Journal of Adolescent Health 58 (2016) 253e259
www.jahonline.org
Original article
Trajectories of Functioning Into Emerging Adulthood Following
Treatment for Adolescent Depression
Amy T. Peters, M.A. a, Rachel H. Jacobs, Ph.D. a, Claudia Feldhaus a, David B. Henry, Ph.D. a,
Anne Marie Albano, Ph.D. b, Scott A. Langenecker, Ph.D. a, Mark A. Reinecke, Ph.D. c,
Susan G. Silva, Ph.D. d, and John F. Curry, Ph.D. d, *
a
Department of Psychiatry, University of Illinois at Chicago, Chicago, Illinois
Department of Psychiatry, New York State Psychiatric Institute, New York, New York
c
Department of Psychiatry and Behavioral Sciences, Northwestern University Feinberg School of Medicine, Chicago, Illinois
d
Department of Psychiatry and Behavioral Sciences, Duke University, Durham, North Carolina
b
Article history: Received July 29, 2015; Accepted September 18, 2015
Keywords: Intervention studies; Longitudinal studies; Depression
See Related Editorial p. 249
A B S T R A C T
Purpose: It is well established that empirically supported treatments reduce depressive symptoms
for most adolescents; however, it is not yet known whether these interventions lead to sustained
improvements in global functioning. The goal of this study is to assess the clinical characteristics
and trajectories of long-term psychosocial functioning among emerging adults who have experienced adolescent-onset major depressive disorder.
Methods: Global functioning was assessed using the Clinical Global Assessment Scale for children
(participants 18 years), the Global Assessment of Functioning (participants 19 years) and the Health
of the Nation Outcome Scales for Adolescents among 196 adolescents who elected to complete 3.5 years
of naturalistic follow-up subsequent to their participation in the Treatment for Adolescents with
Depression Study. The Treatment for Adolescents with Depression Study examined the efficacy of
cognitive behavior therapy, fluoxetine, and the combination of cognitive behavior therapy and fluoxetine (combination treatment) over the course of 36 weeks. Mixed-effects regression models were used
to identify trajectories and clinical predictors of functioning over the naturalistic follow-up.
Results: Global functioning and achievement of developmental milestones (college, employment)
improved over the course of follow-up for most adolescents. Depressive relapse, initial randomization to the placebo group, and the presence of multiple psychiatric comorbidities conferred risk
for relatively poorer functioning.
Conclusions: Functioning generally improves among most adolescents who have received
empirically supported treatments. However, the presence of recurrent major depressive disorder
and multiple psychiatric comorbidities is associated with poorer functioning trajectories, offering
targets for maintenance treatment or secondary prevention.
Ó 2016 Society for Adolescent Health and Medicine. All rights reserved.
IMPLICATIONS AND
CONTRIBUTION
The prognosis is positive for
adolescents treated early
for depression in regard
to their ability to function
as emerging adults, yet
depressive recurrence and
comorbid disorders cause
some teens persistent
problems in functioning.
Perhaps,
interventions
specifically targeting functional outcomes could
bolster sustained wellness
during a critical period of
development.
Conflicts of Interest: S.G.S. is a consultant to Pfizer. D.B.H. has received honoraria and consultancies from Rush University, the Center for Alaska Native Health Research,
and the University of Virginia Curry School of Education. The other authors have no financial interests or conflicts to report.
* Address correspondence to: John F. Curry, Ph.D., Duke Child and Family Study Center, Duke University Medical Center 2608 Erwin Road, Suite 300 Durham,
NC 27705.
E-mail address: john.curry@duke.edu (J.F. Curry).
