraph  5  of
section  4.1.3.1  (pages  13-14),  as shown  below,  has been  revised  to exactly  match  the  defined
terms  provided  in  Appendix  B  as shown  below and  provide  clarification  that the  list  is  not all
inclusive  but is  typical  for  an  instrument  channel.
Elements  of uncertainty  for  any module  that  are considered  are  listed  below  (not  all  of the
uncertainties  listed  apply  to every  measurement  channel).  This  list  is not  intended  to  be  all
inclusive  but  is  typical  for the  instrument channel.  Definitions,  as  appropriate,  are provided  in
Appendix  B.
*  process  measurements effect
*  primary element  accuracy
*  drift
*  temperature  effects
*  radiation  effects
*  static  and  ambient  pressure  effects
*  overpressure  effect
*  measuring  and  test equipment  uncertainty
*  power  supply effects
*  indicator  reading  uncertainty
*  conversion  accuracy
*  seismic  effects
*  environmental  effects  - accident
*  as-left tolerance
*  as-found  tolerance
*  propagation  of  uncertainty  through  modules
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Question  07.01-C  Appendix-9
Figure 5.1  - This figure shows Margin (Note 2) added to  the setpoint calculation.
The  staff requests that the  applicant  clarify the use of margin in  the figure and revise the figure
to reflect both  the +/- of AFT, ALT, and the  location of Margin (Note 2) in relationship  to NTSP,
AFT and AV  (see below).
Sections 4.2.4, 4.2.5 and Figure 5.1:
" Section 4.2.4 - How is AFTTOT calculated  as a  +/- value and shown on both
sides of NTSP on Figure 5.1?
  Section 4.2.5 - How is AFTn calculated as a +/- value?
" Section 4.2.4  Explain why the definition of Margin is different from Note  2
on  Figure 5. 1.
" Is Margin (Note 2) correctly shown on Figure 5.1? see bullet  1 above.
" What value of ALT  would be used in Figure 5.1? (Refer to  RG  1.105 Rev. 3
Figure 1,  "E. Region of Calibration  Tolerance")
B&W  NE  Response
To  clarify  the  relationship  between  Margin  and  NTSP,  AFT  and AV  a  number  of changes  were
made to  Figure  5.1  and the  text  contained  in  Sections  4.1.5,  4.2.4, 4.2.5,  and  4.2.7  of  the
topical  report.
The as-found  tolerance  is  used,  when  applied  to the  NTSP,  to determine  the allowable  value
for the  instrument  channel.  The AV  is  the  limiting  value  of an  instrument's  as-found  trip  setting
during  surveillance  testing  while  still  ensuring  the  AL  and  SL  are  protected.  If the as-found
value for the  NTSP  is  non-conservative  with  respect  to the  AV,  actions  are  required  to  restore
the  NTSP.  Additionally,  RIS  2006-17  raised  concerns  about  conditions where  the  as-found
NTSP  may  be  more  conservative  than  the  AV,  indicating  that abnormally  large  changes  in  the
trip  setpoint have  occurred  which  could  be  signs  of the  channel  malfunctioning.  Thus  a  concept
of a double-sided  acceptance  criteria  band  for  the  measured  trip  s.etpoint  during  surveillance
testing  was  introduced.
Section  4.1.5  (page  15)  has been  revised,  as  shown  below,  to clarify  that the  margin  must  be
greater than  or equal to  the  as-found  tolerance  to  ensure  the  AV  never exceeds  the  LSSS.
The  NTSP is  established  for  normal  plant operation  by  adding  margin  to the  total  channel
uncertainty.  The  margin  associated  with  the  establishment  of the  NTSP is  discretionary  based
on  engineering  judgment  to  add  a  level  of conservatism.  Typically,  margin  would  be  applied  to
account for  such factors  as conservatively  rounding  to the  nearest engineering  unit  or
accounting  for  any  assumptions  used  in determination  of initial  channel  setpoints.  The  margin
applied  also takes  into consideration  the  operating  range  for  the  instrument channel  to ensure
the  trip  setpoint  is  not  established  too  close  to  the operating  range  limits  that  may cause
spurious  channel  trips.  The  margin  applied  adds  conservatism  to  move  the  NTSP farther  from
the  AL  and  must always  be  greater  than  or equal  to the  as-found  tolerance  to guarantee  the
allowable  value  will  never  exceed  the  LSSS.  By  definition,  -the NTSP  is  equal  to or  more
conservative  than  the  LTSP.
The  determination  of the AFTTOT  in  section  4.2.4  (page  19)  has been revised  by  removing  the
margin term  in  the  determination  of the AV,  and  includes the  proper  mathematical  operator  (+)
to  ensure  the  double-sided  band  is  correctly  applied  as  shown  below:
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4.2.4  Allowable  Value
AV  =  NTSP  t  AFTTOT
Where:
AV  =  Allowable  value.
NTSP  =  Trip  setpoint.
AFTTOT  - Total  as-found  tolerance  for the  entire  instrument  channel.
To  protect against potential  masking  of equipment  degradation  during  periodic  surveillance
testing,  no  margin  is  included  as part of the AV  determination  and  the  AFTTOT  is  applied  as  a
double-sided  band  around  the  NTSP.
AFTTOT  determination  includes  consideration  of  all  channel  AFT  uncertainties  pertaining  to the
calibration  being  performed.  Therefore,  when  considering  AV,  AFTTOT  is  based  on;
AFTTOT  =+(AFT
1
2
+ AFT
2
2
+ .... +....+...+AFTn
2
)
1
/2
Where:
AFTn  =  as-found  tolerance for  module  "n" (see 4.2.5).
Section 4.2.7  (page 22)  has  been  revised  to clarify  that the  margin.must  be  greater than  or
equal to  the as-found  tolerance  to  ensure  the  AV  never exceeds  the  LSSS  as shown  below:
Safety  margin  is  a  discretionary  value  determined  by engineering  judgment.  Margin  is  applied
to accommodate  normal  expected  conditions  between  surveillance  intervals  (e.g.,  drift).  The
applied  margin  must  ensure  that  NTSP + AFTTOT  does  not  exceed  the  allowable  value.  The
minimum  margin  prevents  expected  channel  drift from  exceeding  the AV.
Figure  5.1  has  been  updated  to  properly  illustrate  the application  of a double-sided  band  for
the AFTTOT  as applied  to  the  NTSP  to  ensure  consistency  with  revisions  to  equation  4.2.4
described  above.  Additional  revisions  and  enhancements  to  Figure  5.1  (page 24)  include  the
following  bulleted  items.  The  revised figure  is  shown  on  the following  page.
*  Addition  of a  double-sided  band for the  ALT  to aid  in  determination  of  channel
operability  and  be  consistent with  Figure  1 in  RG.  1.105.
*  Illustration  of  regions  of different  conditions that  may  exist  during  periodic  surveill ance
testing  to clarify  status of channel  operability  and  required  actions  (if any).
"  Removal  of the  margin  applied  to the  AFTTOT  and  its  associated  note  (Note  2). (To
protect  against  the potential  for  masking  of equipment  degradation  during  periodic
surveillance  testing.)
Identification  that the  margin  must be  greater  than  or equal  to  AFTTOT  to  ensure  the  AV
remains  less  than  or equal  to  the  LSSS  (Note  1).
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,lnu l  ast-  V  AfalVSlS  arlo  UesI1  n  1  asis
SAFETY  LIMIT  (SL)
ANALYSIS  MARGIN,  TRANSIENT  RESPONSE,
MODELING  ERROR,  RESPONSE  TIME,  ETC.
ANALYTIC  LIMIT  - - _-_-_-__-_-_-_
(AL)  1
CHANNEL
UNCERTAINTY  (CU)
[Equation  4.2.21
Periodic  Surveillance  Testina
LIMITING  TRIP
SETPOINT  (LTSP)
[Equation  4.2.3]
TRIP  SETPOINT  (NTSP)
[Equation  4.2.3]
AS-LEFT
TOLERANCE
(ALT)
B
ALLOWABLE  VALUE  (AV)
[Equation  4.2.4]
TOTAL AS-FOUND
TOLERANCE  BAND  (AFT.oT)
[Equation  4.2.5]
NORMAL
OPERATING  MARGIN  (OM)
[Equation  4.2.6]
NORMAL OPERATING
UPPER  LIMIT  (NUL)
OPERATING  RANGE
REGION  A:  Channel  is operable,  no
calibration  is  required.
REGION  B:  Channel  is  operable,  but
degraded.  Recalibration  is  required  and must
be  evaluated  for  proper  functionality.
REGION  C:  Channel  is  inoperable.
Recalibration  is  required  and  must  be  evaluated
for proper  functionality.
REGION  D:  Channel  is  inoperable.
Recalibration  is  required  and  must be  evaluated
for proper  functionality.
SYSTEM  SHUTDOWN
ILLUSTRATION SHOWN  FOR
PROCESS  PARAMETER
INCREASING  TOWARD  SETPOINT
AND  IS  NOT DRAWN  TO SCALE
NOTES:
1. There is  no  set value for margin  that is  applied  to  the
CU  to  determine  the NTSP.  This  margin  of safety  is a
discretionary  value  based  on engineering judgment  to
add  conservatism  when determining  the  NTSP, to  ensure
protection  of the  analytical  limit.  The  applied  margin
must be  greater  than  or equal  to the  as-found  tolerance
to  ensure the AV  never exceeds  the LSSS.
Figure  5.11:  Setpoint  Relationships  - For  Increasing  Setpoint (Similar for decreasing  setpoint, but
process  is decreasing  towards  the setpoint).
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Docket  No.  PROJ  0776
Question  07.01-C  Appendix-11
Appendix A  Figure  A.2  - The staff requests the applicant to respond to the following:
,  Is margin correctly shown as 5.5 psig?
* Using example problem and Notes  I&  2 from Figure 5.1,  what'wouldAV, Margin 2
and AETTOT  be if Margin 1 is 5.5psig (allowed by note  1)  versus 55 psig?
B&W  NE  Response
Appendix  A  Figure  A.2  contains  a typographical  error where  the  margin  was  incorrectly  shown
as  5.5  psig.  The  proper value  for the  margin  as determined  in  this  example  is  5.0%  of the span
which  is 55.0  psig.
Based  on  the  revision  to  Figure  5.1  and  section  4.2.4  discussed  in  response  to  Question
07.01-C  Appendix-9,  the  relationship  between  the  allowable  value,  as-found  and  as-left
tolerances  is  more  clearly  understood.  Figure  A.2  has been  revised  to  more  clearly  illustrate
the  relationshipsin  the example  between  the AFT  and  ALT  as shown  below.  Additionally,
clarification  has  been added  to  indicate  that the applied  margin  must be  greater  than  or equal
to  the as-found  tolerance  to  ensure than  the  AV  never exceeds  the LSSS.
The  text on  page A-3  has been  revised  as shown  below:
LTSP  and  NTSP are  determined  as follows  for  an  increasing  process  using  equation  4.2.3. A
margin  of 5.0%  of span  (55  psig)  is  applied  in accordance  with  Section  4.2.3 to  the  NTSP,  which
is  based  on  engineering  judgment  to  include  room  for  initial  assumptions  used  in  the  calculation
uncertainties  and  to account  for rounding  errors.  The  LTSP  is  the  LSSS used  in the  plant
technical  specifications  that  protects  the AL  to  satisfy  10  CFR  50.36.  The  applied  margin  must
ensure  that NTSP  + AFTTOT  does  not  exceed  the  allowable  value.  The  minimum  margin
prevents  expected  channel  drift from  exceeding  the  AV.
CU  =  31.4  psig
LSSS-*
MarginAF-rToT-
=  55.0  psig
AL  = 1047.0  psig
LTSP  =1015.6  psig
AV=975.7 psig
.ALTH  )=g66.1  psg
ITALT   5.5opsig  I  AFTro=t  15.1 psig
NTSP  =  960.6  psig
A.,TJ-)=  955.1  psig
AW945.5 psig
Operating  Margin  = 68.6  psig
Normal  Operating  Range
NUL  = 892.0  psig
Figure A.2:  Relationships  between  analytical  limit and  calculated  setpoints
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Question  07.01-C  Appendix-13
Figure 4.1 - The portion of the  figure that shows the setpoint calculation for a harsh
environment does not specify seismic effects  as described  in  section 4.3.1.1 paragraph  2 and
equation 4.2.1.  Is seismic considered in figure 4.1 and if so how would this be applied to the
setpoint calculation for normal, seismic, and other postulated accident conditions, as
applicable?
B&W  NE  Response
The flow  path  presented  in  Figure  4.1(page  9)  is  provided  for  illustrative  purposes to
demonstrate  how,  for  instrument channels  in  harsh  environments,  the additional  evaluation  of
uncertainties  is  required.  It was not  intended  to  list  all  uncertainty  contributions  for  instrument
channels  subject  to  harsh  conditions  during  normal  or postulated  design  basis  accident
conditions  in  this figure.
The  method  for treating  channel  uncertainties  for portions of the instrument  channel  that  are
subject  to  harsh  environments  during  normal,  seismic and  other  postulated  design  basis
accidents  is  included  in  the  current  text in  section  4.1.3.1  (pages  13-14)  in  the topical  report.
Section  4.1.3.1  has  been  revised,  as shown  below,  to  add  clarification  and  indicate  the  most
limiting  uncertainty  will  be  applied  for portions  of an  instrument  channel  subject to a  harsh
environment  during  postulated  DBAs.
4.1.3.1  Contributing  Uncertainties
The  environment  is  analyzed  and classified  as mild  or  harsh.  The  environment  in any  plant area
is  considered  harsh  if, because  of  postulated  accidents,  the temperature,  pressure,  relativity
humidity,  vibration  (seismic  displacement),  or  radiation  significantly  increases  above  the  normal
conditions.  A  mild  environment  is  an  environment  that at  no time  is more  severe  than  the
expected  environment  during  normal  plant operation;  including  anticipated  operational',
occurrences.
For portions  of theinstrument channel  that are  located  in a  harsh  environment,  the  accident
process  measurement  effects  are  determined  (e.g.,  reference  leg  heat-up,  density  changes,
radiation  exposure,  seismic  experience,  etc.)  and  the  uncertainties  are  determined.  The  most
limiting  uncertainities  (temprature,  radition,  etc.)  wil  be  applied.  For portions  of the  instrument
channel  that are  located  in a  mild  environment,  the normal  process  measurement  effects  are
identified  and  uncertainties  are  determined.  All  uncertainties  are  included  as applicable.
After the  environmental  conditions  are determined,  the  potential  uncertainties  affecting  each
portion  of the channel  are  identified.
Uncertainties  are classified  as random  or non-random  (Section  3.2).  This  determination  is an
interactive  process  requiring  the development of  assumptions  and,  where  possible,  verification
of assumptions  based  on  actual  data. The  determination  of type of  uncertainty  establishes
whether  the  SRSS  method  can  be  used or  if the  uncertainty  is  to  be  added  algebraically,  or  a
combination  of  both.
