Cities 31 (2013) 641–653
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Cities
journal homepage: www.elsevier.com/locate/cities
City profile
Delhi revisited
Sohail Ahmad a,b,⇑, Osman Balaban c, Christopher N.H. Doll a, Magali Dreyfus a,d
a
United Nations University Institute of Advanced Studies (UNU-IAS), Yokohama, Japan
Graduate School of Decision Science and Technology, Tokyo Institute of Technology, Tokyo, Japan
c
City and Regional Planning Department, Middle East Technical University, Ankara, Turkey
d
National Institute for Environmental Studies, Tsukuba, Japan
b
a r t i c l e
i n f o
Article history:
Received 1 June 2012
Received in revised form 16 October 2012
Accepted 27 December 2012
Available online 5 February 2013
Keywords:
Urban governance
Urban poor
Green economy
Delhi
Planning history
a b s t r a c t
This paper revisits the City Profile for Delhi, the first article ever published in Cities in 1983 (Datta, 1983).
Thirty years later and following the centennial anniversary year of Delhi’s establishment as the capital of
India in 2012, this article makes a wide-ranging survey of Delhi in the administrative, socio-economic and
environmental arenas. By tracing the history of urban planning in the city to the present and examining
the issues facing Delhi, we then critically examine its institutional arrangements with respect to the outcomes of recent developments that have occurred in the city. These aspects are then evaluated in the context of the future development of the city; a city which still faces numerous local challenges but also
houses the government of an emerging superpower that will play an increasing role both regionally
and globally.
Ó 2013 Elsevier Ltd. All rights reserved.
Introduction
For a century, Delhi has been the capital of India. It is now one of
the top 10 megacities in the world with a growing importance on
the global stage. As one of the largest and most prominent cities in
the world, this paper profiles the city, its organization and the challenges it faces in the coming years. The paper is divided into three
parts. The first part depicts the city with respects to its socio-economic history and environmental issues. The second part of the paper details how the governance of Delhi has developed to the
present day and takes examples of recent developments in the city
to critically evaluate this structure. The final part takes this structure and considers the barriers and opportunities in addressing the
most pressing challenges Delhi faces over the coming years.
Background
Location
The National Capital Territory of Delhi (NCTD) – the capital city
of India, is located between 28°-240 -1700 and 28°-530 -0000 North and
76°-500 -2400 and 77°-200 -3700 East. It, borders two other Indian
states – Uttar Pradesh to the east and Haryana to the north, west
⇑ Corresponding author. Address: 6F, International Organizations Center, Pacifico-Yokohama, 1-1-1, Minato Mirai, Nishi-ku, Yokohama 220-8502, Japan. Tel.: +81
45 221 2345/2300 (reception); fax: +81 45 221 2302.
E-mail address: architectsohail@gmail.com (S. Ahmad).
0264-2751/$ - see front matter Ó 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.cities.2012.12.006
and south. It lies in Ganges plain with two prominent geographical
features – the Yamuna flood plains and the Delhi ridge.
Constituents of Delhi
At a larger spatial scale, the NCTD is a part of the National Capital Region (NCR) which came into existence in 1985 after enactment of National Capital Region Planning Board Act by the
Parliament, with the concurrence of the participating States of Haryana, Rajasthan and Uttar Pradesh (Fig. 1). The key rationale behind its establishment was ‘‘to promote balanced and
harmonized development of the region, and to contain haphazard
and unplanned urban growth by channelizing the flow and direction of economic growth along more balanced spatially-oriented
paths’’ (NCRB, 2012).
The NCTD consists of five local bodies – (i) New Delhi Municipal
Council (NDMC), (ii) Delhi Cantonment Board (DCB), (iii) North
Delhi Municipal Corporation, (iv) South Delhi Municipal Corporation and (v) East Delhi Municipal Corporation. Prior to enactment
of Delhi Municipal Corporation (Amendment) Act 2011, the last
three local bodies (corporations) were the parts of the Municipal
Corporation of Delhi (MCD), which has recently been trifurcated
to bring administrative efficiency in civic functions (GOI, 2011).
As per the census of 2001,1 the NDMC spread over an area of
42.74 km2 with 0.29 million population. This is the old imperial part
1
As of now, recent census does not provide disaggregated data at urban local
bodies.
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S. Ahmad et al. / Cities 31 (2013) 641–653
Fig. 1. Proposed land use plan of National Capital Region (NCR) – 2021. Source: NCR Board (2005).
of Delhi, comprising government offices and residential areas, and
commercial hubs. The Cantonment area is spread over an area of
42.97 km2 with a population of 120,000 administered by the DCB.
The MCD (jointly the newly formed three local bodies) occupies
1397 km2 of Delhi with a population of 9.81 million. At the administrative level, Delhi has been divided into 9 districts and 27 subdistricts. Fig. 2 maps these administrative units by population
density based on 2011 census population.
Demography
Delhi’s urban population has grown from 1.4 million in 1951 to
16.3 million in 2011 (Table 1). In any urban area, population
growth takes place through natural growth, net in-migration and
expansion of physical boundary. The estimated annual population
growth in Delhi showed that population growth by net in-migration is slightly more than the natural growth. For instance, average
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S. Ahmad et al. / Cities 31 (2013) 641–653
Fig. 2. NCT of Delhi – density of population 2011. Source: Census of India, 2011a.
Table 1
Population growth of Delhi, 1951–2011. Source: Data from various censuses of India.
a
Years
Total population
Density (person/km2)
Total urban population
Urban population %
Decennial urban growth %
Annual urban growth %
1951
1961
1971
1981
1991
2001
2011a
1,744,072
2,658,612
4,065,698
6,220,406
9,420,644
13,782,976
16,752,235
1176
1793
2742
4194
6352
9340
11,297
1,437,134
2,359,408
3,647,023
5,768,200
8,471,625
12,819,761
16,333,915
82.40
88.75
89.70
92.73
89.93
93.01
97.50
–
64.17
54.57
58.16
46.87
51.33
20.96
–
5.08
4.45
4.69
3.92
4.23
2.45
Represents provisional data.
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S. Ahmad et al. / Cities 31 (2013) 641–653
annual population growth by natural growth and net in-migration
was 2.2% and 2.4% respectively between 1995 and 2006 (NCTD,
2009). Migration data in the recent census was not available at
the time of writing; however, previous census data showed that
net in-migrant population in Delhi during 1981–1991 and 1991–
2001 were 1.76 million and 1.31 million respectively, about 40%
of total population growth during that period (Census of India,
2001a). The annual urban population growth rate was remarkably
low in last decade 2001–2011, merely 2.45%, whereas the annual
urban population growth rate during 1951–2001 was in the range
of 3.92–5.08%. This slow growth rate is attributed to declining fertility rate and mass slum demolition during last census. In addition, it could be also due to the population growth in the
National Capital Region (NCR) which consists of rapidly growing
cities such as Gurgaon and Faridabad in Haryana, and Ghaziabad
and Noida in Uttar Pradesh.2
In spatial terms, since 1951, Delhi’s land area has expanded
from 201 km2 to 792 km2. Two key historical events in India led
to influx of migrants and consequently to major spatial expansions
in Delhi: the re-establishment of Delhi as a capital city in 1912 and
the partition of India in 1947. By 1961, Delhi expanded to
326.55 km2 with a decennial growth rate of about 62% in response
to the planning interventions following the enactment of the Delhi
Development Authority (DDA) Act, 1957. In 1990s, Delhi has
reached to a land area of 624.3 km2 and of 702 km2 in 2001. The
Master Plan of Delhi (2007) envisages that the entire area under
the NCTD will be urbanized by 2021. Notably, Delhi’s gross population density has increased from 1176 persons per km2 to
11,297 persons per km2 during last six decades with certain subdistricts over 40,000 persons per km2 (Fig. 2). Furthermore, Master
Plan of Delhi (2007) envisages the densification of built-up areas.