1054-139X/Ó 2016 Society for Adolescent Health and Medicine. All rights reserved.
http://dx.doi.org/10.1016/j.jadohealth.2015.09.022
254
A.T. Peters et al. / Journal of Adolescent Health 58 (2016) 253e259
Major depressive disorder (MDD) with adolescent-onset leads
to impaired functioning [1,2]. Functional impairment refers to
limitations deriving from illness in social, occupational, and other
important areas of daily life. It is differentiated from core psychological symptoms in that it represents how symptoms affect
an individual’s ability to meet or adaptively respond to various
problems in living. Functional impairment may be particularly
disruptive during the transition from adolescence to adulthood,
which is a critical period for attaining key developmental milestones including attending college, obtaining employment, and
learning to live independently [3]. During this time, questions of
identity become paramount, catalyzed by the onset of puberty
[4], increasing complexity of parental [5], peer, and romantic
relationships [6,7] and rising expectations of independent functioning [8]. Viewed through this lens, transition from adolescence
to young adulthood is a demanding developmental stage for even
the well-adjusted adolescent. Limited research has examined
how depression during this critical window affects how adolescents are able to meet these challenges [9].
Tragically, treatments that reduce depressive symptoms do
not consistently improve functional impairment. Several trials of
selective serotonin reuptake inhibitors (SSRIs) [10e12] either
failed to improve functioning or did not report on these outcomes. One study of cognitive behavioral therapy (CBT) among
youth with MDD [13], found no difference in global functioning
compared with other psychotherapies, despite the superiority of
CBT for depressive symptoms. In the Treatment for Adolescents
with Depression Study (TADS), only one-third of adolescents
achieved normalized functioning (i.e., “non-impaired” according
to the Children’s Global Assessment Scale; CGAS) after 12 weeks
[14] and functioning outcomes were not reported at longer
follow-up intervals. Improved functioning may simply take more
time, as was evident in a study of antidepressants for adults with
chronic MDD [15]. In addition, adolescence is a period of development characterized by naturalistic fluctuations in mood and
functioning, which might obscure gains associated with treatment. However, opportunities to examine long-term functioning
during the transition to adulthood have been limited to date.
Another explanation for the gap between symptom improvement and functioning is that one global rating is typically used to
assess functioning rather than individual domains (i.e., family,
peer, occupational, academic), making it difficult to understand
functioning trajectories across development. It remains unknown
whether global, domain-specific, or combined ratings of functioning best capture true impairment [16]. As a result, the two
main diagnostic classification systems (The Diagnostic and Statistical Manual of Mental Disorders and International Classification
of Diseases) use different functioning rating systems. However, no
studies to our knowledge have evaluated the course and development of functioning using both approaches. One measure, The
Health of the Nation Outcome Scale for Children and Adolescents
(HoNOSCA; [17]) captures 13 specific domains of functioning.
Unfortunately, only two studies examining adolescent depression
over extended follow-up have used the HoNOSCA. One found no
differences between combination treatment (SSRI and CBT) relative to SSRI alone [18]. Another found no differences between
group therapy and routine care on rate of HoNOSCA change [19].
The complex presentation of adolescent depression may also
relate to challenges achieving functional milestones. Adolescents
with past depression are at high risk for relapse [20] and experience disproportionately high rates of comorbid disorders
including anxiety [21], disruptive behaviors [22], and substance
abuse [23]. Psychiatric comorbidity during adolescence is associated with poor treatment prognosis [24], greater risk of suicide
[25], and persistence of psychopathology during adulthood [26].
Despite understanding of the clinical sequelae of psychiatric comorbidity, limited data examines how comorbidity affects specific
domains of functioning. This may offer insight into potential targets for secondary, preventative, or maintenance interventions.
We examine functional outcomes in The Survey of Outcomes
Following Treatment for Adolescent Depression (SOFTAD); an
open, naturalistic follow-up lasting 3.5 years of adolescents who
completed TADS [20]. SOFTAD is the largest follow-up of depressed
adolescents who received treatment [20]. We examine trajectories
of global functioning, as well as clinical attributes, including comorbidity profiles, which may confer risk for poorer functioning
and interference with developmental milestones. We hypothesized that (1) functioning after treatment would be maintained
among teens who received an active treatment; and (2) MDD
relapse and comorbid psychiatric disorders would be associated
with poorer functioning. As SOFTAD was not originally designed to
examine these questions, these analyses are exploratory in the
hopes of guiding future research on this understudied topic.