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January 2013,  Revision  3  ,
Enclosure  2
B&W NE's  revised  response to  the RAI  No.  6236
Appendices  5,  6,  9,  11  and  13
(Markup)
babcock  &  wilcox  nuclear  energy,  inc.,  a  Babcock  &  Wilcox  conmpaily
R0003-08-002089-A Page  65 of  113 January  2013,  Revision  3
RAI  No.  6236  Ltr. No.  4
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Enclosure  2
Babcock  & Wilcox  Nuclear Energy,  Inc.  Revised  Response  to
Requests  for Additional  Information  No.  6236
RAI  Letter  No.  4  for Appendices  5,  6,  9,  11,  13
B&W  mPower  Pre-Application  Activities
Docket No.  PROJ  0776
Topical  Report  08-002089-001
Question  07.01-C  Appendix-5
Figure 4.1 - The setpoint steps at the  bottom of the figure (below the step "Determine  the
Setpoint and Allowable  Value'), deviate from ANSI/ISA  67.04.02 Figure 2.  Explain how this
meets the guidance in RG  1.105 Rev  3.
B&W  NE  Response
Figure  4.1  of the  B&W  Instrument Setpoint  Methodology  is similar to  Figure  2  in  ANSI/ISA
67.04.02-2000,  slightly  amplified  to  provide  more  prescriptive  guidance  for  obtaining  the trip
setpoint (NTSP)  from  the  analytical  limit  (AL)  based  upon  either  an increasing  or  decreasing
direction  of the  process  variable.  The  amplified  portion  of Figure  4.1  ref9eS  to  6ection  4.2.3 for
the  m1thi4etm;Flatical  equation to  use for ca-lrulating  of the tFrip  etpeiRt  and provides guidance  on
the  use of the equation.  based  upon  the  dircctiO  of  the  proceSS  va..iabl.  6,  Figure 4. 1 contains
additional information not contained in Figure 2  of ANSI/ISA  67.04.02-2000, this additional
information has been removed.
The  equation  in  section  4.2.3 for  calculating  the trip  setpoint (NTSP)  and  limiting  trip  setpoint
(LTSP)  is  shown  below  in  its current form:
LTSP  =  AL    CU
NTSP  =  AL    (CU  +  Margin)
Therefore,  when  following  the  guidance  illustrated  in  Figure  4.1,  and  applying  the mathematical
expressions  from  equation  4.2.3,  for cases where  the  process  signal  increases  towards  the
analytical  limit,  NTSP  and  LTSP calculated  as follows:
LTSP  =  AL  - CU  (increasing  process)
NTSP  =  AL  - (CU  + Margin)  (increasing  process)
For cases where  the  process  signal  *iReeases-decreases  towards  the analytical  limit,  NTSP
and  LTSP  calculated  as follows:
LTSP  =  AL  + CU  (decreasing  process)
NTSP  =  AL  + (CU  + Margin)  (decreasing  process)
To  summarize  these  steps, for an  increasing  process  the  channel uncertainty  (CU)  is
subtracted  from the  AL  to  obtain  the  LTSP,  and  the  CU  plus  margin  (if any) is  subtracted  from
the AL  to obtain  the  NTSP.  For a  decreasing  process,  the CU  is  added  to  the AL  to obtain  the
LTSP,  and  the CU  plus  margin  (if any)  is added  to the  AL  to  obtain  the  NTSP.  This  is
consistent with  and  identical  to the  methods  described  in  section  7.2  of  ISA/ANSI-67.04.02-
2000.
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These  methods  are consistent  with  the  guidance  in  RG  1.105 for  establishment of the  LTSP  as
the  LSSS.  The  LTSP  is  determined  by  subtracting  the  CU  from  the  AL  for an  increasing
process,  and  adding the  CU  to  the AL  for a  decreasing  process.  To  determine  the NTSP,  a
value  for safety  margin  may  be  added  to the  CU  to  add  conservatism  when  establishing the
trip  setpoint.  The CU  is  determined  using  accepted  statistical  methods.  The  AV  is determined
as the limiting  value  that the  NTSP  may  have  when  tested  periodically  and  ensure  that both
the AL  and  the SL  are  protected.
No  hange.  to  Figuro  4.1  will  bo  mado;  however  ,equation 4.2.3  (page  18)  of  the topical
report  will-behas been slightly  modified  to  more  clearly  show  this-the mathematical  relationship
for calculation of the LTSP and NTSP expicitly for increasing  and decreasing  processes wth
changes  highlighted  in shadcd tcxt  as shown below:
4.2.3  Trip  Setpoint
LTSP =  AL  - CU  (inc
LTSP  = AL  + CU  (dec
NTSP  =  AL  - (CU  + Margin)
NTSP  = AL  + (CU  +  Margin)
reasing  process)
reasing  process)
(increasing  process)
(decreasing  process)
I  Figure 4.1  has been revised as shown on the  following page.
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Block  Diagram  Instrument  Channel
(4.1.1)
Determine  the  Required  Actuation  Functions and  Process/
Environmental  Conditions  Assumed  for  Each  Function
(4.1.2)
Determine  the  Uncertainty  Allowance  for the  Channel
(4.1.3)
I  -
*1
a
31
0I
Oi
a
1
w
SI
~I.
I.
lassify  Each  Module  Harsh
Envi  nment
(413.1)
Milda
Identify  Accident  Process Measurement
Effects  (Ref.  Leg  Heatup,  etc.)
(4.1.3.1)
Identify  Normal  Process  Measurement
Effects  (Head  Effects,  etc.)
(4.1.3.1)
Identity  Accident  Equipment  Uncertainty
(Accident Temperature  Effects,  etc.)  Apply
the  most limiting  value
1(4.1.3.1)
Identify  Normal  Instrument Uncertainties
(Drift,  Normal  Temperature  Effects,  etc.)
(4.1.3.1)
Identify  Other  Normal  Effects
(4.1.3.1)
I~dentity 
Uncertainty 
Contributions
(4.1.3. 1)
Identify  Other Accident  Effects  (IR, etc.)
Classify  Each  Uncertainty  (Random,  Bias,  etc.)
1  1  (4.1.3.1)
Determine  Module  Uncertainties  and
Combine for  Channel  Uncertainty
(4.1.4)
Determine the  Setpoint  and Allowable  Value
(4.1.5 &.4.1.6)
Note:  Numbers  in  Brackets  Refer to
the Paragraph  of the  Methodology
Described  in  this  Report
Figure 4.1:  Setpoint  Calculation  Flow
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Question  07.01-C  Appendix-6
Section 4.1.3.1 - The last paragraph  in this section lists the  "elements  of uncertainty  for any
module" and further specifies the definitions are provided in Appendix  B.  Two of the elements
the  "as-left  tolerance specification" and "as-found  specification" are not defined in Appendix B.
The  staff requests the applicant clarify the definitions of these elements.
B&W NE  Response
The  list  in  section  4.1.3.1  lists  the various  elements  of  uncertainty  for a  module  and is not
intended to be all inclusive, but typical for an instrument channel. The  terms  "as-left tolerance
specification"  and  "as-found  specification"  should  have  matched  the terms defined  in Appendix
B.  B&W  recognizes  that  confusion  was  introduced  since  the  names for  the terms do  not
exactly  match  those definitions  provided  in  Appendix  B.  Therefore,  the  list  in  paragraph  5 of
section  4.1.3.1  (pages  13-14),  as shown below, will  behas been revised  to  exactly  match  the
defined  terms  provided  in  Appendix  B as shown with  chaRngo  highlighted  in  shadcd text below
and provide clarification that the list is not all inclusive but is typical for an instrument channel.
Elements  of uncertainty  for  any module  that are considered  are  listed  below  (not  all  of the
uncertainties  listed  apply  to every  measurement  channel).  This list is not intended to  be  all
inclusive but is typical for the instrument channel  Definitions,  as appropriate,  are provided  in
Appendix  B.
*  process  measurements  effect
*  primary  element accuracy
"  drift
  temperature  effects
*  radiation  effects
*  static and  ambient pressure  effects
"  overpressure  effect
*  measuring  and  test  equipment  uncertainty
"  power  supply  effects
"  indicator  reading  uncertainty
*  conversion  accuracy
*  seismic  effects
*  environmental  effects  - accident
"  as-left  tolerance
*  as-found  tolerance
"  propagation  of uncertainty  through  modules
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Question  07.01-C  Appendix-9
Figure 5.1  - This figure shows Margin (Note 2) added to the setpoint calculation.
The  staff requests that the applicant clarify the use of margin in the  figure and revise the figure
to reflect both the  +/- of AFT, ALT,  and the location of Margin (Note 2) in relationship to NTSP,
AFT and AV  (see below).
Sections 4.2.4, 4.2.5 and Figure 5.1:
"  Section 4.2.4 - How is AFTTOT calculated  as a +/- value and shown on both
sides of N TSP on Figure 5.1?
"  Section 4.2.5 - How is AFTn calculated as a +/- value?
* Section 4.2.4 - Explain why the definition of Margin is different from Note  2
on Figure 5.1.
/  Is  Margin (Note 2) correctly shown on Figure 5.1 ? see bullet I above.
" What value of ALT  would be used in Figure 5.1? (Refer to RG  1.105 Rev. 3
Figure 1, "E. Region of Calibration  Tolerance")
B&W  NE  Response
To  clarify  the  relationship  between  Margin  and  NTSP,  AFT  and  AV a  number  of changes  were
made to  Figure  5.1  and  the text  contained  in Sections  4.1.5, 4.2.4,  and-4.2.5,  and 4.2. 7of the
topical  report.
The  as-found  tolerance  is  used,  when  applied  to the  NTSP,  to determine  the allowable  value
for the  instrument  channel.  The AV  is  the  limiting  value  of an  instrument's  as-found  trip  setting
during  surveillance  testing  while  still  ensuring  the  AL  and  SL  are  protected.  If the as-found
value  for the NTSP  is  non-conservative  with  respect  to  the AV,  actions  are  required  to  restore
the  NTSP.  Additionally,  RIS  2006-17  raised  concerns  about conditions where  the as-found
NTSP  may  be  more  conservative  than  the AV,  indicating  that abnormally  large  changes  in  the
trip  setpoint  have  occurred which  could  be  si gns of the  channel  malfunctioning.  Thus a  concept
of a  double-sided  acceptance  criteria  band  for  the  measured  trip setpoint  during  surveillance
testing  was  introduced.
Section 4.1.5 (page 15) has been revised, as shown below, to clarify that the margin must be
greater than or equal to the as-found tolerance to ensure the A V  never exceeds  the LSSS.
The NTSP is established for normal plant operation by adding margin to the total channel
uncertainty. The margin associated  with the establishment of the  NTSP is discretionary  based
on  engineering  judgment to add a level of conservatism.  Typically, margin would be applied to
account for such factors as conservatively rounding to the nearest engineering unit or
accounting for any assumptions used in determination  of initial channel setpoints.  The margin
applied also takes into consideration the operating  range for the instrument channel to ensure
the trip setpoint is not established too close to the operating range limits that may cause
spurious channel trips.  The margin applied adds conservatism to  move the NTSP farther from
the AL  and must always be greater  than or equal to the as-found tolerance to guarantee  the
allowable value will never exceed the LSSS.  By definition, the NTSP is equal to  or more
conservative than the L  TSP.
The  determination  of the AFTTOT  in  section  4.2.4  (page  19)  has been  revised  by  removing  the
margin  term  in  the determination  of the AV,  and  includes  the  proper  mathematical  operator  (+)
to  ensure the  double-sided  band  is  correctly  applied  as  shown  below  with  the changos
highlighted  in the shaded t5xt
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4.2.4  Allowable  Value
AV  =  NTSP   AFTTOT
Where:
AV  =  Allowable  value.
NTSP  Trip  setpoint.
AFTTOT  =  Total  as-found  tolerance  for the  entire  instrument  channel.
To  protect against  idnatonof-potential  masking  of equipment  degradation  during  periodic
surveillance  testing,  no  margin  is  included  as part  of the  AV  determination  and  the AFTTOT  is
applied  as a double-sided  band  around  the  NTSP.
AFTTOT determination  includes  consideration  of all  channel  AFT  uncertainties  pertaining  to the
calibration  being  performed.  Therefore,  when  considering  AV,  AFTTOT  is based  on;
AFTTOT  =+(AFT
1
2 
+ AFT
2
2 
+....+....+...+AFTn
2
)
1
/2
Where:
AFTn  =  as-found  tolerance for module  "n"  (see 4.2.5).
Section 4.2.7 (page 22) has been revised to clarify that the margin must be greater than or
equal to the as-found tolerance to ensure the AV  never exceeds the  LSSS as shown below:
Safety margin is a discretionary  value determined by engineering  judgment.  Margin is applied
to accommodate normal expected conditions between surveillance intervals (e.g., drift).  The
applied margin must ensure that NTSP + AFTTOT does not exceed the allowable value.  The
minimum margin prevents expected channel drift from  exceeding the AV.
Figure  5.1  has  been  updated to  properly  illustrate  the application  of  a double-sided  band  for
the  AFTTOT  as applied  to the  NTSP to  ensure  consistency  with  revisions  to  equation  4.2.4
described  above. Additional  revisions  and  enhancements  to  Figure  5.1  (page 24)  include  the
following  bulleted items. The  revised  figure  is  shown on the following page.
*  Addition  of a  double-sided  band  for the ALT  to  aid  in  determination  of channel
operability  and  be  consistent with  Figure  1 in  RG.  1.105.
*  Illustration  of regions  of different  conditions  that may  exist during  periodic  surveillance
testing to  clarify  status of channel  operability  and  required  actions  (if any).
*  Removal  of the  margin  applied  to  the AFTTOT  and  its associated  note (Note  2).  (To
protect against the  potential  for  masking  of equipment  degradation  during  periodic
surveillance  testing.)
*  Identification that the margin must be greater  than or equal to AFTTOT to ensure the A V
remains less than or equal to the LSSS  (Note  1).
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Plant  Safety Analysis  and  Design  Basis
SAFETY  LIMIT  (SL)
ANALYSIS  MARGIN,  TRANSIENT  RESPONSE,
MODELING  ERROR,  RESPONSE  TIME,  ETC.
ANALYTIC  LIMIT  ------ 
------
(AL)
CHANNEL
UNCERTAINTY  (CU)
[Equation  4.2.2]
Periodic  Surveillance Testina
LIMITING  TRIP
SETPOINT  (LTSP)
[Equation  4.2.3]
(I
TRIP  SETPOINT  (NTSP)
[Equation  4.2.3]
B
AS-LEFT
TOLERANCE
(ALT)
B
ALLOWABLE  VALUE  (AV)
[Equation  4.2.4]
TOTAL AS-FOUND
TOLERANCE  BAND  (AFTTOT)
(Equation 4.2.5]
NORMAL
OPERATING  MARGIN  (OM)
[Equation  4.2.6]
NORMAL  OPERATING
UPPER  LIMIT  (NUL)
OPERATING  RANGE
REGION  A:  Channel  is operable,  no
calibration  is required.