Economy
Delhi’s economy is primarily based on the tertiary (service) sector, which contributed over 82% of the Gross State Domestic Product (GSDP) (2.6 billion INR) in 2010–2011. The remaining
contributions were made by the secondary sector (17.1%) and the
primary sector (0.6%) (NCTD, 2011). The proportion of employment
in primary, secondary and tertiary sectors were 1%, 31% and 68%
respectively of the city’s labor force in 2004, more or less proportional to the GSDP contributions (NCTD, 2008–2009). According
to census data, there were 4.54 million workers in 2001, which included 1.65% marginal3 workers. In addition, a large share of workforce is employed in informal sector; for instance, in the beginning of
2000s, about 1.74 million persons were employed in urban informal4
sectors (NSSO, 2001). Among the urban informal sectors employment, about 633,379 persons were employed in household enterprises and 1.02 million persons in establishments. The urban
informal sectors consists in trade (49.17%), manufacturing
(23.47%), other services (14.16%), transport, storage etc. (7.45%), hotel and restaurants (5.10%), and construction (0.65%) (NSSO, 2001).
Estimates based on 64th round NSS survey showed that in urban Delhi 40% of households were self-employed, 50% were on regular wage/salary, 4% were casual labor and 5% were classified as
‘‘others’’, out of total 3,563,022 estimated urban households in
2
According to Census of India (2011b, 2011c) decadal growth rates were as
following during 2001–2011: Gurgaon 74%, Faridabad 31.75%, Noida 54% and
Ghaziabad 40.66%.
3
‘‘Marginal workers were those who worked any time at all in the year
precedingthe enumeration but did not work for a major part of the year, i.e., those
who workedfor less than 183 days (or 6 months). ’’
4
‘‘The informal sector consists of all unincorporated private enterprises owned by
individuals or households engaged in the sale and production of goods and services
operated on a proprietary or partnership basis and with less than ten total workers.’’
For detailed definition refer to NSSO (2001).
2007–2008.5 The same report also revealed that 5.3% of Delhi’s labor
force was unemployed, with high concentration in women labor
force (64%) in comparison to men labor force (36%).
Poverty
Recently, the central government of India accepted a recommendation for the use of implicit prices derived from quantity
and value data collected in household consumer expenditure surveys for measurement of poverty. Table 2 presents poverty incidence in Delhi and India by way of comparison. Although urban
poverty levels in Delhi are much lower than the national average,
urban poverty in Delhi has been increased by 4.6% annually, in contrast to the national trend, which is characterized by an annual decline of 1.24%.
The spatial distribution of deprivation (including physical capitals) revealed that deprivation in Delhi is not only limited to the
slums (Baud, Sridharan, & Pfeffer, 2008). In other words, other
non-slum settlements are also as deprived as slums, although poverty rate and severity are higher in slum areas in terms of both
floor area per capita and consumption expenditure (NSSO, 2010).
It is also shown that peripheral settlements as opposed to the core
of the city are more deprived (Ahmad & Choi, 2010). The reasons
for peripheral deprivation are explained by (a) resettlement of JJ
clusters6 in 1970s in peripheral areas and (b) proliferation of unauthorized colonies in peripheral areas.
Housing and urban amenities
Urban Delhi had a housing shortage of 1.13 million homes in
2007, most of which was in low-income households (NBO, 2007).
Table 3 provides a comprehensive list of changes to amenities over
the period 1991–2011. It should be noted that about three-quarters of the households live in unplanned settlements e.g., unauthorized colonies, regularized unauthorized colonies, urban villages, JJ
clusters, notified JJ clusters and resettlement colonies. The quality
of housings and public amenities (therefore quality of life) vary
from one unplanned settlements to another and even within them
(Ahmad, 2011) and demand for different housing characteristics
also varies significantly between non-slum and slum households.
Whilst there is a general need, only part of this can be expressed
as an economic demand (Ahmad, Choi, & Ko, 2013).
There are many reasons for poor housing outcomes including
land monopoly and inadequate governance for the poor. In fact,
following independence, slums emerged as an important issue because of the arrival of a great number of refugees and increasing
levels of urbanization. National laws have been enacted, such as
the 1956 Slum Areas (Improvement and Clearance) Act, in order
to improve or demolish unsanitary housing. The DDA as well as
the Delhi government have developed policies based on the demolition of dilapidated shelters and resettlement of the evacuated
people. However in the latter case, slum dwellers were supposed
to be registered and be able to provide a title deed stating that they
have been occupying the place more than a certain number of
years determined by the public authorities. This requirement has
prevented many people to get access to the land. Throughout the
1960s and 1970s, resettlement colonies were built with access to
basic services. At first, generous offers were made with relocation
5
Economic activity in the survey includes (i) all the market activities performed for
pay or profit which result in production of goods and services for exchange, (ii) of the
non-market activities e.g., activities related to primary sector and activities related to
the own-account production of fixed assets. Activity status is the activity situation in
which a person is found during a reference period.
6
JJ stands for the Hindi words Jhuggi Jhopdi, a colloquial term for a hut built by the
poor.
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S. Ahmad et al. / Cities 31 (2013) 641–653
Table 2
Number and percentage of population below poverty line, 2004–2005 and 2009–2010. Source: Planning Commission, 2012.
Year
2004–2005a
2009–2010b
% Change
Annual % change
Delhi
India
Rural
Urban
Total
Rural
Urban
Total
0.11 (15.6)
0.03 (7.7)
72.73
22.88
1.83 (12.9)
2.29 (14.4)
25.14
4.59
1.93 (13)
2.33 (14.2)
20.73
3.84
3258.1 (42)
2782.1 (33.8)
14.61
3.11
814.1 (25.5)
764.7 (20.9)
6.07
1.24
4072.2 (37.2)
3546.8 (29.8)
12.90
2.72
Notes: Figures are in million, parentheses values are in percentage.
For 2004–2005, population as on 1st March 2005 has been used for estimating number of persons below poverty line. (Revised on the basis of 2011 population census) and for
2009–2010 population as on 1st March 2010 has been used for estimating number of persons below poverty line (interpolated between 2001 and 2011 population census).
Monthly per capita poverty lines for 2009–2010 for rural and urban Delhi were INR 747.8 and 806.7 respectively.
Table 3
Change in characteristics in urban Delhi, 2001–2011 (figures are in millions). Source: Census of India, 1991; Census of India, 2001b; Census of India, 2011d.