Methods
Study design
The design and characteristics of TADS [27] and SOFTAD [20]
have been described. Adolescents in TADS (N ¼ 439) were randomized to fluoxetine (FLX), CBT, combination treatment (COMB),
or placebo (PBO) for 12 weeks of acute treatment. Treatment responders to the three treatments (FLX, CBT, and COMB) received 6
weeks of continuation treatment plus 18 weeks of maintenance
treatment. “Nonresponders” [27] were referred to community
treatment, offered 12 weeks of active treatment of their choice
after the acute treatment phase, and then additional 12 weeks of
uncontrolled continued care. Approximately 88% of PBO participants chose treatment with a TADS active treatment and
approximately 80% continued with uncontrolled continued care
after that [28]. After 36 weeks, all adolescents were followed
naturalistically (i.e., no research intervention or restrictions on
outside treatment) for 1 year. SOFTAD was an extended naturalistic follow-up for an additional 3.5 years.
Participants
All TADS participants could enroll in SOFTAD. Forty-six
percent (n ¼ 196) of TADS participants enrolled. Recruitment
occurred at 12 of the 13 original sites. Demographic and clinical
characteristics of SOFTAD participants have been described in
relation to the TADS sample; specifically demographic characteristics at TADS baseline of SOFTAD participants were compared
with participants who only did TADS [20]. The SOFTAD sample
was younger, included fewer minority adolescents, was more
likely to be experiencing their initial depressive episode, and had
fewer comorbidities at TADS baseline.
Procedures
All procedures were approved by the sites respective institutional review boards. SOFTAD involved seven assessments every 6
months after the final TADS visit. Five assessments were clinic
visits and two were completed via mail-in questionnaires. The
A.T. Peters et al. / Journal of Adolescent Health 58 (2016) 253e259
optimal point of enrollment into SOFTAD was the final TADS
follow-up visit, but participants could enroll in SOFTAD at any later
visit. The first SOFTAD assessment occurred 6 months after TADS.
The clinic-based assessments were at SOFTAD months 6, 12,
18, 30, and 42. Mail-in assessments occurred at months 24 and
36. If participants were recruited into SOFTAD at a later point
than their last TADS visit, their initial SOFTAD visit was marked to
align with the next visit in the SOFTAD assessment sequence.
Enrollment into SOFTAD was distributed as follows: month 6
(33.7%), month 12 (21.9%), month 18 (13.8%), month 24 (10.7%),
month 20 (9.7%), month 36 (8.2%), and month 42 (2.0%).
Assessment
Developmental milestones. At enrollment, participants updated a
demographics form regarding living situation, education, and
employment.
Kiddie Schedule for Affective Disorders and Schizophrenia for
School-Age ChildrendPresent and Lifetime Version. The Kiddie
Schedule for Affective Disorders and Schizophrenia for SchoolAge ChildrendPresent and Lifetime Version (K-SADS-P/L) [29]
was completed by independent evaluators to determine MDD
and other psychiatric disorders according to the Diagnostic and
Statistical Manual of Mental Disordersefourth edition, text rev.
The K-SADS-P/L also determined recovery from and recurrence of
major depressive episodes (MDEs). An MDD “recurrence”
constituted a new episode of MDD following at least 8 weeks
without any clinically significant symptoms of an MDE. In the
present study, recurrence was specifically defined as an MDE
during the 3.5 years of follow-up in SOFTAD. The K-SADS-P/L also
yielded diagnoses of anxiety, disruptive behaviors, and substance/alcohol abuse/dependence. Psychotic, eating, and tic disorders were assessed but not used because of small cell size.
Global functioning. Global functioning was assessed using one of
two measures depending on the participant age at time of
assessment: the CGAS [30] or Global Assessment of Functioning
(GAF [31]). Independent evaluators, blinded to initial treatment
condition, rated both measures at age-appropriate times, which
consist of the same 100-point scale, where higher scores indicate
better functioning. The CGAS was administered to all adolescents
18 years of age and younger, and the GAF was used for young
adults 19 years or older. After administration, these ratings were
combined into a single global functioning variable that consisted
of the CGAS rating for participants 18 or under and GAF rating for
participants 19 or older. Previous research suggests child and
adult functional rating scales have a high degree of concordance
[32]. Furthermore, functioning ratings on these measures in
SOFTAD did not differ according to the measure used at any
SOFTAD visit (all ps > .136).