REGION  B:  Channel  is  operable,  but
degraded.  Recalibration  is  required  and  must
be  evaluated  for proper  functionality.
REGION  C:  Channel  is  inoperable.
Recalibration  is  required  and  must  be  evaluated
for  proper functionality.
REGION  D: Channel  is  inoperable.
Recalibration  is  required  and  must  be  evaluated
for proper  functionality.
SYSTEM  SHUTDOWN
ILLUSTRATION  SHOWN  FOR
PROCESS  PARAMETER
INCREASING  TOWARD  SETPOINT
AND  IS  NOT  DRAWN  TO SCALE
NOTES:
1. There is  no  set value for  margin  that  is applied  to  the
CU  to  determine  the NTSP.  This margin  of  safety is a
discretionary  value based  on engineering judgment  to
add  conservatism  when  determining  the  NTSP, to  ensure
protection  of  the analytical  limit.  The applied  margin
must  be  greater than  or equal  to  the  as-found tolerance
to  ensure the AV  never  exceeds the  LSSS.
Figure  5.11:  Setpoint  Relationships  - For  Increasing  Setpoint (Similar for decreasing  setpoint, but
process is decreasing  towards the setpoint).
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Docket  No.  PROJ  0776
Question  07.01-C  Appendix-11I
Appendix A  Figure  A.2  - The  staff requests the applicant to respond to the  following:
" Is margin correctly shown as 5.5 psig?
* Using example problem and Notes 1& 2 from Figure 5.1,  what would AV,  Margin 2
and AFTTOT  be if Margin I is 5.5 psig (allowed by note  1)  versus 55 psig?
B&W  NE  Response
Appendix  A  Figure  A.2  contains  a typographical  error where  the margin  was  incorrectly  shown
as 5.5  psig.  The  proper value  for the  margin  as determined  in this  example  is  5.0%  of the span
which  is  55.0  psig.
Based  on the  revision  to  Figure  5.1  and  section  4.2.4  discussed  in  response  to  Question
07.01-C  Appendix-9,  the  relationship  between  the allowable  value,  as-found  and  as-left
tolerances  is  more  clearly  understood.  Figure  A.2  has been  revised  to  more  clearly  illustrate
the  relationships  in  the example  between  the AFT  and  ALT  as shown  below.  Additionally,
clarification has been added to indicate that the applied margin must be greater than or equal
to the  as-found tolerance to ensure than the AV  never exceeds the  LSSS.
The  text on page A-3 has been revised as shown below:
L TSP and NTSP are determined as follows for an increasing  process using equation 4.2.3. A
margin of 5.0% of span (55 psig) is applied in accordance with Section 4.2.3 to the NTSP, which
is based on engineering  judgment to include room for initial assumptions used in the calculation
uncertainties  and to  account for rounding errors. The LTSP is the LSSS  used in the plant
technical specifications that protects the AL  to satisfy 10  CFR 50.36.  The applied margin must
ensure that NTSP + AFTTOT  does not exceed the allowable value. The minimum margin
prevents expected channel drift from  exceeding the A V.
CU  =  31.4  psig
LSSS  -
MargninAFTToT
=  55.0  psig
AV=-9757 psig
A.LT(J+)  = 9661  psig
AFTF =151  psig
NUL  = 892.0  psig
-Normal  Operating  Range
Figure A.2:  Relationships between analytical  limit  and  calculated  eetpoints
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Docket No.  PROJ  0776
Question  07.01-C  Appendix-13
Figure  4.1  - The portion of the figure that shows the  setpoint calculation for a harsh
environment does not specify  seismic effects as described  in section 4.3.1.1 paragraph  2  and
equation 4.2.1.  Is seismic considered  in figure 4.1 and if so how would this be applied to the
setpoint calculation for normal, seismic, and other postulated accident conditions, as
applicable  ?
B&W NE  Response
The  flow  path  presented  in  Figure  4.1(page  9) is  provided  for illustrative  purposes to
demonstrate  how,  for  instrument channels  in  harsh  environments,  the additional  evaluation  of
uncertainties  is  required.  It was  not  intended  to  list all  uncertainty  contributions  for instru ment
channels  subject to  harsh  conditions  during  normal  or postulated  design  basis accident
conditions  in  this  figure.
The  method  for treating  channel  uncertainties  for  portions of the  instrument  channel  that are
subject  to harsh  environments  during  normal,  seismic  and  other  postulated  design  basis
accidents  is  included  in the current  text  in  section  4.1.3.1  (pages  13-14)  in the topical  report.
The  applicabic pertions of this  section that eXPlicGitly  incl'ude the unGcertaintieG  due to  imc
effec-ts  arc  highlighted  below.
Section 4.1.3.1 has been revised, as shown below, to add clarification and indicate the  most
limiting uncertainty will be applied for portions of an instrument channel subject to a harsh
environment during postulated DBAs.
4.1.3.1  Contributing  Uncertainties
The  environment  is analyzed  and  classified  as mild  or harsh.  The  environment  in any  plant area
is  considered  harsh  if, because  of postulated  accidents, the  temperature,  pressure,  relativity
humidity,  vibration  (seismic displacement),  or radiation  significantly  increases  above  the  normal
conditions.  A mild  environment  is  an  environment  that  at no  time  is more  severe than  the
expected  environment  during  normal  plant  operation,  including  anticipated  operational
occurrences.
For  portions of the instrument channel that are located in a harsh environment, the accident
process measurement effects are determined (e.g.,  reference leg heat-up, density changes,
radiation  exposure, seismic experience, etc.)  and the uncertainties  are determined. The most
limiting uncertainities (temprature,  radition,  etc.)  wil be applied.  For  portions of the instrument
channel that are located in a mild environment, the normal process measurement effects are
identified and uncertainties are determined. All uncertainties  are included as applicable.
After the  environmental  conditions  are  determined,  the  potential  uncertainties  affecting  each
portion  of  the channel  are  identified.
Uncertainties  are  classified as random  or non-random  (Section  3.2).  This determination  is an
interactive  process  requiring  the development  of assumptions  and, where  possible, verification
of assumptions  based  on  actual  data. The  determination  of  type of  uncertainty  establishes
whether the  SRSS  method  can  be  used  or if the  uncertainty  is to  be  added  algebraically,  or a
combination  of  both.
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Section  G
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SIGNATURES
POs  B.  fihr  Rama 
96 
_  _  _  _  _  _  _  _
'  '  Rocdger  Magness  _____  ____  ____
Signature
:  ,  ,  IDale
Approved  By.
Sodger  MaguneD
  i  Signature
I
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RECORD  OF  REVISION
Revisio0  n  No.  Dat  Prepnr  l  OD6scriptina  of ChangesI
0  10/18/20 10  B. K. Arnholt  Original  Issue
6/6/2011  B.  K. Arnholt
1. Clarify  Section  4.2.1  of  the  report  to
describe the  mathematical  relationship
between  the  nominal  trip  set point
(NTSP) and  the  limiting  trip  set  point
(LTSP).
2. Clarify the  definition  of margin.
3.Add  to the  report  a typical  calculation
(not  design-specific) 
showing  the
determination  of uncertainties,  and
application  of  the setpoint  methodology
for  a typical  instrument channel  with
resulting  sample  results  for  the
analytical  limit  (AL),  the  channel
uncertainty  (CU),  LTSP,  NTSP,  and  the
allowable  value  (AV).
4. Remove  references  to  the  use  of a
"graded approach."
5.Revise  Figure  5.1  to:
a.  Clarify  the  relationships  between
design  and  safety analysis  methods
*and methods  applied  during
surveillance  and  calibration.
b. Clarify  that as-found  tolerance  is
derived  from  the  NTSP to  establish
the  allowable  value.
c. Clarify  that the  allowable  value  is  the
limiting  safety  system  setting  (LSSS).
d.Clarify  the  relationship  between  the
LTSP,  the  NTSP,  and  the  AV in  the
main  body.
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Incorporate  revisions  to  address  requests
for  additional  information  (RAls)  received
from  the  NRC  (Ref.  RAI  No.  6236  Ltr.  No.
4).
1.  Several  editorial  changes  to  add
clarity.
2.  Clarify  regulatory  and  standards
compliance.
3.  Explicitly  demonstrate  the
2  1/12/2012  B.K.  Arnholt  relationships  between  as-found,
as-left  tolerances  including  the
application  of a  double-sided
acceptance  band.
4.  Add  specific  criteria  for  evaluation
of channel  operability  during
periodic  surveillance  testing.
5.  Update  Appendix  A  to  include
determination  of  the as-left  band
and  operating  margin.
Incorporate  revisions  to  address  requests
for  additional  information  (RAls)  received
from  the  NRC  (Ref.  RAI  No.  6236  Ltr.  No.
4).
1.  Revise  Figure  4.1  to  delete  the
branch  flow  paths for
increase/decrease 
processes.
2.  Revise  section  4.1.3.1  list of
example  uncertainties  to  clarify
that  the  list  is  not intended  to  be
all-inclusive,  but  is  typical  for
5/01/2012  I.A.Rana  instrument  channels.
3.  Clarify. application  of margin  in
calculating  the  allowable  value.
The margin  must  always  be
greater  than  or equal  to the  as-
found  tolerance  to  guarantee  the
AV  will  never  exceed  the  LSSS.
4.  Clarify  the  treatment  of accident
environment  effects  and  seismic
uncertainties.  The  most-limiting
uncertainties  will  apply
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F
Document  No:
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Title:
Title:
Instrument  Setpoint  Methodology  Topical  Report
Rev:
003
I
TABLE  OF  CONTENTS
1.  ABSTRACT  ........................................................  1
2.  'INTRODUCTION  .....................................................  2
3.  BA C KG R O U N D ....................................................................................................................  3
3.1  R egulatory  Basis ..................................................................................................  3
3.2  Uncertainties ..................  ...................................  4
3.3  Random  Uncertainties  ...............  .........  .......................  4
3.4  Non-Random  Uncertainties ............................................  5
3 .5  A  ssu m ptio ns ................................................................................................................  5
4.  METHODOLOGY  .................................................................................................  7
4 .1  A p p ro a c h  .....................................................................................................................  7
4 .2  E q u a tio n s ....................................................................................................................  17
5.  SUMMARY/CONCLUSIONS  ........................................................................................  23
6.  R EFER ENC ES  .................................................................................................................  25
6.1  Code  of Federal  Regulations  ...................  w  .............................................................  25
6.2  U.S.  Nuclear  Regulatory  Guidance  ..............................................................  ....  25,
6.3  U .S . Industry  G uidance ...........................................................................................  25
LIST  OF  APPENDICES
Appendix A - Example  Setpoint  Calculation  for a  Safety-Related  Pressure  Channel
Appendix  B  - Definitions
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1.  ABSTRACT
This  report  describes  the  instrument  setpoint  methodology  applied  to the  B&W  mPower
TM 
reactor
protection  system  and  other  important  instrument  setpoints  associated  with  the  B&W  mPower  reactor.
The  protection  system  is  a  digital,  integrated  reactor  protection  and  engineered  safety features  actuation
system  implemented  for the  B&W'mPower  reactor.
The  primary  purpose  ,of the  protection  system  is  to  detect  plant  conditions  that indicate  the  occurrence  of
a  design  basis event  as  defined  by theplant  safety analysis  and  initiate  the  plant  safety features  required
to  mitigate  the  event.  Thesesafety features  consist  of the automatic  actuation  of  reactor  trips and
engineered  safety  features  actuation  systems.
The  methodology  described  in this topical  report  is  used  to  establish technical  specification  setpoints  for
the  B&W  mPower  reactor  protection  system  in  accordance  with  10 CFR  50.36.  The  scope  of this  report
documents  the  methodology  for establishing  safety-related  trip setpoints  and  their associated
uncertainties  to  ensure  the  analytical  limit  applied  to  instrument  trip setpoints  is  satisfied.  An  example
calculation  for  a typical  instrument  loop  is  included  in this  report to  demonstrate  the  application  of the
methodology.
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2.  INTRODUCTION
Instrumentation  and  control  (I&C)  safety  systems  monitor  and  control  critical  plant  parameters  to  ensure
safety  limits  are  not  exceeded  under  the  most  severe  design  b6sis  accident  or  transient.  Instrument
setpoints  and  allowable  values  for  these  I&C  safety  system  critical  process  parameter  functions  are
chosen  so  that  potentially  unsafe  or  damaging  process  excursions  (transients) can  be  avoided  and
terminated  before  plant  conditions  exceed  safety  limits.  Accident  analysis  establishes  the  limits  for  critical
process  parameters.  These  analytical  limits  established  by the  accident  analysis  do  not normally  include
considerations  for the  accuracy  (uncertainty)  of  installed  instrumentation.  This  report  describes  the
method  used  for  the  B&W  mPower  reactor  of  identifying  and  combining  instrument  uncertainties,  and
applying  these  uncertainties  to establish  trip  setpoints  for  critical  process  parameters  to ensure  vital  plant
protective  features  actuate  at the  appropriatesetpoint  during  transient  and  accident  conditions.
The  methodology  described  in this  report  is  applied  to  safety-related  equipment  that  performs  a  specific
safety function  for uncertainty  analysis,  setpoint determination,  and  determination  of allowable  values  to
protect  the analytical  limit.  Determination  of instrument  setpoints  for  non-safety  related  equipment  that
does  not  perform  a  specific  safety function  is  controlled  administratively  by plant  procedures.  Typical
instrument  setpoints  in this category  are  established  for equipment  that supports  reliable  power
generation  or equipment  protection.
The  results  of the  uncertainty  evaluations  can  be  applied  to  the following  types  of  calculations:
a
a
a
Determination  of  safety-related  setpoints
Extension  of  surveillance  intervals
Determination  of  instrument indication  uncertainties
Evaluation  or justification  of previously  established  setpoints
Important  definitions  and  terminology  used  throughout this  report  are  contained  in Appendix  B for
reference.
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3.  BACKGROUND
3.1  Regulatory  Basis
10  CFR  Part 50,  Appendix  B,  Criterion  XI,  "Test Control,"  and  Criterion  XII,  "Control  of Measuring  and
Test  Equipment,"  provide  requirements  for  tests and  test  equipment  used  in  maintaining  instrument
setpoints.
10  CFR 50,  Appendix  A,  GDC  13,  "Instrumentation  and  Control,"  requires  in  part  that  instrumentation  be
provided  to monitor  variables  and  systems,  and  that  controls  be  provided  to  maintain  these Yariables and
systems  within  prescribed  operating  ranges.
10  CFR  50,  Appendix  A,  GDC  20,  "Protection  System  Functions,"  requires  in  part that the  protection
system  be designed  to  initiate  automatically  the  operation  of appropriate  systems,  including  the  reactivity
control  systems,  to  assure  that  specified  acceptable  fuel.design  limits  are  not  exceeded  as  a  result of
anticipated  operational  occurrences.