Indicators
1991
Total household
1.70
Census house
Total census house
Vacant census house
Occupied census house
Residential and residential cum others census house
Non-residential census house
2.21
0.25
1.96
1.64
0.32
100
11.34
88.66
74.26
14.40
3.13
0.34
2.80
2.56
0.57
100
10.8
89.2
81.8
18.2
4.48
0.49
3.99
3.63
0.81
100
10.90
89.10
81.10
18.00
42.93
44.25
42.77
41.70
41.36
1.13
66.63
47.4
15.2
16.5
21
2.80
0.06
0.07
0.33
86.00
1.70
2.10
10.20
147.94
84.72
82.61
33.62
Latrine
WC
Pit latrine
Other latrine
No latrine
%
2001
%
2.38
2011
%
3.26
Change in 1991–2001 (%)
36.65
0.57
18.74
1.13
0.36
0.39
0.50
Source of drinking water
Tap water
Well water
Hand pump/tube well water
Other sources of water
1.33
0.03
0.30
0.03
71.47
2.02
16.30
1.40
1.84
0.00
0.49
0.05
77
0
20.7
2.2
2.67
0.00
0.44
0.15
81.90
0.10
13.40
4.70
45.35
–
11.54
191.94
Availability of drinking water
Within the premises
Near the premises
Away
–
–
–
1.81
0.43
0.15
75.8
18
6.3
2.57
0.50
0.20
78.80
15.20
6.10
42.06
15.40
32.32
Source of lighting
Electricity
Kerosene
Other sources
No lighting
1.38
–
–
–
2.23
0.14
0.02
0.00
93.4
5.7
0.7
0.2
3.23
0.02
0.01
0.00
99.10
0.60
0.20
0.10
44.99
85.62
60.96
31.67
Transportation
Bicycle
Two wheeler
Four wheeler
None of the specified
–
–
–
–
0.88
0.68
0.32
1.04
36.8
28.5
13.4
43.4
0.99
1.27
0.68
1.21
30.30
38.90
21.00
37.20
12.52
86.52
114.16
17.13
81.37
(–) Data not available with us.
in spaces up to 80 square meters with long-term lease of up to
99 years (Dupont & Ramanathan, 2007). However, the DDA and
the Delhi government could not cope with the demand. This had
severe repercussions on the poorest part of the population. Moreover new buildings were built for middle-class citizens according
to demanding standards and were therefore not affordable by the
poorest (Dupont & Ramanathan, 2007). This contributed to the further development of numerous illegal settlements. Only a few
unauthorized colonies were regularized.
However, in spite of these good intentions, slum dwellers in
Delhi have often been the victims of violent evictions. As the national capital, Delhi has been treated as the showcase of India. In
this context, political leaders and middle-class stakeholders
(judges, resident welfare associations) have insisted on the need
to clean the city (Baviskar, 2012; Dupont & Ramanathan, 2007;
Tawa Lama-Rewal, 2012). This has often resulted in demolition of
slums. Since the Emergency period (1975–1977), hundreds of
thousands of people have been evicted. Mega events have also
played a significant role in this respect. Since India became an
independent nation, Delhi has been the host for several mega
events including the Asian Games in 1982 and the Commonwealth
Games in 2010. Such events have acted as catalysts for urban
beautification schemes, and led to development of large-scale
infrastructure and urban development projects (Siemiatycki,
2006). However, large-scale urban infrastructure development
led by mega events in Delhi resulted in destruction of poor settlements and displacement of urban poor who cannot afford to live in
the modern and beautified urban fabric. In those cases, the huge
numbers of people evicted made full relocation impossible. Thus,
between 2004 and 2007, about 45,000 homes were destroyed in
the area of the Yamuna River but with only less than 25% relocated
(Bhan, 2009).
This trend has been backed since the 1990s by a hostile attitude
of the courts towards slum dwellers (Bhan & Gautam, 2009;
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S. Ahmad et al. / Cities 31 (2013) 641–653
Dupont & Ramanathan, 2007). Decisions were based on environmental concerns or infringement of the master plan. Often inhabitants had no opportunity to access the courts or were even
denied the access. Moreover some judicial orders merely banned
the public authorities to provide compensation or relocation for
evictions (see for instance in the Almitra Patel7 case).
As for the current availability of urban amenities in Delhi, between 2001 and 2011, sanitation facilities have improved significantly. The use of water closet (WC) has remarkably increased
from 47.4% to 86% and the proportion of household without latrine
has decreased by two-thirds from the earlier census. Notably, these
changes are both apparent in proportionate and absolute terms.
Similarly, better sources of drinking water, such as tap water and
availability of drinking water within the premises, have also been
enhanced, although at a slow pace (for a discussion on qualitative
water supply in Delhi see; Zérah, 1998). Sources of lighting energy
are now dominated by electricity (over 99%). In the last decade,
urban Delhi became more motorized, with the use of two-wheelers
and four-wheelers almost doubling. In the latter half of twentieth
century, motorized vehicles have increased tremendously in Delhi,
for instance, between 1957 and 2002 car population increased by
60 times, motorcycles about 200, and buses 10, while population
increased by seven times (Thynell, Mohan, & Tiwari, 2010).
Environmental Issues in Delhi
Like many large rapidly growing cities in the developing world,
Delhi has to contend with many environmental challenges arising
from its activities. Arguably the most pressing of these is air pollution that results from the combustion of fuels in transport, energy
supply and industry. Within India Delhi has the highest rates of
motorization and consequently the highest levels of both local
air pollution and global carbon emissions, with cars emitting three
times the amount of carbon dioxide compared to Mumbai (Guttikunda, 2009). This also makes Delhi one of the most polluted cities
in the world. Gurjar, Butler, Lawrence, and Lelieveld (2008) found
it ranks as the 7th most polluted megacity using a composite
multi-pollutant index considering SO2, NO2 and Total Suspended
Particulates (TSPs), which are a major cause of respiratory morbidity. TSPs are particularly high in the city, however Delhi’s meteorological setting means that there is an element of air pollution that
cannot be simply mitigated with emissions reduction. Guttikunda
and Gurjar (2012) note the winter months have persistently higher
levels of air pollution (40–80%) than the summer (10–60% lower)
when compared to the annual average despite constant emissions
over the months.
Another major problem is that of water pollution, not only from
industrial sources but groundwater pollution in general that is prevalent across India. Water pollution in the Yamuna River comes
from both the disposal of raw sewage as well as upstream industrial activities. A recent government report revealed many areas
in the city have aquifers where groundwater is variously contaminated with lead, cadmium, chromium (TOI, 2012). In addition,
heavy metal contamination fluoride and nitrates have also found
to be prevalent. This poses a serious health risk to the residents.
As noted in Table 3, 82% of urban households have access to tap
water but only 65% of (mainly richer) residents have access to
the water supply by Delhi Jal Board (TOI, 2012).
On a positive note and somewhat surprisingly for a megacity,
Delhi has a large amount of green areas within the city. According
to the Ministry of Environment and Forests (GOI, 2010), Delhi has
the 8.3% of tree cover ranking it 3rd amongst the states of India.