Health of the Nation Outcome Scales for Adolescents. The HoNOSCA is clinician-rated measure that assesses behaviors, impairment, and social functioning in adolescents. Each HoNOSCA item
is rated on a five-point scale (0 ¼ no problem; 1e4 ¼ minor to
severe problem). Items are summed to yield a total index of global
clinical functioning. Higher scores indicate poorer functioning.
The HoNOSCA has demonstrated adequate reliability [17] and
validity with other measures of functioning [33,34].
255
Reynolds Adolescent Depression Scale. The Reynolds Adolescent
Depression Scale is a 30-item, four-point scale self-report questionnaire designed to assess depressive symptoms in adolescents.
Higher scores indicate more severe depressive symptoms [35].
Statistical analyses
Mixed-effects regression random intercept and trend models
(MRMs; [36]) were conducted in SPSS (IBM Corp., Armonk, NY) to
examine (1) trajectories of functional outcomes and (2) predictors of
functioning and developmental milestones. MRMs are well-suited
for longitudinal data analysis because they are robust to the data
dependency that occurs with repeated assessments of individuals
over time. MRMs are efficient in handling missing data by using all
available data for a given participant to estimate group trends at each
time point. Of the 196 participants enrolled in SOFTAD, 58% (n ¼ 113)
completed the 6 month, 67% (n ¼ 131) completed the 12 month, 68%
(n ¼ 134) completed the 18 month, 68% (n ¼ 134) completed the
30 month, and 70% (n ¼ 138) completed the 42-month assessment.
On average, participants completed 3.45 (standard deviation [SD] ¼
2.02) SOFTAD assessments. To evaluate whether data were missing
at random, we examined whether age, depression severity, and
global functioning at SOFTAD entry differed between those who
completed SOFTAD and those who dropped out before month 42.
Reasons for selecting these variables to evaluate missing data
included (1) participants may be more likely to drop out as they got
older, (2) depression severity has predicted engagement in prior
studies, and (3) global functioning was the primary outcome of the
current investigation. None of these factors were significant.
Given the exploratory nature of the current hypotheses, the
level of significance was set at p < .05 for each statistical test.
Measures of functional outcomes included (1) global functioning as
measured by the CGAS/GAF, (2) domains of functioning from the
HoNOSCA, and (3) developmental milestones. MRM models
included both fixed (time, site) and random (patient, patient-bytime) effects. Fixed effects predictors included: TADS initial treatment condition, MDE recurrence, and psychiatric comorbidities. To
test hypothesis one (whether functioning would be maintained
over treatment), site and time were entered in the first block of all
models, to evaluate trajectories over time in global functioning. To
test hypothesis two (whether initial treatment, relapse, or comorbidity predicted trajectories of poorer functioning or achievement
of milestones), predictors were added separately into each model
in a second block including fixed (predictor, time, predictor-bytime interactions, and site) and random (patient, patient-bytime) effects. The same models were run predicting factors
derived from the HoNOSCA and developmental milestones.
Although we did not hypothesize a quadratic effect, all models
initially included quadratic effects for time to ensure we did not
discount a better model fit. We also included linear effects for age to
control for development. Linear effects of age and quadratic terms
for time were removed if they did not reach significance. Significant
model terms were probed with a posteriori pairwise comparisons
at each time point using the estimated marginal means subcommand with Fisher’s least significant difference comparisons.