10  CFR  50.36(c)(1)(ii)(A),  "Technical  Specifications,"  requires  that,  where  a  limiting  safety  system  setting
(LSSS)  is  specified  for  a  variable  on  which a  safety  limit  (SL)  has  been  placed;&  the  setting  must be  so
chosen  that automatic  protective  action  will  correct  the  abnormal  situation  before  a  safety  level  is
exceeded.  LSSSs  are  settings  for  automatic  protective  devices  related  to variables  with  significant  safety.
functions.  Setpoints found  to  exceed  technical  specification  limits  are  considered  as  malfunctions  of  an
automatic  safety  system.  Such  an  occurrence  could  challenge  the  integrity  of  the  reactor core,  reactor
coolant  pressure  boundary,  containment,  and  associated  systems.
SRP  Appendix  7.1-A  refers to  BTP  7-12  and  Regulatory  Guide  (RG)  1.105  for  guidance  on  establishing
and  maintaining  instrument  setpoints.  This  guidance  is  designed  to meet  10  CFR  50.36(c)(1)(ii)(A),  10
CFR50,  Appendix  A,  GDC  13,  GDC  20  and  10  CFR  50 Appendix  B  requirements.
The calculation  of  safety-related  instrument  setpoints  for the  B&W  mPower  reactor  is  based  on  RG  1.105,
which  describes  a  method  acceptable  to  the NRC  for complying  with  the  applicable  regulations:  RG
1.105  endorses  the  use  of  ISA-67.04-1994,  Part  I.  Recognizing  that  RG  1.105,  Revision  3,  was  published.
in  1999,,and  to ensure  the  issues  identified  in  RIS  2006-17  (Ref.  6.2.4) are  addressed,  the. B&W  mPower
instrument  setpoint  methodology  follows  the  guidance  provided  by ANSI/ISA-S67.04.01-2000  (Ref.  6.3.1),
which  is  equivalent  to  ISA 67.04-1994,  Part  I and  ANSI/ISA-RP67.04.02-2000  (Ref.  6.3.2).
BTP  7-12  (Ref.  6.2.2)  provides  guidelines  for  reviewing  the  process  that an  applicant  or  licensee  follows
to  establish and  maintain  instrument  setpoints  for  the following  objectives:
*  To  verify  that  setpoint  calculation  methods  are  adequate  to  ensure  that  protective  actions  are
initiated  before  the  associated  plant process  parameters  exceed  their  analytical  limits.  I
"  To  verify that  setpoint calculation  methods  are  adequate  to  ensure  that control  and  monitoring
setpoints  are  consistent  with  their requirements.
*  To  confirm  that calibration  intervals  and  methods  established  are  consistent  with  safety analysis
assumptions.
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3.2  Uncertainties
The  methodology  described  in  this  report  relies  on  the determination  of the types  of  uncertaintq'.  It is  not
the  intent  of the  report to  provide  a  tutorial  in  statistical  analysis  but  to provide  a  brief  discussion  on  the
types  of uncertainty,  their dependency,  and  their  statistical  combinations.
Instrument  uncertainties  are  categorized  as Random  or  Non-Random,  and  arediscussed  in  Sections  3.3
and  3.4,  respectively.
3.3  Random  Uncertainties
Random  uncertainties  are  referred  to  as a  quantitative  statement  of the  reliability  of a  single  measurement
or  of a  parameter,  such  as the  arithmetic  mean  value,  determined  from  a  number  of randomtrial
measurements,.  This  is  often  called  the statistical  uncertainty  and  is  one  of  the precision  indices.  The
-most commonly  used  indices,' usually in  reference  to'the  reliability  of the  mean,  are  the  standard
deviation,  the  standard  error  (also  called  the  standard  deviation, of the  mean),  and  the  probable  eriror.
Typically,  uncertainties  specified  by  a  manufacturer  as  having  a  +  magnitude,  are  random  uncertainties.
For  these types  of  uncertainties,  B&W  uses 95/95  tolerance  limits as  an  acceptable  criterion  (i.e.,  a  95%
probability  that the  constructed  limits contain  95%  of the  population  of  interest  for the  surveillance  interval
selected).  Typical- manufacturers'  published  accuracy  figures  are  at "2o" level  with  a 95.6%  probability  on
a  normal  error  (Gaussian)  distribution  curve.  Therefore,  it  is  acceptable  to  combine  these  errors at "2c"-
(2  times  standard  deviation)  value  by  the  Square  Root of the  Sum  of the  Squares  (SRSS)  method.
RG  1.105  states:  "The 95/95  tolerance  limit is  an  acceptable  criterion  for  uncertainties.'  (Although  the
95/95tolerance, limit  has  an  actual  confidence  level  of  1.96o,  the  methodology  described  in  this  report
uses  2a  to simplify  calculations  and  adds  an  additional  level  of conservatism)..
This  methodology  uses a  double-sided  acceptance  criteria  band  for  random  uncertainties  to  ensure  that
the  instrument  setpoint  is  maintained  within  a  prescribed  range  as defined  in  Sections  4.2.2  and  4.2.3  of
this  report,  and  deviations  of the.trip  setpoint  beyond  the  acceptable  tolerance  range  are  identified  and
corrected.
3.3.1  Independent  Uncertainties
Independent  uncertainties  are  those  uncertainties  for  which  no'common  rootcause  exists  (i.e.,
uncertainty  errors  whose  value  at  a  particular  future  instant  cannot  be  predicted  with  priecision  but  can
onlyr be  estimated  by  a  probability  distribution  function).  The  algebraic  sign  of  a  random  uncertainty  is
equally  likely  to  be  positive  or. negative  with  respect to  a  given  median  value..  Therefore,  random,
independent  uncertainties  are  eligible  for  the  SRSS  combination  propagated  from  the  process
measurement  module  through  the  signal  conditioning  module  of the  instrument  channel  to the  device  that
initiates  the actuation.  It is  generally  accepted  that most  instrument  channel  uncertainties  are
independent  of  each  other.'
3.3.2  Dependent  Uncertainties
Complicated  relationships  may  exist  between  instrument  channels  and  various  instrument  uncertainties.
As such,  a  dependency  might  exist between  some  random  uncertainty  terms and  parameters  of  an
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overall  uncertainty  analysis.  A  common  root  cause  may  exist which  influences  other uncertainty  terms in
the  analysis with  a  known  relationship.  When  these  uncertainties  are  included,  they  are  added
algebraically,  which  results  in  a  statistically  larger  value  for  that parameter  when  evaluated  in  the  overall
channel  uncertainty.  These  combined  dependent  uncertainties  are  then  treated  as  an  additional
independent  random  uncertainty,  which  can  then  be combined  with  other  independent  terms  using  the
SRSS  method  in  the  overall  uncertainty  calculation.
3.4  Non-Random  Uncertainties
3.4.1  Bias
Bias  uncertainties  are  those  that consistently  have the  same  algebraic  sign.  Bias terms are the  fixed  or
systematic  uncertainty  components  within  a  measurement  and  are  not generally  eligible  for  SRSS
combinations.  In  some cases,  they  can  be  explicitly  accounted  for  in  the  instrument  channel  calibration
process  (i.e.,  calibrated  out),  in  which  case  they are  not accounted  for  in  the  uncertainty  calculation  since
they can  be  compensated  for  in  the  scaling  of the  instrumentation.  Any  bias  effects  that cannot  be
calibrated  out  are directly  accounted  for  in  the  uncertainty  calculation.
If they are predictable  for a  given  set of conditions  because  of a  known  positive  or  negative  direction,  they
are  classified  as  bias with  a  known  sign.  If they  do  not  have  a  known  sign,  they are  treated
conservatively  by algebraically  adding  the  bias  in  the  worst  direction  based  on  the  nature  of the
instrument  channel.  These  are classified  as  bias  with  an  unknown  sign.
3.4.2  Abnormally  Distributed  Uncertainties
Some  uncertainties  not  normally  distributed  may  not be  eligible  for the  SRSS  combination  and  are
categorized  as abnormally  distributed.  This  type  of  uncertainty  is  treated as  a  bias  against  both  the
positive  and-negative  components-of  module  uncertainty.  Their  unpredictable  sign  is  conservatively
treated  by  algebraically  adding  the  bias  in  the worst  direction  based on  the  nature  of  the  instrument
channel.
3.5  Assumptions
The  methodology  for the  determination  and  calculation  of uncertainty  terms,  and  ultimately  the  process
described  in  this  report  for  determining  setpoints,  is  based  on  the  assumptions  listed  below:
"  If  both  magnitude  and  direction  of  a  bias  are  known  (e.g.,  transmitter  static pressure  span
effects),  this effect  can  be  accounted  for  in  the  instrument  channel  calibration  procedure  and
calibrated  out  of  an  instrument  and  thus eliminated  from  the  uncertainty  calculation.
*  Any  random  independent  term  whose  value  is  less  than  1/10  of any  of the  other associated
device  random  uncertainties  can  be  statistically  neglected.
"  Uncertainty  terms of  devices  are calculated  in  terms  of  percent  calibrated  span.
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For the  purposes  of the  setpoint  analyses,  the  instrumentation  is  assumed  to  be  calibrated  based
on  the  ambient  conditions  in which  the  instrumentation  components  are  expected  to operate  and
specified  in  the  plant  calibration  procedures.  ,The temperature  effect  (TE)  for the  instrumentation
accounts  for  possible  differences  between  the temperature  associated  with  the  instrument
calibration  and  the  ambient  conditions  of  the  installed  equipment  and  is  based  on  the  temperature
deviation  between  this assumed  calibration  temperature  and  the  maximum  and  minimum  ambient
temperature  of the  specific  location  of  the actual  instrumentation.  The  normal  temperature  effects,
are  accounted  for  as  shown  in  the  equations  in  Section  4.2.1.  By  using  the  actual  vendor data
(typically  stated  in terms  of   X  %  span  per Y  OF),  actual  calibration  temperatures  and'  plant
operating  temperatures,  the  overall  temperature  effect  is  determined  and  accounted  for  in  the TE
term  for  the  specific  instrument  channel  of  interest,  consistent with  the guidance  contained  in
ANSI/ISA-RP67.04.02-2000  (Ref.  6.3.2).
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4.  METHODOLOGY
The  B&W  mPower methodology  for  uncertainty  analysis,  setpoint determination,  calibration  interval  and
determination  of allowable  values  for  safety-related  instrumentation  follows  the  standards  and  I
recommended  practices  of  ANSI/ISA-S67.04.01-2000  (Ref.  6.3.1)  and  ANSI/ISA-RP67.04.02-2000  (Ref.
6.3.2) with  guidance  provided  by  Regulatory  Guide  1.105  (Ref.  6.2.1).  The  term  "uncertainty'  is used  to
reflect  the  distribution  of  errors  consistent  with  References  6.3.1  and  6.3.2.
This section  provides  the  methodology  used to  establish  the  uncertainty  of the  instrument  measurement
channel  that  includes  all  of the  elements  of  uncertainty  described  below  and then  describes  how  the
calculated  uncertainties  are applied  to the trip  setpoints  and  allowable  values.  Uncertainties  for
calculated  functions  or composed  points  (points  that are  made  up of  multiple  inputs  or  calculated  inputs)
are  also  discussed.
The  general  methodology  described  in this  report  used  to  combine  instrument  loop  uncertainties  is an
appropriate  combination  of  those groups  that are  statistically  and  functionally  independent.  Those
uncertainties  that  are  not  independent  are  conservatively  treated  by arithmetic  summation  and  then
systematically  combined  with  other  independent  terms.  Random  and  independent  instrument  loop
uncertainties  are  combined  using  the  statistical  SRSS  approach  with  abnormally  distributed  and  non-
random  or  bias  uncertainties  combined  algebraically  in accordance  with  ANSI/ISA-RP67.04.02-2000  (Ref.
6.3.2).  The  calculation  methodology  for  the  B&W  mPower  reactor  follows  the  intent  of the  procedure
established  in  the  ISA  standard  ANSI/ISA-S67.04.01-2000  (Ref.  6.3.1)  and  additional  guidance  on
combining  instrumentation  uncertainties  provided  in ANSI/ISA-RP67.04.02-2000  (Ref.  6.3.2).
The  methodology  described  in this  report  addresses  only  the  highest grade  discussed  in the standard
applied  to  those  safety-related  setpoints  with  established  LSSSs  forwhich  a  safety  limit  has  been
established  as defined  by the  plant safety  analysis.  All  elements  of uncertainty,  both  normal  and  accident
or  abnormal  conditions,  are  evaluated  and addressed  in instrument  loop  accuracy  and  setpoint'
calculations  such  that the  results  have a  95%  probability  with  a 95%  confidence  (i.e.,  95%/95%  rigor).
There  are  manysafety-related  and  non-safety  related  system  instrument  setpoints  that are  important  to
safety  or  important  for reliable  power  generation  and  equipment  protection.  Because  these  setpoints  may
not  have  analytical  limits  established  by the  accident  analysis  for  a  safety limit,  the  basis for  the  setpoint
calculation  becomes  system  or  equipment  protection  and  maintaining  generation  capacity.  The  normal
process  limit  (NPL)  adjusted  for  the  appropriate  margin  becomes  the  basis for  establishing  the  setpoint
when  no  analytical  limit  is  established  by the  accident  analysis  and  is governed  and  controlled  by.plant
procedures.
4.1  Approach
The  methodology follows  the  setpoint calculation  flow  depicted  in Figure  2  of ANSI/ISA-RP67.04.02-2000
(Ref.  6.3.2),  which  has  been  reproduced  as  Figure  4.1,  with  minor  modifications  to  add  guidance  for
applying  channel  uncertainties  and  margin  based  on  whether  an  instrument  channel  signal  approach  to  a
trip  setpoint is  decreasing  or  increasing.  The  instrument  loop  is  diagrammed  and  analyzed  as  described
in the following  subsections.  The  general  relationships  between  the  various  setpoints  and  limits  are
shown  in Section  5,  Summary.
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A  typical  calculation  data sheet/checklist  shown  as Table  4.1  is  used  as a  guide  and  to  provide
consistency  in  the  development  of  thecalculation(s).  This  table  also  provides  traceability  and
documentation  of  the  loop  data  and  uncertainties  used.  The  results  of the  calculationare  documented  in.
accordance  with  controlled  plant procedures  and  programs  (such  as the  Setpoint  Control  Program)  with
adequate. detail  so that  all  bases, equations,  and  conclusions  are  fully understood  and  documented.
Table  4.1  includes  a  comprehensive  list  of all  uncertainties  that  must  be considered  for  inclusion  in  the
total  channel  uncertainty  (CU)  calculation.
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.Block  Diagram  Instrument  Channel
(4.1.1)
I
Determine the  Required Actuation  Functions  and Process/
Environmental  Conditions Assumed  for  Each  Function
(4.1.2)
Determine  the Uncertainty  Allowa  nce for  the Channel
(4.1.3)
lassify Each  Modules-  Harsh
<  Environment
(4.1.3.11)
Mild 
4
Y
I
Identify  Accident  Process  Measurement
Effects  (Ref.  Leg  Heatup,  etc.).