New Delhi in particular has a large green areas owing in part to
7
Almitra H. Patel v. UoI, SCC 2000 (SC WP 888/1996).
the planning from the colonial era. The prevalence of such green
areas make vital contributions to the city both directly and indirectly from climate regulation (carbon storage and reducing urban
heat island effect) to maintaining biodiversity and by association
ecosystem services (Puppim de Oliveira et al., 2011). The Delhi
Development Authority set up the Delhi biodiversity foundation
(DDA, 2012) to develop nature reserves within the city for this purpose. The Yamuna and Aravali biodiversity parks are owned and
maintained by the DDA to conserve the natural resources of the
two major ecosystems in the city, that of the river and the Aravali
hills.
History of urban planning in Delhi
As the national capital, Delhi’s urban development has been
subjected to many planning interventions. In 1957, the Delhi
Development Authority (DDA) was mandated by the Parliament
to prepare a master plan for Delhi in collaboration with the Ford
Foundation Consultant Team, which led to the adoption of a North
American approach to planning (Priya, 2006). The DDA is now
responsible for urban planning and land management such as
preparation of master plans and their implementation in coordination with other organizations. One of the main aims of these plans
was to deal with the rapid population increase and its associated
problems encountered between 1951 and 1961 when Delhi’s population increased from 1.7 to 2.7 million, mainly due to the influx
of refugees and immigrants from Pakistan following the partition
of India (Datta, 1983; Thynell et al., 2010). In addition, there was
a strong political will and commitment behind urban planning attempts to build a modern capital city for independent India (Priya,
2006).
The first master plan of the city, which was designed to cover a
20-year period commencing 1961, was approved and put into
effect in 1962 (Datta, 1983). Its implementation led slowly to the
displacement of the economic centre from Old Delhi, composed
of small markets and businesses, to South Delhi, now seat of
embassies and multinational companies (Tawa Lama-Rewal,
2012). One of the main principles of the plan with regards to urban
development was to limit the growth of the core city by constructing a green belt around it (Datta, 1983; Thynell et al., 2010). In
addition to the green belt, the master plan regulated the development of seven neighboring ‘‘ring towns’’ to accommodate the population exceeding the capacity of the core city (Thynell et al., 2010).
As per the population projections of the plan, Delhi’s population
was assumed to reach 5.6 million by 1981, of which 0.9 million
was decided to be diverted to the ‘‘ring towns’’ (Datta, 1983). This
principle of the master plan is known to pave the way to Delhi’s
current urban spatial pattern, which is characterized by a multicentric layout with no clearly identifiable Central Business District
(CBD) and urban sprawl via several low-density satellite towns
(Sahai & Bishop, 2010). As satellite towns have been functioning
as centers to attract population, Delhi’s urban population growth
has recently been declining. For instance, the annual population
growth in Delhi has decreased from 4.23% to 2.45% between the
decades of 1991–2001 and 2001–2011 (see Table 1).
Along with planning of new urbanization, the first master plan
also focused on dealing with existing urban environments through
various redevelopment strategies like conservation, rehabilitation
and slum clearance (Priya, 2006). In this sense, the plan concluded
the provision of houses or plots to poor slum households at designated resettlement sites (Kundu, 2004). However, such attempts to
relocate slum dwellers on cheaper lands at the periphery of the city
are argued to result in ‘‘planned slums’’ (officially known as ‘‘resettlement colonies’’) and have worsened the living conditions of
urban poor (Dupont, 2004; Priya, 2006). A tragic example of this
is the death of 1500 in 44 of these resettlement colonies during a
S. Ahmad et al. / Cities 31 (2013) 641–653
cholera outbreak in 1988, owing to the ground water contamination from insufficient sanitation measures (Roy, 2005).
After expiration of the first master plan period, in the early
1980s, preparation of the second master plan, targeting the year
of 2001, started. As a result of the debate among local political
elite, the second plan came in the form of a comprehensive revision
of the first plan (Roy, 2005). Along with the major principles of the
first plan, the second one included recommendations on promoting
low-rise high-density urbanization, development of energy-efficient transport modes like a mass transit system and maintenance
of ecological balance in city’s main rivers (Datta, 1983; Roy, 2005).
The second plan is criticized mainly for having a tentative nature
and for lacking coherent objectives, as most of its proposals and
provisions were corrections and additions to those of the first plan
(Datta, 1983).
The current master plan of Delhi, the third one, covers the period from 2001 to 2021 and came into effect in 2007 (Table 5). The
current master plan is said not to address the major problems in
the city but rather to focus on issues like promoting market competition in land and housing, encouraging tourism and increasing
revenues (Roy, 2005). Following important conflicts on land use,
where residents associations and local businesses filed cases in
front of Courts, the new plan has integrated the principle of mixed
land use in residential areas (Tawa Lama-Rewal, 2012). From a
transportation planning point of view, Thynell et al. (2010) criticized the third plan for proposing construction of grade-separated
junctions and new expressways and for omitting specific provisions to improve and encourage the pedestrian movement and
cycling.
Despite the existence of several master plans and the authority
given to the DDA to acquire the entire land within the city, a significant part of urbanization in Delhi has taken place in an unplanned
way (Dupont, 2004). The green belt, which was supposed to contain urban development within the core city, has been subjected
to urban development encouraged by land developers including
the DDA (Roy, 2005). At present, it is estimated that only 24% of
the population actually lives in planned settlements (Ahmad &
Choi, 2011).
There are several reasons behind the failure of urban planning
in Delhi, most of which are in a way or another related to the mindset of planners and decision-makers in the city. Delhi’s planners
and administrators are said to have an anti-poor bias and see the
urban poor and inhabitants of slums as problems towards the
development of the city (Priya, 2006). Besides, the planners’ obsession with giving Delhi a good image as the national capital resulted
in lack of sufficient concern for the urban poor in the city (Datta,
1983). It is also argued that inappropriate planning models have
been pursued and this had led to serious problems for the whole
city (Priya, 2006). Last but not least, the monopoly given to DDA
on land management and acquisition has contributed significantly
to the problem of housing and land shortage as they have failed to
respond to the ever-increasing demand for housing of all sections
of the society and end up with only catering to middle classes
and above (Pugh, 1991; Sivam, 2003).
Urban transportation
Among the most serious challenges regarding urban development in Delhi is the transport situation. This is not surprising, as
Delhi has passed through the typical urbanization process common
to most cities in the developing world. Urban population has been
doubled in every couple of decades, leading to massive increase in
numbers and use of motor vehicles. Since the late-1950s, the number of motor vehicles in Delhi has grown at higher rates than the
urban population, making Delhi by far the most motorized city in
India (Badami & Haider, 2007). Automobile-centric solutions like
647
construction of new roads, widening of existing roads and gradeseparated junctions have been the major policies to overcome Delhi’s transportation challenges for a long time (Thynell et al., 2010).