Results
Clinical characteristics
Average depressive severity at SOFTAD enrollment on the
Reynolds Adolescent Depression Scale was moderate (mean
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A.T. Peters et al. / Journal of Adolescent Health 58 (2016) 253e259
[M] ¼ 51.36, SD ¼ 14.60) [37]. The distribution of SOFTAD participants based on their initial randomization was as follows:
23.5% FLX (n ¼ 46), 27% CBT (n ¼ 53), 25% COMB (n ¼ 49), and
24.5% PBO (n ¼ 48). SOFTAD completers (attended all subsequent
assessments after enrollment) and noncompleters did not differ
in age (t ¼ .18, p ¼ .861), depression severity (t ¼ .42, p ¼ .673), or
global functioning (t ¼ .95, p ¼ .344) at SOFTAD entry. Approximately 47% (n ¼ 92) of participants experienced a recurrent MDE
during SOFTAD (described in detail in [20]). During the extended
longitudinal follow-up, 54.6% (n ¼ 107) of participants met
criteria for a comorbid psychiatric disorder (Table 1).
Global functioning
Average global functioning at SOFTAD entry (M ¼ 70.63, SD ¼
14.12) corresponded with the CGAS/GAF scale rating of “some
difficulty in a single area but generally functioning pretty well”.
Table 1
Demographic and clinical characteristics of SOFTAD adolescents
Demographics
Age at enrollment
M
17.8
SD
1.8
N
%
Race
White
African American
Latino
Female
Developmental milestones at enrollment
Enrolled in school
Enrolled in college
Living independently
Employed
154
16
18
110
78.6
8.2
9.2
56.1
159
15
19
88
81.5
10.6
13.6
44.9
Clinical characteristics
M
SD
Depression severity at SOFTAD enrollmenta
TADS completion depression severitya
MDD recurrenceb
Psychiatric comorbidity during SOFTAD period
Anxiety disorderc
Behavioral disorderd
Substance-use disordere
Multiple psychiatric comorbiditiesf
TADS initial treatment assignment
Fluoxetine
CBT
Fluoxetine þ CBT
Pill placebo
51.4
53.38
14.6
16.65
N
%
92
107
31
18
20
38
46.9
54.6
15.8
9.2
10.2
19.4
46
53
49
48
23.5
27.0
25.0
24.5
CBT ¼ cognitive behavioral therapy; M ¼ mean; MDD ¼ major depressive disorder; SD ¼ standard deviation; SOFTAD ¼ The Survey of Outcomes Following
Treatment for Adolescent Depression; TADS ¼ Treatment for Adolescents with
Depression Study.
a
Depression severity as measured by Reynolds Adolescent Depression Scale
(RADS).
b
MDD relapse during SOFTAD.
c
Anxiety disorders included general anxiety disorder, separation anxiety,
social phobia, panic, agoraphobia, post-traumatic stress disorder, acute stress,
and adjustment disorder.
d
Behavioral disorders included conduct, oppositional defiant, attention
deficit/hyperactivity, adjustment with disturbance of conduct, and adjustment
with mixed mood/conduct.
e
Substance-use disorders included substance abuse or dependence, alcohol
abuse or dependence, and nicotine dependence.
f
Multiple psychiatric comorbidities involved meeting criteria for any combination of two or more anxiety, behavioral, or substance use disorders.
Global functioning improved linearly over time, b ¼ .08, standard
error [SE] ¼ .03, p ¼ .013 (Table 2). At 42 months, average global
functioning still fell within the same descriptive range but
improved slightly (M ¼ 74.00, SD ¼ 15.95), corresponding to a
small effect size (d ¼ .23). A significant time by initial treatment
group interaction, b ¼ .06, SE ¼ .03, p ¼ .036 (Table 2) indicated
that all adolescents receiving an active treatment (FLX, COMB,
CBT) improved in global functioning over time. In contrast, adolescents originally assigned to PBO declined in functioning
(Figure 1). Youth in the PBO arm did not have more comorbidities, increased depression severity, or differences in age (all ps >
.107). Post hoc tests indicated a trend for the superiority of COMB
relative to PBO at SOFTAD month 30 (F ¼ 3.58, p ¼ .061). At
SOFTAD month 42, FLX (F ¼ 3.95, p ¼ .049), CBT (F ¼ 4.52, p ¼
.035), and COMB (F ¼ 5.69, p ¼ .018) outperformed PBO.