(4.1.3.1)
Identity  Normal  Process  Measurement
Effects  (Head  Effects,  etc.)
(4.1.3.1)
a
ldentiffy9-AidifE  ipment  ncertainty
(Accident Temperature  Effects,  etc.)  Apply
the  most  limiting value
(4.1.3.1)
Identify  Normal  Instrument  Uncertainties
(Drift,  Normal  Temperature  Effects, etc.)
(4.1.3.1)
Identify  Other  Normal  Effects
(4.1.3.1)
Identify  Uncertainty  Contributions
(4.1.3.1)
Identify  Other Accident  Effects  (IR,  etc.)
(4.1.3.1)
Classify  Each  Uncertainty  (Random,  Bias,  etc.)
S(4.1.3.1)
Determine  Module  Uncertainties  and
Combine  for  Channel  Uncertainty
(4.1.4)
I
Determine the  Setpoint  and  Allowable  Value
(4.1.5 & 4.1.6 )
Note:  Numbers  in  Brackets  Refer  to
the  Paragraph of the Methodology
Described  in  this  Report  '
Figure  4.1:  Setpoint Calculation  Flow
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Table  4.1:  Calculation  Data Sheet
ITEM  DESCRIPTION  REFERENCE  REMARKS
(PARAMETER)
Component  ID
Service  Description
Location
Manufacturer
Model  Number
Quality  Category
Adjustable  Range
Process Calibrated  Range
Input  Signal  Calibrated  Range
Output Signal  Calibrated  Range
Reference  Accuracy  (RA)
Drift (OR)
Bias (B)
Static Pressure  Effect (SP)
External  Pressurization  Effect  (EP)
Overpressure  Effect (OP)
Temperature  Effect  - Normal  (TE);  Accident  (TEA)
Humidity  Effect (HE)
Radiation  Effect  - Normal  (RE);  Accident (REA)
Seismic  Effect (SE)
Insulation  Resistance  Effect  (IRE)
Power  Supply  Effect (PS)
Indicator  Reading  Uncertainty  (R)
Process  Measurement  Effect  (PM)
Primary  Element  Effect  (PE)
Measurement  & Test  Uncertainty  (MTE)
Technical  Specification  (If Applicable)
Analytical  Limit  (AL)
Normal  Process  Limit (NPL)
Allowable  Value  (AV)
Trip  Setpoint  (NTSP)
Calibration  Frequency
Calibration  Procedure
As-Found  Tolerance  (AFT)
As-Left  Tolerance  (ALT)
Module  Algorithm
EQ and  Functional  Operating  Environment
Safety  Function/Other  Functional  Requirements
Function  Duration
Normal  Operation  Upper  Limit (NUL)
Normal  Operation  Lower  Limit  (NLL)
Operating  Margin  (OM)
Module  Uncertainty  (e:6):
Channel  Uncertainty  (CU):
Trip  Setpoint  (NTSP):
Allowable  Value  (AV):
As-Found  Tolerance  (AFT):
Operating  Margin  (OM):
Equation  4.2.1
Equation  4.2.2
Equation  4.2.3  (for  calculated  functions:  Equation  4.2.7)
Equation  4.2.4
Equation  4.2.5
Equation  4.2.6
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4.1.1  Loop  Diagram
The  loop  is  diagranimed  to  identify  the  various  modules  and  interconnection  devices  that  m ake  up the
instrument  loop.  If necessary,  multiple  channel  diagrams  are  developed.  A typical  process  measurement
channel  diagram  is  shown  in Figure  4.2.  The  diagram  shown  is  used  to  include the  interfaces,  functions,
sources  of  uncertainty,  and  the  instrument  module  environments.  Although  the  figure  shows a  flow
measurement  loop,  the  layout  is  generally  applicable to  temperature,  level,  pressure,  and  other parameter
measurements.
A specified  number  of transmitters  or sensors  may be  used  to  satisfy the  requirements  for redundancy
and  reliability.  If each  independent  instrument loop  is  functionally  equivalent  in terms of  the types  of
modules  and  environment,  only  one  instrument  channel  diagram  is  needed.  Each  loop  is  analyzed  and
arrangements  and  characteristics  are  compared  to verify  that  all  loops  are  identical.  In this case,  a  single
calculation  is  valid for  all  of  the  loops.
Environmental  boundaries  are  drawn  for  the  channel  as shown  in the  loop  diagram.  For  simplicity,  two
sets  of environmental  conditions  are shown.  The  process  measurement  elements  are  usually  located  in
plant  areas  where  a  harsh  environment  may  exist during  the  time the  instrument  loop  must  function.  For
most  channels,  signal  conditioning  and  actuation  are  located  in mild  environments.
4.1.2  Loop  Function
The  loop  function  is  analyzed  for its  role  in the  system  operation  considering  the following:
functional  requirements
actuation  functions
display  functions
operating  times
postulated  environments
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STNFa  MUL GAE  fAGH
eMOMW4T'  X  FUN . 1N4  BMOM  'Er4IRLo41- BAnJvJALYcD~mLBfi;
PFF
TMfi  flSG
RV-S-M  E1c
01  M]
8r.R
EMOCNVW'N
UN33UM4ffA1Q/JNM
MOMM  Br
UNIEM  AIGNMI
[]  RGIMMa.WERM
[01 OWMU~arNMW  U  E
M025AUOWN
R1  9JitZEW
anmrw~wCffrEMUiK
[N'  WOrLNIaMMRa't  DWErc OURMMLN3tWAOM1
Figure  4.2:  Typical  Instrument  Channel  Layout
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4.1.3  Uncertainty  Analysis
Once the  loop  is  diagrammed  as  described  in  Section  4.1.1',  and  the actuation  functions,  process  and
environmentalconditions  are established  for  each function,  then the  loop  is  evaluated,  uncertainties
calculated,  limits  are  established,  and  the trip  setpoint  is  determined.
This  methodology  includes  a  rigorous' review  of the  instrument  loop  layout and'design.  Each  element  of
uncertainty, for  each' module  or device  is  evaluated  in  detailand  the  estimated  loop uncertainty, is
justified.  Additional  uncertainties  that  ma"  apply  to  a  particular  instrument  channel  are  accountedfor  in
determining  the trip  setpoint  allowance.  Not  all  of  the  uncertainties  listed  apply  to every'measurement
channel.  The  setpoint  is  carefully  established  with  respect  to the  process  analytical  limit  and  the  channel
Uncertainty,
4.1.3.1  Contributing  Uncertainties
The  environment  is  analyzed  and  classified  as mild  or  harsh.  The  environment  in  any  plant  area  is
.considered' harsh  if, because  of  postulated  accidents,  the  temperature,  pressure,  relativity  humidity,
vibration  (seismic displacement)  or radiation  significantly  increases  above  the  normal  conditions.  'A mild
environment  is  an  environment  that  at no  time  is  more  severe, than the  expected  environment  during,
-normal  plan~t  operation,  including  anticipated  operational  occurrences.
For  portions  of  the  instrumeht channel  that are  located.in  a  harsh:environment,  the  accident  process
measurement  effects  are  determined(e.g.,  reference  leg  heat-up,  density changes,  radiation  exposure,
seismicexperience,  etc:)  and  the  uncertainties  are'determined.  The  most  limiting  uncertainties.
(temperature,  radiation,  etc.)  wil  be  applied.  For  portions  of the  instrument  channel  that  are  Iocated  in  a-.
mild  environment,  the  normal  process  measurement  effects  are  identified  and' uncertainties  are
determined.  All  uncertainties  are  included  as applicable.
After the  environmental  conditions  aredetermined,'  the potential  uncertainties  affecting  each  portion  of the
channel  are  identified.'
Uncertainties  are  classified  as random  or non-random  (Section  3.2).  This  determination  is  an  interactive
process  requiring  the  development.of  assumptions  and,  where  possible,  verification  of assumptions
based  on  actual  data.  The  determination.of  type  of  uncertainty  establishes  whether  the  SRSS  method
can  be  used  or if  the  uncertainty  is to  be, added  algebraically,  or  a  combination  of  both..
Elements  of  uncertainty  for  ahy  module that  are  considered  are  listed  below  (not  all  of the  uncertainties
listed  apply  to'every  measurement  channel).  This  list  is  not  intended  to  be all  inclusive  but  is typical  for
the  instrument  channel.  D~efinitions,  as  appropriate,  are  provided  in  Appendix  B.  '
"  process -measurements effect
. primary  element  accuracy
*  drift
*  temperature  effects
*  radiation  effects
  static and  ambient  pressure  effects
*  overpressure  effect
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0  measuring  and  test  equipment  uncertainty
0  power  supply  effects
*  indicator  reading  uncertainty
*  conversion  accuracy
*  seismic  effects
*  environmental  effects  - accident
*  as-left tolerance
*  as-found  tolerance
propagation  of  uncertainty  through  modules
4.1.4  Channel  Uncertainty
Individual  module  uncertainties  and  other uncertainty  terms ,are combined  to  determine the  overall
channel  uncertainty  (CU)  using  the  equations  shown  in  Sections  4.2.1  and  4.2.2,  respectively.
As  described  earlier,  the  methodology  used  in  this  report to  combine  instrument  loop  uncertainties  is  an
appropriate  combination  of those  groups  that  are  statistically  and  functionally  independent.  Those
uncertainties  that are  not  independent  are  conservatively  summed  algebraically  creating  a  new,  larger
independent  uncertainty  that are  eligible  for combination  with  other  independent  terms  using  the SRSS
method  described  in  this  report.
As  can  be  seen  from  the  equations,  process  measurement  effect  (PM)  and  primary  element  accuracy
(PE)  are  now  accounted  for.  These  parameters  are  considered  independent  of sensor  and  digital
process  equipment  parameters.  The  PM  term  provides  allowances  for  the  non-instrument  related  effects
such  as velocity  effects,  fluid  density changes,  and'temperature  changes.  If  additional,  independent  and
random  PM  terms  apply,  they can  be  combined  using  the SRSS  methodology.  The  PE term  typically  is  a
calculated  or  measured  accuracy  for  the  device  and  accounts  for  the accuracy  of the  device  being
installed  in  the  process  (e.g.,  nozzles,  venturis,  orifice plates,  etc.).  The  primary  element  uncertainties  are
typically  considered  to  be  random,  unless explicitly  stated  by the  manufacturer  and  are  accounted  for  in
the  equations  shown  in  Section  4.2.2  using  the  SRSS  method.
The  process  measurement  uncertainty  consists of  both  random'and  bias uncertainties.  Random  PM
uncertainties  are  appropriately  treated  using  the  SRSS  method.  PM  bias  uncertainties  than  cannot  be
accounted  for  in  the channel  calibration  (such  as with  a flow  or  level  instrument channel)  and  eliminated,
are  included  in  the  bias term  of the  equations  shown  in  Section  4.2.2.
Note  that  the  CU  also  includes  the  module  uncertainty  (e) for  each  module.  A  "module" is  defined  inthis
methodology  as any  assembly  of interconnecting  components that  constitutes  an  identifiable  device,
instrument  or  piece  of equipment.  This  includes  any  elements  in  the  channel  attributed  to  the  digital
system  where  there  are  random  errors.  
As  stated  earlier,  error  propagation  for  signal  conditioning  modules  (when  they are  selected  and  defined)
is  combined  using the  guidance  in  ANSI/ISA-RP67.04.02-2000,  Annex  K  (Ref.  6.3.2).
4.1.5  Trip Setpoint
The  nominal  trip  setpoint (NTSP)  and  limiting  trip  setpoint (LTSP)  are calculated  using  equation  4.2.3.
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The  trip  setpoint  (NTSP)  cannot  be  established  until  the  analytical  limit  (AL)  is  defined  by the  safety
analysis.  Any  inherent  margins  in  the  analytical  limit  are  quantified  in  the  determination  of the  trip
setpoint.
The  analytical  limit  is  the  limit  of a  measured  or  calculated  variable  established  by  the safety  analysis  for
the  actuation  of  protective  functions.  Actuating  protective  functions  at or before  the analytical  limit
ensures  that the  safety  limit  (SL)  is  not  exceeded  and  design  conditions  of equipment/systems  assumed
in  other  analyses  are  not  exceeded.  Analytical  limits  are  developed  from  event  analysis  models that
consider  parameters  such  as  process delays,  control  rod  insertion  times,  reactivity  changes,  instrument
response  times,  etc.
The  limiting  trip  setpoint  (LTSP)  is the  limiting  safety system  setting  that accounts  for  all  known  channel
uncertainties  associated  with  the  instrument channel.  The  LTSP  is  determined  from  the  AL  and  provides
reasonable  assurance  that the  trip  or  actuation will  occur  before  the AL  is  reached  regardless  of the
process  or environmental  conditions  effect  on  the  instrumentation.
The  NTSP  is  established for  normal  plant  operation  by  adding  margin  to  the total  channel  uncertainty.
The  margin  associated  with  the  establishment  of  the NTSP  is  discretionary  based  on  engineering
judgment  to  add  a  level  of  conservatism.  Typically,  margin  would  be applied  to  account  for  such  factors.
as  conservatively  rounding  to the  nearest  engineering  unit  or accounting  for  any assumptions  used  in
determination  of initial  channel  setpoints.  The  margin  applied  also takes  into consideration  the  operating
range  for. the  instrument  channel  to  ensure the  trip  setpoint  is  not  established  too  close to  the  operating
range  limits that  may cause  spurious  channel  trips.  The  margin  applied  adds  conservatism  to move  the
NTSP  farther  from  the AL  and  mustalways  be  greater  than  or  equal  to  the  as-found  tolerance  to
guarantee  the allowable  value  will  never  exceed  the  LSSS.  By  definition,  the  NTSP  is  equal  to  or  more
conservative  than  the  LTSP.
4.1.6  Allowable  Value
The  allowable  value  (AV)  is  calculated  using  equation  4.2.4.
Periodic  surveillance  testing  is  required  to verify  the  safety-related  instrument  channel  performs  as
required  to  protect  the  AL.  The  allowable  value  defines the  maximum  and/or  minimum  limits  of
operability.  It  is  the  limiting  value  of  the  measured  variable  at which  the  trip  setpoint or calibration  setting
may  be  found  during  instrument  surveillance  to  provide  adequate  assurance that  the AL  remains
protected.  The  allowable  value  is  an  LSSS  specified  in  plant Technical  Specifications.  It  is-used  by the
plant  to  verify  instrument  channel  operability  at  periodic  surveillance  intervals.