The city’s road network grew 3.7 times in the 25 years starting
from 1971 (Sahai & Bishop, 2010). Today, urban transportation system in Delhi is predominantly road-based with an extensive road
network that corresponds to 21% of city’s total land area, compared
to 11% in Mumbai and 5% in Kolkata (Pucher, Korattyswaropam,
Mittal, & Ittyerah, 2005; Tiwari, 2002). The vast majority of urban
mobility in Delhi takes place on roads by means of various vehicles
including cars, trucks, buses, motorcycles, rickshaws, auto-rickshaws, bicycles, animal-drawn vehicles and pedestrians (Siemiatycki, 2006; Tiwari, 2002).
The increase in motorized transportation and the chaotic traffic
situation on Delhi roads resulted in serious problems like air and
noise pollution, traffic congestion, road accidents and GHG emissions (Lebel et al., 2007; Sen, Tiwari, & Upadhyay, 2010; Tiwari,
2002). According to the White Paper prepared by the Ministry of
Environment and Forests (MOEF, 1997), vehicular pollution is the
main contributor to worsening of air quality in Delhi, accounting
for 67% of total air pollution. The casualties due to accidents on
Delhi roads increased from about 500 in early 1970s to over
1000 in 1980s and to over 2000 in 1990s (Sen et al., 2010), most
of them being pedestrians and cyclists (Pucher et al., 2005). Moreover, carbon emissions from diesel consumption in Delhi rose fourfold between 1980 and 2000 (Lebel et al., 2007).
Since the late-1990s, both national and local governments
started to undertake actions to address the transport-related problems in Delhi. The initial actions were in form of ‘‘command-andcontrol measures’’ to reduce vehicular pollution, such as phasing
out of commercial vehicles older than 15 years of age and prevention of the use of leaded petrol (Kathuria, 2002). Likewise, in 1998,
considering the increasing vehicular pollution, the Supreme Court
of India made a decision to dictate CNG as the mandatory fuel in
public transportation vehicles and ordered the Delhi government
to complete the necessary changes in city’s entire fleet by March
2001 (Goyal & Sidhartha, 2003). After 2000, initiatives were shifted
from ‘‘command-and-control measures’’ to mass transit-oriented
infrastructure investments, as in the example of construction of a
metro network and BRT lines. As of 2012, the first two stages of
the metro project with a total route length of 190 km have been
put in place.8 Besides, the initial section of the first BRT corridor
(6 km of 14.5 km in total) is in operation since April 2008 (Thynell
et al., 2010). Despite the recent progress in improving the vehicle
fleet and the public transport infrastructure in Delhi, most of the
problems arising from urban transportation still prevail. This is
mainly because both metro and BRT projects could not attract as
much riders as planned and expected. For instance, the maximum
daily ridership on the Delhi metro was recorded on 12th August
2011 (when both Phase-I and Phase-II were operating) with slight
more than 2 million passengers, which is even below the ridership
projections for Phase-I only.9 The limited integration between the
Delhi metro and other transport modes as well as the problems in
accessing metro stations add to the problem of low-ridership on
the metro (Yagi & Nagayama, 2010). The institutional disharmony
between the development and implementation of the metro and
BRT projects is another factor here (see Section ‘Overlapping competencies and clash of authorities’). Yet, what is promising is the recent
development by the Delhi government, of an integrated multimodal
8
Detailed information can be found on the website of the Delhi Metro Rail
Corporation (DMRC).
9
Please see the following links for detailed data and information: (1) http://
www.delhimetrorail.com/press_reldetails.aspx?id=D56csDWRltIlld, (2) http://business.rediff.com/slide-show/2010/oct/12/slide-show-1-will-delhi-metro-turn-into-awhite-elephant.htm.
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S. Ahmad et al. / Cities 31 (2013) 641–653
Table 4
Major organizations providing urban services in the NCTD as of 2012. Source: Adapted from Kumar (1999) and updated.
Service
Organization providing the services with level of administrative control
Urban planning and development
Enforcement of planning controls
Slum and JJ improvement
Parks
Transportation
Delhi Development Authority (DDA)a
DDA,a Urban Local Bodies (ULBs)c
Delhi Urban Shelter Improvement Board (DUSIB)b
DDAa and Urban Local Bodiesc
Delhi Transport Corporation (Buses)b
Delhi Integrated Multi-modal Transit System (Buses and also other mode)b,d
Delhi Metro Rail Corporation (Subway)a,b
State Transport Authority (other private and public vehicles)b
Unified Traffic and Transportation Infrastructure Planning and Engineering Center
Urban Local Bodiesc
Delhi Jal Board (DJB)b
Department of Irrigation and Flood Controlb
Several contracted providers on the basis of competitive tenders (such as NDPL and BSES) in supervision of Delhi Electricity
Regulatory Commission (DERA)b
State department of Archeological Survey of Indiab; DDAa; Delhi Urban Art Commissionb; ULBsc
Solid waste managemente
Water and sewerage
Storm water drainage
Electricity
City heritage buildings (management
and upkeep)
Pollution control and monitoring
Police and public order
Industries and infrastructure
Delhi Pollution Control Committee (DPCC)b
Delhi Policea
Delhi State Industrial and Infrastructure Development Corporation Limited (DSIIDC)b
DDA is under Ministry of Urban Development and Delhi police is under Ministry of Home Affairs of GoI. DMRC has equal equity participation from GoI and NCTD. Delhi
Integrated Multi-modal Transit System is a joint venture of the NCTD and the IDFC.
a
Government of India (GoI).
b
National Capital Territory of Delhi (NCTD).
c
Urban Local Bodies (ULBs).
d
Infrastructure Development Finance Company Ltd. (IDFC).
e
Other organizations such as the DDA (for allotment of land for sanitary land filling) and Delhi Energy Development Agency (DEDA) responsible for solid waste utilization
projects.
strategy in order to increase the modal share of public transport. (Sahai & Bishop, 2010)
Governance and public administration
The complexity of Delhi’s governance is largely due to its capital
status. It is the seat of numerous public institutions of different levels: central, state and local. As a result, coordination and competition problems in policy-making are common. Even today, in spite
of the national decentralization process, Delhi’s administration is
still largely influenced by the central government (Table 4). As
mentioned at the start of the paper, the NCTD has multiple layers
of administration with distinctive governance structures.
The NCTD has its own elected assembly and a Council of Ministers. The head of NCTD is a governor, appointed by the President of
India on the recommendation of the union government. The governor is also the chairman of the DDA. The three local municipalities
(after trifurcation of the MCD) are run by the local elected bodies
with a mayor at their head. But the key actor in decision-making
is actually the Commissioner, who heads the Executive and is designated by the Central government.
The NDMC is considered to be the wealthiest part of the city as
it hosts most of the buildings of the Government of India. A council,
whose chairman is appointed by the central government, rules it.
The DCB is a rather small unit, originally reserved to the military
administration and managed by the Ministry of Defense. Parallel
to these sub-national institutions stands the DDA, which is under
the supervision of the Ministry of Urban Development. It is responsible for urban planning and land management such as the preparation of the master plan and its implementation in coordination
with other organizations.
At present, the management of the provision of services is complex and often involves several authorities. Table 4 shows the major organizations providing urban services in the NCTD as of 2012.
The central and state governments dominate both by service provision as well as administrative control, while Urban Local Bodies
(ULBs) have very little administrative control.