A significant time by comorbid psychiatric disorder interaction term, b ¼ .05, SE ¼ .02, p ¼ .009 (Table 2) indicated that
individuals without psychiatric comorbidity during SOFTAD
reached the highest level of global functioning, (all ps < .05;
Figure 2). Adolescents meeting criteria for any one comorbidity
(anxiety, behavioral, or substance use) also improved, whereas
teens with multiple comorbidities declined in functioning. Teens
with multiple comorbidities demonstrated poorer functioning
compared with teens with an anxiety disorder at month 30 (F ¼
9.94, p ¼ .001). By month 42, teens with multiple comorbidities
were functioning poorly compared with those with anxiety (F ¼
5.44, p ¼ .001), behavioral (F ¼ 5.79, p ¼ .017), and substance-use
disorders (F ¼ 9.77, p ¼ .002). MDE recurrence was a predictor of
lower functioning across all assessment points (b ¼ 13.1, SE ¼
2.31, p < .001).
Domains of functioning (HoNOSCA)
The HoNOSCA factored into three domains of functioning;
internalizing, externalizing, and severe mental health impairment (see Supplementary Data). Functioning in all these factor
scores was consistently lower among teens with an MDE recurrence (Table 3). Post hoc tests indicated this difference was
present at all assessment points for internalizing impairment (all
ps < .01), emerged and persisted after month 18 for externalizing
impairment (all ps < .05), and emerged and persisted after
Table 2
Mixed-effects regression models examining CGAS/GAF-by-time
CGAS/GAF
Estimate
Block 1: Time
Site
Time
Block 2: Predictors of functioning
Treatment
Treatment
Treatment time
MDD recurrence
MDD recurrence
MDD recurrence time
Psychiatric comorbidities
Psychiatric comorbidities
Psychiatric comorbidities time
SE
.10
.08*
.06
.03
.50
.06*
1.01
.03
13.1**
.01
2.31
.08
2.32**
.05**
.69
.02
CGAS ¼ Children’s Global Assessment Scale; GAF ¼ Global Assessment of Functioning; MDD ¼ major depressive disorder; SE ¼ standard error.
*p < .05; **p < .01.
A.T. Peters et al. / Journal of Adolescent Health 58 (2016) 253e259
257
Likelihood of college or employment increased over time, even
after controlling for age (Table 3). A significant time by psychiatric comorbidities interaction term indicated that independent
living increased at a faster rate among teens with a substance use
disorder. Individuals with behavioral disorders were least likely
and slowest at achieving independent living. At month 42, where
cumulative percentages of independent living, college enrollment, and employment were highest, participants were an
average age of 20.13 (SD ¼ 1.49).
Discussion
Figure 1. Global functioning by TADS randomization over extended follow-up.
Twenty-four and 36-month assessments were included to estimate data points
for the small number of participants for whom these assessment points served
as their in-clinic enrollment into SOFTAD. These assessments are included for
graphical purposes but the number of participants per cell was too small to draw
meaningful or significant post hoc comparisons. *Indicates significant post hoc
contrast relative to PBO; p < .05. aSix months ¼ first SOFTAD assessment.
month 12 for impairment related to severe mental health (all ps
< .05).
A significant interaction term of time by psychiatric comorbidity (Table 3) indicated that specific comorbidities predicted
divergent trajectories in internalizing impairment, b ¼ .004,
SE ¼ .001, p ¼ .015. Individuals without a comorbid disorder
during SOFTAD improved and showed the least internalizing
impairment. Individuals with anxiety, behavioral, or substanceuse disorders as a sole comorbidity also improved moderately,
whereas teens with multiple comorbidities showed worsening
trajectories (Supplementary Table 2). Multiple comorbidities or a
substance-use disorder predicted more externalizing impairment relative to teens with no comorbidity of anxiety at all
assessment points (all ps < .01).