The  AV  is  a  value that  the trip  setpoint  might  have  when  tested  periodically  and  accounts  for  instrument
drift and  other  uncertainties  applicable  to  normal  plant  operation  associated  with  the  test during  normal
plant  operation  including:  instrument  drift,  reference  accuracy, as-left  tolerance  from  the  previous
calibration  and  measurement  and  test equipment  uncertainty.  A  setpoint  found  within  the  allowable  value
region,  but  outside  the  as-found  tolerance,  is  considered  operable  but  degraded.  It is  acceptable  with
respect  to  the  analytical  limit;  however,  the  instrument  must  be  reset  to  return  it within  the  allowed  as-left
tolerance  region  (see  definitions).  A  channel  setpoint  found  outside the  allowable  value  region  is
declared  inoperable  and  an  evaluation  of  acceptable  channel  functionality  is  performed.  The  channel  is
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required  to  be  calibrated  to  return  the  setpoint within  the  acceptable  tolerance  range.  Plant-specific
procedures  will  maintain  and  track  the  results  of the  periodic  surveillance  test  procedures  and  the
historical  as-found  and  as-left  data  obtained  during  surveillance  testing.  These  data will  be  evaluated  to
confirm  the  assumptions  for  instrument  channel  drift  and  uncertainty  data  remain  valid.
4.1.7  Calculated  Functions  (Composed  Points)
Channel  uncertainties  for  calculated  functions  or  composed  points (input  points  where  two  or  more
signals  are  combined)  are  calculated  using  the  methods  described  in  ANSI/ISA-RP67.04.02-2000,  Annex
K  (Ref.  6.3.2).  For these  points,  the  most  limiting  safety  margin  assigned  to  each  input  parameter  is
normalized  (converted  to the  appropriate  engineering  units)  and  then  summed  together.  The  resulting
total  safety  margin  (TSM)'is  then  used  to  determine  NTSP.
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4.2  Equations
Equations  that are  used  in  preparation  of  calculations  in  this  methodology  are  shown  in  the  following
sections.
4.2.1  Module  Uncertainty.
en+=  +(RA
2
+DR
2
+TE
2
+HE
2
+RE
2
+ps
2
+sp
2
+op
2
+SE
2
+TEA
2
+REA
2
+EP
2
+ ALT
2
+MTE
2
+R
2
)1/
2 
+  B+
e,= -(RA
2
+DR
2
+TE
2
+HE
2
+RE
2
+Ps
2
+sP
2
+op
2
+SE
2
+TEA
2
+REA
2
+Ep
2
+  ALT
2
+MTE 2+R)2  - B
Where:
en  =  Total  module  uncertainty.  When  all  module  uncertainties  are  combined  to  calculate'the
channel  uncertainty,  CU,  the  randomrportion  of'the  "ex" terms is  placed  under  the  square
root radical  and  the  bias  portions  are  combined  algebraically.
RA  =  Sensor  reference  accuracy  specified  by the  manufacturer.
DR  =  Drift  of the  sensor over  a  specific  period.  This has  historically  been  the  drift specified  by
the. manufacturer.
TE  =  Temperature  effect  .for the  sensor;  the  effect  ofambient temperature  variations  on  the
sensor. accuracy.
HE  Humidity  effect  for  the sensor;,the  effect  of  changes  in  ambient  humidity  on  sensor
accuracy,  if  any.
RE  =  Radiation  effect  for the  sensor;  the effect  of  radiation  exposure~on  sensor  accuracy.
PS  =  Power  supply  variation  effects;  the  uncertainty  due  to  instrument  power  supply  variations.
SP  =  Static  pressure  effects  for the  sensor;  the  effect  of changes  in  process  static  pressure  on
sensor  accuracy.
OP  =  Overpressure  effect;  the effect  of  over  ranging  the  pressure  sensor  of a  transmitter.
SE  =  Seismic effect  for the  sensor;  the effect  of  seismic oroperational  vibration  on  the  sensor
accuracy.
TEA  Temperature  effects  during  accidents;  the  uncertainty  effects  of adverse  conditions  due  to
temperature  on  the  instrument  channel  during  a design  basis accident.
REA  Radiation  effects  during'accidents;  the  effect  of  adverse  radiation  environments  on  the
instrument  channel  during  a design  basis accident.
EP  =  The  error  of a  specific  instrument  that is  associated  with  ambient  pressure variations.
ALT  =  Calibration  setting  tolerances  for  the  sensor;  the  uncertainty  associated  with  calibration
tolerances.
MTE  Measurement  and  test  equipment  effect  for the  sensor;  the  uncertainties  in  the equipment
utilized  for  calibration 'of the  sensor.
R  =  Readability  error  associated  with  display  functions.
B  =  Bias  associated with  the  sensor,  if any.
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Note  that the  possible sources  of uncertainty  above  only  include  those  associated  with  the sensor.
Similar terms for  signal  isolators,  indicators,  bistables  or other signal  conditioning  instruments  can  be
combined  in  similar  fashion  to  obtain  an  overall  uncertainty  expression  for  an  entire  instrument  loop.  The
random  uncertainty  terms would  be  included  with  the  sensor  random terms  within  the  square  root term.
The  bias terms  are  combined  according  to their  direction  outside the  square  root  radical.
Error  propagation  for  signal  conditioning  modules  (when  they are  selected  and  defined)  is  combined
using  the  guidance  in  ISA-RP67.04.02-2000,  Annex  K.
4.2.2  Channel  Uncertainty
CU+  =+(PM2+  PE2  + e
1
2+  .....  +en2)1/2  + B+
CU-  -(PM2  +  PE2  + e12  ......  +en
2
) 
1
/
2 
- B-
Where:
CU  =  Total  channel  uncertainty  (For  the  purpose  of this  methodology,  the  uncertainty  is
calculated  for  a setpoint(s).  It could  also  be  the  uncertainty  for  an  indication  function
or  a control  function.  Because  each  function  typically  uses  different  end-use
devices,  the  channel  uncertainty  is  calculated  separately-for  each  function.)
PM  =  Random  uncertainties  that  exist  in  the  channel's  basic  process  measurement.
PE  =  Random  uncertainties  that  exist  in  a  channel's  primary element,  if  present, such  as
the  accuracy  of a  flow  orifice  plate.
el ... en  =  Total  random  uncertainty  for each  module  in  the  loop  from  Module  1 through
Module  n.
B+  is  positive  bias,  and  B-  is  negative  bias.
4.2.3  Trip  Setpoint
LTSP  = AL  - CU  (incr
LTSP  = AL  + CU  (dec
NTSP  =  AL  - (CU  +. Margin)
NTSP  =  AL  + (CU  + Margin)
easing  process)
reasing  process)
(increasing  process)
(decreasing  process)
Where:
LTSP
NTSP
=  Limiting  trip  setpoint.
=  Nominal  trip  setpoint.
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AL  =  Analytical  limit.
CU  =  Trip  setpoint  uncertainty  (the channel  uncertainty  for  the  bistable).
Margin  =  Amount  chosen  for  conservatism.  Note that  when  the  trip setpoint  is very  close  to
the  system's  normal  operating  point,  the  margin  may  be very  small, or zero.  The,
applied  margin  must  always  be  greater  than or  equal  to. the as-found  tolerance  to
guarantee  the  AV will  never  exceed  the  LSSS
4.2.4  Allowable Value
AV  =  NTSP  + AFTTOT
Where:
AV  =  Allowable  value.
NTSP  =  Trip  setpoint.
AFTTOT  =  Total  as-found  tolerance for  the'entire  instrument  channel
To  protect  against  potential  masking  of equipment  degradation  during .periodic surveillance  testing;  no
margin  is  included  as  partof the  AV determination  and  the  AFTTOT  is  applied  as  a double-sided  band
around the.NTSP.
AFTTOT  determination  includes  consideration  of  all  channel  AFT  uncertainties  pertaining  to  the  calibration
being  performed.  -Therefore,  when  considering  AV,  AETTOT  is  based  on;
AFTToT  =(AFT,
2
+ AFT
2
2
+....+....+...AFT
2
)
1
/
2
Where:
AFTn  as-found  tolerance  for  module  "n"  (see 4.2.5).
4.2.5  As-Fbund  Tolerance
The  as-found  tolerance  (AFT)  is the  module  uncertainty  as discovered  during  module  calibration.
Therefore,  it does  not include  uncertainties  due  to  harshenvironment  or  process  measurement,  and  does
not  include  primary  element  uncertainty.  AFT includes  consideration  at  a  minimum  of  reference  accuracy,
(RA),  drift  (DR),  and as-left tolerance  (ALT)  uncertainties.  The  as-left  tolerance  (ALT)  is:also  referredto
as "calibration .tolerance" in ANSI/ISA-S67.04.01-2000  (Ref.  6.3.1)  or,"setting  tolerance"  in  RIS  2006-17
(Ref.  6.2.4).
The ALT  is  specified  as a  double-sided  band  around  the  NTSP.'Depending  on  the  condition  of the  as-
found  values for  the  NTSP,  plant  specific procedures  will  direct the  operability  determination  and
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requirements  for  channel  calibration  or  maintenance.  The ALT  typically  is  based  on  the  reference
accuracy  of  the  module  being  calibrated;  however,  depending  on  the  particular  instrument loop  in
question,  the  limitations  of the  calibration  procedure  or  need  to minimize  maintenance  time,  the
magnitude  of the  ALT  may  be  specified  as  a  smaller  or larger value  in  the  specific  calibration  procedure.
In  this  case,  if  the  ALT  used  in  the  procedure  differs  from  the reference  accuracy  specified  by the  vendor,
the  ALT  would  be  included  as  a  separate,  explicit  term  in  the  setpoint  calculation.  Thus,  in  the  equation
to determine  AFTn,  the  as-left term  is  included  as  a  bounding  method  to account for  cases  where  not  all
attributes  of the  reference  accuracy  may verified  in the  particular  calibration  procedure.
Determination  of the  AFT  may also  include  measurement  and  test equipment  uncertainty  if the  equipment
contributes  errors  greater  than  one  tenth  of  the  measurement  uncertainty  (refer  to  Section  3.5).  For  some
modules,  it  may be  necessary  to  include  additional  uncertainties  (e.g.,  TE  may  be  included  in the
determination  of AFT  if  a change  in  the calibration  environment  occurred).
Therefore:
AFTn  =(RA,2  + DRn2  +ALTn2  +  MTEn2)2
Where:
AFT  =  As-found  tolerance  (any  typical  module).
n  =  Module  "n".
RA  =  Device  reference  accuracy.
DR  =  Device  allowance  for  drift.
ALT  =  As-left tolerance.
MTE  =  Measurement  and  test  equipment  effect.
The AFT  is  evaluated  to  determine  if the  instrument  needs to  be reset  after calibration  or,  if outside  of the
tolerance,  requires  further  investigation  as  to  its operability.  The  as-found  readings  also  provide  data  for
establishing  actual  instrument drift.  In  accordance  with  RG  1105  (Ref.  6.2.1)  and  BTP  7-12  (Ref.  6.2.2),
plant specific  procedures  are  required  to track,  trend  and  maintain  the  results  of  periodic  surveillance
testing  (i.e.,  the  as-found  and as-left  values  for  sensors  (as applicable)  and  modules  associated  with  the
instrument  loop)  for proper  management  of  instrument  uncertainties  including  drift.
Table  4.2  shows  the  various  conditions  to  consider  during  surveillance  testing  of  the  instrumentation
channel  and  are  consistent  with  RIS  2006-17  (Ref:  6.2.4).
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Table 4.2:  Instrument  Operability  During  Periodic  Surveillance  Testing
As-found  NTSP  During  Status  of Channel  Operability
Surveillance  Testing  and  Required  Actions
As-found  NTSP  within  ALT  (Region  A  of  Channel  is  operable,  no  action  required.  The  results  are
Figure  5.1)  tracked  by  plant  procedures  for historical  trending.
As-found  NTSP  outside  of  ALT  band,  but  Channel  is  operable,  recalibration  is  necessary to  restore
within  AFT band  (Region  B  of  Figure  5.1)  the  NTSP  within  the  ALT.
Increasing  process:
As-found  NTSP  is  conservative  with
respect to  the  AV  (NTSP  <  AV)  but
outside  AFT  band  (Region  D  of Figure
5.1);  or  Channel  is  inoperable.  Recalibration  is  necessary  to
restore  the  NTSP  within  the ALT,  and  evaluation of channel
Decreasinq  process:  functionality  is  required.
As-found  NTSP  is  conservative  with
respect  to  the  AV  (NTSP  >  AV)  but
outside  AFT  band.
Channel  is  inoperable.  Recalibration  is  necessary to
As-found  NTSP  non-conservative  to the  restore  NTSP  within  the ALT,  and  evaluation  of channel
AV  (Region  C  of  Figure  5.1)  functionality  is  required  to  return  channel  to  an  operable
status.
The  uncertainty  for drift  is  typically  obtained  for the  sensor  from  manufacturerg  in  terms  of  X%  URL'over  Y
period  of  time.  Since  drift  is  assumed  to  be  random,  the guidance  provided  in  ANSI/ISA-RP67.04.02-
2000  (Ref.  6.3.2)  applies  in  calculating  the  SRSS  of the  individual  drift  periods  between'calibrations  as
shown  in  the  example  provided  below:
2  2  2  1/2
DRToT  =(DRint2 +  DR  int22+  .. ,..+  DR  intn
Where  DRTOT  is the  drift for  the  total  surveillance  interval  and  DRintn  is the  drift for  the  time  interval
specified  by  the manufacturer.
For  the  B&W  mPower  reactor,  the  surveillance  and  calibration  intervals  are  determined  as  part  of the
development  of the  reference  technical  specifications.  Determination  of surveillance  and  calibration
intervals  takes  into  account the  uncertainty  due  to  instrument drift  as described  in  this  report  such  there  is
reasonable  assurance  that  the  plant  protection  system  instrumentation  is  performing  as  expected
between  the  surveillance  intervals.  Plant-specific  procedures  will  contain  required  methods  to  evaluate
the.historical  performance  of the  drift  for each  instrument  channel  and  confirm  the  surveillance  and
calibration  intervals  do  not  exceed  the  assumptions  in  the  plant safety  analysis.  The  guidance  contained
in  Generic  Letter 91-04  (Ref.  6.2.5)  may  be  used  to  evaluate  and  determine  the acceptable  surveillance
and  calibration  intervals  for  each  instrument  channel.
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4.2.6  Operating  Margin
Operating  margin  (OM)  is  required  between  the  setpoint and  the  normal  upper  or  lower limit,  as,
applicable,  to  avoid  spurious  channel  trips during  normal  operation.
OM  =  NTSP  - NUL  (increasing  setpoint)
OM  =  NLL  -. NTSP  (decreasing  setpoint)
Where:
OM  =  Operating  margin.
NTSP  =  Trip  setpoint.
NUL =.'Normal  operating  upper  limit.
NLL  =  Normal  operating  lower  limit.
4.2.7  Calcu!ated  Functions
Total  safety  margin  (TSM)  - (safety  margin  A  x  KA),+  (safety  margin  B  x  KB)  .... + (safety  margin  n  x  Kn):
Where:
A,  B,  ..n  are  process  measurement  inputs to  the calculated  function.
Safety  margin  is  a  discretionary-value  determined  by  engineering  judgment.  Margin  is  applied  to
accommodate  normal  expected  conditions  between  surveillance  intervals  (e.g.,  drift).  The  applied  margin
must  ensure that  NTSP  +  AFTTOT  does  not  exceed  the  allowable  value.  The  minimum  margin  prevents
expected  channel drift from  exceeding  the  AV.