In this context, another key actor is the Judiciary (Supreme
Court of India and High Court of Delhi). Its decisions have had significant impacts on two aspects of urban governance: the environment and the land management. But the governance of the city
also relies on a series of other private and unofficial actors, which
have an influence on the implementation of urban policies. Milbert
(2009) lists for instance the slum pradhans, local brokers, NGOs or
lobbies and interest groups. Resident Welfare Associations, which
represent mostly middle-class groups, also appear to have an
important role in the governance of the city by actively bringing
cases to the courts and participating in public debates organized
under the Bhagidari scheme (see below) (Tawa Lama-Rewal, 2012).
Moreover the Delhi government has undertaken some initiatives to implement good governance. In 1997 a public grievance
commission was created to hear the complaints of citizens against
the ministries of NCTD. In 2000, the Bhagidari scheme was
launched to promote partnership between the government’s agencies and the citizens in the provision of public services. In 2005,
enactment of the Right to Information Act (RTI) enhanced ‘‘openness and transparency’’ on the activities of administration. The
same year a permanent Administrative Reform Commission, unique among Indian states, was set up. Although all these initiatives
are widely publicized, their concrete outcomes are unclear and do
not appear to have had impact for the poorest part of the population (Tawa Lama-Rewal, 2012).
Critical evaluation
Overlapping competencies and clash of authorities
Delhi’s governance is characterized by the role that central government retains in the management of urban affairs. As Table 4
shows, the Government of India (GoI) is greatly involved in the
management of urban services. It usually shares this task with
the NCTD. The table also highlights what have been called ‘‘structural’’ and ‘‘legal anomalies’’ (Tawa Lema-Rewal, 2007). In fact, the
allocation of some competencies such as land management to na-
S. Ahmad et al. / Cities 31 (2013) 641–653
649
Table 5
Timeline of main events in India and Delhi, 1863–2012. Source: Authors’ compilation from various sources, 2012.
Decade
Year
Main event
Impact of main event
Before 1929
1863
Municipality Committees were created for several cities in India
including Delhi
The imperial capital of British India was shifted from Calcutta to
Delhi
Introduction of urban management to Indian cities including
Delhi
Decision to build a new capital city at Delhi separate from the
existing city
1912
1930–1939
1931
1937
Inauguration of New Delhi
Foundation of Delhi Improvement Trust (DIT) as an agent of
government to deal with slum clearance, town planning and
public health issues
The British establishes their new capital next to old Delhi
Initiatives to address urban problems in Delhi
1940–1949
1947
India became an independent nation after her partition and
creation of Islamic republic of Pakistan
Strong political will to develop Delhi as the modern capital city
of India
Massive influx of migrants and refugees in Delhi
1950–1959
1955
Constitution of the Delhi Development Provisional Authority
(DDPA)
Slum Areas (Improvement and Clearance) Act
Arrival of the Ford Foundation Consultant Team at Delhi
Delhi Municipal Corporation Act was enacted and came into
effect in 1958
DDPA was replaced with Delhi Development Authority (DDA)
Attempts to prepare the first master plan of Delhi
1956
1956
1957
To upgrade or demolish unsanitary housing
International assistance for preparation of the master plan
Legal basis to cater civic needs
Institutional arrangement to promote and secure planned
development of Delhi
1960–1969
1962
The first master plan of Delhi that covers 1961–1981 period was
approved and put into effect
Planned development era started
1970–1979
1975–1977
State of Emergency in India
Several schemes for slum clearance were executed
1978
Metro Railways (Construction of Works) Act was enacted
An important number of slums were demolished
Appearance of planned slums, where low quality of life of the
urban poor continued
Legal basis for acquisition of land to construct the metro and
carry out its associated operations
1982
Asian Games 1982 were held in Delhi
1985
Enactment of National Capital Region (NCR) Planning Board Act
1988
Cholera outbreak in resettlement colonies, also termed planned
slums
1990
Promulgation of the second master plan of Delhi that covers
1981–2001 period
Enactment of Government of National Capital Territory Act
1980–1989
1990–1999
1991
1992
Adoption of 73rd and 74th amendment to the Constitution for
greater decentralization
1994
1997
The New Delhi Municipal Council Act
Election of councilors of the Municipal Corporation of Delhi
(MCD) on the basis of the 74th amendment
On 28 July 1988, the Supreme Court of India imposed the
conversion of fuel base of public vehicles in Delhi to single fuel
mode (Compressed Natural Gas) by 31 March 2001
1998
2000–2009
2002
2003
2005
2007
Delhi Metro Railway (Operation and Maintenance) Act was
enacted
Delhi was awarded the ‘Clean Cities International Partner of the
Year Award’ from the U.S. Department of Energy
The first phase of the metro project was completed and put into
operation
Jawaharlal Nehru National Urban Renewal Mission (JNNURM)
launched
Delhi metro project was registered with the UNFCCC and
became world’s first CDM registered metro rail project
National Capital Territory of Delhi Laws (Special Provisions) Act
was enacted
Promulgation of the third master plan of Delhi that covers
2001–2021 period
After 2010
2010
2011
The second phase of the metro project was completed and put
into operation
Commonwealth Games 2010 were held in Delhi
Delhi Municipal Corporation (Amendment) Act
Implementation of schemes for urban beautification and
infrastructure development
Institutional arrangement for achieving balanced and
harmonized development of National Capital Region (NCR) with
National Capital Territory of Delhi (NCTD)
1500 people died in 44 resettlement colonies planned in the mid1970s
Planned development era continues
Delhi became a full-fledged state, and strengthens local
governance and competence
Local authorities, such as panchayats, nagarpalikas and
municipalities, were provided with greater autonomy and
representation through direct election in local assemblies
To perform civic activities in New Delhi areas.
Local autonomy strengthens local governance and competence
Problem of air pollution is officially recognized and addressed
Definition of rules and regulations for management of metro
services
International acknowledgment and recognition of Delhi’s
initiatives to address urban environmental problems
Delhi’s transport infrastructure and situation improves
City Development Plan for Delhi was prepared with particular
focus on urban infrastructure and governance as well as basic
services to the urban poor
International acknowledgment and recognition of Delhi’s
initiatives to address urban and environmental problems
Relief to owners of unauthorized constructions in NCTD for a
year (till 31 December 2008) and further amendments till
December 2014.
Planned development era continues
Delhi’s transport infrastructure and situation improves
Implementation of schemes for urban beautification and
infrastructure development
Division of MCD into North, South and East Delhi Municipal
Corporations. to bring administrative efficiency in civic
functions
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S. Ahmad et al. / Cities 31 (2013) 641–653
tional level authorities may appear contrary to local autonomy and
is prone to problems of coordination and conflict between stakeholders at different levels. For instance, the DDA has to work closely with central, state and/or local authorities to define land use
and functions of the service provided. At the local level, ULBs, receive parts of its budget from the NCTD but is accountable only
to the central government, which appoints the Municipal Commissioner (Tawa Lema-Rewal, 2007). Even organizations do not (or
cannot) effectively use their mandate due to overlapping competencies and clash of authorities. For instance, Agrawal (2010)
showed the inefficiency of the Delhi Urban Art Commission
(DUAC).