Developmental milestones
At SOFTAD enrollment, 81.5% (n ¼ 159) of adolescents were
enrolled in school; 10.6% of whom were enrolled in college
(n ¼ 15). Approximately 45% of adolescents (n ¼ 88) were
employed. Thirteen percent (n ¼ 19) were living independently.
Figure 2. Global functioning by psychiatric comorbidity. Twenty-four and 36month assessments were included to estimate data points for the small number of participants for whom these assessment points served as their in-clinic
enrollment into SOFTAD. These assessments are included for graphical purposes but the number of participants per cell was too small to draw meaningful
or significant post hoc comparisons. Psychotic disorders (n ¼ 0), eating disorders
(n ¼ 3), and tic disorders (n ¼ 2) were also evaluated, but the obtained frequencies were not sufficient to warrant inclusion in future analyses. aIndicates
significant post hoc contrast of anxiety relative to multiple at 30 months, p < .05.
b
Indicates significant post hoc contrast of multiple relative to anxiety, behavioral, and substance at 42 months, p < .05.
This study examined how treatment history and clinical
characteristics influence long-term functioning of emerging
adults who experienced adolescent-onset depression. There is a
scarcity of research investigating the impact of depression on the
achievement of developmental milestones and functioning during the transition to early adulthood. Given that depression with
adolescent-onset typically sets individuals on a negative trajectory toward multiple episodes and a chronic, refractory course,
this study is important in directing treatment and secondary
prevention targets that could be tailored to this critical developmental phase.
These data paint a relatively optimistic picture for youth
fortunate enough to receive treatment for early-onset depression. Approximately 1 year after completing treatment, average
functioning was above clinical thresholds and not indicative of
major impairment [30]. Over the follow-up, global functioning
was sustained and continued to improve gradually. This outcome
is an improvement over the moderate/severe degree of impairment observed at TADS baseline before treatment [14]. However,
improvement during SOFTAD was gradual and of a small effect
size (Cohen’s d ¼ .23). Thus, it is unclear to what extent this
change had a meaningful impact in the daily living. Nonetheless,
it is promising that developmental milestones (college and
employment) became more likely over time.
It is sobering that youth randomized to PBO declined in
functioning. Kennard et al. [28] failed to find any significant harm
or diminished response to subsequent treatment among teens
initially assigned to PBO. It is also puzzling that the effect was not
explained by demographic characteristics or over-representation
of PBO in the SOFTAD. It is noteworthy that at the assessments
PBO participants began to separate from other conditions;
average age was 18.5 and 19.5 years, respectively. This decline
could represent an incubated effect triggered by the transition to
emerging adulthood, when developmental milestones and
stressors such as moving away from home, attending college, or
obtaining gainful employment are often faced. We believe these
results should be interpreted with extreme caution until replicated, especially because the magnitude of the effect is small.
The good news is that long-lasting improvements in functioning
were observed among teens initially assigned to active
treatment.
Several subgroups of youth decline in global functioning. It is
not surprising MDD recurrence predicted consistently lower
functioning, consistent with the debilitating effect of depression
on role fulfillment [38]. Notably, youth experiencing MDD
recurrence still demonstrated an overall positive trajectory,
suggesting that sustained recovery is feasible; albeit at a slightly
lower threshold of functioning compared with peers with sustained remission. Youth who met criteria for multiple comorbidities declined in functioning. Collectively, these findings
258
A.T. Peters et al. / Journal of Adolescent Health 58 (2016) 253e259
Table 3
Mixed-effects regression models examining domains of functioning on the HoNOSCA and developmental milestones
Block 1: Time
Site
Time
Block 2: Predictors of functioning
Treatment
Treatment
Treatment time
MDD recurrence
MDD recurrence
MDD recurrence time
Psychiatric comorbidities
Psychiatric comorbidities
Psychiatric comorbidities time
Internalizing
impairment
Externalizing
impairment
Severe mental
health
impairment
Living
independent
College
b
b
b
b
b
SE
SE
SE
.006
.003
.003
.002
.002
.001
.004
.002
.001
.003
.003
.002
.02
.001
.07
.002
.03
.002
.07
.002
.02
.003
.07
.002
.91**
.004
.17
.006
.42*
.004
.18
.006
.67**
.002
.05
.004*
.05
.001
.30**
.003
.05
.01
.06
.003
SE
.004
.05
SE
.04
.03
.06
.10
3.61
1.30
2.34
.12
2.13
.04
.17
.01
1.04
.03
1.29
.05
.05
.01
1.15
.12
.93
.03**
Employment
.05
.04*
b
SE
.03
.06
.02
.01**
1.09
.03
.28
.01
.29
.01
1.75
.06
1.56
.05
.61
.03
.72
.03
.51
.02
.59
.02
.04
.01
.21
.01
HoNOSCA ¼ Health of the Nation Outcome Scales for Adolescents; MDD ¼ major depressive disorder; SE ¼ standard error.