KA,  KB,..Kn  are  constants  used-to  normalize  each  parameter  to  the engineering  units  of the  function
setpoi nts:  :
Then:
NTSP  =AL  (CU  +TSM)
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5.  SUMMARY/CONCLUSIONS
The  results  of the  calculations  are  documented  in  accordance  with  controlled  plant  procedures  with
adequate  detail  so that  all  conclusions  are  fully  understood.  The  relationships  of the  various  uncertainty
terms,  trips,  margins,  and  operating  values  are  diagrammed  in  Figure  5.1.
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Plant Safety  Analy  and  Design  Basis
SAFETY  LIMIT  (SL)
ANALYSIS  MARGIN,
MODELING  ERROF
ANALYTIC  LIMIT
(AL)
TRANSIENT  RESPONSE,
RESPONSE  TIME,  ETC.
CHANNEL
UNCERTAINTY  (CU)
[Equation  4.2.2]
UMITING  TRIP
SETPOINT  (LTSP)
[Equation 4.2.3]
MARGIN
(NOTE  1)
TRIP  SETPOINT  (NTSP)
[Equation  4.2.3]
7-  A!
ALLOWABLE  VALUE  (AV)
S  (Equation  4.2.4]
,S-LEFT  TOTAL  AS-FOUND
LERANCE  TOLERANCE  BAND  (AFTTo,)
(ALT)  [Equation 4.2.5]
REGION  A:  Channel  is operable,  no
calibration  is required.
NORMAL
OPERATING  MARGIN  (OM)  -<
(Equation  4.2.6]
NORMAL  OPERATING
UPPER  LIMIT  (NUL)
OPERATING  RANGE
REGION  B:  Channel  is  operable,  but
degraded.  Recalibration  is required  and  must
be evaluated  for proper functionality.
REGION  C:  Channel  is  inoperable,
Recalibration  is  required  and must be  evaluated
for  proper functionality.
REGION  D:  Channel  is  inoperable.
Recalibration  is  required  and  must be  evaluated
for  proper functionality.
SYSTEM  SHUTDOWN
ILLUSTRATION  SHOWN  FOR
PROCESS  PARAMETER
INCREASING  TOWARD  SETPOINT
AND  IS  NOT  DRAWN  TO  SCALE
NOTES:
1. There is  no  set  value for  margin  that  is applied  to  the
CU  to  determine  the NTSP.  This  margin  of  safety is  a
discretionary  value based on  engineering  judgment to
add  conservatism  when determining  the  NTSP, to  ensure
protection  of the  analytical  limit.  The applied  margin
must  be  greater than  or  equal to  the  as-found tolerance
to  ensure  the AV  never  exceeds  the  LSSS.
Figure 5.1:  Setpoint Relationships  - For  Increasing  Setpoint  (Similar for  decreasing  setpoint,  but
process  is  decreasing  towards  the setpoint).
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6'.  REFERENCES
6.1  Code of  Federal  Regulations
6.1.1  10  CFR  50.36,  "Technical  Specifications."
6.1.2  10  CFR  50,  Appendix  A,  General  Design  Criteria  (GDC)  13,  "Instrumentation  and  Control."
6.1.3  10  CFR  50,  Appendix  A,  GDC  20  "Protection  System  Functions."
6.1.4  10  CFR  50,  Appendix  B,  Criterion  XI,  "Test  Control."
6.1.5  10  CFR  50,  Appendix  B,  Criterion  XII,  "Control  of  Measuring  and  Test  Equipment."
6.2  U.S.  Nuclear  Regulatory  Guidance
6.2.1  Regulatory  Guide  1.105,  "Setpoints for  Safety  Related  Instrumentation,"  Rev.  3,  December  1999.
6.2.2  NUREG-0800,  Standard  Review  Plan  (SRP),  BTP 7-12,  "Guidance  on  Establishing  and
Maintaining  Instrument. Setpoints,"  Rev.  5,  March  2007.
6.2.3  NUREG-0800,  SRP,  Appendix  7.1-A,  "Acceptance  Criteria  and  Guidelines  for  Instrumentation
and  Control  Systems  Important  to  Safety,"  Rev.  5,  March  2007.
6.2.4'  RIS  2006-17,  "NRC Staff  Position  on  the  Requirements  of  10  CFR 50.36,  'Technical
Specifications',  regarding  Limiting  Safety System  Settings  during  Periodic  Testing  and  Calibration
of Instrument  Channels,"  Regulatory  Issue  Summary August  2006.
6.2.5  Generic  Letter  91-04,  "Guidance  on  Preparation  of a  Licensee  Amendment  Request for
Changes  in  Surveillance  Intervals  to Accommodate  a  24-Month  Fuel  Cycle,"  April  2,  1991.
6.3  U.S.  Industry  Guidance
6.3.1  ANSI/ISA-S67.04,01-2000,  "Setpoints for  Nuclear  Safety7Related  Instrumentation,"  February
2000  (Equivalent  to  ANSI/ISA-S67.04,  Part  1-1994).
6.3.2  ANSI/ISA-RP67.04.02-2000,  "Methodologies  for  the  Determination  of Setpoints  for Nuclear
Safety-Related  Instrumentation,"  January  2000.
6.3.3  Not  used.
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Appendix  A  - Example  Setpoint  Calculation  for a  Safety-Related  Pressure  Channel
Purpose
This  section  presents  an  example  to  demonstrate  the  applicationof this  setpoint  methodology  for  the
determination  of the  nominal  trip  setpoint  (NTSP),  limiting  trip  setpoint (LTSP)  and  allowable  value (AV)
based  on the  analytical  limit  (AL)  for  a  typical  safety-related  instrument  channel.  For this  example,  a
safety-related  system  pressure  channel  is used  for  an  increasing  process.  The  safety analysis'
established  a safety  limit  for  high  system  pressure  for an  increasing  process:  The  establishment  of 'trip
setpoints  using  this  methodology will  establish the  LTSP  to verify  the  limiting  safety system  setting  (LSSS)
is  satisfied  and  ensure  the  safety  limit  is  protected.
Loop  Characteristics  and  Assumptions
The  analytical  limit  forthis example  pressure  channel  is  1047.0  psig,  which  is  based  on  the  plant  safety
analysis.  The  example  pressure  channelprotects  a  high  safety-related  pressure  limit  and  has  a  span  of
100-1200  psig,  with  an  upper-range  limit  of  1500  psig.  The  process  conditions  are  such  that  the normal
upper  limit  of the  process  signal  for this  loop  'is 892  psig.  The  simplified  loop  consists  of two  modules:  the
pressure transmitter  and  the  plant  protection  layer  digital  reactor protection  system.  The  pressure
transmitter  is  located  in  a  mild  environment  in  the  reactor'service  building  and  the  digital  reactor
protection  system  is  located  in  an  environmentally  controlled  electrical  equipment  room.  The
assumptions  for this  example  instrument  loop  are:
*  The  sensor  is  located  in a  mild  environment  not  subject  to excessive  temperature,  humidity,  pressure
or  radiation.
SM&TE  errors  are  bounded  by  administrative  plant  procedures to  be  less  than  one-quarter  of the  total
reference  accuracy.
"  There  are  no  known  interdependencies  between  individual  component  errors for  the  loop.  All  random
uncertainties  will  be  treated  as  independent.
"  There  are  no  known  biases  associated  with  this  instrument  channel.
*  The  uncertainty  associated  with  process  measurement  effects  (PM)  and  primary  element  (PE)  effects
are  negligible  for  this channel  and  will  not  be considered.
"  The  inter-connection  wiring  uncertainty  contribution  is  assumed  negligible.
*  The  uncertainty  related  to  drift is  obtained  from  the  manufacturer  and  is  confirmed to  be  consistent
with  the  required  surveillance  interval.
"  The  reference  accuracy  for the  instrument  as  provided  by vendor  is  0.25%,which  is  less  than  the
typical  as-left  tolerance  settings  in  the specific  plant  calibration  procedures.  Therefore,  the  as-left
tolerance  of  0.50%  will  be  treated  as  a  separate  term  (refer  to Section  4.2.5)  as a  bounding  case to
minimize  maintenance  time.
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The  example  loop  diagram for  this  instrument  channel  is  shown  in  Figure  A.1.
Plant Protection  Layer
Digital  Reactor  Protection
System
Module  1  Module  2
Reactor  Service  Building  Electrical  Equipment  Room
(mild  environment)  (mild  environment)
Figure  A.1:  Example  Loop  Diagram for Safety-Related  Instrument  Channel
The  applicable  uncertainties  to the  pressure  transmitter include  reference  accuracy,  drift,  power  supply
effects,  and  as-left tolerances  resulting  from  the  channel  calibration,  measurement  and  test equipment
uncertainties,  and  environmental  effects.  All  other  uncertainty  effects  are  not  applicable  for  this example.
The  pressure  sensor  is  located  in  a  mild  environment.  The  terms  for  RE,  TE,  SE,  and  HE  are  combined
into  an  overall  environmental  uncertainty  effect  (EE)  and  conservatively  set at 2.5%  of span.  This  is
confirmed  to  be  conservative  with  respect  to data  reported  by  the  manufacturer.
Sensor  Module  Uncertainty,  el
Equation  4.2.1  is  simplified  into  the  following  for the  transmitter  module  uncertainty,  el:
el=  (RA
1 
2
+DR
1 
2
+PS
1 
2
+ALT
1 
2
+MTE
1
2 
+EE  )
1
/
2
Digital  Reactor  Protection  System  Module  Uncertainty,  e2
The  digital  reactor  protection  system  (RPS)  consists generically  of  an  input  processing  module,  logic
processing  module,  and  output  processing  module.  For  simplicity,  these three  sub-systems are
considered  as one, 'single integrated  system  with  respect to  system  uncertainties  of  the  RPS.  The  system
cannot  be  calibrated;  therefore,  the only  applicable  uncertainty  is  the  overall  system  reference  accuracy
for  the digital  RPS  specified  by  the  vendor.  Equation  4.2.1  is  simplified  into  the  following  for the  digital
RPS  module  uncertainty,  e
2
:
e2 =(RA22)/
Calculation  of  Total  Channel  Uncertainty, CU
The  overall  channel  uncertainty  is  determined  using  equation  4.2.2.  Since  PM  and  PE  are  not  applicable,
the total  channel  uncertainty  is  determined  as follows:
CU =(e
1
2 +e
2
2
)
1
/2
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CU  = (RA
1
2+DR
1
2+pS,2+ALT
1
2+MTE
1 
+  EE
1 
2+RA
2
2)1/2
The  parameters for  the  instrument  channel  span  and  range  are  shown  in  Table A. 1.  The  parameters  for
RA
1
, DR
1
,  PS
1
, and  RA
2 
are  typical  values  specified  by the  manufacturer.  The  uncertainty  for  MTE
1 
is
assumed  to  be one-quarter  of  the total  reference  accuracy  of  the  sensor and  is  controlled  by
administrative  procedures.  The  as-left  tolerance  is  governed  by  administrative  procedures  to  be  no
greater than  0.5%  of the  span  for  the  instrument channel  (see  assumptions).
Table  A.1:  Example  Instrument  Channel  Uncertainties
%span,  psig
Sensor  (e_)
RAI  0.25%  2.75
DR
1  
1.25%  13.75
PS
1  
0.05%  0.55
ALT
1  
0.50%  5.50
MTE
1  
0.06%  0.69
EE,  2.50%  '27.50
Digital  RPS (eM)
RA
2  
0.10%  1.10
The  uncertainties  from  Table  A.1  are used  to calculate  the total  channel  uncertainty.  Using  the  equation
for  CU,  the  resulting  calculation  is:
CU  - 31.4  psig,'(2.85%  span)
LTSP  and  NTSP are  determined  as follows  for  an  increasing  process  using  equation  4.2.3. A  margin  of
,5.0%  of span  (55  psig)  is applied  in  accordance  with  Section  4.2.3 to  the  NTSP,  which  is  based  on
engineering  judgment  to  include  room for  initial  assumptions  used  in  the  calculation  uncertainties  and  to
account  for  rounding  errors.  The  LTSP is  the  LSSS  used  in the  plant technical  specifications  that  protects
the AL  to  satisfy  10  CFR  50.36.  The  applied  margin  must ensure  that  NTSP  + AFTTOT  does  not exceed
the allowable  value.  The  minimum  margin  prevents  expected  channel  drift from  exceeding  the AV.
LTSP  =  AL  - CU  =  1047.0  psig - 31.4  psig  =  1015.6  psig
NTSP  =  AL  - (CU  +"Margin)  =  1047.0  - (31.4  psig  + 55.0  psig)  =  960.6  psig
In  determining  the  allowable  value, the  as-found  tolerance  for  both  modules  is  considered  and equation
4.2.4-is-used  to  calculate  the  total  as-found  value  for the  instrument  channel.  Since  the  digital  RPS
cannot  be calibrated,  the  only applicable  component for  AFT
2 
is  the  reference  accuracy.
AFT
1 
=  (RA
1
2 
+ DR
1
2 
+  ALT
1
2 
+  MTE
1 
2
)
11 
.
2  
AFT
2 
=(A22)1/2
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2  2  1/2
AFTTOT  = + (AFT 
1 
+ AFT
2
)
AFTTOT  =  +  (RA
1 
2 
+ DR
1
2
+ ALT
1
2 
+ MTE
1
2
+  RA2+21/2
Substituting  the  numerical  values  from Table  A. 1, the  as-found  tolerance  value  is:
AFTTOT,=  15.1  psig,  (1.37%  span)
With  the  value  for the  total  channel as-found  tolerance, the  allowable  value  is  now  calculated  using
equation  4.2.4.  The  channel  setpoint  is  confirmed  during  periodic  surveillance  testing  to  ensure  it
remains within  the  AV to  ensure  the  LTSP  remains  satisfied.
AV  =  NTSP    AFTT6T  =  960.6  psig    15.1  psig  =  975.7  psig  (-);  945.5  psig  (-)
The  double-sided  band  for  the AV  ensures  (1)  the  SL  is  protected,  and  (2)  ensures~any  equipment
degradation  is  identified  and  corrected.
The  operating  margin  is  calculated  using  equation  4.2.6 and  ensures that  sufficient  operating  margin
exists  to  minimize  and  prevent  spurious  channel  trips  should  the  NTSP  drift.  Margin  is  applied  to
accommodatenormal  expected  conditions  between  surveillance  intervals  (e.g.,  drift).
OM  =  NTSP  - NUL  (increasing  setpoint)  =  960.6  psig  - 892.0  psig  =  68.6, psig.
The  relationships  between  the  analytical  limit  and  calculated  setpoints  for  this  channel  are  illustrated  in
Figure  A.2.