A classic example is Delhi’s urban transport sector where the
metro and BRT projects have been developed as competing policy
initiatives of different intellectual camps in the city. In the late
1990s, when the national and state governments initiated the metro project, the Transportation Research and Injury Prevention Programme (TRIPP) of the Indian Institute of Technology Delhi
produced a report to evaluate the sustainable transport policy options for Delhi based on the request by the Central Pollution Control Board of India (Thynell et al., 2010). One of the main
conclusions of this report was that a bus-based transit system
was more viable and ideal for Delhi as opposed to metro systems
that don’t reduce the vehicular traffic on roads (Thynell et al.,
2010). The spatial structure of Delhi that is characterized by a multi-centric pattern without a major CBD is commonly argued to be
incompatible with the spatial structure that can best be served
by a mass rapid transit system (Mohan, 2008; Siemiatycki, 2006).
Despite the attention paid to the TRIPP’s report by some policymakers and technocrats, both BRT and metro projects have been
developed and implemented in tandem like competing projects.
One year after the completion of the first phase of the metro system, in October 2006, the construction of the initial section of
the first BRT corridor was started (Thynell et al., 2010). However,
the wide support of the national government and the media as well
as public acceptance was with the metro project and this has led to
a faster progress in metro’s implementation (Sahai & Bishop, 2010;
Siemiatycki, 2006). When the first six km of the BRT corridor was
opened to operations in April 2008, more than half of the second
phase of the metro was in place and operating. At present, some
governmental bodies such as Unified Traffic and Transportation
Infrastructure Planning and Engineering Center (UTTIPEC) and a
government-related company, Delhi Integrated Multi Modal Transit System Ltd. (DIMTS), work to develop an integrated multimodal
transport system in Delhi. Nevertheless, the coordination between
these attempts and the metro project is yet to be developed,
mainly because the metro project and the corporation responsible
for it (Delhi Metro Rail Corporation) still preserve their autonomy
and dominance over all the other policy initiatives and agencies in
the city.
These institutional pitfalls may have their impact increased by
the political configuration in the city. There are three levels of governments, each elected for 5 years periods: the ULBs, the NCTD and
the GoI. This provides them with a sound democratic basis and
ensures their legitimacy. Two parties are the main political movements in Delhi: the Congress and the Bharatiya Janata Party (BJP).
Table 6 shows the changing political configuration in Delhi in the
results of the elections since the establishment of the NCTD.
Given the great number of shared or overlapping competencies,
the risk is that opposition in political parties at the head of different levels of governments, create more conflicts and deadlocks.
This seems particularly true when it comes to the NCTD and GoI
as they both share important administrative functions and control
powers over the service providers (see Table 4). The three units
where ruled by the same party only for about 3 years. However,
even when the same party rules the three levels of government,
coordination has proved to be difficult (Tawa Lema-Rewal, 2007).
Lack of representation of disempowered people
The representation of Delhi disempowered people is an important challenge at present. The voice of the workers and slums
dwellers often appears to go unheard (Baviskar, 2012; Bhan & Gautam, 2009).
At the national level, there have been some initiatives to enhance proximity between citizens and their governing body. The
decentralization process is an example of it. In particular, amendment 74th of the Constitution provides that the creation of Wards
Committees (WCMs) in the wards of Municipal Corporations with
a population of 300,000 or more is mandatory. These committees
shall comprise ‘‘persons chosen by direct election from the territorial
area of the Ward’’. The Chairman of the Committee is the Councilor
elected from the Ward. The committees may also include representatives of the civil society such as NGOs. The objective is to foster
participation and improve representation and accountability. It
aims at creating forums of discussion where local issues can be exposed in a bottom-up approach. However the enforcement of this
measure largely lies in the states and they have done so in a different way from one to another.
In Delhi, the legislation regarding Ward Committees was
adopted in 1996. However, only twelve WCMs were created, which
means that they stand for population of more than 800,000 inhabitants. They only include elected councilors and have no representative from the civil society (De Wit, Nainan, & Paltnikarm, 2009;
Tawa Lama-Rewal, 2012). These two characteristics create a phenomenon of institutional capture by the elites, and undermine
the primary objective of the decentralization process.
The lack of representation of the poorest section of Delhiites is
also true in the judicial arena. This is noteworthy given the role
played by the Courts in Delhi’s governance (Dupont & Ramanathan,
2007). Although the Supreme Court of India has been very active in
opening the courts to the people, through a large appreciation of
the locus standi (right to stand) and the development of public
interest litigation (PIL), the interests of the poor are seldom upheld.
These legal mechanisms still require financial and time commitments that disempowered people may not be able to provide. On
the contrary middle-class lobbies or associations often have permanent legal advisors to support their actions (Tawa Lama-Rewal,
2012) and can thus easily access the courts. As a result, decisions
on the closure of industries and evictions have been made without
hearing workers or local dwellers. This caused a lot of social
distress and tensions as manifested by the riots and casualties of
Table 6
Political configuration in Delhi 1993–2012. Source: Authors’ compilation using election commissions’ website.
Central
State
Local (ULBs)
Election
Year
a
C
B
C
B
C
B
a
U
B
U
B
a
B
a
B
C
B
a
B
C
B
B
C
B
B
C
B
B
C
a
C
B
a
C
C
a
a
C
C
C
C
C
C
C
C
C
C
C
a
B
C
a
C
B
a
C
C
B
C
C
B
C
C
B
C
C
a
B
93
94
95
96
97
98
99
00
01
02
03
04
05
06
07
08
09
10
11
12
a
Represents year of election held; C – Congress; U – United Front supported by the congress; B – BJP; Central election stands for central government, state election for
NCTD and local election for Urban Local Bodies (ULBs) election. In 2012, MCD was trifurcated and BJP won in all.
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Table 7
Main sectors in Delhi, which will affect future development with key challenge and opportunity.
Sector
Main Issue
Governance challenge
Opportunity
Key outcome
Transport
Increase in motorization and
general transport demand
Persistent monopoly of land
ownership
Multiform pollution
Overlapping authorities
& conflicting interests
Overlapping authorities
High human capacity and investment interest at
the international level
Huge potential of efficient land use
Shift to public and non-motorized
modes which has equitable access
Guaranteed rights of land occupiers
Lack of representation
High income disparity and
growing proportion of poor
Lack of representation
Increased awareness and activity to combat
pollution, city image on the international stage
‘Greening’ of growing economies towards
poverty eradication on the international agenda
Shift to cleaner urban activities with
greater enforcement of regulations
Inclusive development in economic
and social arenas
Land/
Housing
Environment
Poverty
2000, following a decision of the court to shut down some factories
(Baviskar, 2012). Even the embryonic BRT corridor has not escaped
a legal petition by an NGO, who claim motorists have a greater
right to mobility by virtue that they are the wealth creators of
the city.10
Other actors in the city may play an important role in representing citizens and implementing urban policies. Although they do not
have clear powers, their role is important as intermediary players,
especially towards the poorest part of the population. For instance
the slum pradhans or ‘‘slumlords’’ are often the only connection between the most disempowered people and the administration of
the city. However these representatives, who are neither elected
nor accountable, may also abuse of their position (Milbert, 2009).
could see the greatest benefits to the city. Associated with this is
the problem of growing inequality, which afflicts many cities in
the developing Asian cities. Whilst pro-poor and socially inclusive
development have long been suggested, the reality is that such policies are usually given cursory regard with respect to the traditional infrastructure led development paradigm. In this respect,
the analysis of sectors highlights the importance of the governance
structures for the sustainable development of the city. However
the fragmentation of authorities hinders the implementation of
sound policies. The definition of new policies should therefore be
coupled with reflection on their application and the role of agencies responsible for it. To avoid the lack of action of these authorities, resources must be allocated and/or identified to cover these
activities.