*p < .05; **p < .01.
highlight the importance of examining maintenance treatments
and secondary prevention. Treatment of residual depressive
symptoms among adult populations [39] and modular intervention for youth with comorbidities [40], represent promising
avenues for future research.
Existing measures to assess functioning do not allow for a
nuanced examination of domain-specific impairment. MDD
recurrence predicted poorer functioning in all HoNOSCA domains, whereas the presence of multiple comorbidities was
associated with internalizing and externalizing impairment. It is
possible that adolescents with more comorbidities may not have
faired as well in the initial treatment, as the treatment delivered
was aimed at specifically targeting MDD not comorbid conditions. Substance use was the only comorbidity uniquely related
to externalizing impairment. Given that this factor consisted of
problems with aggression and family functioning, these may be
goals for functioning that treatment can address. Surprisingly,
teens that used substances showed the highest rates of independent living. Substance use could lead to difficulties living at
home with their families, or conversely, teens may be more likely
to use drugs or alcohol when living in an unsupervised environment. In contrast, teens with behavioral disorders were least
likely to achieve independent living over the follow-up, which
could possibly reflect the difficulties with organization, motivation, and executive functioning that are characteristic of some
behavioral disorders.
Strengths of this study include leveraging a large, randomized
controlled trial with extended follow-up using multiple measures of functioning. The present study is not without limitation.
SOFTAD was an optional follow-up to TADS and did not capture
all participants. Furthermore, SOFTAD participants could enroll
in the follow-up at any assessment point, making it difficult to
estimate a true “initial illness severity” that is representative of
the whole sample. The fact that the SOFTAD sample comprised
participants who were younger, less likely to be minorities, had
fewer comorbidities, and were more likely to be in their initial
depressive episode than the overall TADS sample could represent
a bias based on the illness severity of those who enrolled and
were retained. We also were not able to evaluate socioeconomic
status adequately. In particular, these differentiating factors
could be associated with greater depressive symptoms,
impairment, and resistance to treatment. Therefore, we caution
that the findings may be only minimally representative of a
select group of adolescents within a certain range illness severity.
SOFTAD was also not designed with the power to test interactions for the selected outcomes. Although the study carries
novelty in the use of factors of functioning derived from the
HoNOSCA, this procedure, as well merging CGAS and GAF ratings,
are methods that have yet to be validated in other studies and
should be considered preliminary and in need of replication.
Nonetheless, our results are some of the first to show that
early treatment may lead to long-lasting improvements in
functioning. Early intervention during adolescence is important
for promoting better functioning during emerging adulthood.
However, depressive relapse and the onset of psychiatric
comorbidities remain as obstacles during this critical transition.
Future studies should examine effects of targeted interventions
that prevent the recurrence of depression among remitted youth,
as well as those that specifically target common co-occurring
comorbidities.
Acknowledgments
This study is dedicated to the memory of beloved colleague
and mentor, D.B.H.
Funding Sources
This study was supported by grant NIMH R01-MH070494
(J.F.C. [PI]) and an NIMH T32 MH067631 to (A.T.P.).
Supplementary Data
Supplementary data related to this article can be found at
http://dx.doi.org/10.1016/j.jadohealth.2015.09.022.
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