CU  =  31.4  psig
LSSS
Margin_>AFTTOT
=  55.0  psig
AL  = 1047.0  psig
LTSP=  1015.6psig
AV=975.7  psig
ALT(+),=  966.1  psig
,  NTSP  =  960.6  psig AL T
5.5  psig  AFTToT=  15.1  psig
ALT(-)  = 955. 1 psi9
AV=945.5  psig
Operating  Margin  68.6
Normal  Operating  Range
psig
NUL  = 892.0  psig
Figure-A.2:  Relationships  between  analytica!. limit  and  calculated  setpoints
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Appendix  B  - Definitions
The  definitions  herein  are  mostly  derived  from  ANSI/ISA-S67.04.01-2000.(Ref.  6.3.1)  and-its references.
Additional  definitions  for  terms  specifically  used  in  this  methodology  are  also  included.
95/95: A  standard  statistics  term  meaning  that the  results  have a  95  percent  probability  with  a  95  percent
confidence  level.
Allowable  Value:  The  limiting  safety  system  setting  for  nuclear  reactors  is  the  automatic  protective
device  value  for  variables  having  significant  safety  functions.  It  is the  value  that the  trip  setpoint  or
calibration  setting  may  have  when  tested  periodically,  beyond  which  appropriate  action  shall  be  taken.
(ANSI/ISA-S67.04.01-2000).  The  allowable  value  defines  the  maximum  and  minimum  limits  of
operability.  It is the  limiting  value  of the  measured  variable  at which  the trip  setpoint  or calibration  setting
may  be found  during  instrument surveillance  to provide  adequate  assurance  that  the analytical  limit
remains  protected.
Analytical  Limit:  Limit  of a  measured  or calculated  variable established  by the  safety analysis  for the
actuation  of protective  actions.  Actuating  protective  actions  at or  before  the  analytical  limits  ensures  that
the safety  limit  is  not  exceeded  and  design  conditions  of  equipment/systems  assumed in  other analyses
are  not  exceeded. Analytical  limits  are developed  from  event  analysis models  that consider  parameters
such  as  process  delays,  rod  insertion  times,  reactivity  changes,  instrument  response times,  etc.
As-Found:  The  condition  in which  a channel  or  a  portion  of channel  is  found  after a  period  of.operation
and  before  recalibration  (if  necessary)  (ANSI/ISA-S67.04.01-2000).  The  as-found  value  is  compared  to
the  allowable  value  to  determine  channel  operability.
As-Found  Tolerance:  The  tolerance  allowed  in  accuracy  between  calibrations  of a  device  or group  of
devices.  The  as-found  tolerance establishes  the  limit of  error  the  defined  device  can  have  and  still  be.
considered  functional,  beyond  which  additional  evaluation  may be  required.
As-Left:  The  condition  in  which  a  channel,  or  portion  of  a  channel,  is  left  after  calibration  or a  surveillance
check.
As-Left Tolerance:  The  tolerance that  establishes  the  required  accuracy  band  that a  device  or group  of
devices  must be  calibrated  to-and  remain  within  to avoid  recalibration  when  periodically  tested.  If an
instrument  is  found  to  be within  the  as-left tolerance,  no  further  calibration  is  required  for  the  instrument
and calculations  should  assume  that an  instrument  might  be  left anywhere  within  this  tolerance.
Bias:  An  uncertainty  component that  consistently  has  the  same  algebraic  sign  and  is  expressed  as  an
estimated  limit  of  error.  Bias  is  defined  in  ISA-RP67.04.02-2000.  Bias  terms  are the  fixed  or systematic
uncertainty  components  within  a  measurement  and  are  not  generally  eligible  for  square  root  of the  sum  of
the  squares  combinations.  Sometimes  they can  be  removed,  in  which  case  they are  not  accounted  for  in
the  uncertainty  calculation  since they  can  be  compensated  for  in  the  scaling  of the  instrumentation.  Any
bias  effects  that cannot  be  calibrated  out are  accounted  for  in  the  uncertainty  calculation.
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Bistable:  A  device  that changes  state  when  it reaches  a preselected  signal  value.
Channel  Uncertainty:  The  total  uncertainty  at  a  designated  point  in the  channel.  The  channel  uncertainty
can  be  calculated  for  any point  in  a  channel  from  module  1' to  module  'n',  as  needed.  Depending  on  the
loop  configuration,  this  uncertainty could  apply to  actuation  or  indication.'
Control  Loop:  A  group  of interconnected  instruments  that  measures  the  process  variable,  compares  that
value  to a  predetermined  desired  value,  and applies  to the  process  variable  any change  necessary  to
make the  process  value  match  the  desired  value.
Drift:  An  undesired..change  in output  over  a  period  of time where  change  is  unrelated  to  the  input,
environment,  or  load  (ANSI/ISA-S67.04.01-2000).
External  Pressurization  Effects:  The  error  of a  specific  instrument  that  is  associated  with  ambient
pressure variation.
Harsh  Environment:  The  environment  in any plant  area  that  is  considered  to  be  harsh  as  a  result  of
postulated  accidents  if the  temperature,  pressure,  relativity  humidity,  or  radiation  significantly increases
above  the  normal  conditions.
Humidity  Effect:  The  change  in instrument  output for  a  constant  input when  exposed  to varying  levels  of
ambient  humidity.
Hysteresis:  The  difference  between  upscale  and  downscale  results  in instrument  response  when
subjected  to the  same  input  approached  from  the opposite  direction.
Independent:  Independent  events,  in statistics,  are  those  in which  the  probability  of  all  occurring  at once
is  the  same  as the  product  of  the  probabilities  of each  occurring  separately.  The  uncertainty  components
are  independent  of  each  otherif their  magnitudes  or  algebraic  signs  are  not significantly  correlated.  In
setpoint  determination,  independent  uncertainties  are  those for  which  the  sign  or magnitude  of one
uncertainty  does  not affect  the  sign  or magnitude  of  any  other uncertainty.
Indicator  Reading  Uncertainty:  The  uncertainty  associated  with  reading  an  indicator  (or  recorder)  due  to
resolution  and  parallax  distortion  error.  Typically,  this  is  applied  to analog  indicators.  For equipment that
has  a  digital  display  or readout,  this error  is  usually considered  to  be  negligible.
Instrument  Channel:  An  arrangement  of components  and  modules  required  to generate  a  single
protective  action  or  indication  signal  when  required  by  a generating  plant  condition.  A  channel  loses  its
identity where  single  protective  action  signals  are  combined.
Insulation  Resistance  Effect:  The  change  in  signal  caused  by  a  low  insulation  resistance  of an
interconnecting  device  or  cable.  The  insulation  resistance  effect  accounts for  biases  imposed  in a loop
due  an  increase  in leakage  current  between  the  conductors  of instrument  signal transmission
components  such  as  signal  cables,  connectors,  splices,  terminal  block,  containment  penetration,  etc. The
increased  leakage  is  caused  by the decrease  of  component  insulation  resistance  due  to  extreme  changes
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in  environmental  .(e.g., elevated  temperature  and  humidity)  conditions  and  is  treated  as  bias.  Leakage
currents  are  negligibly  small  under normal,  non-accident  conditions.  Therefore,  the  insulation  resistance
effect  is  only  considered  credible  during  an  accident  environment.  This  term  is  used  only in determining
instrument  channel  uncertaintyunder  high-energy  line  break  or  loss-of-coolant  accident  conditions.
Additional  guidance  is  provided  in  ISA-RP67.04.02-2000  for determination  of insulation  resistance.
Limiting  Safety  System  Setting:  The  same  as allowable  value.  Limiting  safety  system  settings  for
nuclear reactors  are  settings  for  automatic  protective  devices  related  to  those variables  having  significant
safety functions  (ANSI/ISA-S67.04.01-2000).  Where  a  limiting  safety system  setting  is  specified  for  a
variable  on  which~a  safety  limit  has  been  placed,  the  setting  must  be so  chosen  that automatic  protective
action  will  correct  the  abnormal  situation  before  a  safety  limit  is  exceeded.  The  limiting  safety  system
settings  are  values defined  in the  plant  Technical  Specifications,  which  determine  equipment  operability.
Limiting  Trip  Setpoint:  The  limiting  trip  setpoint  is  the  limiting  setting  for the  channel  trip  setpoint
considering  all  credible  instrument  errors associated  with  the  instrument  channel  such  that a  trip  or
actuation  will  occur  before  the analytical  limit  is  reached,  regardless  of the  process  or environmental
conditions  affecting  the  instrumentation.
Margin:  An  additional  allowance  added to  the  instrument  channel  uncertainty  to  allowfor  unknown
uncertainty  components.  The  addition  of  margin  moves  the  setpoint further  away  (more  conservative)
from  the  analytical  limit  or  nominal  process  limits.  This  is  a  discretionary  value  added  to  protect  the
analytical  limit,  prevent  spurious  trips,  or  both,  or  other reason  to  add  conservatism  to the  calculation.
Measurement  and  Test  Equipment  Uncertainty:  Uncertainties  of the  measurement  and  test  equipment
used  during the  calibration  of  a  device  or  multiple  devices  in an  instrument  loop.
Mild  Environment:  An  environment  that  is  never  more severe  than  the  expected  environment  during
normal  plant  operation,  including  anticipated  operational  occurrences.
Module:  Any  assembly  of  interconnecting  components  that constitutes  an  identifiable  device,  instrument
or piece  of equipment.  A  module  can  be  removed  as.a  unit and  replaced  with  a  spare.  It has definable
performance  characteristics  that  permit  it to be  tested  as a  unit.  A  module  can  be  a card,  a  draw-out
circuit breaker  or other  subassembly or  a  larger  device,  provided  it meets  the  requirements  of this
definition.
Module  Uncertainty:  The total  uncertainty  attributable  to  each  module  that makes  up the  loop  from
module  '1' through  module  'n'.  This  uncertainty  consists  of both  random  and  non-random  (bias)  terms.
Normal  Process  Limit:  The  high  or low  limit,  beyond  which  the  normal  process  parameter  should  not
vary.  Trip  setpoints  associated with  safety-related  functions  not  having  analytical  limits  established.in  the
accident  analysis  and  non-safety  related  functions  might  be  based  on  the  normal  process  limit.
Normal  Operation  Lower  Limit:  The  minimum  value the  process  parameters  may  attain  during  normal
operation  that, will  not result  in occurrence  of an  alarm,, protective  trip  or  abnormal  plant  condition.
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Normal  Operation, Upper  Limit:  The  maximum  value  the process  parameters  may attain  during  normal
operation  that, will  not  result  in  occurrence  of an  alarm,  protective  trip  or  abnormal  plant  condition.
Operating  Margin:  The  allowance  between  the  trip  setpoint and  the  normal  operation  upper or  lower  limit
that is  determined  necessary to  avoid  inadvertent  trips  from  process  noise,  normal  transients  and  normal
measurement  uncertainties.  The  operating  margin  encompasses  the  range  of operating  conditions  to
which  a  device  may  be subjected  without  impairment  of designed, operational  characteristics.
Overpressu re  Effect:  The  effect  of  over  ranging  the  pressure  sensor  of  a transmitter.
Power Supply  Effect:  The  uncertainty  attributed  to variations  in  normally  expected  power  supply  output
voltage..
Primary  Element  Accuracy:  The  accuracy  of the  device  installed  in  the  process  being  measured.  It  is
the  measurement  error  of a  primary  element  (excluding  associated  transmitter) that  is  in  contact  with  a
process  resulting  in  some form  of  interaction  (e.g.,  this. parameter  is  generally  limited  to  use  in  flow
elements).
Process  Measurement  Effect:  The  uncertainty  that accounts  for  variations  in  actual  process  conditions
(not  attributable  to the  measurement  device)  that influence  the  measurement,  such  as temperature
stratification,  density variations,  pressure  variations,  etc.
Radiation  Effect:  The  uncertainty  attributed  to radiation  exposure.  Most  instruments  (excluding  post
accident  monitoring)  are  designed  to  perform  their  trip functions  before  harsh  radiation  conditions  are
established;  however,  the  environmental  data  must be  evaluated  and  it  must  be  shown  in  the calculation
that  the  radiation  level  for  trip  conditions  is  below the  threshold  for  radiation  induced  error.  It is  a  random
error  obtained  from  vendor's  functional  specifications  or qualification  data.
Random  Variable:  A  variable  whose  value  at  a  particular future  instant  cannot  be  predicted  exactly,  but
can  only  be  estimated  by  a  probability  distribution  function.
Reference  Accuracy:  A  number  or quantity that defines  the  limit  that  errors  will  not exceed  when  the
device  is  used  under reference  operating  conditions.  In  this context,  error represents  the  change  or
deviation  from  the  ideal  value.  Reference  accuracy  includes,  as  a  minimum,  repeatability,  hysteresis,, and
linearity.
Repeatability:  The  ability  of  an  instrument  to produce  exactly the  same  result every  time  it  is subjected  to
the  same  conditions.
Safety  Limit:  A  limit  on an  important  process  variable  that  is  necessary  to  reasonably  protect  the  integrity
of  physical  barriers  that guard  against  the  uncontrolled  release  of  radioactivity.
Seismic  Effect:  The  uncertainties  caused  by the  vibration  associated  with  an  earthquake.  This  effect  is
only  considered  if  the  device  must function  after a  seismic  event  and  its value  is  based  on  instrument
qualification  data  by  the  vendor.  This  is  generally  a  random  independent  error.
@2011  Babcock  &Wilcox  Nuclear  Energy,, Inc. All  rights  reserved.
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Document  No:  Title:  Rev:
R0003-08-002089-A  Instrument  Setpoint Methodology  Topical  Report  003
Sensor: The  portion  of a  channel  that  responds  to  changes  in  a  process  variable  and  converts  the
measured  variable  into  an  instrument  signal  (ANSI/ISA-S67.04.01-2006);  for  example,  an  electric or
pneumatic  output.
SRSS:  Square  root  of the  sum  of the  squares  used  to combine  random  uncertainties.
Static Pressure:. The steady-state  pressure  applied  to  a device.
Static Pressure  Effect:  The  change  in  instrument  output for  a  constant  input  when  measuring  a
differential  pressure  and  simultaneously  exposed  to  a  static pressure.
Span:  The  algebraic  difference  between  minimum  and  maximum  range  value  of the  instrument  in  service.
Temperature  Effect:  The  change  in  instrument  output for  a  constant  input  when  exposed  to  different
ambient  temperatures.
Total  Safety  Margin:  The algebraic  sum  of the  uncertainties,  normalized  to the  appropriate  engineering
units,  resulting  from  the combination  of  two  or  more  signals.
Trip  Setpoint:  The  desired  value  of  the  measured  variable  at which  an  actuation  occurs.
Uncertainty:  The  amount  to  which  an  instrument  channel's  output  is  in doubt  (or allowance  made
therefore)  due to  possible  errors,  either  random  or  systematic. The  term  is  generally  identified  within  a
probability  and confidence  level  (ANSI/ISA-S67.04.01-2006)  and  is  generally  identified  in  terms  of  a
percentage  of the  span  of the instrument.
201 1  Babcock  & Wilcox  Nuclear  Energy,  Inc.  All  rights  reserved.
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