The way forward
Two themes for the future
Implications for the future
Managing urban development in a rapidly growing city is an
unenviable task given the complexity of stakeholders and competing interests for scarce resources. Whilst the aims of sustainable
development are widely accepted in word, translating good intentions into concrete plans remains a challenge in all cities around
the world. An emerging theme, which is gaining traction in international sustainable development discourse and processes is that
of the Green Economy, one of the two major theme of the landmark
United Nations Rio + 20 conference in Rio de Janeiro in June 2012.
The Green economy aims to integrate the concepts of sustainable
development within various economic sectors. Despite the name,
a key concept underpinning the Green Economy is that environmental sustainability will also lead to more socially inclusive
development pathways and poverty reduction. Puppim de Oliveira
et al. (2012) takes a sector specific approach to evaluate how activities in urban sectors can be ‘greened’ not just in terms of their
environmental impacts but also in terms of their social benefits.
This takes on a particular significance at the city level as the connections between sectors are closer and the linkages more apparent. Although cities tend to be managed by sectors, it is likely
that the greatest impacts can occur through integrating sectors,
such as transport and land-use, which in turn can help preserve
green spaces and ecosystem services in and round the city. Whilst
a sector based analysis is both useful and logical to identify the
problems, the high-level solutions are to be found ultimately in
integrated planning of all these sectors, in order to understand
where synergies and efficiencies can be found, as well as which
strategies might contain important trade-offs in implementation.
As various sectors battle to preserve and extend their spheres of
influence in the city, jurisdictions begin to overlap along with
administrative conflict.
Calling for new modes of thinking and planning is a challenge
for any organization. These challenges take on added urgency
and are particularly fraught given that multiple environmental impacts are being encountered earlier in the development process
than was previously the case for developed countries (Marcotullio
& Schulz, 2007). Given the scarce resources of those cities to mitigate its effects, there is a need to reconsider the development pro-
This paper has provided an overview of the state of the main
sectors in the city and how various governance issues affect their
functioning. Given the arrangement and variety of issues Delhi is
facing in its effort to develop, we identify four main sectors (Table 7), which will be critical to Delhi’s future development in the
coming years. Based on our analysis of each sector, Table 7 presents the main issue and governance challenge facing the sector.
We further identify an opportunity and key outcome, which would
make progress to improving the sector. The governance challenges
are taken from the analysis made in Section ‘Critical evaluation’.
The transport situation in the city remains a big hurdle to its
efficient operation. Despite recent improvements in public transport, most notably an extensive metro system, Delhi remains the
most motorized city in India. However, the city has a high level
of human capacity and a good understanding of the transport issues facing the city, this combined with a high level of international interest in funding sustainable transport project gives a
relatively optimistic prognosis in this sector. Delhi’s position as
the capital of India, a major emerging economy, places it under
greater international scrutiny than perhaps other cities in the
country. This can be beneficial in driving through initiatives and
policies which benefit the environment, as the city, being the seat
of government, also to some extent presents the face of India to the
world. The areas of land (and housing) and poverty reduction is
however a more intractable problem. As has been explained in this
paper, Delhi has been reluctant to cede land to its occupiers and
now faces a crisis whereby much of the housing stock of the city
is illegally developed. The precarious legal situation of land occupiers means that development is implicitly short-sighted. Guaranteeing rights of land occupiers could help resolve this situation and
thereby implement the master plan, which is at present conceived
with little practical change. The efficient use of land and the rights
to develop it is arguably the most pressing issue and one which
10
Delhi row over bus lane reveals class divide, BBC News article. Available at:
http://www.bbc.co.uk/news/world-asia-india-19572583.
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S. Ahmad et al. / Cities 31 (2013) 641–653
cess. As climate change remains a pressing issue in the international community; consideration is now turning to how both local
and global impacts can be minimized in the urban transition in
developing countries. A concept connected to that of the Green
Economy is known as urban development with co-benefits. A large
part of this discourse is coming from the climate change mitigation
community, who see the concept as something that may be useful
in considering the future of the Clean Development Mechanism.
The co-benefits concept aims to understand how global and local
environmental benefits can occur by design at the planning stage
rather than being dealt with as ex-post mitigation measures. Currently much work has focused at the sector level, especially in the
transport sector, as controlling the combustion of fuels can yield
both improvement for the local air quality as well as global carbon
emissions. Wider considerations beyond vehicle efficiency and fuel
choice include what type of transport people take and strategies
that minimize the need to travel (travel demand management).
Seen through this lens, it becomes apparent that transport is not
just an issue of vehicle technology, but of land use planning and
lifestyles, accessibility and safety.
Support will be required to help cities understand and plan for
co-benefits but also in their implementation. The practical application of such plans remains a challenge and often receives less
attention than the formulation of the plans themselves as they
are highly localized in character and resist generalization. Such initiatives can help guide rapidly developing cities in their planning
process if supported by the right tools and financing mechanisms.
Although little general progress was made at the landmark Rio + 20
conference in June 2012, one significant outcome was the decision
of the major development banks to contribute $175 billion to the
promotion of public transport initiatives over the coming decade
(SLoCaT, 2012), which could make serious impact in both Asia
and Africa as these regions are projected to grow their urban populations by 500 million in the next 20 years (SLoCaT, 2012). Whilst
a multilateral agreement on financing for climate change seems to
encounter endless political obstacles, it would seem that funding
for sector based initiatives could be easier to obtain if the climate
benefits are incorporated into the development ones. Ultimately
though, there needs to be a political willingness and organizational
capacity at the city level to consider integrated development across
sector in order for such concepts to radically alter development
patterns and set cities on low carbon and sustainable development
pathways.
Acknowledgments
The authors are thankful to the editor (Andrew Kirby) and 4
anonymous reviewers for their useful comments. All authors were
full-time researchers at the United Nations University Institute of
Advanced Studies (UNU-IAS) during the period they were working
on the manuscript. S. Ahmad was co-affiliated with the Tokyo
Institute of Technology and M. Dreyfus with the National Institute
for Environmental Studies (NIES) in Tuskuba, Japan. S. Ahmad and
M. Dreyfus are grateful to the Japan Society for the Promotion of
Science (JSPS) for supporting their postdoctoral research through
JSPS-UNU Postdoctoral Fellowship. O. Balaban is grateful to UNUIAS and The Scientific and Technological Research Council of Turkey (TUBITAK) for funding his postdoctoral research through their
fellowship programmes. The article is the sole responsibility to the
authors and does not express the views of the institutions authors
are affiliated.
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